Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Main Street Capital CORP
Report date January 08, 2018 · Filed January 10, 2018
Section 16 reporting ended · disclosed 2018-01-10. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 157,288.494 |
Reported balance
After 2018-01-08 transaction · row 1
1 source rowRow 1 · 2018-01-08 · Tax withholding · Disposed 5,392 · Balance 157,288.494 F1: Shares withheld for payment of tax liability upon vesting of restricted shares granted under the Main Street Capital Corporation 2008 Equity Incentive Plan and/or 2015 Equity and Incentive Plan. This withholding transaction was approved by the Compensation Committee of Main Street's Board of Directors in accordance with Rule 16b-3(d)(1) of the Securities Exchange Act of 1934 (the "Act"), and as such, the sale is exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares withheld for payment of tax liability upon vesting of restricted shares granted under the Main Street Capital Corporation 2008 Equity Incentive Plan and/or 2015 Equity and Incentive Plan. This withholding transaction was approved by the Compensation Committee of Main Street's Board of Directors in accordance with Rule 16b-3(d)(1) of the Securities Exchange Act of 1934 (the "Act"), and as such, the sale is exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 15, 2016 Filed Sep 19, 2016 16:54 UTC | Main Street Capital CORP MAIN · Entity 2159 | PurchaseCommon Stock | 25.777 | $34.14 | $880.03 |
DisclosureSEC source: 0001209191-16-142006 · doc4.xml · nonDerivative · entry 3 Stout Rodger A. · CIK 0001414111 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,264.189 F2 · kind: Shares issued under the Main Street Capital Corporation Deferred Compensation Plan. Read SEC document |
| September 15, 2016 Filed Sep 19, 2016 16:54 UTC | Main Street Capital CORP MAIN · Entity 2159 | PurchaseCommon Stock | 0.795 | $34.14 | $27.14 |
DisclosureSEC source: 0001209191-16-142006 · doc4.xml · nonDerivative · entry 2 Stout Rodger A. · CIK 0001414111 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,238.412 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| September 15, 2016 Filed Sep 19, 2016 16:54 UTC | Main Street Capital CORP MAIN · Entity 2159 | PurchaseCommon Stock | 105.921 | $33.80 | $3,580.13 |
DisclosureSEC source: 0001209191-16-142006 · doc4.xml · nonDerivative · entry 1 Stout Rodger A. · CIK 0001414111 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,237.617 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.