Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| INTERNATIONAL BUSINESS MACHINES CORPIBM · Entity 2840 | Senior Vice President | August 06, 2009 | August 07, 2009 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
INTERNATIONAL BUSINESS MACHINES CORP
Report date August 06, 2009 · Filed August 07, 2009
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 7,309 |
Reported balance
After 2009-08-06 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2009-08-06 · Grant · Acquired 35 · Balance 7,309 F1: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.
F2: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.
F3: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 01, 2006 Filed Feb 2, 2006 22:06 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionRst. Stock Unit · Derivative | 1,809 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-06-007939 · rrd106055.xml · derivative · entry 3 MOFFAT ROBERT W JR · CIK 0001180460 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,809 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F3 · kind: Release of restricted stock units. F2 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F2 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. Read SEC document |
| February 01, 2006 Filed Feb 2, 2006 22:06 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 3,213 | $81.45 | $261,682.79 |
DisclosureSEC source: 0001181431-06-007939 · rrd106055.xml · nonDerivative · entry 2 MOFFAT ROBERT W JR · CIK 0001180460 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,254.526 Read SEC document |
| February 01, 2006 Filed Feb 2, 2006 22:06 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantCommon Stock | 9,674 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-06-007939 · rrd106055.xml · nonDerivative · entry 1 MOFFAT ROBERT W JR · CIK 0001180460 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,467.526 F1 · kind: These shares result from performance stock units which vested at the end of the performance period and were payable in cash or the company's common stock on the transaction date shown. Read SEC document |
| February 01, 2006 Filed Feb 6, 2006 21:38 UTC Amendment | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 3,247 | $81.45 | $264,451.92 |
DisclosureSEC source: 0001181431-06-008697 · rrd106531.xml · nonDerivative · entry 1 MOFFAT ROBERT W JR · CIK 0001180460 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,220.526 F1 · shares: Original report understated this amount by 34 shares. F2 · balance_after: Original report overstated this amount by 34 shares. Read SEC document |
| December 30, 2005 Filed Jan 3, 2006 18:08 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 8 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-06-000082 · rrd101790.xml · derivative · entry 1 MOFFAT ROBERT W JR · CIK 0001180460 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,770 Underlying: Common Stock · 8 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| December 15, 2005 Filed Dec 16, 2005 15:36 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 8 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-05-067192 · rrd100457.xml · derivative · entry 1 MOFFAT ROBERT W JR · CIK 0001180460 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,762 Underlying: Common Stock · 8 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| November 30, 2005 Filed Dec 1, 2005 17:09 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 7 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-05-063857 · rrd98685.xml · derivative · entry 1 MOFFAT ROBERT W JR · CIK 0001180460 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,755 Underlying: Common Stock · 7 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| November 29, 2005 Filed Nov 30, 2005 13:45 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 2,000 | $89.17 | $178,340.00 |
DisclosureSEC source: 0001181431-05-063632 · rrd98482.xml · nonDerivative · entry 3 MOFFAT ROBERT W JR · CIK 0001180460 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,758.9923 Read SEC document |
| November 29, 2005 Filed Nov 30, 2005 13:45 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 6,553 | $89.15 | $584,199.95 |
DisclosureSEC source: 0001181431-05-063632 · rrd98482.xml · nonDerivative · entry 2 MOFFAT ROBERT W JR · CIK 0001180460 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,758.9923 Read SEC document |
| November 29, 2005 Filed Nov 30, 2005 13:45 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 1,000 | $89.14 | $89,140.00 |
DisclosureSEC source: 0001181431-05-063632 · rrd98482.xml · nonDerivative · entry 1 MOFFAT ROBERT W JR · CIK 0001180460 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,311.9923 Read SEC document |
| November 15, 2005 Filed Nov 16, 2005 16:20 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 8 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-05-061625 · rrd97400.xml · derivative · entry 1 MOFFAT ROBERT W JR · CIK 0001180460 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,748 Underlying: Common Stock · 8 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| November 08, 2005 Filed Nov 9, 2005 19:51 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 7 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-05-060470 · rrd96723.xml · derivative · entry 1 MOFFAT ROBERT W JR · CIK 0001180460 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,741 Underlying: Common Stock · 7 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| October 31, 2005 Filed Nov 1, 2005 16:29 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 8 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-05-058762 · rrd95812.xml · derivative · entry 1 MOFFAT ROBERT W JR · CIK 0001180460 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,735 Underlying: Common Stock · 8 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| October 14, 2005 Filed Oct 17, 2005 15:39 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 8 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-05-056658 · rrd94727.xml · derivative · entry 1 MOFFAT ROBERT W JR · CIK 0001180460 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,727 Underlying: Common Stock · 8 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| September 30, 2005 Filed Oct 3, 2005 16:36 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 8 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-05-054400 · rrd93588.xml · derivative · entry 1 MOFFAT ROBERT W JR · CIK 0001180460 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,720 Underlying: Common Stock · 8 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| September 15, 2005 Filed Sep 16, 2005 14:51 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 8 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-05-052067 · rrd92197.xml · derivative · entry 1 MOFFAT ROBERT W JR · CIK 0001180460 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,712 Underlying: Common Stock · 8 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| August 31, 2005 Filed Sep 1, 2005 16:17 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 8 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-05-049831 · rrd91049.xml · derivative · entry 1 MOFFAT ROBERT W JR · CIK 0001180460 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,705 Underlying: Common Stock · 8 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| August 15, 2005 Filed Aug 16, 2005 16:39 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 8 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-05-047108 · rrd89568.xml · derivative · entry 1 MOFFAT ROBERT W JR · CIK 0001180460 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,697 Underlying: Common Stock · 8 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| August 08, 2005 Filed Aug 9, 2005 16:48 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 7 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-05-045449 · rrd88728.xml · derivative · entry 1 MOFFAT ROBERT W JR · CIK 0001180460 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,689 Underlying: Common Stock · 7 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| July 29, 2005 Filed Aug 1, 2005 17:08 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 7 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-05-043131 · rrd87589.xml · derivative · entry 1 MOFFAT ROBERT W JR · CIK 0001180460 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,683 Underlying: Common Stock · 7 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| July 15, 2005 Filed Jul 18, 2005 15:18 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 7 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-05-040638 · rrd86034.xml · derivative · entry 1 MOFFAT ROBERT W JR · CIK 0001180460 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,676 Underlying: Common Stock · 7 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| June 30, 2005 Filed Jul 1, 2005 15:45 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 8 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-05-037704 · rrd84363.xml · derivative · entry 1 MOFFAT ROBERT W JR · CIK 0001180460 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,670 Underlying: Common Stock · 8 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| June 15, 2005 Filed Jun 16, 2005 15:31 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 8 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-05-034940 · rrd82736.xml · derivative · entry 1 MOFFAT ROBERT W JR · CIK 0001180460 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,662 Underlying: Common Stock · 8 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| May 31, 2005 Filed Jun 1, 2005 14:52 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 8 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-05-031982 · rrd81066.xml · derivative · entry 1 MOFFAT ROBERT W JR · CIK 0001180460 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,654 Underlying: Common Stock · 8 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| May 13, 2005 Filed May 16, 2005 13:56 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 3 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-05-028004 · rrd78944.xml · derivative · entry 1 MOFFAT ROBERT W JR · CIK 0001180460 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,647 Underlying: Common Stock · 3 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| May 06, 2005 Filed May 9, 2005 19:17 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 8 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-05-026584 · rrd78160.xml · derivative · entry 1 MOFFAT ROBERT W JR · CIK 0001180460 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,645 Underlying: Common Stock · 8 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| March 31, 2005 Filed Apr 1, 2005 21:39 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 301 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-05-019785 · rrd74198.xml · derivative · entry 2 MOFFAT ROBERT W JR · CIK 0001180460 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,637 Underlying: Common Stock · 301 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| March 31, 2005 Filed Apr 1, 2005 21:39 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 1,002 | $91.38 Strike: $0.00 | $91,562.76 |
DisclosureSEC source: 0001181431-05-019785 · rrd74198.xml · derivative · entry 1 MOFFAT ROBERT W JR · CIK 0001180460 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,336 Underlying: Common Stock · 1,002 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| March 08, 2005 Filed Mar 10, 2005 19:46 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantEmp. Stock Option (right to buy) · Derivative | 5,362 | $0.00 Strike: $92.12 | $0.00 |
DisclosureSEC source: 0001181431-05-015843 · rrd71956.xml · derivative · entry 2 MOFFAT ROBERT W JR · CIK 0001180460 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,362 Underlying: Common Stock · 5,362 shares Expires 2015-03-07 F2 · derivative.exercise_date: These derivative securities vest 100% on the date exercisable shown. All expire on the expiration date shown above. F2 · derivative.expiration_date: These derivative securities vest 100% on the date exercisable shown. All expire on the expiration date shown above. Read SEC document |
| March 08, 2005 Filed Mar 10, 2005 19:46 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantEmp. Stock Option (right to buy) · Derivative | 46,651 | $0.00 Strike: $101.33 | $0.00 |
DisclosureSEC source: 0001181431-05-015843 · rrd71956.xml · derivative · entry 1 MOFFAT ROBERT W JR · CIK 0001180460 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,651 Underlying: Common Stock · 46,651 shares Expires 2015-03-07 F1 · derivative.exercise_date: These derivative securities vest in four equal annual installments, the first vesting being on the date exercisable shown. All expire on the expiration date shown above. F1 · derivative.expiration_date: These derivative securities vest in four equal annual installments, the first vesting being on the date exercisable shown. All expire on the expiration date shown above. Read SEC document |
| February 08, 2005 Filed Feb 9, 2005 16:41 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 3 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-05-008084 · rrd67930.xml · derivative · entry 1 MOFFAT ROBERT W JR · CIK 0001180460 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,336 Underlying: Common Stock · 3 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| February 01, 2005 Filed Feb 3, 2005 16:35 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionRst. Stock Unit · Derivative | 963 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-05-006752 · rrd66943.xml · derivative · entry 5 MOFFAT ROBERT W JR · CIK 0001180460 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 963 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F3 · kind: Release of restricted stock units. F2 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F2 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. Read SEC document |
| February 01, 2005 Filed Feb 3, 2005 16:35 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 2,291 | $93.70 | $214,666.70 |
DisclosureSEC source: 0001181431-05-006752 · rrd66943.xml · nonDerivative · entry 4 MOFFAT ROBERT W JR · CIK 0001180460 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,044.9901 Read SEC document |
| February 01, 2005 Filed Feb 3, 2005 16:35 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantCommon Stock | 6,680 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-05-006752 · rrd66943.xml · nonDerivative · entry 3 MOFFAT ROBERT W JR · CIK 0001180460 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,335.9901 F1 · kind: These shares result from performance stock units which vested at the end of the performance period and were payable in cash or the company's common stock on the transaction date shown. Read SEC document |
| February 01, 2005 Filed Feb 3, 2005 16:35 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 326 | $93.70 | $30,546.20 |
DisclosureSEC source: 0001181431-05-006752 · rrd66943.xml · nonDerivative · entry 2 MOFFAT ROBERT W JR · CIK 0001180460 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,655.9901 Read SEC document |
| February 01, 2005 Filed Feb 3, 2005 16:35 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 963 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-05-006752 · rrd66943.xml · nonDerivative · entry 1 MOFFAT ROBERT W JR · CIK 0001180460 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,981.9901 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2004 Filed Jan 3, 2005 16:35 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 6 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-05-000056 · rrd63072.xml · derivative · entry 1 MOFFAT ROBERT W JR · CIK 0001180460 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,333 Underlying: Common Stock · 6 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| December 15, 2004 Filed Dec 16, 2004 19:27 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 6 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-04-059209 · rrd61651.xml · derivative · entry 1 MOFFAT ROBERT W JR · CIK 0001180460 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,327 Underlying: Common Stock · 6 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| November 30, 2004 Filed Dec 1, 2004 17:31 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 7 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-04-055704 · rrd59651.xml · derivative · entry 1 MOFFAT ROBERT W JR · CIK 0001180460 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,322 Underlying: Common Stock · 7 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| November 17, 2004 Filed Nov 18, 2004 20:28 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionEmp. Stock Option (right to buy) · Derivative | 2,772 | $0.00 Strike: $36.06 | $0.00 |
DisclosureSEC source: 0001181431-04-053892 · rrd58593.xml · derivative · entry 5 MOFFAT ROBERT W JR · CIK 0001180460 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,772 shares Expires 2007-03-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This grant vested in four equal annual installments; the last installment vested on the date shown above. Read SEC document |
| November 17, 2004 Filed Nov 18, 2004 20:28 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionEmp. Stock Option (right to buy) · Derivative | 2,156 | $0.00 Strike: $31.67 | $0.00 |
DisclosureSEC source: 0001181431-04-053892 · rrd58593.xml · derivative · entry 4 MOFFAT ROBERT W JR · CIK 0001180460 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,156 shares Expires 2006-02-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This grant vested in four equal annual installments; the last installment vested on the date shown above. Read SEC document |
| November 17, 2004 Filed Nov 18, 2004 20:28 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 3,000 | $96.18 | $288,540.00 |
DisclosureSEC source: 0001181431-04-053892 · rrd58593.xml · nonDerivative · entry 3 MOFFAT ROBERT W JR · CIK 0001180460 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,988.193 Read SEC document |
| November 17, 2004 Filed Nov 18, 2004 20:28 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 2,772 | $36.06 | $99,965.25 |
DisclosureSEC source: 0001181431-04-053892 · rrd58593.xml · nonDerivative · entry 2 MOFFAT ROBERT W JR · CIK 0001180460 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,988.193 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 17, 2004 Filed Nov 18, 2004 20:28 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 2,156 | $31.67 | $68,285.91 |
DisclosureSEC source: 0001181431-04-053892 · rrd58593.xml · nonDerivative · entry 1 MOFFAT ROBERT W JR · CIK 0001180460 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,216.193 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2004 Filed Nov 16, 2004 20:05 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 6 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-04-053146 · rrd58154.xml · derivative · entry 1 MOFFAT ROBERT W JR · CIK 0001180460 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,315 Underlying: Common Stock · 6 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| November 08, 2004 Filed Nov 9, 2004 17:57 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 3 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-04-051405 · rrd57356.xml · derivative · entry 1 MOFFAT ROBERT W JR · CIK 0001180460 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,310 Underlying: Common Stock · 3 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| October 29, 2004 Filed Nov 1, 2004 21:39 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 7 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-04-049838 · rrd56301.xml · derivative · entry 1 MOFFAT ROBERT W JR · CIK 0001180460 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,307 Underlying: Common Stock · 7 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| October 26, 2004 Filed Oct 27, 2004 18:41 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionRst. Stock Unit · Derivative | 5,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-04-049099 · rrd55829.xml · derivative · entry 3 MOFFAT ROBERT W JR · CIK 0001180460 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F2 · kind: Release of restricted stock units. F1 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F1 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. Read SEC document |
| October 26, 2004 Filed Oct 27, 2004 18:41 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 1,573 | $88.91 | $139,855.43 |
DisclosureSEC source: 0001181431-04-049099 · rrd55829.xml · nonDerivative · entry 2 MOFFAT ROBERT W JR · CIK 0001180460 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,060.1581 Read SEC document |
| October 26, 2004 Filed Oct 27, 2004 18:41 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-04-049099 · rrd55829.xml · nonDerivative · entry 1 MOFFAT ROBERT W JR · CIK 0001180460 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,633.1581 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.