Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| INTERNATIONAL BUSINESS MACHINES CORPIBM · Entity 2840 | Senior Vice President | August 06, 2009 | August 07, 2009 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
INTERNATIONAL BUSINESS MACHINES CORP
Report date August 06, 2009 · Filed August 07, 2009
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 7,309 |
Reported balance
After 2009-08-06 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2009-08-06 · Grant · Acquired 35 · Balance 7,309 F1: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.
F2: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.
F3: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 08, 2008 Filed May 9, 2008 21:27 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 3,125 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-08-030264 · rrd206137.xml · nonDerivative · entry 2 MOFFAT ROBERT W JR · CIK 0001180460 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,892.2895 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 08, 2008 Filed May 9, 2008 21:27 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 2,842 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-08-030264 · rrd206137.xml · nonDerivative · entry 1 MOFFAT ROBERT W JR · CIK 0001180460 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,767.2895 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 07, 2008 Filed May 8, 2008 18:01 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 29 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-08-029738 · rrd205879.xml · derivative · entry 1 MOFFAT ROBERT W JR · CIK 0001180460 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,136 Underlying: Common Stock · 29 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| March 07, 2008 Filed Mar 10, 2008 19:49 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionRst. Stock Unit · Derivative | 5,883 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-08-017508 · rrd198972.xml · derivative · entry 3 MOFFAT ROBERT W JR · CIK 0001180460 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,765 Underlying: Common Stock · 5,883 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F2 · kind: Release of restricted stock units. F1 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F1 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. Read SEC document |
| March 07, 2008 Filed Mar 10, 2008 19:49 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 2,543 | $113.28 | $288,058.33 |
DisclosureSEC source: 0001181431-08-017508 · rrd198972.xml · nonDerivative · entry 2 MOFFAT ROBERT W JR · CIK 0001180460 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,788.7419 Read SEC document |
| March 07, 2008 Filed Mar 10, 2008 19:49 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 5,883 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-08-017508 · rrd198972.xml · nonDerivative · entry 1 MOFFAT ROBERT W JR · CIK 0001180460 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,331.7419 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 06, 2008 Filed Feb 7, 2008 19:04 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 28 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-08-008279 · rrd194236.xml · derivative · entry 1 MOFFAT ROBERT W JR · CIK 0001180460 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,116 Underlying: Common Stock · 28 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| February 01, 2008 Filed Feb 5, 2008 16:06 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 4,061 | $107.65 | $437,166.65 |
DisclosureSEC source: 0001181431-08-007383 · rrd193471.xml · nonDerivative · entry 2 MOFFAT ROBERT W JR · CIK 0001180460 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,397.5202 Read SEC document |
| February 01, 2008 Filed Feb 5, 2008 16:06 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantCommon Stock | 11,485 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-08-007383 · rrd193471.xml · nonDerivative · entry 1 MOFFAT ROBERT W JR · CIK 0001180460 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,458.5502 F1 · kind: These shares result from performance share units which vested at the end of the performance period (2005 - 2007) and were payable in cash or the company's common stock on the transaction date shown. Read SEC document |
| December 27, 2007 Filed Dec 28, 2007 15:15 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 8 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-07-077907 · rrd185075.xml · derivative · entry 1 MOFFAT ROBERT W JR · CIK 0001180460 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,089 Underlying: Common Stock · 8 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| December 18, 2007 Filed Dec 20, 2007 19:10 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantRst. Stock Unit · Derivative | 30,974 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-07-076815 · rrd183353.xml · derivative · entry 1 MOFFAT ROBERT W JR · CIK 0001180460 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,974 Underlying: Common Stock · 30,974 shares Expires not disclosed F1 · derivative.exercise_price: These units are payable in cash or the company's common stock upon the lapse of the restrictions on 12/18/2012. F1 · kind: These units are payable in cash or the company's common stock upon the lapse of the restrictions on 12/18/2012. F1 · derivative.exercise_date: These units are payable in cash or the company's common stock upon the lapse of the restrictions on 12/18/2012. F1 · derivative.expiration_date: These units are payable in cash or the company's common stock upon the lapse of the restrictions on 12/18/2012. Read SEC document |
| December 14, 2007 Filed Dec 17, 2007 15:02 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 8 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-07-075798 · rrd182717.xml · derivative · entry 1 MOFFAT ROBERT W JR · CIK 0001180460 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,082 Underlying: Common Stock · 8 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| November 30, 2007 Filed Dec 3, 2007 15:12 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 8 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-07-072508 · rrd180449.xml · derivative · entry 1 MOFFAT ROBERT W JR · CIK 0001180460 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,075 Underlying: Common Stock · 8 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| November 21, 2007 Filed Nov 26, 2007 18:32 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionEmp. Stock Option (right to buy) · Derivative | 18,446 | $0.00 Strike: $51.16 | $0.00 |
DisclosureSEC source: 0001181431-07-071508 · rrd179763.xml · derivative · entry 23 MOFFAT ROBERT W JR · CIK 0001180460 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 18,446 shares Expires 2008-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This grant vested in four equal annual installments; the last installment vested on the date shown above. Read SEC document |
| November 21, 2007 Filed Nov 26, 2007 18:32 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 400 | $102.89 | $41,156.00 |
DisclosureSEC source: 0001181431-07-071508 · rrd179763.xml · nonDerivative · entry 22 MOFFAT ROBERT W JR · CIK 0001180460 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,911.6455 Read SEC document |
| November 21, 2007 Filed Nov 26, 2007 18:32 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 600 | $102.87 | $61,722.00 |
DisclosureSEC source: 0001181431-07-071508 · rrd179763.xml · nonDerivative · entry 21 MOFFAT ROBERT W JR · CIK 0001180460 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,311.6455 Read SEC document |
| November 21, 2007 Filed Nov 26, 2007 18:32 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 1,100 | $102.87 | $113,151.50 |
DisclosureSEC source: 0001181431-07-071508 · rrd179763.xml · nonDerivative · entry 20 MOFFAT ROBERT W JR · CIK 0001180460 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,911.6455 Read SEC document |
| November 21, 2007 Filed Nov 26, 2007 18:32 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 300 | $102.86 | $30,858.00 |
DisclosureSEC source: 0001181431-07-071508 · rrd179763.xml · nonDerivative · entry 19 MOFFAT ROBERT W JR · CIK 0001180460 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,011.6455 Read SEC document |
| November 21, 2007 Filed Nov 26, 2007 18:32 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 202 | $102.85 | $20,774.69 |
DisclosureSEC source: 0001181431-07-071508 · rrd179763.xml · nonDerivative · entry 18 MOFFAT ROBERT W JR · CIK 0001180460 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,311.6455 Read SEC document |
| November 21, 2007 Filed Nov 26, 2007 18:32 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 100 | $102.84 | $10,284.00 |
DisclosureSEC source: 0001181431-07-071508 · rrd179763.xml · nonDerivative · entry 17 MOFFAT ROBERT W JR · CIK 0001180460 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,513.6455 Read SEC document |
| November 21, 2007 Filed Nov 26, 2007 18:32 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 200 | $102.84 | $20,567.00 |
DisclosureSEC source: 0001181431-07-071508 · rrd179763.xml · nonDerivative · entry 16 MOFFAT ROBERT W JR · CIK 0001180460 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,613.6455 Read SEC document |
| November 21, 2007 Filed Nov 26, 2007 18:32 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 4,767 | $102.83 | $490,190.61 |
DisclosureSEC source: 0001181431-07-071508 · rrd179763.xml · nonDerivative · entry 15 MOFFAT ROBERT W JR · CIK 0001180460 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,813.6455 Read SEC document |
| November 21, 2007 Filed Nov 26, 2007 18:32 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 800 | $102.83 | $82,260.00 |
DisclosureSEC source: 0001181431-07-071508 · rrd179763.xml · nonDerivative · entry 14 MOFFAT ROBERT W JR · CIK 0001180460 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,580.6455 Read SEC document |
| November 21, 2007 Filed Nov 26, 2007 18:32 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 3,520 | $102.82 | $361,926.40 |
DisclosureSEC source: 0001181431-07-071508 · rrd179763.xml · nonDerivative · entry 13 MOFFAT ROBERT W JR · CIK 0001180460 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,380.6455 Read SEC document |
| November 21, 2007 Filed Nov 26, 2007 18:32 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 200 | $102.82 | $20,563.00 |
DisclosureSEC source: 0001181431-07-071508 · rrd179763.xml · nonDerivative · entry 12 MOFFAT ROBERT W JR · CIK 0001180460 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,900.6455 Read SEC document |
| November 21, 2007 Filed Nov 26, 2007 18:32 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 1,337 | $102.81 | $137,456.97 |
DisclosureSEC source: 0001181431-07-071508 · rrd179763.xml · nonDerivative · entry 11 MOFFAT ROBERT W JR · CIK 0001180460 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,100.6455 Read SEC document |
| November 21, 2007 Filed Nov 26, 2007 18:32 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 400 | $102.81 | $41,122.00 |
DisclosureSEC source: 0001181431-07-071508 · rrd179763.xml · nonDerivative · entry 10 MOFFAT ROBERT W JR · CIK 0001180460 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,437.6455 Read SEC document |
| November 21, 2007 Filed Nov 26, 2007 18:32 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 880 | $102.80 | $90,464.00 |
DisclosureSEC source: 0001181431-07-071508 · rrd179763.xml · nonDerivative · entry 9 MOFFAT ROBERT W JR · CIK 0001180460 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,837.6455 Read SEC document |
| November 21, 2007 Filed Nov 26, 2007 18:32 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 200 | $102.79 | $20,558.00 |
DisclosureSEC source: 0001181431-07-071508 · rrd179763.xml · nonDerivative · entry 8 MOFFAT ROBERT W JR · CIK 0001180460 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,717.6455 Read SEC document |
| November 21, 2007 Filed Nov 26, 2007 18:32 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 300 | $102.79 | $30,835.50 |
DisclosureSEC source: 0001181431-07-071508 · rrd179763.xml · nonDerivative · entry 7 MOFFAT ROBERT W JR · CIK 0001180460 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,917.6455 Read SEC document |
| November 21, 2007 Filed Nov 26, 2007 18:32 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 1,140 | $102.78 | $117,169.20 |
DisclosureSEC source: 0001181431-07-071508 · rrd179763.xml · nonDerivative · entry 6 MOFFAT ROBERT W JR · CIK 0001180460 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,217.6455 Read SEC document |
| November 21, 2007 Filed Nov 26, 2007 18:32 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 1,400 | $102.77 | $143,878.00 |
DisclosureSEC source: 0001181431-07-071508 · rrd179763.xml · nonDerivative · entry 5 MOFFAT ROBERT W JR · CIK 0001180460 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,357.6455 Read SEC document |
| November 21, 2007 Filed Nov 26, 2007 18:32 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 80 | $102.76 | $8,220.80 |
DisclosureSEC source: 0001181431-07-071508 · rrd179763.xml · nonDerivative · entry 4 MOFFAT ROBERT W JR · CIK 0001180460 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,757.6455 Read SEC document |
| November 21, 2007 Filed Nov 26, 2007 18:32 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 320 | $102.75 | $32,880.00 |
DisclosureSEC source: 0001181431-07-071508 · rrd179763.xml · nonDerivative · entry 3 MOFFAT ROBERT W JR · CIK 0001180460 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,837.6455 Read SEC document |
| November 21, 2007 Filed Nov 26, 2007 18:32 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 200 | $102.74 | $20,548.00 |
DisclosureSEC source: 0001181431-07-071508 · rrd179763.xml · nonDerivative · entry 2 MOFFAT ROBERT W JR · CIK 0001180460 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,157.6455 Read SEC document |
| November 21, 2007 Filed Nov 26, 2007 18:32 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 18,446 | $51.16 | $943,605.13 |
DisclosureSEC source: 0001181431-07-071508 · rrd179763.xml · nonDerivative · entry 1 MOFFAT ROBERT W JR · CIK 0001180460 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,357.6455 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2007 Filed Nov 16, 2007 16:00 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 9 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-07-069882 · rrd178952.xml · derivative · entry 1 MOFFAT ROBERT W JR · CIK 0001180460 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,068 Underlying: Common Stock · 9 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| November 07, 2007 Filed Nov 8, 2007 22:08 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 26 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-07-067694 · rrd177757.xml · derivative · entry 1 MOFFAT ROBERT W JR · CIK 0001180460 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,058 Underlying: Common Stock · 26 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| October 31, 2007 Filed Nov 1, 2007 15:16 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 8 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-07-065265 · rrd176774.xml · derivative · entry 1 MOFFAT ROBERT W JR · CIK 0001180460 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,032 Underlying: Common Stock · 8 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| October 15, 2007 Filed Oct 16, 2007 14:23 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 8 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-07-062257 · rrd175228.xml · derivative · entry 1 MOFFAT ROBERT W JR · CIK 0001180460 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,025 Underlying: Common Stock · 8 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| September 28, 2007 Filed Oct 1, 2007 15:55 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 8 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-07-059416 · rrd173696.xml · derivative · entry 1 MOFFAT ROBERT W JR · CIK 0001180460 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,018 Underlying: Common Stock · 8 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| September 14, 2007 Filed Sep 17, 2007 14:11 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 8 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-07-057609 · rrd172643.xml · derivative · entry 1 MOFFAT ROBERT W JR · CIK 0001180460 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,011 Underlying: Common Stock · 8 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| August 31, 2007 Filed Sep 4, 2007 21:40 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 8 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-07-055643 · rrd171391.xml · derivative · entry 1 MOFFAT ROBERT W JR · CIK 0001180460 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,003 Underlying: Common Stock · 8 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| August 15, 2007 Filed Aug 16, 2007 19:22 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 8 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000898430-07-002882 · rrd169818.xml · derivative · entry 1 MOFFAT ROBERT W JR · CIK 0001180460 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,998 Underlying: Common Stock · 8 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| August 08, 2007 Filed Aug 9, 2007 17:29 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 25 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-07-051162 · rrd168882.xml · derivative · entry 1 MOFFAT ROBERT W JR · CIK 0001180460 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,990 Underlying: Common Stock · 25 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| July 31, 2007 Filed Aug 1, 2007 15:14 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 8 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-07-048629 · rrd167680.xml · derivative · entry 1 MOFFAT ROBERT W JR · CIK 0001180460 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,965 Underlying: Common Stock · 8 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| July 13, 2007 Filed Jul 16, 2007 14:57 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 8 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-07-045738 · rrd165979.xml · derivative · entry 1 MOFFAT ROBERT W JR · CIK 0001180460 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,958 Underlying: Common Stock · 8 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| June 29, 2007 Filed Jul 2, 2007 17:29 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 8 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-07-043045 · rrd164562.xml · derivative · entry 1 MOFFAT ROBERT W JR · CIK 0001180460 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,950 Underlying: Common Stock · 8 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| June 15, 2007 Filed Jun 19, 2007 00:14 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 8 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-07-040862 · rrd163149.xml · derivative · entry 1 MOFFAT ROBERT W JR · CIK 0001180460 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,942 Underlying: Common Stock · 8 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| May 31, 2007 Filed Jun 1, 2007 15:23 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 8 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-07-036813 · rrd161240.xml · derivative · entry 1 MOFFAT ROBERT W JR · CIK 0001180460 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,934 Underlying: Common Stock · 8 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.