Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| 3M COMMM · Entity 1275 | Group President | February 12, 2025 | February 13, 2025 |
| MATTEL INC /DE/MAT · Entity 1046 | EVP&Chief Supply Chain Officer | August 01, 2017 | August 03, 2017 |
| STARBUCKS CORPSBUX · Entity 2886 | evp, Global Supply Chain Ops | December 03, 2010 | December 07, 2010 |
| Solstice Advanced Materials Inc.SOLS · Entity 3540 | Director | September 10, 2026 | September 14, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
3M CO
Report date February 12, 2025 · Filed February 13, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 5,274 |
Reported balance
After 2025-02-12 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2025-02-12 · Grant · Acquired 5,274 · Balance 5,274 F1: Each restricted stock unit represents a contingent right to receive one share of 3M common stock. F2: The restricted stock units vest 100% three years from the grant date. |
| Non-qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $148.87 · Expires 2035-02-11 | Direct | 23,764 |
Reported balance
After 2025-02-12 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2025-02-12 · Grant · Acquired 23,764 · Balance 23,764 F3: The stock option will vest and become exercisable in a series of three equal installments on each of the first, second and third anniversary of the grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of 3M common stock.
F2: The restricted stock units vest 100% three years from the grant date.
F3: The stock option will vest and become exercisable in a series of three equal installments on each of the first, second and third anniversary of the grant date.
MATTEL INC /DE/
Report date August 01, 2017 · Filed August 03, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 31,306 |
Ending reported balance
After 2017-08-01 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2017-08-01 · Exercise / conversion · Acquired 4,728 · Balance 30,880 F1: As reported on a Form 4 dated August 1, 2014 and filed on August 4, 2014, the Reporting Person received a grant of 9,456 Restricted Stock Units ("RSUs" or "Units") on August 1, 2014. The RSUs vest as to 50% of the Units on the second anniversary of the date of grant and as to the remaining 50% of the Units on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding. On August 1, 2017, the remaining 50% of these RSUs vested, resulting in the issuance of 4,728 shares of Mattel, Inc. Common Stock. Row 2 · 2017-08-01 · Tax withholding · Disposed 1,777 · Balance 29,103 F2: Pursuant to the terms of the August 1, 2014 RSU grant, 1,777 shares of Mattel, Inc. Common Stock were automatically withheld at vesting to cover required tax withholding. Row 3 · 2017-08-01 · Exercise / conversion · Acquired 3,530 · Balance 32,633 F3: As reported on a Form 4 dated August 1, 2016 and filed on August 3, 2016, the Reporting Person received a grant of 10,697 RSUs on August 1, 2016. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding. On August 1, 2017, the first 33% of these RSUs vested, resulting in the issuance of 3,530 shares of Mattel, Inc. Common Stock. Row 4 · 2017-08-01 · Tax withholding · Disposed 1,327 · Balance 31,306 F4: Pursuant to the terms of the August 1, 2016 RSU grant, 1,327 shares of Mattel, Inc. Common Stock were automatically withheld at vesting to cover required tax withholding. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2017-08-01 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2017-08-01 · Exercise / conversion · Disposed 4,728 · Balance 0 F1: As reported on a Form 4 dated August 1, 2014 and filed on August 4, 2014, the Reporting Person received a grant of 9,456 Restricted Stock Units ("RSUs" or "Units") on August 1, 2014. The RSUs vest as to 50% of the Units on the second anniversary of the date of grant and as to the remaining 50% of the Units on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding. On August 1, 2017, the remaining 50% of these RSUs vested, resulting in the issuance of 4,728 shares of Mattel, Inc. Common Stock. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 7,167 |
Reported balance
After 2017-08-01 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2017-08-01 · Exercise / conversion · Disposed 3,530 · Balance 7,167 F3: As reported on a Form 4 dated August 1, 2016 and filed on August 3, 2016, the Reporting Person received a grant of 10,697 RSUs on August 1, 2016. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding. On August 1, 2017, the first 33% of these RSUs vested, resulting in the issuance of 3,530 shares of Mattel, Inc. Common Stock. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 22,819 |
Reported balance
After 2017-08-01 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2017-08-01 · Grant · Acquired 22,819 · Balance 22,819 F6: The RSUs were granted on August 1, 2017 pursuant to the Plan. Each Unit represents a contingent right to receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of such share). F7: The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding. |
| Employee Stock Option - Right to BuySEC Table II · derivative / convertible security · Conversion / exercise price $19.72 · Expires 2027-08-01 | Direct | 122,616 |
Reported balance
After 2017-08-01 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2017-08-01 · Grant · Acquired 122,616 · Balance 122,616 F5: The option was granted on August 1, 2017 pursuant to the Mattel, Inc. Amended and Restated 2010 Equity and Long-Term Compensation Plan (the "Plan"). The option vests and becomes exercisable with regard to (a) 33% of the shares granted on the first anniversary of the date of grant, (b) an additional 33% of the shares granted on the second anniversary of the date of grant, and (c) the remaining 34% of the shares granted on the third anniversary of the date of grant. |
Filing footnotes · ownership attribution and instrument terms
F1: As reported on a Form 4 dated August 1, 2014 and filed on August 4, 2014, the Reporting Person received a grant of 9,456 Restricted Stock Units ("RSUs" or "Units") on August 1, 2014. The RSUs vest as to 50% of the Units on the second anniversary of the date of grant and as to the remaining 50% of the Units on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding. On August 1, 2017, the remaining 50% of these RSUs vested, resulting in the issuance of 4,728 shares of Mattel, Inc. Common Stock.
F2: Pursuant to the terms of the August 1, 2014 RSU grant, 1,777 shares of Mattel, Inc. Common Stock were automatically withheld at vesting to cover required tax withholding.
F3: As reported on a Form 4 dated August 1, 2016 and filed on August 3, 2016, the Reporting Person received a grant of 10,697 RSUs on August 1, 2016. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding. On August 1, 2017, the first 33% of these RSUs vested, resulting in the issuance of 3,530 shares of Mattel, Inc. Common Stock.
F4: Pursuant to the terms of the August 1, 2016 RSU grant, 1,327 shares of Mattel, Inc. Common Stock were automatically withheld at vesting to cover required tax withholding.
F5: The option was granted on August 1, 2017 pursuant to the Mattel, Inc. Amended and Restated 2010 Equity and Long-Term Compensation Plan (the "Plan"). The option vests and becomes exercisable with regard to (a) 33% of the shares granted on the first anniversary of the date of grant, (b) an additional 33% of the shares granted on the second anniversary of the date of grant, and (c) the remaining 34% of the shares granted on the third anniversary of the date of grant.
F6: The RSUs were granted on August 1, 2017 pursuant to the Plan. Each Unit represents a contingent right to receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of such share).
F7: The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding.
STARBUCKS CORP
Report date December 03, 2010 · Filed December 07, 2010
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 78,093 |
Ending reported balance
After 2010-12-03 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2010-12-03 · Exercise / conversion · Acquired 24,802 · Balance 98,202 Row 2 · 2010-12-03 · Sale · Disposed 20,109 · Balance 78,093 |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $8.64 · Expires 2018-11-17 | Direct | 24,801 |
Reported balance
After 2010-12-03 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2010-12-03 · Exercise / conversion · Disposed 24,802 · Balance 24,801 F1: The options became exercisable in two increments of 12,401 shares each on November 17, 2009 and November 17, 2010, and become exercisable in one increment of 12,401 on November 17, 2011 and one increment of 12,400 shares on November 17, 2012. |
| Common StockSEC Table I · non-derivative | IndirectBy Minor Child | 11 |
Reported balance
Holding disclosure · report date 2010-12-03 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 11 |
Filing footnotes · ownership attribution and instrument terms
F1: The options became exercisable in two increments of 12,401 shares each on November 17, 2009 and November 17, 2010, and become exercisable in one increment of 12,401 on November 17, 2011 and one increment of 12,400 shares on November 17, 2012.
Solstice Advanced Materials Inc.
Report date September 10, 2026 · Filed September 14, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 1,893 |
Reported balance
After 2026-09-10 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-09-10 · Grant · Acquired 2 · Balance 1,893 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Solstice Advanced Materials Inc. (the "Issuer") common stock. Fractional amounts have been rounded to the nearest whole number. F2: Represents dividend equivalent rights in connection with the Issuer's dividend that accrue to the reporting person in RSUs that vest at the same time as the underlying RSUs. F3: The RSUs will vest on the earliest of the first anniversary of the grant date and the next annual meeting of shareowners of the Issuer. |
| Common StockSEC Table I · non-derivative | Direct | 1,832 |
Reported balance
Holding disclosure · report date 2026-09-10 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 1,832 |
| Common StockSEC Table I · non-derivative | IndirectBy spouse | 40 |
Reported balance
Holding disclosure · report date 2026-09-10 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 40 |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Solstice Advanced Materials Inc. (the "Issuer") common stock. Fractional amounts have been rounded to the nearest whole number.
F2: Represents dividend equivalent rights in connection with the Issuer's dividend that accrue to the reporting person in RSUs that vest at the same time as the underlying RSUs.
F3: The RSUs will vest on the earliest of the first anniversary of the grant date and the next annual meeting of shareowners of the Issuer.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 10, 2026 Filed Sep 14, 2026 21:34 UTC | Solstice Advanced Materials Inc. SOLS · Entity 3540 | GrantRestricted Stock Units · Derivative | 2 | $0.00 | $0.00 |
DisclosureSEC source: 0001441386-26-000007 · wk-form4_1789421656.xml · derivative · entry 3 Gibbons Peter D · CIK 0001441386 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,893 Underlying: Common Stock · 2 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Solstice Advanced Materials Inc. (the "Issuer") common stock. Fractional amounts have been rounded to the nearest whole number. F2 · kind: Represents dividend equivalent rights in connection with the Issuer's dividend that accrue to the reporting person in RSUs that vest at the same time as the underlying RSUs. F3 · derivative.exercise_date: The RSUs will vest on the earliest of the first anniversary of the grant date and the next annual meeting of shareowners of the Issuer. F3 · derivative.expiration_date: The RSUs will vest on the earliest of the first anniversary of the grant date and the next annual meeting of shareowners of the Issuer. Read SEC document |
| June 10, 2026 Filed Jun 12, 2026 17:08 UTC | Solstice Advanced Materials Inc. SOLS · Entity 3540 | GrantRestricted Stock Units · Derivative | 2 | $0.00 | $0.00 |
DisclosureSEC source: 0002064953-26-000070 · wk-form4_1781298485.xml · derivative · entry 3 Gibbons Peter D · CIK 0001441386 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,891 Underlying: Common Stock · 2 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Solstice Advanced Materials Inc. (the "Issuer") common stock. Fractional amounts have been rounded to the nearest whole number. F2 · kind: Represents dividend equivalent rights in connection with the Issuer's dividend that accrue to the reporting person in RSUs that vest at the same time as the underlying RSUs. F3 · derivative.exercise_date: The RSUs will vest on the earliest of the first anniversary of the grant date and the next annual meeting of shareowners of the Issuer. F3 · derivative.expiration_date: The RSUs will vest on the earliest of the first anniversary of the grant date and the next annual meeting of shareowners of the Issuer. Read SEC document |
| May 22, 2026 Filed May 27, 2026 16:36 UTC | Solstice Advanced Materials Inc. SOLS · Entity 3540 | GrantRestricted Stock Units · Derivative | 1,889 | $0.00 | $0.00 |
DisclosureSEC source: 0002064953-26-000050 · wk-form4_1779914169.xml · derivative · entry 4 Gibbons Peter D · CIK 0001441386 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,889 Underlying: Common Stock · 1,889 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Solstice Advanced Materials Inc. (the "Issuer") common stock. F4 · derivative.exercise_date: The RSUs will vest on the earliest of the first anniversary of the grant date and the next annual meeting of shareowners of the Issuer. F4 · derivative.expiration_date: The RSUs will vest on the earliest of the first anniversary of the grant date and the next annual meeting of shareowners of the Issuer. Read SEC document |
| May 22, 2026 Filed May 27, 2026 16:36 UTC | Solstice Advanced Materials Inc. SOLS · Entity 3540 | Exercise / conversionRestricted Stock Units · Derivative | 1,786 | $0.00 | $0.00 |
DisclosureSEC source: 0002064953-26-000050 · wk-form4_1779914169.xml · derivative · entry 3 Gibbons Peter D · CIK 0001441386 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,786 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Solstice Advanced Materials Inc. (the "Issuer") common stock. F3 · derivative.exercise_date: The RSUs vested on May 22, 2026. F3 · derivative.expiration_date: The RSUs vested on May 22, 2026. Read SEC document |
| May 22, 2026 Filed May 27, 2026 16:36 UTC | Solstice Advanced Materials Inc. SOLS · Entity 3540 | Exercise / conversionCommon Stock | 1,785 | Not disclosed | Not disclosed |
DisclosureSEC source: 0002064953-26-000050 · wk-form4_1779914169.xml · nonDerivative · entry 1 Gibbons Peter D · CIK 0001441386 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,832 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Reflects the settlement of fractional shares in cash. F2 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Solstice Advanced Materials Inc. (the "Issuer") common stock. Read SEC document |
| March 10, 2026 Filed Mar 12, 2026 16:38 UTC | Solstice Advanced Materials Inc. SOLS · Entity 3540 | GrantRestricted Stock Units · Derivative | 2 | $0.00 | $0.00 |
DisclosureSEC source: 0001441386-26-000002 · wk-form4_1773347935.xml · derivative · entry 3 Gibbons Peter D · CIK 0001441386 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,786 Underlying: Common Stock · 2 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F3 · kind: Represents dividend equivalent rights in connection with the Issuer's dividend that accrue to the reporting person in RSUs that vest at the same time as the underlying RSUs. F4 · derivative.exercise_date: The RSUs will vest on the date of the next annual meeting of shareowners of the Issuer. F4 · derivative.expiration_date: The RSUs will vest on the date of the next annual meeting of shareowners of the Issuer. Read SEC document |
| October 30, 2025 Filed Nov 3, 2025 16:35 UTC | Solstice Advanced Materials Inc. SOLS · Entity 3540 | GrantRestricted Stock Units · Derivative | 1,784 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-048298 · wk-form4_1762205717.xml · derivative · entry 1 Gibbons Peter D · CIK 0001441386 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,784 Underlying: Common Stock · 1,784 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Solstice Advanced Material Inc. (the "Issuer") common stock. F2 · derivative.exercise_date: The RSUs will vest on the date of the next annual meeting of shareowners of the Issuer. F2 · derivative.expiration_date: The RSUs will vest on the date of the next annual meeting of shareowners of the Issuer. Read SEC document |
| February 12, 2025 Filed Feb 13, 2025 22:53 UTC | 3M CO MMM · Entity 1275 | GrantNon-qualified Stock Option (Right to Buy) · Derivative | 23,764 | $0.00 Strike: $148.87 | $0.00 |
DisclosureSEC source: 0001127602-25-004702 · form4.xml · derivative · entry 2 Gibbons Peter D · CIK 0001441386 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,764 Underlying: Common Stock · 23,764 shares Expires 2035-02-11 F3 · derivative.exercise_date: The stock option will vest and become exercisable in a series of three equal installments on each of the first, second and third anniversary of the grant date. Read SEC document |
| February 12, 2025 Filed Feb 13, 2025 22:53 UTC | 3M CO MMM · Entity 1275 | GrantRestricted Stock Units · Derivative | 5,274 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-004702 · form4.xml · derivative · entry 1 Gibbons Peter D · CIK 0001441386 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,274 Underlying: Common Stock · 5,274 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of 3M common stock. F2 · derivative.exercise_date: The restricted stock units vest 100% three years from the grant date. F2 · derivative.expiration_date: The restricted stock units vest 100% three years from the grant date. Read SEC document |
| February 07, 2025 Filed Feb 10, 2025 13:29 UTC | 3M CO MMM · Entity 1275 | Exercise / conversionRestricted Stock Units · Derivative | 10,565 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-003694 · form4.xml · derivative · entry 5 Gibbons Peter D · CIK 0001441386 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,565 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of 3M common stock. F2 · derivative.exercise_date: The restricted stock units vest 100% three years from the grant date of February 8, 2022 F2 · derivative.expiration_date: The restricted stock units vest 100% three years from the grant date of February 8, 2022 Read SEC document |
| February 07, 2025 Filed Feb 10, 2025 13:29 UTC | 3M CO MMM · Entity 1275 | Tax withholdingCommon Stock | 3,846 | $149.87 | $576,400.02 |
DisclosureSEC source: 0001127602-25-003694 · form4.xml · nonDerivative · entry 2 Gibbons Peter D · CIK 0001441386 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,416.4668 Read SEC document |
| February 07, 2025 Filed Feb 10, 2025 13:29 UTC | 3M CO MMM · Entity 1275 | Exercise / conversionCommon Stock | 10,565 | $149.87 | $1,583,376.55 |
DisclosureSEC source: 0001127602-25-003694 · form4.xml · nonDerivative · entry 1 Gibbons Peter D · CIK 0001441386 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,262.4668 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 03, 2025 Filed Feb 5, 2025 18:53 UTC | 3M CO MMM · Entity 1275 | Tax withholdingCommon Stock | 2,633 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-003125 · form4.xml · nonDerivative · entry 2 Gibbons Peter D · CIK 0001441386 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,697.4668 F2 · shares: The number of shares withheld for taxes was estimated and will be revised by amendment if necessary. Read SEC document |
| February 03, 2025 Filed Feb 5, 2025 18:53 UTC | 3M CO MMM · Entity 1275 | GrantCommon Stock | 5,773.17 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-003125 · form4.xml · nonDerivative · entry 1 Gibbons Peter D · CIK 0001441386 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,330.4668 F1 · shares: Represents shares of 3M common stock that will be delivered pursuant to the terms of performance share awards made to the reporting person on March 1, 2022. The performance-based vesting requirements applicable to such awards were satisfied on the date reported in Column 2, which represents the date on which the level of performance attained was certified. Read SEC document |
| May 03, 2024 Filed May 6, 2024 22:39 UTC | 3M CO MMM · Entity 1275 | GrantRestricted Stock Units · Derivative | 25,435 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-014336 · form4.xml · derivative · entry 1 Gibbons Peter D · CIK 0001441386 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,435 Underlying: Common Stock · 25,435 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of 3M common stock. F2 · derivative.exercise_date: The restricted stock units vest on February 6, 2027. F2 · derivative.expiration_date: The restricted stock units vest on February 6, 2027. Read SEC document |
| December 01, 2023 Filed Dec 4, 2023 15:41 UTC | 3M CO MMM · Entity 1275 | Exercise / conversionRestricted Stock Units · Derivative | 3,222 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-028644 · form4.xml · derivative · entry 5 Gibbons Peter D · CIK 0001441386 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,222 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of 3M common stock. F3 · derivative.exercise_date: The restricted stock units will vest in equal installments each year on December 1, 2022 and December 1, 2023. F3 · derivative.expiration_date: The restricted stock units will vest in equal installments each year on December 1, 2022 and December 1, 2023. Read SEC document |
| December 01, 2023 Filed Dec 4, 2023 15:41 UTC | 3M CO MMM · Entity 1275 | Tax withholdingCommon Stock | 1,470 | $99.85 | $146,779.50 |
DisclosureSEC source: 0001127602-23-028644 · form4.xml · nonDerivative · entry 2 Gibbons Peter D · CIK 0001441386 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,557.2968 F1 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan. Read SEC document |
| December 01, 2023 Filed Dec 4, 2023 15:41 UTC | 3M CO MMM · Entity 1275 | Exercise / conversionCommon Stock | 3,222 | $99.85 | $321,716.70 |
DisclosureSEC source: 0001127602-23-028644 · form4.xml · nonDerivative · entry 1 Gibbons Peter D · CIK 0001441386 · Group President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,027.2968 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 07, 2023 Filed Feb 8, 2023 21:57 UTC | 3M CO MMM · Entity 1275 | GrantRestricted Stock Units · Derivative | 13,431 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-004021 · form4.xml · derivative · entry 1 Gibbons Peter D · CIK 0001441386 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,431 Underlying: Common Stock · 13,431 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of 3M common stock. F2 · derivative.exercise_date: The restricted stock units vest 100% three years from the grant date of February 7, 2023. F2 · derivative.expiration_date: The restricted stock units vest 100% three years from the grant date of February 7, 2023. Read SEC document |
| December 01, 2022 Filed Dec 2, 2022 17:36 UTC | 3M CO MMM · Entity 1275 | Exercise / conversionRestricted Stock Units · Derivative | 3,221 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-026704 · form4.xml · derivative · entry 3 Gibbons Peter D · CIK 0001441386 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,222 Underlying: Common Stock · 3,221 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of 3M common stock. F3 · derivative.exercise_date: The restricted stock units will vest in equal installments each year on December 1, 2022 and December 1, 2023. F3 · derivative.expiration_date: The restricted stock units will vest in equal installments each year on December 1, 2022 and December 1, 2023. Read SEC document |
| December 01, 2022 Filed Dec 2, 2022 17:36 UTC | 3M CO MMM · Entity 1275 | Tax withholdingCommon Stock | 1,469 | $125.99 | $185,079.31 |
DisclosureSEC source: 0001127602-22-026704 · form4.xml · nonDerivative · entry 2 Gibbons Peter D · CIK 0001441386 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,805.2968 F1 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan. Read SEC document |
| December 01, 2022 Filed Dec 2, 2022 17:36 UTC | 3M CO MMM · Entity 1275 | Exercise / conversionCommon Stock | 3,221 | $125.99 | $405,813.79 |
DisclosureSEC source: 0001127602-22-026704 · form4.xml · nonDerivative · entry 1 Gibbons Peter D · CIK 0001441386 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,274.2968 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 08, 2022 Filed Feb 9, 2022 23:37 UTC | 3M CO MMM · Entity 1275 | GrantRestricted Stock Units · Derivative | 9,298 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-004043 · form4.xml · derivative · entry 1 Gibbons Peter D · CIK 0001441386 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,298 Underlying: Common Stock · 9,298 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of 3M common stock. F2 · derivative.exercise_date: The restricted stock units vest 100% three years from the grant date of February 8, 2022 F2 · derivative.expiration_date: The restricted stock units vest 100% three years from the grant date of February 8, 2022 Read SEC document |
| December 01, 2021 Filed Dec 2, 2021 15:53 UTC | 3M CO MMM · Entity 1275 | GrantRestricted Stock Units · Derivative | 6,443 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-029993 · form4.xml · derivative · entry 1 Gibbons Peter D · CIK 0001441386 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,443 Underlying: Common Stock · 6,443 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of 3M common stock. F2 · derivative.exercise_date: The restricted stock units will vest in equal installments each year on December 1, 2022 and December 1, 2023. F2 · derivative.expiration_date: The restricted stock units will vest in equal installments each year on December 1, 2022 and December 1, 2023. Read SEC document |
| August 01, 2017 Filed Aug 3, 2017 20:44 UTC | MATTEL INC /DE/ MAT · Entity 1046 | GrantRestricted Stock Units · Derivative | 22,819 | $0.00 | $0.00 |
DisclosureSEC source: 0001523711-17-000104 · wf-form4_150179304561328.xml · derivative · entry 8 Gibbons Peter D · CIK 0001441386 · EVP&Chief Supply Chain Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,819 Underlying: Common Stock · 22,819 shares Expires not disclosed F6 · derivative.exercise_price: The RSUs were granted on August 1, 2017 pursuant to the Plan. Each Unit represents a contingent right to receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of such share). F7 · derivative.exercise_date: The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding. F7 · derivative.expiration_date: The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding. Read SEC document |
| August 01, 2017 Filed Aug 3, 2017 20:44 UTC | MATTEL INC /DE/ MAT · Entity 1046 | GrantEmployee Stock Option - Right to Buy · Derivative | 122,616 | $0.00 Strike: $19.72 | $0.00 |
DisclosureSEC source: 0001523711-17-000104 · wf-form4_150179304561328.xml · derivative · entry 7 Gibbons Peter D · CIK 0001441386 · EVP&Chief Supply Chain Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,616 Underlying: Common Stock · 122,616 shares Expires 2027-08-01 F5 · derivative.exercise_date: The option was granted on August 1, 2017 pursuant to the Mattel, Inc. Amended and Restated 2010 Equity and Long-Term Compensation Plan (the "Plan"). The option vests and becomes exercisable with regard to (a) 33% of the shares granted on the first anniversary of the date of grant, (b) an additional 33% of the shares granted on the second anniversary of the date of grant, and (c) the remaining 34% of the shares granted on the third anniversary of the date of grant. Read SEC document |
| August 01, 2017 Filed Aug 3, 2017 20:44 UTC | MATTEL INC /DE/ MAT · Entity 1046 | Exercise / conversionRestricted Stock Units · Derivative | 3,530 | $0.00 | $0.00 |
DisclosureSEC source: 0001523711-17-000104 · wf-form4_150179304561328.xml · derivative · entry 6 Gibbons Peter D · CIK 0001441386 · EVP&Chief Supply Chain Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,167 Underlying: Common Stock · 3,530 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: As reported on a Form 4 dated August 1, 2016 and filed on August 3, 2016, the Reporting Person received a grant of 10,697 RSUs on August 1, 2016. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding. On August 1, 2017, the first 33% of these RSUs vested, resulting in the issuance of 3,530 shares of Mattel, Inc. Common Stock. F3 · derivative.exercise_date: As reported on a Form 4 dated August 1, 2016 and filed on August 3, 2016, the Reporting Person received a grant of 10,697 RSUs on August 1, 2016. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding. On August 1, 2017, the first 33% of these RSUs vested, resulting in the issuance of 3,530 shares of Mattel, Inc. Common Stock. F3 · derivative.expiration_date: As reported on a Form 4 dated August 1, 2016 and filed on August 3, 2016, the Reporting Person received a grant of 10,697 RSUs on August 1, 2016. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding. On August 1, 2017, the first 33% of these RSUs vested, resulting in the issuance of 3,530 shares of Mattel, Inc. Common Stock. Read SEC document |
| August 01, 2017 Filed Aug 3, 2017 20:44 UTC | MATTEL INC /DE/ MAT · Entity 1046 | Exercise / conversionRestricted Stock Units · Derivative | 4,728 | $0.00 | $0.00 |
DisclosureSEC source: 0001523711-17-000104 · wf-form4_150179304561328.xml · derivative · entry 5 Gibbons Peter D · CIK 0001441386 · EVP&Chief Supply Chain Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,728 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: As reported on a Form 4 dated August 1, 2014 and filed on August 4, 2014, the Reporting Person received a grant of 9,456 Restricted Stock Units ("RSUs" or "Units") on August 1, 2014. The RSUs vest as to 50% of the Units on the second anniversary of the date of grant and as to the remaining 50% of the Units on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding. On August 1, 2017, the remaining 50% of these RSUs vested, resulting in the issuance of 4,728 shares of Mattel, Inc. Common Stock. F1 · derivative.exercise_date: As reported on a Form 4 dated August 1, 2014 and filed on August 4, 2014, the Reporting Person received a grant of 9,456 Restricted Stock Units ("RSUs" or "Units") on August 1, 2014. The RSUs vest as to 50% of the Units on the second anniversary of the date of grant and as to the remaining 50% of the Units on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding. On August 1, 2017, the remaining 50% of these RSUs vested, resulting in the issuance of 4,728 shares of Mattel, Inc. Common Stock. F1 · derivative.expiration_date: As reported on a Form 4 dated August 1, 2014 and filed on August 4, 2014, the Reporting Person received a grant of 9,456 Restricted Stock Units ("RSUs" or "Units") on August 1, 2014. The RSUs vest as to 50% of the Units on the second anniversary of the date of grant and as to the remaining 50% of the Units on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding. On August 1, 2017, the remaining 50% of these RSUs vested, resulting in the issuance of 4,728 shares of Mattel, Inc. Common Stock. Read SEC document |
| August 01, 2017 Filed Aug 3, 2017 20:44 UTC | MATTEL INC /DE/ MAT · Entity 1046 | Tax withholdingCommon Stock | 1,327 | $19.72 | $26,168.44 |
DisclosureSEC source: 0001523711-17-000104 · wf-form4_150179304561328.xml · nonDerivative · entry 4 Gibbons Peter D · CIK 0001441386 · EVP&Chief Supply Chain Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,306 F4 · shares: Pursuant to the terms of the August 1, 2016 RSU grant, 1,327 shares of Mattel, Inc. Common Stock were automatically withheld at vesting to cover required tax withholding. Read SEC document |
| August 01, 2017 Filed Aug 3, 2017 20:44 UTC | MATTEL INC /DE/ MAT · Entity 1046 | Exercise / conversionCommon Stock | 3,530 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001523711-17-000104 · wf-form4_150179304561328.xml · nonDerivative · entry 3 Gibbons Peter D · CIK 0001441386 · EVP&Chief Supply Chain Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,633 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: As reported on a Form 4 dated August 1, 2016 and filed on August 3, 2016, the Reporting Person received a grant of 10,697 RSUs on August 1, 2016. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding. On August 1, 2017, the first 33% of these RSUs vested, resulting in the issuance of 3,530 shares of Mattel, Inc. Common Stock. Read SEC document |
| August 01, 2017 Filed Aug 3, 2017 20:44 UTC | MATTEL INC /DE/ MAT · Entity 1046 | Tax withholdingCommon Stock | 1,777 | $19.72 | $35,042.44 |
DisclosureSEC source: 0001523711-17-000104 · wf-form4_150179304561328.xml · nonDerivative · entry 2 Gibbons Peter D · CIK 0001441386 · EVP&Chief Supply Chain Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,103 F2 · shares: Pursuant to the terms of the August 1, 2014 RSU grant, 1,777 shares of Mattel, Inc. Common Stock were automatically withheld at vesting to cover required tax withholding. Read SEC document |
| August 01, 2017 Filed Aug 3, 2017 20:44 UTC | MATTEL INC /DE/ MAT · Entity 1046 | Exercise / conversionCommon Stock | 4,728 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001523711-17-000104 · wf-form4_150179304561328.xml · nonDerivative · entry 1 Gibbons Peter D · CIK 0001441386 · EVP&Chief Supply Chain Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,880 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: As reported on a Form 4 dated August 1, 2014 and filed on August 4, 2014, the Reporting Person received a grant of 9,456 Restricted Stock Units ("RSUs" or "Units") on August 1, 2014. The RSUs vest as to 50% of the Units on the second anniversary of the date of grant and as to the remaining 50% of the Units on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding. On August 1, 2017, the remaining 50% of these RSUs vested, resulting in the issuance of 4,728 shares of Mattel, Inc. Common Stock. Read SEC document |
| July 31, 2017 Filed Aug 1, 2017 20:25 UTC | MATTEL INC /DE/ MAT · Entity 1046 | Exercise / conversionRestricted Stock Units · Derivative | 5,331 | $0.00 | $0.00 |
DisclosureSEC source: 0001523711-17-000089 · wf-form4_150161910472156.xml · derivative · entry 3 Gibbons Peter D · CIK 0001441386 · EVP&Chief Supply Chain Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,495 Underlying: Common Stock · 5,331 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: As reported on a Form 4 dated July 31, 2015 and filed on August 4, 2015, the Reporting Person received a grant of 16,157 Restricted Stock Units ("RSUs" or "Units") on July 31, 2015. The RSUs vest as to (a) 33% of the Units on the first anniversary of the date of grant, (b) an additional 33% of the Units on the second anniversary of the date of grant, and (c) as to the remaining 34% of the Units on the third anniversary of the date of grant. On each vesting date, for each unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding. On July 31, 2017, the second 33% of these RSUs vested, resulting in the issuance of 5,331 shares of Mattel, Inc. Common Stock. F1 · derivative.exercise_date: As reported on a Form 4 dated July 31, 2015 and filed on August 4, 2015, the Reporting Person received a grant of 16,157 Restricted Stock Units ("RSUs" or "Units") on July 31, 2015. The RSUs vest as to (a) 33% of the Units on the first anniversary of the date of grant, (b) an additional 33% of the Units on the second anniversary of the date of grant, and (c) as to the remaining 34% of the Units on the third anniversary of the date of grant. On each vesting date, for each unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding. On July 31, 2017, the second 33% of these RSUs vested, resulting in the issuance of 5,331 shares of Mattel, Inc. Common Stock. F1 · derivative.expiration_date: As reported on a Form 4 dated July 31, 2015 and filed on August 4, 2015, the Reporting Person received a grant of 16,157 Restricted Stock Units ("RSUs" or "Units") on July 31, 2015. The RSUs vest as to (a) 33% of the Units on the first anniversary of the date of grant, (b) an additional 33% of the Units on the second anniversary of the date of grant, and (c) as to the remaining 34% of the Units on the third anniversary of the date of grant. On each vesting date, for each unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding. On July 31, 2017, the second 33% of these RSUs vested, resulting in the issuance of 5,331 shares of Mattel, Inc. Common Stock. Read SEC document |
| July 31, 2017 Filed Aug 1, 2017 20:25 UTC | MATTEL INC /DE/ MAT · Entity 1046 | Tax withholdingCommon Stock | 2,004 | $20.02 | $40,120.08 |
DisclosureSEC source: 0001523711-17-000089 · wf-form4_150161910472156.xml · nonDerivative · entry 2 Gibbons Peter D · CIK 0001441386 · EVP&Chief Supply Chain Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,152 F2 · shares: Pursuant to the terms of the July 31, 2015 RSU grant, 2,004 shares of Mattel, Inc. Common Stock were automatically withheld at vesting to cover required tax withholding. Read SEC document |
| July 31, 2017 Filed Aug 1, 2017 20:25 UTC | MATTEL INC /DE/ MAT · Entity 1046 | Exercise / conversionCommon Stock | 5,331 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001523711-17-000089 · wf-form4_150161910472156.xml · nonDerivative · entry 1 Gibbons Peter D · CIK 0001441386 · EVP&Chief Supply Chain Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,156 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: As reported on a Form 4 dated July 31, 2015 and filed on August 4, 2015, the Reporting Person received a grant of 16,157 Restricted Stock Units ("RSUs" or "Units") on July 31, 2015. The RSUs vest as to (a) 33% of the Units on the first anniversary of the date of grant, (b) an additional 33% of the Units on the second anniversary of the date of grant, and (c) as to the remaining 34% of the Units on the third anniversary of the date of grant. On each vesting date, for each unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding. On July 31, 2017, the second 33% of these RSUs vested, resulting in the issuance of 5,331 shares of Mattel, Inc. Common Stock. Read SEC document |
| January 29, 2017 Filed Jan 30, 2017 22:47 UTC | MATTEL INC /DE/ MAT · Entity 1046 | Exercise / conversionRestricted Stock Units · Derivative | 12,267 | $0.00 | $0.00 |
DisclosureSEC source: 0001523711-17-000006 · wf-form4_148581640724690.xml · derivative · entry 3 Gibbons Peter D · CIK 0001441386 · EVP&Chief Supply Chain Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,320 Underlying: Common Stock · 12,267 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: As reported on a Form 4 dated January 29, 2015 and filed on February 2, 2015, the reporting person received a grant of 18,587 Restricted Stock Units ("RSUs" or "Units") on January 29, 2015. The RSUs vest as to 66% of the Units on the second anniversary of the date of grant and as to the remaining 34% of the Units on the third anniversary of the date of grant. On the vesting date, for each Unit vesting, the reporting person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of common stock on the date of vesting), subject to tax withholding. On January 29, 2017, 66% of these RSUs vested, resulting in the issuance of 12,267 shares of Mattel, Inc. Common Stock. F1 · derivative.exercise_date: As reported on a Form 4 dated January 29, 2015 and filed on February 2, 2015, the reporting person received a grant of 18,587 Restricted Stock Units ("RSUs" or "Units") on January 29, 2015. The RSUs vest as to 66% of the Units on the second anniversary of the date of grant and as to the remaining 34% of the Units on the third anniversary of the date of grant. On the vesting date, for each Unit vesting, the reporting person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of common stock on the date of vesting), subject to tax withholding. On January 29, 2017, 66% of these RSUs vested, resulting in the issuance of 12,267 shares of Mattel, Inc. Common Stock. F1 · derivative.expiration_date: As reported on a Form 4 dated January 29, 2015 and filed on February 2, 2015, the reporting person received a grant of 18,587 Restricted Stock Units ("RSUs" or "Units") on January 29, 2015. The RSUs vest as to 66% of the Units on the second anniversary of the date of grant and as to the remaining 34% of the Units on the third anniversary of the date of grant. On the vesting date, for each Unit vesting, the reporting person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of common stock on the date of vesting), subject to tax withholding. On January 29, 2017, 66% of these RSUs vested, resulting in the issuance of 12,267 shares of Mattel, Inc. Common Stock. Read SEC document |
| January 29, 2017 Filed Jan 30, 2017 22:47 UTC | MATTEL INC /DE/ MAT · Entity 1046 | Tax withholdingCommon Stock | 4,764 | $26.49 | $126,198.36 |
DisclosureSEC source: 0001523711-17-000006 · wf-form4_148581640724690.xml · nonDerivative · entry 2 Gibbons Peter D · CIK 0001441386 · EVP&Chief Supply Chain Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,825 F2 · shares: Pursuant to the terms of the January 29, 2015 RSU grant, 4,764 shares of Mattel, Inc. Common Stock were automatically withheld at vesting to cover required tax withholding. Read SEC document |
| January 29, 2017 Filed Jan 30, 2017 22:47 UTC | MATTEL INC /DE/ MAT · Entity 1046 | Exercise / conversionCommon Stock | 12,267 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001523711-17-000006 · wf-form4_148581640724690.xml · nonDerivative · entry 1 Gibbons Peter D · CIK 0001441386 · EVP&Chief Supply Chain Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,589 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: As reported on a Form 4 dated January 29, 2015 and filed on February 2, 2015, the reporting person received a grant of 18,587 Restricted Stock Units ("RSUs" or "Units") on January 29, 2015. The RSUs vest as to 66% of the Units on the second anniversary of the date of grant and as to the remaining 34% of the Units on the third anniversary of the date of grant. On the vesting date, for each Unit vesting, the reporting person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of common stock on the date of vesting), subject to tax withholding. On January 29, 2017, 66% of these RSUs vested, resulting in the issuance of 12,267 shares of Mattel, Inc. Common Stock. Read SEC document |
| December 03, 2010 Filed Dec 7, 2010 19:45 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 24,802 | $0.00 Strike: $8.64 | $0.00 |
DisclosureSEC source: 0001127602-10-029906 · form4.xml · derivative · entry 4 Gibbons Peter D · CIK 0001441386 · evp, Global Supply Chain Ops 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,801 Underlying: Common Stock · 24,802 shares Expires 2018-11-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The options became exercisable in two increments of 12,401 shares each on November 17, 2009 and November 17, 2010, and become exercisable in one increment of 12,401 on November 17, 2011 and one increment of 12,400 shares on November 17, 2012. Read SEC document |
| December 03, 2010 Filed Dec 7, 2010 19:45 UTC | STARBUCKS CORP SBUX · Entity 2886 | SaleCommon Stock | 20,109 | $32.57 | $654,950.13 |
DisclosureSEC source: 0001127602-10-029906 · form4.xml · nonDerivative · entry 2 Gibbons Peter D · CIK 0001441386 · evp, Global Supply Chain Ops 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,093 Read SEC document |
| December 03, 2010 Filed Dec 7, 2010 19:45 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionCommon Stock | 24,802 | $8.64 | $214,289.28 |
DisclosureSEC source: 0001127602-10-029906 · form4.xml · nonDerivative · entry 1 Gibbons Peter D · CIK 0001441386 · evp, Global Supply Chain Ops 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,202 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 17, 2010 Filed Nov 19, 2010 18:35 UTC | STARBUCKS CORP SBUX · Entity 2886 | Tax withholdingCommon Stock | 2,962 | $29.99 | $88,830.38 |
DisclosureSEC source: 0001127602-10-028582 · form4.xml · nonDerivative · entry 1 Gibbons Peter D · CIK 0001441386 · evp, Global Supply Chain Ops 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,400 F1 · shares: Shares withheld by the issuer to satisfy tax withholding obligations upon vesting of restricted stock units; not an open market transaction. Read SEC document |
| November 15, 2010 Filed Nov 17, 2010 19:24 UTC | STARBUCKS CORP SBUX · Entity 2886 | GrantNon-qualified Stock Option (Right to Buy) · Derivative | 77,960 | $0.00 Strike: $30.79 | $0.00 |
DisclosureSEC source: 0001127602-10-028257 · form4.xml · derivative · entry 1 Gibbons Peter D · CIK 0001441386 · evp, Global Supply Chain Ops 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,960 Underlying: Common Stock · 77,960 shares Expires 2020-11-15 F1 · derivative.exercise_date: The options become exercisable in four increments of 19,490 shares each on November 15, 2011, November 15, 2012, November 15, 2013 and November 15, 2014. Read SEC document |
| November 09, 2010 Filed Nov 12, 2010 19:17 UTC | STARBUCKS CORP SBUX · Entity 2886 | GrantCommon Stock | 43,700 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-10-027889 · form4.xml · nonDerivative · entry 1 Gibbons Peter D · CIK 0001441386 · evp, Global Supply Chain Ops 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,362 F1 · shares: Restricted Stock Units ("RSUs") earned on the achievement of performance goals under performance-based restricted stock units granted on November 16, 2009. The RSUs vest as follows: 21,850 RSUs vest on November 16, 2011 and 21,850 RSUs vest on November 16, 2012. Read SEC document |
| November 05, 2010 Filed Nov 9, 2010 18:02 UTC | STARBUCKS CORP SBUX · Entity 2886 | SaleCommon Stock | 7,053 | $30.57 | $215,610.21 |
DisclosureSEC source: 0001127602-10-027558 · form4.xml · nonDerivative · entry 1 Gibbons Peter D · CIK 0001441386 · evp, Global Supply Chain Ops 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,662 F1 · shares: The sale reported on this Form 4 was effected pursuant to a rule 10b5-1 trading plan adopted by the reporting person on July 27, 2010. Read SEC document |
| May 10, 2010 Filed May 12, 2010 18:08 UTC | STARBUCKS CORP SBUX · Entity 2886 | Tax withholdingCommon Stock | 2,537 | $27.04 | $68,600.48 |
DisclosureSEC source: 0001127602-10-013925 · form4.xml · nonDerivative · entry 1 Gibbons Peter D · CIK 0001441386 · evp, Global Supply Chain Ops 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,715 F1 · shares: Shares withheld by the issuer to satisfy tax withholding obligations upon vesting of restricted stock units; not an open market transaction. Read SEC document |
| November 16, 2009 Filed Nov 18, 2009 19:23 UTC | STARBUCKS CORP SBUX · Entity 2886 | GrantNon-qualified Stock Option (Right to Buy) · Derivative | 56,024 | $0.00 Strike: $22.06 | $0.00 |
DisclosureSEC source: 0001127602-09-022961 · form4.xml · derivative · entry 1 Gibbons Peter D · CIK 0001441386 · evp, Global Supply Chain Ops 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,024 Underlying: Common Stock · 56,024 shares Expires 2019-11-16 F1 · derivative.exercise_date: Options become exercisable in four increments of 14,006 shares each on November 16, 2010, November 16, 2011, November 16, 2012 and November 16, 2013. Read SEC document |
| November 10, 2009 Filed Nov 12, 2009 19:20 UTC | STARBUCKS CORP SBUX · Entity 2886 | GrantCommon Stock | 22,396 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-09-022485 · form4.xml · nonDerivative · entry 1 Gibbons Peter D · CIK 0001441386 · evp, Global Supply Chain Ops 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,252 F1 · shares: Restricted Stock Units ("RSUs") earned on the achievement of performance goals under performance-based restricted stock units granted on November 17, 2008. The RSUs will vest as follows: 11,198 RSUs will vest on November 17, 2010 and 11,198 will vest on November 17, 2011. F2 · balance_after: Includes 241 shares purchased on December 31, 2008, pursuant to the Starbucks Corporation Employee Stock Purchase Plan. Read SEC document |
| November 17, 2008 Filed Nov 19, 2008 18:09 UTC | STARBUCKS CORP SBUX · Entity 2886 | GrantEmployee Stock Option (right to buy) · Derivative | 49,603 | $0.00 Strike: $8.64 | $0.00 |
DisclosureSEC source: 0001209191-08-061662 · doc4.xml · derivative · entry 3 Gibbons Peter D · CIK 0001441386 · evp, Global Supply Chain Ops 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,603 Underlying: Common Stock · 49,603 shares Expires 2018-11-17 F2 · derivative.exercise_date: The options become exercisable in three increments of 12,401 shares each on November 17, 2009, 2010, and 2011 and one increment of 12,400 shares on November 17, 2012. Read SEC document |
| November 17, 2008 Filed Nov 19, 2008 18:19 UTC | STARBUCKS CORP SBUX · Entity 2886 | GrantEmployee Stock Option (right to buy) · Derivative | 49,603 | $0.00 Strike: $8.64 | $0.00 |
DisclosureSEC source: 0001209191-08-061668 · doc4.xml · derivative · entry 3 Gibbons Peter D · CIK 0001441386 · evp, Global Supply Chain Ops 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,603 Underlying: Common Stock · 49,603 shares Expires 2018-11-17 F2 · derivative.exercise_date: The options become exercisable in three increments of 12,401 shares each on November 17, 2009, 2010, and 2011 and one increment of 12,400 shares on November 17, 2012. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.