Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ALKAMI TECHNOLOGY, INC.ALKT · Entity 1625 | Director | October 05, 2026 | October 07, 2026 |
| AMERICAN EXPRESS COAXP · Entity 2839 | CEO, U.S. Consumer Division | April 29, 2010 | April 30, 2010 |
| Marqeta, Inc.MQ · Entity 806 | Director | June 30, 2026 | July 02, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ALKAMI TECHNOLOGY, INC.
Report date October 05, 2026 · Filed October 07, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 21,200 |
Reported balance
After 2026-10-05 transaction · row 1
1 source rowRow 1 · 2026-10-05 · Grant · Acquired 420 · Balance 21,200 F1: The reporting person elected to defer receipt of these shares under the terms of the 2021 Incentive Award Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person elected to defer receipt of these shares under the terms of the 2021 Incentive Award Plan.
AMERICAN EXPRESS CO
Report date April 29, 2010 · Filed April 30, 2010
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 70,966 |
Ending reported balance
After 2010-04-29 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2010-04-29 · Exercise / conversion · Acquired 68,544 · Balance 123,518 Row 2 · 2010-04-29 · Exercise / conversion · Acquired 50,867 · Balance 174,385 Row 3 · 2010-04-29 · Sale · Disposed 103,419 · Balance 70,966 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.58 to $47.70. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $29.24 · Expires 2013-01-26 | Direct | 0 |
Reported balance
After 2010-04-29 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2010-04-29 · Exercise / conversion · Disposed 68,544 · Balance 0 F2: These shares become exercisable in four annual installments beginning on date shown as "Date Exercisable." |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $16.71 · Expires 2019-01-28 | Direct | 152,603 |
Reported balance
After 2010-04-29 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2010-04-29 · Exercise / conversion · Disposed 50,867 · Balance 152,603 |
| Common StockSEC Table I · non-derivative | Indirectby spouse as custodian for children | 2,811 |
Reported balance
Holding disclosure · report date 2010-04-29 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 2,811 |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.58 to $47.70. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
F2: These shares become exercisable in four annual installments beginning on date shown as "Date Exercisable."
Marqeta, Inc.
Report date June 30, 2026 · Filed July 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 26,055 |
Reported balance
Holding disclosure · report date 2026-06-30 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 26,055 F1: The number of shares beneficially owned reflects the 1-for-4 reverse stock split effected June 30, 2026 (the "Reverse Stock Split"). Cash was paid in lieu of any fractional shares resulting from the Reverse Stock Split. F2: Held jointly with spouse. |
| Class A Common StockSEC Table I · non-derivative | Direct | 41,257 |
Reported balance
Holding disclosure · report date 2026-06-30 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 41,257 F1: The number of shares beneficially owned reflects the 1-for-4 reverse stock split effected June 30, 2026 (the "Reverse Stock Split"). Cash was paid in lieu of any fractional shares resulting from the Reverse Stock Split. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 16,318 |
Reported balance
Holding disclosure · report date 2026-06-30 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 16,318 F3: Each restricted stock unit is convertible into one share of Class A Common Stock. F4: This RSU grant, originally granted June 10, 2026 for 16,318 RSUs (post Reverse Stock Split), will vest in full on the earlier of (i) June 10, 2027 or (ii) the Issuer's next annual meeting of stockholders; provided, however, that all vesting will cease if the Reporting Person ceases to provide services to the Issuer, unless the Issuer's Board of Directors determines otherwise prior to the cessation of such services. F5: The number of shares subject to RSUs reflects the Reverse Stock Split. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $9.00 · Expires 2030-05-13 | Direct | 125,000 |
Reported balance
Holding disclosure · report date 2026-06-30 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 125,000 F6: The per share exercise price and number of shares subject to the option reflect the Reverse Stock Split. F7: All of the shares subject to this option are fully vested and exercisable as of the date hereof. F8: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and upon the occurrence of other events set forth in the Issuer's Certificate of Incorporation. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $85.96 · Expires 2031-04-06 | Direct | 25,000 |
Reported balance
Holding disclosure · report date 2026-06-30 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 25,000 F6: The per share exercise price and number of shares subject to the option reflect the Reverse Stock Split. F7: All of the shares subject to this option are fully vested and exercisable as of the date hereof. F8: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and upon the occurrence of other events set forth in the Issuer's Certificate of Incorporation. |
Filing footnotes · ownership attribution and instrument terms
F1: The number of shares beneficially owned reflects the 1-for-4 reverse stock split effected June 30, 2026 (the "Reverse Stock Split"). Cash was paid in lieu of any fractional shares resulting from the Reverse Stock Split.
F2: Held jointly with spouse.
F3: Each restricted stock unit is convertible into one share of Class A Common Stock.
F4: This RSU grant, originally granted June 10, 2026 for 16,318 RSUs (post Reverse Stock Split), will vest in full on the earlier of (i) June 10, 2027 or (ii) the Issuer's next annual meeting of stockholders; provided, however, that all vesting will cease if the Reporting Person ceases to provide services to the Issuer, unless the Issuer's Board of Directors determines otherwise prior to the cessation of such services.
F5: The number of shares subject to RSUs reflects the Reverse Stock Split.
F6: The per share exercise price and number of shares subject to the option reflect the Reverse Stock Split.
F7: All of the shares subject to this option are fully vested and exercisable as of the date hereof.
F8: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and upon the occurrence of other events set forth in the Issuer's Certificate of Incorporation.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 05, 2026 Filed Oct 7, 2026 21:24 UTC | ALKAMI TECHNOLOGY, INC. ALKT · Entity 1625 | GrantCommon Stock | 420 | $0.00 | $0.00 |
DisclosureSEC source: 0001405459-26-000018 · wk-form4_1791408244.xml · nonDerivative · entry 1 Linville Judson C · CIK 0001405459 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,200 F1 · shares: The reporting person elected to defer receipt of these shares under the terms of the 2021 Incentive Award Plan. Read SEC document |
| July 05, 2026 Filed Jul 7, 2026 22:47 UTC | ALKAMI TECHNOLOGY, INC. ALKT · Entity 1625 | GrantCommon Stock | 457 | $0.00 | $0.00 |
DisclosureSEC source: 0001405459-26-000015 · wk-form4_1783464432.xml · nonDerivative · entry 1 Linville Judson C · CIK 0001405459 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,780 F1 · shares: The reporting person elected to defer receipt of these shares under the terms of the 2021 Incentive Award Plan. Read SEC document |
| June 10, 2026 Filed Jun 11, 2026 21:22 UTC | Marqeta, Inc. MQ · Entity 806 | GrantRestricted Stock Units · Derivative | 65,274 | $0.00 | $0.00 |
DisclosureSEC source: 0001405459-26-000011 · wk-form4_1781212956.xml · derivative · entry 4 Linville Judson C · CIK 0001405459 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 65,274 Underlying: Class A Common Stock · 65,274 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit is convertible into one share of Class A Common Stock. F5 · derivative.exercise_date: All of the shares vest in full on the earlier of (i) June 10, 2027 or (ii) the Issuer's next annual meeting of stockholders; provided, however, that all vesting will cease if the Reporting Person ceases to provide services to the Issuer, unless the Issuer's Board of Directors determines otherwise prior to the cessation of such services. F5 · derivative.expiration_date: All of the shares vest in full on the earlier of (i) June 10, 2027 or (ii) the Issuer's next annual meeting of stockholders; provided, however, that all vesting will cease if the Reporting Person ceases to provide services to the Issuer, unless the Issuer's Board of Directors determines otherwise prior to the cessation of such services. Read SEC document |
| June 10, 2026 Filed Jun 11, 2026 21:22 UTC | Marqeta, Inc. MQ · Entity 806 | Exercise / conversionRestricted Stock Units · Derivative | 45,372 | $0.00 | $0.00 |
DisclosureSEC source: 0001405459-26-000011 · wk-form4_1781212956.xml · derivative · entry 3 Linville Judson C · CIK 0001405459 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 45,372 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit is convertible into one share of Class A Common Stock. F1 · kind: Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act. F4 · derivative.exercise_date: Restricted stock units granted on June 12, 2025, the date of the Issuer's 2025 Annual Meeting of Stockholders, that vested in full on June 10, 2026, the date of the Issuer's 2026 Annual Meeting of Stockholders. F4 · derivative.expiration_date: Restricted stock units granted on June 12, 2025, the date of the Issuer's 2025 Annual Meeting of Stockholders, that vested in full on June 10, 2026, the date of the Issuer's 2026 Annual Meeting of Stockholders. Read SEC document |
| June 10, 2026 Filed Jun 11, 2026 21:22 UTC | Marqeta, Inc. MQ · Entity 806 | Exercise / conversionClass A Common Stock | 45,372 | $0.00 | $0.00 |
DisclosureSEC source: 0001405459-26-000011 · wk-form4_1781212956.xml · nonDerivative · entry 1 Linville Judson C · CIK 0001405459 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 165,028 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act. F1 · price: Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act. Read SEC document |
| May 19, 2026 Filed May 21, 2026 22:58 UTC | ALKAMI TECHNOLOGY, INC. ALKT · Entity 1625 | GrantCommon Stock | 20,323 | $0.00 | $0.00 |
DisclosureSEC source: 0001405459-26-000009 · wk-form4_1779404325.xml · nonDerivative · entry 1 Linville Judson C · CIK 0001405459 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,323 F1 · shares: This Initial RSU Award will vest 1/3 on each anniversary of the applicable grant date and will be fully vested on the third anniversary of the grant date. The reporting person elected to defer receipt of these shares under the terms of the 2021 Incentive Plan. Read SEC document |
| February 27, 2026 Filed Mar 2, 2026 22:04 UTC | Marqeta, Inc. MQ · Entity 806 | PurchaseClass A Common Stock | 25,570 | $3.93 | $100,382.71 |
DisclosureSEC source: 0001405459-26-000003 · wk-form4_1772489092.xml · nonDerivative · entry 1 Linville Judson C · CIK 0001405459 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 104,220 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.905 to $3.945, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote to this Form 4. F2 · ownership.direct: Held jointly with spouse Read SEC document |
| June 12, 2025 Filed Jun 16, 2025 22:15 UTC | Marqeta, Inc. MQ · Entity 806 | GrantRestricted Stock Units · Derivative | 45,372 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-031687 · wk-form4_1750112104.xml · derivative · entry 4 Linville Judson C · CIK 0001405459 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 45,372 Underlying: Class A Common Stock · 45,372 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit is convertible into one share of Class A Common Stock. F5 · derivative.exercise_date: All of the shares vest in full on the earlier of (i) June 12, 2026 or (ii) the Issuer's next annual meeting of stockholders; provided, however, that all vesting will cease if the Reporting Person ceases to provide services to the Issuer, unless the Issuer's Board of Directors determines otherwise prior to the cessation of such services. F5 · derivative.expiration_date: All of the shares vest in full on the earlier of (i) June 12, 2026 or (ii) the Issuer's next annual meeting of stockholders; provided, however, that all vesting will cease if the Reporting Person ceases to provide services to the Issuer, unless the Issuer's Board of Directors determines otherwise prior to the cessation of such services. Read SEC document |
| June 12, 2025 Filed Jun 16, 2025 22:15 UTC | Marqeta, Inc. MQ · Entity 806 | Exercise / conversionRestricted Stock Units · Derivative | 47,984 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-031687 · wk-form4_1750112104.xml · derivative · entry 3 Linville Judson C · CIK 0001405459 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 47,984 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit is convertible into one share of Class A Common Stock. F1 · kind: Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act. F4 · derivative.exercise_date: Restricted stock units granted on June 13, 2024, the date of the Issuer's 2024 Annual Meeting of Stockholders, that vested in full on June 12, 2025. F4 · derivative.expiration_date: Restricted stock units granted on June 13, 2024, the date of the Issuer's 2024 Annual Meeting of Stockholders, that vested in full on June 12, 2025. Read SEC document |
| June 12, 2025 Filed Jun 16, 2025 22:15 UTC | Marqeta, Inc. MQ · Entity 806 | Exercise / conversionClass A Common Stock | 47,984 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-031687 · wk-form4_1750112104.xml · nonDerivative · entry 1 Linville Judson C · CIK 0001405459 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 119,656 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act. F1 · price: Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act. Read SEC document |
| June 13, 2024 Filed Jun 17, 2024 22:34 UTC | Marqeta, Inc. MQ · Entity 806 | GrantRestricted Stock Units · Derivative | 47,984 | $0.00 | $0.00 |
DisclosureSEC source: 0001405459-24-000002 · wk-form4_1718663686.xml · derivative · entry 4 Linville Judson C · CIK 0001405459 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 47,984 Underlying: Class A Common Stock · 47,984 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit is convertible into one share of Class A Common Stock. F5 · derivative.exercise_date: All of the shares vest in full on the earlier of (i) June 13, 2025 or (ii) the Issuer's next annual meeting of stockholders; provided, however, that all vesting will cease if the Reporting Person ceases to provide services to the Issuer, unless the Issuer's Board of Directors determines otherwise prior to the cessation of such services. F5 · derivative.expiration_date: All of the shares vest in full on the earlier of (i) June 13, 2025 or (ii) the Issuer's next annual meeting of stockholders; provided, however, that all vesting will cease if the Reporting Person ceases to provide services to the Issuer, unless the Issuer's Board of Directors determines otherwise prior to the cessation of such services. Read SEC document |
| June 13, 2024 Filed Jun 17, 2024 22:34 UTC | Marqeta, Inc. MQ · Entity 806 | Exercise / conversionRestricted Stock Units · Derivative | 50,301 | $0.00 | $0.00 |
DisclosureSEC source: 0001405459-24-000002 · wk-form4_1718663686.xml · derivative · entry 3 Linville Judson C · CIK 0001405459 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 50,301 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit is convertible into one share of Class A Common Stock. F1 · kind: Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act. F4 · derivative.exercise_date: Restricted stock units granted on June 22, 2023, the date of the Issuer's 2023 Annual Meeting of Stockholders, that vested in full on June 13, 2024, the date of the Issuer's 2024 Annual Meeting of Stockholders. F4 · derivative.expiration_date: Restricted stock units granted on June 22, 2023, the date of the Issuer's 2023 Annual Meeting of Stockholders, that vested in full on June 13, 2024, the date of the Issuer's 2024 Annual Meeting of Stockholders. Read SEC document |
| June 13, 2024 Filed Jun 17, 2024 22:34 UTC | Marqeta, Inc. MQ · Entity 806 | Exercise / conversionClass A Common Stock | 50,301 | $0.00 | $0.00 |
DisclosureSEC source: 0001405459-24-000002 · wk-form4_1718663686.xml · nonDerivative · entry 1 Linville Judson C · CIK 0001405459 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 71,672 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act. F1 · price: Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act. Read SEC document |
| August 15, 2023 Filed Aug 17, 2023 22:27 UTC | Marqeta, Inc. MQ · Entity 806 | PurchaseClass A Common Stock | 34,000 | $5.86 | $199,393.00 |
DisclosureSEC source: 0001405459-23-000009 · wk-form4_1692311265.xml · nonDerivative · entry 1 Linville Judson C · CIK 0001405459 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 78,650 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.84 to $5.89, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F2 · ownership.direct: Held jointly with spouse Read SEC document |
| June 22, 2023 Filed Jun 26, 2023 22:00 UTC | Marqeta, Inc. MQ · Entity 806 | GrantRestricted Stock Units · Derivative | 50,301 | $0.00 | $0.00 |
DisclosureSEC source: 0001405459-23-000007 · wk-form4_1687816790.xml · derivative · entry 1 Linville Judson C · CIK 0001405459 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,301 Underlying: Class A Common Stock · 50,301 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit is convertible into one share of Class A Common Stock. F2 · derivative.exercise_date: All of the shares vest in full on the earlier of (i) June 22, 2024 or (ii) the Issuer's next annual meeting of stockholders; provided, however, that all vesting will cease if the Reporting Person ceases to provide services to the Issuer, unless the Issuer's Board of Directors determines otherwise prior to the cessation of such services. F2 · derivative.expiration_date: All of the shares vest in full on the earlier of (i) June 22, 2024 or (ii) the Issuer's next annual meeting of stockholders; provided, however, that all vesting will cease if the Reporting Person ceases to provide services to the Issuer, unless the Issuer's Board of Directors determines otherwise prior to the cessation of such services. Read SEC document |
| June 16, 2023 Filed Jun 21, 2023 22:03 UTC | Marqeta, Inc. MQ · Entity 806 | Exercise / conversionRestricted Stock Units · Derivative | 21,371 | $0.00 | $0.00 |
DisclosureSEC source: 0001405459-23-000004 · wk-form4_1687385002.xml · derivative · entry 2 Linville Judson C · CIK 0001405459 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 21,371 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit is convertible into one share of Class A Common Stock. F3 · derivative.exercise_date: Restricted stock units granted on June 16, 2022, the date of the Issuer's 2022 Annual Meeting of Stockholders, that vested in full on June 16, 2023. F3 · derivative.expiration_date: Restricted stock units granted on June 16, 2022, the date of the Issuer's 2022 Annual Meeting of Stockholders, that vested in full on June 16, 2023. Read SEC document |
| June 16, 2023 Filed Jun 21, 2023 22:03 UTC | Marqeta, Inc. MQ · Entity 806 | Exercise / conversionClass A Common Stock | 21,371 | $0.00 | $0.00 |
DisclosureSEC source: 0001405459-23-000004 · wk-form4_1687385002.xml · nonDerivative · entry 1 Linville Judson C · CIK 0001405459 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 66,021 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act. F1 · price: Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act. Read SEC document |
| May 17, 2023 Filed May 19, 2023 20:42 UTC | Marqeta, Inc. MQ · Entity 806 | PurchaseClass A Common Stock | 44,650 | $4.46 | $199,228.30 |
DisclosureSEC source: 0001405459-23-000002 · wf-form4_168452894451129.xml · nonDerivative · entry 1 Linville Judson C · CIK 0001405459 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 44,650 F1 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.445 to $4.475 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.direct: Held jointly with spouse. Read SEC document |
| June 16, 2022 Filed Jun 17, 2022 20:41 UTC | Marqeta, Inc. MQ · Entity 806 | GrantRestricted Stock Units · Derivative | 21,371 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-017454 · wf-form4_165549848169983.xml · derivative · entry 1 Linville Judson C · CIK 0001405459 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,371 Underlying: Class A Common Stock · 21,371 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit is convertible into one share of Class A Common Stock. F2 · derivative.exercise_date: All of the shares vest in full on the earlier of (i) June 16, 2023 or (ii) the next annual meeting of stockholders; provided, however, that all vesting will cease if the Reporting Person ceases to provide services to the Company, unless the Company's Board of Directors determines otherwise prior to the cessation of such services. F2 · derivative.expiration_date: All of the shares vest in full on the earlier of (i) June 16, 2023 or (ii) the next annual meeting of stockholders; provided, however, that all vesting will cease if the Reporting Person ceases to provide services to the Company, unless the Company's Board of Directors determines otherwise prior to the cessation of such services. Read SEC document |
| June 11, 2021 Filed Jun 15, 2021 22:01 UTC | Marqeta, Inc. MQ · Entity 806 | OtherStock Option (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $21.49 | $0.00 |
DisclosureSEC source: 0000899243-21-023948 · doc4.xml · derivative · entry 4 Linville Judson C · CIK 0001405459 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Class B Common Stock · 100,000 shares Expires 2031-04-06 F1 · kind: Immediately prior to the closing of the Issuer's initial public offering and following the conversion of each series of the Issuer's Preferred Stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7 and Rule 16b-3. F4 · derivative.exercise_date: The stock option vests in four annual installments after May 4, 2020, subject to the Reporting Person's continued service to the Issuer as of each vesting date. The stock option is early exercisable by the Reporting Person. F3 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and upon the occurrence of other events set forth in the Issuer's Certificate of Incorporation. Read SEC document |
| June 11, 2021 Filed Jun 15, 2021 22:01 UTC | Marqeta, Inc. MQ · Entity 806 | OtherStock Option (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $21.49 | $0.00 |
DisclosureSEC source: 0000899243-21-023948 · doc4.xml · derivative · entry 3 Linville Judson C · CIK 0001405459 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 100,000 shares Expires 2031-04-06 F1 · kind: Immediately prior to the closing of the Issuer's initial public offering and following the conversion of each series of the Issuer's Preferred Stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7 and Rule 16b-3. F4 · derivative.exercise_date: The stock option vests in four annual installments after May 4, 2020, subject to the Reporting Person's continued service to the Issuer as of each vesting date. The stock option is early exercisable by the Reporting Person. Read SEC document |
| June 11, 2021 Filed Jun 15, 2021 22:01 UTC | Marqeta, Inc. MQ · Entity 806 | OtherStock Option (Right to Buy) · Derivative | 500,000 | $0.00 Strike: $2.25 | $0.00 |
DisclosureSEC source: 0000899243-21-023948 · doc4.xml · derivative · entry 2 Linville Judson C · CIK 0001405459 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500,000 Underlying: Class B Common Stock · 500,000 shares Expires 2030-05-13 F1 · kind: Immediately prior to the closing of the Issuer's initial public offering and following the conversion of each series of the Issuer's Preferred Stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7 and Rule 16b-3. F2 · derivative.exercise_date: The stock option vests in four annual installments after May 14, 2020, subject to the Reporting Person's continued service to the Issuer as of each vesting date. The stock option is early exercisable by the Reporting Person. F3 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and upon the occurrence of other events set forth in the Issuer's Certificate of Incorporation. Read SEC document |
| June 11, 2021 Filed Jun 15, 2021 22:01 UTC | Marqeta, Inc. MQ · Entity 806 | OtherStock Option (Right to Buy) · Derivative | 500,000 | $0.00 Strike: $2.25 | $0.00 |
DisclosureSEC source: 0000899243-21-023948 · doc4.xml · derivative · entry 1 Linville Judson C · CIK 0001405459 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 500,000 shares Expires 2030-05-13 F1 · kind: Immediately prior to the closing of the Issuer's initial public offering and following the conversion of each series of the Issuer's Preferred Stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7 and Rule 16b-3. F2 · derivative.exercise_date: The stock option vests in four annual installments after May 14, 2020, subject to the Reporting Person's continued service to the Issuer as of each vesting date. The stock option is early exercisable by the Reporting Person. Read SEC document |
| April 29, 2010 Filed Apr 30, 2010 21:42 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 50,867 | $0.00 Strike: $16.71 | $0.00 |
DisclosureSEC source: 0001127602-10-012663 · form4.xml · derivative · entry 6 Linville Judson C · CIK 0001405459 · CEO, U.S. Consumer Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,603 Underlying: Common Stock · 50,867 shares Expires 2019-01-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 29, 2010 Filed Apr 30, 2010 21:42 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 68,544 | $0.00 Strike: $29.24 | $0.00 |
DisclosureSEC source: 0001127602-10-012663 · form4.xml · derivative · entry 5 Linville Judson C · CIK 0001405459 · CEO, U.S. Consumer Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 68,544 shares Expires 2013-01-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: These shares become exercisable in four annual installments beginning on date shown as "Date Exercisable." Read SEC document |
| April 29, 2010 Filed Apr 30, 2010 21:42 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 103,419 | $47.63 | $4,925,691.84 |
DisclosureSEC source: 0001127602-10-012663 · form4.xml · nonDerivative · entry 3 Linville Judson C · CIK 0001405459 · CEO, U.S. Consumer Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,966 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.58 to $47.70. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| April 29, 2010 Filed Apr 30, 2010 21:42 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Stock | 50,867 | $16.71 | $849,987.57 |
DisclosureSEC source: 0001127602-10-012663 · form4.xml · nonDerivative · entry 2 Linville Judson C · CIK 0001405459 · CEO, U.S. Consumer Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,385 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 29, 2010 Filed Apr 30, 2010 21:42 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Stock | 68,544 | $29.24 | $2,004,158.02 |
DisclosureSEC source: 0001127602-10-012663 · form4.xml · nonDerivative · entry 1 Linville Judson C · CIK 0001405459 · CEO, U.S. Consumer Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,518 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 17, 2010 Filed Mar 19, 2010 21:01 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | OtherCommon Stock | 28.57 | $41.01 | $1,171.66 |
DisclosureSEC source: 0001127602-10-009192 · form4.xml · nonDerivative · entry 1 Linville Judson C · CIK 0001405459 · CEO, U.S. Consumer Division 10b5-1 filing: Not disclosed Ownership: Indirect · by 401(k) Trust Disclosed balance after: 0 F1 · shares: Shares held in reporting person's account under the Company's Retirement Savings Plan. This plan uses unit accounting, and the number of shares that a participant is deemed to hold varies with the unit price of the Company pooled stock fund. Read SEC document |
| January 26, 2010 Filed Jan 29, 2010 00:55 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantEmployee Stock Option (Right to Buy) · Derivative | 110,236 | $0.00 Strike: $38.10 | $0.00 |
DisclosureSEC source: 0001127602-10-002479 · form4.xml · derivative · entry 1 Linville Judson C · CIK 0001405459 · CEO, U.S. Consumer Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,236 Underlying: Common Stock · 110,236 shares Expires 2020-01-26 F1 · derivative.exercise_date: These options become exercisable in four equal annual installments beginning on date shown as "Date Exercisable." Read SEC document |
| December 16, 2009 Filed Dec 18, 2009 16:59 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 47,981 | $0.00 Strike: $38.22 | $0.00 |
DisclosureSEC source: 0001127602-09-025636 · form4.xml · derivative · entry 5 Linville Judson C · CIK 0001405459 · CEO, U.S. Consumer Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 47,981 shares Expires 2010-02-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: These shares became exercisable in three annual installments beginning on date shown as "Date Exercisable." Read SEC document |
| December 16, 2009 Filed Dec 18, 2009 16:59 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 47,091 | $41.32 | $1,945,800.12 |
DisclosureSEC source: 0001127602-09-025636 · form4.xml · nonDerivative · entry 2 Linville Judson C · CIK 0001405459 · CEO, U.S. Consumer Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,974 F1 · shares: 46,202 of these shares were sold to cover the cost of exercise and taxes due upon the exercise of employee stock options. Read SEC document |
| December 16, 2009 Filed Dec 18, 2009 16:59 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Stock | 47,981 | $38.22 | $1,834,025.74 |
DisclosureSEC source: 0001127602-09-025636 · form4.xml · nonDerivative · entry 1 Linville Judson C · CIK 0001405459 · CEO, U.S. Consumer Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,065 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 29, 2009 Filed Feb 2, 2009 22:59 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantEmployee Stock Option (Right to Buy) · Derivative | 203,470 | $0.00 Strike: $16.71 | $0.00 |
DisclosureSEC source: 0001127602-09-002292 · form4.xml · derivative · entry 1 Linville Judson C · CIK 0001405459 · CEO, U.S. Consumer Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 203,470 Underlying: Common Stock · 203,470 shares Expires 2019-01-28 F1 · derivative.exercise_date: These shares become exercisable in four cumulative annual installments of 25% each beginning on date shown as "Date Exercisable." Read SEC document |
| January 23, 2009 Filed Jan 27, 2009 22:51 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Stock | 1,078 | $15.52 | $16,725.17 |
DisclosureSEC source: 0001127602-09-001780 · form4.xml · nonDerivative · entry 1 Linville Judson C · CIK 0001405459 · CEO, U.S. Consumer Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,084 F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of a restricted stock award. Read SEC document |
| January 31, 2008 Filed Feb 4, 2008 22:05 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantEmployee Stock Option (Right to Buy) · Derivative | 130,000 | $0.00 Strike: $49.13 | $0.00 |
DisclosureSEC source: 0001127602-08-000635 · form4.xml · derivative · entry 4 Linville Judson C · CIK 0001405459 · CEO, U.S. Consumer Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,000 Underlying: Common Stock · 130,000 shares Expires 2018-01-30 F2 · derivative.exercise_date: These shares become exercisable in four cumulative annual installments of 25% each beginning on date shown as "Date Exercisable." Read SEC document |
| January 31, 2008 Filed Feb 4, 2008 22:05 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantCommon Stock | 10,177 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-08-000635 · form4.xml · nonDerivative · entry 1 Linville Judson C · CIK 0001405459 · CEO, U.S. Consumer Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,394 F1 · shares: Restricted Stock Award will vest 100% after three years subject to the Company's achievement of certain financial performance requirements during the vesting period and other award requirements including continuous employment. Read SEC document |
| January 29, 2008 Filed Feb 17, 2009 16:17 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | OtherPhantom Stock Units · Derivative | 295 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-09-003704 · form5.xml · derivative · entry 1 Linville Judson C · CIK 0001405459 · CEO, U.S. Consumer Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,972 Underlying: Common Stock · 295 shares Expires not disclosed F1 · derivative.exercise_price: The phantom stock converts into common stock on a one-for-one basis. F2 · date: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on 1/29/2008, 3/13/2008, 4/30/2008, 7/29/2008, and 10/29/08 at prices of $47.80, $42.70, $48.20, $37.52, and $25.21 per share, respectively. F2 · kind: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on 1/29/2008, 3/13/2008, 4/30/2008, 7/29/2008, and 10/29/08 at prices of $47.80, $42.70, $48.20, $37.52, and $25.21 per share, respectively. F2 · price: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on 1/29/2008, 3/13/2008, 4/30/2008, 7/29/2008, and 10/29/08 at prices of $47.80, $42.70, $48.20, $37.52, and $25.21 per share, respectively. F3 · derivative.exercise_date: The units are to be settled upon the reporting person's retirement or other termination of service. F3 · derivative.expiration_date: The units are to be settled upon the reporting person's retirement or other termination of service. F4 · balance_after: Includes phantom stock units acquired pursuant to a dividend reinvestment feature of the Company's Supplemental Retirement Plan. Read SEC document |
| January 29, 2008 Filed Feb 17, 2009 23:03 UTC Amendment | AMERICAN EXPRESS CO AXP · Entity 2839 | OtherPhantom Stock Units · Derivative | 252 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-09-003953 · form5a.xml · derivative · entry 1 Linville Judson C · CIK 0001405459 · CEO, U.S. Consumer Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,972 Underlying: Common Stock · 252 shares Expires not disclosed F1 · derivative.exercise_price: The phantom stock converts into common stock on a one-for-one basis. F2 · date: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on 1/29/2008, 3/13/2008, 4/30/2008, 7/29/2008, and 10/29/08 at prices of $47.80, $42.70, $48.20, $37.52, and $25.21 per share, respectively. F2 · kind: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on 1/29/2008, 3/13/2008, 4/30/2008, 7/29/2008, and 10/29/08 at prices of $47.80, $42.70, $48.20, $37.52, and $25.21 per share, respectively. F2 · price: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on 1/29/2008, 3/13/2008, 4/30/2008, 7/29/2008, and 10/29/08 at prices of $47.80, $42.70, $48.20, $37.52, and $25.21 per share, respectively. F3 · derivative.exercise_date: The units are to be settled upon the reporting person's retirement or other termination of service. F3 · derivative.expiration_date: The units are to be settled upon the reporting person's retirement or other termination of service. F4 · balance_after: Includes phantom stock units acquired pursuant to a dividend reinvestment feature of the Company's Supplemental Retirement Plan. Read SEC document |
| January 24, 2008 Filed Jan 28, 2008 21:09 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Stock | 998 | $47.53 | $47,434.94 |
DisclosureSEC source: 0001127602-08-000486 · form4.xml · nonDerivative · entry 1 Linville Judson C · CIK 0001405459 · CEO, U.S. Consumer Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,217 F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of a restricted stock award. Read SEC document |
| December 18, 2007 Filed Feb 14, 2008 18:38 UTC Amendment | AMERICAN EXPRESS CO AXP · Entity 2839 | GiftCommon Stock | 232 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-08-001036 · form5a.xml · nonDerivative · entry 1 Linville Judson C · CIK 0001405459 · CEO, U.S. Consumer Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,983 Read SEC document |
| November 30, 2007 Filed Dec 4, 2007 23:10 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 24,048 | $0.00 Strike: $46.56 | $0.00 |
DisclosureSEC source: 0001127602-07-004809 · form4.xml · derivative · entry 8 Linville Judson C · CIK 0001405459 · CEO, U.S. Consumer Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 24,048 shares Expires 2008-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 30, 2007 Filed Dec 4, 2007 23:10 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 221 | $0.00 Strike: $25.65 | $0.00 |
DisclosureSEC source: 0001127602-07-004809 · form4.xml · derivative · entry 7 Linville Judson C · CIK 0001405459 · CEO, U.S. Consumer Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 221 shares Expires 2008-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 30, 2007 Filed Dec 4, 2007 23:10 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 99 | $58.56 | $5,797.44 |
DisclosureSEC source: 0001127602-07-004809 · form4.xml · nonDerivative · entry 4 Linville Judson C · CIK 0001405459 · CEO, U.S. Consumer Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,215 Read SEC document |
| November 30, 2007 Filed Dec 4, 2007 23:10 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 22,721 | $58.90 | $1,338,266.90 |
DisclosureSEC source: 0001127602-07-004809 · form4.xml · nonDerivative · entry 3 Linville Judson C · CIK 0001405459 · CEO, U.S. Consumer Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,314 Read SEC document |
| November 30, 2007 Filed Dec 4, 2007 23:10 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Stock | 24,048 | $46.56 | $1,119,771.07 |
DisclosureSEC source: 0001127602-07-004809 · form4.xml · nonDerivative · entry 2 Linville Judson C · CIK 0001405459 · CEO, U.S. Consumer Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,035 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 30, 2007 Filed Dec 4, 2007 23:10 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Stock | 221 | $25.65 | $5,668.43 |
DisclosureSEC source: 0001127602-07-004809 · form4.xml · nonDerivative · entry 1 Linville Judson C · CIK 0001405459 · CEO, U.S. Consumer Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,987 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 10, 2007 Filed Aug 13, 2007 19:09 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 29,054 | $0.00 Strike: $46.56 | $0.00 |
DisclosureSEC source: 0001127602-07-003295 · form4.xml · derivative · entry 30 Linville Judson C · CIK 0001405459 · CEO, U.S. Consumer Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,048 Underlying: Common Stock · 29,054 shares Expires 2008-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 10, 2007 Filed Aug 13, 2007 19:09 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 49,263 | $0.00 Strike: $39.61 | $0.00 |
DisclosureSEC source: 0001127602-07-003295 · form4.xml · derivative · entry 29 Linville Judson C · CIK 0001405459 · CEO, U.S. Consumer Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 49,263 shares Expires 2008-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 10, 2007 Filed Aug 13, 2007 19:09 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 2,400 | $59.21 | $142,104.00 |
DisclosureSEC source: 0001127602-07-003295 · form4.xml · nonDerivative · entry 28 Linville Judson C · CIK 0001405459 · CEO, U.S. Consumer Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,773 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.