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Davis Lisa Ann

Disclosed activity across 5 companies

Tapewire entity
1710
SEC CIK
0001706496

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Air Products & Chemicals, Inc.APD · Entity 2983DirectorDecember 31, 2025January 05, 2026
C3.ai, Inc.AI · Entity 2413DirectorOctober 02, 2024October 04, 2024
Kosmos Energy Ltd.KOS · Entity 4605DirectorJune 09, 2021June 10, 2021
PENSKE AUTOMOTIVE GROUP, INC.PAG · Entity 1680DirectorSeptember 01, 2026September 03, 2026
Phillips 66PSX · Entity 2915DirectorAugust 10, 2026August 11, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Air Products & Chemicals, Inc.

Report date December 31, 2025 · Filed January 05, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Phantom StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct3,608.3296 Reported balance After 2025-12-31 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2025-12-31 · Grant · Acquired 25.7635 · Balance 3,608.3296

F1: Phantom deferred stock units (Units) acquired under the Air Products Stock Account of the issuer's Deferred Compensation Program for Directors, under the Company's Long-Term Incentive Plan.

F2: Not applicable to this security

F3: These Units are payable in the form of shares of common stock equal in number to the Units, at the time elected by the reporting person, which is generally after service on the Company's Board of Directors ends. Units may be paid in a lump sum or up to ten installments as elected by the reporting person in advance.

Filing footnotes · ownership attribution and instrument terms

F1: Phantom deferred stock units (Units) acquired under the Air Products Stock Account of the issuer's Deferred Compensation Program for Directors, under the Company's Long-Term Incentive Plan.

F2: Not applicable to this security

F3: These Units are payable in the form of shares of common stock equal in number to the Units, at the time elected by the reporting person, which is generally after service on the Company's Board of Directors ends. Units may be paid in a lump sum or up to ten installments as elected by the reporting person in advance.

C3.ai, Inc.

Report date October 02, 2024 · Filed October 04, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $22.89 · Expires 2034-10-01Direct23,642 Reported balance After 2024-10-02 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2024-10-02 · Grant · Acquired 23,642 · Balance 23,642

F1: Provided the Reporting Person remains a director of the Company and attends in person the regularly scheduled meeting of the Board during each fiscal quarter, commencing on October 2, 2024 (the "Vesting Commencement Date"), then 5% of the shares subject to the option shall vest on the last day of such fiscal quarter (the "Quarterly Shares") during the term of the option, provided, however, if the Reporting Person fails to attend any such regularly scheduled meeting, then vesting for the Quarterly Shares shall not occur and will be suspended (any such suspended Quarterly Shares being referred to collectively as the "Suspended Shares"). For any Suspended Shares, if any, equal to 5% of the shares subject to the option shall vest only following the fifth anniversary of the Vesting Commencement Date, if the Reporting Person satisfies the attendance requirements in subsequent periods.

Filing footnotes · ownership attribution and instrument terms

F1: Provided the Reporting Person remains a director of the Company and attends in person the regularly scheduled meeting of the Board during each fiscal quarter, commencing on October 2, 2024 (the "Vesting Commencement Date"), then 5% of the shares subject to the option shall vest on the last day of such fiscal quarter (the "Quarterly Shares") during the term of the option, provided, however, if the Reporting Person fails to attend any such regularly scheduled meeting, then vesting for the Quarterly Shares shall not occur and will be suspended (any such suspended Quarterly Shares being referred to collectively as the "Suspended Shares"). For any Suspended Shares, if any, equal to 5% of the shares subject to the option shall vest only following the fifth anniversary of the Vesting Commencement Date, if the Reporting Person satisfies the attendance requirements in subsequent periods.

Kosmos Energy Ltd.

Report date June 09, 2021 · Filed June 10, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect143,162 Reported balance After 2021-06-09 transaction · row 1
1 source row

Row 1 · 2021-06-09 · Grant · Acquired 51,830 · Balance 143,162

F1: These restricted share units were granted under the Issuer's Long Term Incentive Plan (the "Plan") and are scheduled to vest 100% on the earlier of June 9, 2022 or the day immediately preceding the date of the Issuer's first annual shareholder meeting following the date of grant, subject to the terms of the Plan and the applicable award agreement issued thereunder.

Filing footnotes · ownership attribution and instrument terms

F1: These restricted share units were granted under the Issuer's Long Term Incentive Plan (the "Plan") and are scheduled to vest 100% on the earlier of June 9, 2022 or the day immediately preceding the date of the Issuer's first annual shareholder meeting following the date of grant, subject to the terms of the Plan and the applicable award agreement issued thereunder.

PENSKE AUTOMOTIVE GROUP, INC.

Report date September 01, 2026 · Filed September 03, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Deferred Stock Units (Phantom Stock)SEC Table II · derivative / convertible securityDirect25,715 Reported balance After 2026-09-01 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-09-01 · Grant · Acquired 170 · Balance 25,715

F1: One for one.

F4: Price is not relevant to this transaction.

F2: These units are exercisable beginning on the reporting person's separation from service to the Company's Board of Directors.

F3: Not applicable.

Filing footnotes · ownership attribution and instrument terms

F1: One for one.

F2: These units are exercisable beginning on the reporting person's separation from service to the Company's Board of Directors.

F3: Not applicable.

F4: Price is not relevant to this transaction.

Phillips 66

Report date August 10, 2026 · Filed August 11, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectby Trust5,752 Last balance in matching sequence After 2026-08-10 transaction · row 3 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rows

Row 1 · 2026-08-10 · Sale · Disposed 1,000 · Balance 6,267

F1: The price reported above is a weighted average price. These shares were sold in multiple transactions at prices ranging from $206.97 to $207.575. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions set forth in footnotes (1), (3) and (4) were affected.

F2: The reporting person and her spouse are the sole beneficiaries of the trust.

Row 2 · 2026-08-10 · Sale · Disposed 200 · Balance 6,067

F3: The price reported above is a weighted average price. These shares were sold in multiple transactions at prices ranging from $207.98 to $208.75.

F2: The reporting person and her spouse are the sole beneficiaries of the trust.

Row 3 · 2026-08-10 · Sale · Disposed 315 · Balance 5,752

F4: The price reported above is a weighted average price. These shares were sold in multiple transactions at prices ranging from $208.985 to $208.99.

F2: The reporting person and her spouse are the sole beneficiaries of the trust.

Common StockSEC Table I · non-derivativeDirect1,444.2994 Reported balance Holding disclosure · report date 2026-08-10 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 1,444.2994

F5: Includes 1,444.2994 Restricted Stock Units that settle for shares of Phillips 66 common stock on a 1-for-1 basis.

Filing footnotes · ownership attribution and instrument terms

F1: The price reported above is a weighted average price. These shares were sold in multiple transactions at prices ranging from $206.97 to $207.575. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions set forth in footnotes (1), (3) and (4) were affected.

F2: The reporting person and her spouse are the sole beneficiaries of the trust.

F3: The price reported above is a weighted average price. These shares were sold in multiple transactions at prices ranging from $207.98 to $208.75.

F4: The price reported above is a weighted average price. These shares were sold in multiple transactions at prices ranging from $208.985 to $208.99.

F5: Includes 1,444.2994 Restricted Stock Units that settle for shares of Phillips 66 common stock on a 1-for-1 basis.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
December 01, 2022 Filed Dec 5, 2022 13:37 UTC PENSKE AUTOMOTIVE GROUP, INC. PAG · Entity 1680 GrantDeferred Stock Units (Phantom Stock) · Derivative 106 Not disclosed Not disclosed
Disclosure

SEC source: 0001019849-22-000094 · wf-form4_167024743794301.xml · derivative · entry 1

Davis Lisa Ann · CIK 0001706496 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,306

Underlying: Common Stock · 106 shares

Expires not disclosed

F1 · derivative.exercise_price: One for one.

F4 · price: Price is not relevant to this transaction.

F2 · derivative.exercise_date: These units are exercisable beginning on the reporting person's separation from service from the Company's Board of Directors.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
October 05, 2022 Filed Oct 7, 2022 21:43 UTC C3.ai, Inc. AI · Entity 2413 GrantStock Option (Right to Buy) · Derivative 50,349 $0.00 Strike: $13.49 $0.00
Disclosure

SEC source: 0001209191-22-053149 · doc4.xml · derivative · entry 2

Davis Lisa Ann · CIK 0001706496 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,349

Underlying: Class A Common Stock · 50,349 shares

Expires 2032-10-04

F2 · derivative.exercise_date: Provided the Reporting Person remains a director of the Company and attends in person the regularly scheduled meeting of the Board during each fiscal quarter, commencing on October 5, 2022 (the "Vesting Commencement Date"), then 5% of the shares subject to the option shall vest on the last day of such fiscal quarter (the "Quarterly Shares") during the term of the option, provided, however, if the Reporting Person fails to attend any such regularly scheduled meeting, then vesting for the Quarterly Shares shall not occur and will be suspended (any such suspended Quarterly Shares being referred to collectively as the "Suspended Shares"). For any Suspended Shares, such shares shall vest only following the fifth anniversary of the applicable Vesting Commencement Date, if the Reporting Person satisfies the attendance requirements in subsequent periods.

Read SEC document
October 05, 2022 Filed Oct 7, 2022 21:43 UTC C3.ai, Inc. AI · Entity 2413 GrantClass A Common Stock 25,945 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-053149 · doc4.xml · nonDerivative · entry 1

Davis Lisa Ann · CIK 0001706496 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,945

F1 · shares: Represents the grant of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. For so long as the Reporting Person remains a member of the Board, 5% of each RSU shall vest on the date of each of the four regularly scheduled quarterly meetings of the Board that occur each fiscal year of the Company provided (i) the Reporting Person attended in person such meeting of the Board, or (ii) there is an allowed absence. Any portion of the RSU eligible to vest upon a certain regularly scheduled quarterly meeting of the Board which the Reporting Person does not attend and for which there is not an allowed absence shall be forfeited without consideration on the date of such Board meeting.

Read SEC document
September 30, 2022 Filed Oct 3, 2022 16:09 UTC Air Products & Chemicals, Inc. APD · Entity 2983 GrantPhantom Stock · Derivative 12.1638 $231.76 Strike: $0.00 $2,819.08
Disclosure

SEC source: 0001225208-22-010545 · doc4.xml · derivative · entry 1

Davis Lisa Ann · CIK 0001706496 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,752.342

Underlying: Common Stock · 12.1638 shares

Expires not disclosed

F1 · security: Phantom deferred stock units (Units) acquired under the Air Products Stock Account of the issuer's Deferred Compensation Program for Directors, under the Company's Long-Term Incentive Plan.

F2 · derivative.exercise_price: Not applicable to this security

F3 · derivative.exercise_date: These Units are payable in the form of shares of common stock equal in number to the Units, at the time elected by the reporting person, which is generally after service on the Company's Board of Directors ends. Units may be paid in a lump sum or up to ten installments as elected by the reporting person in advance.

F3 · derivative.expiration_date: These Units are payable in the form of shares of common stock equal in number to the Units, at the time elected by the reporting person, which is generally after service on the Company's Board of Directors ends. Units may be paid in a lump sum or up to ten installments as elected by the reporting person in advance.

Read SEC document
September 01, 2022 Filed Sep 2, 2022 19:15 UTC PENSKE AUTOMOTIVE GROUP, INC. PAG · Entity 1680 GrantDeferred Stock Units (Phantom Stock) · Derivative 105 Not disclosed Not disclosed
Disclosure

SEC source: 0001019849-22-000072 · wf-form4_166214613441803.xml · derivative · entry 1

Davis Lisa Ann · CIK 0001706496 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,200

Underlying: Common Stock · 105 shares

Expires not disclosed

F1 · derivative.exercise_price: One for one.

F4 · price: Price is not relevant to this transaction.

F2 · derivative.exercise_date: These units are exercisable beginning on the reporting person's separation from service to the Company's Board of Directors.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
June 30, 2022 Filed Jul 5, 2022 16:45 UTC Air Products & Chemicals, Inc. APD · Entity 2983 GrantPhantom Stock · Derivative 11.5182 $243.13 Strike: $0.00 $2,800.42
Disclosure

SEC source: 0001225208-22-008419 · doc4.xml · derivative · entry 1

Davis Lisa Ann · CIK 0001706496 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,740.1782

Underlying: Common Stock · 11.5182 shares

Expires not disclosed

F1 · security: Phantom deferred stock units (Units) acquired under the Air Products Stock Account of the issuer's Deferred Compensation Program for Directors, under the Company's Long-Term Incentive Plan.

F2 · derivative.exercise_price: Not applicable to this security

F3 · derivative.exercise_date: These Units are payable in the form of shares of common stock equal in number to the Units, at the time elected by the reporting person, which is generally after service on the Company's Board of Directors ends. Units may be paid in a lump sum or up to ten installments as elected by the reporting person in advance.

F3 · derivative.expiration_date: These Units are payable in the form of shares of common stock equal in number to the Units, at the time elected by the reporting person, which is generally after service on the Company's Board of Directors ends. Units may be paid in a lump sum or up to ten installments as elected by the reporting person in advance.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 20:16 UTC PENSKE AUTOMOTIVE GROUP, INC. PAG · Entity 1680 GrantDeferred Stock Units (Phantom Stock) · Derivative 99 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-034028 · doc4.xml · derivative · entry 1

Davis Lisa Ann · CIK 0001706496 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,095

Underlying: Common Stock · 99 shares

Expires not disclosed

F1 · derivative.exercise_price: One for one.

F4 · price: Price is not relevant to this transaction.

F2 · derivative.exercise_date: These units are exercisable beginning on the reporting person's separation from service to the Company's Board of Directors.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
March 31, 2022 Filed Apr 1, 2022 16:28 UTC Air Products & Chemicals, Inc. APD · Entity 2983 GrantPhantom Stock · Derivative 10.1822 $253.16 Strike: $0.00 $2,577.73
Disclosure

SEC source: 0001225208-22-005283 · doc4.xml · derivative · entry 1

Davis Lisa Ann · CIK 0001706496 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,728.66

Underlying: Common Stock · 10.1822 shares

Expires not disclosed

F1 · security: Phantom deferred stock units (Units) acquired under the Air Products Stock Account of the issuer's Deferred Compensation Program for Directors, under the Company's Long-Term Incentive Plan.

F2 · derivative.exercise_price: Not applicable to this security

F3 · derivative.exercise_date: These Units are payable in the form of shares of common stock equal in number to the Units, at the time elected by the reporting person, which is generally after service on the Company's Board of Directors ends. Units may be paid in a lump sum or up to ten installments as elected by the reporting person in advance.

F3 · derivative.expiration_date: These Units are payable in the form of shares of common stock equal in number to the Units, at the time elected by the reporting person, which is generally after service on the Company's Board of Directors ends. Units may be paid in a lump sum or up to ten installments as elected by the reporting person in advance.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 13:11 UTC PENSKE AUTOMOTIVE GROUP, INC. PAG · Entity 1680 GrantDeferred Stock Units (Phantom Stock) · Derivative 113 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-015204 · doc4.xml · derivative · entry 1

Davis Lisa Ann · CIK 0001706496 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,996

Underlying: Common Stock · 113 shares

Expires not disclosed

F1 · derivative.exercise_price: One for one.

F4 · price: Price is not relevant to this transaction.

F2 · derivative.exercise_date: These units are exercisable beginning on the reporting person's separation from service to the Company's Board of Directors.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
February 03, 2022 Filed Feb 4, 2022 16:02 UTC Air Products & Chemicals, Inc. APD · Entity 2983 GrantPhantom Stock · Derivative 527.5189 $284.35 Strike: $0.00 $150,000.00
Disclosure

SEC source: 0001225208-22-001477 · doc4.xml · derivative · entry 1

Davis Lisa Ann · CIK 0001706496 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,718.4778

Underlying: Common Stock · 527.5189 shares

Expires not disclosed

F1 · security: Phantom deferred stock units (Units) acquired under the Air Products Stock Account of the issuer's Deferred Compensation Program for Directors, under the Company's Long-Term Incentive Plan.

F2 · derivative.exercise_price: Not applicable to this security

F3 · derivative.exercise_date: These Units are payable in the form of shares of common stock equal in number to the Units, at the time elected by the reporting person, which is generally after service on the Company's Board of Directors ends. Units may be paid in a lump sum or up to ten installments as elected by the reporting person in advance.

F3 · derivative.expiration_date: These Units are payable in the form of shares of common stock equal in number to the Units, at the time elected by the reporting person, which is generally after service on the Company's Board of Directors ends. Units may be paid in a lump sum or up to ten installments as elected by the reporting person in advance.

Read SEC document
January 14, 2022 Filed Jan 19, 2022 21:49 UTC Phillips 66 PSX · Entity 2915 GrantCommon Stock 2,284 $87.57 $200,009.88
Disclosure

SEC source: 0001534701-22-000002 · wf-form4_164262892801827.xml · nonDerivative · entry 1

Davis Lisa Ann · CIK 0001706496 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,930

F1 · shares: Annual grant to non-employee directors of Restricted Stock Units (RSUs) that convert to Phillips 66 common stock on a 1-for-1 basis. .

F2 · shares: Pursuant to Ms. Davis' election, the restrictions on the award lapse immediately.

F3 · price: The price reflected above is the average of the high and the low price of the Company's stock on January 14, 2022.

Read SEC document
December 31, 2021 Filed Jan 3, 2022 19:18 UTC Air Products & Chemicals, Inc. APD · Entity 2983 GrantPhantom Stock · Derivative 5.8497 $303.89 Strike: $0.00 $1,777.67
Disclosure

SEC source: 0001225208-22-000048 · doc4.xml · derivative · entry 1

Davis Lisa Ann · CIK 0001706496 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,190.9589

Underlying: Common Stock · 5.8497 shares

Expires not disclosed

F1 · security: Phantom deferred stock units (Units) acquired under the Air Products Stock Account of the issuer's Deferred Compensation Program for Directors, under the Company's Long-Term Incentive Plan.

F2 · derivative.exercise_price: Not applicable to this security

F3 · derivative.exercise_date: These Units are payable in the form of shares of common stock equal in number to the Units, at the time elected by the reporting person, which is generally after service on the Company's Board of Directors ends. Units may be paid in a lump sum or up to ten installments as elected by the reporting person in advance.

F3 · derivative.expiration_date: These Units are payable in the form of shares of common stock equal in number to the Units, at the time elected by the reporting person, which is generally after service on the Company's Board of Directors ends. Units may be paid in a lump sum or up to ten installments as elected by the reporting person in advance.

Read SEC document
December 21, 2021 Filed Dec 24, 2021 01:29 UTC C3.ai, Inc. AI · Entity 2413 GrantStock Option (Right to Buy) · Derivative 59,984 $0.00 Strike: $33.64 $0.00
Disclosure

SEC source: 0001209191-21-071184 · doc4.xml · derivative · entry 1

Davis Lisa Ann · CIK 0001706496 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,984

Underlying: Class A Common Stock · 59,984 shares

Expires 2031-12-20

F1 · derivative.exercise_date: Provided the Reporting Person remains a director of the Company and attends in person the regularly scheduled meeting of the Board during each fiscal quarter commencing after December 20, 2021 (the "Vesting Commencement Date"), then 5% of the shares subject to the option shall vest on the last day of such fiscal quarter (the "Quarterly Shares") during the term of the option, provided, however, if the Reporting Person fails to attend any such regularly scheduled meeting, then vesting for the Quarterly Shares shall not occur and will be suspended (any such suspended Quarterly Shares being referred to collectively as the "Suspended Shares"). For any Suspended Shares, such shares shall vest only following the fifth anniversary of the Vesting Commencement Date, if the Reporting Person satisfies the attendance requirements in subsequent periods.

Read SEC document
December 16, 2021 Filed Dec 17, 2021 21:23 UTC PENSKE AUTOMOTIVE GROUP, INC. PAG · Entity 1680 GrantDeferred Stock Units (Phantom Stock) · Derivative 3,072 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-070267 · doc4.xml · derivative · entry 1

Davis Lisa Ann · CIK 0001706496 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,884

Underlying: Common Stock · 3,072 shares

Expires not disclosed

F1 · derivative.exercise_price: One for one.

F4 · price: Price is not relevant to this transaction.

F2 · derivative.exercise_date: These units are exercisable beginning on the reporting person's separation from service to the Company's Board of Directors.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
December 01, 2021 Filed Dec 2, 2021 21:34 UTC PENSKE AUTOMOTIVE GROUP, INC. PAG · Entity 1680 GrantDeferred Stock Units (Phantom Stock) · Derivative 91 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-067601 · doc4.xml · derivative · entry 1

Davis Lisa Ann · CIK 0001706496 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,812

Underlying: Common Stock · 91 shares

Expires not disclosed

F1 · derivative.exercise_price: One for one.

F4 · price: Price is not relevant to this transaction.

F2 · derivative.exercise_date: These units are exercisable beginning on the reporting person's separation from service to the Company's Board of Directors.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
September 30, 2021 Filed Oct 1, 2021 13:19 UTC Air Products & Chemicals, Inc. APD · Entity 2983 GrantPhantom Stock · Derivative 6.7923 $260.22 Strike: $0.00 $1,767.49
Disclosure

SEC source: 0001225208-21-012603 · doc4.xml · derivative · entry 1

Davis Lisa Ann · CIK 0001706496 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,185.1092

Underlying: Common Stock · 6.7923 shares

Expires not disclosed

F1 · security: Phantom deferred stock units (Units) acquired under the Air Products Stock Account of the issuer's Deferred Compensation Program for Directors, under the Company's Long-Term Incentive Plan.

F2 · derivative.exercise_price: Not applicable to this security

F3 · derivative.exercise_date: These Units are payable in the form of shares of common stock equal in number to the Units, at the time elected by the reporting person, which is generally after service on the Company's Board of Directors ends. Units may be paid in a lump sum or up to ten installments as elected by the reporting person in advance.

F3 · derivative.expiration_date: These Units are payable in the form of shares of common stock equal in number to the Units, at the time elected by the reporting person, which is generally after service on the Company's Board of Directors ends. Units may be paid in a lump sum or up to ten installments as elected by the reporting person in advance.

Read SEC document
September 01, 2021 Filed Sep 2, 2021 20:35 UTC PENSKE AUTOMOTIVE GROUP, INC. PAG · Entity 1680 GrantDeferred Stock Units (Phantom Stock) · Derivative 98 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-054459 · doc4.xml · derivative · entry 1

Davis Lisa Ann · CIK 0001706496 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,720

Underlying: Common Stock · 98 shares

Expires not disclosed

F1 · derivative.exercise_price: One for one.

F4 · price: Price is not relevant to this transaction.

F2 · derivative.exercise_date: These units are exercisable beginning on the reporting person's separation from service to the Company's Board of Directors.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
June 30, 2021 Filed Jul 2, 2021 16:11 UTC Air Products & Chemicals, Inc. APD · Entity 2983 GrantPhantom Stock · Derivative 6.0992 $288.29 Strike: $0.00 $1,758.34
Disclosure

SEC source: 0001225208-21-010032 · doc4.xml · derivative · entry 1

Davis Lisa Ann · CIK 0001706496 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,178.3169

Underlying: Common Stock · 6.0992 shares

Expires not disclosed

F1 · security: Phantom deferred stock units (Units) acquired under the Air Products Stock Account of the issuer's Deferred Compensation Program for Directors, under the Company's Long-Term Incentive Plan.

F2 · derivative.exercise_price: Not applicable to this security.

F3 · derivative.exercise_date: These Units are payable in the form of shares of common stock equal in number to the Units, at the time elected by the reporting person, which is generally after service on the Company's Board of Directors ends. Units may be paid in a lump sum or up to ten installments as elected by the reporting person in advance.

F3 · derivative.expiration_date: These Units are payable in the form of shares of common stock equal in number to the Units, at the time elected by the reporting person, which is generally after service on the Company's Board of Directors ends. Units may be paid in a lump sum or up to ten installments as elected by the reporting person in advance.

Read SEC document
June 09, 2021 Filed Jun 10, 2021 20:16 UTC Kosmos Energy Ltd. KOS · Entity 4605 GrantCommon Stock 51,830 $0.00 $0.00
Disclosure

SEC source: 0001509991-21-000054 · wf-form4_162335616076831.xml · nonDerivative · entry 1

Davis Lisa Ann · CIK 0001706496 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,162

F1 · shares: These restricted share units were granted under the Issuer's Long Term Incentive Plan (the "Plan") and are scheduled to vest 100% on the earlier of June 9, 2022 or the day immediately preceding the date of the Issuer's first annual shareholder meeting following the date of grant, subject to the terms of the Plan and the applicable award agreement issued thereunder.

Read SEC document
June 02, 2021 Filed Jun 3, 2021 22:00 UTC PENSKE AUTOMOTIVE GROUP, INC. PAG · Entity 1680 GrantDeferred Stock Units (Phantom Stock) · Derivative 103 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-037858 · doc4.xml · derivative · entry 1

Davis Lisa Ann · CIK 0001706496 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,622

Underlying: Common Stock · 103 shares

Expires not disclosed

F1 · derivative.exercise_price: One for one.

F4 · price: Price is not relevant to this transaction.

F2 · derivative.exercise_date: These units are exercisable beginning on the reporting person's separation from service to the Company's Board of Directors.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
March 31, 2021 Filed Apr 1, 2021 14:51 UTC Air Products & Chemicals, Inc. APD · Entity 2983 GrantPhantom Stock · Derivative 5.5319 $282.61 Strike: $0.00 $1,563.37
Disclosure

SEC source: 0001225208-21-006174 · doc4.xml · derivative · entry 1

Davis Lisa Ann · CIK 0001706496 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,172.2177

Underlying: Common Stock · 5.5319 shares

Expires not disclosed

F1 · security: Phantom deferred stock units (Units) acquired under the Air Products Stock Account of the issuer's Deferred Compensation Program for Directors, under the Company's Long-Term Incentive Plan.

F2 · derivative.exercise_price: Not applicable to this security

F3 · derivative.exercise_date: These Units are payable in the form of shares of common stock equal in number to the Units, at the time elected by the reporting person, which is generally after service on the Company's Board of Directors ends. Units may be paid in a lump sum or up to ten installments as elected by the reporting person in advance.

F3 · derivative.expiration_date: These Units are payable in the form of shares of common stock equal in number to the Units, at the time elected by the reporting person, which is generally after service on the Company's Board of Directors ends. Units may be paid in a lump sum or up to ten installments as elected by the reporting person in advance.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 21:34 UTC PENSKE AUTOMOTIVE GROUP, INC. PAG · Entity 1680 GrantDeferred Stock Units (Phantom Stock) · Derivative 120 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-016007 · doc4.xml · derivative · entry 1

Davis Lisa Ann · CIK 0001706496 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,520

Underlying: Common Stock · 120 shares

Expires not disclosed

F1 · derivative.exercise_price: One for one.

F4 · price: Price is not relevant to this transaction.

F2 · derivative.exercise_date: These units are exercisable beginning upon the termination of the reporting person's service to the Company's Board of Directors.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
January 28, 2021 Filed Jan 29, 2021 15:36 UTC Air Products & Chemicals, Inc. APD · Entity 2983 GrantPhantom Stock · Derivative 555.5967 $269.98 Strike: $0.00 $150,000.00
Disclosure

SEC source: 0001225208-21-001265 · doc4.xml · derivative · entry 1

Davis Lisa Ann · CIK 0001706496 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,166.6858

Underlying: Common Stock · 555.5967 shares

Expires not disclosed

F1 · security: Phantom deferred stock units (Units) acquired under the Air Products Stock Account of the issuer's Deferred Compensation Program for Directors, under the Company's Long-Term Incentive Plan.

F2 · derivative.exercise_price: Not applicable to this security

F3 · derivative.exercise_date: These Units are payable in the form of shares of common stock equal in number to the Units, at the time elected by the reporting person, which is generally after service on the Company's Board of Directors ends. Units may be paid in a lump sum or up to ten installments as elected by the reporting person in advance.

F3 · derivative.expiration_date: These Units are payable in the form of shares of common stock equal in number to the Units, at the time elected by the reporting person, which is generally after service on the Company's Board of Directors ends. Units may be paid in a lump sum or up to ten installments as elected by the reporting person in advance.

Read SEC document
January 15, 2021 Filed Jan 20, 2021 22:40 UTC Phillips 66 PSX · Entity 2915 GrantCommon Stock 2,771 $72.19 $200,045.42
Disclosure

SEC source: 0001534701-21-000020 · wf-form4_161118240601593.xml · nonDerivative · entry 1

Davis Lisa Ann · CIK 0001706496 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,646

F1 · shares: Annual grant to non-employee directors of Restricted Stock Units (RSUs) that convert to Phillips 66 common stock on a 1-for-1 basis.

F2 · shares: Pursuant to Ms. Davis' election, the restrictions on the award lapse immediately.

F3 · price: The price reflected above is the average of the high and the low price of the Company's stock on January 15, 2021.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 17:34 UTC Air Products & Chemicals, Inc. APD · Entity 2983 GrantPhantom Stock · Derivative 3.0056 $271.10 Strike: $0.00 $814.82
Disclosure

SEC source: 0001225208-21-000143 · doc4.xml · derivative · entry 1

Davis Lisa Ann · CIK 0001706496 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 611.0891

Underlying: Common Stock · 3.0056 shares

Expires not disclosed

F1 · security: Phantom deferred stock units (Units) acquired under the Air Products Stock Account of the issuer's Deferred Compensation Program for Directors, under the Company's Long-Term Incentive Plan.

F2 · derivative.exercise_price: Not applicable to this security.

F3 · derivative.exercise_date: These Units are payable in the form of shares of common stock equal in number to the Units, at the time elected by the reporting person, which is generally after service on the Company's Board of Directors ends. Units may be paid in a lump sum or up to ten installments as elected by the reporting person in advance.

F3 · derivative.expiration_date: These Units are payable in the form of shares of common stock equal in number to the Units, at the time elected by the reporting person, which is generally after service on the Company's Board of Directors ends. Units may be paid in a lump sum or up to ten installments as elected by the reporting person in advance.

Read SEC document
December 09, 2020 Filed Dec 11, 2020 13:13 UTC PENSKE AUTOMOTIVE GROUP, INC. PAG · Entity 1680 GrantDeferred Stock Units (Phantom Stock) · Derivative 4,340 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-062845 · doc4.xml · derivative · entry 1

Davis Lisa Ann · CIK 0001706496 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,400

Underlying: Common Stock · 4,340 shares

Expires not disclosed

F1 · derivative.exercise_price: One for one.

F4 · price: Price is not relevant to this transaction.

F2 · derivative.exercise_date: These units are exercisable beginning upon the termination of the reporting person's service to the Company's Board of Directors.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
December 01, 2020 Filed Dec 2, 2020 21:36 UTC PENSKE AUTOMOTIVE GROUP, INC. PAG · Entity 1680 GrantDeferred Stock Units (Phantom Stock) · Derivative 109 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-061184 · doc4.xml · derivative · entry 1

Davis Lisa Ann · CIK 0001706496 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,060

Underlying: Common Stock · 109 shares

Expires not disclosed

F1 · derivative.exercise_price: One for one.

F4 · price: Price is not relevant to this transaction.

F2 · derivative.exercise_date: These units are exercisable beginning upon the termination of the reporting person's service to the Company's Board of Directors.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
October 08, 2020 Filed Oct 9, 2020 19:21 UTC Phillips 66 PSX · Entity 2915 GrantCommon Stock 875 $52.86 $46,252.50
Disclosure

SEC source: 0001534701-20-000146 · wf-form4_160227125082247.xml · nonDerivative · entry 1

Davis Lisa Ann · CIK 0001706496 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 875

F1 · shares: Grant of Restricted Stock Units (RSUs) that convert to Phillips 66 common stock on a 1-for-1 basis. The restrictions on the RSUs lapse after the retirement, disability or death of the non-employee director. This is a prorated amount of the annual grant to reflect the new director joining the board.

F2 · price: The price reflected above is the average of the high and the low price of the Company's stock on October 8, 2020.

Read SEC document
October 08, 2020 Filed Oct 29, 2020 21:05 UTC Amendment Phillips 66 PSX · Entity 2915 GrantCommon Stock 875 $52.86 $46,252.50
Disclosure

SEC source: 0001534701-20-000149 · wf-form4a_160400550099328.xml · nonDerivative · entry 1

Davis Lisa Ann · CIK 0001706496 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 875

F1 · shares: The original Form 4, filed on October 9, 2020, is being amended by this Form 4 Amendment solely to correct an administrative error in footnote 1 of the original Form 4, which stated that the restrictions on the Restricted Stock Units (RSUs) granted to Ms. Davis lapse after her retirement, disability or death. Ms. Davis elected to have the restrictions on the RSUs, which convert to Phillips 66 common stock on a 1-for-1 basis, lapse immediately upon grant.

F2 · price: The price reflected above is the average of the high and the low price of the Company's stock on October 8, 2020.

Read SEC document
September 30, 2020 Filed Oct 1, 2020 17:50 UTC Air Products & Chemicals, Inc. APD · Entity 2983 GrantPhantom Stock · Derivative 2.7603 $293.86 Strike: $0.00 $811.14
Disclosure

SEC source: 0001225208-20-011930 · doc4.xml · derivative · entry 1

Davis Lisa Ann · CIK 0001706496 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 608.0835

Underlying: Common Stock · 2.7603 shares

Expires not disclosed

F1 · security: Phantom deferred stock units (Units) acquired under the Air Products Stock Account of the issuer's Deferred Compensation Program for Directors, under the Company's Long-Term Incentive Plan.

F2 · derivative.exercise_price: Not applicable to this security

F3 · derivative.exercise_date: These Units are payable in the form of shares of common stock equal in number to the Units, at the time elected by the reporting person, which is generally after service on the Company's Board of Directors ends. Units may be paid in a lump sum or up to ten installments as elected by the reporting person in advance.

F3 · derivative.expiration_date: These Units are payable in the form of shares of common stock equal in number to the Units, at the time elected by the reporting person, which is generally after service on the Company's Board of Directors ends. Units may be paid in a lump sum or up to ten installments as elected by the reporting person in advance.

Read SEC document
June 30, 2020 Filed Jul 2, 2020 17:16 UTC Air Products & Chemicals, Inc. APD · Entity 2983 GrantPhantom Stock · Derivative 3.3804 $238.61 Strike: $0.00 $806.60
Disclosure

SEC source: 0001225208-20-009431 · doc4.xml · derivative · entry 1

Davis Lisa Ann · CIK 0001706496 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 605.3232

Underlying: Common Stock · 3.3804 shares

Expires not disclosed

F1 · security: Phantom deferred stock units (Units) acquired under the Air Products Stock Account of the issuer's Deferred Compensation Program for Directors, under the Company's Long-Term Incentive Plan.

F2 · derivative.exercise_price: Not applicable to this security

F3 · derivative.exercise_date: These Units are payable in the form of shares of common stock equal in number to the Units, at the time elected by the reporting person, which is generally after service on the Company's Board of Directors ends. Units may be paid in a lump sum or up to ten installments as elected by the reporting person in advance.

F3 · derivative.expiration_date: These Units are payable in the form of shares of common stock equal in number to the Units, at the time elected by the reporting person, which is generally after service on the Company's Board of Directors ends. Units may be paid in a lump sum or up to ten installments as elected by the reporting person in advance.

Read SEC document
June 30, 2020 Filed Jul 2, 2020 16:59 UTC Air Products & Chemicals, Inc. APD · Entity 2983 GrantPhantom Stock · Derivative 3.3804 $238.61 Strike: $0.00 $806.60
Disclosure

SEC source: 0001225208-20-009404 · doc4.xml · derivative · entry 1

Davis Lisa Ann · CIK 0001706496 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 605.3232

Underlying: Common Stock · 3.3804 shares

Expires not disclosed

F1 · security: Phantom deferred stock units (Units) acquired under the Air Products Stock Account of the issuer's Deferred Compensation Program for Directors, under the Company's Long-Term Incentive Plan.

F2 · derivative.exercise_price: Not applicable to this security

F3 · derivative.exercise_date: These Units are payable in the form of shares of common stock equal in number to the Units, at the time elected by the reporting person, which is generally after service on the Company's Board of Directors ends. Units may be paid in a lump sum or up to ten installments as elected by the reporting person in advance.

F3 · derivative.expiration_date: These Units are payable in the form of shares of common stock equal in number to the Units, at the time elected by the reporting person, which is generally after service on the Company's Board of Directors ends. Units may be paid in a lump sum or up to ten installments as elected by the reporting person in advance.

Read SEC document
June 10, 2020 Filed Jun 11, 2020 20:07 UTC Kosmos Energy Ltd. KOS · Entity 4605 Grantcommon shares 70,834 $0.00 $0.00
Disclosure

SEC source: 0001509991-20-000069 · wf-form4_159190605872061.xml · nonDerivative · entry 1

Davis Lisa Ann · CIK 0001706496 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,332

F1 · shares: These restricted share units were granted under the Issuer's Long Term Incentive Plan (the "Plan") and are scheduled to vest 100% on the earlier of June 10, 2021 or the day immediately preceding the date of the Issuer's first annual shareholder meeting following the date of grant, subject to the terms of the Plan and the applicable award agreement issued thereunder.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 14:48 UTC Air Products & Chemicals, Inc. APD · Entity 2983 GrantPhantom Stock · Derivative 3.362 $206.53 Strike: $0.00 $694.35
Disclosure

SEC source: 0001225208-20-005828 · doc4.xml · derivative · entry 1

Davis Lisa Ann · CIK 0001706496 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 601.9428

Underlying: Common Stock · 3.362 shares

Expires not disclosed

F1 · security: Phantom deferred stock units (Units) acquired under the Air Products Stock Account of the issuer's Deferred Compensation Program for Directors, under the Company's Long-Term Incentive Plan.

F2 · derivative.exercise_price: Not applicable to this security

F3 · derivative.exercise_date: These Units are payable in the form of shares of common stock equal in number to the Units, at the time elected by the reporting person, which is generally after service on the Company's Board of Directors ends. Units may be paid in a lump sum or up to ten installments as elected by the reporting person in advance.

F3 · derivative.expiration_date: These Units are payable in the form of shares of common stock equal in number to the Units, at the time elected by the reporting person, which is generally after service on the Company's Board of Directors ends. Units may be paid in a lump sum or up to ten installments as elected by the reporting person in advance.

Read SEC document
March 09, 2020 Filed Mar 11, 2020 20:30 UTC Air Products & Chemicals, Inc. APD · Entity 2983 GrantPhantom Stock · Derivative 598.5808 $229.71 Strike: $0.00 $137,500.00
Disclosure

SEC source: 0001225208-20-004834 · doc4.xml · derivative · entry 1

Davis Lisa Ann · CIK 0001706496 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 598.5808

Underlying: Common Stock · 598.5808 shares

Expires not disclosed

F1 · security: Phantom deferred stock units (Units) acquired under the Air Products Stock Account of the issuer's Deferred Compensation Program for Directors, under the Company's Long-Term Incentive Plan.

F2 · derivative.exercise_price: Not applicable to this security

F3 · derivative.exercise_date: These Units are payable in the form of shares of common stock equal in number to the Units, at the time elected by the reporting person, which is generally after service on the Company's Board of Directors ends. Units may be paid in a lump sum or up to ten installments as elected by the reporting person in advance.

F3 · derivative.expiration_date: These Units are payable in the form of shares of common stock equal in number to the Units, at the time elected by the reporting person, which is generally after service on the Company's Board of Directors ends. Units may be paid in a lump sum or up to ten installments as elected by the reporting person in advance.

Read SEC document
March 03, 2020 Filed Mar 5, 2020 12:34 UTC PENSKE AUTOMOTIVE GROUP, INC. PAG · Entity 1680 GrantDeferred Stock Units (Phantom Stock) · Derivative 138 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-016452 · doc4.xml · derivative · entry 1

Davis Lisa Ann · CIK 0001706496 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,950

Underlying: Common Stock · 138 shares

Expires not disclosed

F1 · derivative.exercise_price: One for one.

F4 · price: Price is not relevant to this transaction.

F2 · derivative.exercise_date: These units are exercisable beginning upon the termination of the reporting person's service to the Company's Board of Directors.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
December 11, 2019 Filed Dec 13, 2019 21:26 UTC PENSKE AUTOMOTIVE GROUP, INC. PAG · Entity 1680 GrantDeferred Stock Units (Phantom Stock) · Derivative 4,766 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-060397 · doc4.xml · derivative · entry 1

Davis Lisa Ann · CIK 0001706496 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,812

Underlying: Common Stock · 4,766 shares

Expires not disclosed

F1 · derivative.exercise_price: One for one.

F4 · price: Price is not relevant to this transaction.

F2 · derivative.exercise_date: These units are exercisable beginning upon the termination of the reporting person's service to the Company's Board of Directors.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
December 03, 2019 Filed Dec 4, 2019 21:36 UTC PENSKE AUTOMOTIVE GROUP, INC. PAG · Entity 1680 GrantDeferred Stock Units (Phantom Stock) · Derivative 81 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-059075 · doc4.xml · derivative · entry 1

Davis Lisa Ann · CIK 0001706496 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,046

Underlying: Common Stock · 81 shares

Expires not disclosed

F1 · derivative.exercise_price: One for one.

F4 · price: Price is not relevant to this transaction.

F2 · derivative.exercise_date: These units are exercisable beginning upon the termination of the reporting person's service from the Company's Board of Directors.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
November 06, 2019 Filed Nov 8, 2019 21:34 UTC Kosmos Energy Ltd. KOS · Entity 4605 Grantcommon shares 20,498 $0.00 $0.00
Disclosure

SEC source: 0001509991-19-000111 · wf-form4_157324887447365.xml · nonDerivative · entry 1

Davis Lisa Ann · CIK 0001706496 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,498

F1 · shares: These restricted share units were granted under the Issuer's Long Term Incentive Plan (the "Plan") and are scheduled to vest 100% on the earlier of November 6, 2020 or the day immediately preceding the date of the Issuer's first annual shareholder meeting following the date of grant, subject to the terms of the Plan and the applicable award agreement issued thereunder.

Read SEC document
September 04, 2019 Filed Sep 6, 2019 11:41 UTC PENSKE AUTOMOTIVE GROUP, INC. PAG · Entity 1680 GrantDeferred Stock Units (Phantom Stock) · Derivative 93 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-048666 · doc4.xml · derivative · entry 1

Davis Lisa Ann · CIK 0001706496 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,965

Underlying: Common Stock · 93 shares

Expires not disclosed

F1 · derivative.exercise_price: One for one.

F4 · price: Price is not relevant to this transaction.

F2 · derivative.exercise_date: These units are exercisable beginning upon the termination of the reporting person's service from the Company's Board of Directors.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
June 04, 2019 Filed Jun 5, 2019 12:35 UTC PENSKE AUTOMOTIVE GROUP, INC. PAG · Entity 1680 GrantDeferred Stock Units (Phantom Stock) · Derivative 83 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-034613 · doc4.xml · derivative · entry 1

Davis Lisa Ann · CIK 0001706496 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,872

Underlying: Common Stock · 83 shares

Expires not disclosed

F1 · derivative.exercise_price: One for one.

F4 · price: Price is not relevant to this transaction.

F2 · derivative.exercise_date: These units are exercisable beginning upon the termination of the reporting person's service from the Company's Board of Directors.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
March 01, 2019 Filed Mar 4, 2019 21:26 UTC PENSKE AUTOMOTIVE GROUP, INC. PAG · Entity 1680 GrantDeferred Stock Units (Phantom Stock) · Derivative 83.46 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-015628 · doc4.xml · derivative · entry 1

Davis Lisa Ann · CIK 0001706496 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,788.86

Underlying: Common Stock · 83.46 shares

Expires not disclosed

F1 · derivative.exercise_price: One for one.

F4 · price: Price is not relevant to this transaction.

F2 · derivative.exercise_date: These units are exercisable beginning upon the termination of the reporting person's service from the Company's Board of Directors.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
December 12, 2018 Filed Dec 14, 2018 21:08 UTC PENSKE AUTOMOTIVE GROUP, INC. PAG · Entity 1680 GrantDeferred Stock Units (Phantom Stock) · Derivative 5,011.38 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-062690 · doc4.xml · derivative · entry 1

Davis Lisa Ann · CIK 0001706496 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,705.4

Underlying: Common Stock · 5,011.38 shares

Expires not disclosed

F1 · derivative.exercise_price: One for one.

F4 · price: Price is not relevant to this transaction.

F2 · derivative.exercise_date: These units are exercisable beginning upon the termination of the reporting person's service from the Company's Board of Directors.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
December 04, 2018 Filed Dec 6, 2018 13:28 UTC PENSKE AUTOMOTIVE GROUP, INC. PAG · Entity 1680 GrantDeferred Stock Units (Phantom Stock) · Derivative 40.89 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-061109 · doc4.xml · derivative · entry 1

Davis Lisa Ann · CIK 0001706496 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,694.01

Underlying: Common Stock · 40.89 shares

Expires not disclosed

F1 · derivative.exercise_price: One for one.

F4 · price: Price is not relevant to this transaction.

F2 · derivative.exercise_date: These units are exercisable beginning upon the termination of the reporting person's service from the Company's Board of Directors.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
September 05, 2018 Filed Sep 6, 2018 20:25 UTC PENSKE AUTOMOTIVE GROUP, INC. PAG · Entity 1680 GrantDeferred Stock Units (Phantom Stock) · Derivative 31.64 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-049809 · doc4.xml · derivative · entry 1

Davis Lisa Ann · CIK 0001706496 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,653.12

Underlying: Common Stock · 31.64 shares

Expires not disclosed

F1 · derivative.exercise_price: One for one.

F4 · price: Price is not relevant to this transaction.

F2 · derivative.exercise_date: These units are exercisable beginning upon the termination of the reporting person's service from the Company's Board of Directors.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
June 01, 2018 Filed Jun 4, 2018 20:21 UTC PENSKE AUTOMOTIVE GROUP, INC. PAG · Entity 1680 GrantDeferred Stock Units (Phantom Stock) · Derivative 33.04 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-035059 · doc4.xml · derivative · entry 1

Davis Lisa Ann · CIK 0001706496 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,621.48

Underlying: Common Stock · 33.04 shares

Expires not disclosed

F1 · derivative.exercise_price: One for one.

F4 · price: Price is not relevant to this transaction.

F2 · derivative.exercise_date: These units are exercisable beginning upon the termination of the reporting person's service from the Company's Board of Directors.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 21:37 UTC PENSKE AUTOMOTIVE GROUP, INC. PAG · Entity 1680 GrantDeferred Stock Units (Phantom Stock) · Derivative 34.39 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-016483 · doc4.xml · derivative · entry 1

Davis Lisa Ann · CIK 0001706496 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,588.44

Underlying: Common Stock · 34.39 shares

Expires not disclosed

F1 · derivative.exercise_price: One for one.

F4 · price: Price is not relevant to this transaction.

F2 · derivative.exercise_date: These units are exercisable beginning upon the termination of the reporting person's service from the Company's Board of Directors.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
December 13, 2017 Filed Dec 14, 2017 21:08 UTC PENSKE AUTOMOTIVE GROUP, INC. PAG · Entity 1680 GrantDeferred Stock Units (Phantom Stock) · Derivative 4,554.05 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-065663 · doc4.xml · derivative · entry 1

Davis Lisa Ann · CIK 0001706496 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,554.05

Underlying: Common Stock · 4,554.05 shares

Expires not disclosed

F1 · derivative.exercise_price: One for one.

F4 · price: Price is not relevant to this transaction.

F2 · derivative.exercise_date: These units are exercisable beginning upon the termination of the reporting person's service from the Company's Board of Directors.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.