Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| S&P Global Inc.MHP · Entity 2879 | EVP & Chief Financial Officer | April 01, 2010 | April 05, 2010 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
S&P Global Inc.
Report date April 01, 2010 · Filed April 05, 2010
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $35.60 · Expires 2020-03-31 | Direct | 81,128 |
Reported balance
After 2010-04-01 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2010-04-01 · Grant · Acquired 81,128 · Balance 81,128 F1: The option becomes exercisable 50% on the first anniversary of the grant and 50% on the second anniversary of the grant. |
| Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $45.14 · Expires 2011-04-01 | Direct | 77,916 |
Reported balance
Holding disclosure · report date 2010-04-01 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 77,916 F2: Total derivative security amount shown includes options previously reported and reflects full amount of shares underlying options. |
| Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $45.14 · Expires 2012-03-31 | Direct | 87,406 |
Reported balance
Holding disclosure · report date 2010-04-01 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 87,406 F2: Total derivative security amount shown includes options previously reported and reflects full amount of shares underlying options. |
| Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $45.14 · Expires 2013-03-31 | Direct | 41,346 |
Reported balance
Holding disclosure · report date 2010-04-01 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 41,346 F2: Total derivative security amount shown includes options previously reported and reflects full amount of shares underlying options. |
| Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $50.81 · Expires 2013-03-31 | Direct | 42,149 |
Reported balance
Holding disclosure · report date 2010-04-01 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 42,149 F2: Total derivative security amount shown includes options previously reported and reflects full amount of shares underlying options. |
| Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $43.25 · Expires 2015-03-31 | Direct | 93,890 |
Reported balance
Holding disclosure · report date 2010-04-01 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 93,890 F1: The option becomes exercisable 50% on the first anniversary of the grant and 50% on the second anniversary of the grant. F2: Total derivative security amount shown includes options previously reported and reflects full amount of shares underlying options. |
| Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $50.81 · Expires 2014-03-31 | Direct | 50,051 |
Reported balance
Holding disclosure · report date 2010-04-01 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 50,051 F2: Total derivative security amount shown includes options previously reported and reflects full amount of shares underlying options. |
| Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $57.81 · Expires 2016-04-02 | Direct | 46,990 |
Reported balance
Holding disclosure · report date 2010-04-01 · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · Balance 46,990 F1: The option becomes exercisable 50% on the first anniversary of the grant and 50% on the second anniversary of the grant. F2: Total derivative security amount shown includes options previously reported and reflects full amount of shares underlying options. |
| Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $62.34 · Expires 2017-04-01 | Direct | 47,237 |
Reported balance
Holding disclosure · report date 2010-04-01 · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · Balance 47,237 F1: The option becomes exercisable 50% on the first anniversary of the grant and 50% on the second anniversary of the grant. F2: Total derivative security amount shown includes options previously reported and reflects full amount of shares underlying options. |
| Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $38.67 · Expires 2018-03-31 | Direct | 81,128 |
Reported balance
Holding disclosure · report date 2010-04-01 · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · Balance 81,128 F1: The option becomes exercisable 50% on the first anniversary of the grant and 50% on the second anniversary of the grant. F2: Total derivative security amount shown includes options previously reported and reflects full amount of shares underlying options. |
| Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $22.99 · Expires 2019-03-31 | Direct | 81,128 |
Reported balance
Holding disclosure · report date 2010-04-01 · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · Balance 81,128 F1: The option becomes exercisable 50% on the first anniversary of the grant and 50% on the second anniversary of the grant. F2: Total derivative security amount shown includes options previously reported and reflects full amount of shares underlying options. |
| Common StockSEC Table I · non-derivative | Direct | 464,083 |
Reported balance
Holding disclosure · report date 2010-04-01 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 464,083 |
Filing footnotes · ownership attribution and instrument terms
F1: The option becomes exercisable 50% on the first anniversary of the grant and 50% on the second anniversary of the grant.
F2: Total derivative security amount shown includes options previously reported and reflects full amount of shares underlying options.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
KAPSTONE PAPER & PACKAGING CORP
Report date November 02, 2018 · Filed November 06, 2018
Section 16 reporting ended · disclosed 2018-11-06. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2018-11-02 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2018-11-02 · Disposition to issuer · Disposed 2,833 · Balance 44,626 F1: Pursuant to the Merger Agreement, these KapStone restricted stock unit awards became fully vested at the effective time of the Merger in accordance with the terms of the Merger Agreement and exchanged for the right to receive a restricted stock unit award of Holdco relating to the number of Holdco shares (rounded to the nearest whole share) determined by multiplying the number of KapStone shares subject to the KapStone restricted stock unit award by the Equity Award Exchange Ratio (as defined in the Merger Agreement). Row 2 · 2018-11-02 · Disposition to issuer · Disposed 44,626 · Balance 0 F2: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of January 28, 2018 among WRK Co Inc., a Delaware corporation (formerly known as WestRock Company), KapStone Paper and Packaging Corporation, a Delaware corporation ("KapStone" or the "Company"), WestRock Company (formerly known as Whiskey Holdco, Inc.), a Delaware corporation ("Holdco"), Whiskey Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of Holdco, and Kola Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of Holdco ("Merger Sub"), effective as of the effective time of the merger of Merger Sub with and into the Company (the "Merger"), these shares of Company common stock, par value $0.0001 per share, were converted into the right to receive, at the election of the stockholder, (i) $35.00 in cash, without interest thereon or (ii) 0.4981 shares of Holdco common stock. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $12.72 · Expires 2026-03-18 | Direct | 0 |
Reported balance
After 2018-11-02 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2018-11-02 · Disposition to issuer · Disposed 4,558 · Balance 0 F4: Pursuant to the Merger Agreement, these options to purchase KapStone shares became fully vested at the effective time of the Merger in accordance with the terms of the Merger Agreement and exchanged for the right to receive an option to purchase, generally on the same terms and conditions as were applicable to such KapStone option immediately prior to the effective time of the Merger, a number of Holdco shares (rounded down to the nearest whole share) determined by multiplying the number of KapStone shares subject to the KapStone option by the Equity Award Exchange Ratio (as defined in the Merger Agreement), at an exercise price per share (rounded up to the nearest whole cent) determined by dividing the per-share exercise price of the KapStone option by the Equity Award Exchange Ratio. F3: The options vested 50% on the second anniversary of the grant date and the remaining 50% were scheduled to vest on the third anniversary of the grant date. They were granted on March 18, 2016. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Merger Agreement, these KapStone restricted stock unit awards became fully vested at the effective time of the Merger in accordance with the terms of the Merger Agreement and exchanged for the right to receive a restricted stock unit award of Holdco relating to the number of Holdco shares (rounded to the nearest whole share) determined by multiplying the number of KapStone shares subject to the KapStone restricted stock unit award by the Equity Award Exchange Ratio (as defined in the Merger Agreement).
F2: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of January 28, 2018 among WRK Co Inc., a Delaware corporation (formerly known as WestRock Company), KapStone Paper and Packaging Corporation, a Delaware corporation ("KapStone" or the "Company"), WestRock Company (formerly known as Whiskey Holdco, Inc.), a Delaware corporation ("Holdco"), Whiskey Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of Holdco, and Kola Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of Holdco ("Merger Sub"), effective as of the effective time of the merger of Merger Sub with and into the Company (the "Merger"), these shares of Company common stock, par value $0.0001 per share, were converted into the right to receive, at the election of the stockholder, (i) $35.00 in cash, without interest thereon or (ii) 0.4981 shares of Holdco common stock.
F3: The options vested 50% on the second anniversary of the grant date and the remaining 50% were scheduled to vest on the third anniversary of the grant date. They were granted on March 18, 2016.
F4: Pursuant to the Merger Agreement, these options to purchase KapStone shares became fully vested at the effective time of the Merger in accordance with the terms of the Merger Agreement and exchanged for the right to receive an option to purchase, generally on the same terms and conditions as were applicable to such KapStone option immediately prior to the effective time of the Merger, a number of Holdco shares (rounded down to the nearest whole share) determined by multiplying the number of KapStone shares subject to the KapStone option by the Equity Award Exchange Ratio (as defined in the Merger Agreement), at an exercise price per share (rounded up to the nearest whole cent) determined by dividing the per-share exercise price of the KapStone option by the Equity Award Exchange Ratio.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 23, 2004 Filed Dec 28, 2004 16:27 UTC | S&P Global Inc. MHP · Entity 2879 | Exercise / conversionCommon Stock | 27,250 | $56.23 | $1,532,267.50 |
DisclosureSEC source: 0001196168-04-000076 · bah159.xml · nonDerivative · entry 3 BAHASH ROBERT J · CIK 0001189448 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 309,465 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 23, 2004 Filed Dec 28, 2004 16:27 UTC | S&P Global Inc. MHP · Entity 2879 | Exercise / conversionCommon Stock | 52,000 | $67.77 | $3,524,040.00 |
DisclosureSEC source: 0001196168-04-000076 · bah159.xml · nonDerivative · entry 2 BAHASH ROBERT J · CIK 0001189448 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 282,215 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 23, 2004 Filed Dec 28, 2004 16:27 UTC | S&P Global Inc. MHP · Entity 2879 | Exercise / conversionCommon Stock | 48,000 | $59.28 | $2,845,502.40 |
DisclosureSEC source: 0001196168-04-000076 · bah159.xml · nonDerivative · entry 1 BAHASH ROBERT J · CIK 0001189448 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 230,215 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 08, 2004 Filed Sep 9, 2004 20:08 UTC | S&P Global Inc. MHP · Entity 2879 | Exercise / conversionOptions (Right to Buy) · Derivative | 21,993 | $0.00 Strike: $59.44 | $0.00 |
DisclosureSEC source: 0001196168-04-000068 · bah151.xml · derivative · entry 9 BAHASH ROBERT J · CIK 0001189448 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 21,993 shares Expires 2006-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 08, 2004 Filed Sep 9, 2004 20:08 UTC | S&P Global Inc. MHP · Entity 2879 | Exercise / conversionOptions (Right to Buy) · Derivative | 15,685 | $0.00 Strike: $59.44 | $0.00 |
DisclosureSEC source: 0001196168-04-000068 · bah151.xml · derivative · entry 8 BAHASH ROBERT J · CIK 0001189448 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,685 shares Expires 2005-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 08, 2004 Filed Sep 9, 2004 20:08 UTC | S&P Global Inc. MHP · Entity 2879 | Tax withholdingCommon Stock | 1,819 | $77.17 | $140,372.23 |
DisclosureSEC source: 0001196168-04-000068 · bah151.xml · nonDerivative · entry 7 BAHASH ROBERT J · CIK 0001189448 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 182,215 Read SEC document |
| September 08, 2004 Filed Sep 9, 2004 20:08 UTC | S&P Global Inc. MHP · Entity 2879 | Tax withholdingCommon Stock | 16,940 | $77.17 | $1,307,259.80 |
DisclosureSEC source: 0001196168-04-000068 · bah151.xml · nonDerivative · entry 6 BAHASH ROBERT J · CIK 0001189448 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184,034 Read SEC document |
| September 08, 2004 Filed Sep 9, 2004 20:08 UTC | S&P Global Inc. MHP · Entity 2879 | Tax withholdingCommon Stock | 1,297 | $77.17 | $100,089.49 |
DisclosureSEC source: 0001196168-04-000068 · bah151.xml · nonDerivative · entry 5 BAHASH ROBERT J · CIK 0001189448 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,974 Read SEC document |
| September 08, 2004 Filed Sep 9, 2004 20:08 UTC | S&P Global Inc. MHP · Entity 2879 | Tax withholdingCommon Stock | 12,081 | $77.17 | $932,290.77 |
DisclosureSEC source: 0001196168-04-000068 · bah151.xml · nonDerivative · entry 4 BAHASH ROBERT J · CIK 0001189448 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 202,271 Read SEC document |
| September 08, 2004 Filed Sep 9, 2004 20:08 UTC | S&P Global Inc. MHP · Entity 2879 | SaleCommon Stock | 860 | $76.91 | $66,142.60 |
DisclosureSEC source: 0001196168-04-000068 · bah151.xml · nonDerivative · entry 3 BAHASH ROBERT J · CIK 0001189448 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 214,352 Read SEC document |
| September 08, 2004 Filed Sep 9, 2004 20:08 UTC | S&P Global Inc. MHP · Entity 2879 | Exercise / conversionCommon Stock | 15,685 | $59.44 | $932,277.19 |
DisclosureSEC source: 0001196168-04-000068 · bah151.xml · nonDerivative · entry 2 BAHASH ROBERT J · CIK 0001189448 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 215,212 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 08, 2004 Filed Sep 9, 2004 20:08 UTC | S&P Global Inc. MHP · Entity 2879 | Exercise / conversionCommon Stock | 21,993 | $59.44 | $1,307,208.94 |
DisclosureSEC source: 0001196168-04-000068 · bah151.xml · nonDerivative · entry 1 BAHASH ROBERT J · CIK 0001189448 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 199,527 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 01, 2004 Filed Apr 5, 2004 18:29 UTC | S&P Global Inc. MHP · Entity 2879 | GrantOptions (Right to Buy) · Derivative | 57,250 | $0.00 Strike: $76.44 | $0.00 |
DisclosureSEC source: 0001196168-04-000052 · bah133.xml · derivative · entry 2 BAHASH ROBERT J · CIK 0001189448 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,250 Underlying: Common Stock · 57,250 shares Expires 2014-03-31 F2 · derivative.exercise_date: The option becomes exercisable 50% on the first anniversary of the grant and 50% on the second anniversary of the grant. F3 · balance_after: Total derivative security amount shown includes options previously reported and reflects full amount of shares underlying options. Read SEC document |
| April 01, 2004 Filed Apr 5, 2004 18:29 UTC | S&P Global Inc. MHP · Entity 2879 | GrantCommon Stock | 6,122 | $76.44 | $467,965.68 |
DisclosureSEC source: 0001196168-04-000052 · bah133.xml · nonDerivative · entry 1 BAHASH ROBERT J · CIK 0001189448 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,534 F1 · kind: Award of restricted stock pursuant to The McGraw-Hill Companies' 2002 Stock Incentive Plan in transaction exempt under and complying with Rule 16b-3. Read SEC document |
| February 27, 2004 Filed Mar 1, 2004 20:48 UTC | S&P Global Inc. MHP · Entity 2879 | Tax withholdingCommon Stock | 2,463 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001196168-04-000041 · bah129.xml · nonDerivative · entry 2 BAHASH ROBERT J · CIK 0001189448 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,412 F2 · kind: Withholding of shares of Common Stock under the McGraw-Hill Companies' 1993 Employee Stock Incentive Plan to satisfy withholding obligation in transaction exempt under and complying with Rule 16b-3. F3 · price: Price was determined based on the mean of the high and low trading prices on February 3, 2004, the valuation date. Read SEC document |
| February 27, 2004 Filed Mar 1, 2004 20:48 UTC | S&P Global Inc. MHP · Entity 2879 | Disposition to issuerCommon Stock | 1,368 | $0.00 | $0.00 |
DisclosureSEC source: 0001196168-04-000041 · bah129.xml · nonDerivative · entry 1 BAHASH ROBERT J · CIK 0001189448 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,875 F1 · kind: Forfeiture of stock pursuant to The McGraw-Hill Companies' 1993 Employee Stock Incentive Plan in transaction exempt under and complying with Rule 16b-3. Read SEC document |
| November 26, 2003 Filed Dec 10, 2003 21:10 UTC | S&P Global Inc. MHP · Entity 2879 | SaleCommon Stock | 400 | $68.86 | $27,544.00 |
DisclosureSEC source: 0001196168-03-000056 · bah96.xml · nonDerivative · entry 2 BAHASH ROBERT J · CIK 0001189448 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,243 Read SEC document |
| November 26, 2003 Filed Dec 10, 2003 21:10 UTC | S&P Global Inc. MHP · Entity 2879 | SaleCommon Stock | 1,600 | $68.76 | $110,016.00 |
DisclosureSEC source: 0001196168-03-000056 · bah96.xml · nonDerivative · entry 1 BAHASH ROBERT J · CIK 0001189448 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,643 Read SEC document |
| November 14, 2003 Filed Nov 18, 2003 22:49 UTC | S&P Global Inc. MHP · Entity 2879 | GrantOptions (Right to Buy) · Derivative | 38,102 | $0.00 Strike: $67.49 | $0.00 |
DisclosureSEC source: 0001196168-03-000053 · bah95.xml · derivative · entry 13 BAHASH ROBERT J · CIK 0001189448 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,102 Underlying: Common Stock · 38,102 shares Expires 2009-01-03 Read SEC document |
| November 14, 2003 Filed Nov 18, 2003 22:49 UTC | S&P Global Inc. MHP · Entity 2879 | Exercise / conversionOptions (Right to Buy) · Derivative | 45,000 | $0.00 Strike: $51.63 | $0.00 |
DisclosureSEC source: 0001196168-03-000053 · bah95.xml · derivative · entry 12 BAHASH ROBERT J · CIK 0001189448 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 45,000 shares Expires 2009-01-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option becomes exercisable 50% on the first anniversary of the grant and 50% on the second anniversary of the grant. Read SEC document |
| November 14, 2003 Filed Nov 18, 2003 22:49 UTC | S&P Global Inc. MHP · Entity 2879 | GrantOptions (Right to Buy) · Derivative | 1,480 | $0.00 Strike: $67.49 | $0.00 |
DisclosureSEC source: 0001196168-03-000053 · bah95.xml · derivative · entry 11 BAHASH ROBERT J · CIK 0001189448 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,480 Underlying: Common Stock · 1,480 shares Expires 2008-06-30 Read SEC document |
| November 14, 2003 Filed Nov 18, 2003 22:49 UTC | S&P Global Inc. MHP · Entity 2879 | Exercise / conversionOptions (Right to Buy) · Derivative | 2,000 | $0.00 Strike: $40.53 | $0.00 |
DisclosureSEC source: 0001196168-03-000053 · bah95.xml · derivative · entry 10 BAHASH ROBERT J · CIK 0001189448 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,000 shares Expires 2008-06-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 14, 2003 Filed Nov 18, 2003 22:49 UTC | S&P Global Inc. MHP · Entity 2879 | GrantOptions (Right to Buy) · Derivative | 12,905 | $0.00 Strike: $67.49 | $0.00 |
DisclosureSEC source: 0001196168-03-000053 · bah95.xml · derivative · entry 9 BAHASH ROBERT J · CIK 0001189448 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,905 Underlying: Common Stock · 12,905 shares Expires 2008-01-01 Read SEC document |
| November 14, 2003 Filed Nov 18, 2003 22:49 UTC | S&P Global Inc. MHP · Entity 2879 | Exercise / conversionOptions (Right to Buy) · Derivative | 18,500 | $0.00 Strike: $36.19 | $0.00 |
DisclosureSEC source: 0001196168-03-000053 · bah95.xml · derivative · entry 8 BAHASH ROBERT J · CIK 0001189448 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 18,500 shares Expires 2008-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option becomes exercisable 50% on the first anniversary of the grant and 50% on the second anniversary of the grant. Read SEC document |
| November 14, 2003 Filed Nov 18, 2003 22:49 UTC | S&P Global Inc. MHP · Entity 2879 | Exercise / conversionOptions (Right to Buy) · Derivative | 15,743 | $0.00 Strike: $59.44 | $0.00 |
DisclosureSEC source: 0001196168-03-000053 · bah95.xml · derivative · entry 7 BAHASH ROBERT J · CIK 0001189448 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,743 shares Expires 2004-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 14, 2003 Filed Nov 18, 2003 22:49 UTC | S&P Global Inc. MHP · Entity 2879 | Tax withholdingCommon Stock | 59,409 | $67.49 | $4,009,513.41 |
DisclosureSEC source: 0001196168-03-000053 · bah95.xml · nonDerivative · entry 6 BAHASH ROBERT J · CIK 0001189448 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,243 Read SEC document |
| November 14, 2003 Filed Nov 18, 2003 22:49 UTC | S&P Global Inc. MHP · Entity 2879 | Tax withholdingCommon Stock | 7,597 | $67.49 | $512,721.53 |
DisclosureSEC source: 0001196168-03-000053 · bah95.xml · nonDerivative · entry 5 BAHASH ROBERT J · CIK 0001189448 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 236,652 Read SEC document |
| November 14, 2003 Filed Nov 18, 2003 22:49 UTC | S&P Global Inc. MHP · Entity 2879 | Exercise / conversionCommon Stock | 2,000 | $40.53 | $81,062.60 |
DisclosureSEC source: 0001196168-03-000053 · bah95.xml · nonDerivative · entry 4 BAHASH ROBERT J · CIK 0001189448 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 244,249 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 14, 2003 Filed Nov 18, 2003 22:49 UTC | S&P Global Inc. MHP · Entity 2879 | Exercise / conversionCommon Stock | 45,000 | $51.63 | $2,323,125.00 |
DisclosureSEC source: 0001196168-03-000053 · bah95.xml · nonDerivative · entry 3 BAHASH ROBERT J · CIK 0001189448 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 242,249 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 14, 2003 Filed Nov 18, 2003 22:49 UTC | S&P Global Inc. MHP · Entity 2879 | Exercise / conversionCommon Stock | 18,500 | $36.19 | $669,468.75 |
DisclosureSEC source: 0001196168-03-000053 · bah95.xml · nonDerivative · entry 2 BAHASH ROBERT J · CIK 0001189448 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 197,249 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 14, 2003 Filed Nov 18, 2003 22:49 UTC | S&P Global Inc. MHP · Entity 2879 | Exercise / conversionCommon Stock | 15,743 | $59.44 | $935,724.56 |
DisclosureSEC source: 0001196168-03-000053 · bah95.xml · nonDerivative · entry 1 BAHASH ROBERT J · CIK 0001189448 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,749 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.