Bartlett Thomas A

SEC source: 0001193125-26-352405 · ownership.xml · nonDerivative · entry 1

Bartlett Thomas A · CIK 0001315047 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,199

F1 · shares: Represents shares of restricted common stock of the Issuer (the "Restricted Shares") granted pursuant to the Issuer's Stock Incentive Plan. The Restricted Shares will vest on the date of the Issuer's 2027 annual meeting, subject to Reporting Person's continued service as a director on such vesting date.

F2 · balance_after: Includes unvested Restricted Shares.

SEC source: 0001225208-26-006799 · doc4.xml · nonDerivative · entry 1

Bartlett Thomas A · CIK 0001315047 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,355.787

F1 · shares: The Restricted Stock Units vest upon the earlier of (i) the last day of the 2026-2027 Board service year or (ii) the first anniversary of the award grant date and will be payable in shares of The Hartford's common stock within 60 days thereafter.

SEC source: 0001628280-26-044318 · wk-form4_1781813868.xml · derivative · entry 1

Bartlett Thomas A · CIK 0001315047 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,885

Underlying: Common Stock, par value $0.001 per share · 7,871 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock upon settlement.

F2 · derivative.exercise_date: The restricted stock units vest upon the earlier of (i) the first anniversary of the date of grant, (ii) the date on which the reporting person's term as a member of the Board of Directors of ExlService Holdings, Inc. (the "Board") expires if the reporting person is not subsequently elected to a new term on the Board, and (iii) the occurrence of a "Change in Control", as defined in the ExlService Holdings, Inc. 2025 Omnibus Incentive Plan (the "Plan"), and such awards settle upon the earlier of (i) the reporting person's death, (ii) the occurrence of a "Change of Control", as defined in the Plan and (iii) the date that is 180 days following the date on which the reporting person ceases to serve as a member of the Board for any reason other than due to such reporting person's death or, if later, the date of the reporting person's separation from service.

F2 · derivative.expiration_date: The restricted stock units vest upon the earlier of (i) the first anniversary of the date of grant, (ii) the date on which the reporting person's term as a member of the Board of Directors of ExlService Holdings, Inc. (the "Board") expires if the reporting person is not subsequently elected to a new term on the Board, and (iii) the occurrence of a "Change in Control", as defined in the ExlService Holdings, Inc. 2025 Omnibus Incentive Plan (the "Plan"), and such awards settle upon the earlier of (i) the reporting person's death, (ii) the occurrence of a "Change of Control", as defined in the Plan and (iii) the date that is 180 days following the date on which the reporting person ceases to serve as a member of the Board for any reason other than due to such reporting person's death or, if later, the date of the reporting person's separation from service.

SEC source: 0001140361-26-023351 · form4.xml · derivative · entry 1

Bartlett Thomas A · CIK 0001315047 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,174.262

Underlying: Common Stock · 2,716.256 shares

Expires not disclosed

F1 · derivative.exercise_price: The reporting person acquired these deferred stock units (DSUs) under the Board of Directors Deferred Stock Unit Plan (the Plan) for service as a non-employee director. The Plan provides for payment of a portion or all of the annual director compensation in DSUs. Upon retirement or termination, the DSUs in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. DSUs accrue dividend equivalents.

F1 · derivative.exercise_date: The reporting person acquired these deferred stock units (DSUs) under the Board of Directors Deferred Stock Unit Plan (the Plan) for service as a non-employee director. The Plan provides for payment of a portion or all of the annual director compensation in DSUs. Upon retirement or termination, the DSUs in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. DSUs accrue dividend equivalents.

F1 · derivative.expiration_date: The reporting person acquired these deferred stock units (DSUs) under the Board of Directors Deferred Stock Unit Plan (the Plan) for service as a non-employee director. The Plan provides for payment of a portion or all of the annual director compensation in DSUs. Upon retirement or termination, the DSUs in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. DSUs accrue dividend equivalents.

SEC source: 0001193125-26-230880 · ownership.xml · nonDerivative · entry 1

Bartlett Thomas A · CIK 0001315047 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,500

F1 · shares: Represents shares of restricted common stock of the Issuer (the "Restricted Shares") granted pursuant to the Issuer's Stock Incentive Plan. The Restricted Shares will vest on the first anniversary of the grant date.

SEC source: 0001225208-25-006941 · doc4.xml · nonDerivative · entry 1

Bartlett Thomas A · CIK 0001315047 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,524.513

F1 · shares: The Restricted Stock Units vest upon the earlier of (i) the last day of the 2025-2026 Board service year or (ii) the first anniversary of the award grant date and will be payable in shares of The Hartford's common stock within 60 days thereafter.

SEC source: 0001628280-25-032473 · wk-form4_1750454859.xml · derivative · entry 1

Bartlett Thomas A · CIK 0001315047 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,014

Underlying: Common Stock, par value $0.001 per share · 4,981 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock upon settlement.

F2 · derivative.exercise_date: The restricted stock units vest upon the earlier of (i) the first anniversary of the date of grant, (ii) the date on which the reporting person's term as a member of the Board of Directors of ExlService Holdings, Inc. (the "Board") expires if the reporting person is not subsequently elected to a new term on the Board, and (iii) the occurrence of a "Change in Control", as defined in the ExlService Holdings, Inc. 2025 Omnibus Incentive Plan (the "Plan"), and such awards settle upon the earlier of (i) the reporting person's death, (ii) the occurrence of a "Change of Control", as defined in the Plan and (iii) the date that is 180 days following the date on which the reporting person ceases to serve as a member of the Board for any reason other than due to such reporting person's death or, if later, the date of the reporting person's separation from service.

F2 · derivative.expiration_date: The restricted stock units vest upon the earlier of (i) the first anniversary of the date of grant, (ii) the date on which the reporting person's term as a member of the Board of Directors of ExlService Holdings, Inc. (the "Board") expires if the reporting person is not subsequently elected to a new term on the Board, and (iii) the occurrence of a "Change in Control", as defined in the ExlService Holdings, Inc. 2025 Omnibus Incentive Plan (the "Plan"), and such awards settle upon the earlier of (i) the reporting person's death, (ii) the occurrence of a "Change of Control", as defined in the Plan and (iii) the date that is 180 days following the date on which the reporting person ceases to serve as a member of the Board for any reason other than due to such reporting person's death or, if later, the date of the reporting person's separation from service.

SEC source: 0001062993-25-009663 · form4.xml · derivative · entry 1

Bartlett Thomas A · CIK 0001315047 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,354.955

Underlying: Common Stock · 1,992.64 shares

Expires not disclosed

F1 · derivative.exercise_price: The reporting person acquired these deferred stock units (DSUs) under the Board of Directors Deferred Stock Unit Plan (the Plan) for service as a non-employee director. The Plan provides for payment of a portion or all of the annual director compensation in DSUs. Upon retirement or termination, the DSUs in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. DSUs accrue dividend equivalents.

F1 · derivative.exercise_date: The reporting person acquired these deferred stock units (DSUs) under the Board of Directors Deferred Stock Unit Plan (the Plan) for service as a non-employee director. The Plan provides for payment of a portion or all of the annual director compensation in DSUs. Upon retirement or termination, the DSUs in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. DSUs accrue dividend equivalents.

F1 · derivative.expiration_date: The reporting person acquired these deferred stock units (DSUs) under the Board of Directors Deferred Stock Unit Plan (the Plan) for service as a non-employee director. The Plan provides for payment of a portion or all of the annual director compensation in DSUs. Upon retirement or termination, the DSUs in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. DSUs accrue dividend equivalents.

SEC source: 0001628280-24-029617 · wk-form4_1719262872.xml · derivative · entry 1

Bartlett Thomas A · CIK 0001315047 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,033

Underlying: Common Stock, par value $0.001 per share · 7,060 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock upon settlement.

F2 · derivative.exercise_date: The restricted stock units vest upon the earlier of (i) the first anniversary of the date of grant, (ii) the date on which the reporting person's term as a member of the Board of Directors of ExlService Holdings, Inc. (the "Board") expires if the reporting person is not subsequently elected to a new term on the Board, and (iii) the occurrence of a "Change in Control", as defined in the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan (the "Plan"), and such awards settle upon the earlier of (i) the reporting person's death, (ii) the occurrence of a "Change of Control", as defined in the Plan and (iii) the date that is 180 days following the date on which the reporting person ceases to serve as a member of the Board for any reason other than due to such reporting person's death or, if later, the date of the reporting person's separation from service.

F2 · derivative.expiration_date: The restricted stock units vest upon the earlier of (i) the first anniversary of the date of grant, (ii) the date on which the reporting person's term as a member of the Board of Directors of ExlService Holdings, Inc. (the "Board") expires if the reporting person is not subsequently elected to a new term on the Board, and (iii) the occurrence of a "Change in Control", as defined in the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan (the "Plan"), and such awards settle upon the earlier of (i) the reporting person's death, (ii) the occurrence of a "Change of Control", as defined in the Plan and (iii) the date that is 180 days following the date on which the reporting person ceases to serve as a member of the Board for any reason other than due to such reporting person's death or, if later, the date of the reporting person's separation from service.

SEC source: 0001062993-24-010631 · form4.xml · derivative · entry 1

Bartlett Thomas A · CIK 0001315047 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,309.46

Underlying: Common Stock · 2,019.47 shares

Expires not disclosed

F1 · derivative.exercise_price: The reporting person acquired these deferred stock units (DSUs) under the Board of Directors Deferred Stock Unit Plan (the Plan). The Plan provides for payment of a portion or all of the annual director compensation in DSUs. Upon retirement or termination, the DSUs in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. DSUs accrue dividend equivalents.

F1 · derivative.exercise_date: The reporting person acquired these deferred stock units (DSUs) under the Board of Directors Deferred Stock Unit Plan (the Plan). The Plan provides for payment of a portion or all of the annual director compensation in DSUs. Upon retirement or termination, the DSUs in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. DSUs accrue dividend equivalents.

F1 · derivative.expiration_date: The reporting person acquired these deferred stock units (DSUs) under the Board of Directors Deferred Stock Unit Plan (the Plan). The Plan provides for payment of a portion or all of the annual director compensation in DSUs. Upon retirement or termination, the DSUs in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. DSUs accrue dividend equivalents.

SEC source: 0001053507-24-000086 · wk-form4_1714767175.xml · nonDerivative · entry 1

Bartlett Thomas A · CIK 0001315047 · Former Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 269,557

F1 · kind: Shares delivered to the issuer for the payment of withholding taxes in connection with the vesting of restricted stock units previously granted under the 2007 Equity Incentive Plan, as amended.

SEC source: 0001053507-24-000059 · wk-form4_1710274963.xml · nonDerivative · entry 1

Bartlett Thomas A · CIK 0001315047 · Advisor to CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 270,132

F1 · kind: Shares delivered to the issuer for the payment of withholding taxes in connection with the vesting of restricted stock units and performance-based restricted stock units previously granted under the 2007 Equity Incentive Plan, as amended.

SEC source: 0001062993-24-006033 · form4.xml · derivative · entry 1

Bartlett Thomas A · CIK 0001315047 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,973

Underlying: Common Stock, par value $0.001 per share · 1,973 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock upon settlement.

F2 · derivative.exercise_date: The restricted stock units vest upon the earlier of (i) the first anniversary of the date of grant, (ii) the date on which the reporting person's term as a member of the Board of Directors of ExlService Holdings, Inc. (the "Board") expires if the reporting person is not subsequently elected to a new term on the Board, and (iii) the occurrence of a "Change in Control", as defined in the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan (the "Plan"), and such awards settle upon the earlier of (i) the reporting person's death, (ii) the occurrence of a "Change of Control", as defined in the Plan and (iii) the date that is 180 days following the date on which the reporting person ceases to serve as a member of the Board for any reason other than due to such reporting person's death or, if later, the date of the reporting person's separation from service.

F2 · derivative.expiration_date: The restricted stock units vest upon the earlier of (i) the first anniversary of the date of grant, (ii) the date on which the reporting person's term as a member of the Board of Directors of ExlService Holdings, Inc. (the "Board") expires if the reporting person is not subsequently elected to a new term on the Board, and (iii) the occurrence of a "Change in Control", as defined in the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan (the "Plan"), and such awards settle upon the earlier of (i) the reporting person's death, (ii) the occurrence of a "Change of Control", as defined in the Plan and (iii) the date that is 180 days following the date on which the reporting person ceases to serve as a member of the Board for any reason other than due to such reporting person's death or, if later, the date of the reporting person's separation from service.

SEC source: 0001053507-24-000019 · wk-form4_1709332133.xml · nonDerivative · entry 1

Bartlett Thomas A · CIK 0001315047 · Advisor to CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 302,058

F1 · shares: Reflects the number of performance-based restricted stock units ("PSUs") earned, as a result of the Compensation Committee's certification to the achievement of performance based on a three-year performance period, under the terms of a PSU award granted on March 10, 2021. These shares will vest three years from the grant date of such PSU award, and each PSU represents a contingent right to receive one share of Common Stock.

SEC source: 0001062993-23-019842 · form4.xml · derivative · entry 2

Bartlett Thomas A · CIK 0001315047 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,280.536

Underlying: Common Stock · 1,280.536 shares

Expires not disclosed

F1 · derivative.exercise_price: The reporting person acquired these deferred stock units (DSUs) under the Board of Directors Deferred Stock Unit Plan (the Plan) upon his appointment as a non-employee director. The Plan provides for payment of a portion or all of the annual director compensation in DSUs. Upon retirement or termination, the DSUs in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. DSUs accrue dividend equivalents.

F1 · derivative.exercise_date: The reporting person acquired these deferred stock units (DSUs) under the Board of Directors Deferred Stock Unit Plan (the Plan) upon his appointment as a non-employee director. The Plan provides for payment of a portion or all of the annual director compensation in DSUs. Upon retirement or termination, the DSUs in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. DSUs accrue dividend equivalents.

F1 · derivative.expiration_date: The reporting person acquired these deferred stock units (DSUs) under the Board of Directors Deferred Stock Unit Plan (the Plan) upon his appointment as a non-employee director. The Plan provides for payment of a portion or all of the annual director compensation in DSUs. Upon retirement or termination, the DSUs in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. DSUs accrue dividend equivalents.

SEC source: 0001053507-23-000118 · wk-form4_1683145302.xml · nonDerivative · entry 1

Bartlett Thomas A · CIK 0001315047 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 249,049

F1 · kind: Shares delivered to the issuer for the payment of withholding taxes in connection with the vesting of restricted stock units and performance-based restricted stock units previously granted under the 2007 Equity Incentive Plan, as amended.

SEC source: 0001053507-23-000072 · wf-form4_167882486252114.xml · nonDerivative · entry 3

Bartlett Thomas A · CIK 0001315047 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 258,742

F3 · kind: Shares delivered to the issuer for the payment of withholding taxes in connection with the vesting of RSUs previously granted under the Plan.

SEC source: 0001053507-23-000072 · wf-form4_167882486252114.xml · nonDerivative · entry 2

Bartlett Thomas A · CIK 0001315047 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 259,735

F2 · kind: Shares delivered to the issuer for the payment of withholding taxes in connection with the vesting of RSUs and performance-based restricted stock units previously granted under the Plan.

SEC source: 0001053507-23-000072 · wf-form4_167882486252114.xml · nonDerivative · entry 1

Bartlett Thomas A · CIK 0001315047 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 270,024

F1 · shares: These restricted stock units ("RSUs") were granted pursuant to the 2007 Equity Incentive Plan, as amended (the "Plan"), and vest 1/3rd annually over three years, commencing one year from the date of grant. Each RSU represents a contingent right to receive one share of Common Stock.

SEC source: 0001053507-23-000032 · wf-form4_167762440378862.xml · nonDerivative · entry 1

Bartlett Thomas A · CIK 0001315047 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 246,183

F1 · shares: Reflects the number of performance-based restricted stock units ("PSUs") earned, as a result of the Compensation Committee's certification to the achievement of performance based on a three-year performance period, under the terms of PSU awards granted on March 10, 2020 and May 1, 2020. These shares will vest three years from the grant dates of such PSU awards, and each PSU represents a contingent right to receive one share of Common Stock.

SEC source: 0001053507-22-000071 · wf-form4_165160904000410.xml · nonDerivative · entry 1

Bartlett Thomas A · CIK 0001315047 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,457

F1 · kind: Shares delivered to the issuer for the payment of withholding taxes in connection with the vesting of restricted stock units previously granted under the 2007 Equity Incentive Plan, as amended.

SEC source: 0001053507-22-000046 · wf-form4_164737508702627.xml · nonDerivative · entry 2

Bartlett Thomas A · CIK 0001315047 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 218,036

F2 · kind: Shares delivered to the issuer for the payment of withholding taxes in connection with the vesting of RSUs previously granted under the Plan.

SEC source: 0001053507-22-000046 · wf-form4_164737508702627.xml · nonDerivative · entry 1

Bartlett Thomas A · CIK 0001315047 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 219,234

F1 · kind: Shares delivered to the issuer for the payment of withholding taxes in connection with the vesting of restricted stock units ("RSUs") and performance-based restricted stock units previously granted under the 2007 Equity Incentive Plan, as amended (the "Plan").

SEC source: 0001053507-22-000026 · wf-form4_164728968306628.xml · nonDerivative · entry 2

Bartlett Thomas A · CIK 0001315047 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 227,448

F2 · kind: Shares delivered to the issuer for the payment of withholding taxes in connection with the vesting of RSUs previously granted under the Plan.

SEC source: 0001053507-22-000026 · wf-form4_164728968306628.xml · nonDerivative · entry 1

Bartlett Thomas A · CIK 0001315047 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 230,243

F1 · shares: These restricted stock units ("RSUs") were granted pursuant to the 2007 Equity Incentive Plan, as amended (the "Plan"), and vest in 25% cumulative annual increments beginning March 10, 2023. Each RSU represents a contingent right to receive one share of Common Stock.

SEC source: 0001053507-22-000027 · wf-form4_164728985311862.xml · nonDerivative · entry 2

Bartlett Thomas A · CIK 0001315047 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 227,448

F2 · kind: Shares delivered to the issuer for the payment of withholding taxes in connection with the vesting of RSUs previously granted under the Plan.

SEC source: 0001053507-22-000027 · wf-form4_164728985311862.xml · nonDerivative · entry 1

Bartlett Thomas A · CIK 0001315047 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 230,243

F1 · shares: These restricted stock units ("RSUs") were granted pursuant to the 2007 Equity Incentive Plan, as amended (the "Plan"), and vest in 25% cumulative annual increments beginning March 10, 2023. Each RSU represents a contingent right to receive one share of Common Stock.

SEC source: 0001053507-22-000018 · wf-form4_164609610819209.xml · nonDerivative · entry 1

Bartlett Thomas A · CIK 0001315047 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,201

F1 · shares: Reflects the number of performance-based restricted stock units ("PSUs") earned, as a result of the Compensation Committee's certification to the achievement of performance, under the terms of a PSU award granted on March 11, 2019. These shares will vest at the end of the three-year performance period of such PSU award, and each PSU represents a contingent right to receive one share of Common Stock.

SEC source: 0001127602-21-020511 · form4.xml · derivative · entry 4

Bartlett Thomas A · CIK 0001315047 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 358 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The Restricted Stock Units shall vest on the earlier of (i) the one year anniversary of the grant date or (ii) if the person does not stand for re-election as a director of the Company, the date of the regular meeting of the Company's stockholders held in the calendar year subsequent to the grant date; provided that the reporting person in continuous service through such vesting date.

F4 · derivative.expiration_date: Restricted stock unit award expires upon reporting person's termination of service.

SEC source: 0001127602-21-020511 · form4.xml · nonDerivative · entry 1

Bartlett Thomas A · CIK 0001315047 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 358

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001127602-21-018212 · form4.xml · derivative · entry 1

Bartlett Thomas A · CIK 0001315047 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 339

Underlying: Common Stock · 339 shares

Expires not disclosed

F1 · derivative.exercise_date: The Restricted Stock Units shall vest on the earlier of (i) the one year anniversary of the grant date or (ii) if the person does not stand for re-election as a director of the Company, the date of the regular meeting of the Company's stockholders held in the calendar year susequent to the grant date; provided that the reporting person in continuous service through such vesting date.

F2 · derivative.expiration_date: Restricted stock unit award expires upon reporting person's termination of service.

SEC source: 0001053507-21-000089 · wf-form4_162015947866881.xml · nonDerivative · entry 1

Bartlett Thomas A · CIK 0001315047 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194,806

F1 · kind: Shares delivered to the issuer for the payment of withholding taxes in connection with the vesting of restricted stock units previously granted under the 2007 Equity Incentive Plan, as amended.

SEC source: 0001053507-21-000057 · edgar.xml · nonDerivative · entry 1

Bartlett Thomas A · CIK 0001315047 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,404

F1 · kind: Shares delivered to the issuer for the payment of withholding taxes in connection with the vesting of restricted stock units and performance-based restricted stock units previously granted under the 2007 Equity Incentive Plan, as amended.

SEC source: 0001053507-21-000048 · edgar.xml · nonDerivative · entry 3

Bartlett Thomas A · CIK 0001315047 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,421

F2 · kind: Shares delivered to the issuer for the payment of withholding taxes in connection with the vesting of RSUs previously granted under the Plan.

SEC source: 0001053507-21-000048 · edgar.xml · nonDerivative · entry 2

Bartlett Thomas A · CIK 0001315047 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207,504

F2 · kind: Shares delivered to the issuer for the payment of withholding taxes in connection with the vesting of RSUs previously granted under the Plan.

SEC source: 0001053507-21-000048 · edgar.xml · nonDerivative · entry 1

Bartlett Thomas A · CIK 0001315047 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,851

F1 · shares: These restricted stock units ("RSUs") were granted pursuant to the 2007 Equity Incentive Plan, as amended (the "Plan"), and vest in 25% cumulative annual increments beginning March 10, 2022. Each RSU respresents a contingent right to receive one share of Common Stock.

SEC source: 0001053507-21-000027 · edgar.xml · nonDerivative · entry 1

Bartlett Thomas A · CIK 0001315047 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,240

F1 · shares: Reflects the number of performance-based restricted stock units ("PSUs") earned, as a result of the Compensation Committee's certification to the achievement of performance, under the terms of a PSU award granted on March 12, 2018. These shares will vest at the end of the three-year performance period of such PSU award, and each PSU represents a contingent right to receive one share of Common Stock.

SEC source: 0001053507-21-000016 · edgar.xml · nonDerivative · entry 2

Bartlett Thomas A · CIK 0001315047 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By trusts for children

Disclosed balance after: 16,928

F1 · kind: Gift of Common Stock to trusts established in 2007 for the benefit of the reporting person's children and for which the reporting person's spouse is the trustee.

F2 · ownership.nature: The reporting person disclaims beneficial ownership in shares held by trusts for children.

SEC source: 0001053507-21-000016 · edgar.xml · nonDerivative · entry 1

Bartlett Thomas A · CIK 0001315047 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,587

F1 · kind: Gift of Common Stock to trusts established in 2007 for the benefit of the reporting person's children and for which the reporting person's spouse is the trustee.

SEC source: 0001645635-20-000094 · edgar.xml · nonDerivative · entry 3

Bartlett Thomas A · CIK 0001315047 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · In trust for daughter

Disclosed balance after: 5,742

F2 · kind: The shares are held by the Brittany A. Bartlett Trust u/a/d 06/04/2007 established for the benefit of Thomas Bartlett's child and for which the director's spouse is the trustee. Mr. Bartlett may be deemed to exercise shared voting and dispositive power over the shares held by the Brittany A. Bartlett Trust u/a/d 06/04/2007. Mr. Bartlett disclaims beneficial ownership of these securities, and the filing of this report is not an admission that Mr. Bartlett is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

SEC source: 0001645635-20-000094 · edgar.xml · nonDerivative · entry 2

Bartlett Thomas A · CIK 0001315047 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · In trust for son

Disclosed balance after: 2,871

F1 · kind: The shares are held by the Matthew T. Bartlett Trust u/a/d 06/04/2007 established for the benefit of Thomas Bartlett's child and for which the director's spouse is the trustee. Mr. Bartlett may be deemed to exercise shared voting and dispositive power over the shares held by the Matthew T. Bartlett Trust u/a/d 06/04/2007. Mr. Bartlett disclaims beneficial ownership of these securities, and the filing of this report is not an admission that Mr. Bartlett is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

SEC source: 0001645635-20-000094 · edgar.xml · nonDerivative · entry 1

Bartlett Thomas A · CIK 0001315047 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

SEC source: 0001645635-20-000062 · edgar.xml · derivative · entry 1

Bartlett Thomas A · CIK 0001315047 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 358

Underlying: Common Stock · 358 shares

Expires not disclosed

F1 · derivative.exercise_date: The Restricted Stock Units shall vest on the earlier of (i) the one year anniversary of the grant date or (ii) if the person does not stand for re-election as a director of the Company, the date of the regular meeting of the Company's stockholders held in the calendar year susequent to the grant date; provided that the reporting person in continuous service through such vesting date.

F2 · derivative.expiration_date: Restricted stock unit award expires upon reporting person's termination of service.

SEC source: 0001053507-20-000095 · edgar.xml · nonDerivative · entry 2

Bartlett Thomas A · CIK 0001315047 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,515

F2 · shares: These RSUs were granted pursuant to the Plan and will vest at the end of three years from the date of grant. Each RSU represents a contingent right to receive one share of Common Stock.

SEC source: 0001053507-20-000095 · edgar.xml · nonDerivative · entry 1

Bartlett Thomas A · CIK 0001315047 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,975

F1 · shares: These restricted stock units ("RSUs") were granted pursuant to the 2007 Equity Incentive Plan, as amended (the "Plan"), and vest in 25% cumulative annual increments beginning May 1, 2021. Each RSU represents a contingent right to receive one share of Common Stock.

SEC source: 0001053507-20-000058 · edgar.xml · nonDerivative · entry 1

Bartlett Thomas A · CIK 0001315047 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,466

F1 · kind: Shares delivered to the issuer for the payment of withholding taxes in connection with the vesting of restricted stock units previously granted under the 2007 Equity Incentive Plan, as amended.

SEC source: 0001053507-20-000049 · edgar.xml · nonDerivative · entry 3

Bartlett Thomas A · CIK 0001315047 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,729

F3 · kind: Shares delivered to the issuer for the payment of withholding taxes in connection with the vesting of RSUs previously granted under the Plan.

SEC source: 0001053507-20-000049 · edgar.xml · nonDerivative · entry 2

Bartlett Thomas A · CIK 0001315047 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,844

F2 · kind: Shares delivered to the issuer for the payment of withholding taxes in connection with the vesting of RSUs and performance-based restricted stock units previously granted under the Plan.

SEC source: 0001053507-20-000049 · edgar.xml · nonDerivative · entry 1

Bartlett Thomas A · CIK 0001315047 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,253

F1 · shares: These restricted stock units ("RSUs") were granted pursuant to the 2007 Equity Incentive Plan, as amended (the "Plan") and vest in 25% cumulative annual increments beginning March 10, 2021. Each RSU respresents a contingent right to receive one share of Common Stock.

SEC source: 0001053507-20-000032 · edgar.xml · nonDerivative · entry 1

Bartlett Thomas A · CIK 0001315047 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,723

F1 · shares: Reflects the number of performance-based restricted stock units ("PSUs") earned, as a result of the Compensation Committee's certification to the achievement of performance, under the terms of a PSU award granted on March 10, 2017. These shares will vest at the end of the three-year performance period of such PSU award, and each PSU represents a contingent right to receive one share of Common Stock.