Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Gevo, Inc.GEVO · Entity 5641 | CFO | December 29, 2017 | January 03, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Gevo, Inc.
Report date December 29, 2017 · Filed January 03, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,351 |
Ending reported balance
After 2017-12-29 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2017-12-29 · Exercise / conversion · Acquired 80 · Balance 2,380 F1: Restricted Stock Units convert into common stock on a one-for-one basis Row 2 · 2017-12-29 · Tax withholding · Disposed 29 · Balance 2,351 F2: The disposition represents the net settlement of shares upon the vesting of restricted stock units. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 546 |
Reported balance
After 2017-12-29 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2017-12-29 · Exercise / conversion · Disposed 80 · Balance 546 F1: Restricted Stock Units convert into common stock on a one-for-one basis F3: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted Stock Units convert into common stock on a one-for-one basis
F2: The disposition represents the net settlement of shares upon the vesting of restricted stock units.
F3: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 12, 2016 Filed Oct 13, 2016 18:02 UTC | Gevo, Inc. GEVO · Entity 5641 | SaleCommon Stock | 21 | $0.43 | $9.03 |
DisclosureSEC source: 0001209191-16-145774 · doc4.xml · nonDerivative · entry 1 Willis Mike · CIK 0001587000 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,823 F1 · kind: Shares were sold to satisfy certain tax obligations of the reporting person triggered by the vesting of shares of restricted common stock. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted June 12, 2015. Read SEC document |
| September 29, 2016 Filed Oct 3, 2016 19:50 UTC | Gevo, Inc. GEVO · Entity 5641 | Exercise / conversionRestricted Stock Units · Derivative | 1,586 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-143578 · doc4.xml · derivative · entry 3 Willis Mike · CIK 0001587000 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,874 Underlying: Common Stock · 1,586 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis F3 · derivative.exercise_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015. F3 · derivative.expiration_date: On September 16, 2015, the reporting person was granted restricted stock units and options that will vest monthly for three years beginning July 29, 2015. Read SEC document |
| September 29, 2016 Filed Oct 3, 2016 19:50 UTC | Gevo, Inc. GEVO · Entity 5641 | Tax withholdingCommon Stock | 507 | $0.49 | $248.43 |
DisclosureSEC source: 0001209191-16-143578 · doc4.xml · nonDerivative · entry 2 Willis Mike · CIK 0001587000 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,844 F2 · shares: The disposition represents the net settlement of shares upon the vesting of restricted stock units. Read SEC document |
| September 29, 2016 Filed Oct 3, 2016 19:50 UTC | Gevo, Inc. GEVO · Entity 5641 | Exercise / conversionCommon Stock | 1,586 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-16-143578 · doc4.xml · nonDerivative · entry 1 Willis Mike · CIK 0001587000 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,351 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units convert into common stock on a one-for-one basis Read SEC document |
| September 12, 2016 Filed Sep 13, 2016 15:30 UTC | Gevo, Inc. GEVO · Entity 5641 | SaleCommon Stock | 21 | $0.50 | $10.50 |
DisclosureSEC source: 0001209191-16-141044 · doc4.xml · nonDerivative · entry 1 Willis Mike · CIK 0001587000 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,765 F1 · kind: Shares were sold to satisfy certain tax obligations of the reporting person triggered by the vesting of shares of restricted common stock. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted June 12, 2015. Read SEC document |
| September 06, 2016 Filed Sep 6, 2016 20:14 UTC | Gevo, Inc. GEVO · Entity 5641 | SaleCommon Stock | 48 | $0.58 | $27.84 |
DisclosureSEC source: 0001209191-16-140028 · doc4.xml · nonDerivative · entry 1 Willis Mike · CIK 0001587000 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,786 F1 · kind: Shares were sold to satisfy certain tax obligations of the reporting person triggered by the vesting of shares of restricted common stock. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted June 12, 2015. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.