Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CORNING INC /NYGLW · Entity 2883 | Retired Director | August 26, 2010 | August 27, 2010 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CORNING INC /NY
Report date August 26, 2010 · Filed August 27, 2010
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 200,075 |
Reported balance
After 2010-08-26 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2010-08-26 · Exercise / conversion · Acquired 150,000 · Balance 200,075 F1: Respective amounts reported as beneficially owned directly by the reporting person and indirectly by the GRAT reflect a previously unreported transfer of 23,914 shares from the GRAT to the reporting person on 5/20/2010. F2: Respective amounts reported as beneficially owned directly by the reporting person and indirectly by the GRAT reflect a previously unreported transfer of 55,100 shares from the reporting person to the GRAT on 8/5/2010. |
| Common StockSEC Table I · non-derivative | Direct | 50,075 |
Reported balance
After 2010-08-26 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2010-08-26 · Sale · Disposed 150,000 · Balance 50,075 F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from 15.77 to 15.81, inclusive. The reporting person undertakes to provide Corning Incorporated, any security holder of Corning Incorporated, or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth previously in this footnote. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $6.78 · Expires 2012-04-30 | Direct | 875,000 |
Reported balance
After 2010-08-26 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2010-08-26 · Exercise / conversion · Disposed 150,000 · Balance 875,000 F5: The options vested in three equal installments on 5/1/2003, 5/1/2004, and 5/1/2005. |
| Common StockSEC Table I · non-derivative | Indirectby wife | 9,782 |
Reported balance
Holding disclosure · report date 2010-08-26 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 9,782 F4: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. |
| Common StockSEC Table I · non-derivative | Indirectby GRAT | 3,813 |
Reported balance
Holding disclosure · report date 2010-08-26 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 3,813 |
| Common StockSEC Table I · non-derivative | Indirectby GRAT | 73,360 |
Reported balance
Holding disclosure · report date 2010-08-26 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 73,360 |
| Common StockSEC Table I · non-derivative | Indirectby GRAT | 41,128 |
Reported balance
Holding disclosure · report date 2010-08-26 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 41,128 F1: Respective amounts reported as beneficially owned directly by the reporting person and indirectly by the GRAT reflect a previously unreported transfer of 23,914 shares from the GRAT to the reporting person on 5/20/2010. |
| Common StockSEC Table I · non-derivative | Indirectby GRAT | 55,100 |
Reported balance
Holding disclosure · report date 2010-08-26 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 55,100 F2: Respective amounts reported as beneficially owned directly by the reporting person and indirectly by the GRAT reflect a previously unreported transfer of 55,100 shares from the reporting person to the GRAT on 8/5/2010. |
Filing footnotes · ownership attribution and instrument terms
F1: Respective amounts reported as beneficially owned directly by the reporting person and indirectly by the GRAT reflect a previously unreported transfer of 23,914 shares from the GRAT to the reporting person on 5/20/2010.
F2: Respective amounts reported as beneficially owned directly by the reporting person and indirectly by the GRAT reflect a previously unreported transfer of 55,100 shares from the reporting person to the GRAT on 8/5/2010.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from 15.77 to 15.81, inclusive. The reporting person undertakes to provide Corning Incorporated, any security holder of Corning Incorporated, or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth previously in this footnote.
F4: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
F5: The options vested in three equal installments on 5/1/2003, 5/1/2004, and 5/1/2005.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 26, 2010 Filed Aug 27, 2010 15:10 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionStock Option (right to buy) · Derivative | 150,000 | $0.00 Strike: $6.78 | $0.00 |
DisclosureSEC source: 0001208669-10-000004 · primary_doc.xml · derivative · entry 8 HOUGHTON JAMES R · CIK 0001208669 · Retired Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 875,000 Underlying: Common Stock · 150,000 shares Expires 2012-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The options vested in three equal installments on 5/1/2003, 5/1/2004, and 5/1/2005. Read SEC document |
| August 26, 2010 Filed Aug 27, 2010 15:10 UTC | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 150,000 | $15.79 | $2,368,785.00 |
DisclosureSEC source: 0001208669-10-000004 · primary_doc.xml · nonDerivative · entry 2 HOUGHTON JAMES R · CIK 0001208669 · Retired Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,075 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from 15.77 to 15.81, inclusive. The reporting person undertakes to provide Corning Incorporated, any security holder of Corning Incorporated, or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth previously in this footnote. Read SEC document |
| August 26, 2010 Filed Aug 27, 2010 15:10 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 150,000 | $6.78 | $1,017,000.00 |
DisclosureSEC source: 0001208669-10-000004 · primary_doc.xml · nonDerivative · entry 1 HOUGHTON JAMES R · CIK 0001208669 · Retired Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,075 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Respective amounts reported as beneficially owned directly by the reporting person and indirectly by the GRAT reflect a previously unreported transfer of 23,914 shares from the GRAT to the reporting person on 5/20/2010. F2 · balance_after: Respective amounts reported as beneficially owned directly by the reporting person and indirectly by the GRAT reflect a previously unreported transfer of 55,100 shares from the reporting person to the GRAT on 8/5/2010. Read SEC document |
| May 04, 2010 Filed May 5, 2010 20:41 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionStock Option (right to buy) · Derivative | 175,000 | $0.00 Strike: $6.78 | $0.00 |
DisclosureSEC source: 0001208669-10-000003 · primary_doc.xml · derivative · entry 9 HOUGHTON JAMES R · CIK 0001208669 · Retired Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,025,000 Underlying: Common Stock · 175,000 shares Expires 2012-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The options vested in three equal installments on 05/01/2003, 05/01/2004, and 05/01/2005. Read SEC document |
| May 04, 2010 Filed May 5, 2010 20:41 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionStock Option (right to buy) · Derivative | 15,000 | $0.00 Strike: $6.67 | $0.00 |
DisclosureSEC source: 0001208669-10-000003 · primary_doc.xml · derivative · entry 8 HOUGHTON JAMES R · CIK 0001208669 · Retired Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,000 shares Expires 2012-02-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The options vested in three equal installments on 02/07/2003, 02/07/2004, and 02/07/2005. Read SEC document |
| May 04, 2010 Filed May 5, 2010 20:41 UTC | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 190,000 | $18.89 | $3,589,499.00 |
DisclosureSEC source: 0001208669-10-000003 · primary_doc.xml · nonDerivative · entry 3 HOUGHTON JAMES R · CIK 0001208669 · Retired Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,261 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from 18.83 to 18.95, inclusive. The reporting person undertakes to provide Corning Incorporated, any security holder of Corning Incorporated, or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth previously in this footnote. Read SEC document |
| May 04, 2010 Filed May 5, 2010 20:41 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 175,000 | $6.78 | $1,186,500.00 |
DisclosureSEC source: 0001208669-10-000003 · primary_doc.xml · nonDerivative · entry 2 HOUGHTON JAMES R · CIK 0001208669 · Retired Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 271,261 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 04, 2010 Filed May 5, 2010 20:41 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 15,000 | $6.67 | $100,050.00 |
DisclosureSEC source: 0001208669-10-000003 · primary_doc.xml · nonDerivative · entry 1 HOUGHTON JAMES R · CIK 0001208669 · Retired Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,261 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Respective amounts reported as beneficially owned directly by the reporting person and indirectly by the GRAT reflect a previously unreported transfer of 26,640 shares from the GRAT to the reporting person. Read SEC document |
| February 09, 2010 Filed Feb 10, 2010 17:16 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionStock Option (right to buy) · Derivative | 110,000 | $0.00 Strike: $4.15 | $0.00 |
DisclosureSEC source: 0001208669-10-000002 · primary_doc.xml · derivative · entry 15 HOUGHTON JAMES R · CIK 0001208669 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 110,000 shares Expires 2013-02-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options vested in three equal installments on 02/03/2004, 02/03/2005, and 02/03/2006. Read SEC document |
| February 09, 2010 Filed Feb 10, 2010 17:16 UTC | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 300 | $17.87 | $5,361.00 |
DisclosureSEC source: 0001208669-10-000002 · primary_doc.xml · nonDerivative · entry 9 HOUGHTON JAMES R · CIK 0001208669 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,621 Read SEC document |
| February 09, 2010 Filed Feb 10, 2010 17:16 UTC | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 55,300 | $17.86 | $987,658.00 |
DisclosureSEC source: 0001208669-10-000002 · primary_doc.xml · nonDerivative · entry 8 HOUGHTON JAMES R · CIK 0001208669 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,921 Read SEC document |
| February 09, 2010 Filed Feb 10, 2010 17:16 UTC | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 25,600 | $17.85 | $456,960.00 |
DisclosureSEC source: 0001208669-10-000002 · primary_doc.xml · nonDerivative · entry 7 HOUGHTON JAMES R · CIK 0001208669 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,221 Read SEC document |
| February 09, 2010 Filed Feb 10, 2010 17:16 UTC | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 15,560 | $17.84 | $277,590.40 |
DisclosureSEC source: 0001208669-10-000002 · primary_doc.xml · nonDerivative · entry 6 HOUGHTON JAMES R · CIK 0001208669 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,821 Read SEC document |
| February 09, 2010 Filed Feb 10, 2010 17:16 UTC | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 13,800 | $17.83 | $246,054.00 |
DisclosureSEC source: 0001208669-10-000002 · primary_doc.xml · nonDerivative · entry 5 HOUGHTON JAMES R · CIK 0001208669 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,381 Read SEC document |
| February 09, 2010 Filed Feb 10, 2010 17:16 UTC | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 7,000 | $17.81 | $124,670.00 |
DisclosureSEC source: 0001208669-10-000002 · primary_doc.xml · nonDerivative · entry 4 HOUGHTON JAMES R · CIK 0001208669 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,181 Read SEC document |
| February 09, 2010 Filed Feb 10, 2010 17:16 UTC | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 3,000 | $17.80 | $53,400.00 |
DisclosureSEC source: 0001208669-10-000002 · primary_doc.xml · nonDerivative · entry 3 HOUGHTON JAMES R · CIK 0001208669 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,181 Read SEC document |
| February 09, 2010 Filed Feb 10, 2010 17:16 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 110,000 | $4.15 | $456,500.00 |
DisclosureSEC source: 0001208669-10-000002 · primary_doc.xml · nonDerivative · entry 2 HOUGHTON JAMES R · CIK 0001208669 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,181 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 09, 2010 Filed Feb 10, 2010 17:16 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 10,560 | $9.95 | $105,072.00 |
DisclosureSEC source: 0001208669-10-000002 · primary_doc.xml · nonDerivative · entry 1 HOUGHTON JAMES R · CIK 0001208669 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,181 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 03, 2010 Filed Feb 4, 2010 19:42 UTC | CORNING INC /NY GLW · Entity 2883 | GrantStock Option (right to buy) · Derivative | 782 | $0.00 Strike: $18.95 | $0.00 |
DisclosureSEC source: 0001208669-10-000001 · primary_doc.xml · derivative · entry 6 HOUGHTON JAMES R · CIK 0001208669 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 782 Underlying: Common Stock · 782 shares Expires 2020-02-02 F2 · derivative.exercise_date: The options vest ratably over three years beginning one year from the grant date. Read SEC document |
| February 03, 2010 Filed Feb 4, 2010 19:42 UTC | CORNING INC /NY GLW · Entity 2883 | GrantCommon Stock | 1,671 | $0.00 | $0.00 |
DisclosureSEC source: 0001208669-10-000001 · primary_doc.xml · nonDerivative · entry 1 HOUGHTON JAMES R · CIK 0001208669 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,621 Read SEC document |
| November 16, 2009 Filed Nov 17, 2009 21:55 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionStock Option (right to buy) · Derivative | 100,000 | $0.00 Strike: $4.15 | $0.00 |
DisclosureSEC source: 0001208669-09-000002 · primary_doc.xml · derivative · entry 8 HOUGHTON JAMES R · CIK 0001208669 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,000 Underlying: Common Stock · 100,000 shares Expires 2013-02-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The options vested in three equal installments on 02/03/2004, 02/03/2005, and 02/03/2006. Read SEC document |
| November 16, 2009 Filed Nov 17, 2009 21:55 UTC | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 900 | $16.80 | $15,122.25 |
DisclosureSEC source: 0001208669-09-000002 · primary_doc.xml · nonDerivative · entry 3 HOUGHTON JAMES R · CIK 0001208669 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,950 Read SEC document |
| November 16, 2009 Filed Nov 17, 2009 21:55 UTC | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 99,100 | $16.80 | $1,664,880.00 |
DisclosureSEC source: 0001208669-09-000002 · primary_doc.xml · nonDerivative · entry 2 HOUGHTON JAMES R · CIK 0001208669 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,850 Read SEC document |
| November 16, 2009 Filed Nov 17, 2009 21:55 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 100,000 | $4.15 | $415,000.00 |
DisclosureSEC source: 0001208669-09-000002 · primary_doc.xml · nonDerivative · entry 1 HOUGHTON JAMES R · CIK 0001208669 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,950 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 04, 2009 Filed Feb 6, 2009 21:19 UTC | CORNING INC /NY GLW · Entity 2883 | GrantStock Option (right to buy) · Derivative | 4,430 | $0.00 Strike: $10.75 | $0.00 |
DisclosureSEC source: 0001208669-09-000001 · primary_doc.xml · derivative · entry 5 HOUGHTON JAMES R · CIK 0001208669 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,430 Underlying: Common Stock · 4,430 shares Expires 2019-02-03 F3 · derivative.exercise_date: The options vest ratably over three years beginning one year from the grant date. Read SEC document |
| February 04, 2009 Filed Feb 6, 2009 21:19 UTC | CORNING INC /NY GLW · Entity 2883 | GrantCommon Stock | 6,977 | $0.00 | $0.00 |
DisclosureSEC source: 0001208669-09-000001 · primary_doc.xml · nonDerivative · entry 1 HOUGHTON JAMES R · CIK 0001208669 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,130 F1 · balance_after: Amount reported as beneficially owned includes 44,267 shares transferred from the James R. Houghton Grantor Retained Annuity Trust IV. Read SEC document |
| November 06, 2008 Filed Nov 7, 2008 20:56 UTC | CORNING INC /NY GLW · Entity 2883 | PurchaseCommon Stock | 45,000 | $10.18 | $457,875.00 |
DisclosureSEC source: 0001208669-08-000005 · primary_doc.xml · nonDerivative · entry 2 HOUGHTON JAMES R · CIK 0001208669 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,411 Read SEC document |
| November 05, 2008 Filed Nov 7, 2008 20:56 UTC | CORNING INC /NY GLW · Entity 2883 | PurchaseCommon Stock | 55,000 | $11.42 | $628,100.00 |
DisclosureSEC source: 0001208669-08-000005 · primary_doc.xml · nonDerivative · entry 1 HOUGHTON JAMES R · CIK 0001208669 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,411 Read SEC document |
| May 02, 2008 Filed May 2, 2008 19:43 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionStock Option (right to buy) · Derivative | 180,000 | $0.00 Strike: $4.15 | $0.00 |
DisclosureSEC source: 0001208669-08-000004 · primary_doc.xml · derivative · entry 11 HOUGHTON JAMES R · CIK 0001208669 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 210,000 Underlying: Common Stock · 180,000 shares Expires 2013-02-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The options vested in three equal installments on 02/03/2004, 02/03/2005, and 02/03/2006. Read SEC document |
| May 02, 2008 Filed May 2, 2008 19:43 UTC | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 200 | $26.71 | $5,342.00 |
DisclosureSEC source: 0001208669-08-000004 · primary_doc.xml · nonDerivative · entry 7 HOUGHTON JAMES R · CIK 0001208669 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,411 Read SEC document |
| May 02, 2008 Filed May 2, 2008 19:43 UTC | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 10,530 | $26.70 | $281,151.00 |
DisclosureSEC source: 0001208669-08-000004 · primary_doc.xml · nonDerivative · entry 6 HOUGHTON JAMES R · CIK 0001208669 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,611 Read SEC document |
| May 02, 2008 Filed May 2, 2008 19:43 UTC | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 9,200 | $26.53 | $244,076.00 |
DisclosureSEC source: 0001208669-08-000004 · primary_doc.xml · nonDerivative · entry 5 HOUGHTON JAMES R · CIK 0001208669 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,141 Read SEC document |
| May 02, 2008 Filed May 2, 2008 19:43 UTC | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 3,800 | $26.52 | $100,776.00 |
DisclosureSEC source: 0001208669-08-000004 · primary_doc.xml · nonDerivative · entry 4 HOUGHTON JAMES R · CIK 0001208669 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,341 Read SEC document |
| May 02, 2008 Filed May 2, 2008 19:43 UTC | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 17,596 | $26.51 | $466,469.96 |
DisclosureSEC source: 0001208669-08-000004 · primary_doc.xml · nonDerivative · entry 3 HOUGHTON JAMES R · CIK 0001208669 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,141 Read SEC document |
| May 02, 2008 Filed May 2, 2008 19:43 UTC | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 138,674 | $26.50 | $3,674,861.00 |
DisclosureSEC source: 0001208669-08-000004 · primary_doc.xml · nonDerivative · entry 2 HOUGHTON JAMES R · CIK 0001208669 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,737 Read SEC document |
| May 02, 2008 Filed May 2, 2008 19:43 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 180,000 | $4.15 | $747,000.00 |
DisclosureSEC source: 0001208669-08-000004 · primary_doc.xml · nonDerivative · entry 1 HOUGHTON JAMES R · CIK 0001208669 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 209,411 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 12, 2008 Filed Feb 14, 2008 21:28 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionStock Option (right to buy) · Derivative | 60,000 | $0.00 Strike: $4.15 | $0.00 |
DisclosureSEC source: 0001208669-08-000003 · primary_doc.xml · derivative · entry 23 HOUGHTON JAMES R · CIK 0001208669 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 390,000 Underlying: Common Stock · 60,000 shares Expires 2013-02-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options vested in three equal installments on 02/03/2004, 02/03/2005, and 02/03/2006. Read SEC document |
| February 12, 2008 Filed Feb 14, 2008 21:28 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionStock Option (right to buy) · Derivative | 30,000 | $0.00 Strike: $4.06 | $0.00 |
DisclosureSEC source: 0001208669-08-000003 · primary_doc.xml · derivative · entry 22 HOUGHTON JAMES R · CIK 0001208669 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 30,000 shares Expires 2012-12-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The options vested in three equal installments on 12/04/2003, 12/04/2004, and 12/04/2005. Read SEC document |
| February 12, 2008 Filed Feb 14, 2008 21:28 UTC | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 6,700 | $23.72 | $158,924.00 |
DisclosureSEC source: 0001208669-08-000003 · primary_doc.xml · nonDerivative · entry 18 HOUGHTON JAMES R · CIK 0001208669 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,411 Read SEC document |
| February 12, 2008 Filed Feb 14, 2008 21:28 UTC | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 17,500 | $23.71 | $414,925.00 |
DisclosureSEC source: 0001208669-08-000003 · primary_doc.xml · nonDerivative · entry 17 HOUGHTON JAMES R · CIK 0001208669 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,111 Read SEC document |
| February 12, 2008 Filed Feb 14, 2008 21:28 UTC | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 20,800 | $23.70 | $492,960.00 |
DisclosureSEC source: 0001208669-08-000003 · primary_doc.xml · nonDerivative · entry 16 HOUGHTON JAMES R · CIK 0001208669 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,611 Read SEC document |
| February 12, 2008 Filed Feb 14, 2008 21:28 UTC | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 13,600 | $23.83 | $324,088.00 |
DisclosureSEC source: 0001208669-08-000003 · primary_doc.xml · nonDerivative · entry 15 HOUGHTON JAMES R · CIK 0001208669 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,411 Read SEC document |
| February 12, 2008 Filed Feb 14, 2008 21:28 UTC | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 5,300 | $23.82 | $126,246.00 |
DisclosureSEC source: 0001208669-08-000003 · primary_doc.xml · nonDerivative · entry 14 HOUGHTON JAMES R · CIK 0001208669 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,011 Read SEC document |
| February 12, 2008 Filed Feb 14, 2008 21:28 UTC | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 4,000 | $23.81 | $95,240.00 |
DisclosureSEC source: 0001208669-08-000003 · primary_doc.xml · nonDerivative · entry 13 HOUGHTON JAMES R · CIK 0001208669 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,311 Read SEC document |
| February 12, 2008 Filed Feb 14, 2008 21:28 UTC | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 7,100 | $23.80 | $168,980.00 |
DisclosureSEC source: 0001208669-08-000003 · primary_doc.xml · nonDerivative · entry 12 HOUGHTON JAMES R · CIK 0001208669 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,311 Read SEC document |
| February 12, 2008 Filed Feb 14, 2008 21:28 UTC | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 500 | $23.79 | $11,895.00 |
DisclosureSEC source: 0001208669-08-000003 · primary_doc.xml · nonDerivative · entry 11 HOUGHTON JAMES R · CIK 0001208669 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,411 Read SEC document |
| February 12, 2008 Filed Feb 14, 2008 21:28 UTC | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 1,000 | $23.78 | $23,780.00 |
DisclosureSEC source: 0001208669-08-000003 · primary_doc.xml · nonDerivative · entry 10 HOUGHTON JAMES R · CIK 0001208669 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,911 Read SEC document |
| February 12, 2008 Filed Feb 14, 2008 21:28 UTC | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 900 | $23.77 | $21,393.00 |
DisclosureSEC source: 0001208669-08-000003 · primary_doc.xml · nonDerivative · entry 9 HOUGHTON JAMES R · CIK 0001208669 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,911 Read SEC document |
| February 12, 2008 Filed Feb 14, 2008 21:28 UTC | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 1,200 | $23.76 | $28,512.00 |
DisclosureSEC source: 0001208669-08-000003 · primary_doc.xml · nonDerivative · entry 8 HOUGHTON JAMES R · CIK 0001208669 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,811 Read SEC document |
| February 12, 2008 Filed Feb 14, 2008 21:28 UTC | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 3,000 | $23.75 | $71,250.00 |
DisclosureSEC source: 0001208669-08-000003 · primary_doc.xml · nonDerivative · entry 7 HOUGHTON JAMES R · CIK 0001208669 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,011 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.