Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| DEERE & CODEERE & CO · Entity 106 | Executive Vice President | December 17, 2008 | December 19, 2008 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
DEERE & CO
Report date December 17, 2008 · Filed December 19, 2008
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| $1 Par Common StockSEC Table I · non-derivative | Direct | 165,625 |
Reported balance
After 2008-12-17 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2008-12-17 · Grant · Acquired 18,222 · Balance 165,625 F1: Grant of restricted stock units under the John Deere Omnibus Equity and Incentive Plan. F2: Includes 114,515 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares. The reporting person also indirectly owns 10,260 shares beneficially owned by his spouse. |
| Market Priced OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $39.67 · Expires 2018-12-17 | Direct | 54,668 |
Reported balance
After 2008-12-17 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2008-12-17 · Grant · Acquired 54,668 · Balance 54,668 F3: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. F4: The options become exercisable in three approximately equal installments on December 17, 2009, December 17, 2010, and December 17, 2011. |
Filing footnotes · ownership attribution and instrument terms
F1: Grant of restricted stock units under the John Deere Omnibus Equity and Incentive Plan.
F2: Includes 114,515 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares. The reporting person also indirectly owns 10,260 shares beneficially owned by his spouse.
F3: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.
F4: The options become exercisable in three approximately equal installments on December 17, 2009, December 17, 2010, and December 17, 2011.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 07, 2005 Filed Dec 8, 2005 21:53 UTC | DEERE & CO DE · Entity 106 | GrantMarket Priced Options · Derivative | 31,097 | $0.00 Strike: $68.88 | $0.00 |
DisclosureSEC source: 0000315189-05-000068 · primary_doc.xml · derivative · entry 2 MARKLEY H J · CIK 0001196902 · Pres.,Ag Div.NA, Aust, Asia 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,097 Underlying: Common Stock · 31,097 shares Expires 2015-12-07 F4 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. F5 · derivative.exercise_date: The options become excersiable in three installments on December 7, 2006, December 7, 2007, and December 8, 2008. Read SEC document |
| December 07, 2005 Filed Dec 8, 2005 21:53 UTC | DEERE & CO DE · Entity 106 | Grant$1 Par Common Stock | 10,365 | $0.00 | $0.00 |
DisclosureSEC source: 0000315189-05-000068 · primary_doc.xml · nonDerivative · entry 1 MARKLEY H J · CIK 0001196902 · Pres.,Ag Div.NA, Aust, Asia 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,071 F1 · security: References to Deere & Company common stock include associated preferred stock rights. F2 · shares: Grant of restricted stock units under the John Deere Omnibus Equity and Incentive Plan. F3 · balance_after: Includes 49,113 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan.The Reporting person also indirectly owns 5,130 shares benefically owned by his spouse. Read SEC document |
| December 08, 2004 Filed Dec 9, 2004 20:59 UTC | DEERE & CO DE · Entity 106 | GrantMarket Priced Options · Derivative | 39,467 | $0.00 Strike: $69.37 | $0.00 |
DisclosureSEC source: 0000315189-04-000114 · primary_doc.xml · derivative · entry 2 MARKLEY H J · CIK 0001196902 · Pres., Ag Div. NA,Aust,Asia 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,467 Underlying: Common Stock · 39,467 shares Expires 2014-12-08 F5 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. F6 · derivative.exercise_date: The options become exercisable in three installments on December 8, 2005, December 8, 2006, and December 10, 2007. Read SEC document |
| December 08, 2004 Filed Dec 9, 2004 20:59 UTC | DEERE & CO DE · Entity 106 | Grant$1 Par Common Stock | 15,786 | $0.00 | $0.00 |
DisclosureSEC source: 0000315189-04-000114 · primary_doc.xml · nonDerivative · entry 1 MARKLEY H J · CIK 0001196902 · Pres., Ag Div. NA,Aust,Asia 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,706 F1 · security: References to Deere & Company common stock include associated preferred stock rights. F2 · shares: Grant of restricted stock units under the John Deere Omnibus Equity and Incentive Plan. F3 · balance_after: Includes 38,748 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan. F4 · ownership.direct: The spouse of the reporting person also beneficially owns 5,130 shares of $1 par common stock of Deere & Company. The filing of this statement shall not be construed as an admission that the undersigned is, for the purpose of Section 16 of the Securities Exchange Act of 1934, or for any other purpose, the beneficial owner of these shares. Read SEC document |
| December 10, 2003 Filed Dec 12, 2003 16:05 UTC | DEERE & CO DE · Entity 106 | GrantMarket Priced Options · Derivative | 33,000 | $0.00 Strike: $61.64 | $0.00 |
DisclosureSEC source: 0001196902-03-000002 · primary_doc.xml · derivative · entry 2 MARKLEY H J · CIK 0001196902 · Pres., Ag Div. NA,Aust,Asia 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,000 Underlying: Common Stock · 33,000 shares Expires 2013-12-10 F5 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. F6 · derivative.exercise_date: The options become exercisable in three installments on December 10, 2004, December 12, 2005, and December 11, 2006. Read SEC document |
| December 10, 2003 Filed Dec 12, 2003 16:05 UTC | DEERE & CO DE · Entity 106 | Grant$1 Par Common Stock | 13,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001196902-03-000002 · primary_doc.xml · nonDerivative · entry 1 MARKLEY H J · CIK 0001196902 · Pres., Ag Div. NA,Aust,Asia 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,920 F1 · security: Includes associated preferred stock rights. F2 · shares: Grant of restricted stock units under the John Deere Omnibus Equity and Incentive Plan. F3 · balance_after: Includes 22,962 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan. F4 · ownership.direct: The spouse of the reporting person also beneficially owns 5,130 shares of $1 par common stock of Deere & Company. The filing of this statement shall not be construed as an admission that the undersigned is, for the purpose of Section 16 of the Securities Exchange Act of 1934, or for any other purpose, the beneficial owner of these shares. Read SEC document |
| December 01, 2003 Filed Dec 2, 2003 20:16 UTC | DEERE & CO DE · Entity 106 | Exercise / conversionMarket-Priced Options · Derivative | 8,000 | $0.00 Strike: $34.13 | $0.00 |
DisclosureSEC source: 0001196902-03-000001 · primary_doc.xml · derivative · entry 6 MARKLEY H J · CIK 0001196902 · Pres, Ag Div NA,Aust,Asia 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,000 shares Expires 2005-12-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. Read SEC document |
| December 01, 2003 Filed Dec 2, 2003 20:16 UTC | DEERE & CO DE · Entity 106 | Exercise / conversionMarket-Priced Options · Derivative | 12,300 | $0.00 Strike: $21.02 | $0.00 |
DisclosureSEC source: 0001196902-03-000001 · primary_doc.xml · derivative · entry 5 MARKLEY H J · CIK 0001196902 · Pres, Ag Div NA,Aust,Asia 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,300 shares Expires 2004-12-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. Read SEC document |
| December 01, 2003 Filed Dec 2, 2003 20:16 UTC | DEERE & CO DE · Entity 106 | Sale$1 Par Common Stock | 11,644 | $61.72 | $718,667.68 |
DisclosureSEC source: 0001196902-03-000001 · primary_doc.xml · nonDerivative · entry 4 MARKLEY H J · CIK 0001196902 · Pres, Ag Div NA,Aust,Asia 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,720 F1 · security: Includes associated preferred stock rights. F2 · balance_after: Includes 9,762 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan. F3 · ownership.direct: The spouse of the reporting person also beneficially owns 5,130 shares of $1 par common stock of Deere & Company. The filing of this statement shall not be construed as an admission that the undersigned is, for the purpose of Section 16 of the Securities Exchange Act of 1934, or for any other purpose, the beneficial owner of these shares. Read SEC document |
| December 01, 2003 Filed Dec 2, 2003 20:16 UTC | DEERE & CO DE · Entity 106 | Tax withholding$1 Par Common Stock | 8,656 | $61.41 | $531,564.96 |
DisclosureSEC source: 0001196902-03-000001 · primary_doc.xml · nonDerivative · entry 3 MARKLEY H J · CIK 0001196902 · Pres, Ag Div NA,Aust,Asia 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,364 F1 · security: Includes associated preferred stock rights. F2 · balance_after: Includes 9,762 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan. Read SEC document |
| December 01, 2003 Filed Dec 2, 2003 20:16 UTC | DEERE & CO DE · Entity 106 | Exercise / conversion$1 Par Common Stock | 8,000 | $34.03 | $272,240.00 |
DisclosureSEC source: 0001196902-03-000001 · primary_doc.xml · nonDerivative · entry 2 MARKLEY H J · CIK 0001196902 · Pres, Ag Div NA,Aust,Asia 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,020 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Includes associated preferred stock rights. F2 · balance_after: Includes 9,762 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan. Read SEC document |
| December 01, 2003 Filed Dec 2, 2003 20:16 UTC | DEERE & CO DE · Entity 106 | Exercise / conversion$1 Par Common Stock | 12,300 | $21.02 | $258,546.00 |
DisclosureSEC source: 0001196902-03-000001 · primary_doc.xml · nonDerivative · entry 1 MARKLEY H J · CIK 0001196902 · Pres, Ag Div NA,Aust,Asia 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,020 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Includes associated preferred stock rights. F2 · balance_after: Includes 9,762 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.