Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| INTERNATIONAL BUSINESS MACHINES CORPIBM · Entity 2840 | Senior Vice President | August 06, 2009 | August 07, 2009 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
INTERNATIONAL BUSINESS MACHINES CORP
Report date August 06, 2009 · Filed August 07, 2009
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 7,309 |
Reported balance
After 2009-08-06 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2009-08-06 · Grant · Acquired 35 · Balance 7,309 F1: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.
F2: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.
F3: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 06, 2009 Filed Aug 7, 2009 17:30 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 35 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-038428 · rrd250162.xml · derivative · entry 1 MOFFAT ROBERT W JR · CIK 0001180460 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,309 Underlying: Common Stock · 35 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| August 05, 2009 Filed Aug 6, 2009 21:21 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionEmp. Stock Option (right to buy) · Derivative | 5,362 | $0.00 Strike: $92.12 | $0.00 |
DisclosureSEC source: 0001181431-09-038348 · rrd250029.xml · derivative · entry 24 MOFFAT ROBERT W JR · CIK 0001180460 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,362 shares Expires 2015-03-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This grant vested in one installment on the date shown above. Read SEC document |
| August 05, 2009 Filed Aug 6, 2009 21:21 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionEmp. Stock Option (right to buy) · Derivative | 11,373 | $0.00 Strike: $82.76 | $0.00 |
DisclosureSEC source: 0001181431-09-038348 · rrd250029.xml · derivative · entry 23 MOFFAT ROBERT W JR · CIK 0001180460 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,373 shares Expires 2016-05-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This grant vested in one installment on the date shown above. Read SEC document |
| August 05, 2009 Filed Aug 6, 2009 21:21 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionEmp. Stock Option (right to buy) · Derivative | 17,490 | $0.00 Strike: $91.04 | $0.00 |
DisclosureSEC source: 0001181431-09-038348 · rrd250029.xml · derivative · entry 22 MOFFAT ROBERT W JR · CIK 0001180460 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,831 Underlying: Common Stock · 17,490 shares Expires 2016-05-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This grant vests in four equal annual installments; the most recent vesting occurred on the date shown above. Read SEC document |
| August 05, 2009 Filed Aug 6, 2009 21:21 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionEmp. Stock Option (right to buy) · Derivative | 14,032 | $0.00 Strike: $103.25 | $0.00 |
DisclosureSEC source: 0001181431-09-038348 · rrd250029.xml · derivative · entry 21 MOFFAT ROBERT W JR · CIK 0001180460 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,032 shares Expires 2010-02-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This grant vested in four equal annual installments; the last installment vested on the date shown above. Read SEC document |
| August 05, 2009 Filed Aug 6, 2009 21:21 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionEmp. Stock Option (right to buy) · Derivative | 968 | $0.00 Strike: $103.25 | $0.00 |
DisclosureSEC source: 0001181431-09-038348 · rrd250029.xml · derivative · entry 20 MOFFAT ROBERT W JR · CIK 0001180460 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 968 shares Expires 2010-02-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This grant vested in four equal annual installments; the last installment vested on the date shown above. Read SEC document |
| August 05, 2009 Filed Aug 6, 2009 21:21 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 49,225 | $118.52 | $5,834,147.00 |
DisclosureSEC source: 0001181431-09-038348 · rrd250029.xml · nonDerivative · entry 19 MOFFAT ROBERT W JR · CIK 0001180460 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,880.0306 Read SEC document |
| August 05, 2009 Filed Aug 6, 2009 21:21 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 14,032 | $103.25 | $1,448,804.00 |
DisclosureSEC source: 0001181431-09-038348 · rrd250029.xml · nonDerivative · entry 18 MOFFAT ROBERT W JR · CIK 0001180460 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,105.0306 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 05, 2009 Filed Aug 6, 2009 21:21 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 968 | $103.25 | $99,946.00 |
DisclosureSEC source: 0001181431-09-038348 · rrd250029.xml · nonDerivative · entry 17 MOFFAT ROBERT W JR · CIK 0001180460 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,073.0306 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 05, 2009 Filed Aug 6, 2009 21:21 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 5,362 | $92.12 | $493,947.44 |
DisclosureSEC source: 0001181431-09-038348 · rrd250029.xml · nonDerivative · entry 16 MOFFAT ROBERT W JR · CIK 0001180460 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,105.0306 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 05, 2009 Filed Aug 6, 2009 21:21 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 17,490 | $91.04 | $1,592,289.60 |
DisclosureSEC source: 0001181431-09-038348 · rrd250029.xml · nonDerivative · entry 15 MOFFAT ROBERT W JR · CIK 0001180460 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,743.0306 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 05, 2009 Filed Aug 6, 2009 21:21 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 11,373 | $82.76 | $941,229.48 |
DisclosureSEC source: 0001181431-09-038348 · rrd250029.xml · nonDerivative · entry 14 MOFFAT ROBERT W JR · CIK 0001180460 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,253.0306 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 04, 2009 Filed Aug 6, 2009 21:21 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 100 | $119.18 | $11,918.00 |
DisclosureSEC source: 0001181431-09-038348 · rrd250029.xml · nonDerivative · entry 13 MOFFAT ROBERT W JR · CIK 0001180460 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,880.0306 Read SEC document |
| August 04, 2009 Filed Aug 6, 2009 21:21 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 400 | $119.15 | $47,660.00 |
DisclosureSEC source: 0001181431-09-038348 · rrd250029.xml · nonDerivative · entry 12 MOFFAT ROBERT W JR · CIK 0001180460 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,980.0306 Read SEC document |
| August 04, 2009 Filed Aug 6, 2009 21:21 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 1,354 | $119.14 | $161,315.56 |
DisclosureSEC source: 0001181431-09-038348 · rrd250029.xml · nonDerivative · entry 11 MOFFAT ROBERT W JR · CIK 0001180460 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,380.0306 Read SEC document |
| August 04, 2009 Filed Aug 6, 2009 21:21 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 300 | $119.14 | $35,740.50 |
DisclosureSEC source: 0001181431-09-038348 · rrd250029.xml · nonDerivative · entry 10 MOFFAT ROBERT W JR · CIK 0001180460 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,734.0306 Read SEC document |
| August 04, 2009 Filed Aug 6, 2009 21:21 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 2,746 | $119.13 | $327,130.98 |
DisclosureSEC source: 0001181431-09-038348 · rrd250029.xml · nonDerivative · entry 9 MOFFAT ROBERT W JR · CIK 0001180460 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,034.0306 Read SEC document |
| August 04, 2009 Filed Aug 6, 2009 21:21 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 200 | $119.12 | $23,824.02 |
DisclosureSEC source: 0001181431-09-038348 · rrd250029.xml · nonDerivative · entry 8 MOFFAT ROBERT W JR · CIK 0001180460 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,780.0306 Read SEC document |
| August 04, 2009 Filed Aug 6, 2009 21:21 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 1,600 | $119.12 | $190,592.00 |
DisclosureSEC source: 0001181431-09-038348 · rrd250029.xml · nonDerivative · entry 7 MOFFAT ROBERT W JR · CIK 0001180460 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,980.0306 Read SEC document |
| August 04, 2009 Filed Aug 6, 2009 21:21 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 1,400 | $119.11 | $166,754.00 |
DisclosureSEC source: 0001181431-09-038348 · rrd250029.xml · nonDerivative · entry 6 MOFFAT ROBERT W JR · CIK 0001180460 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,580.0306 Read SEC document |
| August 04, 2009 Filed Aug 6, 2009 21:21 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 1,800 | $119.10 | $214,380.00 |
DisclosureSEC source: 0001181431-09-038348 · rrd250029.xml · nonDerivative · entry 5 MOFFAT ROBERT W JR · CIK 0001180460 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,980.0306 Read SEC document |
| August 04, 2009 Filed Aug 6, 2009 21:21 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 3,000 | $119.09 | $357,270.00 |
DisclosureSEC source: 0001181431-09-038348 · rrd250029.xml · nonDerivative · entry 4 MOFFAT ROBERT W JR · CIK 0001180460 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,780.0306 Read SEC document |
| August 04, 2009 Filed Aug 6, 2009 21:21 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 900 | $119.08 | $107,172.00 |
DisclosureSEC source: 0001181431-09-038348 · rrd250029.xml · nonDerivative · entry 3 MOFFAT ROBERT W JR · CIK 0001180460 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,780.0306 Read SEC document |
| August 04, 2009 Filed Aug 6, 2009 21:21 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 100 | $119.07 | $11,906.50 |
DisclosureSEC source: 0001181431-09-038348 · rrd250029.xml · nonDerivative · entry 2 MOFFAT ROBERT W JR · CIK 0001180460 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,680.0306 Read SEC document |
| August 04, 2009 Filed Aug 6, 2009 21:21 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 251 | $119.06 | $29,884.06 |
DisclosureSEC source: 0001181431-09-038348 · rrd250029.xml · nonDerivative · entry 1 MOFFAT ROBERT W JR · CIK 0001180460 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,780.0306 Read SEC document |
| May 08, 2009 Filed May 11, 2009 23:22 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionRst. Stock Unit · Derivative | 2,523 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-024224 · rrd242204.xml · derivative · entry 9 MOFFAT ROBERT W JR · CIK 0001180460 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,048 Underlying: Common Stock · 2,523 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F2 · kind: Release of restricted stock units. F1 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F1 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. Read SEC document |
| May 08, 2009 Filed May 11, 2009 23:22 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionRst. Stock Unit · Derivative | 2,842 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-024224 · rrd242204.xml · derivative · entry 8 MOFFAT ROBERT W JR · CIK 0001180460 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,843 Underlying: Common Stock · 2,842 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F2 · kind: Release of restricted stock units. F1 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F1 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. Read SEC document |
| May 08, 2009 Filed May 11, 2009 23:22 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionRst. Stock Unit · Derivative | 3,125 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-024224 · rrd242204.xml · derivative · entry 7 MOFFAT ROBERT W JR · CIK 0001180460 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,125 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F2 · kind: Release of restricted stock units. F1 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F1 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. Read SEC document |
| May 08, 2009 Filed May 11, 2009 23:22 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 1,428 | $101.79 | $145,356.12 |
DisclosureSEC source: 0001181431-09-024224 · rrd242204.xml · nonDerivative · entry 6 MOFFAT ROBERT W JR · CIK 0001180460 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,017.5946 Read SEC document |
| May 08, 2009 Filed May 11, 2009 23:22 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 1,298 | $101.79 | $132,123.42 |
DisclosureSEC source: 0001181431-09-024224 · rrd242204.xml · nonDerivative · entry 5 MOFFAT ROBERT W JR · CIK 0001180460 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,445.5946 Read SEC document |
| May 08, 2009 Filed May 11, 2009 23:22 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 1,153 | $101.79 | $117,363.87 |
DisclosureSEC source: 0001181431-09-024224 · rrd242204.xml · nonDerivative · entry 4 MOFFAT ROBERT W JR · CIK 0001180460 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,743.5946 Read SEC document |
| May 08, 2009 Filed May 11, 2009 23:22 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 3,125 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-024224 · rrd242204.xml · nonDerivative · entry 3 MOFFAT ROBERT W JR · CIK 0001180460 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,896.5946 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 08, 2009 Filed May 11, 2009 23:22 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 2,842 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-024224 · rrd242204.xml · nonDerivative · entry 2 MOFFAT ROBERT W JR · CIK 0001180460 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,771.5946 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 08, 2009 Filed May 11, 2009 23:22 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 2,523 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-024224 · rrd242204.xml · nonDerivative · entry 1 MOFFAT ROBERT W JR · CIK 0001180460 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,929.5946 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 06, 2009 Filed May 7, 2009 17:43 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 38 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-023333 · rrd241774.xml · derivative · entry 1 MOFFAT ROBERT W JR · CIK 0001180460 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,282 Underlying: Common Stock · 38 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| February 06, 2009 Filed Feb 9, 2009 15:48 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 38 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-007209 · rrd232459.xml · derivative · entry 1 MOFFAT ROBERT W JR · CIK 0001180460 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,244 Underlying: Common Stock · 38 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| February 01, 2009 Filed Feb 3, 2009 23:06 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 8,244 | $92.36 | $761,415.84 |
DisclosureSEC source: 0001181431-09-006238 · rrd231807.xml · nonDerivative · entry 2 MOFFAT ROBERT W JR · CIK 0001180460 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,167.2046 Read SEC document |
| February 01, 2009 Filed Feb 3, 2009 23:06 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantCommon Stock | 21,563 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-006238 · rrd231807.xml · nonDerivative · entry 1 MOFFAT ROBERT W JR · CIK 0001180460 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,411.2046 F1 · kind: These shares result from performance share units which vested at the end of the performance period (2006-2008) and were payable in cash or the company's common stock on the transaction date shown. Read SEC document |
| November 06, 2008 Filed Nov 7, 2008 17:51 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 42 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-08-060247 · rrd222623.xml · derivative · entry 1 MOFFAT ROBERT W JR · CIK 0001180460 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,209 Underlying: Common Stock · 42 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| August 12, 2008 Filed Aug 13, 2008 20:35 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionEmp. Stock Option (right to buy) · Derivative | 1,124 | $0.00 Strike: $88.96 | $0.00 |
DisclosureSEC source: 0001181431-08-048100 · rrd215974.xml · derivative · entry 28 MOFFAT ROBERT W JR · CIK 0001180460 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,124 shares Expires 2009-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This grant vested in four equal annual installments; the last installment vested on the date shown above. Read SEC document |
| August 12, 2008 Filed Aug 13, 2008 20:35 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionEmp. Stock Option (right to buy) · Derivative | 46,488 | $0.00 Strike: $78.13 | $0.00 |
DisclosureSEC source: 0001181431-08-048100 · rrd215974.xml · derivative · entry 27 MOFFAT ROBERT W JR · CIK 0001180460 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 46,488 shares Expires 2013-02-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This grant vested in four equal annual installments; the last installment vested on the date shown above. Read SEC document |
| August 12, 2008 Filed Aug 13, 2008 20:35 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionEmp. Stock Option (right to buy) · Derivative | 21,676 | $0.00 Strike: $88.96 | $0.00 |
DisclosureSEC source: 0001181431-08-048100 · rrd215974.xml · derivative · entry 26 MOFFAT ROBERT W JR · CIK 0001180460 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 21,676 shares Expires 2009-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This grant vested in four equal annual installments; the last installment vested on the date shown above. Read SEC document |
| August 12, 2008 Filed Aug 13, 2008 20:35 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 600 | $124.85 | $74,907.00 |
DisclosureSEC source: 0001181431-08-048100 · rrd215974.xml · nonDerivative · entry 25 MOFFAT ROBERT W JR · CIK 0001180460 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,338.6738 Read SEC document |
| August 12, 2008 Filed Aug 13, 2008 20:35 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 620 | $124.84 | $77,400.80 |
DisclosureSEC source: 0001181431-08-048100 · rrd215974.xml · nonDerivative · entry 24 MOFFAT ROBERT W JR · CIK 0001180460 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,938.6738 Read SEC document |
| August 12, 2008 Filed Aug 13, 2008 20:35 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 3,800 | $124.83 | $474,354.00 |
DisclosureSEC source: 0001181431-08-048100 · rrd215974.xml · nonDerivative · entry 23 MOFFAT ROBERT W JR · CIK 0001180460 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,558.6738 Read SEC document |
| August 12, 2008 Filed Aug 13, 2008 20:35 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 1,100 | $124.83 | $137,313.00 |
DisclosureSEC source: 0001181431-08-048100 · rrd215974.xml · nonDerivative · entry 22 MOFFAT ROBERT W JR · CIK 0001180460 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,358.6738 Read SEC document |
| August 12, 2008 Filed Aug 13, 2008 20:35 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 400 | $124.83 | $49,930.00 |
DisclosureSEC source: 0001181431-08-048100 · rrd215974.xml · nonDerivative · entry 21 MOFFAT ROBERT W JR · CIK 0001180460 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,458.6738 Read SEC document |
| August 12, 2008 Filed Aug 13, 2008 20:35 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 18,700 | $124.82 | $2,334,134.00 |
DisclosureSEC source: 0001181431-08-048100 · rrd215974.xml · nonDerivative · entry 20 MOFFAT ROBERT W JR · CIK 0001180460 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,858.6738 Read SEC document |
| August 12, 2008 Filed Aug 13, 2008 20:35 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 2,600 | $124.82 | $324,532.00 |
DisclosureSEC source: 0001181431-08-048100 · rrd215974.xml · nonDerivative · entry 19 MOFFAT ROBERT W JR · CIK 0001180460 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,558.6738 Read SEC document |
| August 12, 2008 Filed Aug 13, 2008 20:35 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 1,700 | $124.81 | $212,177.00 |
DisclosureSEC source: 0001181431-08-048100 · rrd215974.xml · nonDerivative · entry 18 MOFFAT ROBERT W JR · CIK 0001180460 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,158.6738 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.