organization · Reporting owner
Foundation Capital Management Co. VI, LLC
Disclosed activity across 3 companies
Sign in to followReported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (3)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Itron Networked Solutions, Inc.
Report date January 05, 2018 · Filed January 09, 2018
Jointly reported with FOUNDATION CAPITAL MANAGEMENT CO IV LLC, FC IV ACTIVE ADVISORS FUND LLC, Foundation Capital IV Principals Fund, LLC, FOUNDATION CAPITAL IV LP, Foundation Capital VI Principals Fund, LLC, FOUNDATION CAPITAL VI LP, Foundation Capital, LLC
Section 16 reporting ended · disclosed 2018-01-09. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Foundation Capital IV, L.P. | 0 |
Reported balance
After 2018-01-05 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2018-01-05 · Other · Disposed 10,307,012 · Balance 0 F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of September 17, 2017, by and among the Issuer, Itron, Inc. and Ivory Merger Sub, Inc. (the "Merger Agreement") in exchange for cash consideration of $16.25 per share. F2: Foundation Capital Management Co. IV, LLC is the general partner of Foundation Capital IV, L.P., FC IV Active Advisors Fund, LLC and Foundation Capital IV Principals Fund, LLC. William B. Elmore, Paul G. Koontz, Michael N. Schuh, Paul R. Holland and Warren M. Weiss are managing members of Foundation Capital Management Co. IV, LLC, and may be deemed to share voting and investment power over the shares owned by Foundation Capital IV, L.P., FC IV Active Advisors Fund, LLC and Foundation Capital IV Principals Fund, LLC. Warren M. Weiss is a director of the Issuer and, accordingly, files separate Section 16 reports. Each of the managing members of Foundation Capital Management Co. IV, LLC disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy Foundation Capital, LLC | 0 |
Reported balance
After 2018-01-05 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2018-01-05 · Other · Disposed 686 · Balance 0 F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of September 17, 2017, by and among the Issuer, Itron, Inc. and Ivory Merger Sub, Inc. (the "Merger Agreement") in exchange for cash consideration of $16.25 per share. F3: Paul R. Holland, Warren M. Weiss, Charles Moldow and Steve Vassallo are managers of Foundation Capital, LLC. Foundation Capital, LLC is under common control with Foundation Capital Management Co. IV, LLC and Foundation Capital Management Co. VI, LLC. As such, each of the managers may be deemed to share voting and investment power over the shares owned by Foundation Capital IV, L.P., FC IV Active Advisors Fund, LLC, Foundation Capital IV Principals Fund, LLC, Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. Each of the managers disclaim beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy: FC IV Active Advisors Fund, LLC | 0 |
Reported balance
After 2018-01-05 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2018-01-05 · Other · Disposed 84,866 · Balance 0 F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of September 17, 2017, by and among the Issuer, Itron, Inc. and Ivory Merger Sub, Inc. (the "Merger Agreement") in exchange for cash consideration of $16.25 per share. F2: Foundation Capital Management Co. IV, LLC is the general partner of Foundation Capital IV, L.P., FC IV Active Advisors Fund, LLC and Foundation Capital IV Principals Fund, LLC. William B. Elmore, Paul G. Koontz, Michael N. Schuh, Paul R. Holland and Warren M. Weiss are managing members of Foundation Capital Management Co. IV, LLC, and may be deemed to share voting and investment power over the shares owned by Foundation Capital IV, L.P., FC IV Active Advisors Fund, LLC and Foundation Capital IV Principals Fund, LLC. Warren M. Weiss is a director of the Issuer and, accordingly, files separate Section 16 reports. Each of the managing members of Foundation Capital Management Co. IV, LLC disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy: Foundation Capital IV Principals Fund, LLC | 0 |
Reported balance
After 2018-01-05 transaction · row 4
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 4 · 2018-01-05 · Other · Disposed 91,204 · Balance 0 F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of September 17, 2017, by and among the Issuer, Itron, Inc. and Ivory Merger Sub, Inc. (the "Merger Agreement") in exchange for cash consideration of $16.25 per share. F2: Foundation Capital Management Co. IV, LLC is the general partner of Foundation Capital IV, L.P., FC IV Active Advisors Fund, LLC and Foundation Capital IV Principals Fund, LLC. William B. Elmore, Paul G. Koontz, Michael N. Schuh, Paul R. Holland and Warren M. Weiss are managing members of Foundation Capital Management Co. IV, LLC, and may be deemed to share voting and investment power over the shares owned by Foundation Capital IV, L.P., FC IV Active Advisors Fund, LLC and Foundation Capital IV Principals Fund, LLC. Warren M. Weiss is a director of the Issuer and, accordingly, files separate Section 16 reports. Each of the managing members of Foundation Capital Management Co. IV, LLC disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of September 17, 2017, by and among the Issuer, Itron, Inc. and Ivory Merger Sub, Inc. (the "Merger Agreement") in exchange for cash consideration of $16.25 per share.
F2: Foundation Capital Management Co. IV, LLC is the general partner of Foundation Capital IV, L.P., FC IV Active Advisors Fund, LLC and Foundation Capital IV Principals Fund, LLC. William B. Elmore, Paul G. Koontz, Michael N. Schuh, Paul R. Holland and Warren M. Weiss are managing members of Foundation Capital Management Co. IV, LLC, and may be deemed to share voting and investment power over the shares owned by Foundation Capital IV, L.P., FC IV Active Advisors Fund, LLC and Foundation Capital IV Principals Fund, LLC. Warren M. Weiss is a director of the Issuer and, accordingly, files separate Section 16 reports. Each of the managing members of Foundation Capital Management Co. IV, LLC disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein.
F3: Paul R. Holland, Warren M. Weiss, Charles Moldow and Steve Vassallo are managers of Foundation Capital, LLC. Foundation Capital, LLC is under common control with Foundation Capital Management Co. IV, LLC and Foundation Capital Management Co. VI, LLC. As such, each of the managers may be deemed to share voting and investment power over the shares owned by Foundation Capital IV, L.P., FC IV Active Advisors Fund, LLC, Foundation Capital IV Principals Fund, LLC, Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. Each of the managers disclaim beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein.
Sunrun Inc.
Report date August 24, 2017 · Filed August 25, 2017
Jointly reported with Foundation Capital VI Principals Fund, LLC, FOUNDATION CAPITAL VI LP, Foundation Capital, LLC, ELMORE WILLIAM B, HOLLAND PAUL R, KOONTZ PAUL G, Moldow Charles, SCHUH MICHAEL N, Weiss Warren M
Section 16 reporting ended · disclosed 2017-08-25. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Foundation Capital VI, L.P. | 9,741,468 |
Reported balance
After 2017-08-24 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2017-08-24 · Other · Disposed 1,100,000 · Balance 9,741,468 F1: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Foundation Capital VI, L.P. effected following the close of the trading market on August 24, 2017 without consideration to its limited partners and its general partner, Foundation Capital Management Co. VI, L.L.C. Transaction pursuant to a 10b5-1 Plan dated May 31, 2016. F2: Foundation Capital Management Co. VI, L.L.C. ("FCM VI") is the sole general partner and manager of Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC, respectively, and has sole voting and investment power with respect to the shares held by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. William B. Elmore, Paul G. Koontz, Michael N. Schuh, Paul R. Holland, Steve P. Vassallo, Charles P. Moldow and Warren M. Weiss are managing members of FCM VI, and may be deemed to share voting and investment power over the shares owned by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. Each of the managing members disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein. Mr. Vassallo is a member of the Board of Directors of the Issuer and, accordingly, files separate Section 16 reports. |
| Common StockSEC Table I · non-derivative | IndirectBy Foundation Capital Management Co. VI, L.L.C. | 0 |
Last balance in matching sequence
After 2017-08-24 transaction · row 3
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 2 · 2017-08-24 · Other · Acquired 283,250 · Balance 283,250 F2: Foundation Capital Management Co. VI, L.L.C. ("FCM VI") is the sole general partner and manager of Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC, respectively, and has sole voting and investment power with respect to the shares held by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. William B. Elmore, Paul G. Koontz, Michael N. Schuh, Paul R. Holland, Steve P. Vassallo, Charles P. Moldow and Warren M. Weiss are managing members of FCM VI, and may be deemed to share voting and investment power over the shares owned by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. Each of the managing members disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein. Mr. Vassallo is a member of the Board of Directors of the Issuer and, accordingly, files separate Section 16 reports. Row 3 · 2017-08-24 · Other · Disposed 283,250 · Balance 0 F3: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Foundation Capital Management Co. VI, L.L.C. effected following the close of the trading market on August 24, 2017 without consideration to its members. Transaction pursuant to a 10b5-1 Plan dated May 31, 2016. F2: Foundation Capital Management Co. VI, L.L.C. ("FCM VI") is the sole general partner and manager of Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC, respectively, and has sole voting and investment power with respect to the shares held by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. William B. Elmore, Paul G. Koontz, Michael N. Schuh, Paul R. Holland, Steve P. Vassallo, Charles P. Moldow and Warren M. Weiss are managing members of FCM VI, and may be deemed to share voting and investment power over the shares owned by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. Each of the managing members disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein. Mr. Vassallo is a member of the Board of Directors of the Issuer and, accordingly, files separate Section 16 reports. |
| Common StockSEC Table I · non-derivative | IndirectBy Elmore Family Investments B, LP | 53,492 |
Reported balance
Holding disclosure · report date 2017-08-24 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 53,492 F2: Foundation Capital Management Co. VI, L.L.C. ("FCM VI") is the sole general partner and manager of Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC, respectively, and has sole voting and investment power with respect to the shares held by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. William B. Elmore, Paul G. Koontz, Michael N. Schuh, Paul R. Holland, Steve P. Vassallo, Charles P. Moldow and Warren M. Weiss are managing members of FCM VI, and may be deemed to share voting and investment power over the shares owned by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. Each of the managing members disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein. Mr. Vassallo is a member of the Board of Directors of the Issuer and, accordingly, files separate Section 16 reports. F4: The shares are held by Elmore Family Investments B, LP (the "Elmore Partnership"). William B. Elmore is a general partner of the Elmore Partnership. The Reporting Person disclaims beneficial ownership of the shares held by the Elmore Partnership except to the extent of his proportionate pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy The Holland Childrens Trust | 13,656 |
Reported balance
Holding disclosure · report date 2017-08-24 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 13,656 F2: Foundation Capital Management Co. VI, L.L.C. ("FCM VI") is the sole general partner and manager of Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC, respectively, and has sole voting and investment power with respect to the shares held by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. William B. Elmore, Paul G. Koontz, Michael N. Schuh, Paul R. Holland, Steve P. Vassallo, Charles P. Moldow and Warren M. Weiss are managing members of FCM VI, and may be deemed to share voting and investment power over the shares owned by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. Each of the managing members disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein. Mr. Vassallo is a member of the Board of Directors of the Issuer and, accordingly, files separate Section 16 reports. F5: The shares are held by The Holland Children's Trust (the "Holland Children's Trust"). Paul R. Holland is a trustee of the Holland Children's Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Holland Children's Trust except to the extent of his proportionate pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy Holland/Yates Family Trust dtd 7/23/1999 | 59,989 |
Reported balance
Holding disclosure · report date 2017-08-24 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 59,989 F2: Foundation Capital Management Co. VI, L.L.C. ("FCM VI") is the sole general partner and manager of Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC, respectively, and has sole voting and investment power with respect to the shares held by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. William B. Elmore, Paul G. Koontz, Michael N. Schuh, Paul R. Holland, Steve P. Vassallo, Charles P. Moldow and Warren M. Weiss are managing members of FCM VI, and may be deemed to share voting and investment power over the shares owned by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. Each of the managing members disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein. Mr. Vassallo is a member of the Board of Directors of the Issuer and, accordingly, files separate Section 16 reports. F6: The shares are held by the Holland/Yates Family Trust dtd 7/23/1999 (the "Holland Family Trust"). Paul R. Holland is a trustee of the Holland Family Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Holland Family Trust except to the extent of his proportionate pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy Koontz Revocable Trust U/A/D 6/29/1998 | 21,879 |
Reported balance
Holding disclosure · report date 2017-08-24 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 21,879 F2: Foundation Capital Management Co. VI, L.L.C. ("FCM VI") is the sole general partner and manager of Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC, respectively, and has sole voting and investment power with respect to the shares held by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. William B. Elmore, Paul G. Koontz, Michael N. Schuh, Paul R. Holland, Steve P. Vassallo, Charles P. Moldow and Warren M. Weiss are managing members of FCM VI, and may be deemed to share voting and investment power over the shares owned by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. Each of the managing members disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein. Mr. Vassallo is a member of the Board of Directors of the Issuer and, accordingly, files separate Section 16 reports. F7: The shares are held by the Koontz Revocable Trust U/A/D 6/29/1998 (the "Koontz Trust"). Paul G. Koontz is a trustee of the Koontz Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Koontz Trust except to the extent of his proportionate pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy Michael N. & Mary G. Schuh 1990 Family Trust | 43,561 |
Reported balance
Holding disclosure · report date 2017-08-24 · row 8
Holding and transaction disclosures are not merged.
1 source rowRow 8 · Balance 43,561 F2: Foundation Capital Management Co. VI, L.L.C. ("FCM VI") is the sole general partner and manager of Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC, respectively, and has sole voting and investment power with respect to the shares held by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. William B. Elmore, Paul G. Koontz, Michael N. Schuh, Paul R. Holland, Steve P. Vassallo, Charles P. Moldow and Warren M. Weiss are managing members of FCM VI, and may be deemed to share voting and investment power over the shares owned by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. Each of the managing members disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein. Mr. Vassallo is a member of the Board of Directors of the Issuer and, accordingly, files separate Section 16 reports. F8: The shares are held by the Michael N. & Mary G. Schuh 1990 Family Trust (the "Schuh Trust"). Michael N. Schuh is a trustee of the Schuh Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Schuh Trust except to the extent of his proportionate pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy Warren M. Weiss Trust UA dated 7/20/2005 | 104,169 |
Reported balance
Holding disclosure · report date 2017-08-24 · row 9
Holding and transaction disclosures are not merged.
1 source rowRow 9 · Balance 104,169 F2: Foundation Capital Management Co. VI, L.L.C. ("FCM VI") is the sole general partner and manager of Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC, respectively, and has sole voting and investment power with respect to the shares held by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. William B. Elmore, Paul G. Koontz, Michael N. Schuh, Paul R. Holland, Steve P. Vassallo, Charles P. Moldow and Warren M. Weiss are managing members of FCM VI, and may be deemed to share voting and investment power over the shares owned by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. Each of the managing members disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein. Mr. Vassallo is a member of the Board of Directors of the Issuer and, accordingly, files separate Section 16 reports. F9: The shares are held by The Warren M. Weiss Trust UA dated 7/20/2005 (the "Weiss Trust"). Warren M. Weiss is a trustee of the Weiss Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Weiss Trust except to the extent of his proportionate pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy Ally L. Weiss GST Exempt Trust | 17,418 |
Reported balance
Holding disclosure · report date 2017-08-24 · row 10
Holding and transaction disclosures are not merged.
1 source rowRow 10 · Balance 17,418 F2: Foundation Capital Management Co. VI, L.L.C. ("FCM VI") is the sole general partner and manager of Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC, respectively, and has sole voting and investment power with respect to the shares held by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. William B. Elmore, Paul G. Koontz, Michael N. Schuh, Paul R. Holland, Steve P. Vassallo, Charles P. Moldow and Warren M. Weiss are managing members of FCM VI, and may be deemed to share voting and investment power over the shares owned by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. Each of the managing members disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein. Mr. Vassallo is a member of the Board of Directors of the Issuer and, accordingly, files separate Section 16 reports. F10: The shares are held by the ALLY L. WEISS GST EXEMPT TRUST (the "ALLY Trust"), a trust controlled by or for the benefit of one or more of Warren M. Weiss' family members. The Reporting Person disclaims beneficial ownership of the shares held by the ALLY Trust except to the extent of his proportionate pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy Shane T. Weiss GST Exempt Trust | 17,418 |
Reported balance
Holding disclosure · report date 2017-08-24 · row 11
Holding and transaction disclosures are not merged.
1 source rowRow 11 · Balance 17,418 F2: Foundation Capital Management Co. VI, L.L.C. ("FCM VI") is the sole general partner and manager of Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC, respectively, and has sole voting and investment power with respect to the shares held by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. William B. Elmore, Paul G. Koontz, Michael N. Schuh, Paul R. Holland, Steve P. Vassallo, Charles P. Moldow and Warren M. Weiss are managing members of FCM VI, and may be deemed to share voting and investment power over the shares owned by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. Each of the managing members disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein. Mr. Vassallo is a member of the Board of Directors of the Issuer and, accordingly, files separate Section 16 reports. F11: The shares are held by the SHANE T. WEISS GST EXEMPT TRUST (the "SHANE Trust"), a trust controlled by or for the benefit of one or more of Warren M. Weiss' family members. The Reporting Person disclaims beneficial ownership of the shares held by the SHANE Trust except to the extent of his proportionate pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Foundation Capital VI, L.P. effected following the close of the trading market on August 24, 2017 without consideration to its limited partners and its general partner, Foundation Capital Management Co. VI, L.L.C. Transaction pursuant to a 10b5-1 Plan dated May 31, 2016.
F2: Foundation Capital Management Co. VI, L.L.C. ("FCM VI") is the sole general partner and manager of Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC, respectively, and has sole voting and investment power with respect to the shares held by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. William B. Elmore, Paul G. Koontz, Michael N. Schuh, Paul R. Holland, Steve P. Vassallo, Charles P. Moldow and Warren M. Weiss are managing members of FCM VI, and may be deemed to share voting and investment power over the shares owned by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. Each of the managing members disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein. Mr. Vassallo is a member of the Board of Directors of the Issuer and, accordingly, files separate Section 16 reports.
F3: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Foundation Capital Management Co. VI, L.L.C. effected following the close of the trading market on August 24, 2017 without consideration to its members. Transaction pursuant to a 10b5-1 Plan dated May 31, 2016.
F4: The shares are held by Elmore Family Investments B, LP (the "Elmore Partnership"). William B. Elmore is a general partner of the Elmore Partnership. The Reporting Person disclaims beneficial ownership of the shares held by the Elmore Partnership except to the extent of his proportionate pecuniary interest therein.
F5: The shares are held by The Holland Children's Trust (the "Holland Children's Trust"). Paul R. Holland is a trustee of the Holland Children's Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Holland Children's Trust except to the extent of his proportionate pecuniary interest therein.
F6: The shares are held by the Holland/Yates Family Trust dtd 7/23/1999 (the "Holland Family Trust"). Paul R. Holland is a trustee of the Holland Family Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Holland Family Trust except to the extent of his proportionate pecuniary interest therein.
F7: The shares are held by the Koontz Revocable Trust U/A/D 6/29/1998 (the "Koontz Trust"). Paul G. Koontz is a trustee of the Koontz Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Koontz Trust except to the extent of his proportionate pecuniary interest therein.
F8: The shares are held by the Michael N. & Mary G. Schuh 1990 Family Trust (the "Schuh Trust"). Michael N. Schuh is a trustee of the Schuh Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Schuh Trust except to the extent of his proportionate pecuniary interest therein.
F9: The shares are held by The Warren M. Weiss Trust UA dated 7/20/2005 (the "Weiss Trust"). Warren M. Weiss is a trustee of the Weiss Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Weiss Trust except to the extent of his proportionate pecuniary interest therein.
F10: The shares are held by the ALLY L. WEISS GST EXEMPT TRUST (the "ALLY Trust"), a trust controlled by or for the benefit of one or more of Warren M. Weiss' family members. The Reporting Person disclaims beneficial ownership of the shares held by the ALLY Trust except to the extent of his proportionate pecuniary interest therein.
F11: The shares are held by the SHANE T. WEISS GST EXEMPT TRUST (the "SHANE Trust"), a trust controlled by or for the benefit of one or more of Warren M. Weiss' family members. The Reporting Person disclaims beneficial ownership of the shares held by the SHANE Trust except to the extent of his proportionate pecuniary interest therein.
TUBEMOGUL INC
Report date December 19, 2016 · Filed December 21, 2016
Jointly reported with FOUNDATION CAPITAL VI LP, Foundation Capital VI Principals Fund, LLC, Foundation Capital, LLC, Vassallo Steven
Section 16 reporting ended · disclosed 2016-12-21. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Foundation Capital VI, L.P. | 0 |
Reported balance
After 2016-12-19 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2016-12-19 · Other · Disposed 5,848,097 · Balance 0 F1: Disposed of pursuant to a cash tender offer conducted in accordance with the Agreement and Plan of Merger, dated November 10, 2016, by and among the Issuer, Adobe Systems Incorporated, a Delaware corporation ("Adobe") and Tiger Acquisition Corporation, a Delaware corporation and a wholly owned subsidiary of Adobe in exchange for cash consideration of $14.00 per share, net to the seller in cash, without interest thereon and subject to any required tax withholding. F2: Foundation Capital Management Co. VI, L.L.C. is the sole general partner of Foundation Capital VI, L.P. and the sole manager of Foundation Capital VI Principals Fund, LLC and has sole voting and investment power with respect to the shares held by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. William B. Elmore, Paul G. Koontz, Michael N. Schuh, Paul R. Holland, Steve P. Vassallo, Charles P. Moldow and Warren M. Weiss are managing members of Foundation Capital Management Co. VI, L.L.C., and may be deemed to share voting and investment power over the shares owned by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. Each of the managing members of Foundation Capital Management Co. VI, L.L.C. disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy Holland/Yates Family Trust dtd 7/23/1999 | 0 |
Reported balance
After 2016-12-19 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2016-12-19 · Other · Disposed 29,117 · Balance 0 F1: Disposed of pursuant to a cash tender offer conducted in accordance with the Agreement and Plan of Merger, dated November 10, 2016, by and among the Issuer, Adobe Systems Incorporated, a Delaware corporation ("Adobe") and Tiger Acquisition Corporation, a Delaware corporation and a wholly owned subsidiary of Adobe in exchange for cash consideration of $14.00 per share, net to the seller in cash, without interest thereon and subject to any required tax withholding. F3: The shares were held by the Holland/Yates Family Trust dtd 7/23/1999 (the "Holland Family Trust"). Paul R. Holland is a trustee of the Holland Family Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Holland Family Trust except to the extent of his proportionate pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy The Holland Childrens Trust | 0 |
Reported balance
After 2016-12-19 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2016-12-19 · Other · Disposed 4,435 · Balance 0 F1: Disposed of pursuant to a cash tender offer conducted in accordance with the Agreement and Plan of Merger, dated November 10, 2016, by and among the Issuer, Adobe Systems Incorporated, a Delaware corporation ("Adobe") and Tiger Acquisition Corporation, a Delaware corporation and a wholly owned subsidiary of Adobe in exchange for cash consideration of $14.00 per share, net to the seller in cash, without interest thereon and subject to any required tax withholding. F4: The shares were held by The Holland Children's Trust (the "Holland Children's Trust"). Paul R. Holland is a trustee of the Holland Children's Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Holland Children's Trust except to the extent of his proportionate pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy Koontz Revocable Trust U/A/D 6/29/1998 | 0 |
Reported balance
After 2016-12-19 transaction · row 4
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 4 · 2016-12-19 · Other · Disposed 7,110 · Balance 0 F1: Disposed of pursuant to a cash tender offer conducted in accordance with the Agreement and Plan of Merger, dated November 10, 2016, by and among the Issuer, Adobe Systems Incorporated, a Delaware corporation ("Adobe") and Tiger Acquisition Corporation, a Delaware corporation and a wholly owned subsidiary of Adobe in exchange for cash consideration of $14.00 per share, net to the seller in cash, without interest thereon and subject to any required tax withholding. F5: The shares were held by the Koontz Revocable Trust U/A/D 6/29/1998 (the "Koontz Trust"). Paul G. Koontz is a trustee of the Koontz Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Koontz Trust except to the extent of his proportionate pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy Michael N. & Mary G. Schuh 1990 Family Trust | 0 |
Reported balance
After 2016-12-19 transaction · row 5
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 5 · 2016-12-19 · Other · Disposed 14,905 · Balance 0 F1: Disposed of pursuant to a cash tender offer conducted in accordance with the Agreement and Plan of Merger, dated November 10, 2016, by and among the Issuer, Adobe Systems Incorporated, a Delaware corporation ("Adobe") and Tiger Acquisition Corporation, a Delaware corporation and a wholly owned subsidiary of Adobe in exchange for cash consideration of $14.00 per share, net to the seller in cash, without interest thereon and subject to any required tax withholding. F6: The shares were held by the Michael N. & Mary G. Schuh 1990 Family Trust (the "Schuh Trust"). Michael N. Schuh is a trustee of the Schuh Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Schuh Trust except to the extent of his proportionate pecuniary interest therein |
| Common StockSEC Table I · non-derivative | IndirectBy William B. Elmore Gift Fund | 0 |
Reported balance
After 2016-12-19 transaction · row 6
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 6 · 2016-12-19 · Other · Disposed 9,072 · Balance 0 F1: Disposed of pursuant to a cash tender offer conducted in accordance with the Agreement and Plan of Merger, dated November 10, 2016, by and among the Issuer, Adobe Systems Incorporated, a Delaware corporation ("Adobe") and Tiger Acquisition Corporation, a Delaware corporation and a wholly owned subsidiary of Adobe in exchange for cash consideration of $14.00 per share, net to the seller in cash, without interest thereon and subject to any required tax withholding. |
| Common StockSEC Table I · non-derivative | IndirectBy William B. Elmore Revocable Trust | 0 |
Reported balance
After 2016-12-19 transaction · row 7
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 7 · 2016-12-19 · Other · Disposed 13,749 · Balance 0 F1: Disposed of pursuant to a cash tender offer conducted in accordance with the Agreement and Plan of Merger, dated November 10, 2016, by and among the Issuer, Adobe Systems Incorporated, a Delaware corporation ("Adobe") and Tiger Acquisition Corporation, a Delaware corporation and a wholly owned subsidiary of Adobe in exchange for cash consideration of $14.00 per share, net to the seller in cash, without interest thereon and subject to any required tax withholding. F7: The shares were held by the William B. Elmore Revocable Trust (the "Elmore Trust"). William B. Elmore is a trustee of the Elmore Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Elmore Trust except to the extent of his proportionate pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy Elmore Family Investments B, LP | 0 |
Reported balance
After 2016-12-19 transaction · row 8
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 8 · 2016-12-19 · Other · Disposed 24,690 · Balance 0 F1: Disposed of pursuant to a cash tender offer conducted in accordance with the Agreement and Plan of Merger, dated November 10, 2016, by and among the Issuer, Adobe Systems Incorporated, a Delaware corporation ("Adobe") and Tiger Acquisition Corporation, a Delaware corporation and a wholly owned subsidiary of Adobe in exchange for cash consideration of $14.00 per share, net to the seller in cash, without interest thereon and subject to any required tax withholding. F8: The shares were held by Elmore Family Investments B, LP (the "Elmore Partnership"). William B. Elmore is a general partner of the Elmore Partnership. The Reporting Person disclaims beneficial ownership of the shares held by the Elmore Partnership except to the extent of his proportionate pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy Vassallo Family Revocable Trust dated 7/15/02 | 0 |
Reported balance
After 2016-12-19 transaction · row 9
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 9 · 2016-12-19 · Other · Disposed 12,975 · Balance 0 F1: Disposed of pursuant to a cash tender offer conducted in accordance with the Agreement and Plan of Merger, dated November 10, 2016, by and among the Issuer, Adobe Systems Incorporated, a Delaware corporation ("Adobe") and Tiger Acquisition Corporation, a Delaware corporation and a wholly owned subsidiary of Adobe in exchange for cash consideration of $14.00 per share, net to the seller in cash, without interest thereon and subject to any required tax withholding. F9: The shares were held by the Vassallo Family Revocable Trust dated 7/15/02 (the "Vassallo Trust"). Steve P. Vassallo is a trustee of the Vassallo Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Vassallo Trust except to the extent of his proportionate pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy Moldow Family Trust dated 11/11/2003 | 0 |
Reported balance
After 2016-12-19 transaction · row 10
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 10 · 2016-12-19 · Other · Disposed 4,440 · Balance 0 F1: Disposed of pursuant to a cash tender offer conducted in accordance with the Agreement and Plan of Merger, dated November 10, 2016, by and among the Issuer, Adobe Systems Incorporated, a Delaware corporation ("Adobe") and Tiger Acquisition Corporation, a Delaware corporation and a wholly owned subsidiary of Adobe in exchange for cash consideration of $14.00 per share, net to the seller in cash, without interest thereon and subject to any required tax withholding. F10: The shares were held by the Moldow Family Trust dated 11/11/2003 (the "Moldow Family Trust"). Charles Moldow is a trustee of the Moldow Family Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Moldow Family Trust except to the extent of his proportionate pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of pursuant to a cash tender offer conducted in accordance with the Agreement and Plan of Merger, dated November 10, 2016, by and among the Issuer, Adobe Systems Incorporated, a Delaware corporation ("Adobe") and Tiger Acquisition Corporation, a Delaware corporation and a wholly owned subsidiary of Adobe in exchange for cash consideration of $14.00 per share, net to the seller in cash, without interest thereon and subject to any required tax withholding.
F2: Foundation Capital Management Co. VI, L.L.C. is the sole general partner of Foundation Capital VI, L.P. and the sole manager of Foundation Capital VI Principals Fund, LLC and has sole voting and investment power with respect to the shares held by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. William B. Elmore, Paul G. Koontz, Michael N. Schuh, Paul R. Holland, Steve P. Vassallo, Charles P. Moldow and Warren M. Weiss are managing members of Foundation Capital Management Co. VI, L.L.C., and may be deemed to share voting and investment power over the shares owned by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. Each of the managing members of Foundation Capital Management Co. VI, L.L.C. disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein.
F3: The shares were held by the Holland/Yates Family Trust dtd 7/23/1999 (the "Holland Family Trust"). Paul R. Holland is a trustee of the Holland Family Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Holland Family Trust except to the extent of his proportionate pecuniary interest therein.
F4: The shares were held by The Holland Children's Trust (the "Holland Children's Trust"). Paul R. Holland is a trustee of the Holland Children's Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Holland Children's Trust except to the extent of his proportionate pecuniary interest therein.
F5: The shares were held by the Koontz Revocable Trust U/A/D 6/29/1998 (the "Koontz Trust"). Paul G. Koontz is a trustee of the Koontz Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Koontz Trust except to the extent of his proportionate pecuniary interest therein.
F6: The shares were held by the Michael N. & Mary G. Schuh 1990 Family Trust (the "Schuh Trust"). Michael N. Schuh is a trustee of the Schuh Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Schuh Trust except to the extent of his proportionate pecuniary interest therein
F7: The shares were held by the William B. Elmore Revocable Trust (the "Elmore Trust"). William B. Elmore is a trustee of the Elmore Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Elmore Trust except to the extent of his proportionate pecuniary interest therein.
F8: The shares were held by Elmore Family Investments B, LP (the "Elmore Partnership"). William B. Elmore is a general partner of the Elmore Partnership. The Reporting Person disclaims beneficial ownership of the shares held by the Elmore Partnership except to the extent of his proportionate pecuniary interest therein.
F9: The shares were held by the Vassallo Family Revocable Trust dated 7/15/02 (the "Vassallo Trust"). Steve P. Vassallo is a trustee of the Vassallo Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Vassallo Trust except to the extent of his proportionate pecuniary interest therein.
F10: The shares were held by the Moldow Family Trust dated 11/11/2003 (the "Moldow Family Trust"). Charles Moldow is a trustee of the Moldow Family Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Moldow Family Trust except to the extent of his proportionate pecuniary interest therein.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 05, 2018 Filed Jan 9, 2018 20:55 UTC | Itron Networked Solutions, Inc. SSNI · Entity 170408 | OtherCommon Stock | 91,204 | $16.25 | $1,482,065.00 |
DisclosureSEC source: 0001209191-18-003050 · doc4.xml · nonDerivative · entry 4 FOUNDATION CAPITAL MANAGEMENT CO IV LLC · CIK 0001205505 · Former 10% owner FC IV ACTIVE ADVISORS FUND LLC · CIK 0001173118 · Former 10% owner Foundation Capital IV Principals Fund, LLC · CIK 0001399468 · Former 10% owner FOUNDATION CAPITAL IV LP · CIK 0001143693 · Former 10% owner Foundation Capital Management Co. VI, LLC · CIK 0001451965 · Former 10% owner Foundation Capital VI Principals Fund, LLC · CIK 0001451964 · Former 10% owner FOUNDATION CAPITAL VI LP · CIK 0001433196 · Former 10% owner Foundation Capital, LLC · CIK 0001615420 · Former 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Foundation Capital IV Principals Fund, LLC Disclosed balance after: 0 F1 · kind: Disposed of pursuant to the Agreement and Plan of Merger, dated as of September 17, 2017, by and among the Issuer, Itron, Inc. and Ivory Merger Sub, Inc. (the "Merger Agreement") in exchange for cash consideration of $16.25 per share. F2 · ownership.nature: Foundation Capital Management Co. IV, LLC is the general partner of Foundation Capital IV, L.P., FC IV Active Advisors Fund, LLC and Foundation Capital IV Principals Fund, LLC. William B. Elmore, Paul G. Koontz, Michael N. Schuh, Paul R. Holland and Warren M. Weiss are managing members of Foundation Capital Management Co. IV, LLC, and may be deemed to share voting and investment power over the shares owned by Foundation Capital IV, L.P., FC IV Active Advisors Fund, LLC and Foundation Capital IV Principals Fund, LLC. Warren M. Weiss is a director of the Issuer and, accordingly, files separate Section 16 reports. Each of the managing members of Foundation Capital Management Co. IV, LLC disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein. Read SEC document |
| January 05, 2018 Filed Jan 9, 2018 20:55 UTC | Itron Networked Solutions, Inc. SSNI · Entity 170408 | OtherCommon Stock | 84,866 | $16.25 | $1,379,072.50 |
DisclosureSEC source: 0001209191-18-003050 · doc4.xml · nonDerivative · entry 3 FOUNDATION CAPITAL MANAGEMENT CO IV LLC · CIK 0001205505 · Former 10% owner FC IV ACTIVE ADVISORS FUND LLC · CIK 0001173118 · Former 10% owner Foundation Capital IV Principals Fund, LLC · CIK 0001399468 · Former 10% owner FOUNDATION CAPITAL IV LP · CIK 0001143693 · Former 10% owner Foundation Capital Management Co. VI, LLC · CIK 0001451965 · Former 10% owner Foundation Capital VI Principals Fund, LLC · CIK 0001451964 · Former 10% owner FOUNDATION CAPITAL VI LP · CIK 0001433196 · Former 10% owner Foundation Capital, LLC · CIK 0001615420 · Former 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: FC IV Active Advisors Fund, LLC Disclosed balance after: 0 F1 · kind: Disposed of pursuant to the Agreement and Plan of Merger, dated as of September 17, 2017, by and among the Issuer, Itron, Inc. and Ivory Merger Sub, Inc. (the "Merger Agreement") in exchange for cash consideration of $16.25 per share. F2 · ownership.nature: Foundation Capital Management Co. IV, LLC is the general partner of Foundation Capital IV, L.P., FC IV Active Advisors Fund, LLC and Foundation Capital IV Principals Fund, LLC. William B. Elmore, Paul G. Koontz, Michael N. Schuh, Paul R. Holland and Warren M. Weiss are managing members of Foundation Capital Management Co. IV, LLC, and may be deemed to share voting and investment power over the shares owned by Foundation Capital IV, L.P., FC IV Active Advisors Fund, LLC and Foundation Capital IV Principals Fund, LLC. Warren M. Weiss is a director of the Issuer and, accordingly, files separate Section 16 reports. Each of the managing members of Foundation Capital Management Co. IV, LLC disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein. Read SEC document |
| January 05, 2018 Filed Jan 9, 2018 20:55 UTC | Itron Networked Solutions, Inc. SSNI · Entity 170408 | OtherCommon Stock | 686 | $16.25 | $11,147.50 |
DisclosureSEC source: 0001209191-18-003050 · doc4.xml · nonDerivative · entry 2 FOUNDATION CAPITAL MANAGEMENT CO IV LLC · CIK 0001205505 · Former 10% owner FC IV ACTIVE ADVISORS FUND LLC · CIK 0001173118 · Former 10% owner Foundation Capital IV Principals Fund, LLC · CIK 0001399468 · Former 10% owner FOUNDATION CAPITAL IV LP · CIK 0001143693 · Former 10% owner Foundation Capital Management Co. VI, LLC · CIK 0001451965 · Former 10% owner Foundation Capital VI Principals Fund, LLC · CIK 0001451964 · Former 10% owner FOUNDATION CAPITAL VI LP · CIK 0001433196 · Former 10% owner Foundation Capital, LLC · CIK 0001615420 · Former 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Foundation Capital, LLC Disclosed balance after: 0 F1 · kind: Disposed of pursuant to the Agreement and Plan of Merger, dated as of September 17, 2017, by and among the Issuer, Itron, Inc. and Ivory Merger Sub, Inc. (the "Merger Agreement") in exchange for cash consideration of $16.25 per share. F3 · ownership.nature: Paul R. Holland, Warren M. Weiss, Charles Moldow and Steve Vassallo are managers of Foundation Capital, LLC. Foundation Capital, LLC is under common control with Foundation Capital Management Co. IV, LLC and Foundation Capital Management Co. VI, LLC. As such, each of the managers may be deemed to share voting and investment power over the shares owned by Foundation Capital IV, L.P., FC IV Active Advisors Fund, LLC, Foundation Capital IV Principals Fund, LLC, Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. Each of the managers disclaim beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein. Read SEC document |
| January 05, 2018 Filed Jan 9, 2018 20:55 UTC | Itron Networked Solutions, Inc. SSNI · Entity 170408 | OtherCommon Stock | 10,307,012 | $16.25 | $167,488,945.00 |
DisclosureSEC source: 0001209191-18-003050 · doc4.xml · nonDerivative · entry 1 FOUNDATION CAPITAL MANAGEMENT CO IV LLC · CIK 0001205505 · Former 10% owner FC IV ACTIVE ADVISORS FUND LLC · CIK 0001173118 · Former 10% owner Foundation Capital IV Principals Fund, LLC · CIK 0001399468 · Former 10% owner FOUNDATION CAPITAL IV LP · CIK 0001143693 · Former 10% owner Foundation Capital Management Co. VI, LLC · CIK 0001451965 · Former 10% owner Foundation Capital VI Principals Fund, LLC · CIK 0001451964 · Former 10% owner FOUNDATION CAPITAL VI LP · CIK 0001433196 · Former 10% owner Foundation Capital, LLC · CIK 0001615420 · Former 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Foundation Capital IV, L.P. Disclosed balance after: 0 F1 · kind: Disposed of pursuant to the Agreement and Plan of Merger, dated as of September 17, 2017, by and among the Issuer, Itron, Inc. and Ivory Merger Sub, Inc. (the "Merger Agreement") in exchange for cash consideration of $16.25 per share. F2 · ownership.nature: Foundation Capital Management Co. IV, LLC is the general partner of Foundation Capital IV, L.P., FC IV Active Advisors Fund, LLC and Foundation Capital IV Principals Fund, LLC. William B. Elmore, Paul G. Koontz, Michael N. Schuh, Paul R. Holland and Warren M. Weiss are managing members of Foundation Capital Management Co. IV, LLC, and may be deemed to share voting and investment power over the shares owned by Foundation Capital IV, L.P., FC IV Active Advisors Fund, LLC and Foundation Capital IV Principals Fund, LLC. Warren M. Weiss is a director of the Issuer and, accordingly, files separate Section 16 reports. Each of the managing members of Foundation Capital Management Co. IV, LLC disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein. Read SEC document |
| August 24, 2017 Filed Aug 25, 2017 12:36 UTC | Sunrun Inc. RUN · Entity 4507 | OtherCommon Stock | 283,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-050260 · doc4.xml · nonDerivative · entry 3 Foundation Capital Management Co. VI, LLC · CIK 0001451965 · Former 10% owner Foundation Capital VI Principals Fund, LLC · CIK 0001451964 · Former 10% owner FOUNDATION CAPITAL VI LP · CIK 0001433196 · Former 10% owner Foundation Capital, LLC · CIK 0001615420 · Former 10% owner ELMORE WILLIAM B · CIK 0001078748 · Former 10% owner HOLLAND PAUL R · CIK 0001205501 · Former 10% owner KOONTZ PAUL G · CIK 0001205496 · Former 10% owner Moldow Charles · CIK 0001452009 · Former 10% owner SCHUH MICHAEL N · CIK 0001205498 · Former 10% owner Weiss Warren M · CIK 0001399347 · Former 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Foundation Capital Management Co. VI, L.L.C. Disclosed balance after: 0 F3 · kind: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Foundation Capital Management Co. VI, L.L.C. effected following the close of the trading market on August 24, 2017 without consideration to its members. Transaction pursuant to a 10b5-1 Plan dated May 31, 2016. F2 · ownership.nature: Foundation Capital Management Co. VI, L.L.C. ("FCM VI") is the sole general partner and manager of Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC, respectively, and has sole voting and investment power with respect to the shares held by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. William B. Elmore, Paul G. Koontz, Michael N. Schuh, Paul R. Holland, Steve P. Vassallo, Charles P. Moldow and Warren M. Weiss are managing members of FCM VI, and may be deemed to share voting and investment power over the shares owned by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. Each of the managing members disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein. Mr. Vassallo is a member of the Board of Directors of the Issuer and, accordingly, files separate Section 16 reports. Read SEC document |
| August 24, 2017 Filed Aug 25, 2017 12:36 UTC | Sunrun Inc. RUN · Entity 4507 | OtherCommon Stock | 283,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-050260 · doc4.xml · nonDerivative · entry 2 Foundation Capital Management Co. VI, LLC · CIK 0001451965 · Former 10% owner Foundation Capital VI Principals Fund, LLC · CIK 0001451964 · Former 10% owner FOUNDATION CAPITAL VI LP · CIK 0001433196 · Former 10% owner Foundation Capital, LLC · CIK 0001615420 · Former 10% owner ELMORE WILLIAM B · CIK 0001078748 · Former 10% owner HOLLAND PAUL R · CIK 0001205501 · Former 10% owner KOONTZ PAUL G · CIK 0001205496 · Former 10% owner Moldow Charles · CIK 0001452009 · Former 10% owner SCHUH MICHAEL N · CIK 0001205498 · Former 10% owner Weiss Warren M · CIK 0001399347 · Former 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Foundation Capital Management Co. VI, L.L.C. Disclosed balance after: 283,250 F2 · kind: Foundation Capital Management Co. VI, L.L.C. ("FCM VI") is the sole general partner and manager of Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC, respectively, and has sole voting and investment power with respect to the shares held by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. William B. Elmore, Paul G. Koontz, Michael N. Schuh, Paul R. Holland, Steve P. Vassallo, Charles P. Moldow and Warren M. Weiss are managing members of FCM VI, and may be deemed to share voting and investment power over the shares owned by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. Each of the managing members disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein. Mr. Vassallo is a member of the Board of Directors of the Issuer and, accordingly, files separate Section 16 reports. F2 · ownership.nature: Foundation Capital Management Co. VI, L.L.C. ("FCM VI") is the sole general partner and manager of Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC, respectively, and has sole voting and investment power with respect to the shares held by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. William B. Elmore, Paul G. Koontz, Michael N. Schuh, Paul R. Holland, Steve P. Vassallo, Charles P. Moldow and Warren M. Weiss are managing members of FCM VI, and may be deemed to share voting and investment power over the shares owned by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. Each of the managing members disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein. Mr. Vassallo is a member of the Board of Directors of the Issuer and, accordingly, files separate Section 16 reports. Read SEC document |
| August 24, 2017 Filed Aug 25, 2017 12:36 UTC | Sunrun Inc. RUN · Entity 4507 | OtherCommon Stock | 1,100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-050260 · doc4.xml · nonDerivative · entry 1 Foundation Capital Management Co. VI, LLC · CIK 0001451965 · Former 10% owner Foundation Capital VI Principals Fund, LLC · CIK 0001451964 · Former 10% owner FOUNDATION CAPITAL VI LP · CIK 0001433196 · Former 10% owner Foundation Capital, LLC · CIK 0001615420 · Former 10% owner ELMORE WILLIAM B · CIK 0001078748 · Former 10% owner HOLLAND PAUL R · CIK 0001205501 · Former 10% owner KOONTZ PAUL G · CIK 0001205496 · Former 10% owner Moldow Charles · CIK 0001452009 · Former 10% owner SCHUH MICHAEL N · CIK 0001205498 · Former 10% owner Weiss Warren M · CIK 0001399347 · Former 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Foundation Capital VI, L.P. Disclosed balance after: 9,741,468 F1 · kind: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Foundation Capital VI, L.P. effected following the close of the trading market on August 24, 2017 without consideration to its limited partners and its general partner, Foundation Capital Management Co. VI, L.L.C. Transaction pursuant to a 10b5-1 Plan dated May 31, 2016. F2 · ownership.nature: Foundation Capital Management Co. VI, L.L.C. ("FCM VI") is the sole general partner and manager of Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC, respectively, and has sole voting and investment power with respect to the shares held by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. William B. Elmore, Paul G. Koontz, Michael N. Schuh, Paul R. Holland, Steve P. Vassallo, Charles P. Moldow and Warren M. Weiss are managing members of FCM VI, and may be deemed to share voting and investment power over the shares owned by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. Each of the managing members disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein. Mr. Vassallo is a member of the Board of Directors of the Issuer and, accordingly, files separate Section 16 reports. Read SEC document |
| December 19, 2016 Filed Dec 21, 2016 17:49 UTC | TUBEMOGUL INC TUBE · Entity 180224 | OtherCommon Stock | 4,440 | $14.00 | $62,160.00 |
DisclosureSEC source: 0001209191-16-156364 · doc4.xml · nonDerivative · entry 10 Foundation Capital Management Co. VI, LLC · CIK 0001451965 · Former 10% Owner FOUNDATION CAPITAL VI LP · CIK 0001433196 · Former 10% Owner Foundation Capital VI Principals Fund, LLC · CIK 0001451964 · Former 10% Owner Foundation Capital, LLC · CIK 0001615420 · Former 10% Owner HOLLAND PAUL R · CIK 0001205501 · Former 10% Owner KOONTZ PAUL G · CIK 0001205496 · Former 10% Owner SCHUH MICHAEL N · CIK 0001205498 · Former 10% Owner ELMORE WILLIAM B · CIK 0001078748 · Former 10% Owner Weiss Warren M · CIK 0001399347 · Former 10% Owner Moldow Charles · CIK 0001452009 · Former 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Moldow Family Trust dated 11/11/2003 Disclosed balance after: 0 F1 · kind: Disposed of pursuant to a cash tender offer conducted in accordance with the Agreement and Plan of Merger, dated November 10, 2016, by and among the Issuer, Adobe Systems Incorporated, a Delaware corporation ("Adobe") and Tiger Acquisition Corporation, a Delaware corporation and a wholly owned subsidiary of Adobe in exchange for cash consideration of $14.00 per share, net to the seller in cash, without interest thereon and subject to any required tax withholding. F10 · ownership.nature: The shares were held by the Moldow Family Trust dated 11/11/2003 (the "Moldow Family Trust"). Charles Moldow is a trustee of the Moldow Family Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Moldow Family Trust except to the extent of his proportionate pecuniary interest therein. Read SEC document |
| December 19, 2016 Filed Dec 21, 2016 17:49 UTC | TUBEMOGUL INC TUBE · Entity 180224 | OtherCommon Stock | 12,975 | $14.00 | $181,650.00 |
DisclosureSEC source: 0001209191-16-156364 · doc4.xml · nonDerivative · entry 9 Foundation Capital Management Co. VI, LLC · CIK 0001451965 · Former 10% Owner FOUNDATION CAPITAL VI LP · CIK 0001433196 · Former 10% Owner Foundation Capital VI Principals Fund, LLC · CIK 0001451964 · Former 10% Owner Foundation Capital, LLC · CIK 0001615420 · Former 10% Owner HOLLAND PAUL R · CIK 0001205501 · Former 10% Owner KOONTZ PAUL G · CIK 0001205496 · Former 10% Owner SCHUH MICHAEL N · CIK 0001205498 · Former 10% Owner ELMORE WILLIAM B · CIK 0001078748 · Former 10% Owner Weiss Warren M · CIK 0001399347 · Former 10% Owner Moldow Charles · CIK 0001452009 · Former 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Vassallo Family Revocable Trust dated 7/15/02 Disclosed balance after: 0 F1 · kind: Disposed of pursuant to a cash tender offer conducted in accordance with the Agreement and Plan of Merger, dated November 10, 2016, by and among the Issuer, Adobe Systems Incorporated, a Delaware corporation ("Adobe") and Tiger Acquisition Corporation, a Delaware corporation and a wholly owned subsidiary of Adobe in exchange for cash consideration of $14.00 per share, net to the seller in cash, without interest thereon and subject to any required tax withholding. F9 · ownership.nature: The shares were held by the Vassallo Family Revocable Trust dated 7/15/02 (the "Vassallo Trust"). Steve P. Vassallo is a trustee of the Vassallo Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Vassallo Trust except to the extent of his proportionate pecuniary interest therein. Read SEC document |
| December 19, 2016 Filed Dec 21, 2016 17:49 UTC | TUBEMOGUL INC TUBE · Entity 180224 | OtherCommon Stock | 24,690 | $14.00 | $345,660.00 |
DisclosureSEC source: 0001209191-16-156364 · doc4.xml · nonDerivative · entry 8 Foundation Capital Management Co. VI, LLC · CIK 0001451965 · Former 10% Owner FOUNDATION CAPITAL VI LP · CIK 0001433196 · Former 10% Owner Foundation Capital VI Principals Fund, LLC · CIK 0001451964 · Former 10% Owner Foundation Capital, LLC · CIK 0001615420 · Former 10% Owner HOLLAND PAUL R · CIK 0001205501 · Former 10% Owner KOONTZ PAUL G · CIK 0001205496 · Former 10% Owner SCHUH MICHAEL N · CIK 0001205498 · Former 10% Owner ELMORE WILLIAM B · CIK 0001078748 · Former 10% Owner Weiss Warren M · CIK 0001399347 · Former 10% Owner Moldow Charles · CIK 0001452009 · Former 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Elmore Family Investments B, LP Disclosed balance after: 0 F1 · kind: Disposed of pursuant to a cash tender offer conducted in accordance with the Agreement and Plan of Merger, dated November 10, 2016, by and among the Issuer, Adobe Systems Incorporated, a Delaware corporation ("Adobe") and Tiger Acquisition Corporation, a Delaware corporation and a wholly owned subsidiary of Adobe in exchange for cash consideration of $14.00 per share, net to the seller in cash, without interest thereon and subject to any required tax withholding. F8 · ownership.nature: The shares were held by Elmore Family Investments B, LP (the "Elmore Partnership"). William B. Elmore is a general partner of the Elmore Partnership. The Reporting Person disclaims beneficial ownership of the shares held by the Elmore Partnership except to the extent of his proportionate pecuniary interest therein. Read SEC document |
| December 19, 2016 Filed Dec 21, 2016 17:49 UTC | TUBEMOGUL INC TUBE · Entity 180224 | OtherCommon Stock | 13,749 | $14.00 | $192,486.00 |
DisclosureSEC source: 0001209191-16-156364 · doc4.xml · nonDerivative · entry 7 Foundation Capital Management Co. VI, LLC · CIK 0001451965 · Former 10% Owner FOUNDATION CAPITAL VI LP · CIK 0001433196 · Former 10% Owner Foundation Capital VI Principals Fund, LLC · CIK 0001451964 · Former 10% Owner Foundation Capital, LLC · CIK 0001615420 · Former 10% Owner HOLLAND PAUL R · CIK 0001205501 · Former 10% Owner KOONTZ PAUL G · CIK 0001205496 · Former 10% Owner SCHUH MICHAEL N · CIK 0001205498 · Former 10% Owner ELMORE WILLIAM B · CIK 0001078748 · Former 10% Owner Weiss Warren M · CIK 0001399347 · Former 10% Owner Moldow Charles · CIK 0001452009 · Former 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By William B. Elmore Revocable Trust Disclosed balance after: 0 F1 · kind: Disposed of pursuant to a cash tender offer conducted in accordance with the Agreement and Plan of Merger, dated November 10, 2016, by and among the Issuer, Adobe Systems Incorporated, a Delaware corporation ("Adobe") and Tiger Acquisition Corporation, a Delaware corporation and a wholly owned subsidiary of Adobe in exchange for cash consideration of $14.00 per share, net to the seller in cash, without interest thereon and subject to any required tax withholding. F7 · ownership.nature: The shares were held by the William B. Elmore Revocable Trust (the "Elmore Trust"). William B. Elmore is a trustee of the Elmore Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Elmore Trust except to the extent of his proportionate pecuniary interest therein. Read SEC document |
| December 19, 2016 Filed Dec 21, 2016 17:49 UTC | TUBEMOGUL INC TUBE · Entity 180224 | OtherCommon Stock | 9,072 | $14.00 | $127,008.00 |
DisclosureSEC source: 0001209191-16-156364 · doc4.xml · nonDerivative · entry 6 Foundation Capital Management Co. VI, LLC · CIK 0001451965 · Former 10% Owner FOUNDATION CAPITAL VI LP · CIK 0001433196 · Former 10% Owner Foundation Capital VI Principals Fund, LLC · CIK 0001451964 · Former 10% Owner Foundation Capital, LLC · CIK 0001615420 · Former 10% Owner HOLLAND PAUL R · CIK 0001205501 · Former 10% Owner KOONTZ PAUL G · CIK 0001205496 · Former 10% Owner SCHUH MICHAEL N · CIK 0001205498 · Former 10% Owner ELMORE WILLIAM B · CIK 0001078748 · Former 10% Owner Weiss Warren M · CIK 0001399347 · Former 10% Owner Moldow Charles · CIK 0001452009 · Former 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By William B. Elmore Gift Fund Disclosed balance after: 0 F1 · kind: Disposed of pursuant to a cash tender offer conducted in accordance with the Agreement and Plan of Merger, dated November 10, 2016, by and among the Issuer, Adobe Systems Incorporated, a Delaware corporation ("Adobe") and Tiger Acquisition Corporation, a Delaware corporation and a wholly owned subsidiary of Adobe in exchange for cash consideration of $14.00 per share, net to the seller in cash, without interest thereon and subject to any required tax withholding. Read SEC document |
| December 19, 2016 Filed Dec 21, 2016 17:49 UTC | TUBEMOGUL INC TUBE · Entity 180224 | OtherCommon Stock | 14,905 | $14.00 | $208,670.00 |
DisclosureSEC source: 0001209191-16-156364 · doc4.xml · nonDerivative · entry 5 Foundation Capital Management Co. VI, LLC · CIK 0001451965 · Former 10% Owner FOUNDATION CAPITAL VI LP · CIK 0001433196 · Former 10% Owner Foundation Capital VI Principals Fund, LLC · CIK 0001451964 · Former 10% Owner Foundation Capital, LLC · CIK 0001615420 · Former 10% Owner HOLLAND PAUL R · CIK 0001205501 · Former 10% Owner KOONTZ PAUL G · CIK 0001205496 · Former 10% Owner SCHUH MICHAEL N · CIK 0001205498 · Former 10% Owner ELMORE WILLIAM B · CIK 0001078748 · Former 10% Owner Weiss Warren M · CIK 0001399347 · Former 10% Owner Moldow Charles · CIK 0001452009 · Former 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Michael N. & Mary G. Schuh 1990 Family Trust Disclosed balance after: 0 F1 · kind: Disposed of pursuant to a cash tender offer conducted in accordance with the Agreement and Plan of Merger, dated November 10, 2016, by and among the Issuer, Adobe Systems Incorporated, a Delaware corporation ("Adobe") and Tiger Acquisition Corporation, a Delaware corporation and a wholly owned subsidiary of Adobe in exchange for cash consideration of $14.00 per share, net to the seller in cash, without interest thereon and subject to any required tax withholding. F6 · ownership.nature: The shares were held by the Michael N. & Mary G. Schuh 1990 Family Trust (the "Schuh Trust"). Michael N. Schuh is a trustee of the Schuh Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Schuh Trust except to the extent of his proportionate pecuniary interest therein Read SEC document |
| December 19, 2016 Filed Dec 21, 2016 17:49 UTC | TUBEMOGUL INC TUBE · Entity 180224 | OtherCommon Stock | 7,110 | $14.00 | $99,540.00 |
DisclosureSEC source: 0001209191-16-156364 · doc4.xml · nonDerivative · entry 4 Foundation Capital Management Co. VI, LLC · CIK 0001451965 · Former 10% Owner FOUNDATION CAPITAL VI LP · CIK 0001433196 · Former 10% Owner Foundation Capital VI Principals Fund, LLC · CIK 0001451964 · Former 10% Owner Foundation Capital, LLC · CIK 0001615420 · Former 10% Owner HOLLAND PAUL R · CIK 0001205501 · Former 10% Owner KOONTZ PAUL G · CIK 0001205496 · Former 10% Owner SCHUH MICHAEL N · CIK 0001205498 · Former 10% Owner ELMORE WILLIAM B · CIK 0001078748 · Former 10% Owner Weiss Warren M · CIK 0001399347 · Former 10% Owner Moldow Charles · CIK 0001452009 · Former 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Koontz Revocable Trust U/A/D 6/29/1998 Disclosed balance after: 0 F1 · kind: Disposed of pursuant to a cash tender offer conducted in accordance with the Agreement and Plan of Merger, dated November 10, 2016, by and among the Issuer, Adobe Systems Incorporated, a Delaware corporation ("Adobe") and Tiger Acquisition Corporation, a Delaware corporation and a wholly owned subsidiary of Adobe in exchange for cash consideration of $14.00 per share, net to the seller in cash, without interest thereon and subject to any required tax withholding. F5 · ownership.nature: The shares were held by the Koontz Revocable Trust U/A/D 6/29/1998 (the "Koontz Trust"). Paul G. Koontz is a trustee of the Koontz Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Koontz Trust except to the extent of his proportionate pecuniary interest therein. Read SEC document |
| December 19, 2016 Filed Dec 21, 2016 17:49 UTC | TUBEMOGUL INC TUBE · Entity 180224 | OtherCommon Stock | 4,435 | $14.00 | $62,090.00 |
DisclosureSEC source: 0001209191-16-156364 · doc4.xml · nonDerivative · entry 3 Foundation Capital Management Co. VI, LLC · CIK 0001451965 · Former 10% Owner FOUNDATION CAPITAL VI LP · CIK 0001433196 · Former 10% Owner Foundation Capital VI Principals Fund, LLC · CIK 0001451964 · Former 10% Owner Foundation Capital, LLC · CIK 0001615420 · Former 10% Owner HOLLAND PAUL R · CIK 0001205501 · Former 10% Owner KOONTZ PAUL G · CIK 0001205496 · Former 10% Owner SCHUH MICHAEL N · CIK 0001205498 · Former 10% Owner ELMORE WILLIAM B · CIK 0001078748 · Former 10% Owner Weiss Warren M · CIK 0001399347 · Former 10% Owner Moldow Charles · CIK 0001452009 · Former 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By The Holland Childrens Trust Disclosed balance after: 0 F1 · kind: Disposed of pursuant to a cash tender offer conducted in accordance with the Agreement and Plan of Merger, dated November 10, 2016, by and among the Issuer, Adobe Systems Incorporated, a Delaware corporation ("Adobe") and Tiger Acquisition Corporation, a Delaware corporation and a wholly owned subsidiary of Adobe in exchange for cash consideration of $14.00 per share, net to the seller in cash, without interest thereon and subject to any required tax withholding. F4 · ownership.nature: The shares were held by The Holland Children's Trust (the "Holland Children's Trust"). Paul R. Holland is a trustee of the Holland Children's Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Holland Children's Trust except to the extent of his proportionate pecuniary interest therein. Read SEC document |
| December 19, 2016 Filed Dec 21, 2016 17:49 UTC | TUBEMOGUL INC TUBE · Entity 180224 | OtherCommon Stock | 29,117 | $14.00 | $407,638.00 |
DisclosureSEC source: 0001209191-16-156364 · doc4.xml · nonDerivative · entry 2 Foundation Capital Management Co. VI, LLC · CIK 0001451965 · Former 10% Owner FOUNDATION CAPITAL VI LP · CIK 0001433196 · Former 10% Owner Foundation Capital VI Principals Fund, LLC · CIK 0001451964 · Former 10% Owner Foundation Capital, LLC · CIK 0001615420 · Former 10% Owner HOLLAND PAUL R · CIK 0001205501 · Former 10% Owner KOONTZ PAUL G · CIK 0001205496 · Former 10% Owner SCHUH MICHAEL N · CIK 0001205498 · Former 10% Owner ELMORE WILLIAM B · CIK 0001078748 · Former 10% Owner Weiss Warren M · CIK 0001399347 · Former 10% Owner Moldow Charles · CIK 0001452009 · Former 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Holland/Yates Family Trust dtd 7/23/1999 Disclosed balance after: 0 F1 · kind: Disposed of pursuant to a cash tender offer conducted in accordance with the Agreement and Plan of Merger, dated November 10, 2016, by and among the Issuer, Adobe Systems Incorporated, a Delaware corporation ("Adobe") and Tiger Acquisition Corporation, a Delaware corporation and a wholly owned subsidiary of Adobe in exchange for cash consideration of $14.00 per share, net to the seller in cash, without interest thereon and subject to any required tax withholding. F3 · ownership.nature: The shares were held by the Holland/Yates Family Trust dtd 7/23/1999 (the "Holland Family Trust"). Paul R. Holland is a trustee of the Holland Family Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Holland Family Trust except to the extent of his proportionate pecuniary interest therein. Read SEC document |
| December 19, 2016 Filed Dec 21, 2016 17:49 UTC | TUBEMOGUL INC TUBE · Entity 180224 | OtherCommon Stock | 5,848,097 | $14.00 | $81,873,358.00 |
DisclosureSEC source: 0001209191-16-156364 · doc4.xml · nonDerivative · entry 1 Foundation Capital Management Co. VI, LLC · CIK 0001451965 · Former 10% Owner FOUNDATION CAPITAL VI LP · CIK 0001433196 · Former 10% Owner Foundation Capital VI Principals Fund, LLC · CIK 0001451964 · Former 10% Owner Foundation Capital, LLC · CIK 0001615420 · Former 10% Owner HOLLAND PAUL R · CIK 0001205501 · Former 10% Owner KOONTZ PAUL G · CIK 0001205496 · Former 10% Owner SCHUH MICHAEL N · CIK 0001205498 · Former 10% Owner ELMORE WILLIAM B · CIK 0001078748 · Former 10% Owner Weiss Warren M · CIK 0001399347 · Former 10% Owner Moldow Charles · CIK 0001452009 · Former 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Foundation Capital VI, L.P. Disclosed balance after: 0 F1 · kind: Disposed of pursuant to a cash tender offer conducted in accordance with the Agreement and Plan of Merger, dated November 10, 2016, by and among the Issuer, Adobe Systems Incorporated, a Delaware corporation ("Adobe") and Tiger Acquisition Corporation, a Delaware corporation and a wholly owned subsidiary of Adobe in exchange for cash consideration of $14.00 per share, net to the seller in cash, without interest thereon and subject to any required tax withholding. F2 · ownership.nature: Foundation Capital Management Co. VI, L.L.C. is the sole general partner of Foundation Capital VI, L.P. and the sole manager of Foundation Capital VI Principals Fund, LLC and has sole voting and investment power with respect to the shares held by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. William B. Elmore, Paul G. Koontz, Michael N. Schuh, Paul R. Holland, Steve P. Vassallo, Charles P. Moldow and Warren M. Weiss are managing members of Foundation Capital Management Co. VI, L.L.C., and may be deemed to share voting and investment power over the shares owned by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. Each of the managing members of Foundation Capital Management Co. VI, L.L.C. disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein. Read SEC document |
| December 19, 2016 Filed Dec 21, 2016 17:49 UTC | TUBEMOGUL INC TUBE · Entity 180224 | OtherCommon Stock | 4,440 | $14.00 | $62,160.00 |
DisclosureSEC source: 0001209191-16-156365 · doc4.xml · nonDerivative · entry 10 Foundation Capital Management Co. VI, LLC · CIK 0001451965 · Former 10% Owner FOUNDATION CAPITAL VI LP · CIK 0001433196 · Former 10% Owner Foundation Capital VI Principals Fund, LLC · CIK 0001451964 · Former 10% Owner Foundation Capital, LLC · CIK 0001615420 · Former 10% Owner Vassallo Steven · CIK 0001567929 · Former 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Moldow Family Trust dated 11/11/2003 Disclosed balance after: 0 F1 · kind: Disposed of pursuant to a cash tender offer conducted in accordance with the Agreement and Plan of Merger, dated November 10, 2016, by and among the Issuer, Adobe Systems Incorporated, a Delaware corporation ("Adobe") and Tiger Acquisition Corporation, a Delaware corporation and a wholly owned subsidiary of Adobe in exchange for cash consideration of $14.00 per share, net to the seller in cash, without interest thereon and subject to any required tax withholding. F10 · ownership.nature: The shares were held by the Moldow Family Trust dated 11/11/2003 (the "Moldow Family Trust"). Charles Moldow is a trustee of the Moldow Family Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Moldow Family Trust except to the extent of his proportionate pecuniary interest therein. Read SEC document |
| December 19, 2016 Filed Dec 21, 2016 17:49 UTC | TUBEMOGUL INC TUBE · Entity 180224 | OtherCommon Stock | 12,975 | $14.00 | $181,650.00 |
DisclosureSEC source: 0001209191-16-156365 · doc4.xml · nonDerivative · entry 9 Foundation Capital Management Co. VI, LLC · CIK 0001451965 · Former 10% Owner FOUNDATION CAPITAL VI LP · CIK 0001433196 · Former 10% Owner Foundation Capital VI Principals Fund, LLC · CIK 0001451964 · Former 10% Owner Foundation Capital, LLC · CIK 0001615420 · Former 10% Owner Vassallo Steven · CIK 0001567929 · Former 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Vassallo Family Revocable Trust dated 7/15/02 Disclosed balance after: 0 F1 · kind: Disposed of pursuant to a cash tender offer conducted in accordance with the Agreement and Plan of Merger, dated November 10, 2016, by and among the Issuer, Adobe Systems Incorporated, a Delaware corporation ("Adobe") and Tiger Acquisition Corporation, a Delaware corporation and a wholly owned subsidiary of Adobe in exchange for cash consideration of $14.00 per share, net to the seller in cash, without interest thereon and subject to any required tax withholding. F9 · ownership.nature: The shares were held by the Vassallo Family Revocable Trust dated 7/15/02 (the "Vassallo Trust"). Steve P. Vassallo is a trustee of the Vassallo Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Vassallo Trust except to the extent of his proportionate pecuniary interest therein. Read SEC document |
| December 19, 2016 Filed Dec 21, 2016 17:49 UTC | TUBEMOGUL INC TUBE · Entity 180224 | OtherCommon Stock | 24,690 | $14.00 | $345,660.00 |
DisclosureSEC source: 0001209191-16-156365 · doc4.xml · nonDerivative · entry 8 Foundation Capital Management Co. VI, LLC · CIK 0001451965 · Former 10% Owner FOUNDATION CAPITAL VI LP · CIK 0001433196 · Former 10% Owner Foundation Capital VI Principals Fund, LLC · CIK 0001451964 · Former 10% Owner Foundation Capital, LLC · CIK 0001615420 · Former 10% Owner Vassallo Steven · CIK 0001567929 · Former 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Elmore Family Investments B, LP Disclosed balance after: 0 F1 · kind: Disposed of pursuant to a cash tender offer conducted in accordance with the Agreement and Plan of Merger, dated November 10, 2016, by and among the Issuer, Adobe Systems Incorporated, a Delaware corporation ("Adobe") and Tiger Acquisition Corporation, a Delaware corporation and a wholly owned subsidiary of Adobe in exchange for cash consideration of $14.00 per share, net to the seller in cash, without interest thereon and subject to any required tax withholding. F8 · ownership.nature: The shares were held by Elmore Family Investments B, LP (the "Elmore Partnership"). William B. Elmore is a general partner of the Elmore Partnership. The Reporting Person disclaims beneficial ownership of the shares held by the Elmore Partnership except to the extent of his proportionate pecuniary interest therein. Read SEC document |
| December 19, 2016 Filed Dec 21, 2016 17:49 UTC | TUBEMOGUL INC TUBE · Entity 180224 | OtherCommon Stock | 13,749 | $14.00 | $192,486.00 |
DisclosureSEC source: 0001209191-16-156365 · doc4.xml · nonDerivative · entry 7 Foundation Capital Management Co. VI, LLC · CIK 0001451965 · Former 10% Owner FOUNDATION CAPITAL VI LP · CIK 0001433196 · Former 10% Owner Foundation Capital VI Principals Fund, LLC · CIK 0001451964 · Former 10% Owner Foundation Capital, LLC · CIK 0001615420 · Former 10% Owner Vassallo Steven · CIK 0001567929 · Former 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By William B. Elmore Revocable Trust Disclosed balance after: 0 F1 · kind: Disposed of pursuant to a cash tender offer conducted in accordance with the Agreement and Plan of Merger, dated November 10, 2016, by and among the Issuer, Adobe Systems Incorporated, a Delaware corporation ("Adobe") and Tiger Acquisition Corporation, a Delaware corporation and a wholly owned subsidiary of Adobe in exchange for cash consideration of $14.00 per share, net to the seller in cash, without interest thereon and subject to any required tax withholding. F7 · ownership.nature: The shares were held by the William B. Elmore Revocable Trust (the "Elmore Trust"). William B. Elmore is a trustee of the Elmore Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Elmore Trust except to the extent of his proportionate pecuniary interest therein. Read SEC document |
| December 19, 2016 Filed Dec 21, 2016 17:49 UTC | TUBEMOGUL INC TUBE · Entity 180224 | OtherCommon Stock | 9,072 | $14.00 | $127,008.00 |
DisclosureSEC source: 0001209191-16-156365 · doc4.xml · nonDerivative · entry 6 Foundation Capital Management Co. VI, LLC · CIK 0001451965 · Former 10% Owner FOUNDATION CAPITAL VI LP · CIK 0001433196 · Former 10% Owner Foundation Capital VI Principals Fund, LLC · CIK 0001451964 · Former 10% Owner Foundation Capital, LLC · CIK 0001615420 · Former 10% Owner Vassallo Steven · CIK 0001567929 · Former 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By William B. Elmore Gift Fund Disclosed balance after: 0 F1 · kind: Disposed of pursuant to a cash tender offer conducted in accordance with the Agreement and Plan of Merger, dated November 10, 2016, by and among the Issuer, Adobe Systems Incorporated, a Delaware corporation ("Adobe") and Tiger Acquisition Corporation, a Delaware corporation and a wholly owned subsidiary of Adobe in exchange for cash consideration of $14.00 per share, net to the seller in cash, without interest thereon and subject to any required tax withholding. Read SEC document |
| December 19, 2016 Filed Dec 21, 2016 17:49 UTC | TUBEMOGUL INC TUBE · Entity 180224 | OtherCommon Stock | 14,905 | $14.00 | $208,670.00 |
DisclosureSEC source: 0001209191-16-156365 · doc4.xml · nonDerivative · entry 5 Foundation Capital Management Co. VI, LLC · CIK 0001451965 · Former 10% Owner FOUNDATION CAPITAL VI LP · CIK 0001433196 · Former 10% Owner Foundation Capital VI Principals Fund, LLC · CIK 0001451964 · Former 10% Owner Foundation Capital, LLC · CIK 0001615420 · Former 10% Owner Vassallo Steven · CIK 0001567929 · Former 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Michael N. & Mary G. Schuh 1990 Family Trust Disclosed balance after: 0 F1 · kind: Disposed of pursuant to a cash tender offer conducted in accordance with the Agreement and Plan of Merger, dated November 10, 2016, by and among the Issuer, Adobe Systems Incorporated, a Delaware corporation ("Adobe") and Tiger Acquisition Corporation, a Delaware corporation and a wholly owned subsidiary of Adobe in exchange for cash consideration of $14.00 per share, net to the seller in cash, without interest thereon and subject to any required tax withholding. F6 · ownership.nature: The shares were held by the Michael N. & Mary G. Schuh 1990 Family Trust (the "Schuh Trust"). Michael N. Schuh is a trustee of the Schuh Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Schuh Trust except to the extent of his proportionate pecuniary interest therein Read SEC document |
| December 19, 2016 Filed Dec 21, 2016 17:49 UTC | TUBEMOGUL INC TUBE · Entity 180224 | OtherCommon Stock | 7,110 | $14.00 | $99,540.00 |
DisclosureSEC source: 0001209191-16-156365 · doc4.xml · nonDerivative · entry 4 Foundation Capital Management Co. VI, LLC · CIK 0001451965 · Former 10% Owner FOUNDATION CAPITAL VI LP · CIK 0001433196 · Former 10% Owner Foundation Capital VI Principals Fund, LLC · CIK 0001451964 · Former 10% Owner Foundation Capital, LLC · CIK 0001615420 · Former 10% Owner Vassallo Steven · CIK 0001567929 · Former 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Koontz Revocable Trust U/A/D 6/29/1998 Disclosed balance after: 0 F1 · kind: Disposed of pursuant to a cash tender offer conducted in accordance with the Agreement and Plan of Merger, dated November 10, 2016, by and among the Issuer, Adobe Systems Incorporated, a Delaware corporation ("Adobe") and Tiger Acquisition Corporation, a Delaware corporation and a wholly owned subsidiary of Adobe in exchange for cash consideration of $14.00 per share, net to the seller in cash, without interest thereon and subject to any required tax withholding. F5 · ownership.nature: The shares were held by the Koontz Revocable Trust U/A/D 6/29/1998 (the "Koontz Trust"). Paul G. Koontz is a trustee of the Koontz Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Koontz Trust except to the extent of his proportionate pecuniary interest therein. Read SEC document |
| December 19, 2016 Filed Dec 21, 2016 17:49 UTC | TUBEMOGUL INC TUBE · Entity 180224 | OtherCommon Stock | 4,435 | $14.00 | $62,090.00 |
DisclosureSEC source: 0001209191-16-156365 · doc4.xml · nonDerivative · entry 3 Foundation Capital Management Co. VI, LLC · CIK 0001451965 · Former 10% Owner FOUNDATION CAPITAL VI LP · CIK 0001433196 · Former 10% Owner Foundation Capital VI Principals Fund, LLC · CIK 0001451964 · Former 10% Owner Foundation Capital, LLC · CIK 0001615420 · Former 10% Owner Vassallo Steven · CIK 0001567929 · Former 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By The Holland Childrens Trust Disclosed balance after: 0 F1 · kind: Disposed of pursuant to a cash tender offer conducted in accordance with the Agreement and Plan of Merger, dated November 10, 2016, by and among the Issuer, Adobe Systems Incorporated, a Delaware corporation ("Adobe") and Tiger Acquisition Corporation, a Delaware corporation and a wholly owned subsidiary of Adobe in exchange for cash consideration of $14.00 per share, net to the seller in cash, without interest thereon and subject to any required tax withholding. F4 · ownership.nature: The shares were held by The Holland Children's Trust (the "Holland Children's Trust"). Paul R. Holland is a trustee of the Holland Children's Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Holland Children's Trust except to the extent of his proportionate pecuniary interest therein. Read SEC document |
| December 19, 2016 Filed Dec 21, 2016 17:49 UTC | TUBEMOGUL INC TUBE · Entity 180224 | OtherCommon Stock | 29,117 | $14.00 | $407,638.00 |
DisclosureSEC source: 0001209191-16-156365 · doc4.xml · nonDerivative · entry 2 Foundation Capital Management Co. VI, LLC · CIK 0001451965 · Former 10% Owner FOUNDATION CAPITAL VI LP · CIK 0001433196 · Former 10% Owner Foundation Capital VI Principals Fund, LLC · CIK 0001451964 · Former 10% Owner Foundation Capital, LLC · CIK 0001615420 · Former 10% Owner Vassallo Steven · CIK 0001567929 · Former 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Holland/Yates Family Trust dtd 7/23/1999 Disclosed balance after: 0 F1 · kind: Disposed of pursuant to a cash tender offer conducted in accordance with the Agreement and Plan of Merger, dated November 10, 2016, by and among the Issuer, Adobe Systems Incorporated, a Delaware corporation ("Adobe") and Tiger Acquisition Corporation, a Delaware corporation and a wholly owned subsidiary of Adobe in exchange for cash consideration of $14.00 per share, net to the seller in cash, without interest thereon and subject to any required tax withholding. F3 · ownership.nature: The shares were held by the Holland/Yates Family Trust dtd 7/23/1999 (the "Holland Family Trust"). Paul R. Holland is a trustee of the Holland Family Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Holland Family Trust except to the extent of his proportionate pecuniary interest therein. Read SEC document |
| December 19, 2016 Filed Dec 21, 2016 17:49 UTC | TUBEMOGUL INC TUBE · Entity 180224 | OtherCommon Stock | 5,848,097 | $14.00 | $81,873,358.00 |
DisclosureSEC source: 0001209191-16-156365 · doc4.xml · nonDerivative · entry 1 Foundation Capital Management Co. VI, LLC · CIK 0001451965 · Former 10% Owner FOUNDATION CAPITAL VI LP · CIK 0001433196 · Former 10% Owner Foundation Capital VI Principals Fund, LLC · CIK 0001451964 · Former 10% Owner Foundation Capital, LLC · CIK 0001615420 · Former 10% Owner Vassallo Steven · CIK 0001567929 · Former 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Foundation Capital VI, L.P. Disclosed balance after: 0 F1 · kind: Disposed of pursuant to a cash tender offer conducted in accordance with the Agreement and Plan of Merger, dated November 10, 2016, by and among the Issuer, Adobe Systems Incorporated, a Delaware corporation ("Adobe") and Tiger Acquisition Corporation, a Delaware corporation and a wholly owned subsidiary of Adobe in exchange for cash consideration of $14.00 per share, net to the seller in cash, without interest thereon and subject to any required tax withholding. F2 · ownership.nature: Foundation Capital Management Co. VI, L.L.C. is the sole general partner of Foundation Capital VI, L.P. and the sole manager of Foundation Capital VI Principals Fund, LLC and has sole voting and investment power with respect to the shares held by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. William B. Elmore, Paul G. Koontz, Michael N. Schuh, Paul R. Holland, Steve P. Vassallo, Charles P. Moldow and Warren M. Weiss are managing members of Foundation Capital Management Co. VI, L.L.C., and may be deemed to share voting and investment power over the shares owned by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. Each of the managing members of Foundation Capital Management Co. VI, L.L.C. disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein. Read SEC document |
| October 04, 2016 Filed Oct 5, 2016 16:02 UTC | TUBEMOGUL INC TUBE · Entity 180224 | SaleCommon Stock | 268 | $9.14 | $2,449.52 |
DisclosureSEC source: 0001209191-16-144857 · doc4.xml · nonDerivative · entry 29 Foundation Capital Management Co. VI, LLC · CIK 0001451965 · 10% owner FOUNDATION CAPITAL VI LP · CIK 0001433196 · 10% owner Foundation Capital VI Principals Fund, LLC · CIK 0001451964 · 10% owner Foundation Capital, LLC · CIK 0001615420 · 10% owner HOLLAND PAUL R · CIK 0001205501 · 10% owner KOONTZ PAUL G · CIK 0001205496 · 10% owner SCHUH MICHAEL N · CIK 0001205498 · 10% owner ELMORE WILLIAM B · CIK 0001078748 · 10% owner Weiss Warren M · CIK 0001399347 · 10% owner Moldow Charles · CIK 0001452009 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Foundation Capital, LLC Disclosed balance after: 0 F27 · kind: On October 4, 2016, Foundation Capital, LLC sold 268 shares of stock pursuant to a 10b5-1 Plan dated May 18, 2016. F28 · price: All shares were sold at this price. F6 · ownership.nature: Paul R. Holland, Warren M. Weiss, Charles Moldow and Steve Vassallo are managers of Foundation Capital, LLC. Foundation Capital, LLC is under common control with Foundation Capital Management Co. VI, L.L.C. As such, each of the managers may be deemed to share voting and investment power over the shares owned by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. Each of the managers disclaim beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein. Read SEC document |
| October 04, 2016 Filed Oct 5, 2016 16:02 UTC | TUBEMOGUL INC TUBE · Entity 180224 | SaleCommon Stock | 13,228 | $9.04 | $119,581.12 |
DisclosureSEC source: 0001209191-16-144857 · doc4.xml · nonDerivative · entry 28 Foundation Capital Management Co. VI, LLC · CIK 0001451965 · 10% owner FOUNDATION CAPITAL VI LP · CIK 0001433196 · 10% owner Foundation Capital VI Principals Fund, LLC · CIK 0001451964 · 10% owner Foundation Capital, LLC · CIK 0001615420 · 10% owner HOLLAND PAUL R · CIK 0001205501 · 10% owner KOONTZ PAUL G · CIK 0001205496 · 10% owner SCHUH MICHAEL N · CIK 0001205498 · 10% owner ELMORE WILLIAM B · CIK 0001078748 · 10% owner Weiss Warren M · CIK 0001399347 · 10% owner Moldow Charles · CIK 0001452009 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Moldow Family Trust dated 11/11/2003 Disclosed balance after: 4,440 F20 · kind: Transaction pursuant to a 10b5-1 Plan dated May 18, 2016. F26 · price: Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $8.81 to $9.29 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F17 · ownership.nature: The shares are held by the Moldow Family Trust dated 11/11/2003 (the "Moldow Family Trust"). Charles Moldow is a trustee of the Moldow Family Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Moldow Family Trust except to the extent of his proportionate pecuniary interest therein. Read SEC document |
| October 04, 2016 Filed Oct 5, 2016 16:02 UTC | TUBEMOGUL INC TUBE · Entity 180224 | SaleCommon Stock | 1,582 | $9.05 | $14,317.10 |
DisclosureSEC source: 0001209191-16-144857 · doc4.xml · nonDerivative · entry 27 Foundation Capital Management Co. VI, LLC · CIK 0001451965 · 10% owner FOUNDATION CAPITAL VI LP · CIK 0001433196 · 10% owner Foundation Capital VI Principals Fund, LLC · CIK 0001451964 · 10% owner Foundation Capital, LLC · CIK 0001615420 · 10% owner HOLLAND PAUL R · CIK 0001205501 · 10% owner KOONTZ PAUL G · CIK 0001205496 · 10% owner SCHUH MICHAEL N · CIK 0001205498 · 10% owner ELMORE WILLIAM B · CIK 0001078748 · 10% owner Weiss Warren M · CIK 0001399347 · 10% owner Moldow Charles · CIK 0001452009 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By The Moldow 2008 Children's Trust Disclosed balance after: 0 F20 · kind: Transaction pursuant to a 10b5-1 Plan dated May 18, 2016. F25 · price: Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $8.86 to $9.29 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F18 · ownership.nature: The shares are held by The Moldow 2008 Children's Trust (the "Moldow Children's Trust"). Charles Moldow is a trustee of the Moldow Children's Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Moldow Children's Trust except to the extent of his proportionate pecuniary interest therein. Read SEC document |
| October 04, 2016 Filed Oct 5, 2016 16:02 UTC | TUBEMOGUL INC TUBE · Entity 180224 | SaleCommon Stock | 1,959 | $9.04 | $17,709.36 |
DisclosureSEC source: 0001209191-16-144857 · doc4.xml · nonDerivative · entry 26 Foundation Capital Management Co. VI, LLC · CIK 0001451965 · 10% owner FOUNDATION CAPITAL VI LP · CIK 0001433196 · 10% owner Foundation Capital VI Principals Fund, LLC · CIK 0001451964 · 10% owner Foundation Capital, LLC · CIK 0001615420 · 10% owner HOLLAND PAUL R · CIK 0001205501 · 10% owner KOONTZ PAUL G · CIK 0001205496 · 10% owner SCHUH MICHAEL N · CIK 0001205498 · 10% owner ELMORE WILLIAM B · CIK 0001078748 · 10% owner Weiss Warren M · CIK 0001399347 · 10% owner Moldow Charles · CIK 0001452009 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By SHANE T. WEISS GST EXEMPT TRUST Disclosed balance after: 0 F20 · kind: Transaction pursuant to a 10b5-1 Plan dated May 18, 2016. F24 · price: Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $8.83 to $9.25 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F16 · ownership.nature: The shares are held by the SHANE T. WEISS GST EXEMPT TRUST (the "SHANE Trust"), a trust controlled by or for the benefit of one or more of Warren M. Weiss' family members. The Reporting Person disclaims beneficial ownership of the shares held by the SHANE Trust except to the extent of his proportionate pecuniary interest therein. Read SEC document |
| October 04, 2016 Filed Oct 5, 2016 16:02 UTC | TUBEMOGUL INC TUBE · Entity 180224 | SaleCommon Stock | 1,959 | $9.04 | $17,709.36 |
DisclosureSEC source: 0001209191-16-144857 · doc4.xml · nonDerivative · entry 25 Foundation Capital Management Co. VI, LLC · CIK 0001451965 · 10% owner FOUNDATION CAPITAL VI LP · CIK 0001433196 · 10% owner Foundation Capital VI Principals Fund, LLC · CIK 0001451964 · 10% owner Foundation Capital, LLC · CIK 0001615420 · 10% owner HOLLAND PAUL R · CIK 0001205501 · 10% owner KOONTZ PAUL G · CIK 0001205496 · 10% owner SCHUH MICHAEL N · CIK 0001205498 · 10% owner ELMORE WILLIAM B · CIK 0001078748 · 10% owner Weiss Warren M · CIK 0001399347 · 10% owner Moldow Charles · CIK 0001452009 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By ALLY L. WEISS GST EXEMPT TRUST Disclosed balance after: 0 F20 · kind: Transaction pursuant to a 10b5-1 Plan dated May 18, 2016. F23 · price: Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $8.83 to $9.28 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F15 · ownership.nature: The shares are held by the ALLY L. WEISS GST EXEMPT TRUST (the "ALLY Trust"), a trust controlled by or for the benefit of one or more of Warren M. Weiss' family members. The Reporting Person disclaims beneficial ownership of the shares held by the ALLY Trust except to the extent of his proportionate pecuniary interest therein. Read SEC document |
| October 04, 2016 Filed Oct 5, 2016 16:02 UTC | TUBEMOGUL INC TUBE · Entity 180224 | SaleCommon Stock | 7,300 | $9.07 | $66,211.00 |
DisclosureSEC source: 0001209191-16-144857 · doc4.xml · nonDerivative · entry 24 Foundation Capital Management Co. VI, LLC · CIK 0001451965 · 10% owner FOUNDATION CAPITAL VI LP · CIK 0001433196 · 10% owner Foundation Capital VI Principals Fund, LLC · CIK 0001451964 · 10% owner Foundation Capital, LLC · CIK 0001615420 · 10% owner HOLLAND PAUL R · CIK 0001205501 · 10% owner KOONTZ PAUL G · CIK 0001205496 · 10% owner SCHUH MICHAEL N · CIK 0001205498 · 10% owner ELMORE WILLIAM B · CIK 0001078748 · 10% owner Weiss Warren M · CIK 0001399347 · 10% owner Moldow Charles · CIK 0001452009 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Vassallo Family Revocable Trust dated 7/15/02 Disclosed balance after: 12,975 F20 · kind: Transaction pursuant to a 10b5-1 Plan dated May 18, 2016. F22 · price: Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $8.84 to $9.25 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F19 · ownership.nature: The shares are held by the Vassallo Family Revocable Trust dated 7/15/02 (the "Vassallo Trust"). Steve P. Vassallo is a trustee of the Vassallo Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Vassallo Trust except to the extent of his proportionate pecuniary interest therein. Read SEC document |
| October 04, 2016 Filed Oct 5, 2016 16:02 UTC | TUBEMOGUL INC TUBE · Entity 180224 | SaleCommon Stock | 13,013 | $9.06 | $117,897.78 |
DisclosureSEC source: 0001209191-16-144857 · doc4.xml · nonDerivative · entry 23 Foundation Capital Management Co. VI, LLC · CIK 0001451965 · 10% owner FOUNDATION CAPITAL VI LP · CIK 0001433196 · 10% owner Foundation Capital VI Principals Fund, LLC · CIK 0001451964 · 10% owner Foundation Capital, LLC · CIK 0001615420 · 10% owner HOLLAND PAUL R · CIK 0001205501 · 10% owner KOONTZ PAUL G · CIK 0001205496 · 10% owner SCHUH MICHAEL N · CIK 0001205498 · 10% owner ELMORE WILLIAM B · CIK 0001078748 · 10% owner Weiss Warren M · CIK 0001399347 · 10% owner Moldow Charles · CIK 0001452009 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By The Warren M. Weiss Trust UA dated 7/20/2005 Disclosed balance after: 0 F20 · kind: Transaction pursuant to a 10b5-1 Plan dated May 18, 2016. F21 · price: Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $8.83 to $9.23 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F14 · ownership.nature: The shares are held by The Warren M. Weiss Trust UA dated 7/20/2005 (the "Weiss Trust"). Warren M. Weiss is a trustee of the Weiss Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Weiss Trust except to the extent of his proportionate pecuniary interest therein. Read SEC document |
| October 04, 2016 Filed Oct 5, 2016 16:01 UTC | TUBEMOGUL INC TUBE · Entity 180224 | SaleCommon Stock | 268 | $9.14 | $2,449.52 |
DisclosureSEC source: 0001209191-16-144852 · doc4.xml · nonDerivative · entry 29 Foundation Capital Management Co. VI, LLC · CIK 0001451965 · 10% owner FOUNDATION CAPITAL VI LP · CIK 0001433196 · 10% owner Foundation Capital VI Principals Fund, LLC · CIK 0001451964 · 10% owner Foundation Capital, LLC · CIK 0001615420 · 10% owner Vassallo Steven · CIK 0001567929 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Foundation Capital, LLC Disclosed balance after: 0 F27 · kind: On October 4, 2016, Foundation Capital, LLC sold 268 shares of stock pursuant to a 10b5-1 Plan dated May 18, 2016. F28 · price: All shares were sold at this price. F6 · ownership.nature: Paul R. Holland, Warren M. Weiss, Charles Moldow and Steve Vassallo are managers of Foundation Capital, LLC. Foundation Capital, LLC is under common control with Foundation Capital Management Co. VI, L.L.C. As such, each of the managers may be deemed to share voting and investment power over the shares owned by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. Each of the managers disclaim beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein. Read SEC document |
| October 04, 2016 Filed Oct 5, 2016 16:01 UTC | TUBEMOGUL INC TUBE · Entity 180224 | SaleCommon Stock | 13,228 | $9.04 | $119,581.12 |
DisclosureSEC source: 0001209191-16-144852 · doc4.xml · nonDerivative · entry 28 Foundation Capital Management Co. VI, LLC · CIK 0001451965 · 10% owner FOUNDATION CAPITAL VI LP · CIK 0001433196 · 10% owner Foundation Capital VI Principals Fund, LLC · CIK 0001451964 · 10% owner Foundation Capital, LLC · CIK 0001615420 · 10% owner Vassallo Steven · CIK 0001567929 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Moldow Family Trust dated 11/11/2003 Disclosed balance after: 4,440 F20 · kind: Transaction pursuant to a 10b5-1 Plan dated May 18, 2016. F26 · price: Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $8.81 to $9.29 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F17 · ownership.nature: The shares are held by the Moldow Family Trust dated 11/11/2003 (the "Moldow Family Trust"). Charles Moldow is a trustee of the Moldow Family Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Moldow Family Trust except to the extent of his proportionate pecuniary interest therein. Read SEC document |
| October 04, 2016 Filed Oct 5, 2016 16:01 UTC | TUBEMOGUL INC TUBE · Entity 180224 | SaleCommon Stock | 1,582 | $9.05 | $14,317.10 |
DisclosureSEC source: 0001209191-16-144852 · doc4.xml · nonDerivative · entry 27 Foundation Capital Management Co. VI, LLC · CIK 0001451965 · 10% owner FOUNDATION CAPITAL VI LP · CIK 0001433196 · 10% owner Foundation Capital VI Principals Fund, LLC · CIK 0001451964 · 10% owner Foundation Capital, LLC · CIK 0001615420 · 10% owner Vassallo Steven · CIK 0001567929 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By The Moldow 2008 Children's Trust Disclosed balance after: 0 F20 · kind: Transaction pursuant to a 10b5-1 Plan dated May 18, 2016. F25 · price: Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $8.86 to $9.29 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F18 · ownership.nature: The shares are held by The Moldow 2008 Children's Trust (the "Moldow Children's Trust"). Charles Moldow is a trustee of the Moldow Children's Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Moldow Children's Trust except to the extent of his proportionate pecuniary interest therein. Read SEC document |
| October 04, 2016 Filed Oct 5, 2016 16:01 UTC | TUBEMOGUL INC TUBE · Entity 180224 | SaleCommon Stock | 1,959 | $9.04 | $17,709.36 |
DisclosureSEC source: 0001209191-16-144852 · doc4.xml · nonDerivative · entry 26 Foundation Capital Management Co. VI, LLC · CIK 0001451965 · 10% owner FOUNDATION CAPITAL VI LP · CIK 0001433196 · 10% owner Foundation Capital VI Principals Fund, LLC · CIK 0001451964 · 10% owner Foundation Capital, LLC · CIK 0001615420 · 10% owner Vassallo Steven · CIK 0001567929 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By SHANE T. WEISS GST EXEMPT TRUST Disclosed balance after: 0 F20 · kind: Transaction pursuant to a 10b5-1 Plan dated May 18, 2016. F24 · price: Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $8.83 to $9.25 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F16 · ownership.nature: The shares are held by the SHANE T. WEISS GST EXEMPT TRUST (the "SHANE Trust"), a trust controlled by or for the benefit of one or more of Warren M. Weiss' family members. The Reporting Person disclaims beneficial ownership of the shares held by the SHANE Trust except to the extent of his proportionate pecuniary interest therein. Read SEC document |
| October 04, 2016 Filed Oct 5, 2016 16:01 UTC | TUBEMOGUL INC TUBE · Entity 180224 | SaleCommon Stock | 1,959 | $9.04 | $17,709.36 |
DisclosureSEC source: 0001209191-16-144852 · doc4.xml · nonDerivative · entry 25 Foundation Capital Management Co. VI, LLC · CIK 0001451965 · 10% owner FOUNDATION CAPITAL VI LP · CIK 0001433196 · 10% owner Foundation Capital VI Principals Fund, LLC · CIK 0001451964 · 10% owner Foundation Capital, LLC · CIK 0001615420 · 10% owner Vassallo Steven · CIK 0001567929 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By ALLY L. WEISS GST EXEMPT TRUST Disclosed balance after: 0 F20 · kind: Transaction pursuant to a 10b5-1 Plan dated May 18, 2016. F23 · price: Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $8.83 to $9.28 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F15 · ownership.nature: The shares are held by the ALLY L. WEISS GST EXEMPT TRUST (the "ALLY Trust"), a trust controlled by or for the benefit of one or more of Warren M. Weiss' family members. The Reporting Person disclaims beneficial ownership of the shares held by the ALLY Trust except to the extent of his proportionate pecuniary interest therein. Read SEC document |
| October 04, 2016 Filed Oct 5, 2016 16:01 UTC | TUBEMOGUL INC TUBE · Entity 180224 | SaleCommon Stock | 7,300 | $9.07 | $66,211.00 |
DisclosureSEC source: 0001209191-16-144852 · doc4.xml · nonDerivative · entry 24 Foundation Capital Management Co. VI, LLC · CIK 0001451965 · 10% owner FOUNDATION CAPITAL VI LP · CIK 0001433196 · 10% owner Foundation Capital VI Principals Fund, LLC · CIK 0001451964 · 10% owner Foundation Capital, LLC · CIK 0001615420 · 10% owner Vassallo Steven · CIK 0001567929 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Vassallo Family Revocable Trust dated 7/15/02 Disclosed balance after: 12,975 F20 · kind: Transaction pursuant to a 10b5-1 Plan dated May 18, 2016. F22 · price: Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $8.84 to $9.25 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F19 · ownership.nature: The shares are held by the Vassallo Family Revocable Trust dated 7/15/02 (the "Vassallo Trust"). Steve P. Vassallo is a trustee of the Vassallo Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Vassallo Trust except to the extent of his proportionate pecuniary interest therein. Read SEC document |
| October 04, 2016 Filed Oct 5, 2016 16:01 UTC | TUBEMOGUL INC TUBE · Entity 180224 | SaleCommon Stock | 13,013 | $9.06 | $117,897.78 |
DisclosureSEC source: 0001209191-16-144852 · doc4.xml · nonDerivative · entry 23 Foundation Capital Management Co. VI, LLC · CIK 0001451965 · 10% owner FOUNDATION CAPITAL VI LP · CIK 0001433196 · 10% owner Foundation Capital VI Principals Fund, LLC · CIK 0001451964 · 10% owner Foundation Capital, LLC · CIK 0001615420 · 10% owner Vassallo Steven · CIK 0001567929 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By The Warren M. Weiss Trust UA dated 7/20/2005 Disclosed balance after: 0 F20 · kind: Transaction pursuant to a 10b5-1 Plan dated May 18, 2016. F21 · price: Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $8.83 to $9.23 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F14 · ownership.nature: The shares are held by The Warren M. Weiss Trust UA dated 7/20/2005 (the "Weiss Trust"). Warren M. Weiss is a trustee of the Weiss Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Weiss Trust except to the extent of his proportionate pecuniary interest therein. Read SEC document |
| October 03, 2016 Filed Oct 5, 2016 16:02 UTC | TUBEMOGUL INC TUBE · Entity 180224 | OtherCommon Stock | 9,125 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-144857 · doc4.xml · nonDerivative · entry 22 Foundation Capital Management Co. VI, LLC · CIK 0001451965 · 10% owner FOUNDATION CAPITAL VI LP · CIK 0001433196 · 10% owner Foundation Capital VI Principals Fund, LLC · CIK 0001451964 · 10% owner Foundation Capital, LLC · CIK 0001615420 · 10% owner HOLLAND PAUL R · CIK 0001205501 · 10% owner KOONTZ PAUL G · CIK 0001205496 · 10% owner SCHUH MICHAEL N · CIK 0001205498 · 10% owner ELMORE WILLIAM B · CIK 0001078748 · 10% owner Weiss Warren M · CIK 0001399347 · 10% owner Moldow Charles · CIK 0001452009 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Vassallo Family Revocable Trust dated 7/15/02 Disclosed balance after: 20,275 F4 · kind: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Foundation Capital Management Co. VI, L.L.C. effected following the close of the trading market on October 3, 2016 without consideration to its members. Transaction pursuant to a 10b5-1 Plan dated May 18, 2016. F19 · ownership.nature: The shares are held by the Vassallo Family Revocable Trust dated 7/15/02 (the "Vassallo Trust"). Steve P. Vassallo is a trustee of the Vassallo Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Vassallo Trust except to the extent of his proportionate pecuniary interest therein. Read SEC document |
| October 03, 2016 Filed Oct 5, 2016 16:02 UTC | TUBEMOGUL INC TUBE · Entity 180224 | OtherCommon Stock | 1,582 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-144857 · doc4.xml · nonDerivative · entry 21 Foundation Capital Management Co. VI, LLC · CIK 0001451965 · 10% owner FOUNDATION CAPITAL VI LP · CIK 0001433196 · 10% owner Foundation Capital VI Principals Fund, LLC · CIK 0001451964 · 10% owner Foundation Capital, LLC · CIK 0001615420 · 10% owner HOLLAND PAUL R · CIK 0001205501 · 10% owner KOONTZ PAUL G · CIK 0001205496 · 10% owner SCHUH MICHAEL N · CIK 0001205498 · 10% owner ELMORE WILLIAM B · CIK 0001078748 · 10% owner Weiss Warren M · CIK 0001399347 · 10% owner Moldow Charles · CIK 0001452009 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By The Moldow 2008 Children's Trust Disclosed balance after: 1,582 F4 · kind: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Foundation Capital Management Co. VI, L.L.C. effected following the close of the trading market on October 3, 2016 without consideration to its members. Transaction pursuant to a 10b5-1 Plan dated May 18, 2016. F18 · ownership.nature: The shares are held by The Moldow 2008 Children's Trust (the "Moldow Children's Trust"). Charles Moldow is a trustee of the Moldow Children's Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Moldow Children's Trust except to the extent of his proportionate pecuniary interest therein. Read SEC document |
| October 03, 2016 Filed Oct 5, 2016 16:02 UTC | TUBEMOGUL INC TUBE · Entity 180224 | OtherCommon Stock | 741 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-144857 · doc4.xml · nonDerivative · entry 20 Foundation Capital Management Co. VI, LLC · CIK 0001451965 · 10% owner FOUNDATION CAPITAL VI LP · CIK 0001433196 · 10% owner Foundation Capital VI Principals Fund, LLC · CIK 0001451964 · 10% owner Foundation Capital, LLC · CIK 0001615420 · 10% owner HOLLAND PAUL R · CIK 0001205501 · 10% owner KOONTZ PAUL G · CIK 0001205496 · 10% owner SCHUH MICHAEL N · CIK 0001205498 · 10% owner ELMORE WILLIAM B · CIK 0001078748 · 10% owner Weiss Warren M · CIK 0001399347 · 10% owner Moldow Charles · CIK 0001452009 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Moldow Family Trust dated 11/11/2003 Disclosed balance after: 17,668 F5 · kind: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Foundation Capital VI Principals Fund, LLC effected following the close of the trading market on October 3, 2016 without consideration to its members. Transaction pursuant to a 10b5-1 Plan dated May 18, 2016. F17 · ownership.nature: The shares are held by the Moldow Family Trust dated 11/11/2003 (the "Moldow Family Trust"). Charles Moldow is a trustee of the Moldow Family Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Moldow Family Trust except to the extent of his proportionate pecuniary interest therein. Read SEC document |
| October 03, 2016 Filed Oct 5, 2016 16:02 UTC | TUBEMOGUL INC TUBE · Entity 180224 | OtherCommon Stock | 12,487 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-144857 · doc4.xml · nonDerivative · entry 19 Foundation Capital Management Co. VI, LLC · CIK 0001451965 · 10% owner FOUNDATION CAPITAL VI LP · CIK 0001433196 · 10% owner Foundation Capital VI Principals Fund, LLC · CIK 0001451964 · 10% owner Foundation Capital, LLC · CIK 0001615420 · 10% owner HOLLAND PAUL R · CIK 0001205501 · 10% owner KOONTZ PAUL G · CIK 0001205496 · 10% owner SCHUH MICHAEL N · CIK 0001205498 · 10% owner ELMORE WILLIAM B · CIK 0001078748 · 10% owner Weiss Warren M · CIK 0001399347 · 10% owner Moldow Charles · CIK 0001452009 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Moldow Family Trust dated 11/11/2003 Disclosed balance after: 16,927 F4 · kind: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Foundation Capital Management Co. VI, L.L.C. effected following the close of the trading market on October 3, 2016 without consideration to its members. Transaction pursuant to a 10b5-1 Plan dated May 18, 2016. F17 · ownership.nature: The shares are held by the Moldow Family Trust dated 11/11/2003 (the "Moldow Family Trust"). Charles Moldow is a trustee of the Moldow Family Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Moldow Family Trust except to the extent of his proportionate pecuniary interest therein. Read SEC document |
| October 03, 2016 Filed Oct 5, 2016 16:02 UTC | TUBEMOGUL INC TUBE · Entity 180224 | OtherCommon Stock | 1,959 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-144857 · doc4.xml · nonDerivative · entry 18 Foundation Capital Management Co. VI, LLC · CIK 0001451965 · 10% owner FOUNDATION CAPITAL VI LP · CIK 0001433196 · 10% owner Foundation Capital VI Principals Fund, LLC · CIK 0001451964 · 10% owner Foundation Capital, LLC · CIK 0001615420 · 10% owner HOLLAND PAUL R · CIK 0001205501 · 10% owner KOONTZ PAUL G · CIK 0001205496 · 10% owner SCHUH MICHAEL N · CIK 0001205498 · 10% owner ELMORE WILLIAM B · CIK 0001078748 · 10% owner Weiss Warren M · CIK 0001399347 · 10% owner Moldow Charles · CIK 0001452009 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By SHANE T. WEISS GST EXEMPT TRUST Disclosed balance after: 1,959 F4 · kind: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Foundation Capital Management Co. VI, L.L.C. effected following the close of the trading market on October 3, 2016 without consideration to its members. Transaction pursuant to a 10b5-1 Plan dated May 18, 2016. F16 · ownership.nature: The shares are held by the SHANE T. WEISS GST EXEMPT TRUST (the "SHANE Trust"), a trust controlled by or for the benefit of one or more of Warren M. Weiss' family members. The Reporting Person disclaims beneficial ownership of the shares held by the SHANE Trust except to the extent of his proportionate pecuniary interest therein. Read SEC document |
| October 03, 2016 Filed Oct 5, 2016 16:02 UTC | TUBEMOGUL INC TUBE · Entity 180224 | OtherCommon Stock | 1,959 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-144857 · doc4.xml · nonDerivative · entry 17 Foundation Capital Management Co. VI, LLC · CIK 0001451965 · 10% owner FOUNDATION CAPITAL VI LP · CIK 0001433196 · 10% owner Foundation Capital VI Principals Fund, LLC · CIK 0001451964 · 10% owner Foundation Capital, LLC · CIK 0001615420 · 10% owner HOLLAND PAUL R · CIK 0001205501 · 10% owner KOONTZ PAUL G · CIK 0001205496 · 10% owner SCHUH MICHAEL N · CIK 0001205498 · 10% owner ELMORE WILLIAM B · CIK 0001078748 · 10% owner Weiss Warren M · CIK 0001399347 · 10% owner Moldow Charles · CIK 0001452009 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By ALLY L. WEISS GST EXEMPT TRUST Disclosed balance after: 1,959 F4 · kind: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Foundation Capital Management Co. VI, L.L.C. effected following the close of the trading market on October 3, 2016 without consideration to its members. Transaction pursuant to a 10b5-1 Plan dated May 18, 2016. F15 · ownership.nature: The shares are held by the ALLY L. WEISS GST EXEMPT TRUST (the "ALLY Trust"), a trust controlled by or for the benefit of one or more of Warren M. Weiss' family members. The Reporting Person disclaims beneficial ownership of the shares held by the ALLY Trust except to the extent of his proportionate pecuniary interest therein. Read SEC document |
| October 03, 2016 Filed Oct 5, 2016 16:02 UTC | TUBEMOGUL INC TUBE · Entity 180224 | OtherCommon Stock | 2,469 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-144857 · doc4.xml · nonDerivative · entry 16 Foundation Capital Management Co. VI, LLC · CIK 0001451965 · 10% owner FOUNDATION CAPITAL VI LP · CIK 0001433196 · 10% owner Foundation Capital VI Principals Fund, LLC · CIK 0001451964 · 10% owner Foundation Capital, LLC · CIK 0001615420 · 10% owner HOLLAND PAUL R · CIK 0001205501 · 10% owner KOONTZ PAUL G · CIK 0001205496 · 10% owner SCHUH MICHAEL N · CIK 0001205498 · 10% owner ELMORE WILLIAM B · CIK 0001078748 · 10% owner Weiss Warren M · CIK 0001399347 · 10% owner Moldow Charles · CIK 0001452009 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By The Warren M. Weiss Trust UA dated 7/20/2005 Disclosed balance after: 13,013 F5 · kind: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Foundation Capital VI Principals Fund, LLC effected following the close of the trading market on October 3, 2016 without consideration to its members. Transaction pursuant to a 10b5-1 Plan dated May 18, 2016. F14 · ownership.nature: The shares are held by The Warren M. Weiss Trust UA dated 7/20/2005 (the "Weiss Trust"). Warren M. Weiss is a trustee of the Weiss Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Weiss Trust except to the extent of his proportionate pecuniary interest therein. Read SEC document |
| October 03, 2016 Filed Oct 5, 2016 16:02 UTC | TUBEMOGUL INC TUBE · Entity 180224 | OtherCommon Stock | 10,544 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-144857 · doc4.xml · nonDerivative · entry 15 Foundation Capital Management Co. VI, LLC · CIK 0001451965 · 10% owner FOUNDATION CAPITAL VI LP · CIK 0001433196 · 10% owner Foundation Capital VI Principals Fund, LLC · CIK 0001451964 · 10% owner Foundation Capital, LLC · CIK 0001615420 · 10% owner HOLLAND PAUL R · CIK 0001205501 · 10% owner KOONTZ PAUL G · CIK 0001205496 · 10% owner SCHUH MICHAEL N · CIK 0001205498 · 10% owner ELMORE WILLIAM B · CIK 0001078748 · 10% owner Weiss Warren M · CIK 0001399347 · 10% owner Moldow Charles · CIK 0001452009 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By The Warren M. Weiss Trust UA dated 7/20/2005 Disclosed balance after: 10,544 F4 · kind: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Foundation Capital Management Co. VI, L.L.C. effected following the close of the trading market on October 3, 2016 without consideration to its members. Transaction pursuant to a 10b5-1 Plan dated May 18, 2016. F14 · ownership.nature: The shares are held by The Warren M. Weiss Trust UA dated 7/20/2005 (the "Weiss Trust"). Warren M. Weiss is a trustee of the Weiss Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Weiss Trust except to the extent of his proportionate pecuniary interest therein. Read SEC document |
| October 03, 2016 Filed Oct 5, 2016 16:02 UTC | TUBEMOGUL INC TUBE · Entity 180224 | OtherCommon Stock | 12,345 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-144857 · doc4.xml · nonDerivative · entry 14 Foundation Capital Management Co. VI, LLC · CIK 0001451965 · 10% owner FOUNDATION CAPITAL VI LP · CIK 0001433196 · 10% owner Foundation Capital VI Principals Fund, LLC · CIK 0001451964 · 10% owner Foundation Capital, LLC · CIK 0001615420 · 10% owner HOLLAND PAUL R · CIK 0001205501 · 10% owner KOONTZ PAUL G · CIK 0001205496 · 10% owner SCHUH MICHAEL N · CIK 0001205498 · 10% owner ELMORE WILLIAM B · CIK 0001078748 · 10% owner Weiss Warren M · CIK 0001399347 · 10% owner Moldow Charles · CIK 0001452009 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Elmore Family Investments B, LP Disclosed balance after: 24,690 F5 · kind: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Foundation Capital VI Principals Fund, LLC effected following the close of the trading market on October 3, 2016 without consideration to its members. Transaction pursuant to a 10b5-1 Plan dated May 18, 2016. F13 · ownership.nature: The shares are held by Elmore Family Investments B, LP (the "Elmore Partnership"). William B. Elmore is a general partner of the Elmore Partnership. The Reporting Person disclaims beneficial ownership of the shares held by the Elmore Partnership except to the extent of his proportionate pecuniary interest therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.