Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CITIGROUP INCC · Entity 2837 | Chief Financial Officer | March 12, 2009 | March 13, 2009 |
| Extra Space Storage Inc.EXR · Entity 3142 | Director | May 14, 2026 | May 18, 2026 |
| Primerica, Inc.PRI · Entity 3587 | Director | March 13, 2026 | March 16, 2026 |
| TJX COMPANIES INC /DE/TJX · Entity 2870 | Director | June 06, 2006 | June 08, 2006 |
| ZIONS BANCORPORATION, NATIONAL ASSOCIATION /UT/ZION · Entity 3544 | Director | May 01, 2026 | May 04, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CITIGROUP INC
Report date March 12, 2009 · Filed March 13, 2009
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 488,761.4 |
Reported balance
After 2009-03-12 transaction · row 1
1 source rowRow 1 · 2009-03-12 · Tax withholding · Disposed 52,462 · Balance 488,761.4 F1: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock.
Extra Space Storage Inc.
Report date May 14, 2026 · Filed May 18, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 8,514 |
Reported balance
After 2026-05-14 transaction · row 1
1 source rowRow 1 · 2026-05-14 · Grant · Acquired 1,407 · Balance 8,514 F1: Stock awards vest over one year on the anniversary of the grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: Stock awards vest over one year on the anniversary of the grant date.
Primerica, Inc.
Report date March 13, 2026 · Filed March 16, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 20,808.478 |
Reported balance
After 2026-03-13 transaction · row 1
1 source rowRow 1 · 2026-03-13 · Grant · Acquired 99.777 · Balance 20,808.478 F1: Represents dividends paid on phantom stock that were reinvested automatically in additional shares of phantom stock in accordance with the terms of the Non-Employee Directors' Deferred Compensation Plan. Phantom stock is convertible into common stock on a one-for-one basis in accordance with the terms of such plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents dividends paid on phantom stock that were reinvested automatically in additional shares of phantom stock in accordance with the terms of the Non-Employee Directors' Deferred Compensation Plan. Phantom stock is convertible into common stock on a one-for-one basis in accordance with the terms of such plan.
TJX COMPANIES INC /DE/
Report date June 06, 2006 · Filed June 08, 2006
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Deferred Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 8,449.2 |
Reported balance
After 2006-06-06 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2006-06-06 · Grant · Acquired 2,213.77 · Balance 8,449.2 F1: Constitutes an award of deferred shares, under the Stock Incentive Plan, having a value of $50,000 plus an amount equal to the aggregate dividends for which there has been a record date since June 1, 2005. Shares will be delivered to each Director upon Director's retirement. |
| Deferred Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 2,146.84 |
Reported balance
After 2006-06-06 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2006-06-06 · Grant · Acquired 2,146.84 · Balance 2,146.84 F2: Constitutes an award of deferred shares, under the Stock Incentive Plan, having a value of $50,000. Shares vest on June 6, 2007 based on each Director's service as a director until the 2007 annual meeting. Vested shares will be delivered to each Director upon Director's retirement or, if a Director makes an irrevocable advance election, when such Director's deferred shares vest. |
Filing footnotes · ownership attribution and instrument terms
F1: Constitutes an award of deferred shares, under the Stock Incentive Plan, having a value of $50,000 plus an amount equal to the aggregate dividends for which there has been a record date since June 1, 2005. Shares will be delivered to each Director upon Director's retirement.
F2: Constitutes an award of deferred shares, under the Stock Incentive Plan, having a value of $50,000. Shares vest on June 6, 2007 based on each Director's service as a director until the 2007 annual meeting. Vested shares will be delivered to each Director upon Director's retirement or, if a Director makes an irrevocable advance election, when such Director's deferred shares vest.
ZIONS BANCORPORATION, NATIONAL ASSOCIATION /UT/
Report date May 01, 2026 · Filed May 04, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Deferred CompSEC Table II · derivative / convertible security | Direct | 31,748.67 |
Reported balance
After 2026-05-01 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-05-01 · Grant · Acquired 2,055 · Balance 31,748.67 F1: Each unit is the economic equivalent of one share of common stock. F2: The phantom stock units are settled in cash upon the earlier of death or retirement |
Filing footnotes · ownership attribution and instrument terms
F1: Each unit is the economic equivalent of one share of common stock.
F2: The phantom stock units are settled in cash upon the earlier of death or retirement
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
AMERICAN EXPRESS CO
Report date December 31, 2007 · Filed February 14, 2008
Section 16 reporting ended · disclosed 2008-02-14. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 411 |
Reported balance
After 2007-01-23 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2007-01-23 · Other · Acquired 15 · Balance 411 F1: The phantom stock converts into common stock on a one-for-one basis. F2: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan. F3: The units are to be settled following the reporting person's retirement or other termination of service. F4: Includes phantom stock units acquired pursuant to a dividend reinvestment feature of the Company's Supplemental Retirement Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: The phantom stock converts into common stock on a one-for-one basis.
F2: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan.
F3: The units are to be settled following the reporting person's retirement or other termination of service.
F4: Includes phantom stock units acquired pursuant to a dividend reinvestment feature of the Company's Supplemental Retirement Plan.
Pluralsight, Inc.
Report date April 06, 2021 · Filed April 09, 2021
Section 16 reporting ended · disclosed 2021-04-09. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2021-04-06 transaction · row 7
7 source rows · reconciled sequenceRow 1 · 2021-04-06 · Other · Disposed 25,240 · Balance 15,040 F1: Disposed of pursuant to the cash tender offer (the "Offer") made pursuant to that certain Amended and Restated Agreement and Plan of Merger, dated March 7, 2021, by and among Lake Holdings, LP, Lake Guarantor, LLC, Lake Merger Sub I, Inc., Lake Merger Sub II, LLC, Pluralsight, Inc., and Pluralsight Holdings, LLC ("Holdings"), a copy of which is filed as Exhibit 2.1 to the Issuer's Form 8-K filed with the SEC on March 8, 2021. In connection with the Offer, the Reporting Person redeemed LLC Units and corresponding Class B Common Stock for Class A Common Stock in accordance with the Fourth Amended and Restated Limited Liability Company Agreement of Holdings, and exercised vested options, and tendered in the Offer all of such Reporting Person's Class A Common Stock (including shares issuable with respect to the redemption of LLC Units and the exercise of vested options). Row 2 · 2021-04-06 · Other · Disposed 15,040 · Balance 0 F1: Disposed of pursuant to the cash tender offer (the "Offer") made pursuant to that certain Amended and Restated Agreement and Plan of Merger, dated March 7, 2021, by and among Lake Holdings, LP, Lake Guarantor, LLC, Lake Merger Sub I, Inc., Lake Merger Sub II, LLC, Pluralsight, Inc., and Pluralsight Holdings, LLC ("Holdings"), a copy of which is filed as Exhibit 2.1 to the Issuer's Form 8-K filed with the SEC on March 8, 2021. In connection with the Offer, the Reporting Person redeemed LLC Units and corresponding Class B Common Stock for Class A Common Stock in accordance with the Fourth Amended and Restated Limited Liability Company Agreement of Holdings, and exercised vested options, and tendered in the Offer all of such Reporting Person's Class A Common Stock (including shares issuable with respect to the redemption of LLC Units and the exercise of vested options). F2: These shares represent unvested restricted share units ("RSUs"), which will vest in full upon the earlier of the one-year anniversary of the grant date, May 5, 2020, or the day prior to our next annual meeting of stockholders, and will be settled with shares of Class A Common Stock, subject to the Reporting Person's continued service on the Issuer's Board of Directors through such date. In connection with the Offer, the unvested RSUs fully vested pursuant to the Issuer's Outside Director Compensation Policy and were cancelled and converted into the right to receive a cash payment of $338,400, which represents $22.50 for each outstanding unvested unit. Row 3 · 2021-04-06 · Exercise / conversion · Acquired 144,423 · Balance 144,423 F1: Disposed of pursuant to the cash tender offer (the "Offer") made pursuant to that certain Amended and Restated Agreement and Plan of Merger, dated March 7, 2021, by and among Lake Holdings, LP, Lake Guarantor, LLC, Lake Merger Sub I, Inc., Lake Merger Sub II, LLC, Pluralsight, Inc., and Pluralsight Holdings, LLC ("Holdings"), a copy of which is filed as Exhibit 2.1 to the Issuer's Form 8-K filed with the SEC on March 8, 2021. In connection with the Offer, the Reporting Person redeemed LLC Units and corresponding Class B Common Stock for Class A Common Stock in accordance with the Fourth Amended and Restated Limited Liability Company Agreement of Holdings, and exercised vested options, and tendered in the Offer all of such Reporting Person's Class A Common Stock (including shares issuable with respect to the redemption of LLC Units and the exercise of vested options). Row 4 · 2021-04-06 · Other · Disposed 144,423 · Balance 0 F1: Disposed of pursuant to the cash tender offer (the "Offer") made pursuant to that certain Amended and Restated Agreement and Plan of Merger, dated March 7, 2021, by and among Lake Holdings, LP, Lake Guarantor, LLC, Lake Merger Sub I, Inc., Lake Merger Sub II, LLC, Pluralsight, Inc., and Pluralsight Holdings, LLC ("Holdings"), a copy of which is filed as Exhibit 2.1 to the Issuer's Form 8-K filed with the SEC on March 8, 2021. In connection with the Offer, the Reporting Person redeemed LLC Units and corresponding Class B Common Stock for Class A Common Stock in accordance with the Fourth Amended and Restated Limited Liability Company Agreement of Holdings, and exercised vested options, and tendered in the Offer all of such Reporting Person's Class A Common Stock (including shares issuable with respect to the redemption of LLC Units and the exercise of vested options). Row 5 · 2021-04-06 · Exercise / conversion · Acquired 80,721 · Balance 80,721 F1: Disposed of pursuant to the cash tender offer (the "Offer") made pursuant to that certain Amended and Restated Agreement and Plan of Merger, dated March 7, 2021, by and among Lake Holdings, LP, Lake Guarantor, LLC, Lake Merger Sub I, Inc., Lake Merger Sub II, LLC, Pluralsight, Inc., and Pluralsight Holdings, LLC ("Holdings"), a copy of which is filed as Exhibit 2.1 to the Issuer's Form 8-K filed with the SEC on March 8, 2021. In connection with the Offer, the Reporting Person redeemed LLC Units and corresponding Class B Common Stock for Class A Common Stock in accordance with the Fourth Amended and Restated Limited Liability Company Agreement of Holdings, and exercised vested options, and tendered in the Offer all of such Reporting Person's Class A Common Stock (including shares issuable with respect to the redemption of LLC Units and the exercise of vested options). Row 6 · 2021-04-06 · Tax withholding · Disposed 53,814 · Balance 26,907 F1: Disposed of pursuant to the cash tender offer (the "Offer") made pursuant to that certain Amended and Restated Agreement and Plan of Merger, dated March 7, 2021, by and among Lake Holdings, LP, Lake Guarantor, LLC, Lake Merger Sub I, Inc., Lake Merger Sub II, LLC, Pluralsight, Inc., and Pluralsight Holdings, LLC ("Holdings"), a copy of which is filed as Exhibit 2.1 to the Issuer's Form 8-K filed with the SEC on March 8, 2021. In connection with the Offer, the Reporting Person redeemed LLC Units and corresponding Class B Common Stock for Class A Common Stock in accordance with the Fourth Amended and Restated Limited Liability Company Agreement of Holdings, and exercised vested options, and tendered in the Offer all of such Reporting Person's Class A Common Stock (including shares issuable with respect to the redemption of LLC Units and the exercise of vested options). F3: The shares listed as disposed of were withheld by the Issuer to cover the Reporting Person's exercise price in connection with the vesting of options previously granted to the Reporting Person. Such withholding is exempt from Section 16(b) pursuant to Rule 16b-3(e) and these shares were not issued to or sold by the Reporting Person. Row 7 · 2021-04-06 · Other · Disposed 26,907 · Balance 0 F1: Disposed of pursuant to the cash tender offer (the "Offer") made pursuant to that certain Amended and Restated Agreement and Plan of Merger, dated March 7, 2021, by and among Lake Holdings, LP, Lake Guarantor, LLC, Lake Merger Sub I, Inc., Lake Merger Sub II, LLC, Pluralsight, Inc., and Pluralsight Holdings, LLC ("Holdings"), a copy of which is filed as Exhibit 2.1 to the Issuer's Form 8-K filed with the SEC on March 8, 2021. In connection with the Offer, the Reporting Person redeemed LLC Units and corresponding Class B Common Stock for Class A Common Stock in accordance with the Fourth Amended and Restated Limited Liability Company Agreement of Holdings, and exercised vested options, and tendered in the Offer all of such Reporting Person's Class A Common Stock (including shares issuable with respect to the redemption of LLC Units and the exercise of vested options). |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 0 |
Last balance in matching sequence
After 2021-04-06 transaction · row 10
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rowsRow 8 · 2021-04-06 · Other · Disposed 14,600 · Balance 0 F1: Disposed of pursuant to the cash tender offer (the "Offer") made pursuant to that certain Amended and Restated Agreement and Plan of Merger, dated March 7, 2021, by and among Lake Holdings, LP, Lake Guarantor, LLC, Lake Merger Sub I, Inc., Lake Merger Sub II, LLC, Pluralsight, Inc., and Pluralsight Holdings, LLC ("Holdings"), a copy of which is filed as Exhibit 2.1 to the Issuer's Form 8-K filed with the SEC on March 8, 2021. In connection with the Offer, the Reporting Person redeemed LLC Units and corresponding Class B Common Stock for Class A Common Stock in accordance with the Fourth Amended and Restated Limited Liability Company Agreement of Holdings, and exercised vested options, and tendered in the Offer all of such Reporting Person's Class A Common Stock (including shares issuable with respect to the redemption of LLC Units and the exercise of vested options). F4: The shares are held of record by Bear Mountain Ranch Asset Management, LLC, of which the reporting person is a managing member. Row 9 · 2021-04-06 · Exercise / conversion · Acquired 35,335 · Balance 35,335 F1: Disposed of pursuant to the cash tender offer (the "Offer") made pursuant to that certain Amended and Restated Agreement and Plan of Merger, dated March 7, 2021, by and among Lake Holdings, LP, Lake Guarantor, LLC, Lake Merger Sub I, Inc., Lake Merger Sub II, LLC, Pluralsight, Inc., and Pluralsight Holdings, LLC ("Holdings"), a copy of which is filed as Exhibit 2.1 to the Issuer's Form 8-K filed with the SEC on March 8, 2021. In connection with the Offer, the Reporting Person redeemed LLC Units and corresponding Class B Common Stock for Class A Common Stock in accordance with the Fourth Amended and Restated Limited Liability Company Agreement of Holdings, and exercised vested options, and tendered in the Offer all of such Reporting Person's Class A Common Stock (including shares issuable with respect to the redemption of LLC Units and the exercise of vested options). F4: The shares are held of record by Bear Mountain Ranch Asset Management, LLC, of which the reporting person is a managing member. Row 10 · 2021-04-06 · Other · Disposed 35,335 · Balance 0 F1: Disposed of pursuant to the cash tender offer (the "Offer") made pursuant to that certain Amended and Restated Agreement and Plan of Merger, dated March 7, 2021, by and among Lake Holdings, LP, Lake Guarantor, LLC, Lake Merger Sub I, Inc., Lake Merger Sub II, LLC, Pluralsight, Inc., and Pluralsight Holdings, LLC ("Holdings"), a copy of which is filed as Exhibit 2.1 to the Issuer's Form 8-K filed with the SEC on March 8, 2021. In connection with the Offer, the Reporting Person redeemed LLC Units and corresponding Class B Common Stock for Class A Common Stock in accordance with the Fourth Amended and Restated Limited Liability Company Agreement of Holdings, and exercised vested options, and tendered in the Offer all of such Reporting Person's Class A Common Stock (including shares issuable with respect to the redemption of LLC Units and the exercise of vested options). F4: The shares are held of record by Bear Mountain Ranch Asset Management, LLC, of which the reporting person is a managing member. |
| Class B Common StockSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2021-04-06 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2021-04-06 · Exercise / conversion · Disposed 144,423 · Balance 0 F5: One share of the Issuer's Class B common stock (the "Class B Common Stock"), was issued for each limited liability company unit of Pluralsight Holdings, LLC (each an "LLC Unit") held by the reporting person pursuant to a reclassification of Pluralsight Holdings, LLC that occurred prior to the Issuer's initial public offering. The shares of Class B Common Stock (i) confer no incidents of economic ownership on the holders thereof and (ii) only confer one-to-one voting rights on the holders thereof. Each share of Class B Common Stock and corresponding LLC Unit is redeemable or exchangeable for one share of Class A Common Stock at the option of the holder (for which the Issuer may substitute cash) and has no expiration date. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $15.00 · Expires 2028-05-17 | Direct | 0 |
Reported balance
After 2021-04-06 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2021-04-06 · Exercise / conversion · Disposed 80,721 · Balance 0 F6: Shares subject to the option vest in four equal semiannual installments beginning on November 17, 2018. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectSee footnote | 0 |
Reported balance
After 2021-04-06 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2021-04-06 · Exercise / conversion · Disposed 35,335 · Balance 0 F5: One share of the Issuer's Class B common stock (the "Class B Common Stock"), was issued for each limited liability company unit of Pluralsight Holdings, LLC (each an "LLC Unit") held by the reporting person pursuant to a reclassification of Pluralsight Holdings, LLC that occurred prior to the Issuer's initial public offering. The shares of Class B Common Stock (i) confer no incidents of economic ownership on the holders thereof and (ii) only confer one-to-one voting rights on the holders thereof. Each share of Class B Common Stock and corresponding LLC Unit is redeemable or exchangeable for one share of Class A Common Stock at the option of the holder (for which the Issuer may substitute cash) and has no expiration date. F4: The shares are held of record by Bear Mountain Ranch Asset Management, LLC, of which the reporting person is a managing member. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of pursuant to the cash tender offer (the "Offer") made pursuant to that certain Amended and Restated Agreement and Plan of Merger, dated March 7, 2021, by and among Lake Holdings, LP, Lake Guarantor, LLC, Lake Merger Sub I, Inc., Lake Merger Sub II, LLC, Pluralsight, Inc., and Pluralsight Holdings, LLC ("Holdings"), a copy of which is filed as Exhibit 2.1 to the Issuer's Form 8-K filed with the SEC on March 8, 2021. In connection with the Offer, the Reporting Person redeemed LLC Units and corresponding Class B Common Stock for Class A Common Stock in accordance with the Fourth Amended and Restated Limited Liability Company Agreement of Holdings, and exercised vested options, and tendered in the Offer all of such Reporting Person's Class A Common Stock (including shares issuable with respect to the redemption of LLC Units and the exercise of vested options).
F2: These shares represent unvested restricted share units ("RSUs"), which will vest in full upon the earlier of the one-year anniversary of the grant date, May 5, 2020, or the day prior to our next annual meeting of stockholders, and will be settled with shares of Class A Common Stock, subject to the Reporting Person's continued service on the Issuer's Board of Directors through such date. In connection with the Offer, the unvested RSUs fully vested pursuant to the Issuer's Outside Director Compensation Policy and were cancelled and converted into the right to receive a cash payment of $338,400, which represents $22.50 for each outstanding unvested unit.
F3: The shares listed as disposed of were withheld by the Issuer to cover the Reporting Person's exercise price in connection with the vesting of options previously granted to the Reporting Person. Such withholding is exempt from Section 16(b) pursuant to Rule 16b-3(e) and these shares were not issued to or sold by the Reporting Person.
F4: The shares are held of record by Bear Mountain Ranch Asset Management, LLC, of which the reporting person is a managing member.
F5: One share of the Issuer's Class B common stock (the "Class B Common Stock"), was issued for each limited liability company unit of Pluralsight Holdings, LLC (each an "LLC Unit") held by the reporting person pursuant to a reclassification of Pluralsight Holdings, LLC that occurred prior to the Issuer's initial public offering. The shares of Class B Common Stock (i) confer no incidents of economic ownership on the holders thereof and (ii) only confer one-to-one voting rights on the holders thereof. Each share of Class B Common Stock and corresponding LLC Unit is redeemable or exchangeable for one share of Class A Common Stock at the option of the holder (for which the Issuer may substitute cash) and has no expiration date.
F6: Shares subject to the option vest in four equal semiannual installments beginning on November 17, 2018.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 23, 2007 Filed Jan 25, 2007 23:34 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Stock | 1,681 | $57.65 | $96,909.65 |
DisclosureSEC source: 0001127602-07-000300 · form4.xml · nonDerivative · entry 2 CRITTENDEN GARY L · CIK 0001012683 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,165 F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of a restricted stock award. Read SEC document |
| January 23, 2007 Filed Feb 14, 2008 19:05 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | OtherPhantom Stock Units · Derivative | 15 | $57.54 Strike: $0.00 | $863.10 |
DisclosureSEC source: 0001127602-08-001041 · form5.xml · derivative · entry 1 CRITTENDEN GARY L · CIK 0001012683 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 411 Underlying: Common Stock · 15 shares Expires not disclosed F1 · derivative.exercise_price: The phantom stock converts into common stock on a one-for-one basis. F2 · kind: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan. F3 · derivative.exercise_date: The units are to be settled following the reporting person's retirement or other termination of service. F3 · derivative.expiration_date: The units are to be settled following the reporting person's retirement or other termination of service. F4 · balance_after: Includes phantom stock units acquired pursuant to a dividend reinvestment feature of the Company's Supplemental Retirement Plan. Read SEC document |
| June 06, 2006 Filed Jun 8, 2006 15:27 UTC | TJX COMPANIES INC /DE/ TJX · Entity 2870 | GrantDeferred Stock Units · Derivative | 2,146.84 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-06-035457 · doc4.xml · derivative · entry 2 CRITTENDEN GARY L · CIK 0001012683 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,146.84 Underlying: Common Stock · 2,146.84 shares Expires not disclosed F2 · security: Constitutes an award of deferred shares, under the Stock Incentive Plan, having a value of $50,000. Shares vest on June 6, 2007 based on each Director's service as a director until the 2007 annual meeting. Vested shares will be delivered to each Director upon Director's retirement or, if a Director makes an irrevocable advance election, when such Director's deferred shares vest. F2 · derivative.exercise_date: Constitutes an award of deferred shares, under the Stock Incentive Plan, having a value of $50,000. Shares vest on June 6, 2007 based on each Director's service as a director until the 2007 annual meeting. Vested shares will be delivered to each Director upon Director's retirement or, if a Director makes an irrevocable advance election, when such Director's deferred shares vest. F2 · derivative.expiration_date: Constitutes an award of deferred shares, under the Stock Incentive Plan, having a value of $50,000. Shares vest on June 6, 2007 based on each Director's service as a director until the 2007 annual meeting. Vested shares will be delivered to each Director upon Director's retirement or, if a Director makes an irrevocable advance election, when such Director's deferred shares vest. Read SEC document |
| June 06, 2006 Filed Jun 8, 2006 15:27 UTC | TJX COMPANIES INC /DE/ TJX · Entity 2870 | GrantDeferred Stock Units · Derivative | 2,213.77 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-06-035457 · doc4.xml · derivative · entry 1 CRITTENDEN GARY L · CIK 0001012683 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,449.2 Underlying: Common Stock · 2,213.77 shares Expires not disclosed F1 · security: Constitutes an award of deferred shares, under the Stock Incentive Plan, having a value of $50,000 plus an amount equal to the aggregate dividends for which there has been a record date since June 1, 2005. Shares will be delivered to each Director upon Director's retirement. F1 · derivative.exercise_date: Constitutes an award of deferred shares, under the Stock Incentive Plan, having a value of $50,000 plus an amount equal to the aggregate dividends for which there has been a record date since June 1, 2005. Shares will be delivered to each Director upon Director's retirement. F1 · derivative.expiration_date: Constitutes an award of deferred shares, under the Stock Incentive Plan, having a value of $50,000 plus an amount equal to the aggregate dividends for which there has been a record date since June 1, 2005. Shares will be delivered to each Director upon Director's retirement. Read SEC document |
| January 30, 2006 Filed Jan 31, 2006 20:21 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 146,513 | $0.00 Strike: $29.24 | $0.00 |
DisclosureSEC source: 0001127602-06-000189 · form4.xml · derivative · entry 6 CRITTENDEN GARY L · CIK 0001012683 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,838 Underlying: Common Stock · 146,513 shares Expires 2013-01-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 30, 2006 Filed Jan 31, 2006 20:21 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 200,632 | $0.00 Strike: $31.94 | $0.00 |
DisclosureSEC source: 0001127602-06-000189 · form4.xml · derivative · entry 5 CRITTENDEN GARY L · CIK 0001012683 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 200,632 shares Expires 2012-01-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 30, 2006 Filed Jan 31, 2006 20:21 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 304,500 | $52.85 | $16,092,825.00 |
DisclosureSEC source: 0001127602-06-000189 · form4.xml · nonDerivative · entry 3 CRITTENDEN GARY L · CIK 0001012683 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,846 Read SEC document |
| January 30, 2006 Filed Jan 31, 2006 20:21 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Stock | 146,513 | $29.24 | $4,283,893.61 |
DisclosureSEC source: 0001127602-06-000189 · form4.xml · nonDerivative · entry 2 CRITTENDEN GARY L · CIK 0001012683 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 476,346 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 30, 2006 Filed Jan 31, 2006 20:21 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Stock | 200,632 | $31.94 | $6,408,386.71 |
DisclosureSEC source: 0001127602-06-000189 · form4.xml · nonDerivative · entry 1 CRITTENDEN GARY L · CIK 0001012683 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 329,833 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 27, 2006 Filed Jan 30, 2006 22:34 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Stock | 5,696 | $53.28 | $303,454.40 |
DisclosureSEC source: 0001127602-06-000177 · form4.xml · nonDerivative · entry 2 CRITTENDEN GARY L · CIK 0001012683 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,201 F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of a restricted stock award. Read SEC document |
| January 26, 2006 Filed Jan 30, 2006 22:34 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Stock | 748 | $53.22 | $39,804.82 |
DisclosureSEC source: 0001127602-06-000177 · form4.xml · nonDerivative · entry 1 CRITTENDEN GARY L · CIK 0001012683 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,897 F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of a restricted stock award. Read SEC document |
| January 26, 2006 Filed Feb 13, 2007 23:14 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | OtherPhantom Stock Units · Derivative | 66 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-07-000586 · form5.xml · derivative · entry 1 CRITTENDEN GARY L · CIK 0001012683 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 392 Underlying: Common Stock · 66 shares Expires not disclosed F1 · derivative.exercise_price: The phantom stock converts into common stock on a one-for-one basis. F2 · date: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on 1/26/2006, 4/21/2006, 7/20/2006, and 10/27/2006, at prices ranging from $51.79 to $58.86 per share. F2 · kind: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on 1/26/2006, 4/21/2006, 7/20/2006, and 10/27/2006, at prices ranging from $51.79 to $58.86 per share. F2 · price: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on 1/26/2006, 4/21/2006, 7/20/2006, and 10/27/2006, at prices ranging from $51.79 to $58.86 per share. F4 · derivative.exercise_date: The units are to be settled following the reporting person's retirement or other termination of service. F4 · derivative.expiration_date: The units are to be settled following the reporting person's retirement or other termination of service. F3 · balance_after: Includes phantom stock units acquired pursuant to a dividend reinvestment feature of the Company's Supplemental Retirement Plan. Read SEC document |
| January 24, 2006 Filed Jan 26, 2006 20:39 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Stock | 891 | $52.39 | $46,679.49 |
DisclosureSEC source: 0001127602-06-000162 · form4.xml · nonDerivative · entry 1 CRITTENDEN GARY L · CIK 0001012683 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,645 F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of a restricted stock award. Read SEC document |
| January 23, 2006 Filed Jan 25, 2006 21:22 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantEmployee Stock Option (Right to Buy) · Derivative | 150,000 | $0.00 Strike: $51.87 | $0.00 |
DisclosureSEC source: 0001127602-06-000145 · form4.xml · derivative · entry 4 CRITTENDEN GARY L · CIK 0001012683 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Underlying: Common Stock · 150,000 shares Expires 2016-01-23 F1 · derivative.exercise_date: These options will become exercisable in four equal annual installments (25% on Jan. 23, 2007, 2008, 2009, and 2010, respectively) subject to award requirements including continuous employment. Read SEC document |
| January 23, 2006 Filed Jan 25, 2006 21:22 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantCommon Stock | 9,640 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-06-000145 · form4.xml · nonDerivative · entry 2 CRITTENDEN GARY L · CIK 0001012683 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,536 F3 · shares: Restricted Stock Award will vest in two equal annual installments (50% on Jan. 23, 2007 and 2008, respectively) subject to the Company's achievement of certain financial performance requirements during the vesting period and other award requirements including continuous employment. Read SEC document |
| January 23, 2006 Filed Jan 25, 2006 21:22 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantCommon Stock | 28,554 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-06-000145 · form4.xml · nonDerivative · entry 1 CRITTENDEN GARY L · CIK 0001012683 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,896 F2 · shares: Restricted Stock Award will vest 100% after 3 years subject to the Company's achievement of certain financial performance requirements during the vesting period and other award requirements including continuous employment. Read SEC document |
| November 26, 2005 Filed Nov 30, 2005 00:18 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Stock | 40,909 | $52.66 | $2,154,267.94 |
DisclosureSEC source: 0001127602-05-002149 · form4.xml · nonDerivative · entry 1 CRITTENDEN GARY L · CIK 0001012683 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,342 F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of a restricted stock award. F2 · balance_after: This amount reflects anti-dilution adjustments to the reporting person's outstanding Restricted Stock Awards as a result of the issuer's spin-off of Ameriprise Financial, Inc. on September 30, 2005. Read SEC document |
| September 07, 2005 Filed Sep 9, 2005 20:16 UTC | TJX COMPANIES INC /DE/ TJX · Entity 2870 | OtherOption · Derivative | 12,000 | $21.43 Strike: $21.43 | $257,160.00 |
DisclosureSEC source: 0001209191-05-046625 · doc4.xml · derivative · entry 1 CRITTENDEN GARY L · CIK 0001012683 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,000 Underlying: Common Stock · 12,000 shares Expires 2015-09-07 F1 · security: Right to buy. Includes right to have shares withheld to satisfy tax withholding obligations upon exercise. F2 · kind: Granted pursuant to the 1986 Stock Incentive Plan and exercisable September 7, 2006, the first anniversary date of the grant. Read SEC document |
| June 07, 2005 Filed Jun 9, 2005 14:13 UTC | TJX COMPANIES INC /DE/ TJX · Entity 2870 | GrantDeferred Stock Units · Derivative | 1,341.18 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-05-031041 · doc4.xml · derivative · entry 1 CRITTENDEN GARY L · CIK 0001012683 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,235.43 Underlying: Common Stock · 4,894.25 shares Expires not disclosed F1 · security: Constitutes an award of deferred shares, under the Stock Incentive Plan, having a value of $30,000 plus an amount equal to the aggregate dividends for which there has been a record date since June 1, 2004. Shares will be delivered to each Director upon Director's retirement. F1 · derivative.exercise_date: Constitutes an award of deferred shares, under the Stock Incentive Plan, having a value of $30,000 plus an amount equal to the aggregate dividends for which there has been a record date since June 1, 2004. Shares will be delivered to each Director upon Director's retirement. F1 · derivative.expiration_date: Constitutes an award of deferred shares, under the Stock Incentive Plan, having a value of $30,000 plus an amount equal to the aggregate dividends for which there has been a record date since June 1, 2004. Shares will be delivered to each Director upon Director's retirement. Read SEC document |
| January 27, 2005 Filed Feb 14, 2006 20:40 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | OtherPhantom Stock Units · Derivative | 71 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-06-000287 · form5.xml · derivative · entry 1 CRITTENDEN GARY L · CIK 0001012683 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 322 Underlying: Common Stock · 71 shares Expires not disclosed F1 · derivative.exercise_price: The phantom stock converts into common stock on a one-for-one basis. F3 · date: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on 1/27/2005, 4/22/2005, 7/28/2005, and 10/11/2005, at prices ranging from $49.18 to $55.47 per share. F3 · kind: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on 1/27/2005, 4/22/2005, 7/28/2005, and 10/11/2005, at prices ranging from $49.18 to $55.47 per share. F3 · price: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on 1/27/2005, 4/22/2005, 7/28/2005, and 10/11/2005, at prices ranging from $49.18 to $55.47 per share. F2 · derivative.exercise_date: The units are to be settled following the reporting person's retirement or other termination of service. F2 · derivative.expiration_date: The units are to be settled following the reporting person's retirement or other termination of service. Read SEC document |
| January 26, 2005 Filed Jan 28, 2005 15:09 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Shares | 578 | $53.08 | $30,680.24 |
DisclosureSEC source: 0000004962-05-000032 · doc4.xml · nonDerivative · entry 1 CRITTENDEN GARY L · CIK 0001012683 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,006 F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of restricted sto ck. Read SEC document |
| January 24, 2005 Filed Jan 26, 2005 22:23 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantEmployee stock options (right to buy) · Derivative | 145,000 | $0.00 Strike: $52.29 | $0.00 |
DisclosureSEC source: 0000004962-05-000020 · doc4.xml · derivative · entry 3 CRITTENDEN GARY L · CIK 0001012683 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,000 Underlying: Common Shares · 145,000 shares Expires 2015-01-24 F3 · derivative.exercise_date: These options will vest in four equal annual installments beginning on the date shown as "Date Exercisable" subject to continuous employment. Read SEC document |
| January 24, 2005 Filed Jan 26, 2005 22:23 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantCommon Shares | 8,606 | $0.00 | $0.00 |
DisclosureSEC source: 0000004962-05-000020 · doc4.xml · nonDerivative · entry 1 CRITTENDEN GARY L · CIK 0001012683 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,584 F1 · kind: Restricted stock award will vest in 4 equal annual installments (1/4 on Jan. 24th of 2006, 2007, 2008 and 2009, respectively) subject to continuous employment and the Company's achievement of certain financial performance requirements during the vesting periods. Read SEC document |
| December 30, 2004 Filed Jan 26, 2005 22:23 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantPhantom Stock Units · Derivative | 59 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000004962-05-000020 · doc4.xml · derivative · entry 4 CRITTENDEN GARY L · CIK 0001012683 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 251 Underlying: Common Shares · 59 shares Expires not disclosed F4 · derivative.exercise_price: The phantom stock converts into common stock on a one-for-one basis. F5 · date: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on various dates during 2004 at p rices ranging from $47.87 to $56.35 per share. F5 · price: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on various dates during 2004 at p rices ranging from $47.87 to $56.35 per share. F6 · derivative.exercise_date: The units are to be settled following the reporting person's retirement or other termination of service. F6 · derivative.expiration_date: The units are to be settled following the reporting person's retirement or other termination of service. F6 · derivative.underlying: The units are to be settled following the reporting person's retirement or other termination of service. Read SEC document |
| September 08, 2004 Filed Sep 10, 2004 15:18 UTC | TJX COMPANIES INC /DE/ TJX · Entity 2870 | OtherOption · Derivative | 12,000 | $21.75 Strike: $21.75 | $261,000.00 |
DisclosureSEC source: 0001209191-04-043938 · doc4.xml · derivative · entry 1 CRITTENDEN GARY L · CIK 0001012683 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,000 Underlying: Common Stock · 12,000 shares Expires 2014-09-08 F1 · security: Right to buy. Includes right to have shares withheld to satisfy tax withholding obligations upon exercise. F2 · kind: Granted pursuant to the 1986 Stock Incentive Plan and exercisable September 8, 2005, the first anniversary date of the grant. Read SEC document |
| June 01, 2004 Filed Jun 3, 2004 14:18 UTC | TJX COMPANIES INC /DE/ TJX · Entity 2870 | GrantDeferred Stock Units · Derivative | 1,205.68 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-04-029324 · doc4.xml · derivative · entry 1 CRITTENDEN GARY L · CIK 0001012683 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,894.25 Underlying: Common Stock · 3,688.57 shares Expires not disclosed F1 · security: Constitutes an award of deferred shares, under the Stock Incentive Plan, having a value of $30,000 plus an amount equal to the aggregate dividends for which there has been a record date since June 3, 2003. Shares will be delivered to each Director upon Director's retirement. F1 · derivative.exercise_date: Constitutes an award of deferred shares, under the Stock Incentive Plan, having a value of $30,000 plus an amount equal to the aggregate dividends for which there has been a record date since June 3, 2003. Shares will be delivered to each Director upon Director's retirement. F1 · derivative.expiration_date: Constitutes an award of deferred shares, under the Stock Incentive Plan, having a value of $30,000 plus an amount equal to the aggregate dividends for which there has been a record date since June 3, 2003. Shares will be delivered to each Director upon Director's retirement. Read SEC document |
| January 26, 2004 Filed Jan 28, 2004 13:31 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantEmployee stock option (right to buy) · Derivative | 171,000 | $0.00 Strike: $50.24 | $0.00 |
DisclosureSEC source: 0000004962-04-000021 · doc4.xml · derivative · entry 3 CRITTENDEN GARY L · CIK 0001012683 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,000 Underlying: Common Shares · 171,000 shares Expires 2014-01-26 F3 · derivative.exercise_date: These options will vest in four equal annual installments beginning on the date shown as "Date Exercisable." Read SEC document |
| January 26, 2004 Filed Jan 28, 2004 13:31 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantCommon Shares | 4,478 | $0.00 | $0.00 |
DisclosureSEC source: 0000004962-04-000021 · doc4.xml · nonDerivative · entry 1 CRITTENDEN GARY L · CIK 0001012683 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,978 F1 · ownership.direct: Restricted stock award will vest in 3 equal annual installments (1/3 on Jan. 26th of 2005, 2006 and 2007, respectively) subject t o continuous employment. Read SEC document |
| December 30, 2003 Filed Jan 28, 2004 13:31 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantPhantom Stock Units · Derivative | 75 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0000004962-04-000021 · doc4.xml · derivative · entry 4 CRITTENDEN GARY L · CIK 0001012683 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 192 Underlying: Common Shares · 75 shares Expires not disclosed F4 · derivative.exercise_price: The phantom stock converts into common stock on a one-for-one basis. F5 · date: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on various dates during 2003 at p rices ranging from $31.59 to $48.40 per share. F5 · price: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on various dates during 2003 at p rices ranging from $31.59 to $48.40 per share. F6 · derivative.exercise_date: The units are to be settled following the reporting person's retirement or other termination of service. F6 · derivative.expiration_date: The units are to be settled following the reporting person's retirement or other termination of service. F6 · derivative.underlying: The units are to be settled following the reporting person's retirement or other termination of service. Read SEC document |
| September 09, 2003 Filed Sep 11, 2003 16:08 UTC | TJX COMPANIES INC /DE/ TJX · Entity 2870 | OtherOption · Derivative | 12,000 | $20.14 Strike: $20.14 | $241,680.00 |
DisclosureSEC source: 0001209191-03-021066 · doc4.xml · derivative · entry 1 CRITTENDEN GARY L · CIK 0001012683 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,000 Underlying: Common Stock · 12,000 shares Expires 2013-09-09 F1 · security: Right to buy. Includes right to have shares withheld to satisfy tax withholding obligations upon exercise. F2 · kind: Granted pursuant to the 1986 Stock Incentive Plan and exercisable September 9, 2004, the first anniversary date of the grant. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.