Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| WESTERN DIGITAL CORPWDC · Entity 1010 | Senior VP & CTO | December 02, 2009 | December 05, 2009 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
WESTERN DIGITAL CORP
Report date December 02, 2009 · Filed December 05, 2009
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 95,597 |
Reported balance
After 2009-12-02 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2009-12-02 · Exercise / conversion · Acquired 1,875 · Balance 95,597 F1: Includes 395 shares acquired under the issuer's Employee Stock Purchase Plan on November 30, 2009. |
| Common StockSEC Table I · non-derivative | Direct | 107,597 |
Reported balance
After 2009-12-02 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2009-12-02 · Exercise / conversion · Acquired 12,000 · Balance 107,597 |
| Common StockSEC Table I · non-derivative | Direct | 114,605 |
Reported balance
After 2009-12-02 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2009-12-02 · Exercise / conversion · Acquired 7,008 · Balance 114,605 |
| Common StockSEC Table I · non-derivative | Direct | 141,745 |
Reported balance
After 2009-12-02 transaction · row 4
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 4 · 2009-12-02 · Exercise / conversion · Acquired 27,140 · Balance 141,745 |
| Common StockSEC Table I · non-derivative | Direct | 4,260 |
Reported balance
After 2009-12-02 transaction · row 5
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 5 · 2009-12-02 · Sale · Disposed 137,485 · Balance 4,260 F2: Represents the weighted average sale price per share. These shares were sold in multiple transactions at prices ranging from a low of $38.71 to a high of $38.75. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $8.01 · Expires 2014-09-03 | Direct | 0 |
Reported balance
After 2009-12-02 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2009-12-02 · Exercise / conversion · Disposed 1,875 · Balance 0 F3: The option vested 25% on the first anniversary of the grant date and 6.25% at the end of each three-month period thereafter. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $8.89 · Expires 2014-11-09 | Direct | 0 |
Reported balance
After 2009-12-02 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2009-12-02 · Exercise / conversion · Disposed 12,000 · Balance 0 F3: The option vested 25% on the first anniversary of the grant date and 6.25% at the end of each three-month period thereafter. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $20.24 · Expires 2016-11-27 | Direct | 13,257 |
Reported balance
After 2009-12-02 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2009-12-02 · Exercise / conversion · Disposed 27,140 · Balance 13,257 F4: The option vested 25% one year from the grant date of 11/27/2006, and an additional 6.25% vested at the end of each three-month period through 11/26/2009. The remaining shares subject to the option will vest at 6.25% at the end of each three-month period until fully vested on 11/26/2010. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $23.97 · Expires 2016-02-16 | Direct | 876 |
Reported balance
After 2009-12-02 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2009-12-02 · Exercise / conversion · Disposed 7,008 · Balance 876 F5: The option vested 25% one year from the grant date of 2/16/2006, and an additional 6.25% vested at the end of each three-month period through 11/16/2009. The remaining shares subject to the option will vest at 6.25% at the end of each three-month period until fully vested on 2/16/2010. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 395 shares acquired under the issuer's Employee Stock Purchase Plan on November 30, 2009.
F2: Represents the weighted average sale price per share. These shares were sold in multiple transactions at prices ranging from a low of $38.71 to a high of $38.75. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
F3: The option vested 25% on the first anniversary of the grant date and 6.25% at the end of each three-month period thereafter.
F4: The option vested 25% one year from the grant date of 11/27/2006, and an additional 6.25% vested at the end of each three-month period through 11/26/2009. The remaining shares subject to the option will vest at 6.25% at the end of each three-month period until fully vested on 11/26/2010.
F5: The option vested 25% one year from the grant date of 2/16/2006, and an additional 6.25% vested at the end of each three-month period through 11/16/2009. The remaining shares subject to the option will vest at 6.25% at the end of each three-month period until fully vested on 2/16/2010.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 08, 2005 Filed Dec 12, 2005 22:41 UTC | WESTERN DIGITAL CORP WDC · Entity 1010 | Exercise / conversionCommon Stock | 25,000 | $12.84 | $321,000.00 |
DisclosureSEC source: 0001266824-05-000099 · edgardoc.xml · nonDerivative · entry 2 MOGHADAM HOSSEIN M · CIK 0001310101 · Senior VP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,316 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 08, 2005 Filed Dec 12, 2005 22:41 UTC | WESTERN DIGITAL CORP WDC · Entity 1010 | Exercise / conversionCommon Stock | 14,062 | $3.85 | $54,138.70 |
DisclosureSEC source: 0001266824-05-000099 · edgardoc.xml · nonDerivative · entry 1 MOGHADAM HOSSEIN M · CIK 0001310101 · Senior VP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,316 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 17, 2005 Filed Nov 21, 2005 23:59 UTC | WESTERN DIGITAL CORP WDC · Entity 1010 | GrantCommon Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001266824-05-000081 · edgardoc.xml · nonDerivative · entry 1 MOGHADAM HOSSEIN M · CIK 0001310101 · Senior VP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,254 F1 · security: Grant of restricted Common Stock by WDC to the reporting person. Read SEC document |
| September 01, 2005 Filed Sep 2, 2005 22:45 UTC | WESTERN DIGITAL CORP WDC · Entity 1010 | Tax withholdingCommon Stock | 3,833 | $13.59 | $52,090.47 |
DisclosureSEC source: 0001266824-05-000069 · edgardoc.xml · nonDerivative · entry 1 MOGHADAM HOSSEIN M · CIK 0001310101 · Sr. VP, Research & Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,254 F1 · shares: Payment of tax obligation by withholding securities incident to the vesting of securities issued in accordance with Rule 16b-3(e). F2 · balance_after: Includes 567 shares acquired under the issuer's Employee Stock Purchase Plan on July 31, 2005. Read SEC document |
| May 19, 2005 Filed May 23, 2005 21:24 UTC | WESTERN DIGITAL CORP WDC · Entity 1010 | GrantCommon Stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001266824-05-000041 · edgardoc.xml · nonDerivative · entry 1 MOGHADAM HOSSEIN M · CIK 0001310101 · Sr. VP, Research & Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,520 Read SEC document |
| March 07, 2005 Filed Mar 10, 2005 00:23 UTC | WESTERN DIGITAL CORP WDC · Entity 1010 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 183,750 | $0.00 Strike: $6.19 | $0.00 |
DisclosureSEC source: 0001310101-05-000002 · edgardoc.xml · derivative · entry 17 MOGHADAM HOSSEIN M · CIK 0001310101 · Sr. VP, Research & Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 183,750 shares Expires 2010-10-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The option vested 25% one year from the grant date of 10/09/2000 and 6.25% at the end of each three-month period thereafter. Read SEC document |
| March 07, 2005 Filed Mar 10, 2005 00:23 UTC | WESTERN DIGITAL CORP WDC · Entity 1010 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 7,500 | $0.00 Strike: $6.00 | $0.00 |
DisclosureSEC source: 0001310101-05-000002 · edgardoc.xml · derivative · entry 16 MOGHADAM HOSSEIN M · CIK 0001310101 · Sr. VP, Research & Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,500 shares Expires 2010-10-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The option vested 25% one year from the grant date of 10/27/2000 and 6.25% at the end of each three-month period thereafter. Read SEC document |
| March 07, 2005 Filed Mar 10, 2005 00:23 UTC | WESTERN DIGITAL CORP WDC · Entity 1010 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $4.71 | $0.00 |
DisclosureSEC source: 0001310101-05-000002 · edgardoc.xml · derivative · entry 15 MOGHADAM HOSSEIN M · CIK 0001310101 · Sr. VP, Research & Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2011-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option vested 25% at the end of each six-month period from the grant date of 11/30/2001 in four equal installments on 5/30/02, 11/30/02, 5/30/03 and 11/30/03. Read SEC document |
| March 07, 2005 Filed Mar 10, 2005 00:23 UTC | WESTERN DIGITAL CORP WDC · Entity 1010 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 42,188 | $0.00 Strike: $3.85 | $0.00 |
DisclosureSEC source: 0001310101-05-000002 · edgardoc.xml · derivative · entry 14 MOGHADAM HOSSEIN M · CIK 0001310101 · Sr. VP, Research & Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,812 Underlying: Common Stock · 42,188 shares Expires 2012-09-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vested 25% one year from the grant date of 9/23/2002, and an additional 6.25% vested at the end of each three-month period through 12/23/2004. The remaining shares subject to the option will vest at 6.25% at the end of each three-month period until fully vested on 9/23/2006. Read SEC document |
| March 07, 2005 Filed Mar 10, 2005 00:23 UTC | WESTERN DIGITAL CORP WDC · Entity 1010 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 15,750 | $0.00 Strike: $2.10 | $0.00 |
DisclosureSEC source: 0001310101-05-000002 · edgardoc.xml · derivative · entry 13 MOGHADAM HOSSEIN M · CIK 0001310101 · Sr. VP, Research & Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,750 Underlying: Common Stock · 15,750 shares Expires 2011-09-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option vested 25% one year from the grant date of 9/26/2001, and an additional 6.25% vested at the end of each three-month period through 12/26/2004. The remaining shares subject to the option will vest at 6.25% at the end of each three-month period until fully vested on 9/26/2005. Read SEC document |
| March 07, 2005 Filed Mar 10, 2005 00:23 UTC | WESTERN DIGITAL CORP WDC · Entity 1010 | SaleCommon Stock | 900 | $12.03 | $10,827.00 |
DisclosureSEC source: 0001310101-05-000002 · edgardoc.xml · nonDerivative · entry 12 MOGHADAM HOSSEIN M · CIK 0001310101 · Sr. VP, Research & Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,520 Read SEC document |
| March 07, 2005 Filed Mar 10, 2005 00:23 UTC | WESTERN DIGITAL CORP WDC · Entity 1010 | SaleCommon Stock | 20,000 | $12.02 | $240,400.00 |
DisclosureSEC source: 0001310101-05-000002 · edgardoc.xml · nonDerivative · entry 11 MOGHADAM HOSSEIN M · CIK 0001310101 · Sr. VP, Research & Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,420 Read SEC document |
| March 07, 2005 Filed Mar 10, 2005 00:23 UTC | WESTERN DIGITAL CORP WDC · Entity 1010 | SaleCommon Stock | 250,100 | $12.00 | $3,001,200.00 |
DisclosureSEC source: 0001310101-05-000002 · edgardoc.xml · nonDerivative · entry 10 MOGHADAM HOSSEIN M · CIK 0001310101 · Sr. VP, Research & Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,420 Read SEC document |
| March 07, 2005 Filed Mar 10, 2005 00:23 UTC | WESTERN DIGITAL CORP WDC · Entity 1010 | SaleCommon Stock | 1,012 | $12.08 | $12,224.96 |
DisclosureSEC source: 0001310101-05-000002 · edgardoc.xml · nonDerivative · entry 9 MOGHADAM HOSSEIN M · CIK 0001310101 · Sr. VP, Research & Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 304,520 Read SEC document |
| March 07, 2005 Filed Mar 10, 2005 00:23 UTC | WESTERN DIGITAL CORP WDC · Entity 1010 | SaleCommon Stock | 3,100 | $12.06 | $37,386.00 |
DisclosureSEC source: 0001310101-05-000002 · edgardoc.xml · nonDerivative · entry 8 MOGHADAM HOSSEIN M · CIK 0001310101 · Sr. VP, Research & Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 305,532 Read SEC document |
| March 07, 2005 Filed Mar 10, 2005 00:23 UTC | WESTERN DIGITAL CORP WDC · Entity 1010 | SaleCommon Stock | 15,450 | $12.04 | $186,018.00 |
DisclosureSEC source: 0001310101-05-000002 · edgardoc.xml · nonDerivative · entry 7 MOGHADAM HOSSEIN M · CIK 0001310101 · Sr. VP, Research & Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 308,632 Read SEC document |
| March 07, 2005 Filed Mar 10, 2005 00:23 UTC | WESTERN DIGITAL CORP WDC · Entity 1010 | SaleCommon Stock | 11,064 | $12.01 | $132,878.64 |
DisclosureSEC source: 0001310101-05-000002 · edgardoc.xml · nonDerivative · entry 6 MOGHADAM HOSSEIN M · CIK 0001310101 · Sr. VP, Research & Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 324,082 Read SEC document |
| March 07, 2005 Filed Mar 10, 2005 00:23 UTC | WESTERN DIGITAL CORP WDC · Entity 1010 | Exercise / conversionCommon Stock | 42,188 | $3.85 | $162,423.80 |
DisclosureSEC source: 0001310101-05-000002 · edgardoc.xml · nonDerivative · entry 5 MOGHADAM HOSSEIN M · CIK 0001310101 · Sr. VP, Research & Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 335,146 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 07, 2005 Filed Mar 10, 2005 00:23 UTC | WESTERN DIGITAL CORP WDC · Entity 1010 | Exercise / conversionCommon Stock | 10,000 | $4.71 | $47,100.00 |
DisclosureSEC source: 0001310101-05-000002 · edgardoc.xml · nonDerivative · entry 4 MOGHADAM HOSSEIN M · CIK 0001310101 · Sr. VP, Research & Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 292,958 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 07, 2005 Filed Mar 10, 2005 00:23 UTC | WESTERN DIGITAL CORP WDC · Entity 1010 | Exercise / conversionCommon Stock | 15,750 | $2.10 | $33,075.00 |
DisclosureSEC source: 0001310101-05-000002 · edgardoc.xml · nonDerivative · entry 3 MOGHADAM HOSSEIN M · CIK 0001310101 · Sr. VP, Research & Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 282,958 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 07, 2005 Filed Mar 10, 2005 00:23 UTC | WESTERN DIGITAL CORP WDC · Entity 1010 | Exercise / conversionCommon Stock | 7,500 | $6.00 | $45,000.00 |
DisclosureSEC source: 0001310101-05-000002 · edgardoc.xml · nonDerivative · entry 2 MOGHADAM HOSSEIN M · CIK 0001310101 · Sr. VP, Research & Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 267,208 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 07, 2005 Filed Mar 10, 2005 00:23 UTC | WESTERN DIGITAL CORP WDC · Entity 1010 | Exercise / conversionCommon Stock | 183,750 | $6.19 | $1,136,953.13 |
DisclosureSEC source: 0001310101-05-000002 · edgardoc.xml · nonDerivative · entry 1 MOGHADAM HOSSEIN M · CIK 0001310101 · Sr. VP, Research & Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 259,708 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 2,459 shares acquired under the issuer's Employee Stock Purchase Plan on January 31, 2005. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.