Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
UNIVERSAL ELECTRONICS INC
Report date February 12, 2018 · Filed February 14, 2018 · Amendment
Section 16 reporting ended · disclosed 2018-02-14. Current position is not established by this disclosure.
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 21,992 |
Last balance in matching sequence
After 2018-02-12 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2018-02-12 · Exercise / conversion · Acquired 317 · Balance 22,156 F1: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on January 16, 2015 and ratified by the Board of Directors on February 11-12, 2015. Row 2 · 2018-02-12 · Tax withholding · Disposed 164 · Balance 21,992 F2: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. F3: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 1,460 |
Reported balance
After 2018-02-12 transaction · row 3
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 3 · 2018-02-12 · Exercise / conversion · Disposed 317 · Balance 1,460 F4: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F5: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. |
Filing footnotes · ownership attribution and instrument terms
F1: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on January 16, 2015 and ratified by the Board of Directors on February 11-12, 2015.
F2: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4.
F3: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.
F4: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.
F5: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 12, 2016 Filed Nov 15, 2016 17:30 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Tax withholdingCommon Stock | 257 | $67.00 | $17,219.00 |
DisclosureSEC source: 0001209191-16-150037 · doc4.xml · nonDerivative · entry 2 Bennett Paul J · CIK 0001357137 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,430 F2 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. F3 · price: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. Read SEC document |
| November 12, 2016 Filed Nov 15, 2016 17:30 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 496 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-150037 · doc4.xml · nonDerivative · entry 1 Bennett Paul J · CIK 0001357137 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,687 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on December 4, 2013 and ratified by the Board of Directors on February 12-13, 2014. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.