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TOBEN DOREEN A

Disclosed activity across 5 companies

Tapewire entity
17049
SEC CIK
0001195235

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
TAPESTRY, INC.TPR · Entity 2309DirectorDecember 05, 2017December 07, 2017

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

TAPESTRY, INC.

Report date December 05, 2017 · Filed December 07, 2017

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect1,801 Reported balance After 2017-12-05 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2017-12-05 · Grant · Acquired 1,801 · Balance 1,801

F1: All of these securities acquired were received in the form of unvested restricted stock units issued under the Issuer's Stock Incentive Plan. These securities will vest on December 5, 2018.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $41.65 · Expires 2027-12-05Direct8,914 Reported balance After 2017-12-05 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2017-12-05 · Grant · Acquired 8,914 · Balance 8,914

F2: All of these securities acquired were issued under the Issuer's Stock Incentive Plan.

Filing footnotes · ownership attribution and instrument terms

F1: All of these securities acquired were received in the form of unvested restricted stock units issued under the Issuer's Stock Incentive Plan. These securities will vest on December 5, 2018.

F2: All of these securities acquired were issued under the Issuer's Stock Incentive Plan.

Past disclosures · reporting ended (4)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

ARRIS International plc

Report date April 04, 2019 · Filed April 09, 2019

Section 16 reporting ended · disclosed 2019-04-09. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Ordinary SharesSEC Table I · non-derivativeDirect0 Reported balance After 2019-04-04 transaction · row 1
1 source row

Row 1 · 2019-04-04 · Disposition to issuer · Disposed 15,140 · Balance 0

F1: Pursuant to the terms of that certain Bid Conduct Agreement (the "Acquisition Agreement") between ARRIS International plc ("ARRIS") and CommScope Holding Company, Inc. ("CommScope"), CommScope agreed to acquire all of the issued and to be issued Ordinary Shares of ARRIS (the "Acquisition") for $31.75 per Ordinary Share by means of a court-sanctioned scheme of arrangement (the "Scheme"). On April 4, 2019, at the effective time of the Scheme (the "Effective Time"), each Ordinary Share then outstanding was automatically transferred from ARRIS shareholders in accordance with the Scheme and the Acquisition Agreement to CommScope, and the ARRIS shareholders ceased to have any rights with respect to their Ordinary Shares, except their right to receive $31.75 per Ordinary Share. This represents shares disposed of upon consummation of the Acquisition.

Restricted SharesSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2019-07-01Direct0 Reported balance After 2019-04-04 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2019-04-04 · Disposition to issuer · Disposed 6,500 · Balance 0

F2: At the Effective Time, the Ordinary Shares subject to this restricted stock unit grant, which provided for vesting one year from the date of grant, were cancelled and converted into the right to receive cash equal to $31.75 multiplied by the number of restricted stock units being so cancelled and converted.

Deferred Ordinary SharesSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2019-04-04 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2019-04-04 · Disposition to issuer · Disposed 8,000 · Balance 0

F1: Pursuant to the terms of that certain Bid Conduct Agreement (the "Acquisition Agreement") between ARRIS International plc ("ARRIS") and CommScope Holding Company, Inc. ("CommScope"), CommScope agreed to acquire all of the issued and to be issued Ordinary Shares of ARRIS (the "Acquisition") for $31.75 per Ordinary Share by means of a court-sanctioned scheme of arrangement (the "Scheme"). On April 4, 2019, at the effective time of the Scheme (the "Effective Time"), each Ordinary Share then outstanding was automatically transferred from ARRIS shareholders in accordance with the Scheme and the Acquisition Agreement to CommScope, and the ARRIS shareholders ceased to have any rights with respect to their Ordinary Shares, except their right to receive $31.75 per Ordinary Share. This represents shares disposed of upon consummation of the Acquisition.

F3: This holding does not have a date of expiration, but its receipt was deferred until owner's separation from ARRIS.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the terms of that certain Bid Conduct Agreement (the "Acquisition Agreement") between ARRIS International plc ("ARRIS") and CommScope Holding Company, Inc. ("CommScope"), CommScope agreed to acquire all of the issued and to be issued Ordinary Shares of ARRIS (the "Acquisition") for $31.75 per Ordinary Share by means of a court-sanctioned scheme of arrangement (the "Scheme"). On April 4, 2019, at the effective time of the Scheme (the "Effective Time"), each Ordinary Share then outstanding was automatically transferred from ARRIS shareholders in accordance with the Scheme and the Acquisition Agreement to CommScope, and the ARRIS shareholders ceased to have any rights with respect to their Ordinary Shares, except their right to receive $31.75 per Ordinary Share. This represents shares disposed of upon consummation of the Acquisition.

F2: At the Effective Time, the Ordinary Shares subject to this restricted stock unit grant, which provided for vesting one year from the date of grant, were cancelled and converted into the right to receive cash equal to $31.75 multiplied by the number of restricted stock units being so cancelled and converted.

F3: This holding does not have a date of expiration, but its receipt was deferred until owner's separation from ARRIS.

Kate Spade & Co

Report date July 11, 2017 · Filed July 13, 2017

Section 16 reporting ended · disclosed 2017-07-13. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common stock, par value $1 per shareSEC Table I · non-derivativeDirect0 Reported balance After 2017-07-11 transaction · row 1 Sequence does not reconcile; account continuity is unresolved.
1 source row

Row 1 · 2017-07-11 · Other · Disposed 7,824 · Balance 0

F1: Pursuant to the Agreement and Plan of Merger dated as of May 7, 2017 (the "Merger Agreement") by and among Coach, Inc. ("Parent"), Chelsea Merger Sub Inc. ("Purchaser"), and Kate Spade & Company (the "Company"), on July 11, 2017, Purchaser merged with and into the Company continuing as the surviving corporation and a wholly owned subsidiary of Parent (the "Merger"). Pursuant to the Merger Agreement, each share of common stock, par value $1.00 per share, of the Company (each, a "Share") was disposed of pursuant to a tender offer commenced by the Purchaser on May 26, 2017 to acquire any and all of the Company's Shares for $18.50 per Share, net to the Reporting Person in cash, without interest thereon and less any applicable withholding taxes.

Common stock, par value $1 per shareSEC Table I · non-derivativeDirect0 Reported balance After 2017-07-11 transaction · row 2 Sequence does not reconcile; account continuity is unresolved.
1 source row

Row 2 · 2017-07-11 · Disposition to issuer · Disposed 68,671 · Balance 0

F2: Represents Shares that were granted as part of director annual retainer compensation and deferred pursuant to the Company's Outside Directors' Deferral Plan (the "Director Deferral Plan"), pursuant to which the Reporting Person elected to defer the receipt of such Shares (each, a "phantom share"). Pursuant to the terms of the Director Deferral Plan, each phantom share was converted into an amount in cash (determined by multiplying $18.50 by the number of phantom shares credited to the Reporting Person's "company stock subaccount" under the Director Deferral Plan) and was transferred and credited to the Reporting Person's "cash subaccount" under the Director Deferral Plan. Following such conversion and transfer, the Reporting Person's cash subaccount balance shall be paid in accordance with the terms of the Director Deferral Plan and the Reporting Person's applicable deferral election.

Phantom StockSEC Table II · derivative / convertible securityDirect0 Reported balance After 2017-07-11 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2017-07-11 · Other · Disposed 12,889 · Balance 0

F3: These phantom shares represent an equivalent amount of cash compensation (e.g., cash retention and meeting fees) that was deferred under the Director Deferral Plan pursuant to an election made by the Reporting Person. Pursuant to the terms of the Director Deferral Plan, each phantom share was converted into an amount in cash (determined by multiplying $18.50 by the number of phantom shares credited to the Reporting Person's "company stock subaccount" under the Director Deferral Plan) and was transferred and credited to the Reporting Person's "cash subaccount" under the Director Deferral Plan. Following such conversion and transfer, the Reporting Person's cash subaccount balance shall be paid in accordance with the terms of the Director Deferral Plan and the Reporting Person's applicable deferral election.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the Agreement and Plan of Merger dated as of May 7, 2017 (the "Merger Agreement") by and among Coach, Inc. ("Parent"), Chelsea Merger Sub Inc. ("Purchaser"), and Kate Spade & Company (the "Company"), on July 11, 2017, Purchaser merged with and into the Company continuing as the surviving corporation and a wholly owned subsidiary of Parent (the "Merger"). Pursuant to the Merger Agreement, each share of common stock, par value $1.00 per share, of the Company (each, a "Share") was disposed of pursuant to a tender offer commenced by the Purchaser on May 26, 2017 to acquire any and all of the Company's Shares for $18.50 per Share, net to the Reporting Person in cash, without interest thereon and less any applicable withholding taxes.

F2: Represents Shares that were granted as part of director annual retainer compensation and deferred pursuant to the Company's Outside Directors' Deferral Plan (the "Director Deferral Plan"), pursuant to which the Reporting Person elected to defer the receipt of such Shares (each, a "phantom share"). Pursuant to the terms of the Director Deferral Plan, each phantom share was converted into an amount in cash (determined by multiplying $18.50 by the number of phantom shares credited to the Reporting Person's "company stock subaccount" under the Director Deferral Plan) and was transferred and credited to the Reporting Person's "cash subaccount" under the Director Deferral Plan. Following such conversion and transfer, the Reporting Person's cash subaccount balance shall be paid in accordance with the terms of the Director Deferral Plan and the Reporting Person's applicable deferral election.

F3: These phantom shares represent an equivalent amount of cash compensation (e.g., cash retention and meeting fees) that was deferred under the Director Deferral Plan pursuant to an election made by the Reporting Person. Pursuant to the terms of the Director Deferral Plan, each phantom share was converted into an amount in cash (determined by multiplying $18.50 by the number of phantom shares credited to the Reporting Person's "company stock subaccount" under the Director Deferral Plan) and was transferred and credited to the Reporting Person's "cash subaccount" under the Director Deferral Plan. Following such conversion and transfer, the Reporting Person's cash subaccount balance shall be paid in accordance with the terms of the Director Deferral Plan and the Reporting Person's applicable deferral election.

NEW YORK TIMES CO

Report date April 26, 2023 · Filed April 28, 2023

Section 16 reporting ended · disclosed 2023-04-28. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Phantom Stock UnitSEC Table II · derivative / convertible securityDirect82,305.178 Reported balance After 2023-04-26 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2023-04-26 · Grant · Acquired 812.2882 · Balance 82,305.178

F1: Phantom stock units credited to the reporting person's account in respect of dividend equivalent payments and accumulated interest on previously granted phantom stock units. Each phantom stock unit was credited to the reporting person's account under The New York Times Company Non-Employee Directors Deferral Plan, on April 26, 2023, based on the average closing price of a share of Class A Common Stock for the 30 trading days prior to the date of credit. Distribution in cash is generally made following the cessation of the reporting person's membership on the Board of Directors. This transaction involved a derivative security that does not have an exercise date or an expiration date.

Filing footnotes · ownership attribution and instrument terms

F1: Phantom stock units credited to the reporting person's account in respect of dividend equivalent payments and accumulated interest on previously granted phantom stock units. Each phantom stock unit was credited to the reporting person's account under The New York Times Company Non-Employee Directors Deferral Plan, on April 26, 2023, based on the average closing price of a share of Class A Common Stock for the 30 trading days prior to the date of credit. Distribution in cash is generally made following the cessation of the reporting person's membership on the Board of Directors. This transaction involved a derivative security that does not have an exercise date or an expiration date.

VERIZON COMMUNICATIONS INC

Report date June 26, 2009 · Filed June 29, 2009

Section 16 reporting ended · disclosed 2009-06-29. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Phantom Stock (unitized)SEC Table II · derivative / convertible securityIndirectBy Deferred Compensation Plan68,687.493 Reported balance After 2009-06-26 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2009-06-26 · Grant · Acquired 163.203 · Balance 68,687.493

F1: Each share of phantom stock is the economic equivalent of a portion of one share of common stock and is settled in cash. The shares of phantom stock become payable upon events established by the reporting person in accordance with the deferred compensation plan.

F2: Includes phantom stock acquired through dividend reinvestment.

Filing footnotes · ownership attribution and instrument terms

F1: Each share of phantom stock is the economic equivalent of a portion of one share of common stock and is settled in cash. The shares of phantom stock become payable upon events established by the reporting person in accordance with the deferred compensation plan.

F2: Includes phantom stock acquired through dividend reinvestment.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
April 26, 2023 Filed Apr 28, 2023 22:00 UTC NEW YORK TIMES CO NYT · Entity 3490 GrantPhantom Stock Unit · Derivative 812.2882 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-026099 · doc4.xml · derivative · entry 1

TOBEN DOREEN A · CIK 0001195235 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 82,305.178

Underlying: Class A Common Stock · 812.2882 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units credited to the reporting person's account in respect of dividend equivalent payments and accumulated interest on previously granted phantom stock units. Each phantom stock unit was credited to the reporting person's account under The New York Times Company Non-Employee Directors Deferral Plan, on April 26, 2023, based on the average closing price of a share of Class A Common Stock for the 30 trading days prior to the date of credit. Distribution in cash is generally made following the cessation of the reporting person's membership on the Board of Directors. This transaction involved a derivative security that does not have an exercise date or an expiration date.

F1 · price: Phantom stock units credited to the reporting person's account in respect of dividend equivalent payments and accumulated interest on previously granted phantom stock units. Each phantom stock unit was credited to the reporting person's account under The New York Times Company Non-Employee Directors Deferral Plan, on April 26, 2023, based on the average closing price of a share of Class A Common Stock for the 30 trading days prior to the date of credit. Distribution in cash is generally made following the cessation of the reporting person's membership on the Board of Directors. This transaction involved a derivative security that does not have an exercise date or an expiration date.

F1 · derivative.exercise_date: Phantom stock units credited to the reporting person's account in respect of dividend equivalent payments and accumulated interest on previously granted phantom stock units. Each phantom stock unit was credited to the reporting person's account under The New York Times Company Non-Employee Directors Deferral Plan, on April 26, 2023, based on the average closing price of a share of Class A Common Stock for the 30 trading days prior to the date of credit. Distribution in cash is generally made following the cessation of the reporting person's membership on the Board of Directors. This transaction involved a derivative security that does not have an exercise date or an expiration date.

F1 · derivative.expiration_date: Phantom stock units credited to the reporting person's account in respect of dividend equivalent payments and accumulated interest on previously granted phantom stock units. Each phantom stock unit was credited to the reporting person's account under The New York Times Company Non-Employee Directors Deferral Plan, on April 26, 2023, based on the average closing price of a share of Class A Common Stock for the 30 trading days prior to the date of credit. Distribution in cash is generally made following the cessation of the reporting person's membership on the Board of Directors. This transaction involved a derivative security that does not have an exercise date or an expiration date.

Read SEC document
April 20, 2023 Filed Apr 24, 2023 22:00 UTC NEW YORK TIMES CO NYT · Entity 3490 GrantClass A Common Stock 108 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-025462 · doc4.xml · nonDerivative · entry 1

TOBEN DOREEN A · CIK 0001195235 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,819

F1 · security: Restricted Stock Units ("RSUs") acquired in respect of previously reported RSUs awarded under The New York Times Company 2020 Incentive Compensation Plan in connection with, and with a value equal to, cash dividends paid on The New York Times Company's Class A Common Stock ("Dividend Equivalent RSUs"). Dividend Equivalent RSUs granted in respect of vested RSUs are fully vested at grant. Dividend Equivalent RSUs granted in respect of unvested RSUs will vest on the date that such unvested RSUs vest, which is the date of the Company's first annual meeting following the initial grant.

Read SEC document
January 19, 2023 Filed Jan 23, 2023 21:30 UTC NEW YORK TIMES CO NYT · Entity 3490 GrantClass A Common Stock 106 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-004417 · doc4.xml · nonDerivative · entry 1

TOBEN DOREEN A · CIK 0001195235 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,711

F1 · security: Restricted Stock Units ("RSUs") acquired in respect of previously reported RSUs awarded under The New York Times Company 2020 Incentive Compensation Plan in connection with, and with a value equal to, cash dividends paid on The New York Times Company's Class A Common Stock ("Dividend Equivalent RSUs"). Dividend Equivalent RSUs granted in respect of vested RSUs are fully vested at grant. Dividend Equivalent RSUs granted in respect of unvested RSUs will vest on the date that such unvested RSUs vest, which is the date of the Company's first annual meeting following the initial grant.

Read SEC document
October 21, 2022 Filed Oct 25, 2022 20:51 UTC NEW YORK TIMES CO NYT · Entity 3490 GrantClass A Common Stock 121 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-054536 · doc4.xml · nonDerivative · entry 1

TOBEN DOREEN A · CIK 0001195235 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,605

F1 · security: Restricted Stock Units ("RSUs") acquired in respect of previously reported RSUs awarded under The New York Times Company 2020 Incentive Compensation Plan in connection with, and with a value equal to, cash dividends paid on The New York Times Company's Class A Common Stock ("Dividend Equivalent RSUs"). Dividend Equivalent RSUs granted in respect of vested RSUs are fully vested at grant. Dividend Equivalent RSUs granted in respect of unvested RSUs will vest on the date that such unvested RSUs vest, which is the date of the Company's first annual meeting following the initial grant.

Read SEC document
July 21, 2022 Filed Jul 25, 2022 20:54 UTC NEW YORK TIMES CO NYT · Entity 3490 GrantClass A Common Stock 116 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-043120 · doc4.xml · nonDerivative · entry 1

TOBEN DOREEN A · CIK 0001195235 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,484

F1 · security: Restricted Stock Units ("RSUs") acquired in respect of previously reported RSUs awarded under The New York Times Company 2020 Incentive Compensation Plan in connection with, and with a value equal to, cash dividends paid on The New York Times Company's Class A Common Stock ("Dividend Equivalent RSUs"). Dividend Equivalent RSUs granted in respect of vested RSUs are fully vested at grant. Dividend Equivalent RSUs granted in respect of unvested RSUs will vest on the date that such unvested RSUs vest, which is the date of the Company's first annual meeting following the initial grant.

Read SEC document
April 27, 2022 Filed Apr 29, 2022 20:24 UTC NEW YORK TIMES CO NYT · Entity 3490 GrantPhantom Stock Unit · Derivative 544.0665 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-22-009186 · doc1.xml · derivative · entry 2

TOBEN DOREEN A · CIK 0001195235 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,492.8898

Underlying: Class A Common Stock · 544.0665 shares

Expires not disclosed

F2 · derivative.exercise_price: Phantom stock units credited to the reporting person's account in respect of dividend equivalent payments and accumulated interest on previously granted phantom stock units. Each phantom stock unit was credited to the reporting person's account under The New York Times Company Non-Employee Directors Deferral Plan, on April 27, 2022, based on the average closing price of a share of Class A Common Stock for the 30 trading days prior to the date of credit. Distribution in cash is generally made following the cessation of the reporting person's membership on the Board of Directors. This transaction involved a derivative security that does not have an exercise date or an expiration date.

F2 · price: Phantom stock units credited to the reporting person's account in respect of dividend equivalent payments and accumulated interest on previously granted phantom stock units. Each phantom stock unit was credited to the reporting person's account under The New York Times Company Non-Employee Directors Deferral Plan, on April 27, 2022, based on the average closing price of a share of Class A Common Stock for the 30 trading days prior to the date of credit. Distribution in cash is generally made following the cessation of the reporting person's membership on the Board of Directors. This transaction involved a derivative security that does not have an exercise date or an expiration date.

F2 · derivative.exercise_date: Phantom stock units credited to the reporting person's account in respect of dividend equivalent payments and accumulated interest on previously granted phantom stock units. Each phantom stock unit was credited to the reporting person's account under The New York Times Company Non-Employee Directors Deferral Plan, on April 27, 2022, based on the average closing price of a share of Class A Common Stock for the 30 trading days prior to the date of credit. Distribution in cash is generally made following the cessation of the reporting person's membership on the Board of Directors. This transaction involved a derivative security that does not have an exercise date or an expiration date.

F2 · derivative.expiration_date: Phantom stock units credited to the reporting person's account in respect of dividend equivalent payments and accumulated interest on previously granted phantom stock units. Each phantom stock unit was credited to the reporting person's account under The New York Times Company Non-Employee Directors Deferral Plan, on April 27, 2022, based on the average closing price of a share of Class A Common Stock for the 30 trading days prior to the date of credit. Distribution in cash is generally made following the cessation of the reporting person's membership on the Board of Directors. This transaction involved a derivative security that does not have an exercise date or an expiration date.

Read SEC document
April 27, 2022 Filed Apr 29, 2022 20:24 UTC NEW YORK TIMES CO NYT · Entity 3490 GrantClass A Common Stock 3,836 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-009186 · doc1.xml · nonDerivative · entry 1

TOBEN DOREEN A · CIK 0001195235 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,368

F1 · security: Consists of a grant of stock-settled restricted stock units under The New York Times Company 2020 Incentive Compensation Plan. Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock and vests on the date of the following Annual Meeting of Stockholders. Vested shares will be delivered within 90 days following the cessation of the reporting person's membership on the Board of Directors.

Read SEC document
April 21, 2022 Filed Apr 25, 2022 20:21 UTC NEW YORK TIMES CO NYT · Entity 3490 GrantClass A Common Stock 73 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-008907 · doc1.xml · nonDerivative · entry 1

TOBEN DOREEN A · CIK 0001195235 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,532

F1 · security: Restricted Stock Units ("RSUs") acquired in respect of previously reported RSUs awarded under The New York Times Company 2020 Incentive Compensation Plan in connection with, and with a value equal to, cash dividends paid on The New York Times Company's Class A Common Stock ("Dividend Equivalent RSUs"). Dividend Equivalent RSUs granted in respect of vested RSUs are fully vested at grant. Dividend Equivalent RSUs granted in respect of unvested RSUs will vest on the date that such unvested RSUs vest, which is the date of the Company's first annual meeting following the initial grant.

Read SEC document
January 20, 2022 Filed Jan 24, 2022 21:19 UTC NEW YORK TIMES CO NYT · Entity 3490 GrantClass A Common Stock 57 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-001559 · doc1.xml · nonDerivative · entry 1

TOBEN DOREEN A · CIK 0001195235 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,459

F1 · security: Restricted Stock Units ("RSUs") acquired in respect of previously reported RSUs awarded under The New York Times Company 2020 Incentive Compensation Plan in connection with, and with a value equal to, cash dividends paid on The New York Times Company's Class A Common Stock ("Dividend Equivalent RSUs"). Dividend Equivalent RSUs granted in respect of vested RSUs are fully vested at grant. Dividend Equivalent RSUs granted in respect of unvested RSUs will vest on the date that such unvested RSUs vest, which is the date of the Company's first annual meeting following the initial grant.

Read SEC document
October 22, 2021 Filed Oct 26, 2021 21:25 UTC NEW YORK TIMES CO NYT · Entity 3490 GrantClass A Common Stock 42 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-061673 · doc4.xml · nonDerivative · entry 1

TOBEN DOREEN A · CIK 0001195235 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,402

F1 · security: Restricted Stock Units ("RSUs") acquired in respect of previously reported RSUs awarded under The New York Times Company 2020 Incentive Compensation Plan in connection with, and with a value equal to, cash dividends paid on The New York Times Company's Class A Common Stock ("Dividend Equivalent RSUs"). Dividend Equivalent RSUs granted in respect of vested RSUs are fully vested at grant. Dividend Equivalent RSUs granted in respect of unvested RSUs will vest on the date that such unvested RSUs vest, which is the date of the Company's first annual meeting following the initial grant.

Read SEC document
July 22, 2021 Filed Jul 26, 2021 20:42 UTC NEW YORK TIMES CO NYT · Entity 3490 GrantClass A Common Stock 56 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-048198 · doc4.xml · nonDerivative · entry 1

TOBEN DOREEN A · CIK 0001195235 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,360

F1 · security: Restricted Stock Units ("RSUs") acquired in respect of previously reported RSUs awarded under The New York Times Company 2020 Incentive Compensation Plan in connection with, and with a value equal to, cash dividends paid on The New York Times Company's Class A Common Stock ("Dividend Equivalent RSUs"). Dividend Equivalent RSUs granted in respect of vested RSUs are fully vested at grant. Dividend Equivalent RSUs granted in respect of unvested RSUs will vest on the date that such unvested RSUs vest, which is the date of the Company's first annual meeting following the initial grant.

Read SEC document
April 28, 2021 Filed Apr 30, 2021 20:37 UTC NEW YORK TIMES CO NYT · Entity 3490 GrantPhantom Stock Unit · Derivative 415.35 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-029313 · doc4.xml · derivative · entry 2

TOBEN DOREEN A · CIK 0001195235 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,948.8233

Underlying: Class A Common Stock · 415.35 shares

Expires not disclosed

F2 · derivative.exercise_price: Phantom stock units credited to the reporting person's account in respect of dividend equivalent payments and accumulated interest on previously granted phantom stock units. Each phantom stock unit was credited to the reporting person's account under The New York Times Company Non-Employee Directors Deferral Plan, on April 28, 2021, based on the average closing price of a share of Class A Common Stock for the 30 trading days prior to the date of credit. Distribution in cash is generally made following the cessation of the reporting person's membership on the Board of Directors. This transaction involved a derivative security that does not have an exercise date or an expiration date.

F2 · price: Phantom stock units credited to the reporting person's account in respect of dividend equivalent payments and accumulated interest on previously granted phantom stock units. Each phantom stock unit was credited to the reporting person's account under The New York Times Company Non-Employee Directors Deferral Plan, on April 28, 2021, based on the average closing price of a share of Class A Common Stock for the 30 trading days prior to the date of credit. Distribution in cash is generally made following the cessation of the reporting person's membership on the Board of Directors. This transaction involved a derivative security that does not have an exercise date or an expiration date.

F2 · derivative.exercise_date: Phantom stock units credited to the reporting person's account in respect of dividend equivalent payments and accumulated interest on previously granted phantom stock units. Each phantom stock unit was credited to the reporting person's account under The New York Times Company Non-Employee Directors Deferral Plan, on April 28, 2021, based on the average closing price of a share of Class A Common Stock for the 30 trading days prior to the date of credit. Distribution in cash is generally made following the cessation of the reporting person's membership on the Board of Directors. This transaction involved a derivative security that does not have an exercise date or an expiration date.

F2 · derivative.expiration_date: Phantom stock units credited to the reporting person's account in respect of dividend equivalent payments and accumulated interest on previously granted phantom stock units. Each phantom stock unit was credited to the reporting person's account under The New York Times Company Non-Employee Directors Deferral Plan, on April 28, 2021, based on the average closing price of a share of Class A Common Stock for the 30 trading days prior to the date of credit. Distribution in cash is generally made following the cessation of the reporting person's membership on the Board of Directors. This transaction involved a derivative security that does not have an exercise date or an expiration date.

Read SEC document
April 28, 2021 Filed Apr 30, 2021 20:37 UTC NEW YORK TIMES CO NYT · Entity 3490 GrantClass A Common Stock 3,264 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-029313 · doc4.xml · nonDerivative · entry 1

TOBEN DOREEN A · CIK 0001195235 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,304

F1 · security: Consists of a grant of stock-settled restricted stock units under The New York Times Company 2020 Incentive Compensation Plan. Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock and vests on the date of the following Annual Meeting of Stockholders. Vested shares will be delivered within 90 days following the cessation of the reporting person's membership on the Board of Directors.

Read SEC document
April 22, 2021 Filed Apr 26, 2021 22:25 UTC NEW YORK TIMES CO NYT · Entity 3490 GrantClass A Common Stock 46 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-028398 · doc4.xml · nonDerivative · entry 1

TOBEN DOREEN A · CIK 0001195235 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,040

F1 · security: Restricted Stock Units ("RSUs") acquired in respect of previously reported RSUs awarded under The New York Times Company 2020 Incentive Compensation Plan in connection with, and with a value equal to, cash dividends paid on The New York Times Company's Class A Common Stock ("Dividend Equivalent RSUs"). Dividend Equivalent RSUs granted in respect of vested RSUs are fully vested at grant. Dividend Equivalent RSUs granted in respect of unvested RSUs will vest on the date that such unvested RSUs vest, which is the date of the Company's first annual meeting following the initial grant.

Read SEC document
January 21, 2021 Filed Jan 25, 2021 21:39 UTC NEW YORK TIMES CO NYT · Entity 3490 GrantClass A Common Stock 38 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-005091 · doc4.xml · nonDerivative · entry 1

TOBEN DOREEN A · CIK 0001195235 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,994

F1 · security: Restricted Stock Units ("RSUs") acquired in respect of previously reported RSUs awarded under The New York Times Company 2020 Incentive Compensation Plan in connection with, and with a value equal to, cash dividends paid on The New York Times Company's Class A Common Stock ("Dividend Equivalent RSUs"). Dividend Equivalent RSUs granted in respect of vested RSUs are fully vested at grant. Dividend Equivalent RSUs granted in respect of unvested RSUs will vest on the date that such unvested RSUs vest, which is the date of the Company's first annual meeting following the initial grant.

Read SEC document
October 22, 2020 Filed Oct 26, 2020 21:22 UTC NEW YORK TIMES CO NYT · Entity 3490 GrantClass A Common Stock 43 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-055842 · doc4.xml · nonDerivative · entry 1

TOBEN DOREEN A · CIK 0001195235 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,956

F1 · security: Restricted Stock Units ("RSUs") acquired in respect of previously reported RSUs awarded under The New York Times Company 2020 Incentive Compensation Plan in connection with, and with a value equal to, cash dividends paid on The New York Times Company's Class A Common Stock ("Dividend Equivalent RSUs"). Dividend Equivalent RSUs granted in respect of vested RSUs are fully vested at grant. Dividend Equivalent RSUs granted in respect of unvested RSUs will vest on the date that such unvested RSUs vest, which is the date of the Company's first annual meeting following the initial grant.

Read SEC document
July 23, 2020 Filed Jul 27, 2020 21:43 UTC NEW YORK TIMES CO NYT · Entity 3490 GrantClass A Common Stock 42 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-043762 · doc4.xml · nonDerivative · entry 1

TOBEN DOREEN A · CIK 0001195235 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,913

F1 · security: Restricted Stock Units ("RSUs") acquired in respect of previously reported RSUs awarded under The New York Times Company 2020 Incentive Compensation Plan in connection with, and with a value equal to, cash dividends paid on The New York Times Company's Class A Common Stock ("Dividend Equivalent RSUs"). Dividend Equivalent RSUs granted in respect of vested RSUs are fully vested at grant. Dividend Equivalent RSUs granted in respect of unvested RSUs will vest on the date that such unvested RSUs vest, which is the date of the Company's first annual meeting following the initial grant.

Read SEC document
April 23, 2020 Filed Apr 27, 2020 21:16 UTC NEW YORK TIMES CO NYT · Entity 3490 GrantClass A Common Stock 57 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-025848 · doc4.xml · nonDerivative · entry 1

TOBEN DOREEN A · CIK 0001195235 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,871

F1 · security: Restricted Stock Units ("RSUs") acquired in respect of previously reported RSUs awarded under The New York Times Company 2010 Incentive Compensation Plan in connection with, and with a value equal to, cash dividends paid on The New York Times Company's Class A Common Stock ("Dividend Equivalent RSUs"). Dividend Equivalent RSUs granted in respect of vested RSUs are fully vested at grant. Dividend Equivalent RSUs granted in respect of unvested RSUs will vest on the date that such unvested RSUs vest, which is the date of the Company's first annual meeting following the initial grant.

Read SEC document
April 22, 2020 Filed Apr 24, 2020 20:53 UTC NEW YORK TIMES CO NYT · Entity 3490 GrantPhantom Stock Unit · Derivative 543.2177 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-025617 · doc4.xml · derivative · entry 2

TOBEN DOREEN A · CIK 0001195235 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,533.4733

Underlying: Class A Common Stock · 543.2177 shares

Expires not disclosed

F2 · derivative.exercise_price: Phantom stock units credited to the reporting person's account in respect of dividend equivalent payments and accumulated interest on previously granted phantom stock units. Each phantom stock unit was credited to the reporting person's account under The New York Times Company Non-Employee Directors Deferral Plan, on April 22, 2020, based on the average closing price of a share of Class A Common Stock for the 30 trading days prior to the date of credit. Distribution in cash is generally made following the cessation of the reporting person's membership on the Board of Directors. This transaction involved a derivative security that does not have an exercise date or an expiration date.

F2 · price: Phantom stock units credited to the reporting person's account in respect of dividend equivalent payments and accumulated interest on previously granted phantom stock units. Each phantom stock unit was credited to the reporting person's account under The New York Times Company Non-Employee Directors Deferral Plan, on April 22, 2020, based on the average closing price of a share of Class A Common Stock for the 30 trading days prior to the date of credit. Distribution in cash is generally made following the cessation of the reporting person's membership on the Board of Directors. This transaction involved a derivative security that does not have an exercise date or an expiration date.

F2 · derivative.exercise_date: Phantom stock units credited to the reporting person's account in respect of dividend equivalent payments and accumulated interest on previously granted phantom stock units. Each phantom stock unit was credited to the reporting person's account under The New York Times Company Non-Employee Directors Deferral Plan, on April 22, 2020, based on the average closing price of a share of Class A Common Stock for the 30 trading days prior to the date of credit. Distribution in cash is generally made following the cessation of the reporting person's membership on the Board of Directors. This transaction involved a derivative security that does not have an exercise date or an expiration date.

F2 · derivative.expiration_date: Phantom stock units credited to the reporting person's account in respect of dividend equivalent payments and accumulated interest on previously granted phantom stock units. Each phantom stock unit was credited to the reporting person's account under The New York Times Company Non-Employee Directors Deferral Plan, on April 22, 2020, based on the average closing price of a share of Class A Common Stock for the 30 trading days prior to the date of credit. Distribution in cash is generally made following the cessation of the reporting person's membership on the Board of Directors. This transaction involved a derivative security that does not have an exercise date or an expiration date.

Read SEC document
April 22, 2020 Filed Apr 24, 2020 20:53 UTC NEW YORK TIMES CO NYT · Entity 3490 GrantClass A Common Stock 3,764 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-025617 · doc4.xml · nonDerivative · entry 1

TOBEN DOREEN A · CIK 0001195235 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,814

F1 · security: Consists of a grant of stock-settled restricted stock units under The New York Times Company 2020 Incentive Compensation Plan. Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock and vests on the date of the following Annual Meeting of Stockholders. Vested shares will be delivered within 90 days following the cessation of the reporting person's membership on the Board of Directors.

Read SEC document
January 23, 2020 Filed Jan 27, 2020 21:48 UTC NEW YORK TIMES CO NYT · Entity 3490 GrantClass A Common Stock 41 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-005019 · doc4.xml · nonDerivative · entry 1

TOBEN DOREEN A · CIK 0001195235 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,050

F1 · security: Restricted Stock Units ("RSUs") acquired in respect of previously reported RSUs awarded under The New York Times Company 2010 Incentive Compensation Plan in connection with, and with a value equal to, cash dividends paid on The New York Times Company's Class A Common Stock ("Dividend Equivalent RSUs"). Dividend Equivalent RSUs granted in respect of vested RSUs are fully vested at grant. Dividend Equivalent RSUs granted in respect of unvested RSUs will vest on the date that such unvested RSUs vest, which is the date of the Company's first annual meeting following the initial grant.

Read SEC document
October 17, 2019 Filed Oct 21, 2019 20:52 UTC NEW YORK TIMES CO NYT · Entity 3490 GrantClass A Common Stock 46 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-053719 · doc4.xml · nonDerivative · entry 1

TOBEN DOREEN A · CIK 0001195235 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,009

F1 · security: Restricted Stock Units ("RSUs") acquired in respect of previously reported RSUs awarded under The New York Times Company 2010 Incentive Compensation Plan in connection with, and with a value equal to, cash dividends paid on The New York Times Company's Class A Common Stock ("Dividend Equivalent RSUs"). Dividend Equivalent RSUs granted in respect of vested RSUs are fully vested at grant. Dividend Equivalent RSUs granted in respect of unvested RSUs will vest on the date that such unvested RSUs vest, which is the date of the Company's first annual meeting following the initial grant.

Read SEC document
July 25, 2019 Filed Jul 29, 2019 20:55 UTC NEW YORK TIMES CO NYT · Entity 3490 GrantClass A Common Stock 38 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-043512 · doc4.xml · nonDerivative · entry 1

TOBEN DOREEN A · CIK 0001195235 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,963

F1 · security: Restricted Stock Units ("RSUs") acquired in respect of previously reported RSUs awarded under The New York Times Company 2010 Incentive Compensation Plan in connection with, and with a value equal to, cash dividends paid on The New York Times Company's Class A Common Stock ("Dividend Equivalent RSUs"). Dividend Equivalent RSUs granted in respect of vested RSUs are fully vested at grant. Dividend Equivalent RSUs granted in respect of unvested RSUs will vest on the date that such unvested RSUs vest, which is the date of the Company's first annual meeting following the initial grant.

Read SEC document
May 02, 2019 Filed May 6, 2019 20:56 UTC NEW YORK TIMES CO NYT · Entity 3490 GrantPhantom Stock Unit · Derivative 409.9102 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-027777 · doc4.xml · derivative · entry 2

TOBEN DOREEN A · CIK 0001195235 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,990.2556

Underlying: Class A Common Stock · 409.9102 shares

Expires not disclosed

F2 · derivative.exercise_price: Phantom stock units credited to the reporting person's account in respect of dividend equivalent payments and accumulated interest on previously granted phantom stock units. Each phantom stock unit was credited to the reporting person's account under The New York Times Company Non-Employee Directors Deferral Plan, on May 2, 2019, based on the average closing price of a share of Class A Common Stock for the 30 trading days prior to the date of credit. Distribution in cash is generally made following the cessation of the reporting person's membership on the Board of Directors. This transaction involved a derivative security that does not have an exercise date or an expiration date.

F2 · price: Phantom stock units credited to the reporting person's account in respect of dividend equivalent payments and accumulated interest on previously granted phantom stock units. Each phantom stock unit was credited to the reporting person's account under The New York Times Company Non-Employee Directors Deferral Plan, on May 2, 2019, based on the average closing price of a share of Class A Common Stock for the 30 trading days prior to the date of credit. Distribution in cash is generally made following the cessation of the reporting person's membership on the Board of Directors. This transaction involved a derivative security that does not have an exercise date or an expiration date.

F2 · derivative.exercise_date: Phantom stock units credited to the reporting person's account in respect of dividend equivalent payments and accumulated interest on previously granted phantom stock units. Each phantom stock unit was credited to the reporting person's account under The New York Times Company Non-Employee Directors Deferral Plan, on May 2, 2019, based on the average closing price of a share of Class A Common Stock for the 30 trading days prior to the date of credit. Distribution in cash is generally made following the cessation of the reporting person's membership on the Board of Directors. This transaction involved a derivative security that does not have an exercise date or an expiration date.

F2 · derivative.expiration_date: Phantom stock units credited to the reporting person's account in respect of dividend equivalent payments and accumulated interest on previously granted phantom stock units. Each phantom stock unit was credited to the reporting person's account under The New York Times Company Non-Employee Directors Deferral Plan, on May 2, 2019, based on the average closing price of a share of Class A Common Stock for the 30 trading days prior to the date of credit. Distribution in cash is generally made following the cessation of the reporting person's membership on the Board of Directors. This transaction involved a derivative security that does not have an exercise date or an expiration date.

Read SEC document
May 02, 2019 Filed May 6, 2019 20:56 UTC NEW YORK TIMES CO NYT · Entity 3490 GrantClass A Common Stock 3,447 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-027777 · doc4.xml · nonDerivative · entry 1

TOBEN DOREEN A · CIK 0001195235 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,925

F1 · security: Consists of a grant of stock-settled restricted stock units under The New York Times Company 2010 Incentive Compensation Plan. Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock and vests on the date of the following Annual Meeting of Stockholders. Vested shares will be delivered within 90 days following the cessation of the reporting person's membership on the Board of Directors.

Read SEC document
April 18, 2019 Filed Apr 22, 2019 20:47 UTC NEW YORK TIMES CO NYT · Entity 3490 GrantClass A Common Stock 36 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-025514 · doc4.xml · nonDerivative · entry 1

TOBEN DOREEN A · CIK 0001195235 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,478

F1 · security: Restricted Stock Units ("RSUs") acquired in respect of previously reported RSUs awarded under The New York Times Company 2010 Incentive Compensation Plan in connection with, and with a value equal to, cash dividends paid on The New York Times Company's Class A Common Stock ("Dividend Equivalent RSUs"). Dividend Equivalent RSUs granted in respect of vested RSUs are fully vested at grant. Dividend Equivalent RSUs granted in respect of unvested RSUs will vest on the date that such unvested RSUs vest, which is the date of the Company's first annual meeting following the initial grant.

Read SEC document
April 04, 2019 Filed Apr 9, 2019 16:02 UTC ARRIS International plc ARRS · Entity 158436 Disposition to issuerDeferred Ordinary Shares · Derivative 8,000 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001127602-19-015083 · form4.xml · derivative · entry 3

TOBEN DOREEN A · CIK 0001195235 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 8,000 shares

Expires not disclosed

F1 · price: Pursuant to the terms of that certain Bid Conduct Agreement (the "Acquisition Agreement") between ARRIS International plc ("ARRIS") and CommScope Holding Company, Inc. ("CommScope"), CommScope agreed to acquire all of the issued and to be issued Ordinary Shares of ARRIS (the "Acquisition") for $31.75 per Ordinary Share by means of a court-sanctioned scheme of arrangement (the "Scheme"). On April 4, 2019, at the effective time of the Scheme (the "Effective Time"), each Ordinary Share then outstanding was automatically transferred from ARRIS shareholders in accordance with the Scheme and the Acquisition Agreement to CommScope, and the ARRIS shareholders ceased to have any rights with respect to their Ordinary Shares, except their right to receive $31.75 per Ordinary Share. This represents shares disposed of upon consummation of the Acquisition.

F1 · derivative.exercise_date: Pursuant to the terms of that certain Bid Conduct Agreement (the "Acquisition Agreement") between ARRIS International plc ("ARRIS") and CommScope Holding Company, Inc. ("CommScope"), CommScope agreed to acquire all of the issued and to be issued Ordinary Shares of ARRIS (the "Acquisition") for $31.75 per Ordinary Share by means of a court-sanctioned scheme of arrangement (the "Scheme"). On April 4, 2019, at the effective time of the Scheme (the "Effective Time"), each Ordinary Share then outstanding was automatically transferred from ARRIS shareholders in accordance with the Scheme and the Acquisition Agreement to CommScope, and the ARRIS shareholders ceased to have any rights with respect to their Ordinary Shares, except their right to receive $31.75 per Ordinary Share. This represents shares disposed of upon consummation of the Acquisition.

F3 · derivative.expiration_date: This holding does not have a date of expiration, but its receipt was deferred until owner's separation from ARRIS.

Read SEC document
April 04, 2019 Filed Apr 9, 2019 16:02 UTC ARRIS International plc ARRS · Entity 158436 Disposition to issuerRestricted Shares · Derivative 6,500 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001127602-19-015083 · form4.xml · derivative · entry 2

TOBEN DOREEN A · CIK 0001195235 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 6,500 shares

Expires 2019-07-01

F2 · price: At the Effective Time, the Ordinary Shares subject to this restricted stock unit grant, which provided for vesting one year from the date of grant, were cancelled and converted into the right to receive cash equal to $31.75 multiplied by the number of restricted stock units being so cancelled and converted.

F2 · derivative.exercise_date: At the Effective Time, the Ordinary Shares subject to this restricted stock unit grant, which provided for vesting one year from the date of grant, were cancelled and converted into the right to receive cash equal to $31.75 multiplied by the number of restricted stock units being so cancelled and converted.

Read SEC document
April 04, 2019 Filed Apr 9, 2019 16:02 UTC ARRIS International plc ARRS · Entity 158436 Disposition to issuerOrdinary Shares 15,140 $31.75 $480,695.00
Disclosure

SEC source: 0001127602-19-015083 · form4.xml · nonDerivative · entry 1

TOBEN DOREEN A · CIK 0001195235 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Pursuant to the terms of that certain Bid Conduct Agreement (the "Acquisition Agreement") between ARRIS International plc ("ARRIS") and CommScope Holding Company, Inc. ("CommScope"), CommScope agreed to acquire all of the issued and to be issued Ordinary Shares of ARRIS (the "Acquisition") for $31.75 per Ordinary Share by means of a court-sanctioned scheme of arrangement (the "Scheme"). On April 4, 2019, at the effective time of the Scheme (the "Effective Time"), each Ordinary Share then outstanding was automatically transferred from ARRIS shareholders in accordance with the Scheme and the Acquisition Agreement to CommScope, and the ARRIS shareholders ceased to have any rights with respect to their Ordinary Shares, except their right to receive $31.75 per Ordinary Share. This represents shares disposed of upon consummation of the Acquisition.

Read SEC document
January 24, 2019 Filed Jan 28, 2019 22:22 UTC NEW YORK TIMES CO NYT · Entity 3490 GrantClass A Common Stock 39 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-005597 · doc4.xml · nonDerivative · entry 1

TOBEN DOREEN A · CIK 0001195235 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,442

F1 · security: Restricted Stock Units ("RSUs") acquired in respect of previously reported RSUs awarded under The New York Times Company 2010 Incentive Compensation Plan in connection with, and with a value equal to, cash dividends paid on The New York Times Company's Class A Common Stock ("Dividend Equivalent RSUs"). Dividend Equivalent RSUs granted in respect of vested RSUs are fully vested at grant. Dividend Equivalent RSUs granted in respect of unvested RSUs will vest on the date that such unvested RSUs vest, which is the date of the Company's first annual meeting following the initial grant.

Read SEC document
November 05, 2018 Filed Nov 7, 2018 21:52 UTC NEW YORK TIMES CO NYT · Entity 3490 SaleClass A Common Stock 500 $28.02 $14,009.85
Disclosure

SEC source: 0001209191-18-057605 · doc4.xml · nonDerivative · entry 1

TOBEN DOREEN A · CIK 0001195235 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,403

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.0196 to $28.0198 inclusive. The reporting person undertakes to provide to The New York Times Company, any security holder of The New York Times Company, or the staff of the Securities and Exchange Commission, upon request, the information regarding the number of shares sold at each separate price within the ranges set forth in this Footnote.

Read SEC document
October 18, 2018 Filed Oct 22, 2018 20:34 UTC NEW YORK TIMES CO NYT · Entity 3490 GrantClass A Common Stock 36 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-055861 · doc4.xml · nonDerivative · entry 1

TOBEN DOREEN A · CIK 0001195235 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,903

F1 · security: Restricted Stock Units ("RSUs") acquired in respect of previously reported RSUs awarded under The New York Times Company 2010 Incentive Compensation Plan in connection with, and with a value equal to, cash dividends paid on The New York Times Company's Class A Common Stock ("Dividend Equivalent RSUs"). Dividend Equivalent RSUs granted in respect of vested RSUs are fully vested at grant. Dividend Equivalent RSUs granted in respect of unvested RSUs will vest on the date that such unvested RSUs vest, which is the date of the Company's first annual meeting following the initial grant.

Read SEC document
August 08, 2018 Filed Aug 8, 2018 17:22 UTC ARRIS International plc ARRS · Entity 158436 PurchaseOrdinary Shares 1,040 $24.03 $24,986.00
Disclosure

SEC source: 0001127602-18-025013 · form4.xml · nonDerivative · entry 1

TOBEN DOREEN A · CIK 0001195235 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,140

Read SEC document
July 26, 2018 Filed Jul 30, 2018 20:44 UTC NEW YORK TIMES CO NYT · Entity 3490 GrantClass A Common Stock 40 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-044414 · doc4.xml · nonDerivative · entry 1

TOBEN DOREEN A · CIK 0001195235 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,867

F1 · security: Restricted Stock Units ("RSUs") acquired in respect of previously reported RSUs awarded under The New York Times Company 2010 Incentive Compensation Plan in connection with, and with a value equal to, cash dividends paid on The New York Times Company's Class A Common Stock ("Dividend Equivalent RSUs"). Dividend Equivalent RSUs granted in respect of vested RSUs are fully vested at grant. Dividend Equivalent RSUs granted in respect of unvested RSUs will vest on the date that such unvested RSUs vest, which is the date of the Company's first annual meeting following the initial grant.

Read SEC document
July 01, 2018 Filed Jul 3, 2018 17:22 UTC ARRIS International plc ARRS · Entity 158436 GrantRestricted Shares · Derivative 6,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-18-022702 · form4.xml · derivative · entry 3

TOBEN DOREEN A · CIK 0001195235 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,500

Underlying: Ordinary Shares · 6,500 shares

Expires not disclosed

F2 · shares: Represents a restricted stock unit grant which fully vests one year from the grant date.

F2 · derivative.exercise_date: Represents a restricted stock unit grant which fully vests one year from the grant date.

F3 · derivative.expiration_date: This restricted stock unit grant does not have a date of expiration, but will fully vest pursuant to the predetermined vesting schedule.

Read SEC document
June 29, 2018 Filed Jul 3, 2018 17:22 UTC ARRIS International plc ARRS · Entity 158436 Exercise / conversionRestricted Shares · Derivative 5,700 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-18-022702 · form4.xml · derivative · entry 2

TOBEN DOREEN A · CIK 0001195235 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 5,700 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the vested portion of a restricted stock unit grant converting to ordinary shares.

F2 · derivative.exercise_date: Represents a restricted stock unit grant which fully vests one year from the grant date.

F3 · derivative.expiration_date: This restricted stock unit grant does not have a date of expiration, but will fully vest pursuant to the predetermined vesting schedule.

Read SEC document
June 29, 2018 Filed Jul 3, 2018 17:22 UTC ARRIS International plc ARRS · Entity 158436 Exercise / conversionOrdinary Shares 5,700 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-022702 · form4.xml · nonDerivative · entry 1

TOBEN DOREEN A · CIK 0001195235 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,100

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the vested portion of a restricted stock unit grant converting to ordinary shares.

Read SEC document
April 19, 2018 Filed Apr 23, 2018 21:18 UTC NEW YORK TIMES CO NYT · Entity 3490 GrantPhantom Stock Unit · Derivative 673.2599 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-025885 · doc4.xml · derivative · entry 3

TOBEN DOREEN A · CIK 0001195235 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,580.3453

Underlying: Class A Common Stock · 673.2599 shares

Expires not disclosed

F3 · derivative.exercise_price: Phantom stock units credited to the reporting person's account in respect of dividend equivalent payments and accumulated interest on previously granted phantom stock units. Each phantom stock unit was credited to the reporting person's account under The New York Times Company Non-Employee Directors Deferral Plan, on April 19, 2018, based on the average closing price of a share of Class A Common Stock for the 30 trading days prior to the date of credit. Distribution in cash is generally made following the cessation of the reporting person's membership on the Board of Directors. This transaction involved a derivative security that does not have an exercise date or an expiration date.

F3 · price: Phantom stock units credited to the reporting person's account in respect of dividend equivalent payments and accumulated interest on previously granted phantom stock units. Each phantom stock unit was credited to the reporting person's account under The New York Times Company Non-Employee Directors Deferral Plan, on April 19, 2018, based on the average closing price of a share of Class A Common Stock for the 30 trading days prior to the date of credit. Distribution in cash is generally made following the cessation of the reporting person's membership on the Board of Directors. This transaction involved a derivative security that does not have an exercise date or an expiration date.

F3 · derivative.exercise_date: Phantom stock units credited to the reporting person's account in respect of dividend equivalent payments and accumulated interest on previously granted phantom stock units. Each phantom stock unit was credited to the reporting person's account under The New York Times Company Non-Employee Directors Deferral Plan, on April 19, 2018, based on the average closing price of a share of Class A Common Stock for the 30 trading days prior to the date of credit. Distribution in cash is generally made following the cessation of the reporting person's membership on the Board of Directors. This transaction involved a derivative security that does not have an exercise date or an expiration date.

F3 · derivative.expiration_date: Phantom stock units credited to the reporting person's account in respect of dividend equivalent payments and accumulated interest on previously granted phantom stock units. Each phantom stock unit was credited to the reporting person's account under The New York Times Company Non-Employee Directors Deferral Plan, on April 19, 2018, based on the average closing price of a share of Class A Common Stock for the 30 trading days prior to the date of credit. Distribution in cash is generally made following the cessation of the reporting person's membership on the Board of Directors. This transaction involved a derivative security that does not have an exercise date or an expiration date.

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April 19, 2018 Filed Apr 23, 2018 21:18 UTC NEW YORK TIMES CO NYT · Entity 3490 GrantClass A Common Stock 36 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-025885 · doc4.xml · nonDerivative · entry 2

TOBEN DOREEN A · CIK 0001195235 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,827

F2 · security: Restricted Stock Units ("RSUs") acquired in respect of previously reported RSUs awarded under The New York Times Company 2010 Incentive Compensation Plan in connection with, and with a value equal to, cash dividends paid on The New York Times Company's Class A Common Stock ("Dividend Equivalent RSUs"). Dividend Equivalent RSUs granted in respect of vested RSUs are fully vested at grant. Dividend Equivalent RSUs granted in respect of unvested RSUs will vest on the date that such unvested RSUs vest, which is the date of the Company's first annual meeting following the initial grant.

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April 19, 2018 Filed Apr 23, 2018 21:18 UTC NEW YORK TIMES CO NYT · Entity 3490 GrantClass A Common Stock 4,449 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-025885 · doc4.xml · nonDerivative · entry 1

TOBEN DOREEN A · CIK 0001195235 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,791

F1 · security: Consists of a grant of stock-settled restricted stock units under The New York Times Company 2010 Incentive Compensation Plan. Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock and vests on the date of the following Annual Meeting of Stockholders. Vested shares will be delivered within 90 days following the cessation of the reporting person's membership on the Board of Directors.

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February 12, 2018 Filed Feb 14, 2018 23:06 UTC NEW YORK TIMES CO NYT · Entity 3490 Exercise / conversionDirector Stock Options · Derivative 4,000 $0.00 Strike: $10.79 $0.00
Disclosure

SEC source: 0001209191-18-010101 · doc4.xml · derivative · entry 5

TOBEN DOREEN A · CIK 0001195235 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 4,000 shares

Expires 2020-04-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Right to buy Class A Common Stock granted under The New York Times Company 2004 Non-Employee Directors' Stock Incentive Plan. Options became exercisable on the date of the first Annual Meeting of Stockholders subsequent to the grant date. The grant date for these options was April 27, 2010.

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February 12, 2018 Filed Feb 14, 2018 23:06 UTC NEW YORK TIMES CO NYT · Entity 3490 Exercise / conversionDirector Stock Option · Derivative 4,000 $0.00 Strike: $19.88 $0.00
Disclosure

SEC source: 0001209191-18-010101 · doc4.xml · derivative · entry 4

TOBEN DOREEN A · CIK 0001195235 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Underlying: Class A Common Stock · 4,000 shares

Expires 2018-04-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Right to buy Class A Common Stock granted under The New York Times Company 2004 Non-Employee Directors' Stock Incentive Plan. Options became exercisable on the date of the first Annual Meeting of Stockholders subsequent to the grant date. The grant date for these options was April 22, 2008.

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February 12, 2018 Filed Feb 14, 2018 23:06 UTC NEW YORK TIMES CO NYT · Entity 3490 SaleClass A Common Stock 8,000 $23.99 $191,904.80
Disclosure

SEC source: 0001209191-18-010101 · doc4.xml · nonDerivative · entry 3

TOBEN DOREEN A · CIK 0001195235 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,342

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.975 to $23.989, inclusive. The reporting person undertakes to provide to The New York Times Company, any security holder of The New York Times Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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February 12, 2018 Filed Feb 14, 2018 23:06 UTC NEW YORK TIMES CO NYT · Entity 3490 Exercise / conversionClass A Common Stock 4,000 $10.79 $43,160.00
Disclosure

SEC source: 0001209191-18-010101 · doc4.xml · nonDerivative · entry 2

TOBEN DOREEN A · CIK 0001195235 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,342

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 12, 2018 Filed Feb 14, 2018 23:06 UTC NEW YORK TIMES CO NYT · Entity 3490 Exercise / conversionClass A Common Stock 4,000 $19.88 $79,500.00
Disclosure

SEC source: 0001209191-18-010101 · doc4.xml · nonDerivative · entry 1

TOBEN DOREEN A · CIK 0001195235 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,342

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 25, 2018 Filed Jan 29, 2018 21:34 UTC NEW YORK TIMES CO NYT · Entity 3490 GrantClass A Common Stock 36 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-005863 · doc4.xml · nonDerivative · entry 1

TOBEN DOREEN A · CIK 0001195235 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,342

F1 · security: Restricted Stock Units ("RSUs") acquired in respect of previously reported RSUs awarded under The New York Times Company 2010 Incentive Compensation Plan in connection with, and with a value equal to, cash dividends paid on The New York Times Company's Class A Common Stock ("Dividend Equivalent RSUs"). Dividend Equivalent RSUs granted in respect of vested RSUs are fully vested at grant. Dividend Equivalent RSUs granted in respect of unvested RSUs will vest on the date that such unvested RSUs vest, which is the date of the Company's first annual meeting following the initial grant.

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December 05, 2017 Filed Dec 7, 2017 21:46 UTC TAPESTRY, INC. TPR · Entity 2309 GrantStock Option · Derivative 8,914 $0.00 Strike: $41.65 $0.00
Disclosure

SEC source: 0001225208-17-018362 · doc4.xml · derivative · entry 2

TOBEN DOREEN A · CIK 0001195235 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,914

Underlying: Common Stock · 8,914 shares

Expires 2027-12-05

F2 · security: All of these securities acquired were issued under the Issuer's Stock Incentive Plan.

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December 05, 2017 Filed Dec 7, 2017 21:46 UTC TAPESTRY, INC. TPR · Entity 2309 GrantCommon Stock 1,801 $41.65 $75,011.65
Disclosure

SEC source: 0001225208-17-018362 · doc4.xml · nonDerivative · entry 1

TOBEN DOREEN A · CIK 0001195235 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,801

F1 · security: All of these securities acquired were received in the form of unvested restricted stock units issued under the Issuer's Stock Incentive Plan. These securities will vest on December 5, 2018.

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October 19, 2017 Filed Oct 20, 2017 20:21 UTC NEW YORK TIMES CO NYT · Entity 3490 GrantClass A Common Stock 43 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-057628 · doc4.xml · nonDerivative · entry 1

TOBEN DOREEN A · CIK 0001195235 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,306

F1 · security: Restricted Stock Units ("RSUs") acquired in respect of previously reported RSUs awarded under The New York Times Company 2010 Incentive Compensation Plan in connection with, and with a value equal to, cash dividends paid on The New York Times Company's Class A Common Stock ("Dividend Equivalent RSUs"). Dividend Equivalent RSUs granted in respect of vested RSUs are fully vested at grant. Dividend Equivalent RSUs granted in respect of unvested RSUs will vest on the date that such unvested RSUs vest, which is the date of the Company's first annual meeting following the initial grant.

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July 27, 2017 Filed Jul 28, 2017 20:14 UTC NEW YORK TIMES CO NYT · Entity 3490 GrantClass A Common Stock 41 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-046565 · doc4.xml · nonDerivative · entry 1

TOBEN DOREEN A · CIK 0001195235 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,263

F1 · security: Restricted Stock Units ("RSUs") acquired in respect of previously reported RSUs awarded under The New York Times Company 2010 Incentive Compensation Plan in connection with, and with a value equal to, cash dividends paid on The New York Times Company's Class A Common Stock ("Dividend Equivalent RSUs"). Dividend Equivalent RSUs granted in respect of vested RSUs are fully vested at grant. Dividend Equivalent RSUs granted in respect of unvested RSUs will vest on the date that such unvested RSUs vest, which is the date of the Company's first annual meeting following the initial grant.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.