organization · Reporting owner

FOUNDATION CAPITAL VI LP

Disclosed activity across 3 companies

Tapewire entity: 170420
SEC CIK: 0001433196

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Reported relationships

Latest disclosed role at each company.

No relationships currently tracked through insider filings.

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

No balances currently tracked through insider filings.

Past disclosures · reporting ended (3)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Itron Networked Solutions, Inc.

Report date January 05, 2018 · Filed January 09, 2018

Jointly reported with FOUNDATION CAPITAL MANAGEMENT CO IV LLC, FC IV ACTIVE ADVISORS FUND LLC, Foundation Capital IV Principals Fund, LLC, FOUNDATION CAPITAL IV LP, Foundation Capital Management Co. VI, LLC, Foundation Capital VI Principals Fund, LLC, Foundation Capital, LLC

Section 16 reporting ended · disclosed 2018-01-09. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosure context
Common StockSEC Table I · non-derivative	IndirectBy Foundation Capital IV, L.P.	Reported balance After 2018-01-05 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2018-01-05 · Other · Disposed 10,307,012 · Balance 0 F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of September 17, 2017, by and among the Issuer, Itron, Inc. and Ivory Merger Sub, Inc. (the "Merger Agreement") in exchange for cash consideration of $16.25 per share. F2: Foundation Capital Management Co. IV, LLC is the general partner of Foundation Capital IV, L.P., FC IV Active Advisors Fund, LLC and Foundation Capital IV Principals Fund, LLC. William B. Elmore, Paul G. Koontz, Michael N. Schuh, Paul R. Holland and Warren M. Weiss are managing members of Foundation Capital Management Co. IV, LLC, and may be deemed to share voting and investment power over the shares owned by Foundation Capital IV, L.P., FC IV Active Advisors Fund, LLC and Foundation Capital IV Principals Fund, LLC. Warren M. Weiss is a director of the Issuer and, accordingly, files separate Section 16 reports. Each of the managing members of Foundation Capital Management Co. IV, LLC disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein.
Common StockSEC Table I · non-derivative	IndirectBy Foundation Capital, LLC	Reported balance After 2018-01-05 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 2 · 2018-01-05 · Other · Disposed 686 · Balance 0 F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of September 17, 2017, by and among the Issuer, Itron, Inc. and Ivory Merger Sub, Inc. (the "Merger Agreement") in exchange for cash consideration of $16.25 per share. F3: Paul R. Holland, Warren M. Weiss, Charles Moldow and Steve Vassallo are managers of Foundation Capital, LLC. Foundation Capital, LLC is under common control with Foundation Capital Management Co. IV, LLC and Foundation Capital Management Co. VI, LLC. As such, each of the managers may be deemed to share voting and investment power over the shares owned by Foundation Capital IV, L.P., FC IV Active Advisors Fund, LLC, Foundation Capital IV Principals Fund, LLC, Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. Each of the managers disclaim beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein.
Common StockSEC Table I · non-derivative	IndirectBy: FC IV Active Advisors Fund, LLC	Reported balance After 2018-01-05 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 3 · 2018-01-05 · Other · Disposed 84,866 · Balance 0 F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of September 17, 2017, by and among the Issuer, Itron, Inc. and Ivory Merger Sub, Inc. (the "Merger Agreement") in exchange for cash consideration of $16.25 per share. F2: Foundation Capital Management Co. IV, LLC is the general partner of Foundation Capital IV, L.P., FC IV Active Advisors Fund, LLC and Foundation Capital IV Principals Fund, LLC. William B. Elmore, Paul G. Koontz, Michael N. Schuh, Paul R. Holland and Warren M. Weiss are managing members of Foundation Capital Management Co. IV, LLC, and may be deemed to share voting and investment power over the shares owned by Foundation Capital IV, L.P., FC IV Active Advisors Fund, LLC and Foundation Capital IV Principals Fund, LLC. Warren M. Weiss is a director of the Issuer and, accordingly, files separate Section 16 reports. Each of the managing members of Foundation Capital Management Co. IV, LLC disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein.
Common StockSEC Table I · non-derivative	IndirectBy: Foundation Capital IV Principals Fund, LLC	Reported balance After 2018-01-05 transaction · row 4 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 4 · 2018-01-05 · Other · Disposed 91,204 · Balance 0 F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of September 17, 2017, by and among the Issuer, Itron, Inc. and Ivory Merger Sub, Inc. (the "Merger Agreement") in exchange for cash consideration of $16.25 per share. F2: Foundation Capital Management Co. IV, LLC is the general partner of Foundation Capital IV, L.P., FC IV Active Advisors Fund, LLC and Foundation Capital IV Principals Fund, LLC. William B. Elmore, Paul G. Koontz, Michael N. Schuh, Paul R. Holland and Warren M. Weiss are managing members of Foundation Capital Management Co. IV, LLC, and may be deemed to share voting and investment power over the shares owned by Foundation Capital IV, L.P., FC IV Active Advisors Fund, LLC and Foundation Capital IV Principals Fund, LLC. Warren M. Weiss is a director of the Issuer and, accordingly, files separate Section 16 reports. Each of the managing members of Foundation Capital Management Co. IV, LLC disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of September 17, 2017, by and among the Issuer, Itron, Inc. and Ivory Merger Sub, Inc. (the "Merger Agreement") in exchange for cash consideration of $16.25 per share.

F2: Foundation Capital Management Co. IV, LLC is the general partner of Foundation Capital IV, L.P., FC IV Active Advisors Fund, LLC and Foundation Capital IV Principals Fund, LLC. William B. Elmore, Paul G. Koontz, Michael N. Schuh, Paul R. Holland and Warren M. Weiss are managing members of Foundation Capital Management Co. IV, LLC, and may be deemed to share voting and investment power over the shares owned by Foundation Capital IV, L.P., FC IV Active Advisors Fund, LLC and Foundation Capital IV Principals Fund, LLC. Warren M. Weiss is a director of the Issuer and, accordingly, files separate Section 16 reports. Each of the managing members of Foundation Capital Management Co. IV, LLC disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein.

F3: Paul R. Holland, Warren M. Weiss, Charles Moldow and Steve Vassallo are managers of Foundation Capital, LLC. Foundation Capital, LLC is under common control with Foundation Capital Management Co. IV, LLC and Foundation Capital Management Co. VI, LLC. As such, each of the managers may be deemed to share voting and investment power over the shares owned by Foundation Capital IV, L.P., FC IV Active Advisors Fund, LLC, Foundation Capital IV Principals Fund, LLC, Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. Each of the managers disclaim beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein.

Sunrun Inc.

Report date August 24, 2017 · Filed August 25, 2017

Jointly reported with Foundation Capital Management Co. VI, LLC, Foundation Capital VI Principals Fund, LLC, Foundation Capital, LLC, ELMORE WILLIAM B, HOLLAND PAUL R, KOONTZ PAUL G, Moldow Charles, SCHUH MICHAEL N, Weiss Warren M

Section 16 reporting ended · disclosed 2017-08-25. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectBy Foundation Capital VI, L.P.	9,741,468	Reported balance After 2017-08-24 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2017-08-24 · Other · Disposed 1,100,000 · Balance 9,741,468 F1: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Foundation Capital VI, L.P. effected following the close of the trading market on August 24, 2017 without consideration to its limited partners and its general partner, Foundation Capital Management Co. VI, L.L.C. Transaction pursuant to a 10b5-1 Plan dated May 31, 2016. F2: Foundation Capital Management Co. VI, L.L.C. ("FCM VI") is the sole general partner and manager of Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC, respectively, and has sole voting and investment power with respect to the shares held by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. William B. Elmore, Paul G. Koontz, Michael N. Schuh, Paul R. Holland, Steve P. Vassallo, Charles P. Moldow and Warren M. Weiss are managing members of FCM VI, and may be deemed to share voting and investment power over the shares owned by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. Each of the managing members disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein. Mr. Vassallo is a member of the Board of Directors of the Issuer and, accordingly, files separate Section 16 reports.
Common StockSEC Table I · non-derivative	IndirectBy Foundation Capital Management Co. VI, L.L.C.	0	Last balance in matching sequence After 2017-08-24 transaction · row 3 Source-order balances reconcile. Account continuity and personal attribution are not independently verified. 2 source rows Row 2 · 2017-08-24 · Other · Acquired 283,250 · Balance 283,250 F2: Foundation Capital Management Co. VI, L.L.C. ("FCM VI") is the sole general partner and manager of Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC, respectively, and has sole voting and investment power with respect to the shares held by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. William B. Elmore, Paul G. Koontz, Michael N. Schuh, Paul R. Holland, Steve P. Vassallo, Charles P. Moldow and Warren M. Weiss are managing members of FCM VI, and may be deemed to share voting and investment power over the shares owned by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. Each of the managing members disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein. Mr. Vassallo is a member of the Board of Directors of the Issuer and, accordingly, files separate Section 16 reports. Row 3 · 2017-08-24 · Other · Disposed 283,250 · Balance 0 F3: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Foundation Capital Management Co. VI, L.L.C. effected following the close of the trading market on August 24, 2017 without consideration to its members. Transaction pursuant to a 10b5-1 Plan dated May 31, 2016. F2: Foundation Capital Management Co. VI, L.L.C. ("FCM VI") is the sole general partner and manager of Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC, respectively, and has sole voting and investment power with respect to the shares held by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. William B. Elmore, Paul G. Koontz, Michael N. Schuh, Paul R. Holland, Steve P. Vassallo, Charles P. Moldow and Warren M. Weiss are managing members of FCM VI, and may be deemed to share voting and investment power over the shares owned by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. Each of the managing members disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein. Mr. Vassallo is a member of the Board of Directors of the Issuer and, accordingly, files separate Section 16 reports.
Common StockSEC Table I · non-derivative	IndirectBy Elmore Family Investments B, LP	53,492	Reported balance Holding disclosure · report date 2017-08-24 · row 4 Holding and transaction disclosures are not merged. 1 source row Row 4 · Balance 53,492 F2: Foundation Capital Management Co. VI, L.L.C. ("FCM VI") is the sole general partner and manager of Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC, respectively, and has sole voting and investment power with respect to the shares held by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. William B. Elmore, Paul G. Koontz, Michael N. Schuh, Paul R. Holland, Steve P. Vassallo, Charles P. Moldow and Warren M. Weiss are managing members of FCM VI, and may be deemed to share voting and investment power over the shares owned by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. Each of the managing members disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein. Mr. Vassallo is a member of the Board of Directors of the Issuer and, accordingly, files separate Section 16 reports. F4: The shares are held by Elmore Family Investments B, LP (the "Elmore Partnership"). William B. Elmore is a general partner of the Elmore Partnership. The Reporting Person disclaims beneficial ownership of the shares held by the Elmore Partnership except to the extent of his proportionate pecuniary interest therein.
Common StockSEC Table I · non-derivative	IndirectBy The Holland Childrens Trust	13,656	Reported balance Holding disclosure · report date 2017-08-24 · row 5 Holding and transaction disclosures are not merged. 1 source row Row 5 · Balance 13,656 F2: Foundation Capital Management Co. VI, L.L.C. ("FCM VI") is the sole general partner and manager of Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC, respectively, and has sole voting and investment power with respect to the shares held by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. William B. Elmore, Paul G. Koontz, Michael N. Schuh, Paul R. Holland, Steve P. Vassallo, Charles P. Moldow and Warren M. Weiss are managing members of FCM VI, and may be deemed to share voting and investment power over the shares owned by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. Each of the managing members disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein. Mr. Vassallo is a member of the Board of Directors of the Issuer and, accordingly, files separate Section 16 reports. F5: The shares are held by The Holland Children's Trust (the "Holland Children's Trust"). Paul R. Holland is a trustee of the Holland Children's Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Holland Children's Trust except to the extent of his proportionate pecuniary interest therein.
Common StockSEC Table I · non-derivative	IndirectBy Holland/Yates Family Trust dtd 7/23/1999	59,989	Reported balance Holding disclosure · report date 2017-08-24 · row 6 Holding and transaction disclosures are not merged. 1 source row Row 6 · Balance 59,989 F2: Foundation Capital Management Co. VI, L.L.C. ("FCM VI") is the sole general partner and manager of Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC, respectively, and has sole voting and investment power with respect to the shares held by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. William B. Elmore, Paul G. Koontz, Michael N. Schuh, Paul R. Holland, Steve P. Vassallo, Charles P. Moldow and Warren M. Weiss are managing members of FCM VI, and may be deemed to share voting and investment power over the shares owned by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. Each of the managing members disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein. Mr. Vassallo is a member of the Board of Directors of the Issuer and, accordingly, files separate Section 16 reports. F6: The shares are held by the Holland/Yates Family Trust dtd 7/23/1999 (the "Holland Family Trust"). Paul R. Holland is a trustee of the Holland Family Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Holland Family Trust except to the extent of his proportionate pecuniary interest therein.
Common StockSEC Table I · non-derivative	IndirectBy Koontz Revocable Trust U/A/D 6/29/1998	21,879	Reported balance Holding disclosure · report date 2017-08-24 · row 7 Holding and transaction disclosures are not merged. 1 source row Row 7 · Balance 21,879 F2: Foundation Capital Management Co. VI, L.L.C. ("FCM VI") is the sole general partner and manager of Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC, respectively, and has sole voting and investment power with respect to the shares held by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. William B. Elmore, Paul G. Koontz, Michael N. Schuh, Paul R. Holland, Steve P. Vassallo, Charles P. Moldow and Warren M. Weiss are managing members of FCM VI, and may be deemed to share voting and investment power over the shares owned by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. Each of the managing members disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein. Mr. Vassallo is a member of the Board of Directors of the Issuer and, accordingly, files separate Section 16 reports. F7: The shares are held by the Koontz Revocable Trust U/A/D 6/29/1998 (the "Koontz Trust"). Paul G. Koontz is a trustee of the Koontz Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Koontz Trust except to the extent of his proportionate pecuniary interest therein.
Common StockSEC Table I · non-derivative	IndirectBy Michael N. & Mary G. Schuh 1990 Family Trust	43,561	Reported balance Holding disclosure · report date 2017-08-24 · row 8 Holding and transaction disclosures are not merged. 1 source row Row 8 · Balance 43,561 F2: Foundation Capital Management Co. VI, L.L.C. ("FCM VI") is the sole general partner and manager of Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC, respectively, and has sole voting and investment power with respect to the shares held by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. William B. Elmore, Paul G. Koontz, Michael N. Schuh, Paul R. Holland, Steve P. Vassallo, Charles P. Moldow and Warren M. Weiss are managing members of FCM VI, and may be deemed to share voting and investment power over the shares owned by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. Each of the managing members disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein. Mr. Vassallo is a member of the Board of Directors of the Issuer and, accordingly, files separate Section 16 reports. F8: The shares are held by the Michael N. & Mary G. Schuh 1990 Family Trust (the "Schuh Trust"). Michael N. Schuh is a trustee of the Schuh Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Schuh Trust except to the extent of his proportionate pecuniary interest therein.
Common StockSEC Table I · non-derivative	IndirectBy Warren M. Weiss Trust UA dated 7/20/2005	104,169	Reported balance Holding disclosure · report date 2017-08-24 · row 9 Holding and transaction disclosures are not merged. 1 source row Row 9 · Balance 104,169 F2: Foundation Capital Management Co. VI, L.L.C. ("FCM VI") is the sole general partner and manager of Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC, respectively, and has sole voting and investment power with respect to the shares held by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. William B. Elmore, Paul G. Koontz, Michael N. Schuh, Paul R. Holland, Steve P. Vassallo, Charles P. Moldow and Warren M. Weiss are managing members of FCM VI, and may be deemed to share voting and investment power over the shares owned by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. Each of the managing members disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein. Mr. Vassallo is a member of the Board of Directors of the Issuer and, accordingly, files separate Section 16 reports. F9: The shares are held by The Warren M. Weiss Trust UA dated 7/20/2005 (the "Weiss Trust"). Warren M. Weiss is a trustee of the Weiss Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Weiss Trust except to the extent of his proportionate pecuniary interest therein.
Common StockSEC Table I · non-derivative	IndirectBy Ally L. Weiss GST Exempt Trust	17,418	Reported balance Holding disclosure · report date 2017-08-24 · row 10 Holding and transaction disclosures are not merged. 1 source row Row 10 · Balance 17,418 F2: Foundation Capital Management Co. VI, L.L.C. ("FCM VI") is the sole general partner and manager of Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC, respectively, and has sole voting and investment power with respect to the shares held by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. William B. Elmore, Paul G. Koontz, Michael N. Schuh, Paul R. Holland, Steve P. Vassallo, Charles P. Moldow and Warren M. Weiss are managing members of FCM VI, and may be deemed to share voting and investment power over the shares owned by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. Each of the managing members disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein. Mr. Vassallo is a member of the Board of Directors of the Issuer and, accordingly, files separate Section 16 reports. F10: The shares are held by the ALLY L. WEISS GST EXEMPT TRUST (the "ALLY Trust"), a trust controlled by or for the benefit of one or more of Warren M. Weiss' family members. The Reporting Person disclaims beneficial ownership of the shares held by the ALLY Trust except to the extent of his proportionate pecuniary interest therein.
Common StockSEC Table I · non-derivative	IndirectBy Shane T. Weiss GST Exempt Trust	17,418	Reported balance Holding disclosure · report date 2017-08-24 · row 11 Holding and transaction disclosures are not merged. 1 source row Row 11 · Balance 17,418 F2: Foundation Capital Management Co. VI, L.L.C. ("FCM VI") is the sole general partner and manager of Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC, respectively, and has sole voting and investment power with respect to the shares held by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. William B. Elmore, Paul G. Koontz, Michael N. Schuh, Paul R. Holland, Steve P. Vassallo, Charles P. Moldow and Warren M. Weiss are managing members of FCM VI, and may be deemed to share voting and investment power over the shares owned by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. Each of the managing members disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein. Mr. Vassallo is a member of the Board of Directors of the Issuer and, accordingly, files separate Section 16 reports. F11: The shares are held by the SHANE T. WEISS GST EXEMPT TRUST (the "SHANE Trust"), a trust controlled by or for the benefit of one or more of Warren M. Weiss' family members. The Reporting Person disclaims beneficial ownership of the shares held by the SHANE Trust except to the extent of his proportionate pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Foundation Capital VI, L.P. effected following the close of the trading market on August 24, 2017 without consideration to its limited partners and its general partner, Foundation Capital Management Co. VI, L.L.C. Transaction pursuant to a 10b5-1 Plan dated May 31, 2016.

F2: Foundation Capital Management Co. VI, L.L.C. ("FCM VI") is the sole general partner and manager of Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC, respectively, and has sole voting and investment power with respect to the shares held by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. William B. Elmore, Paul G. Koontz, Michael N. Schuh, Paul R. Holland, Steve P. Vassallo, Charles P. Moldow and Warren M. Weiss are managing members of FCM VI, and may be deemed to share voting and investment power over the shares owned by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. Each of the managing members disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein. Mr. Vassallo is a member of the Board of Directors of the Issuer and, accordingly, files separate Section 16 reports.

F3: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Foundation Capital Management Co. VI, L.L.C. effected following the close of the trading market on August 24, 2017 without consideration to its members. Transaction pursuant to a 10b5-1 Plan dated May 31, 2016.

F4: The shares are held by Elmore Family Investments B, LP (the "Elmore Partnership"). William B. Elmore is a general partner of the Elmore Partnership. The Reporting Person disclaims beneficial ownership of the shares held by the Elmore Partnership except to the extent of his proportionate pecuniary interest therein.

F5: The shares are held by The Holland Children's Trust (the "Holland Children's Trust"). Paul R. Holland is a trustee of the Holland Children's Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Holland Children's Trust except to the extent of his proportionate pecuniary interest therein.

F6: The shares are held by the Holland/Yates Family Trust dtd 7/23/1999 (the "Holland Family Trust"). Paul R. Holland is a trustee of the Holland Family Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Holland Family Trust except to the extent of his proportionate pecuniary interest therein.

F7: The shares are held by the Koontz Revocable Trust U/A/D 6/29/1998 (the "Koontz Trust"). Paul G. Koontz is a trustee of the Koontz Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Koontz Trust except to the extent of his proportionate pecuniary interest therein.

F8: The shares are held by the Michael N. & Mary G. Schuh 1990 Family Trust (the "Schuh Trust"). Michael N. Schuh is a trustee of the Schuh Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Schuh Trust except to the extent of his proportionate pecuniary interest therein.

F9: The shares are held by The Warren M. Weiss Trust UA dated 7/20/2005 (the "Weiss Trust"). Warren M. Weiss is a trustee of the Weiss Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Weiss Trust except to the extent of his proportionate pecuniary interest therein.

F10: The shares are held by the ALLY L. WEISS GST EXEMPT TRUST (the "ALLY Trust"), a trust controlled by or for the benefit of one or more of Warren M. Weiss' family members. The Reporting Person disclaims beneficial ownership of the shares held by the ALLY Trust except to the extent of his proportionate pecuniary interest therein.

F11: The shares are held by the SHANE T. WEISS GST EXEMPT TRUST (the "SHANE Trust"), a trust controlled by or for the benefit of one or more of Warren M. Weiss' family members. The Reporting Person disclaims beneficial ownership of the shares held by the SHANE Trust except to the extent of his proportionate pecuniary interest therein.

TUBEMOGUL INC

Report date December 19, 2016 · Filed December 21, 2016

Jointly reported with Foundation Capital Management Co. VI, LLC, Foundation Capital VI Principals Fund, LLC, Foundation Capital, LLC, Vassallo Steven

Section 16 reporting ended · disclosed 2016-12-21. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosure context
Common StockSEC Table I · non-derivative	IndirectBy Foundation Capital VI, L.P.	Reported balance After 2016-12-19 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2016-12-19 · Other · Disposed 5,848,097 · Balance 0 F1: Disposed of pursuant to a cash tender offer conducted in accordance with the Agreement and Plan of Merger, dated November 10, 2016, by and among the Issuer, Adobe Systems Incorporated, a Delaware corporation ("Adobe") and Tiger Acquisition Corporation, a Delaware corporation and a wholly owned subsidiary of Adobe in exchange for cash consideration of $14.00 per share, net to the seller in cash, without interest thereon and subject to any required tax withholding. F2: Foundation Capital Management Co. VI, L.L.C. is the sole general partner of Foundation Capital VI, L.P. and the sole manager of Foundation Capital VI Principals Fund, LLC and has sole voting and investment power with respect to the shares held by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. William B. Elmore, Paul G. Koontz, Michael N. Schuh, Paul R. Holland, Steve P. Vassallo, Charles P. Moldow and Warren M. Weiss are managing members of Foundation Capital Management Co. VI, L.L.C., and may be deemed to share voting and investment power over the shares owned by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. Each of the managing members of Foundation Capital Management Co. VI, L.L.C. disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein.
Common StockSEC Table I · non-derivative	IndirectBy Holland/Yates Family Trust dtd 7/23/1999	Reported balance After 2016-12-19 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 2 · 2016-12-19 · Other · Disposed 29,117 · Balance 0 F1: Disposed of pursuant to a cash tender offer conducted in accordance with the Agreement and Plan of Merger, dated November 10, 2016, by and among the Issuer, Adobe Systems Incorporated, a Delaware corporation ("Adobe") and Tiger Acquisition Corporation, a Delaware corporation and a wholly owned subsidiary of Adobe in exchange for cash consideration of $14.00 per share, net to the seller in cash, without interest thereon and subject to any required tax withholding. F3: The shares were held by the Holland/Yates Family Trust dtd 7/23/1999 (the "Holland Family Trust"). Paul R. Holland is a trustee of the Holland Family Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Holland Family Trust except to the extent of his proportionate pecuniary interest therein.
Common StockSEC Table I · non-derivative	IndirectBy The Holland Childrens Trust	Reported balance After 2016-12-19 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 3 · 2016-12-19 · Other · Disposed 4,435 · Balance 0 F1: Disposed of pursuant to a cash tender offer conducted in accordance with the Agreement and Plan of Merger, dated November 10, 2016, by and among the Issuer, Adobe Systems Incorporated, a Delaware corporation ("Adobe") and Tiger Acquisition Corporation, a Delaware corporation and a wholly owned subsidiary of Adobe in exchange for cash consideration of $14.00 per share, net to the seller in cash, without interest thereon and subject to any required tax withholding. F4: The shares were held by The Holland Children's Trust (the "Holland Children's Trust"). Paul R. Holland is a trustee of the Holland Children's Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Holland Children's Trust except to the extent of his proportionate pecuniary interest therein.
Common StockSEC Table I · non-derivative	IndirectBy Koontz Revocable Trust U/A/D 6/29/1998	Reported balance After 2016-12-19 transaction · row 4 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 4 · 2016-12-19 · Other · Disposed 7,110 · Balance 0 F1: Disposed of pursuant to a cash tender offer conducted in accordance with the Agreement and Plan of Merger, dated November 10, 2016, by and among the Issuer, Adobe Systems Incorporated, a Delaware corporation ("Adobe") and Tiger Acquisition Corporation, a Delaware corporation and a wholly owned subsidiary of Adobe in exchange for cash consideration of $14.00 per share, net to the seller in cash, without interest thereon and subject to any required tax withholding. F5: The shares were held by the Koontz Revocable Trust U/A/D 6/29/1998 (the "Koontz Trust"). Paul G. Koontz is a trustee of the Koontz Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Koontz Trust except to the extent of his proportionate pecuniary interest therein.
Common StockSEC Table I · non-derivative	IndirectBy Michael N. & Mary G. Schuh 1990 Family Trust	Reported balance After 2016-12-19 transaction · row 5 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 5 · 2016-12-19 · Other · Disposed 14,905 · Balance 0 F1: Disposed of pursuant to a cash tender offer conducted in accordance with the Agreement and Plan of Merger, dated November 10, 2016, by and among the Issuer, Adobe Systems Incorporated, a Delaware corporation ("Adobe") and Tiger Acquisition Corporation, a Delaware corporation and a wholly owned subsidiary of Adobe in exchange for cash consideration of $14.00 per share, net to the seller in cash, without interest thereon and subject to any required tax withholding. F6: The shares were held by the Michael N. & Mary G. Schuh 1990 Family Trust (the "Schuh Trust"). Michael N. Schuh is a trustee of the Schuh Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Schuh Trust except to the extent of his proportionate pecuniary interest therein
Common StockSEC Table I · non-derivative	IndirectBy William B. Elmore Gift Fund	Reported balance After 2016-12-19 transaction · row 6 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 6 · 2016-12-19 · Other · Disposed 9,072 · Balance 0 F1: Disposed of pursuant to a cash tender offer conducted in accordance with the Agreement and Plan of Merger, dated November 10, 2016, by and among the Issuer, Adobe Systems Incorporated, a Delaware corporation ("Adobe") and Tiger Acquisition Corporation, a Delaware corporation and a wholly owned subsidiary of Adobe in exchange for cash consideration of $14.00 per share, net to the seller in cash, without interest thereon and subject to any required tax withholding.
Common StockSEC Table I · non-derivative	IndirectBy William B. Elmore Revocable Trust	Reported balance After 2016-12-19 transaction · row 7 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 7 · 2016-12-19 · Other · Disposed 13,749 · Balance 0 F1: Disposed of pursuant to a cash tender offer conducted in accordance with the Agreement and Plan of Merger, dated November 10, 2016, by and among the Issuer, Adobe Systems Incorporated, a Delaware corporation ("Adobe") and Tiger Acquisition Corporation, a Delaware corporation and a wholly owned subsidiary of Adobe in exchange for cash consideration of $14.00 per share, net to the seller in cash, without interest thereon and subject to any required tax withholding. F7: The shares were held by the William B. Elmore Revocable Trust (the "Elmore Trust"). William B. Elmore is a trustee of the Elmore Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Elmore Trust except to the extent of his proportionate pecuniary interest therein.
Common StockSEC Table I · non-derivative	IndirectBy Elmore Family Investments B, LP	Reported balance After 2016-12-19 transaction · row 8 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 8 · 2016-12-19 · Other · Disposed 24,690 · Balance 0 F1: Disposed of pursuant to a cash tender offer conducted in accordance with the Agreement and Plan of Merger, dated November 10, 2016, by and among the Issuer, Adobe Systems Incorporated, a Delaware corporation ("Adobe") and Tiger Acquisition Corporation, a Delaware corporation and a wholly owned subsidiary of Adobe in exchange for cash consideration of $14.00 per share, net to the seller in cash, without interest thereon and subject to any required tax withholding. F8: The shares were held by Elmore Family Investments B, LP (the "Elmore Partnership"). William B. Elmore is a general partner of the Elmore Partnership. The Reporting Person disclaims beneficial ownership of the shares held by the Elmore Partnership except to the extent of his proportionate pecuniary interest therein.
Common StockSEC Table I · non-derivative	IndirectBy Vassallo Family Revocable Trust dated 7/15/02	Reported balance After 2016-12-19 transaction · row 9 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 9 · 2016-12-19 · Other · Disposed 12,975 · Balance 0 F1: Disposed of pursuant to a cash tender offer conducted in accordance with the Agreement and Plan of Merger, dated November 10, 2016, by and among the Issuer, Adobe Systems Incorporated, a Delaware corporation ("Adobe") and Tiger Acquisition Corporation, a Delaware corporation and a wholly owned subsidiary of Adobe in exchange for cash consideration of $14.00 per share, net to the seller in cash, without interest thereon and subject to any required tax withholding. F9: The shares were held by the Vassallo Family Revocable Trust dated 7/15/02 (the "Vassallo Trust"). Steve P. Vassallo is a trustee of the Vassallo Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Vassallo Trust except to the extent of his proportionate pecuniary interest therein.
Common StockSEC Table I · non-derivative	IndirectBy Moldow Family Trust dated 11/11/2003	Reported balance After 2016-12-19 transaction · row 10 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 10 · 2016-12-19 · Other · Disposed 4,440 · Balance 0 F1: Disposed of pursuant to a cash tender offer conducted in accordance with the Agreement and Plan of Merger, dated November 10, 2016, by and among the Issuer, Adobe Systems Incorporated, a Delaware corporation ("Adobe") and Tiger Acquisition Corporation, a Delaware corporation and a wholly owned subsidiary of Adobe in exchange for cash consideration of $14.00 per share, net to the seller in cash, without interest thereon and subject to any required tax withholding. F10: The shares were held by the Moldow Family Trust dated 11/11/2003 (the "Moldow Family Trust"). Charles Moldow is a trustee of the Moldow Family Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Moldow Family Trust except to the extent of his proportionate pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: Disposed of pursuant to a cash tender offer conducted in accordance with the Agreement and Plan of Merger, dated November 10, 2016, by and among the Issuer, Adobe Systems Incorporated, a Delaware corporation ("Adobe") and Tiger Acquisition Corporation, a Delaware corporation and a wholly owned subsidiary of Adobe in exchange for cash consideration of $14.00 per share, net to the seller in cash, without interest thereon and subject to any required tax withholding.

F2: Foundation Capital Management Co. VI, L.L.C. is the sole general partner of Foundation Capital VI, L.P. and the sole manager of Foundation Capital VI Principals Fund, LLC and has sole voting and investment power with respect to the shares held by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. William B. Elmore, Paul G. Koontz, Michael N. Schuh, Paul R. Holland, Steve P. Vassallo, Charles P. Moldow and Warren M. Weiss are managing members of Foundation Capital Management Co. VI, L.L.C., and may be deemed to share voting and investment power over the shares owned by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. Each of the managing members of Foundation Capital Management Co. VI, L.L.C. disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein.

F3: The shares were held by the Holland/Yates Family Trust dtd 7/23/1999 (the "Holland Family Trust"). Paul R. Holland is a trustee of the Holland Family Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Holland Family Trust except to the extent of his proportionate pecuniary interest therein.

F4: The shares were held by The Holland Children's Trust (the "Holland Children's Trust"). Paul R. Holland is a trustee of the Holland Children's Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Holland Children's Trust except to the extent of his proportionate pecuniary interest therein.

F5: The shares were held by the Koontz Revocable Trust U/A/D 6/29/1998 (the "Koontz Trust"). Paul G. Koontz is a trustee of the Koontz Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Koontz Trust except to the extent of his proportionate pecuniary interest therein.

F6: The shares were held by the Michael N. & Mary G. Schuh 1990 Family Trust (the "Schuh Trust"). Michael N. Schuh is a trustee of the Schuh Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Schuh Trust except to the extent of his proportionate pecuniary interest therein

F7: The shares were held by the William B. Elmore Revocable Trust (the "Elmore Trust"). William B. Elmore is a trustee of the Elmore Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Elmore Trust except to the extent of his proportionate pecuniary interest therein.

F8: The shares were held by Elmore Family Investments B, LP (the "Elmore Partnership"). William B. Elmore is a general partner of the Elmore Partnership. The Reporting Person disclaims beneficial ownership of the shares held by the Elmore Partnership except to the extent of his proportionate pecuniary interest therein.

F9: The shares were held by the Vassallo Family Revocable Trust dated 7/15/02 (the "Vassallo Trust"). Steve P. Vassallo is a trustee of the Vassallo Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Vassallo Trust except to the extent of his proportionate pecuniary interest therein.

F10: The shares were held by the Moldow Family Trust dated 11/11/2003 (the "Moldow Family Trust"). Charles Moldow is a trustee of the Moldow Family Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Moldow Family Trust except to the extent of his proportionate pecuniary interest therein.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
October 03, 2016 Filed Oct 5, 2016 16:02 UTC	TUBEMOGUL INC TUBE · Entity 180224	OtherCommon Stock	9,119	$0.00	$0.00	Disclosure SEC source: 0001209191-16-144857 · doc4.xml · nonDerivative · entry 13 Foundation Capital Management Co. VI, LLC · CIK 0001451965 · 10% owner FOUNDATION CAPITAL VI LP · CIK 0001433196 · 10% owner Foundation Capital VI Principals Fund, LLC · CIK 0001451964 · 10% owner Foundation Capital, LLC · CIK 0001615420 · 10% owner HOLLAND PAUL R · CIK 0001205501 · 10% owner KOONTZ PAUL G · CIK 0001205496 · 10% owner SCHUH MICHAEL N · CIK 0001205498 · 10% owner ELMORE WILLIAM B · CIK 0001078748 · 10% owner Weiss Warren M · CIK 0001399347 · 10% owner Moldow Charles · CIK 0001452009 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By William B. Elmore Revocable Trust Disclosed balance after: 13,749 F4 · kind: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Foundation Capital Management Co. VI, L.L.C. effected following the close of the trading market on October 3, 2016 without consideration to its members. Transaction pursuant to a 10b5-1 Plan dated May 18, 2016. F12 · ownership.nature: The shares are held by the William B. Elmore Revocable Trust (the "Elmore Trust"). William B. Elmore is a trustee of the Elmore Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Elmore Trust except to the extent of his proportionate pecuniary interest therein. Read SEC document
October 03, 2016 Filed Oct 5, 2016 16:02 UTC	TUBEMOGUL INC TUBE · Entity 180224	OtherCommon Stock	1,234	$0.00	$0.00	Disclosure SEC source: 0001209191-16-144857 · doc4.xml · nonDerivative · entry 11 Foundation Capital Management Co. VI, LLC · CIK 0001451965 · 10% owner FOUNDATION CAPITAL VI LP · CIK 0001433196 · 10% owner Foundation Capital VI Principals Fund, LLC · CIK 0001451964 · 10% owner Foundation Capital, LLC · CIK 0001615420 · 10% owner HOLLAND PAUL R · CIK 0001205501 · 10% owner KOONTZ PAUL G · CIK 0001205496 · 10% owner SCHUH MICHAEL N · CIK 0001205498 · 10% owner ELMORE WILLIAM B · CIK 0001078748 · 10% owner Weiss Warren M · CIK 0001399347 · 10% owner Moldow Charles · CIK 0001452009 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Michael N. & Mary G. Schuh 1990 Family Trust Disclosed balance after: 14,905 F5 · kind: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Foundation Capital VI Principals Fund, LLC effected following the close of the trading market on October 3, 2016 without consideration to its members. Transaction pursuant to a 10b5-1 Plan dated May 18, 2016. F10 · ownership.nature: The shares are held by the Michael N. & Mary G. Schuh 1990 Family Trust (the "Schuh Trust"). Michael N. Schuh is a trustee of the Schuh Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Schuh Trust except to the extent of his proportionate pecuniary interest therein Read SEC document
October 03, 2016 Filed Oct 5, 2016 16:02 UTC	TUBEMOGUL INC TUBE · Entity 180224	OtherCommon Stock	4,163	$0.00	$0.00	Disclosure SEC source: 0001209191-16-144857 · doc4.xml · nonDerivative · entry 10 Foundation Capital Management Co. VI, LLC · CIK 0001451965 · 10% owner FOUNDATION CAPITAL VI LP · CIK 0001433196 · 10% owner Foundation Capital VI Principals Fund, LLC · CIK 0001451964 · 10% owner Foundation Capital, LLC · CIK 0001615420 · 10% owner HOLLAND PAUL R · CIK 0001205501 · 10% owner KOONTZ PAUL G · CIK 0001205496 · 10% owner SCHUH MICHAEL N · CIK 0001205498 · 10% owner ELMORE WILLIAM B · CIK 0001078748 · 10% owner Weiss Warren M · CIK 0001399347 · 10% owner Moldow Charles · CIK 0001452009 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Michael N. & Mary G. Schuh 1990 Family Trust Disclosed balance after: 13,671 F4 · kind: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Foundation Capital Management Co. VI, L.L.C. effected following the close of the trading market on October 3, 2016 without consideration to its members. Transaction pursuant to a 10b5-1 Plan dated May 18, 2016. F10 · ownership.nature: The shares are held by the Michael N. & Mary G. Schuh 1990 Family Trust (the "Schuh Trust"). Michael N. Schuh is a trustee of the Schuh Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Schuh Trust except to the extent of his proportionate pecuniary interest therein Read SEC document
October 03, 2016 Filed Oct 5, 2016 16:02 UTC	TUBEMOGUL INC TUBE · Entity 180224	OtherCommon Stock	2,370	$0.00	$0.00	Disclosure SEC source: 0001209191-16-144857 · doc4.xml · nonDerivative · entry 9 Foundation Capital Management Co. VI, LLC · CIK 0001451965 · 10% owner FOUNDATION CAPITAL VI LP · CIK 0001433196 · 10% owner Foundation Capital VI Principals Fund, LLC · CIK 0001451964 · 10% owner Foundation Capital, LLC · CIK 0001615420 · 10% owner HOLLAND PAUL R · CIK 0001205501 · 10% owner KOONTZ PAUL G · CIK 0001205496 · 10% owner SCHUH MICHAEL N · CIK 0001205498 · 10% owner ELMORE WILLIAM B · CIK 0001078748 · 10% owner Weiss Warren M · CIK 0001399347 · 10% owner Moldow Charles · CIK 0001452009 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Koontz Revocable Trust U/A/D 6/29/1998 Disclosed balance after: 7,110 F4 · kind: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Foundation Capital Management Co. VI, L.L.C. effected following the close of the trading market on October 3, 2016 without consideration to its members. Transaction pursuant to a 10b5-1 Plan dated May 18, 2016. F9 · ownership.nature: The shares are held by the Koontz Revocable Trust U/A/D 6/29/1998 (the "Koontz Trust"). Paul G. Koontz is a trustee of the Koontz Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Koontz Trust except to the extent of his proportionate pecuniary interest therein. Read SEC document
October 03, 2016 Filed Oct 5, 2016 16:02 UTC	TUBEMOGUL INC TUBE · Entity 180224	OtherCommon Stock	2,972	$0.00	$0.00	Disclosure SEC source: 0001209191-16-144857 · doc4.xml · nonDerivative · entry 8 Foundation Capital Management Co. VI, LLC · CIK 0001451965 · 10% owner FOUNDATION CAPITAL VI LP · CIK 0001433196 · 10% owner Foundation Capital VI Principals Fund, LLC · CIK 0001451964 · 10% owner Foundation Capital, LLC · CIK 0001615420 · 10% owner HOLLAND PAUL R · CIK 0001205501 · 10% owner KOONTZ PAUL G · CIK 0001205496 · 10% owner SCHUH MICHAEL N · CIK 0001205498 · 10% owner ELMORE WILLIAM B · CIK 0001078748 · 10% owner Weiss Warren M · CIK 0001399347 · 10% owner Moldow Charles · CIK 0001452009 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By The Holland Childrens Trust Disclosed balance after: 4,435 F4 · kind: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Foundation Capital Management Co. VI, L.L.C. effected following the close of the trading market on October 3, 2016 without consideration to its members. Transaction pursuant to a 10b5-1 Plan dated May 18, 2016. F8 · ownership.nature: The shares are held by The Holland Children's Trust (the "Holland Children's Trust"). Paul R. Holland is a trustee of the Holland Children's Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Holland Children's Trust except to the extent of his proportionate pecuniary interest therein. Read SEC document
October 03, 2016 Filed Oct 5, 2016 16:02 UTC	TUBEMOGUL INC TUBE · Entity 180224	OtherCommon Stock	1,234	$0.00	$0.00	Disclosure SEC source: 0001209191-16-144857 · doc4.xml · nonDerivative · entry 7 Foundation Capital Management Co. VI, LLC · CIK 0001451965 · 10% owner FOUNDATION CAPITAL VI LP · CIK 0001433196 · 10% owner Foundation Capital VI Principals Fund, LLC · CIK 0001451964 · 10% owner Foundation Capital, LLC · CIK 0001615420 · 10% owner HOLLAND PAUL R · CIK 0001205501 · 10% owner KOONTZ PAUL G · CIK 0001205496 · 10% owner SCHUH MICHAEL N · CIK 0001205498 · 10% owner ELMORE WILLIAM B · CIK 0001078748 · 10% owner Weiss Warren M · CIK 0001399347 · 10% owner Moldow Charles · CIK 0001452009 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Holland/Yates Family Trust dtd 7/23/1999 Disclosed balance after: 29,117 F5 · kind: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Foundation Capital VI Principals Fund, LLC effected following the close of the trading market on October 3, 2016 without consideration to its members. Transaction pursuant to a 10b5-1 Plan dated May 18, 2016. F7 · ownership.nature: The shares are held by the Holland/Yates Family Trust dtd 7/23/1999 (the "Holland Family Trust"). Paul R. Holland is a trustee of the Holland Family Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Holland Family Trust except to the extent of his proportionate pecuniary interest therein. Read SEC document
October 03, 2016 Filed Oct 5, 2016 16:02 UTC	TUBEMOGUL INC TUBE · Entity 180224	OtherCommon Stock	8,800	$0.00	$0.00	Disclosure SEC source: 0001209191-16-144857 · doc4.xml · nonDerivative · entry 6 Foundation Capital Management Co. VI, LLC · CIK 0001451965 · 10% owner FOUNDATION CAPITAL VI LP · CIK 0001433196 · 10% owner Foundation Capital VI Principals Fund, LLC · CIK 0001451964 · 10% owner Foundation Capital, LLC · CIK 0001615420 · 10% owner HOLLAND PAUL R · CIK 0001205501 · 10% owner KOONTZ PAUL G · CIK 0001205496 · 10% owner SCHUH MICHAEL N · CIK 0001205498 · 10% owner ELMORE WILLIAM B · CIK 0001078748 · 10% owner Weiss Warren M · CIK 0001399347 · 10% owner Moldow Charles · CIK 0001452009 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Holland/Yates Family Trust dtd 7/23/1999 Disclosed balance after: 27,883 F4 · kind: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Foundation Capital Management Co. VI, L.L.C. effected following the close of the trading market on October 3, 2016 without consideration to its members. Transaction pursuant to a 10b5-1 Plan dated May 18, 2016. F7 · ownership.nature: The shares are held by the Holland/Yates Family Trust dtd 7/23/1999 (the "Holland Family Trust"). Paul R. Holland is a trustee of the Holland Family Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Holland Family Trust except to the extent of his proportionate pecuniary interest therein. Read SEC document
October 03, 2016 Filed Oct 5, 2016 16:02 UTC	TUBEMOGUL INC TUBE · Entity 180224	OtherCommon Stock	268	$0.00	$0.00	Disclosure SEC source: 0001209191-16-144857 · doc4.xml · nonDerivative · entry 5 Foundation Capital Management Co. VI, LLC · CIK 0001451965 · 10% owner FOUNDATION CAPITAL VI LP · CIK 0001433196 · 10% owner Foundation Capital VI Principals Fund, LLC · CIK 0001451964 · 10% owner Foundation Capital, LLC · CIK 0001615420 · 10% owner HOLLAND PAUL R · CIK 0001205501 · 10% owner KOONTZ PAUL G · CIK 0001205496 · 10% owner SCHUH MICHAEL N · CIK 0001205498 · 10% owner ELMORE WILLIAM B · CIK 0001078748 · 10% owner Weiss Warren M · CIK 0001399347 · 10% owner Moldow Charles · CIK 0001452009 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Foundation Capital, LLC Disclosed balance after: 268 F4 · kind: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Foundation Capital Management Co. VI, L.L.C. effected following the close of the trading market on October 3, 2016 without consideration to its members. Transaction pursuant to a 10b5-1 Plan dated May 18, 2016. F6 · ownership.nature: Paul R. Holland, Warren M. Weiss, Charles Moldow and Steve Vassallo are managers of Foundation Capital, LLC. Foundation Capital, LLC is under common control with Foundation Capital Management Co. VI, L.L.C. As such, each of the managers may be deemed to share voting and investment power over the shares owned by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. Each of the managers disclaim beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein. Read SEC document
October 03, 2016 Filed Oct 5, 2016 16:02 UTC	TUBEMOGUL INC TUBE · Entity 180224	OtherCommon Stock	41,366	$0.00	$0.00	Disclosure SEC source: 0001209191-16-144857 · doc4.xml · nonDerivative · entry 4 Foundation Capital Management Co. VI, LLC · CIK 0001451965 · 10% owner FOUNDATION CAPITAL VI LP · CIK 0001433196 · 10% owner Foundation Capital VI Principals Fund, LLC · CIK 0001451964 · 10% owner Foundation Capital, LLC · CIK 0001615420 · 10% owner HOLLAND PAUL R · CIK 0001205501 · 10% owner KOONTZ PAUL G · CIK 0001205496 · 10% owner SCHUH MICHAEL N · CIK 0001205498 · 10% owner ELMORE WILLIAM B · CIK 0001078748 · 10% owner Weiss Warren M · CIK 0001399347 · 10% owner Moldow Charles · CIK 0001452009 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Foundation Capital VI Principals Fund, LLC Disclosed balance after: 0 F5 · kind: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Foundation Capital VI Principals Fund, LLC effected following the close of the trading market on October 3, 2016 without consideration to its members. Transaction pursuant to a 10b5-1 Plan dated May 18, 2016. F2 · ownership.nature: Foundation Capital Management Co. VI, L.L.C. is the sole general partner of Foundation Capital VI, L.P. and the sole manager of Foundation Capital VI Principals Fund, LLC and has sole voting and investment power with respect to the shares held by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. William B. Elmore, Paul G. Koontz, Michael N. Schuh, Paul R. Holland, Steve P. Vassallo, Charles P. Moldow and Warren M. Weiss are managing members of Foundation Capital Management Co. VI, L.L.C., and may be deemed to share voting and investment power over the shares owned by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. Each of the managing members of Foundation Capital Management Co. VI, L.L.C. disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein. Read SEC document
October 03, 2016 Filed Oct 5, 2016 16:02 UTC	TUBEMOGUL INC TUBE · Entity 180224	OtherCommon Stock	100,425	$0.00	$0.00	Disclosure SEC source: 0001209191-16-144857 · doc4.xml · nonDerivative · entry 3 Foundation Capital Management Co. VI, LLC · CIK 0001451965 · 10% owner FOUNDATION CAPITAL VI LP · CIK 0001433196 · 10% owner Foundation Capital VI Principals Fund, LLC · CIK 0001451964 · 10% owner Foundation Capital, LLC · CIK 0001615420 · 10% owner HOLLAND PAUL R · CIK 0001205501 · 10% owner KOONTZ PAUL G · CIK 0001205496 · 10% owner SCHUH MICHAEL N · CIK 0001205498 · 10% owner ELMORE WILLIAM B · CIK 0001078748 · 10% owner Weiss Warren M · CIK 0001399347 · 10% owner Moldow Charles · CIK 0001452009 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Foundation Capital Management Co. VI, L.L.C. Disclosed balance after: 0 F4 · kind: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Foundation Capital Management Co. VI, L.L.C. effected following the close of the trading market on October 3, 2016 without consideration to its members. Transaction pursuant to a 10b5-1 Plan dated May 18, 2016. F2 · ownership.nature: Foundation Capital Management Co. VI, L.L.C. is the sole general partner of Foundation Capital VI, L.P. and the sole manager of Foundation Capital VI Principals Fund, LLC and has sole voting and investment power with respect to the shares held by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. William B. Elmore, Paul G. Koontz, Michael N. Schuh, Paul R. Holland, Steve P. Vassallo, Charles P. Moldow and Warren M. Weiss are managing members of Foundation Capital Management Co. VI, L.L.C., and may be deemed to share voting and investment power over the shares owned by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. Each of the managing members of Foundation Capital Management Co. VI, L.L.C. disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein. Read SEC document
October 03, 2016 Filed Oct 5, 2016 16:02 UTC	TUBEMOGUL INC TUBE · Entity 180224	OtherCommon Stock	100,425	$0.00	$0.00	Disclosure SEC source: 0001209191-16-144857 · doc4.xml · nonDerivative · entry 2 Foundation Capital Management Co. VI, LLC · CIK 0001451965 · 10% owner FOUNDATION CAPITAL VI LP · CIK 0001433196 · 10% owner Foundation Capital VI Principals Fund, LLC · CIK 0001451964 · 10% owner Foundation Capital, LLC · CIK 0001615420 · 10% owner HOLLAND PAUL R · CIK 0001205501 · 10% owner KOONTZ PAUL G · CIK 0001205496 · 10% owner SCHUH MICHAEL N · CIK 0001205498 · 10% owner ELMORE WILLIAM B · CIK 0001078748 · 10% owner Weiss Warren M · CIK 0001399347 · 10% owner Moldow Charles · CIK 0001452009 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Foundation Capital Management Co. VI, L.L.C. Disclosed balance after: 100,425 F3 · kind: Represents a change in the form of ownership from indirect to direct by virtue of the receipt of shares in the pro-rata in-kind distribution of Common Stock of the Issuer by Foundation Capital VI, L.P. described in footnote (1) above. F2 · ownership.nature: Foundation Capital Management Co. VI, L.L.C. is the sole general partner of Foundation Capital VI, L.P. and the sole manager of Foundation Capital VI Principals Fund, LLC and has sole voting and investment power with respect to the shares held by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. William B. Elmore, Paul G. Koontz, Michael N. Schuh, Paul R. Holland, Steve P. Vassallo, Charles P. Moldow and Warren M. Weiss are managing members of Foundation Capital Management Co. VI, L.L.C., and may be deemed to share voting and investment power over the shares owned by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. Each of the managing members of Foundation Capital Management Co. VI, L.L.C. disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein. Read SEC document
October 03, 2016 Filed Oct 5, 2016 16:02 UTC	TUBEMOGUL INC TUBE · Entity 180224	OtherCommon Stock	390,000	$0.00	$0.00	Disclosure SEC source: 0001209191-16-144857 · doc4.xml · nonDerivative · entry 1 Foundation Capital Management Co. VI, LLC · CIK 0001451965 · 10% owner FOUNDATION CAPITAL VI LP · CIK 0001433196 · 10% owner Foundation Capital VI Principals Fund, LLC · CIK 0001451964 · 10% owner Foundation Capital, LLC · CIK 0001615420 · 10% owner HOLLAND PAUL R · CIK 0001205501 · 10% owner KOONTZ PAUL G · CIK 0001205496 · 10% owner SCHUH MICHAEL N · CIK 0001205498 · 10% owner ELMORE WILLIAM B · CIK 0001078748 · 10% owner Weiss Warren M · CIK 0001399347 · 10% owner Moldow Charles · CIK 0001452009 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Foundation Capital VI, L.P. Disclosed balance after: 5,848,097 F1 · kind: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Foundation Capital VI, L.P. effected following the close of the trading market on October 3, 2016 without consideration to its limited partners and its general partner, Foundation Capital Management Co. VI, L.L.C. Transaction pursuant to a 10b5-1 Plan dated May 18, 2016. F2 · ownership.nature: Foundation Capital Management Co. VI, L.L.C. is the sole general partner of Foundation Capital VI, L.P. and the sole manager of Foundation Capital VI Principals Fund, LLC and has sole voting and investment power with respect to the shares held by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. William B. Elmore, Paul G. Koontz, Michael N. Schuh, Paul R. Holland, Steve P. Vassallo, Charles P. Moldow and Warren M. Weiss are managing members of Foundation Capital Management Co. VI, L.L.C., and may be deemed to share voting and investment power over the shares owned by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. Each of the managing members of Foundation Capital Management Co. VI, L.L.C. disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein. Read SEC document
October 03, 2016 Filed Oct 5, 2016 16:01 UTC	TUBEMOGUL INC TUBE · Entity 180224	OtherCommon Stock	9,125	$0.00	$0.00	Disclosure SEC source: 0001209191-16-144852 · doc4.xml · nonDerivative · entry 22 Foundation Capital Management Co. VI, LLC · CIK 0001451965 · 10% owner FOUNDATION CAPITAL VI LP · CIK 0001433196 · 10% owner Foundation Capital VI Principals Fund, LLC · CIK 0001451964 · 10% owner Foundation Capital, LLC · CIK 0001615420 · 10% owner Vassallo Steven · CIK 0001567929 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Vassallo Family Revocable Trust dated 7/15/02 Disclosed balance after: 20,275 F4 · kind: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Foundation Capital Management Co. VI, L.L.C. effected following the close of the trading market on October 3, 2016 without consideration to its members. Transaction pursuant to a 10b5-1 Plan dated May 18, 2016. F19 · ownership.nature: The shares are held by the Vassallo Family Revocable Trust dated 7/15/02 (the "Vassallo Trust"). Steve P. Vassallo is a trustee of the Vassallo Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Vassallo Trust except to the extent of his proportionate pecuniary interest therein. Read SEC document
October 03, 2016 Filed Oct 5, 2016 16:01 UTC	TUBEMOGUL INC TUBE · Entity 180224	OtherCommon Stock	1,582	$0.00	$0.00	Disclosure SEC source: 0001209191-16-144852 · doc4.xml · nonDerivative · entry 21 Foundation Capital Management Co. VI, LLC · CIK 0001451965 · 10% owner FOUNDATION CAPITAL VI LP · CIK 0001433196 · 10% owner Foundation Capital VI Principals Fund, LLC · CIK 0001451964 · 10% owner Foundation Capital, LLC · CIK 0001615420 · 10% owner Vassallo Steven · CIK 0001567929 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By The Moldow 2008 Children's Trust Disclosed balance after: 1,582 F4 · kind: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Foundation Capital Management Co. VI, L.L.C. effected following the close of the trading market on October 3, 2016 without consideration to its members. Transaction pursuant to a 10b5-1 Plan dated May 18, 2016. F18 · ownership.nature: The shares are held by The Moldow 2008 Children's Trust (the "Moldow Children's Trust"). Charles Moldow is a trustee of the Moldow Children's Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Moldow Children's Trust except to the extent of his proportionate pecuniary interest therein. Read SEC document
October 03, 2016 Filed Oct 5, 2016 16:01 UTC	TUBEMOGUL INC TUBE · Entity 180224	OtherCommon Stock	741	$0.00	$0.00	Disclosure SEC source: 0001209191-16-144852 · doc4.xml · nonDerivative · entry 20 Foundation Capital Management Co. VI, LLC · CIK 0001451965 · 10% owner FOUNDATION CAPITAL VI LP · CIK 0001433196 · 10% owner Foundation Capital VI Principals Fund, LLC · CIK 0001451964 · 10% owner Foundation Capital, LLC · CIK 0001615420 · 10% owner Vassallo Steven · CIK 0001567929 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Moldow Family Trust dated 11/11/2003 Disclosed balance after: 17,668 F5 · kind: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Foundation Capital VI Principals Fund, LLC effected following the close of the trading market on October 3, 2016 without consideration to its members. Transaction pursuant to a 10b5-1 Plan dated May 18, 2016. F17 · ownership.nature: The shares are held by the Moldow Family Trust dated 11/11/2003 (the "Moldow Family Trust"). Charles Moldow is a trustee of the Moldow Family Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Moldow Family Trust except to the extent of his proportionate pecuniary interest therein. Read SEC document
October 03, 2016 Filed Oct 5, 2016 16:01 UTC	TUBEMOGUL INC TUBE · Entity 180224	OtherCommon Stock	12,487	$0.00	$0.00	Disclosure SEC source: 0001209191-16-144852 · doc4.xml · nonDerivative · entry 19 Foundation Capital Management Co. VI, LLC · CIK 0001451965 · 10% owner FOUNDATION CAPITAL VI LP · CIK 0001433196 · 10% owner Foundation Capital VI Principals Fund, LLC · CIK 0001451964 · 10% owner Foundation Capital, LLC · CIK 0001615420 · 10% owner Vassallo Steven · CIK 0001567929 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Moldow Family Trust dated 11/11/2003 Disclosed balance after: 16,927 F4 · kind: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Foundation Capital Management Co. VI, L.L.C. effected following the close of the trading market on October 3, 2016 without consideration to its members. Transaction pursuant to a 10b5-1 Plan dated May 18, 2016. F17 · ownership.nature: The shares are held by the Moldow Family Trust dated 11/11/2003 (the "Moldow Family Trust"). Charles Moldow is a trustee of the Moldow Family Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Moldow Family Trust except to the extent of his proportionate pecuniary interest therein. Read SEC document
October 03, 2016 Filed Oct 5, 2016 16:01 UTC	TUBEMOGUL INC TUBE · Entity 180224	OtherCommon Stock	1,959	$0.00	$0.00	Disclosure SEC source: 0001209191-16-144852 · doc4.xml · nonDerivative · entry 18 Foundation Capital Management Co. VI, LLC · CIK 0001451965 · 10% owner FOUNDATION CAPITAL VI LP · CIK 0001433196 · 10% owner Foundation Capital VI Principals Fund, LLC · CIK 0001451964 · 10% owner Foundation Capital, LLC · CIK 0001615420 · 10% owner Vassallo Steven · CIK 0001567929 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By SHANE T. WEISS GST EXEMPT TRUST Disclosed balance after: 1,959 F4 · kind: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Foundation Capital Management Co. VI, L.L.C. effected following the close of the trading market on October 3, 2016 without consideration to its members. Transaction pursuant to a 10b5-1 Plan dated May 18, 2016. F16 · ownership.nature: The shares are held by the SHANE T. WEISS GST EXEMPT TRUST (the "SHANE Trust"), a trust controlled by or for the benefit of one or more of Warren M. Weiss' family members. The Reporting Person disclaims beneficial ownership of the shares held by the SHANE Trust except to the extent of his proportionate pecuniary interest therein. Read SEC document
October 03, 2016 Filed Oct 5, 2016 16:01 UTC	TUBEMOGUL INC TUBE · Entity 180224	OtherCommon Stock	1,959	$0.00	$0.00	Disclosure SEC source: 0001209191-16-144852 · doc4.xml · nonDerivative · entry 17 Foundation Capital Management Co. VI, LLC · CIK 0001451965 · 10% owner FOUNDATION CAPITAL VI LP · CIK 0001433196 · 10% owner Foundation Capital VI Principals Fund, LLC · CIK 0001451964 · 10% owner Foundation Capital, LLC · CIK 0001615420 · 10% owner Vassallo Steven · CIK 0001567929 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By ALLY L. WEISS GST EXEMPT TRUST Disclosed balance after: 1,959 F4 · kind: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Foundation Capital Management Co. VI, L.L.C. effected following the close of the trading market on October 3, 2016 without consideration to its members. Transaction pursuant to a 10b5-1 Plan dated May 18, 2016. F15 · ownership.nature: The shares are held by the ALLY L. WEISS GST EXEMPT TRUST (the "ALLY Trust"), a trust controlled by or for the benefit of one or more of Warren M. Weiss' family members. The Reporting Person disclaims beneficial ownership of the shares held by the ALLY Trust except to the extent of his proportionate pecuniary interest therein. Read SEC document
October 03, 2016 Filed Oct 5, 2016 16:01 UTC	TUBEMOGUL INC TUBE · Entity 180224	OtherCommon Stock	2,469	$0.00	$0.00	Disclosure SEC source: 0001209191-16-144852 · doc4.xml · nonDerivative · entry 16 Foundation Capital Management Co. VI, LLC · CIK 0001451965 · 10% owner FOUNDATION CAPITAL VI LP · CIK 0001433196 · 10% owner Foundation Capital VI Principals Fund, LLC · CIK 0001451964 · 10% owner Foundation Capital, LLC · CIK 0001615420 · 10% owner Vassallo Steven · CIK 0001567929 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By The Warren M. Weiss Trust UA dated 7/20/2005 Disclosed balance after: 13,013 F5 · kind: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Foundation Capital VI Principals Fund, LLC effected following the close of the trading market on October 3, 2016 without consideration to its members. Transaction pursuant to a 10b5-1 Plan dated May 18, 2016. F14 · ownership.nature: The shares are held by The Warren M. Weiss Trust UA dated 7/20/2005 (the "Weiss Trust"). Warren M. Weiss is a trustee of the Weiss Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Weiss Trust except to the extent of his proportionate pecuniary interest therein. Read SEC document
October 03, 2016 Filed Oct 5, 2016 16:01 UTC	TUBEMOGUL INC TUBE · Entity 180224	OtherCommon Stock	10,544	$0.00	$0.00	Disclosure SEC source: 0001209191-16-144852 · doc4.xml · nonDerivative · entry 15 Foundation Capital Management Co. VI, LLC · CIK 0001451965 · 10% owner FOUNDATION CAPITAL VI LP · CIK 0001433196 · 10% owner Foundation Capital VI Principals Fund, LLC · CIK 0001451964 · 10% owner Foundation Capital, LLC · CIK 0001615420 · 10% owner Vassallo Steven · CIK 0001567929 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By The Warren M. Weiss Trust UA dated 7/20/2005 Disclosed balance after: 10,544 F4 · kind: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Foundation Capital Management Co. VI, L.L.C. effected following the close of the trading market on October 3, 2016 without consideration to its members. Transaction pursuant to a 10b5-1 Plan dated May 18, 2016. F14 · ownership.nature: The shares are held by The Warren M. Weiss Trust UA dated 7/20/2005 (the "Weiss Trust"). Warren M. Weiss is a trustee of the Weiss Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Weiss Trust except to the extent of his proportionate pecuniary interest therein. Read SEC document
October 03, 2016 Filed Oct 5, 2016 16:01 UTC	TUBEMOGUL INC TUBE · Entity 180224	OtherCommon Stock	12,345	$0.00	$0.00	Disclosure SEC source: 0001209191-16-144852 · doc4.xml · nonDerivative · entry 14 Foundation Capital Management Co. VI, LLC · CIK 0001451965 · 10% owner FOUNDATION CAPITAL VI LP · CIK 0001433196 · 10% owner Foundation Capital VI Principals Fund, LLC · CIK 0001451964 · 10% owner Foundation Capital, LLC · CIK 0001615420 · 10% owner Vassallo Steven · CIK 0001567929 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Elmore Family Investments B, LP Disclosed balance after: 24,690 F5 · kind: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Foundation Capital VI Principals Fund, LLC effected following the close of the trading market on October 3, 2016 without consideration to its members. Transaction pursuant to a 10b5-1 Plan dated May 18, 2016. F13 · ownership.nature: The shares are held by Elmore Family Investments B, LP (the "Elmore Partnership"). William B. Elmore is a general partner of the Elmore Partnership. The Reporting Person disclaims beneficial ownership of the shares held by the Elmore Partnership except to the extent of his proportionate pecuniary interest therein. Read SEC document
October 03, 2016 Filed Oct 5, 2016 16:01 UTC	TUBEMOGUL INC TUBE · Entity 180224	OtherCommon Stock	9,119	$0.00	$0.00	Disclosure SEC source: 0001209191-16-144852 · doc4.xml · nonDerivative · entry 13 Foundation Capital Management Co. VI, LLC · CIK 0001451965 · 10% owner FOUNDATION CAPITAL VI LP · CIK 0001433196 · 10% owner Foundation Capital VI Principals Fund, LLC · CIK 0001451964 · 10% owner Foundation Capital, LLC · CIK 0001615420 · 10% owner Vassallo Steven · CIK 0001567929 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By William B. Elmore Revocable Trust Disclosed balance after: 13,749 F4 · kind: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Foundation Capital Management Co. VI, L.L.C. effected following the close of the trading market on October 3, 2016 without consideration to its members. Transaction pursuant to a 10b5-1 Plan dated May 18, 2016. F12 · ownership.nature: The shares are held by the William B. Elmore Revocable Trust (the "Elmore Trust"). William B. Elmore is a trustee of the Elmore Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Elmore Trust except to the extent of his proportionate pecuniary interest therein. Read SEC document
October 03, 2016 Filed Oct 5, 2016 16:01 UTC	TUBEMOGUL INC TUBE · Entity 180224	OtherCommon Stock	1,234	$0.00	$0.00	Disclosure SEC source: 0001209191-16-144852 · doc4.xml · nonDerivative · entry 11 Foundation Capital Management Co. VI, LLC · CIK 0001451965 · 10% owner FOUNDATION CAPITAL VI LP · CIK 0001433196 · 10% owner Foundation Capital VI Principals Fund, LLC · CIK 0001451964 · 10% owner Foundation Capital, LLC · CIK 0001615420 · 10% owner Vassallo Steven · CIK 0001567929 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Michael N. & Mary G. Schuh 1990 Family Trust Disclosed balance after: 14,905 F5 · kind: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Foundation Capital VI Principals Fund, LLC effected following the close of the trading market on October 3, 2016 without consideration to its members. Transaction pursuant to a 10b5-1 Plan dated May 18, 2016. F10 · ownership.nature: The shares are held by the Michael N. & Mary G. Schuh 1990 Family Trust (the "Schuh Trust"). Michael N. Schuh is a trustee of the Schuh Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Schuh Trust except to the extent of his proportionate pecuniary interest therein Read SEC document
October 03, 2016 Filed Oct 5, 2016 16:01 UTC	TUBEMOGUL INC TUBE · Entity 180224	OtherCommon Stock	4,163	$0.00	$0.00	Disclosure SEC source: 0001209191-16-144852 · doc4.xml · nonDerivative · entry 10 Foundation Capital Management Co. VI, LLC · CIK 0001451965 · 10% owner FOUNDATION CAPITAL VI LP · CIK 0001433196 · 10% owner Foundation Capital VI Principals Fund, LLC · CIK 0001451964 · 10% owner Foundation Capital, LLC · CIK 0001615420 · 10% owner Vassallo Steven · CIK 0001567929 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Michael N. & Mary G. Schuh 1990 Family Trust Disclosed balance after: 13,671 F4 · kind: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Foundation Capital Management Co. VI, L.L.C. effected following the close of the trading market on October 3, 2016 without consideration to its members. Transaction pursuant to a 10b5-1 Plan dated May 18, 2016. F10 · ownership.nature: The shares are held by the Michael N. & Mary G. Schuh 1990 Family Trust (the "Schuh Trust"). Michael N. Schuh is a trustee of the Schuh Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Schuh Trust except to the extent of his proportionate pecuniary interest therein Read SEC document
October 03, 2016 Filed Oct 5, 2016 16:01 UTC	TUBEMOGUL INC TUBE · Entity 180224	OtherCommon Stock	2,370	$0.00	$0.00	Disclosure SEC source: 0001209191-16-144852 · doc4.xml · nonDerivative · entry 9 Foundation Capital Management Co. VI, LLC · CIK 0001451965 · 10% owner FOUNDATION CAPITAL VI LP · CIK 0001433196 · 10% owner Foundation Capital VI Principals Fund, LLC · CIK 0001451964 · 10% owner Foundation Capital, LLC · CIK 0001615420 · 10% owner Vassallo Steven · CIK 0001567929 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Koontz Revocable Trust U/A/D 6/29/1998 Disclosed balance after: 7,110 F4 · kind: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Foundation Capital Management Co. VI, L.L.C. effected following the close of the trading market on October 3, 2016 without consideration to its members. Transaction pursuant to a 10b5-1 Plan dated May 18, 2016. F9 · ownership.nature: The shares are held by the Koontz Revocable Trust U/A/D 6/29/1998 (the "Koontz Trust"). Paul G. Koontz is a trustee of the Koontz Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Koontz Trust except to the extent of his proportionate pecuniary interest therein. Read SEC document
October 03, 2016 Filed Oct 5, 2016 16:01 UTC	TUBEMOGUL INC TUBE · Entity 180224	OtherCommon Stock	2,972	$0.00	$0.00	Disclosure SEC source: 0001209191-16-144852 · doc4.xml · nonDerivative · entry 8 Foundation Capital Management Co. VI, LLC · CIK 0001451965 · 10% owner FOUNDATION CAPITAL VI LP · CIK 0001433196 · 10% owner Foundation Capital VI Principals Fund, LLC · CIK 0001451964 · 10% owner Foundation Capital, LLC · CIK 0001615420 · 10% owner Vassallo Steven · CIK 0001567929 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By The Holland Childrens Trust Disclosed balance after: 4,435 F4 · kind: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Foundation Capital Management Co. VI, L.L.C. effected following the close of the trading market on October 3, 2016 without consideration to its members. Transaction pursuant to a 10b5-1 Plan dated May 18, 2016. F8 · ownership.nature: The shares are held by The Holland Children's Trust (the "Holland Children's Trust"). Paul R. Holland is a trustee of the Holland Children's Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Holland Children's Trust except to the extent of his proportionate pecuniary interest therein. Read SEC document
October 03, 2016 Filed Oct 5, 2016 16:01 UTC	TUBEMOGUL INC TUBE · Entity 180224	OtherCommon Stock	1,234	$0.00	$0.00	Disclosure SEC source: 0001209191-16-144852 · doc4.xml · nonDerivative · entry 7 Foundation Capital Management Co. VI, LLC · CIK 0001451965 · 10% owner FOUNDATION CAPITAL VI LP · CIK 0001433196 · 10% owner Foundation Capital VI Principals Fund, LLC · CIK 0001451964 · 10% owner Foundation Capital, LLC · CIK 0001615420 · 10% owner Vassallo Steven · CIK 0001567929 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Holland/Yates Family Trust dtd 7/23/1999 Disclosed balance after: 29,117 F5 · kind: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Foundation Capital VI Principals Fund, LLC effected following the close of the trading market on October 3, 2016 without consideration to its members. Transaction pursuant to a 10b5-1 Plan dated May 18, 2016. F7 · ownership.nature: The shares are held by the Holland/Yates Family Trust dtd 7/23/1999 (the "Holland Family Trust"). Paul R. Holland is a trustee of the Holland Family Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Holland Family Trust except to the extent of his proportionate pecuniary interest therein. Read SEC document
October 03, 2016 Filed Oct 5, 2016 16:01 UTC	TUBEMOGUL INC TUBE · Entity 180224	OtherCommon Stock	8,800	$0.00	$0.00	Disclosure SEC source: 0001209191-16-144852 · doc4.xml · nonDerivative · entry 6 Foundation Capital Management Co. VI, LLC · CIK 0001451965 · 10% owner FOUNDATION CAPITAL VI LP · CIK 0001433196 · 10% owner Foundation Capital VI Principals Fund, LLC · CIK 0001451964 · 10% owner Foundation Capital, LLC · CIK 0001615420 · 10% owner Vassallo Steven · CIK 0001567929 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Holland/Yates Family Trust dtd 7/23/1999 Disclosed balance after: 27,883 F4 · kind: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Foundation Capital Management Co. VI, L.L.C. effected following the close of the trading market on October 3, 2016 without consideration to its members. Transaction pursuant to a 10b5-1 Plan dated May 18, 2016. F7 · ownership.nature: The shares are held by the Holland/Yates Family Trust dtd 7/23/1999 (the "Holland Family Trust"). Paul R. Holland is a trustee of the Holland Family Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Holland Family Trust except to the extent of his proportionate pecuniary interest therein. Read SEC document
October 03, 2016 Filed Oct 5, 2016 16:01 UTC	TUBEMOGUL INC TUBE · Entity 180224	OtherCommon Stock	268	$0.00	$0.00	Disclosure SEC source: 0001209191-16-144852 · doc4.xml · nonDerivative · entry 5 Foundation Capital Management Co. VI, LLC · CIK 0001451965 · 10% owner FOUNDATION CAPITAL VI LP · CIK 0001433196 · 10% owner Foundation Capital VI Principals Fund, LLC · CIK 0001451964 · 10% owner Foundation Capital, LLC · CIK 0001615420 · 10% owner Vassallo Steven · CIK 0001567929 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Foundation Capital, LLC Disclosed balance after: 268 F4 · kind: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Foundation Capital Management Co. VI, L.L.C. effected following the close of the trading market on October 3, 2016 without consideration to its members. Transaction pursuant to a 10b5-1 Plan dated May 18, 2016. F6 · ownership.nature: Paul R. Holland, Warren M. Weiss, Charles Moldow and Steve Vassallo are managers of Foundation Capital, LLC. Foundation Capital, LLC is under common control with Foundation Capital Management Co. VI, L.L.C. As such, each of the managers may be deemed to share voting and investment power over the shares owned by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. Each of the managers disclaim beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein. Read SEC document
October 03, 2016 Filed Oct 5, 2016 16:01 UTC	TUBEMOGUL INC TUBE · Entity 180224	OtherCommon Stock	41,366	$0.00	$0.00	Disclosure SEC source: 0001209191-16-144852 · doc4.xml · nonDerivative · entry 4 Foundation Capital Management Co. VI, LLC · CIK 0001451965 · 10% owner FOUNDATION CAPITAL VI LP · CIK 0001433196 · 10% owner Foundation Capital VI Principals Fund, LLC · CIK 0001451964 · 10% owner Foundation Capital, LLC · CIK 0001615420 · 10% owner Vassallo Steven · CIK 0001567929 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Foundation Capital VI Principals Fund, LLC Disclosed balance after: 0 F5 · kind: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Foundation Capital VI Principals Fund, LLC effected following the close of the trading market on October 3, 2016 without consideration to its members. Transaction pursuant to a 10b5-1 Plan dated May 18, 2016. F2 · ownership.nature: Foundation Capital Management Co. VI, L.L.C. is the sole general partner of Foundation Capital VI, L.P. and the sole manager of Foundation Capital VI Principals Fund, LLC and has sole voting and investment power with respect to the shares held by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. William B. Elmore, Paul G. Koontz, Michael N. Schuh, Paul R. Holland, Steve P. Vassallo, Charles P. Moldow and Warren M. Weiss are managing members of Foundation Capital Management Co. VI, L.L.C., and may be deemed to share voting and investment power over the shares owned by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. Each of the managing members of Foundation Capital Management Co. VI, L.L.C. disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein. Read SEC document
October 03, 2016 Filed Oct 5, 2016 16:01 UTC	TUBEMOGUL INC TUBE · Entity 180224	OtherCommon Stock	100,425	$0.00	$0.00	Disclosure SEC source: 0001209191-16-144852 · doc4.xml · nonDerivative · entry 3 Foundation Capital Management Co. VI, LLC · CIK 0001451965 · 10% owner FOUNDATION CAPITAL VI LP · CIK 0001433196 · 10% owner Foundation Capital VI Principals Fund, LLC · CIK 0001451964 · 10% owner Foundation Capital, LLC · CIK 0001615420 · 10% owner Vassallo Steven · CIK 0001567929 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Foundation Capital Management Co. VI, L.L.C. Disclosed balance after: 0 F4 · kind: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Foundation Capital Management Co. VI, L.L.C. effected following the close of the trading market on October 3, 2016 without consideration to its members. Transaction pursuant to a 10b5-1 Plan dated May 18, 2016. F2 · ownership.nature: Foundation Capital Management Co. VI, L.L.C. is the sole general partner of Foundation Capital VI, L.P. and the sole manager of Foundation Capital VI Principals Fund, LLC and has sole voting and investment power with respect to the shares held by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. William B. Elmore, Paul G. Koontz, Michael N. Schuh, Paul R. Holland, Steve P. Vassallo, Charles P. Moldow and Warren M. Weiss are managing members of Foundation Capital Management Co. VI, L.L.C., and may be deemed to share voting and investment power over the shares owned by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. Each of the managing members of Foundation Capital Management Co. VI, L.L.C. disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein. Read SEC document
October 03, 2016 Filed Oct 5, 2016 16:01 UTC	TUBEMOGUL INC TUBE · Entity 180224	OtherCommon Stock	100,425	$0.00	$0.00	Disclosure SEC source: 0001209191-16-144852 · doc4.xml · nonDerivative · entry 2 Foundation Capital Management Co. VI, LLC · CIK 0001451965 · 10% owner FOUNDATION CAPITAL VI LP · CIK 0001433196 · 10% owner Foundation Capital VI Principals Fund, LLC · CIK 0001451964 · 10% owner Foundation Capital, LLC · CIK 0001615420 · 10% owner Vassallo Steven · CIK 0001567929 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Foundation Capital Management Co. VI, L.L.C. Disclosed balance after: 100,425 F3 · kind: Represents a change in the form of ownership from indirect to direct by virtue of the receipt of shares in the pro-rata in-kind distribution of Common Stock of the Issuer by Foundation Capital VI, L.P. described in footnote (1) above. F2 · ownership.nature: Foundation Capital Management Co. VI, L.L.C. is the sole general partner of Foundation Capital VI, L.P. and the sole manager of Foundation Capital VI Principals Fund, LLC and has sole voting and investment power with respect to the shares held by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. William B. Elmore, Paul G. Koontz, Michael N. Schuh, Paul R. Holland, Steve P. Vassallo, Charles P. Moldow and Warren M. Weiss are managing members of Foundation Capital Management Co. VI, L.L.C., and may be deemed to share voting and investment power over the shares owned by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. Each of the managing members of Foundation Capital Management Co. VI, L.L.C. disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein. Read SEC document
October 03, 2016 Filed Oct 5, 2016 16:01 UTC	TUBEMOGUL INC TUBE · Entity 180224	OtherCommon Stock	390,000	$0.00	$0.00	Disclosure SEC source: 0001209191-16-144852 · doc4.xml · nonDerivative · entry 1 Foundation Capital Management Co. VI, LLC · CIK 0001451965 · 10% owner FOUNDATION CAPITAL VI LP · CIK 0001433196 · 10% owner Foundation Capital VI Principals Fund, LLC · CIK 0001451964 · 10% owner Foundation Capital, LLC · CIK 0001615420 · 10% owner Vassallo Steven · CIK 0001567929 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Foundation Capital VI, L.P. Disclosed balance after: 5,848,097 F1 · kind: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Foundation Capital VI, L.P. effected following the close of the trading market on October 3, 2016 without consideration to its limited partners and its general partner, Foundation Capital Management Co. VI, L.L.C. Transaction pursuant to a 10b5-1 Plan dated May 18, 2016. F2 · ownership.nature: Foundation Capital Management Co. VI, L.L.C. is the sole general partner of Foundation Capital VI, L.P. and the sole manager of Foundation Capital VI Principals Fund, LLC and has sole voting and investment power with respect to the shares held by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. William B. Elmore, Paul G. Koontz, Michael N. Schuh, Paul R. Holland, Steve P. Vassallo, Charles P. Moldow and Warren M. Weiss are managing members of Foundation Capital Management Co. VI, L.L.C., and may be deemed to share voting and investment power over the shares owned by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. Each of the managing members of Foundation Capital Management Co. VI, L.L.C. disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein. Read SEC document
September 29, 2016 Filed Oct 5, 2016 16:02 UTC	TUBEMOGUL INC TUBE · Entity 180224	GiftCommon Stock	9,072	$0.00	$0.00	Disclosure SEC source: 0001209191-16-144857 · doc4.xml · nonDerivative · entry 12 Foundation Capital Management Co. VI, LLC · CIK 0001451965 · 10% owner FOUNDATION CAPITAL VI LP · CIK 0001433196 · 10% owner Foundation Capital VI Principals Fund, LLC · CIK 0001451964 · 10% owner Foundation Capital, LLC · CIK 0001615420 · 10% owner HOLLAND PAUL R · CIK 0001205501 · 10% owner KOONTZ PAUL G · CIK 0001205496 · 10% owner SCHUH MICHAEL N · CIK 0001205498 · 10% owner ELMORE WILLIAM B · CIK 0001078748 · 10% owner Weiss Warren M · CIK 0001399347 · 10% owner Moldow Charles · CIK 0001452009 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By William B. Elmore Gift Fund Disclosed balance after: 9,072 F11 · kind: On September 29, 2016, William B. Elmore, as trustee of the William B. Elmore Revocable Trust (the "Donor"), transferred by way of gift an aggregate of 9,072 shares of Common Stock of the Company registered in the name of the Donor to the William B. Elmore Gift Fund. The Donor received no consideration for this transfer and the transfer is a bona fide gift. Read SEC document
September 29, 2016 Filed Oct 5, 2016 16:01 UTC	TUBEMOGUL INC TUBE · Entity 180224	GiftCommon Stock	9,072	$0.00	$0.00	Disclosure SEC source: 0001209191-16-144852 · doc4.xml · nonDerivative · entry 12 Foundation Capital Management Co. VI, LLC · CIK 0001451965 · 10% owner FOUNDATION CAPITAL VI LP · CIK 0001433196 · 10% owner Foundation Capital VI Principals Fund, LLC · CIK 0001451964 · 10% owner Foundation Capital, LLC · CIK 0001615420 · 10% owner Vassallo Steven · CIK 0001567929 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By William B. Elmore Gift Fund Disclosed balance after: 9,072 F11 · kind: On September 29, 2016, William B. Elmore, as trustee of the William B. Elmore Revocable Trust (the "Donor"), transferred by way of gift an aggregate of 9,072 shares of Common Stock of the Company registered in the name of the Donor to the William B. Elmore Gift Fund. The Donor received no consideration for this transfer and the transfer is a bona fide gift. Read SEC document
September 13, 2016 Filed Sep 13, 2016 19:43 UTC	Sunrun Inc. RUN · Entity 4507	SaleCommon Stock	755	$5.73	$4,326.15	Disclosure SEC source: 0001209191-16-141301 · doc4.xml · nonDerivative · entry 23 Foundation Capital Management Co. VI, LLC · CIK 0001451965 · 10% owner Foundation Capital VI Principals Fund, LLC · CIK 0001451964 · 10% owner FOUNDATION CAPITAL VI LP · CIK 0001433196 · 10% owner Foundation Capital, LLC · CIK 0001615420 · 10% owner ELMORE WILLIAM B · CIK 0001078748 · 10% owner HOLLAND PAUL R · CIK 0001205501 · 10% owner KOONTZ PAUL G · CIK 0001205496 · 10% owner Moldow Charles · CIK 0001452009 · 10% owner SCHUH MICHAEL N · CIK 0001205498 · 10% owner Weiss Warren M · CIK 0001399347 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Foundation Capital, LLC Disclosed balance after: 0 F22 · kind: On September 13, 2016, Foundation Capital, LLC sold 755 shares of stock pursuant to a 10b5-1 Plan dated May 31, 2016. F23 · price: Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $5.61 to $5.99 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F4 · ownership.nature: Paul R. Holland, Warren M. Weiss, Charles Moldow and Steve P. Vassallo are managers of Foundation Capital, LLC. Foundation Capital, LLC is under common control with Foundation Capital Management Co. VI, L.L.C. As such, each of the managers may be deemed to share voting and investment power over the shares owned by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. Each of the managers disclaim beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein. Mr. Vassallo is a member of the Board of Directors of the Issuer and, accordingly, files separate Section 16 reports. Read SEC document
September 13, 2016 Filed Sep 13, 2016 19:43 UTC	Sunrun Inc. RUN · Entity 4507	SaleCommon Stock	37,060	$5.82	$215,689.20	Disclosure SEC source: 0001209191-16-141301 · doc4.xml · nonDerivative · entry 22 Foundation Capital Management Co. VI, LLC · CIK 0001451965 · 10% owner Foundation Capital VI Principals Fund, LLC · CIK 0001451964 · 10% owner FOUNDATION CAPITAL VI LP · CIK 0001433196 · 10% owner Foundation Capital, LLC · CIK 0001615420 · 10% owner ELMORE WILLIAM B · CIK 0001078748 · 10% owner HOLLAND PAUL R · CIK 0001205501 · 10% owner KOONTZ PAUL G · CIK 0001205496 · 10% owner Moldow Charles · CIK 0001452009 · 10% owner SCHUH MICHAEL N · CIK 0001205498 · 10% owner Weiss Warren M · CIK 0001399347 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Moldow Family Trust dated 11/11/2003 Disclosed balance after: 18,846 F19 · kind: Transaction pursuant to a 10b5-1 Plan dated May 31, 2016. F21 · price: Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $5.62 to $5.81 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F2 · ownership.nature: Foundation Capital Management Co. VI, L.L.C. ("FCM VI") is the sole general partner and manager of Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC, respectively, and has sole voting and investment power with respect to the shares held by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. William B. Elmore, Paul G. Koontz, Michael N. Schuh, Paul R. Holland, Steve P. Vassallo, Charles P. Moldow and Warren M. Weiss are managing members of FCM VI, and may be deemed to share voting and investment power over the shares owned by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. Each of the managing members disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein. Mr. Vassallo is a member of the Board of Directors of the Issuer and, accordingly, files separate Section 16 reports. F17 · ownership.nature: The shares are held by the Moldow Family Trust dated 11/11/2003 (the "Moldow Family Trust"). Charles P. Moldow is a trustee of the Moldow Family Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Moldow Family Trust except to the extent of his proportionate pecuniary interest therein. Read SEC document
September 13, 2016 Filed Sep 13, 2016 19:43 UTC	Sunrun Inc. RUN · Entity 4507	SaleCommon Stock	4,491	$5.82	$26,137.62	Disclosure SEC source: 0001209191-16-141301 · doc4.xml · nonDerivative · entry 21 Foundation Capital Management Co. VI, LLC · CIK 0001451965 · 10% owner Foundation Capital VI Principals Fund, LLC · CIK 0001451964 · 10% owner FOUNDATION CAPITAL VI LP · CIK 0001433196 · 10% owner Foundation Capital, LLC · CIK 0001615420 · 10% owner ELMORE WILLIAM B · CIK 0001078748 · 10% owner HOLLAND PAUL R · CIK 0001205501 · 10% owner KOONTZ PAUL G · CIK 0001205496 · 10% owner Moldow Charles · CIK 0001452009 · 10% owner SCHUH MICHAEL N · CIK 0001205498 · 10% owner Weiss Warren M · CIK 0001399347 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · The Moldow 2008 Children?s Trust Disclosed balance after: 0 F19 · kind: Transaction pursuant to a 10b5-1 Plan dated May 31, 2016. F20 · price: Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $5.64 to $6.00 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F2 · ownership.nature: Foundation Capital Management Co. VI, L.L.C. ("FCM VI") is the sole general partner and manager of Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC, respectively, and has sole voting and investment power with respect to the shares held by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. William B. Elmore, Paul G. Koontz, Michael N. Schuh, Paul R. Holland, Steve P. Vassallo, Charles P. Moldow and Warren M. Weiss are managing members of FCM VI, and may be deemed to share voting and investment power over the shares owned by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. Each of the managing members disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein. Mr. Vassallo is a member of the Board of Directors of the Issuer and, accordingly, files separate Section 16 reports. F18 · ownership.nature: The shares are held by The Moldow 2008 Children's Trust (the "Moldow Children's Trust"). Charles P. Moldow is a trustee of the Moldow Children's Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Moldow Children's Trust except to the extent of his proportionate pecuniary interest therein. Read SEC document
September 12, 2016 Filed Sep 13, 2016 19:43 UTC	Sunrun Inc. RUN · Entity 4507	OtherCommon Stock	4,491	$0.00	$0.00	Disclosure SEC source: 0001209191-16-141301 · doc4.xml · nonDerivative · entry 20 Foundation Capital Management Co. VI, LLC · CIK 0001451965 · 10% owner Foundation Capital VI Principals Fund, LLC · CIK 0001451964 · 10% owner FOUNDATION CAPITAL VI LP · CIK 0001433196 · 10% owner Foundation Capital, LLC · CIK 0001615420 · 10% owner ELMORE WILLIAM B · CIK 0001078748 · 10% owner HOLLAND PAUL R · CIK 0001205501 · 10% owner KOONTZ PAUL G · CIK 0001205496 · 10% owner Moldow Charles · CIK 0001452009 · 10% owner SCHUH MICHAEL N · CIK 0001205498 · 10% owner Weiss Warren M · CIK 0001399347 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · The Moldow 2008 Children?s Trust Disclosed balance after: 4,491 F6 · kind: Represents a change in the form of ownership from indirect to direct by virtue of the receipt of shares in the pro-rata in-kind distribution of Common Stock of the Issuer by Foundation Capital VI, L.P. described in footnote 1 above. F2 · ownership.nature: Foundation Capital Management Co. VI, L.L.C. ("FCM VI") is the sole general partner and manager of Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC, respectively, and has sole voting and investment power with respect to the shares held by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. William B. Elmore, Paul G. Koontz, Michael N. Schuh, Paul R. Holland, Steve P. Vassallo, Charles P. Moldow and Warren M. Weiss are managing members of FCM VI, and may be deemed to share voting and investment power over the shares owned by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. Each of the managing members disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein. Mr. Vassallo is a member of the Board of Directors of the Issuer and, accordingly, files separate Section 16 reports. F18 · ownership.nature: The shares are held by The Moldow 2008 Children's Trust (the "Moldow Children's Trust"). Charles P. Moldow is a trustee of the Moldow Children's Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Moldow Children's Trust except to the extent of his proportionate pecuniary interest therein. Read SEC document
September 12, 2016 Filed Sep 13, 2016 19:43 UTC	Sunrun Inc. RUN · Entity 4507	OtherCommon Stock	1,605	$0.00	$0.00	Disclosure SEC source: 0001209191-16-141301 · doc4.xml · nonDerivative · entry 19 Foundation Capital Management Co. VI, LLC · CIK 0001451965 · 10% owner Foundation Capital VI Principals Fund, LLC · CIK 0001451964 · 10% owner FOUNDATION CAPITAL VI LP · CIK 0001433196 · 10% owner Foundation Capital, LLC · CIK 0001615420 · 10% owner ELMORE WILLIAM B · CIK 0001078748 · 10% owner HOLLAND PAUL R · CIK 0001205501 · 10% owner KOONTZ PAUL G · CIK 0001205496 · 10% owner Moldow Charles · CIK 0001452009 · 10% owner SCHUH MICHAEL N · CIK 0001205498 · 10% owner Weiss Warren M · CIK 0001399347 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Moldow Family Trust dated 11/11/2003 Disclosed balance after: 55,906 F8 · kind: Represents a change in the form of ownership from indirect to direct by virtue of the receipt of shares in the pro-rata in-kind distribution of Common Stock of the Issuer by Foundation Capital VI Principals Fund, LLC described in footnote 5 above. F2 · ownership.nature: Foundation Capital Management Co. VI, L.L.C. ("FCM VI") is the sole general partner and manager of Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC, respectively, and has sole voting and investment power with respect to the shares held by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. William B. Elmore, Paul G. Koontz, Michael N. Schuh, Paul R. Holland, Steve P. Vassallo, Charles P. Moldow and Warren M. Weiss are managing members of FCM VI, and may be deemed to share voting and investment power over the shares owned by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. Each of the managing members disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein. Mr. Vassallo is a member of the Board of Directors of the Issuer and, accordingly, files separate Section 16 reports. F17 · ownership.nature: The shares are held by the Moldow Family Trust dated 11/11/2003 (the "Moldow Family Trust"). Charles P. Moldow is a trustee of the Moldow Family Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Moldow Family Trust except to the extent of his proportionate pecuniary interest therein. Read SEC document
September 12, 2016 Filed Sep 13, 2016 19:43 UTC	Sunrun Inc. RUN · Entity 4507	OtherCommon Stock	35,455	$0.00	$0.00	Disclosure SEC source: 0001209191-16-141301 · doc4.xml · nonDerivative · entry 18 Foundation Capital Management Co. VI, LLC · CIK 0001451965 · 10% owner Foundation Capital VI Principals Fund, LLC · CIK 0001451964 · 10% owner FOUNDATION CAPITAL VI LP · CIK 0001433196 · 10% owner Foundation Capital, LLC · CIK 0001615420 · 10% owner ELMORE WILLIAM B · CIK 0001078748 · 10% owner HOLLAND PAUL R · CIK 0001205501 · 10% owner KOONTZ PAUL G · CIK 0001205496 · 10% owner Moldow Charles · CIK 0001452009 · 10% owner SCHUH MICHAEL N · CIK 0001205498 · 10% owner Weiss Warren M · CIK 0001399347 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Moldow Family Trust dated 11/11/2003 Disclosed balance after: 54,301 F6 · kind: Represents a change in the form of ownership from indirect to direct by virtue of the receipt of shares in the pro-rata in-kind distribution of Common Stock of the Issuer by Foundation Capital VI, L.P. described in footnote 1 above. F2 · ownership.nature: Foundation Capital Management Co. VI, L.L.C. ("FCM VI") is the sole general partner and manager of Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC, respectively, and has sole voting and investment power with respect to the shares held by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. William B. Elmore, Paul G. Koontz, Michael N. Schuh, Paul R. Holland, Steve P. Vassallo, Charles P. Moldow and Warren M. Weiss are managing members of FCM VI, and may be deemed to share voting and investment power over the shares owned by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. Each of the managing members disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein. Mr. Vassallo is a member of the Board of Directors of the Issuer and, accordingly, files separate Section 16 reports. F17 · ownership.nature: The shares are held by the Moldow Family Trust dated 11/11/2003 (the "Moldow Family Trust"). Charles P. Moldow is a trustee of the Moldow Family Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Moldow Family Trust except to the extent of his proportionate pecuniary interest therein. Read SEC document
September 12, 2016 Filed Sep 13, 2016 19:43 UTC	Sunrun Inc. RUN · Entity 4507	OtherCommon Stock	5,541	$0.00	$0.00	Disclosure SEC source: 0001209191-16-141301 · doc4.xml · nonDerivative · entry 17 Foundation Capital Management Co. VI, LLC · CIK 0001451965 · 10% owner Foundation Capital VI Principals Fund, LLC · CIK 0001451964 · 10% owner FOUNDATION CAPITAL VI LP · CIK 0001433196 · 10% owner Foundation Capital, LLC · CIK 0001615420 · 10% owner ELMORE WILLIAM B · CIK 0001078748 · 10% owner HOLLAND PAUL R · CIK 0001205501 · 10% owner KOONTZ PAUL G · CIK 0001205496 · 10% owner Moldow Charles · CIK 0001452009 · 10% owner SCHUH MICHAEL N · CIK 0001205498 · 10% owner Weiss Warren M · CIK 0001399347 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Shane T. Weiss GST Exempt Trust Disclosed balance after: 17,418 F6 · kind: Represents a change in the form of ownership from indirect to direct by virtue of the receipt of shares in the pro-rata in-kind distribution of Common Stock of the Issuer by Foundation Capital VI, L.P. described in footnote 1 above. F2 · ownership.nature: Foundation Capital Management Co. VI, L.L.C. ("FCM VI") is the sole general partner and manager of Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC, respectively, and has sole voting and investment power with respect to the shares held by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. William B. Elmore, Paul G. Koontz, Michael N. Schuh, Paul R. Holland, Steve P. Vassallo, Charles P. Moldow and Warren M. Weiss are managing members of FCM VI, and may be deemed to share voting and investment power over the shares owned by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. Each of the managing members disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein. Mr. Vassallo is a member of the Board of Directors of the Issuer and, accordingly, files separate Section 16 reports. F16 · ownership.nature: The shares are held by the SHANE T. WEISS GST EXEMPT TRUST (the "SHANE Trust"), a trust controlled by or for the benefit of one or more of Warren M. Weiss' family members. The Reporting Person disclaims beneficial ownership of the shares held by the SHANE Trust except to the extent of his proportionate pecuniary interest therein. Read SEC document
September 12, 2016 Filed Sep 13, 2016 19:43 UTC	Sunrun Inc. RUN · Entity 4507	OtherCommon Stock	5,541	$0.00	$0.00	Disclosure SEC source: 0001209191-16-141301 · doc4.xml · nonDerivative · entry 16 Foundation Capital Management Co. VI, LLC · CIK 0001451965 · 10% owner Foundation Capital VI Principals Fund, LLC · CIK 0001451964 · 10% owner FOUNDATION CAPITAL VI LP · CIK 0001433196 · 10% owner Foundation Capital, LLC · CIK 0001615420 · 10% owner ELMORE WILLIAM B · CIK 0001078748 · 10% owner HOLLAND PAUL R · CIK 0001205501 · 10% owner KOONTZ PAUL G · CIK 0001205496 · 10% owner Moldow Charles · CIK 0001452009 · 10% owner SCHUH MICHAEL N · CIK 0001205498 · 10% owner Weiss Warren M · CIK 0001399347 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Ally L. Weiss GST Exempt Trust Disclosed balance after: 17,418 F6 · kind: Represents a change in the form of ownership from indirect to direct by virtue of the receipt of shares in the pro-rata in-kind distribution of Common Stock of the Issuer by Foundation Capital VI, L.P. described in footnote 1 above. F2 · ownership.nature: Foundation Capital Management Co. VI, L.L.C. ("FCM VI") is the sole general partner and manager of Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC, respectively, and has sole voting and investment power with respect to the shares held by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. William B. Elmore, Paul G. Koontz, Michael N. Schuh, Paul R. Holland, Steve P. Vassallo, Charles P. Moldow and Warren M. Weiss are managing members of FCM VI, and may be deemed to share voting and investment power over the shares owned by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. Each of the managing members disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein. Mr. Vassallo is a member of the Board of Directors of the Issuer and, accordingly, files separate Section 16 reports. F15 · ownership.nature: The shares are held by the ALLY L. WEISS GST EXEMPT TRUST (the "ALLY Trust"), a trust controlled by or for the benefit of one or more of Warren M. Weiss' family members. The Reporting Person disclaims beneficial ownership of the shares held by the ALLY Trust except to the extent of his proportionate pecuniary interest therein. Read SEC document
September 12, 2016 Filed Sep 13, 2016 19:43 UTC	Sunrun Inc. RUN · Entity 4507	OtherCommon Stock	5,349	$0.00	$0.00	Disclosure SEC source: 0001209191-16-141301 · doc4.xml · nonDerivative · entry 15 Foundation Capital Management Co. VI, LLC · CIK 0001451965 · 10% owner Foundation Capital VI Principals Fund, LLC · CIK 0001451964 · 10% owner FOUNDATION CAPITAL VI LP · CIK 0001433196 · 10% owner Foundation Capital, LLC · CIK 0001615420 · 10% owner ELMORE WILLIAM B · CIK 0001078748 · 10% owner HOLLAND PAUL R · CIK 0001205501 · 10% owner KOONTZ PAUL G · CIK 0001205496 · 10% owner Moldow Charles · CIK 0001452009 · 10% owner SCHUH MICHAEL N · CIK 0001205498 · 10% owner Weiss Warren M · CIK 0001399347 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Warren M. Weiss Trust UA dated 7/20/2005 Disclosed balance after: 104,169 F8 · kind: Represents a change in the form of ownership from indirect to direct by virtue of the receipt of shares in the pro-rata in-kind distribution of Common Stock of the Issuer by Foundation Capital VI Principals Fund, LLC described in footnote 5 above. F2 · ownership.nature: Foundation Capital Management Co. VI, L.L.C. ("FCM VI") is the sole general partner and manager of Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC, respectively, and has sole voting and investment power with respect to the shares held by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. William B. Elmore, Paul G. Koontz, Michael N. Schuh, Paul R. Holland, Steve P. Vassallo, Charles P. Moldow and Warren M. Weiss are managing members of FCM VI, and may be deemed to share voting and investment power over the shares owned by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. Each of the managing members disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein. Mr. Vassallo is a member of the Board of Directors of the Issuer and, accordingly, files separate Section 16 reports. Read SEC document
September 12, 2016 Filed Sep 13, 2016 19:43 UTC	Sunrun Inc. RUN · Entity 4507	OtherCommon Stock	29,814	$0.00	$0.00	Disclosure SEC source: 0001209191-16-141301 · doc4.xml · nonDerivative · entry 14 Foundation Capital Management Co. VI, LLC · CIK 0001451965 · 10% owner Foundation Capital VI Principals Fund, LLC · CIK 0001451964 · 10% owner FOUNDATION CAPITAL VI LP · CIK 0001433196 · 10% owner Foundation Capital, LLC · CIK 0001615420 · 10% owner ELMORE WILLIAM B · CIK 0001078748 · 10% owner HOLLAND PAUL R · CIK 0001205501 · 10% owner KOONTZ PAUL G · CIK 0001205496 · 10% owner Moldow Charles · CIK 0001452009 · 10% owner SCHUH MICHAEL N · CIK 0001205498 · 10% owner Weiss Warren M · CIK 0001399347 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Warren M. Weiss Trust UA dated 7/20/2005 Disclosed balance after: 98,820 F6 · kind: Represents a change in the form of ownership from indirect to direct by virtue of the receipt of shares in the pro-rata in-kind distribution of Common Stock of the Issuer by Foundation Capital VI, L.P. described in footnote 1 above. F2 · ownership.nature: Foundation Capital Management Co. VI, L.L.C. ("FCM VI") is the sole general partner and manager of Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC, respectively, and has sole voting and investment power with respect to the shares held by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. William B. Elmore, Paul G. Koontz, Michael N. Schuh, Paul R. Holland, Steve P. Vassallo, Charles P. Moldow and Warren M. Weiss are managing members of FCM VI, and may be deemed to share voting and investment power over the shares owned by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. Each of the managing members disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein. Mr. Vassallo is a member of the Board of Directors of the Issuer and, accordingly, files separate Section 16 reports. F14 · ownership.nature: The shares are held by The Warren M. Weiss Trust UA dated 7/20/2005 (the "Weiss Trust"). Warren M. Weiss is a trustee of the Weiss Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Weiss Trust except to the extent of his proportionate pecuniary interest therein. Read SEC document
September 12, 2016 Filed Sep 13, 2016 19:43 UTC	Sunrun Inc. RUN · Entity 4507	OtherCommon Stock	2,674	$0.00	$0.00	Disclosure SEC source: 0001209191-16-141301 · doc4.xml · nonDerivative · entry 13 Foundation Capital Management Co. VI, LLC · CIK 0001451965 · 10% owner Foundation Capital VI Principals Fund, LLC · CIK 0001451964 · 10% owner FOUNDATION CAPITAL VI LP · CIK 0001433196 · 10% owner Foundation Capital, LLC · CIK 0001615420 · 10% owner ELMORE WILLIAM B · CIK 0001078748 · 10% owner HOLLAND PAUL R · CIK 0001205501 · 10% owner KOONTZ PAUL G · CIK 0001205496 · 10% owner Moldow Charles · CIK 0001452009 · 10% owner SCHUH MICHAEL N · CIK 0001205498 · 10% owner Weiss Warren M · CIK 0001399347 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Michael N. & Mary G. Schuh 1990 Family Trust Disclosed balance after: 43,561 F8 · kind: Represents a change in the form of ownership from indirect to direct by virtue of the receipt of shares in the pro-rata in-kind distribution of Common Stock of the Issuer by Foundation Capital VI Principals Fund, LLC described in footnote 5 above. F2 · ownership.nature: Foundation Capital Management Co. VI, L.L.C. ("FCM VI") is the sole general partner and manager of Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC, respectively, and has sole voting and investment power with respect to the shares held by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. William B. Elmore, Paul G. Koontz, Michael N. Schuh, Paul R. Holland, Steve P. Vassallo, Charles P. Moldow and Warren M. Weiss are managing members of FCM VI, and may be deemed to share voting and investment power over the shares owned by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. Each of the managing members disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein. Mr. Vassallo is a member of the Board of Directors of the Issuer and, accordingly, files separate Section 16 reports. F13 · ownership.nature: The shares are held by the Michael N. & Mary G. Schuh 1990 Family Trust (the "Schuh Trust"). Michael N. Schuh is a trustee of the Schuh Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Schuh Trust except to the extent of his proportionate pecuniary interest therein. Read SEC document
September 12, 2016 Filed Sep 13, 2016 19:43 UTC	Sunrun Inc. RUN · Entity 4507	OtherCommon Stock	11,743	$0.00	$0.00	Disclosure SEC source: 0001209191-16-141301 · doc4.xml · nonDerivative · entry 12 Foundation Capital Management Co. VI, LLC · CIK 0001451965 · 10% owner Foundation Capital VI Principals Fund, LLC · CIK 0001451964 · 10% owner FOUNDATION CAPITAL VI LP · CIK 0001433196 · 10% owner Foundation Capital, LLC · CIK 0001615420 · 10% owner ELMORE WILLIAM B · CIK 0001078748 · 10% owner HOLLAND PAUL R · CIK 0001205501 · 10% owner KOONTZ PAUL G · CIK 0001205496 · 10% owner Moldow Charles · CIK 0001452009 · 10% owner SCHUH MICHAEL N · CIK 0001205498 · 10% owner Weiss Warren M · CIK 0001399347 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Michael N. & Mary G. Schuh 1990 Family Trust Disclosed balance after: 40,887 F6 · kind: Represents a change in the form of ownership from indirect to direct by virtue of the receipt of shares in the pro-rata in-kind distribution of Common Stock of the Issuer by Foundation Capital VI, L.P. described in footnote 1 above. F2 · ownership.nature: Foundation Capital Management Co. VI, L.L.C. ("FCM VI") is the sole general partner and manager of Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC, respectively, and has sole voting and investment power with respect to the shares held by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. William B. Elmore, Paul G. Koontz, Michael N. Schuh, Paul R. Holland, Steve P. Vassallo, Charles P. Moldow and Warren M. Weiss are managing members of FCM VI, and may be deemed to share voting and investment power over the shares owned by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. Each of the managing members disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein. Mr. Vassallo is a member of the Board of Directors of the Issuer and, accordingly, files separate Section 16 reports. F13 · ownership.nature: The shares are held by the Michael N. & Mary G. Schuh 1990 Family Trust (the "Schuh Trust"). Michael N. Schuh is a trustee of the Schuh Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Schuh Trust except to the extent of his proportionate pecuniary interest therein. Read SEC document
September 12, 2016 Filed Sep 13, 2016 19:43 UTC	Sunrun Inc. RUN · Entity 4507	OtherCommon Stock	6,685	$0.00	$0.00	Disclosure SEC source: 0001209191-16-141301 · doc4.xml · nonDerivative · entry 11 Foundation Capital Management Co. VI, LLC · CIK 0001451965 · 10% owner Foundation Capital VI Principals Fund, LLC · CIK 0001451964 · 10% owner FOUNDATION CAPITAL VI LP · CIK 0001433196 · 10% owner Foundation Capital, LLC · CIK 0001615420 · 10% owner ELMORE WILLIAM B · CIK 0001078748 · 10% owner HOLLAND PAUL R · CIK 0001205501 · 10% owner KOONTZ PAUL G · CIK 0001205496 · 10% owner Moldow Charles · CIK 0001452009 · 10% owner SCHUH MICHAEL N · CIK 0001205498 · 10% owner Weiss Warren M · CIK 0001399347 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Koontz Revocable Trust U/A/D 6/29/1998 Disclosed balance after: 21,879 F6 · kind: Represents a change in the form of ownership from indirect to direct by virtue of the receipt of shares in the pro-rata in-kind distribution of Common Stock of the Issuer by Foundation Capital VI, L.P. described in footnote 1 above. F2 · ownership.nature: Foundation Capital Management Co. VI, L.L.C. ("FCM VI") is the sole general partner and manager of Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC, respectively, and has sole voting and investment power with respect to the shares held by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. William B. Elmore, Paul G. Koontz, Michael N. Schuh, Paul R. Holland, Steve P. Vassallo, Charles P. Moldow and Warren M. Weiss are managing members of FCM VI, and may be deemed to share voting and investment power over the shares owned by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. Each of the managing members disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein. Mr. Vassallo is a member of the Board of Directors of the Issuer and, accordingly, files separate Section 16 reports. F12 · ownership.nature: The shares are held by the Koontz Revocable Trust U/A/D 6/29/1998 (the "Koontz Trust"). Paul G. Koontz is a trustee of the Koontz Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Koontz Trust except to the extent of his proportionate pecuniary interest therein. Read SEC document
September 12, 2016 Filed Sep 13, 2016 19:43 UTC	Sunrun Inc. RUN · Entity 4507	OtherCommon Stock	2,674	$0.00	$0.00	Disclosure SEC source: 0001209191-16-141301 · doc4.xml · nonDerivative · entry 10 Foundation Capital Management Co. VI, LLC · CIK 0001451965 · 10% owner Foundation Capital VI Principals Fund, LLC · CIK 0001451964 · 10% owner FOUNDATION CAPITAL VI LP · CIK 0001433196 · 10% owner Foundation Capital, LLC · CIK 0001615420 · 10% owner ELMORE WILLIAM B · CIK 0001078748 · 10% owner HOLLAND PAUL R · CIK 0001205501 · 10% owner KOONTZ PAUL G · CIK 0001205496 · 10% owner Moldow Charles · CIK 0001452009 · 10% owner SCHUH MICHAEL N · CIK 0001205498 · 10% owner Weiss Warren M · CIK 0001399347 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Holland/Yates Family Trust dtd 7/23/1999 Disclosed balance after: 59,989 F8 · kind: Represents a change in the form of ownership from indirect to direct by virtue of the receipt of shares in the pro-rata in-kind distribution of Common Stock of the Issuer by Foundation Capital VI Principals Fund, LLC described in footnote 5 above. F10 · ownership.nature: The shares are held by the Holland/Yates Family Trust dtd 7/23/1999 (the "Holland Family Trust"). Paul R. Holland is a trustee of the Holland Family Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Holland Family Trust except to the extent of his proportionate pecuniary interest therein. Read SEC document
September 12, 2016 Filed Sep 13, 2016 19:43 UTC	Sunrun Inc. RUN · Entity 4507	OtherCommon Stock	4,124	$0.00	$0.00	Disclosure SEC source: 0001209191-16-141301 · doc4.xml · nonDerivative · entry 9 Foundation Capital Management Co. VI, LLC · CIK 0001451965 · 10% owner Foundation Capital VI Principals Fund, LLC · CIK 0001451964 · 10% owner FOUNDATION CAPITAL VI LP · CIK 0001433196 · 10% owner Foundation Capital, LLC · CIK 0001615420 · 10% owner ELMORE WILLIAM B · CIK 0001078748 · 10% owner HOLLAND PAUL R · CIK 0001205501 · 10% owner KOONTZ PAUL G · CIK 0001205496 · 10% owner Moldow Charles · CIK 0001452009 · 10% owner SCHUH MICHAEL N · CIK 0001205498 · 10% owner Weiss Warren M · CIK 0001399347 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By The Holland Childrens Trust Disclosed balance after: 13,656 F6 · kind: Represents a change in the form of ownership from indirect to direct by virtue of the receipt of shares in the pro-rata in-kind distribution of Common Stock of the Issuer by Foundation Capital VI, L.P. described in footnote 1 above. F2 · ownership.nature: Foundation Capital Management Co. VI, L.L.C. ("FCM VI") is the sole general partner and manager of Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC, respectively, and has sole voting and investment power with respect to the shares held by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. William B. Elmore, Paul G. Koontz, Michael N. Schuh, Paul R. Holland, Steve P. Vassallo, Charles P. Moldow and Warren M. Weiss are managing members of FCM VI, and may be deemed to share voting and investment power over the shares owned by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. Each of the managing members disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein. Mr. Vassallo is a member of the Board of Directors of the Issuer and, accordingly, files separate Section 16 reports. F11 · ownership.nature: The shares are held by The Holland Children's Trust (the "Holland Children's Trust"). Paul R. Holland is a trustee of the Holland Children's Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Holland Children's Trust except to the extent of his proportionate pecuniary interest therein. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.