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KINDLER JEFFREY B

Disclosed activity across 8 companies

Tapewire entity
16924
SEC CIK
0001174454

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
PERRIGO Co plcPRGO · Entity 4516DirectorMay 14, 2025May 16, 2025
PRECIGEN, INC.PGEN · Entity 4356DirectorAugust 26, 2026August 28, 2026
Praxis Precision Medicines, Inc.PRAX · Entity 3538DirectorJune 10, 2026June 12, 2026
SIGA TECHNOLOGIES INCSIGA · Entity 6205DirectorMay 21, 2020May 22, 2020
vTv Therapeutics Inc.VTVT · Entity 6614DirectorJune 11, 2020June 15, 2020

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

PERRIGO Co plc

Report date May 14, 2025 · Filed May 16, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Ordinary SharesSEC Table I · non-derivativeDirect10,559 Ending reported balance After 2025-05-14 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2025-05-14 · Exercise / conversion · Acquired 9,904 · Balance 15,313

Row 2 · 2025-05-14 · Tax withholding · Disposed 4,754 · Balance 10,559

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect7,305 Reported balance After 2025-05-14 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2025-05-14 · Grant · Acquired 7,305 · Balance 7,305

F1: Each Restricted Stock Unit represents a contingent right to receive one Perrigo Company plc ordinary share.

F2: Each Restricted Stock Unit represents a contingent right to receive one Perrigo Company plc ordinary share. Vesting on 14 May 2026.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2025-05-14 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2025-05-14 · Exercise / conversion · Disposed 9,904 · Balance 0

F1: Each Restricted Stock Unit represents a contingent right to receive one Perrigo Company plc ordinary share.

F3: Each Restricted Stock Unit represents a contingent right to receive one Perrigo Company plc ordinary share. Vesting on 14 May 2025.

Filing footnotes · ownership attribution and instrument terms

F1: Each Restricted Stock Unit represents a contingent right to receive one Perrigo Company plc ordinary share.

F2: Each Restricted Stock Unit represents a contingent right to receive one Perrigo Company plc ordinary share. Vesting on 14 May 2026.

F3: Each Restricted Stock Unit represents a contingent right to receive one Perrigo Company plc ordinary share. Vesting on 14 May 2025.

PRECIGEN, INC.

Report date August 26, 2026 · Filed August 28, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect17,100 Reported balance After 2026-08-26 transaction · row 1
1 source row

Row 1 · 2026-08-26 · Sale · Disposed 185,000 · Balance 17,100

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.38 to $7.59, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.

Filing footnotes · ownership attribution and instrument terms

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.38 to $7.59, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.

Praxis Precision Medicines, Inc.

Report date June 10, 2026 · Filed June 12, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect2,537 Reported balance After 2026-06-10 transaction · row 1
1 source row

Row 1 · 2026-06-10 · Grant · Acquired 1,371 · Balance 2,537

F1: Mr. Kindler was awarded 1,371 restricted stock units. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. The restricted stock units vest in a single annual installment on the earlier of (i) June 10, 2027 or (ii) the date of the Issuer's 2027 annual meeting of stockholders. The restricted stock units may be settled only by delivering shares of the Issuer's common stock, and thus, the grant is being reported in Table 1 as allowed per SEC guidance.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $240.66 · Expires 2036-06-10Direct648 Reported balance After 2026-06-10 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-06-10 · Grant · Acquired 648 · Balance 648

F2: The shares subject to this option shall vest in twelve (12) equal monthly installments occurring on the 10th day of each month, with the first such installment occurring on July 10, 2026 and the final such installment occurring on the earlier of (i) June 10, 2027 or (ii) the date of the Issuer's 2027 annual meeting of stockholders.

Filing footnotes · ownership attribution and instrument terms

F1: Mr. Kindler was awarded 1,371 restricted stock units. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. The restricted stock units vest in a single annual installment on the earlier of (i) June 10, 2027 or (ii) the date of the Issuer's 2027 annual meeting of stockholders. The restricted stock units may be settled only by delivering shares of the Issuer's common stock, and thus, the grant is being reported in Table 1 as allowed per SEC guidance.

F2: The shares subject to this option shall vest in twelve (12) equal monthly installments occurring on the 10th day of each month, with the first such installment occurring on July 10, 2026 and the final such installment occurring on the earlier of (i) June 10, 2027 or (ii) the date of the Issuer's 2027 annual meeting of stockholders.

SIGA TECHNOLOGIES INC

Report date May 21, 2020 · Filed May 22, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, Par Value $.0001 Per ShareSEC Table I · non-derivativeDirect127,339 Reported balance After 2020-05-21 transaction · row 1
1 source row

Row 1 · 2020-05-21 · Exercise / conversion · Acquired 15,000 · Balance 127,339

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2020-05-21 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2020-05-21 · Exercise / conversion · Disposed 15,000 · Balance 0

F1: Each restricted stock unit ("RSU") converts into one share of common stock of SIGA Technologies, Inc. on a one for one basis.

F2: The RSUs were granted on May 21, 2019, and vested on the first anniversary of such date.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit ("RSU") converts into one share of common stock of SIGA Technologies, Inc. on a one for one basis.

F2: The RSUs were granted on May 21, 2019, and vested on the first anniversary of such date.

vTv Therapeutics Inc.

Report date June 11, 2020 · Filed June 15, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Director stock option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.65 · Expires 2030-06-11Direct78,121 Reported balance After 2020-06-11 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2020-06-11 · Grant · Acquired 15,000 · Balance 78,121

F1: The option vests in monthly equal installments over the three year period beginning on June 11, 2020.

Filing footnotes · ownership attribution and instrument terms

F1: The option vests in monthly equal installments over the three year period beginning on June 11, 2020.

Past disclosures · reporting ended (3)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

PFIZER INC

Report date December 15, 2010 · Filed December 17, 2010

Section 16 reporting ended · disclosed 2010-12-17. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Phantom Stock Units SSPSEC Table II · derivative / convertible securityDirect62,194 Reported balance After 2010-12-15 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2010-12-15 · Grant · Acquired 261 · Balance 62,194

F1: Each unit represents one phantom share of common stock.

F2: These units, which were acquired pursuant to the Pfizer Inc. Nonfunded Deferred Compensation and Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

Filing footnotes · ownership attribution and instrument terms

F1: Each unit represents one phantom share of common stock.

F2: These units, which were acquired pursuant to the Pfizer Inc. Nonfunded Deferred Compensation and Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

PPD, Inc.

Report date December 08, 2021 · Filed December 08, 2021

Section 16 reporting ended · disclosed 2021-12-08. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2021-12-08 transaction · row 1
1 source row

Row 1 · 2021-12-08 · Disposition to issuer · Disposed 99,487 · Balance 0

F1: On December 8, 2021, Thermo Fisher Scientific Inc., a Delaware corporation ("Buyer"), acquired the Issuer pursuant to a certain Agreement and Plan of Merger entered into by and among the Issuer, Buyer and Powder Acquisition Corp., a Delaware corporation and wholly-owned subsidiary of Buyer ("Merger Sub"), dated as of April 15, 2021 (the "Merger Agreement"). In accordance with the Merger Agreement, the Issuer merged with and into Merger Sub, with the Issuer surviving such merger as a wholly-owned subsidiary of Buyer (the "Merger").

F2: Includes 2,164 shares of common stock subject to a restricted stock unit grant (the "RSUs") which provided for vesting on the earlier of the one-year anniversary of the grant date and the date of the next regularly scheduled annual meeting of stockholders of the Issuer. At the effective time of the Merger, the RSUs were canceled and converted into the right to receive an amount of cash equal to the Merger Consideration (as defined below) multiplied by the number of restricted stock units being so canceled and converted.

F3: At the effective time of the Merger, each issued and outstanding share of the Issuer's common stock (other than certain excluded shares) automatically converted into the right to receive $47.50 in cash (the "Merger Consideration").

Common StockSEC Table I · non-derivativeIndirectBy Trust0 Reported balance After 2021-12-08 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2021-12-08 · Disposition to issuer · Disposed 18,500 · Balance 0

F1: On December 8, 2021, Thermo Fisher Scientific Inc., a Delaware corporation ("Buyer"), acquired the Issuer pursuant to a certain Agreement and Plan of Merger entered into by and among the Issuer, Buyer and Powder Acquisition Corp., a Delaware corporation and wholly-owned subsidiary of Buyer ("Merger Sub"), dated as of April 15, 2021 (the "Merger Agreement"). In accordance with the Merger Agreement, the Issuer merged with and into Merger Sub, with the Issuer surviving such merger as a wholly-owned subsidiary of Buyer (the "Merger").

F2: Includes 2,164 shares of common stock subject to a restricted stock unit grant (the "RSUs") which provided for vesting on the earlier of the one-year anniversary of the grant date and the date of the next regularly scheduled annual meeting of stockholders of the Issuer. At the effective time of the Merger, the RSUs were canceled and converted into the right to receive an amount of cash equal to the Merger Consideration (as defined below) multiplied by the number of restricted stock units being so canceled and converted.

F3: At the effective time of the Merger, each issued and outstanding share of the Issuer's common stock (other than certain excluded shares) automatically converted into the right to receive $47.50 in cash (the "Merger Consideration").

Filing footnotes · ownership attribution and instrument terms

F1: On December 8, 2021, Thermo Fisher Scientific Inc., a Delaware corporation ("Buyer"), acquired the Issuer pursuant to a certain Agreement and Plan of Merger entered into by and among the Issuer, Buyer and Powder Acquisition Corp., a Delaware corporation and wholly-owned subsidiary of Buyer ("Merger Sub"), dated as of April 15, 2021 (the "Merger Agreement"). In accordance with the Merger Agreement, the Issuer merged with and into Merger Sub, with the Issuer surviving such merger as a wholly-owned subsidiary of Buyer (the "Merger").

F2: Includes 2,164 shares of common stock subject to a restricted stock unit grant (the "RSUs") which provided for vesting on the earlier of the one-year anniversary of the grant date and the date of the next regularly scheduled annual meeting of stockholders of the Issuer. At the effective time of the Merger, the RSUs were canceled and converted into the right to receive an amount of cash equal to the Merger Consideration (as defined below) multiplied by the number of restricted stock units being so canceled and converted.

F3: At the effective time of the Merger, each issued and outstanding share of the Issuer's common stock (other than certain excluded shares) automatically converted into the right to receive $47.50 in cash (the "Merger Consideration").

Terns Pharmaceuticals, Inc.

Report date May 05, 2026 · Filed May 05, 2026

Section 16 reporting ended · disclosed 2026-05-05. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.82Direct0 Reported balance After 2026-05-05 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-05-05 · Disposition to issuer · Disposed 32,000 · Balance 0

F1: Pursuant to the Merger Agreement, at the Effective Time (as defined in the Merger Agreement), each option to purchase the Issuer's Shares that was outstanding and unexercised immediately prior to the Effective Time, whether or not vested, with a per share exercise price that was less than the Merger Consideration was cancelled and converted into the right to receive, without interest thereon and subject to the applicable withholding taxes, the excess of the Merger Consideration over the per share exercise price.

F2: On March 24, 2026, Terns Pharmaceuticals, Inc. (the "Issuer") entered into an Agreement and Plan of Merger (the "Merger Agreement") with Merck Sharp & Dohme LLC ("Merck") and Thailand Merger Sub, Inc. (the "Purchaser"), a wholly owned subsidiary of Merck. Pursuant to the Merger Agreement, the Purchaser completed a tender offer for the shares of the Issuer's common stock (the "Shares"). In exchange for each Share, tendering shareholders will receive $53.00 per Share (the "Merger Consideration"), payable in cash, net to the seller, and without interest, subject to any applicable withholding taxes, as described more fully in the Schedule 14D-9 filed by the Issuer on April 7, 2026.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.10Direct0 Reported balance After 2026-05-05 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-05-05 · Disposition to issuer · Disposed 45,000 · Balance 0

F1: Pursuant to the Merger Agreement, at the Effective Time (as defined in the Merger Agreement), each option to purchase the Issuer's Shares that was outstanding and unexercised immediately prior to the Effective Time, whether or not vested, with a per share exercise price that was less than the Merger Consideration was cancelled and converted into the right to receive, without interest thereon and subject to the applicable withholding taxes, the excess of the Merger Consideration over the per share exercise price.

F2: On March 24, 2026, Terns Pharmaceuticals, Inc. (the "Issuer") entered into an Agreement and Plan of Merger (the "Merger Agreement") with Merck Sharp & Dohme LLC ("Merck") and Thailand Merger Sub, Inc. (the "Purchaser"), a wholly owned subsidiary of Merck. Pursuant to the Merger Agreement, the Purchaser completed a tender offer for the shares of the Issuer's common stock (the "Shares"). In exchange for each Share, tendering shareholders will receive $53.00 per Share (the "Merger Consideration"), payable in cash, net to the seller, and without interest, subject to any applicable withholding taxes, as described more fully in the Schedule 14D-9 filed by the Issuer on April 7, 2026.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.46Direct0 Reported balance After 2026-05-05 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-05-05 · Disposition to issuer · Disposed 10,657 · Balance 0

F1: Pursuant to the Merger Agreement, at the Effective Time (as defined in the Merger Agreement), each option to purchase the Issuer's Shares that was outstanding and unexercised immediately prior to the Effective Time, whether or not vested, with a per share exercise price that was less than the Merger Consideration was cancelled and converted into the right to receive, without interest thereon and subject to the applicable withholding taxes, the excess of the Merger Consideration over the per share exercise price.

F2: On March 24, 2026, Terns Pharmaceuticals, Inc. (the "Issuer") entered into an Agreement and Plan of Merger (the "Merger Agreement") with Merck Sharp & Dohme LLC ("Merck") and Thailand Merger Sub, Inc. (the "Purchaser"), a wholly owned subsidiary of Merck. Pursuant to the Merger Agreement, the Purchaser completed a tender offer for the shares of the Issuer's common stock (the "Shares"). In exchange for each Share, tendering shareholders will receive $53.00 per Share (the "Merger Consideration"), payable in cash, net to the seller, and without interest, subject to any applicable withholding taxes, as described more fully in the Schedule 14D-9 filed by the Issuer on April 7, 2026.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $6.85Direct0 Reported balance After 2026-05-05 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2026-05-05 · Disposition to issuer · Disposed 4,676 · Balance 0

F1: Pursuant to the Merger Agreement, at the Effective Time (as defined in the Merger Agreement), each option to purchase the Issuer's Shares that was outstanding and unexercised immediately prior to the Effective Time, whether or not vested, with a per share exercise price that was less than the Merger Consideration was cancelled and converted into the right to receive, without interest thereon and subject to the applicable withholding taxes, the excess of the Merger Consideration over the per share exercise price.

F2: On March 24, 2026, Terns Pharmaceuticals, Inc. (the "Issuer") entered into an Agreement and Plan of Merger (the "Merger Agreement") with Merck Sharp & Dohme LLC ("Merck") and Thailand Merger Sub, Inc. (the "Purchaser"), a wholly owned subsidiary of Merck. Pursuant to the Merger Agreement, the Purchaser completed a tender offer for the shares of the Issuer's common stock (the "Shares"). In exchange for each Share, tendering shareholders will receive $53.00 per Share (the "Merger Consideration"), payable in cash, net to the seller, and without interest, subject to any applicable withholding taxes, as described more fully in the Schedule 14D-9 filed by the Issuer on April 7, 2026.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $6.99Direct0 Reported balance After 2026-05-05 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2026-05-05 · Disposition to issuer · Disposed 32,000 · Balance 0

F1: Pursuant to the Merger Agreement, at the Effective Time (as defined in the Merger Agreement), each option to purchase the Issuer's Shares that was outstanding and unexercised immediately prior to the Effective Time, whether or not vested, with a per share exercise price that was less than the Merger Consideration was cancelled and converted into the right to receive, without interest thereon and subject to the applicable withholding taxes, the excess of the Merger Consideration over the per share exercise price.

F2: On March 24, 2026, Terns Pharmaceuticals, Inc. (the "Issuer") entered into an Agreement and Plan of Merger (the "Merger Agreement") with Merck Sharp & Dohme LLC ("Merck") and Thailand Merger Sub, Inc. (the "Purchaser"), a wholly owned subsidiary of Merck. Pursuant to the Merger Agreement, the Purchaser completed a tender offer for the shares of the Issuer's common stock (the "Shares"). In exchange for each Share, tendering shareholders will receive $53.00 per Share (the "Merger Consideration"), payable in cash, net to the seller, and without interest, subject to any applicable withholding taxes, as described more fully in the Schedule 14D-9 filed by the Issuer on April 7, 2026.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $9.24Direct0 Reported balance After 2026-05-05 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2026-05-05 · Disposition to issuer · Disposed 28,475 · Balance 0

F1: Pursuant to the Merger Agreement, at the Effective Time (as defined in the Merger Agreement), each option to purchase the Issuer's Shares that was outstanding and unexercised immediately prior to the Effective Time, whether or not vested, with a per share exercise price that was less than the Merger Consideration was cancelled and converted into the right to receive, without interest thereon and subject to the applicable withholding taxes, the excess of the Merger Consideration over the per share exercise price.

F2: On March 24, 2026, Terns Pharmaceuticals, Inc. (the "Issuer") entered into an Agreement and Plan of Merger (the "Merger Agreement") with Merck Sharp & Dohme LLC ("Merck") and Thailand Merger Sub, Inc. (the "Purchaser"), a wholly owned subsidiary of Merck. Pursuant to the Merger Agreement, the Purchaser completed a tender offer for the shares of the Issuer's common stock (the "Shares"). In exchange for each Share, tendering shareholders will receive $53.00 per Share (the "Merger Consideration"), payable in cash, net to the seller, and without interest, subject to any applicable withholding taxes, as described more fully in the Schedule 14D-9 filed by the Issuer on April 7, 2026.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $10.72Direct0 Reported balance After 2026-05-05 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2026-05-05 · Disposition to issuer · Disposed 22,000 · Balance 0

F1: Pursuant to the Merger Agreement, at the Effective Time (as defined in the Merger Agreement), each option to purchase the Issuer's Shares that was outstanding and unexercised immediately prior to the Effective Time, whether or not vested, with a per share exercise price that was less than the Merger Consideration was cancelled and converted into the right to receive, without interest thereon and subject to the applicable withholding taxes, the excess of the Merger Consideration over the per share exercise price.

F2: On March 24, 2026, Terns Pharmaceuticals, Inc. (the "Issuer") entered into an Agreement and Plan of Merger (the "Merger Agreement") with Merck Sharp & Dohme LLC ("Merck") and Thailand Merger Sub, Inc. (the "Purchaser"), a wholly owned subsidiary of Merck. Pursuant to the Merger Agreement, the Purchaser completed a tender offer for the shares of the Issuer's common stock (the "Shares"). In exchange for each Share, tendering shareholders will receive $53.00 per Share (the "Merger Consideration"), payable in cash, net to the seller, and without interest, subject to any applicable withholding taxes, as described more fully in the Schedule 14D-9 filed by the Issuer on April 7, 2026.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $12.05Direct0 Reported balance After 2026-05-05 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2026-05-05 · Disposition to issuer · Disposed 32,000 · Balance 0

F1: Pursuant to the Merger Agreement, at the Effective Time (as defined in the Merger Agreement), each option to purchase the Issuer's Shares that was outstanding and unexercised immediately prior to the Effective Time, whether or not vested, with a per share exercise price that was less than the Merger Consideration was cancelled and converted into the right to receive, without interest thereon and subject to the applicable withholding taxes, the excess of the Merger Consideration over the per share exercise price.

F2: On March 24, 2026, Terns Pharmaceuticals, Inc. (the "Issuer") entered into an Agreement and Plan of Merger (the "Merger Agreement") with Merck Sharp & Dohme LLC ("Merck") and Thailand Merger Sub, Inc. (the "Purchaser"), a wholly owned subsidiary of Merck. Pursuant to the Merger Agreement, the Purchaser completed a tender offer for the shares of the Issuer's common stock (the "Shares"). In exchange for each Share, tendering shareholders will receive $53.00 per Share (the "Merger Consideration"), payable in cash, net to the seller, and without interest, subject to any applicable withholding taxes, as described more fully in the Schedule 14D-9 filed by the Issuer on April 7, 2026.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $34.60Direct0 Reported balance After 2026-05-05 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2026-05-05 · Disposition to issuer · Disposed 1,697 · Balance 0

F1: Pursuant to the Merger Agreement, at the Effective Time (as defined in the Merger Agreement), each option to purchase the Issuer's Shares that was outstanding and unexercised immediately prior to the Effective Time, whether or not vested, with a per share exercise price that was less than the Merger Consideration was cancelled and converted into the right to receive, without interest thereon and subject to the applicable withholding taxes, the excess of the Merger Consideration over the per share exercise price.

F2: On March 24, 2026, Terns Pharmaceuticals, Inc. (the "Issuer") entered into an Agreement and Plan of Merger (the "Merger Agreement") with Merck Sharp & Dohme LLC ("Merck") and Thailand Merger Sub, Inc. (the "Purchaser"), a wholly owned subsidiary of Merck. Pursuant to the Merger Agreement, the Purchaser completed a tender offer for the shares of the Issuer's common stock (the "Shares"). In exchange for each Share, tendering shareholders will receive $53.00 per Share (the "Merger Consideration"), payable in cash, net to the seller, and without interest, subject to any applicable withholding taxes, as described more fully in the Schedule 14D-9 filed by the Issuer on April 7, 2026.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the Merger Agreement, at the Effective Time (as defined in the Merger Agreement), each option to purchase the Issuer's Shares that was outstanding and unexercised immediately prior to the Effective Time, whether or not vested, with a per share exercise price that was less than the Merger Consideration was cancelled and converted into the right to receive, without interest thereon and subject to the applicable withholding taxes, the excess of the Merger Consideration over the per share exercise price.

F2: On March 24, 2026, Terns Pharmaceuticals, Inc. (the "Issuer") entered into an Agreement and Plan of Merger (the "Merger Agreement") with Merck Sharp & Dohme LLC ("Merck") and Thailand Merger Sub, Inc. (the "Purchaser"), a wholly owned subsidiary of Merck. Pursuant to the Merger Agreement, the Purchaser completed a tender offer for the shares of the Issuer's common stock (the "Shares"). In exchange for each Share, tendering shareholders will receive $53.00 per Share (the "Merger Consideration"), payable in cash, net to the seller, and without interest, subject to any applicable withholding taxes, as described more fully in the Schedule 14D-9 filed by the Issuer on April 7, 2026.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 17, 2023 Filed May 19, 2023 18:39 UTC PERRIGO Co plc PRGO · Entity 4516 Tax withholdingOrdinary Shares 3,734 $32.86 $122,699.24
Disclosure

SEC source: 0001585364-23-000098 · wf-form4_168452153521332.xml · nonDerivative · entry 2

KINDLER JEFFREY B · CIK 0001174454 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,450

Read SEC document
May 17, 2023 Filed May 19, 2023 18:39 UTC PERRIGO Co plc PRGO · Entity 4516 Exercise / conversionOrdinary Shares 7,778 $32.86 $255,585.08
Disclosure

SEC source: 0001585364-23-000098 · wf-form4_168452153521332.xml · nonDerivative · entry 1

KINDLER JEFFREY B · CIK 0001174454 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,184

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of service-based restricted stock units granted on 17 May 2022.

Read SEC document
May 15, 2023 Filed May 17, 2023 19:40 UTC PERRIGO Co plc PRGO · Entity 4516 GrantRestricted Stock Units · Derivative 8,764 Not disclosed Not disclosed
Disclosure

SEC source: 0001585364-23-000074 · wf-form4_168435242824746.xml · derivative · entry 2

KINDLER JEFFREY B · CIK 0001174454 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,764

Underlying: Ordinary Shares · 8,764 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one Perrigo Company plc ordinary share.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one Perrigo Company plc ordinary share.

F2 · derivative.exercise_date: Each Restricted Stock Unit represents a contingent right to receive one Perrigo Company plc ordinary share. Vesting on 15 May 2024.

F2 · derivative.expiration_date: Each Restricted Stock Unit represents a contingent right to receive one Perrigo Company plc ordinary share. Vesting on 15 May 2024.

Read SEC document
March 09, 2023 Filed Mar 13, 2023 21:04 UTC PRECIGEN, INC. PGEN · Entity 4356 GrantOption to Purchase Common Stock (Right to Buy) · Derivative 125,489 $0.00 Strike: $1.17 $0.00
Disclosure

SEC source: 0000950103-23-004009 · dp190524_4-kindler.xml · derivative · entry 3

KINDLER JEFFREY B · CIK 0001174454 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,489

Underlying: Common Stock · 125,489 shares

Expires 2033-03-09

Read SEC document
March 09, 2023 Filed Mar 13, 2023 21:04 UTC PRECIGEN, INC. PGEN · Entity 4356 GrantRestricted Stock Units · Derivative 106,837 $0.00 $0.00
Disclosure

SEC source: 0000950103-23-004009 · dp190524_4-kindler.xml · derivative · entry 2

KINDLER JEFFREY B · CIK 0001174454 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,837

Underlying: Common Stock · 106,837 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock.

F3 · derivative.exercise_date: The RSUs vested in full on March 9, 2024.

F3 · derivative.expiration_date: The RSUs vested in full on March 9, 2024.

Read SEC document
March 09, 2023 Filed Mar 13, 2023 21:04 UTC PRECIGEN, INC. PGEN · Entity 4356 GrantCommon Stock 58,974 $1.17 $68,999.58
Disclosure

SEC source: 0000950103-23-004009 · dp190524_4-kindler.xml · nonDerivative · entry 1

KINDLER JEFFREY B · CIK 0001174454 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 334,961

F1 · price: The shares were issued to the reporting person in lieu of an annual retainer of $69,000.

Read SEC document
February 22, 2023 Filed Feb 25, 2023 01:12 UTC PRECIGEN, INC. PGEN · Entity 4356 Exercise / conversionRestricted Stock Units · Derivative 61,576 $0.00 $0.00
Disclosure

SEC source: 0000950103-23-003032 · dp189563_4-kindler.xml · derivative · entry 2

KINDLER JEFFREY B · CIK 0001174454 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 61,576 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock.

F2 · derivative.exercise_date: The RSUs vested in full on February 22, 2023.

F2 · derivative.expiration_date: The RSUs vested in full on February 22, 2023.

Read SEC document
February 22, 2023 Filed Feb 25, 2023 01:12 UTC PRECIGEN, INC. PGEN · Entity 4356 Exercise / conversionCommon Stock 61,576 Not disclosed Not disclosed
Disclosure

SEC source: 0000950103-23-003032 · dp189563_4-kindler.xml · nonDerivative · entry 1

KINDLER JEFFREY B · CIK 0001174454 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 275,987

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock.

Read SEC document
August 11, 2022 Filed Aug 15, 2022 22:28 UTC PRECIGEN, INC. PGEN · Entity 4356 SaleCommon Stock 50,000 $2.30 $115,000.00
Disclosure

SEC source: 0000950103-22-014033 · dp178706_4-kindler.xml · nonDerivative · entry 1

KINDLER JEFFREY B · CIK 0001174454 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,411

F1 · price: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.3000 to $2.3250, inclusive. The reporting person undertakes to provide to any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above.

Read SEC document
June 16, 2022 Filed Jun 22, 2022 01:00 UTC Terns Pharmaceuticals, Inc. TERN · Entity 49595 GrantStock Option (Right to Buy) · Derivative 32,000 $0.00 Strike: $1.82 $0.00
Disclosure

SEC source: 0001562180-22-005264 · primarydocument.xml · derivative · entry 1

KINDLER JEFFREY B · CIK 0001174454 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,000

Underlying: Common Stock · 32,000 shares

Expires 2032-06-15

F1 · derivative.exercise_date: The option will vest in full on the earlier of (i) the first anniversary of the date of grant and (ii) immediately prior to the Annual Meeting following the date of grant.

Read SEC document
May 17, 2022 Filed May 19, 2022 17:52 UTC PERRIGO Co plc PRGO · Entity 4516 Exercise / conversionRestricted Stock Units · Derivative 6,599 Not disclosed Not disclosed
Disclosure

SEC source: 0001585364-22-000051 · wf-form4_165298273556605.xml · derivative · entry 4

KINDLER JEFFREY B · CIK 0001174454 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 6,599 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one Perrigo Company plc ordinary share.

F1 · kind: Vesting of service-based restricted stock units granted on 17 May 2021.

F2 · price: Each Restricted Stock Unit represents a contingent right to receive one Perrigo Company plc ordinary share.

F4 · derivative.exercise_date: Each Restricted Stock Unit represents a contingent right to receive one Perrigo Company plc ordinary share. Vesting on 17 May 2022.

F4 · derivative.expiration_date: Each Restricted Stock Unit represents a contingent right to receive one Perrigo Company plc ordinary share. Vesting on 17 May 2022.

Read SEC document
May 17, 2022 Filed May 19, 2022 17:52 UTC PERRIGO Co plc PRGO · Entity 4516 GrantRestricted Stock Units · Derivative 7,778 Not disclosed Not disclosed
Disclosure

SEC source: 0001585364-22-000051 · wf-form4_165298273556605.xml · derivative · entry 3

KINDLER JEFFREY B · CIK 0001174454 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,778

Underlying: Ordinary Shares · 7,778 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one Perrigo Company plc ordinary share.

F2 · price: Each Restricted Stock Unit represents a contingent right to receive one Perrigo Company plc ordinary share.

F3 · derivative.exercise_date: Each Restricted Stock Unit represents a contingent right to receive one Perrigo Company plc ordinary share. Vesting on 17 May 2023.

F3 · derivative.expiration_date: Each Restricted Stock Unit represents a contingent right to receive one Perrigo Company plc ordinary share. Vesting on 17 May 2023.

Read SEC document
May 17, 2022 Filed May 19, 2022 17:52 UTC PERRIGO Co plc PRGO · Entity 4516 Tax withholdingOrdinary Shares 3,168 $38.57 $122,189.76
Disclosure

SEC source: 0001585364-22-000051 · wf-form4_165298273556605.xml · nonDerivative · entry 2

KINDLER JEFFREY B · CIK 0001174454 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,406

Read SEC document
May 17, 2022 Filed May 19, 2022 17:52 UTC PERRIGO Co plc PRGO · Entity 4516 Exercise / conversionOrdinary Shares 6,599 $38.57 $254,523.43
Disclosure

SEC source: 0001585364-22-000051 · wf-form4_165298273556605.xml · nonDerivative · entry 1

KINDLER JEFFREY B · CIK 0001174454 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,574

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of service-based restricted stock units granted on 17 May 2021.

Read SEC document
March 25, 2022 Filed Mar 29, 2022 21:07 UTC PRECIGEN, INC. PGEN · Entity 4356 Exercise / conversionRestricted Stock Units · Derivative 16,212 $0.00 $0.00
Disclosure

SEC source: 0000950103-22-005409 · dp170035_4-kindler.xml · derivative · entry 2

KINDLER JEFFREY B · CIK 0001174454 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,212 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock.

F2 · derivative.exercise_date: The RSUs vested in full on March 25, 2022.

F2 · derivative.expiration_date: The RSUs vested in full on March 25, 2022.

Read SEC document
March 25, 2022 Filed Mar 29, 2022 21:07 UTC PRECIGEN, INC. PGEN · Entity 4356 Exercise / conversionCommon Stock 16,212 Not disclosed Not disclosed
Disclosure

SEC source: 0000950103-22-005409 · dp170035_4-kindler.xml · nonDerivative · entry 1

KINDLER JEFFREY B · CIK 0001174454 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 264,411

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock.

Read SEC document
February 22, 2022 Filed Feb 24, 2022 22:44 UTC PRECIGEN, INC. PGEN · Entity 4356 GrantOption to Purchase Common Stock (Right to Buy) · Derivative 83,189 $0.00 Strike: $2.03 $0.00
Disclosure

SEC source: 0000950103-22-003218 · dp167778_4-kindler.xml · derivative · entry 3

KINDLER JEFFREY B · CIK 0001174454 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,189

Underlying: Common Stock · 83,189 shares

Expires 2032-02-22

Read SEC document
February 22, 2022 Filed Feb 24, 2022 22:44 UTC PRECIGEN, INC. PGEN · Entity 4356 GrantRestricted Stock Units · Derivative 61,576 $0.00 $0.00
Disclosure

SEC source: 0000950103-22-003218 · dp167778_4-kindler.xml · derivative · entry 2

KINDLER JEFFREY B · CIK 0001174454 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,576

Underlying: Common Stock · 61,576 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ('RSU") represents a contingent right to receive one share of Precigen common stock.

F3 · derivative.exercise_date: The RSUs vest in full on February 22, 2023.

F3 · derivative.expiration_date: The RSUs vest in full on February 22, 2023.

Read SEC document
February 22, 2022 Filed Feb 24, 2022 22:44 UTC PRECIGEN, INC. PGEN · Entity 4356 GrantCommon Stock 33,990 $2.03 $68,999.70
Disclosure

SEC source: 0000950103-22-003218 · dp167778_4-kindler.xml · nonDerivative · entry 1

KINDLER JEFFREY B · CIK 0001174454 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 248,199

F1 · price: The shares were issued to the reporting person in lieu of an annual retainer of $69,000.

Read SEC document
December 08, 2021 Filed Dec 8, 2021 21:39 UTC PPD, Inc. PPD · Entity 15247 Disposition to issuerCommon Stock 18,500 $47.50 $878,750.00
Disclosure

SEC source: 0001437749-21-028111 · rdgdoc.xml · nonDerivative · entry 2

KINDLER JEFFREY B · CIK 0001174454 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 0

F1 · kind: On December 8, 2021, Thermo Fisher Scientific Inc., a Delaware corporation ("Buyer"), acquired the Issuer pursuant to a certain Agreement and Plan of Merger entered into by and among the Issuer, Buyer and Powder Acquisition Corp., a Delaware corporation and wholly-owned subsidiary of Buyer ("Merger Sub"), dated as of April 15, 2021 (the "Merger Agreement"). In accordance with the Merger Agreement, the Issuer merged with and into Merger Sub, with the Issuer surviving such merger as a wholly-owned subsidiary of Buyer (the "Merger").

F2 · price: Includes 2,164 shares of common stock subject to a restricted stock unit grant (the "RSUs") which provided for vesting on the earlier of the one-year anniversary of the grant date and the date of the next regularly scheduled annual meeting of stockholders of the Issuer. At the effective time of the Merger, the RSUs were canceled and converted into the right to receive an amount of cash equal to the Merger Consideration (as defined below) multiplied by the number of restricted stock units being so canceled and converted.

F3 · price: At the effective time of the Merger, each issued and outstanding share of the Issuer's common stock (other than certain excluded shares) automatically converted into the right to receive $47.50 in cash (the "Merger Consideration").

Read SEC document
December 08, 2021 Filed Dec 8, 2021 21:39 UTC PPD, Inc. PPD · Entity 15247 Disposition to issuerCommon Stock 99,487 $47.50 $4,725,632.50
Disclosure

SEC source: 0001437749-21-028111 · rdgdoc.xml · nonDerivative · entry 1

KINDLER JEFFREY B · CIK 0001174454 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: On December 8, 2021, Thermo Fisher Scientific Inc., a Delaware corporation ("Buyer"), acquired the Issuer pursuant to a certain Agreement and Plan of Merger entered into by and among the Issuer, Buyer and Powder Acquisition Corp., a Delaware corporation and wholly-owned subsidiary of Buyer ("Merger Sub"), dated as of April 15, 2021 (the "Merger Agreement"). In accordance with the Merger Agreement, the Issuer merged with and into Merger Sub, with the Issuer surviving such merger as a wholly-owned subsidiary of Buyer (the "Merger").

F2 · shares: Includes 2,164 shares of common stock subject to a restricted stock unit grant (the "RSUs") which provided for vesting on the earlier of the one-year anniversary of the grant date and the date of the next regularly scheduled annual meeting of stockholders of the Issuer. At the effective time of the Merger, the RSUs were canceled and converted into the right to receive an amount of cash equal to the Merger Consideration (as defined below) multiplied by the number of restricted stock units being so canceled and converted.

F2 · price: Includes 2,164 shares of common stock subject to a restricted stock unit grant (the "RSUs") which provided for vesting on the earlier of the one-year anniversary of the grant date and the date of the next regularly scheduled annual meeting of stockholders of the Issuer. At the effective time of the Merger, the RSUs were canceled and converted into the right to receive an amount of cash equal to the Merger Consideration (as defined below) multiplied by the number of restricted stock units being so canceled and converted.

F3 · price: At the effective time of the Merger, each issued and outstanding share of the Issuer's common stock (other than certain excluded shares) automatically converted into the right to receive $47.50 in cash (the "Merger Consideration").

Read SEC document
September 28, 2021 Filed Oct 1, 2021 01:17 UTC Terns Pharmaceuticals, Inc. TERN · Entity 49595 GrantStock Option (Right to Buy) · Derivative 22,000 $0.00 Strike: $10.72 $0.00
Disclosure

SEC source: 0000899243-21-038548 · doc4.xml · derivative · entry 1

KINDLER JEFFREY B · CIK 0001174454 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,000

Underlying: Common Stock · 22,000 shares

Expires 2031-09-28

F1 · derivative.exercise_date: 1/3rd of the shares subject to the option vest on the first anniversary measured from September 28, 2021 (the "Vesting Commencement Date"), and 1/36th of the total number of shares vest monthly thereafter, such that 100% of the shares subject to the option will be fully vested on the third anniversary of the Vesting Commencement Date.

Read SEC document
May 17, 2021 Filed May 19, 2021 16:59 UTC PERRIGO Co plc PRGO · Entity 4516 GrantRestricted Stock Units · Derivative 6,599 Not disclosed Not disclosed
Disclosure

SEC source: 0001585364-21-000084 · wf-form4_162144352984780.xml · derivative · entry 2

KINDLER JEFFREY B · CIK 0001174454 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,599

Underlying: Ordinary Shares · 6,599 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one Perrigo Company plc ordinary share.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one Perrigo Company plc ordinary share.

F2 · derivative.exercise_date: Each Restricted Stock Unit represents a contingent right to receive one Perrigo Company plc ordinary share. Vesting in 3 equal annual installments beginning 17 May 2022.

F2 · derivative.expiration_date: Each Restricted Stock Unit represents a contingent right to receive one Perrigo Company plc ordinary share. Vesting in 3 equal annual installments beginning 17 May 2022.

Read SEC document
May 07, 2021 Filed May 11, 2021 18:57 UTC PERRIGO Co plc PRGO · Entity 4516 Exercise / conversionRestricted Stock Units · Derivative 5,804 Not disclosed Not disclosed
Disclosure

SEC source: 0001585364-21-000060 · wf-form4_162075941792053.xml · derivative · entry 3

KINDLER JEFFREY B · CIK 0001174454 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 5,804 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one Perrigo Company plc ordinary share.

F1 · kind: Vesting of service-based restricted stock units granted on 7 May 2020.

F2 · price: Each Restricted Stock Unit represents a contingent right to receive one Perrigo Company plc ordinary share.

F3 · derivative.exercise_date: Each Restricted Stock Unit represents a contingent right to receive one Perrigo Company plc ordinary share. Vesting on 7 May 2021.

F3 · derivative.expiration_date: Each Restricted Stock Unit represents a contingent right to receive one Perrigo Company plc ordinary share. Vesting on 7 May 2021.

Read SEC document
May 07, 2021 Filed May 11, 2021 18:57 UTC PERRIGO Co plc PRGO · Entity 4516 Tax withholdingOrdinary Shares 2,786 $42.96 $119,686.56
Disclosure

SEC source: 0001585364-21-000060 · wf-form4_162075941792053.xml · nonDerivative · entry 2

KINDLER JEFFREY B · CIK 0001174454 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,975

Read SEC document
May 07, 2021 Filed May 11, 2021 18:57 UTC PERRIGO Co plc PRGO · Entity 4516 Exercise / conversionOrdinary Shares 5,804 $42.96 $249,339.84
Disclosure

SEC source: 0001585364-21-000060 · wf-form4_162075941792053.xml · nonDerivative · entry 1

KINDLER JEFFREY B · CIK 0001174454 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,761

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of service-based restricted stock units granted on 7 May 2020.

Read SEC document
April 23, 2021 Filed Apr 27, 2021 20:13 UTC PPD, Inc. PPD · Entity 15247 GrantCommon Stock 2,164 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-007732 · wf-form4_161955435895015.xml · nonDerivative · entry 1

KINDLER JEFFREY B · CIK 0001174454 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,487

F1 · kind: Represents a grant of restricted stock units which will vest on the earlier of the one-year anniversary of the grant date and the date of the next regularly scheduled annual meeting of stockholders of the issuer, subject to continued service through the vesting date.

Read SEC document
March 25, 2021 Filed Mar 29, 2021 23:47 UTC PRECIGEN, INC. PGEN · Entity 4356 GrantOption to Purchase Common Stock (Right to Buy) · Derivative 22,107 $0.00 Strike: $7.71 $0.00
Disclosure

SEC source: 0001123292-21-000566 · edgar.xml · derivative · entry 3

KINDLER JEFFREY B · CIK 0001174454 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,107

Underlying: Common Stock · 22,107 shares

Expires 2031-03-25

Read SEC document
March 25, 2021 Filed Mar 29, 2021 23:47 UTC PRECIGEN, INC. PGEN · Entity 4356 GrantRestricted Stock Units · Derivative 16,212 $0.00 $0.00
Disclosure

SEC source: 0001123292-21-000566 · edgar.xml · derivative · entry 2

KINDLER JEFFREY B · CIK 0001174454 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,212

Underlying: Common Stock · 16,212 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Precigen Inc. common stock.

F3 · derivative.exercise_date: The restricted stock units vest in full on March 25, 2022.

F3 · derivative.expiration_date: The restricted stock units vest in full on March 25, 2022.

Read SEC document
March 25, 2021 Filed Mar 29, 2021 23:47 UTC PRECIGEN, INC. PGEN · Entity 4356 GrantCommon Stock 8,949 $7.71 $68,996.79
Disclosure

SEC source: 0001123292-21-000566 · edgar.xml · nonDerivative · entry 1

KINDLER JEFFREY B · CIK 0001174454 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,209

F1 · price: The shares were issued to the reporting person in lieu of an annual retainer of $69,000.

Read SEC document
March 13, 2021 Filed Mar 16, 2021 20:34 UTC PRECIGEN, INC. PGEN · Entity 4356 Exercise / conversionRestricted Stock Units · Derivative 62,189 $0.00 $0.00
Disclosure

SEC source: 0001123292-21-000486 · edgar.xml · derivative · entry 2

KINDLER JEFFREY B · CIK 0001174454 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 62,189 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen, Inc. common stock.

F2 · derivative.exercise_date: The RSUs vested in full on March 13, 2021.

F2 · derivative.expiration_date: The RSUs vested in full on March 13, 2021.

Read SEC document
March 13, 2021 Filed Mar 16, 2021 20:34 UTC PRECIGEN, INC. PGEN · Entity 4356 Exercise / conversionCommon Stock 62,189 Not disclosed Not disclosed
Disclosure

SEC source: 0001123292-21-000486 · edgar.xml · nonDerivative · entry 1

KINDLER JEFFREY B · CIK 0001174454 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,260

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen, Inc. common stock.

Read SEC document
December 02, 2020 Filed Feb 12, 2021 21:15 UTC PPD, Inc. PPD · Entity 15247 GiftCommon Stock 18,500 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-006290 · doc5.xml · nonDerivative · entry 2

KINDLER JEFFREY B · CIK 0001174454 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 18,500

F1 · kind: Represents a transfer to a family trust for estate planning purposes.

Read SEC document
December 02, 2020 Filed Feb 12, 2021 21:15 UTC PPD, Inc. PPD · Entity 15247 GiftCommon Stock 18,500 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-006290 · doc5.xml · nonDerivative · entry 1

KINDLER JEFFREY B · CIK 0001174454 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,323

F1 · kind: Represents a transfer to a family trust for estate planning purposes.

Read SEC document
June 11, 2020 Filed Jun 15, 2020 20:26 UTC vTv Therapeutics Inc. VTVT · Entity 6614 GrantDirector stock option (right to buy) · Derivative 15,000 $2.65 Strike: $2.65 $39,750.00
Disclosure

SEC source: 0001562180-20-004482 · primarydocument.xml · derivative · entry 1

KINDLER JEFFREY B · CIK 0001174454 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,121

Underlying: Class A common stock · 15,000 shares

Expires 2030-06-11

F1 · derivative.exercise_date: The option vests in monthly equal installments over the three year period beginning on June 11, 2020.

Read SEC document
May 21, 2020 Filed May 22, 2020 20:41 UTC SIGA TECHNOLOGIES INC SIGA · Entity 6205 Exercise / conversionRestricted Stock Units · Derivative 15,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-20-012324 · form4.xml · derivative · entry 2

KINDLER JEFFREY B · CIK 0001174454 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.0001 per share · 15,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") converts into one share of common stock of SIGA Technologies, Inc. on a one for one basis.

F2 · derivative.exercise_date: The RSUs were granted on May 21, 2019, and vested on the first anniversary of such date.

F2 · derivative.expiration_date: The RSUs were granted on May 21, 2019, and vested on the first anniversary of such date.

Read SEC document
May 21, 2020 Filed May 22, 2020 20:41 UTC SIGA TECHNOLOGIES INC SIGA · Entity 6205 Exercise / conversionCommon Stock, Par Value $.0001 Per Share 15,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-20-012324 · form4.xml · nonDerivative · entry 1

KINDLER JEFFREY B · CIK 0001174454 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,339

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 15, 2020 Filed May 20, 2020 00:39 UTC PERRIGO Co plc PRGO · Entity 4516 Exercise / conversionRestricted Stock Units · Derivative 6,054 Not disclosed Not disclosed
Disclosure

SEC source: 0001585364-20-000061 · wf-form4_158993517190025.xml · derivative · entry 3

KINDLER JEFFREY B · CIK 0001174454 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 6,054 shares

Expires 2020-05-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one Perrigo Company plc ordinary share.

F1 · kind: Vesting of service-based restricted stock units granted on May 15, 2019.

F2 · price: Each Restricted Stock Unit represents a contingent right to receive one Perrigo Company plc ordinary share.

Read SEC document
May 15, 2020 Filed May 20, 2020 00:39 UTC PERRIGO Co plc PRGO · Entity 4516 Tax withholdingOrdinary Shares 2,906 $52.76 $153,320.56
Disclosure

SEC source: 0001585364-20-000061 · wf-form4_158993517190025.xml · nonDerivative · entry 2

KINDLER JEFFREY B · CIK 0001174454 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,957

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May 15, 2020 Filed May 20, 2020 00:39 UTC PERRIGO Co plc PRGO · Entity 4516 Exercise / conversionOrdinary Shares 6,054 $52.76 $319,409.04
Disclosure

SEC source: 0001585364-20-000061 · wf-form4_158993517190025.xml · nonDerivative · entry 1

KINDLER JEFFREY B · CIK 0001174454 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,863

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of service-based restricted stock units granted on May 15, 2019.

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May 13, 2020 Filed May 15, 2020 20:49 UTC PPD, Inc. PPD · Entity 15247 GrantCommon stock 3,728 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-013239 · doc4.xml · nonDerivative · entry 1

KINDLER JEFFREY B · CIK 0001174454 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,823

F1 · kind: Represents a grant of restricted stock units which will vest on the earlier of the one-year anniversary of the grant date and the date of the next regularly scheduled annual meeting of stockholders of the issuer, subject to continued service through the vesting date.

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May 07, 2020 Filed May 11, 2020 20:56 UTC PERRIGO Co plc PRGO · Entity 4516 GrantRestricted Stock Units · Derivative 5,804 Not disclosed Not disclosed
Disclosure

SEC source: 0001585364-20-000055 · wf-form4_158923057614804.xml · derivative · entry 2

KINDLER JEFFREY B · CIK 0001174454 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,804

Underlying: Ordinary Shares · 5,804 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one Perrigo Company plc ordinary share.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one Perrigo Company plc ordinary share.

F2 · derivative.exercise_date: Each Restricted Stock Unit represents a contingent right to receive one Perrigo Company plc ordinary share. Vesting on 7 May 2021.

F2 · derivative.expiration_date: Each Restricted Stock Unit represents a contingent right to receive one Perrigo Company plc ordinary share. Vesting on 7 May 2021.

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March 13, 2020 Filed Mar 17, 2020 22:32 UTC PRECIGEN, INC. PGEN · Entity 4356 GrantOption to Purchase Common Stock (Right to Buy) · Derivative 96,324 $0.00 Strike: $2.01 $0.00
Disclosure

SEC source: 0001123292-20-000569 · edgar.xml · derivative · entry 3

KINDLER JEFFREY B · CIK 0001174454 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,324

Underlying: Common Stock · 96,324 shares

Expires 2030-03-13

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March 13, 2020 Filed Mar 17, 2020 22:32 UTC PRECIGEN, INC. PGEN · Entity 4356 GrantRestricted Stock Units · Derivative 62,189 $0.00 $0.00
Disclosure

SEC source: 0001123292-20-000569 · edgar.xml · derivative · entry 2

KINDLER JEFFREY B · CIK 0001174454 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,189

Underlying: Common Stock · 62,189 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Precigen, Inc. common stock.

F3 · derivative.exercise_date: The restricted stock units vest in full on March 13, 2021.

F3 · derivative.expiration_date: The restricted stock units vest in full on March 13, 2021.

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March 13, 2020 Filed Mar 17, 2020 22:32 UTC PRECIGEN, INC. PGEN · Entity 4356 GrantCommon Stock 34,328 $2.01 $68,999.28
Disclosure

SEC source: 0001123292-20-000569 · edgar.xml · nonDerivative · entry 1

KINDLER JEFFREY B · CIK 0001174454 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,071

F1 · price: The shares were issued to the reporting person in lieu of an annual retainer of $69,000.

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March 10, 2020 Filed Mar 11, 2020 20:12 UTC vTv Therapeutics Inc. VTVT · Entity 6614 Exercise / conversionRestricted Stock Units · Derivative 11,667 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-002397 · primarydocument.xml · derivative · entry 2

KINDLER JEFFREY B · CIK 0001174454 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 11,667 shares

Expires 2020-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of vTv Therapeutics Inc. Class A Common Stock

F3 · derivative.exercise_date: The restricted stock units were granted on March 10, 2017 and vest in three equal installments beginning March 10, 2018.

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March 10, 2020 Filed Mar 11, 2020 20:12 UTC vTv Therapeutics Inc. VTVT · Entity 6614 Exercise / conversionClass A Common Stock 11,667 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-002397 · primarydocument.xml · nonDerivative · entry 1

KINDLER JEFFREY B · CIK 0001174454 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of Class A common stock issued upon vesting of 33.33% of the restricted stock units granted March 10, 2017.

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March 08, 2020 Filed Mar 10, 2020 20:17 UTC PRECIGEN, INC. PGEN · Entity 4356 Exercise / conversionRestricted Stock Units · Derivative 24,703 $0.00 $0.00
Disclosure

SEC source: 0001123292-20-000536 · edgar.xml · derivative · entry 2

KINDLER JEFFREY B · CIK 0001174454 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 24,703 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of XON common stock.

F2 · derivative.exercise_date: The restricted stock units vested in full on March 8, 2020.

F2 · derivative.expiration_date: The restricted stock units vested in full on March 8, 2020.

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March 08, 2020 Filed Mar 10, 2020 20:17 UTC PRECIGEN, INC. PGEN · Entity 4356 Exercise / conversionCommon Stock 24,703 Not disclosed Not disclosed
Disclosure

SEC source: 0001123292-20-000536 · edgar.xml · nonDerivative · entry 1

KINDLER JEFFREY B · CIK 0001174454 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,743

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of XON common stock.

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February 10, 2020 Filed Feb 12, 2020 21:17 UTC PPD, Inc. PPD · Entity 15247 PurchaseCommon stock 18,500 $27.00 $499,500.00
Disclosure

SEC source: 0000899243-20-004253 · doc4.xml · nonDerivative · entry 3

KINDLER JEFFREY B · CIK 0001174454 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,095

F2 · price: Shares were acquired in a directed share program in connection with the Issuer's initial public offering.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.