person · Reporting owner

GATES WILLIAM H III

Disclosed activity across 21 companies

Tapewire entity: 1688
SEC CIK: 0000902012

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
AUTONATION, INC.AN · Entity 3730	10% owner	October 01, 2024	October 03, 2024
BERKSHIRE HATHAWAY INCBRK/A · Entity 2792	Director	January 03, 2006	January 06, 2006
ECOLAB INC.ECL · Entity 2954	10% owner	November 20, 2024	November 23, 2024
Ginkgo Bioworks Holdings, Inc.DNA · Entity 5530	10% owner	September 16, 2021	September 24, 2021
ICOS CORP / DEICOS · Entity 17643	Director	May 14, 2004	May 17, 2004
Kior IncKIOR, INC. · Entity 16584	10% owner	October 21, 2013	October 31, 2013
MICROSOFT CORPMSFT · Entity 1016	Director	June 30, 2017	August 14, 2017
PLANETOUT INCLGBT · Entity 17266	10% owner	July 09, 2007	July 13, 2007
Patriot Coal CORPPCX · Entity 16920	(1)	January 29, 2010	February 03, 2010
REPUBLIC SERVICES, INC.RSG · Entity 1686	10% owner	September 10, 2026	September 14, 2026
UNIVISION COMMUNICATIONS INCUVN · Entity 17404	10% owner	May 11, 2006	May 15, 2006
Vicarious Surgical Inc.RBOT · Entity 8714	10% owner	August 04, 2023	August 11, 2023
WESTERN ASSET INFLATION-LINKED INCOME FUNDWIA · Entity 6381	10% owner	May 25, 2022	May 27, 2022
WESTERN ASSET INFLATION-LINKED OPPORTUNITIES & INCOME FUNDWIW · Entity 8896	10% owner	May 27, 2022	June 01, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

AUTONATION, INC.

Report date October 01, 2024 · Filed October 03, 2024

Jointly reported with CASCADE INVESTMENT, L.L.C.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common stockSEC Table I · non-derivative	Direct	7,062,629	Reported balance After 2024-10-01 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2024-10-01 · Gift · Disposed 2,808,674 · Balance 7,062,629

BERKSHIRE HATHAWAY INC

Report date January 03, 2006 · Filed January 06, 2006

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A Common StockSEC Table II · derivative / convertible security	IndirectBy Limited Liability Company	3,990	Reported balance After 2006-01-03 transaction · row 1 Instrument identity requires review; Table II rows are not merged. 1 source row Row 1 · 2006-01-03 · Purchase · Acquired 10 · Balance 3,990 F1: Each share of Class A Common Stock is convertible at any time at the option of the holder into 30 shares of Class B Common Stock.
Class A Common StockSEC Table II · derivative / convertible security	IndirectBy Limited Liability Company	4,000	Reported balance After 2006-01-03 transaction · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · 2006-01-03 · Purchase · Acquired 10 · Balance 4,000 F1: Each share of Class A Common Stock is convertible at any time at the option of the holder into 30 shares of Class B Common Stock.
Class A Common StockSEC Table II · derivative / convertible security	IndirectBy Limited Liability Company	4,010	Reported balance After 2006-01-03 transaction · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · 2006-01-03 · Purchase · Acquired 10 · Balance 4,010 F1: Each share of Class A Common Stock is convertible at any time at the option of the holder into 30 shares of Class B Common Stock.
Class A Common StockSEC Table II · derivative / convertible security	IndirectBy Limited Liability Company	4,020	Reported balance After 2006-01-03 transaction · row 4 Instrument identity requires review; Table II rows are not merged. 1 source row Row 4 · 2006-01-03 · Purchase · Acquired 10 · Balance 4,020 F1: Each share of Class A Common Stock is convertible at any time at the option of the holder into 30 shares of Class B Common Stock.
Class A Common StockSEC Table II · derivative / convertible security	IndirectBy Limited Liability Company	4,040	Reported balance After 2006-01-03 transaction · row 5 Instrument identity requires review; Table II rows are not merged. 1 source row Row 5 · 2006-01-03 · Purchase · Acquired 20 · Balance 4,040 F1: Each share of Class A Common Stock is convertible at any time at the option of the holder into 30 shares of Class B Common Stock.
Class A Common StockSEC Table II · derivative / convertible security	IndirectBy Limited Liability Company	4,050	Reported balance After 2006-01-03 transaction · row 6 Instrument identity requires review; Table II rows are not merged. 1 source row Row 6 · 2006-01-03 · Purchase · Acquired 10 · Balance 4,050 F1: Each share of Class A Common Stock is convertible at any time at the option of the holder into 30 shares of Class B Common Stock.
Class A Common StockSEC Table II · derivative / convertible security	Direct	300	Reported balance Holding disclosure · report date 2006-01-03 · row 7 Instrument identity requires review; Table II rows are not merged. 1 source row Row 7 · Balance 300 F1: Each share of Class A Common Stock is convertible at any time at the option of the holder into 30 shares of Class B Common Stock.

Filing footnotes · ownership attribution and instrument terms

F1: Each share of Class A Common Stock is convertible at any time at the option of the holder into 30 shares of Class B Common Stock.

ECOLAB INC.

Report date November 20, 2024 · Filed November 23, 2024

Jointly reported with CASCADE INVESTMENT, L.L.C.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Indirectby Cascade Investment, L.L.C.	29,402,599	Reported balance After 2024-11-20 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2024-11-20 · Sale · Disposed 52,684 · Balance 29,402,599 F1: This transaction was executed in multiple trades at prices ranging from $240.1100 to $241.1075. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Common StockSEC Table I · non-derivative	Indirectby Cascade Investment, L.L.C.	29,357,639	Reported balance After 2024-11-20 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 2 · 2024-11-20 · Sale · Disposed 44,960 · Balance 29,357,639 F2: This transaction was executed in multiple trades at prices ranging from $241.1100 to $242.0925. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Common StockSEC Table I · non-derivative	Indirectby Cascade Investment, L.L.C.	29,349,941	Reported balance After 2024-11-20 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 3 · 2024-11-20 · Sale · Disposed 7,698 · Balance 29,349,941 F3: This transaction was executed in multiple trades at prices ranging from $242.1100 to $243.0000. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Common StockSEC Table I · non-derivative	Indirectby Cascade Investment, L.L.C.	29,348,741	Reported balance After 2024-11-20 transaction · row 4 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 4 · 2024-11-20 · Sale · Disposed 1,200 · Balance 29,348,741 F4: This transaction was executed in multiple trades at prices ranging from $243.1300 to $243.9250. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Common StockSEC Table I · non-derivative	Indirectby Cascade Investment, L.L.C.	29,320,492	Reported balance After 2024-11-21 transaction · row 5 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 5 · 2024-11-21 · Sale · Disposed 28,249 · Balance 29,320,492 F5: This transaction was executed in multiple trades at prices ranging from $241.5300 to $242.5200. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Common StockSEC Table I · non-derivative	Indirectby Cascade Investment, L.L.C.	29,248,741	Reported balance After 2024-11-21 transaction · row 6 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 6 · 2024-11-21 · Sale · Disposed 71,751 · Balance 29,248,741 F6: This transaction was executed in multiple trades at prices ranging from $242.5300 to $243.4900. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Common StockSEC Table I · non-derivative	Indirectby Cascade Investment, L.L.C.	29,231,822	Reported balance After 2024-11-22 transaction · row 7 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 7 · 2024-11-22 · Sale · Disposed 16,919 · Balance 29,231,822 F7: This transaction was executed in multiple trades at prices ranging from $244.7300 to $245.6300. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Common StockSEC Table I · non-derivative	Indirectby Cascade Investment, L.L.C.	29,178,857	Reported balance After 2024-11-22 transaction · row 8 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 8 · 2024-11-22 · Sale · Disposed 52,965 · Balance 29,178,857 F8: This transaction was executed in multiple trades at prices ranging from $245.8200 to $246.5400. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Common StockSEC Table I · non-derivative	Indirectby Cascade Investment, L.L.C.	29,178,741	Reported balance After 2024-11-22 transaction · row 9 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 9 · 2024-11-22 · Sale · Disposed 116 · Balance 29,178,741

Filing footnotes · ownership attribution and instrument terms

F1: This transaction was executed in multiple trades at prices ranging from $240.1100 to $241.1075. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

F2: This transaction was executed in multiple trades at prices ranging from $241.1100 to $242.0925. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

F3: This transaction was executed in multiple trades at prices ranging from $242.1100 to $243.0000. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

F4: This transaction was executed in multiple trades at prices ranging from $243.1300 to $243.9250. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

F5: This transaction was executed in multiple trades at prices ranging from $241.5300 to $242.5200. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

F6: This transaction was executed in multiple trades at prices ranging from $242.5300 to $243.4900. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

F7: This transaction was executed in multiple trades at prices ranging from $244.7300 to $245.6300. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

F8: This transaction was executed in multiple trades at prices ranging from $245.8200 to $246.5400. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Ginkgo Bioworks Holdings, Inc.

Report date September 16, 2021 · Filed September 24, 2021

Jointly reported with CASCADE INVESTMENT, L.L.C.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A Common StockSEC Table I · non-derivative	Direct	151,865,481	Reported balance Holding disclosure · report date 2021-09-16 · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · Balance 151,865,481 F1: Includes 15,949,483 earn-out shares that will vest in four substantially equal installments if the issuer's Class A Common Stock achieves a price per share for any period of 20 trading days out of 30 consecutive trading days prior to September 16, 2026 that equals or exceeds the following thresholds: $12.50, $15.00, $17.50 and $20.00.

Filing footnotes · ownership attribution and instrument terms

F1: Includes 15,949,483 earn-out shares that will vest in four substantially equal installments if the issuer's Class A Common Stock achieves a price per share for any period of 20 trading days out of 30 consecutive trading days prior to September 16, 2026 that equals or exceeds the following thresholds: $12.50, $15.00, $17.50 and $20.00.

ICOS CORP / DE

Report date May 14, 2004 · Filed May 17, 2004

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $31.11 · Expires 2014-05-14	Direct	12,000	Reported balance After 2004-05-14 transaction · row 1 Instrument identity requires review; Table II rows are not merged. 1 source row Row 1 · 2004-05-14 · Grant · Acquired 12,000 · Balance 12,000 F1: Vests in two equal amounts as of each of the next two annual stockholders' meetings of ICOS Corporation, assuming continued service on the Board of Directors of ICOS Corporation during such periods.

Filing footnotes · ownership attribution and instrument terms

F1: Vests in two equal amounts as of each of the next two annual stockholders' meetings of ICOS Corporation, assuming continued service on the Board of Directors of ICOS Corporation during such periods.

Kior Inc

Report date October 21, 2013 · Filed October 31, 2013

Jointly reported with Gates Frontier, LLC

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A Common StockSEC Table I · non-derivative	Direct	3,236,106	Reported balance Holding disclosure · report date 2013-10-21 · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · Balance 3,236,106
Option Right (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.90	Direct	Not disclosed	Reported balance Holding disclosure · report date 2013-10-21 · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · Balance Not disclosed F2: The number of shares of Class A Common Stock that GV has the right to purchase under the option right and the exercise price for such shares is not fixed. The exercise price for the shares under the option right will equal 75% of the average of the daily volume weighted average price of the Class A Common Stock for the twenty (20) trading days prior to the date GV provides notice of exercise of the option right (the "Exercise Price"), provided that in no event will the Exercise Price exceed the conversion price applicable to the Senior Secured Mandatorily Convertible Notes due 2020 issued by the Issuer on October 21, 2013, which conversion price is currently $2.897 (subject to certain anti-dilution adjustments, including to account for dilutive issuances of additional shares of Common Class A Common Stock). The number of shares of Class A Common Stock that may be purchased pursuant to the option right will equal $7.5 million divided by the Exercise Price. F1: The option right is exercisable at any time (so long as Gates Ventures, LLC ("GV") owns at least 647,222 shares of Class A Common Stock, representing 20% of the shares reported on Table I) prior to the earlier of (i) the closing of the second tranche purchase of shares of the Issuer's Class A Common Stock pursuant to the Class A Common Stock Purchase Agreement, dated as of October 18, 2013, between GV and the Issuer (a copy of which was previously filed as Exhibit 99.4 to the Issuer's Current Report on Form 8-K, filed with the SEC on October 21, 2013) and (ii) July 1, 2014.

Filing footnotes · ownership attribution and instrument terms

F1: The option right is exercisable at any time (so long as Gates Ventures, LLC ("GV") owns at least 647,222 shares of Class A Common Stock, representing 20% of the shares reported on Table I) prior to the earlier of (i) the closing of the second tranche purchase of shares of the Issuer's Class A Common Stock pursuant to the Class A Common Stock Purchase Agreement, dated as of October 18, 2013, between GV and the Issuer (a copy of which was previously filed as Exhibit 99.4 to the Issuer's Current Report on Form 8-K, filed with the SEC on October 21, 2013) and (ii) July 1, 2014.

F2: The number of shares of Class A Common Stock that GV has the right to purchase under the option right and the exercise price for such shares is not fixed. The exercise price for the shares under the option right will equal 75% of the average of the daily volume weighted average price of the Class A Common Stock for the twenty (20) trading days prior to the date GV provides notice of exercise of the option right (the "Exercise Price"), provided that in no event will the Exercise Price exceed the conversion price applicable to the Senior Secured Mandatorily Convertible Notes due 2020 issued by the Issuer on October 21, 2013, which conversion price is currently $2.897 (subject to certain anti-dilution adjustments, including to account for dilutive issuances of additional shares of Common Class A Common Stock). The number of shares of Class A Common Stock that may be purchased pursuant to the option right will equal $7.5 million divided by the Exercise Price.

MICROSOFT CORP

Report date June 30, 2017 · Filed August 14, 2017

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	102,992,934	Reported balance After 2017-06-06 transaction · row 1 Account or security details depend on footnotes; rows are not merged. 1 source row Row 1 · 2017-06-06 · Gift · Disposed 64,000,000 · Balance 102,992,934 F1: In addition, there are 424,816 shares owned by the spouse of the reporting person. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purposes.

Filing footnotes · ownership attribution and instrument terms

F1: In addition, there are 424,816 shares owned by the spouse of the reporting person. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purposes.

PLANETOUT INC

Report date July 09, 2007 · Filed July 13, 2007

Jointly reported with CASCADE INVESTMENT, L.L.C.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	5,217,391	Reported balance Holding disclosure · report date 2007-07-09 · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · Balance 5,217,391

Patriot Coal CORP

Report date January 29, 2010 · Filed February 03, 2010

Jointly reported with CASCADE INVESTMENT, L.L.C.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	2,391,231	Reported balance After 2010-01-29 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2010-01-29 · Other · Disposed 17,421 · Balance 2,391,231 F1: The shares were transferred pursuant to a letter agreement (as amended, the "Letter Agreement"), which provided that certain persons including the reporting persons herein would transfer to Mr. Paul Vining shares of Common Stock in an amount determined as set forth in the Letter Agreement. The foregoing discussion of the Letter Agreement is not intended to be a complete statement of all of the material terms thereof and is qualified in its entirety by the Letter Agreement filed as Exhibit 10.1 to Patriot Coal Corporation's quarterly report on Form 10-Q filed on August 7, 2009 (File No. 001-33466). F2: On August 11, 2008, the Common Stock of Patriot Coal Corporation split 2-for-1, resulting in the reporting persons' acquisition of 1,204,326 additional shares of Common Stock. F3: The reporting persons may be deemed to be a member of a group beneficially owning 10% or more of the Common Stock of the issuer within the meaning of Section 13(d) of the Securities Exchange Act of 1934. The reporting persons disclaim beneficial ownership of all securities other than those reported above, and this report shall not be deemed an admission that such a group exists or that the reporting persons are the beneficial owners of the securities of such group for purposes of Section 16 or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: The shares were transferred pursuant to a letter agreement (as amended, the "Letter Agreement"), which provided that certain persons including the reporting persons herein would transfer to Mr. Paul Vining shares of Common Stock in an amount determined as set forth in the Letter Agreement. The foregoing discussion of the Letter Agreement is not intended to be a complete statement of all of the material terms thereof and is qualified in its entirety by the Letter Agreement filed as Exhibit 10.1 to Patriot Coal Corporation's quarterly report on Form 10-Q filed on August 7, 2009 (File No. 001-33466).

F2: On August 11, 2008, the Common Stock of Patriot Coal Corporation split 2-for-1, resulting in the reporting persons' acquisition of 1,204,326 additional shares of Common Stock.

F3: The reporting persons may be deemed to be a member of a group beneficially owning 10% or more of the Common Stock of the issuer within the meaning of Section 13(d) of the Securities Exchange Act of 1934. The reporting persons disclaim beneficial ownership of all securities other than those reported above, and this report shall not be deemed an admission that such a group exists or that the reporting persons are the beneficial owners of the securities of such group for purposes of Section 16 or for any other purpose.

REPUBLIC SERVICES, INC.

Report date September 10, 2026 · Filed September 14, 2026

Jointly reported with CASCADE INVESTMENT, L.L.C.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common stockSEC Table I · non-derivative	Direct	116,585,781	Reported balance After 2026-09-10 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2026-09-10 · Purchase · Acquired 108,147 · Balance 116,585,781 F1: This transaction was executed in multiple trades at prices ranging from $221.0150 to $222.0125. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Common stockSEC Table I · non-derivative	Direct	116,683,773	Reported balance After 2026-09-10 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 2 · 2026-09-10 · Purchase · Acquired 97,992 · Balance 116,683,773 F2: This transaction was executed in multiple trades at prices ranging from $222.0150 to $223.0100. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Common stockSEC Table I · non-derivative	Direct	116,731,592	Reported balance After 2026-09-10 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 3 · 2026-09-10 · Purchase · Acquired 47,819 · Balance 116,731,592 F3: This transaction was executed in multiple trades at prices ranging from $223.0200 to $223.9900. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Common stockSEC Table I · non-derivative	Direct	116,733,634	Reported balance After 2026-09-10 transaction · row 4 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 4 · 2026-09-10 · Purchase · Acquired 2,042 · Balance 116,733,634 F4: This transaction was executed in multiple trades at prices ranging from $224.0200 to $224.1450. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Common stockSEC Table I · non-derivative	Direct	116,741,230	Reported balance After 2026-09-11 transaction · row 5 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 5 · 2026-09-11 · Purchase · Acquired 7,596 · Balance 116,741,230 F5: This transaction was executed in multiple trades at prices ranging from $220.7700 to $221.6500. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Common stockSEC Table I · non-derivative	Direct	116,876,712	Reported balance After 2026-09-11 transaction · row 6 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 6 · 2026-09-11 · Purchase · Acquired 135,482 · Balance 116,876,712 F6: This transaction was executed in multiple trades at prices ranging from $221.8700 to $222.7650. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Common stockSEC Table I · non-derivative	Direct	117,053,259	Reported balance After 2026-09-11 transaction · row 7 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 7 · 2026-09-11 · Purchase · Acquired 176,547 · Balance 117,053,259 F7: This transaction was executed in multiple trades at prices ranging from $222.7700 to $223.7350. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Common stockSEC Table I · non-derivative	Direct	117,058,444	Reported balance After 2026-09-11 transaction · row 8 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 8 · 2026-09-11 · Purchase · Acquired 5,185 · Balance 117,058,444 F8: This transaction was executed in multiple trades at prices ranging from $223.7700 to $224.0000. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Filing footnotes · ownership attribution and instrument terms

F1: This transaction was executed in multiple trades at prices ranging from $221.0150 to $222.0125. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

F2: This transaction was executed in multiple trades at prices ranging from $222.0150 to $223.0100. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

F3: This transaction was executed in multiple trades at prices ranging from $223.0200 to $223.9900. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

F4: This transaction was executed in multiple trades at prices ranging from $224.0200 to $224.1450. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

F5: This transaction was executed in multiple trades at prices ranging from $220.7700 to $221.6500. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

F6: This transaction was executed in multiple trades at prices ranging from $221.8700 to $222.7650. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

F7: This transaction was executed in multiple trades at prices ranging from $222.7700 to $223.7350. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

F8: This transaction was executed in multiple trades at prices ranging from $223.7700 to $224.0000. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

UNIVISION COMMUNICATIONS INC

Report date May 11, 2006 · Filed May 15, 2006

Security / award	Ownership account	Disclosed shares / units	Disclosure context
No securities are beneficially owned (1) (2)SEC Table I · non-derivative	Direct	0	Reported balance Holding disclosure · report date 2006-05-11 · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · Balance 0

Vicarious Surgical Inc.

Report date August 04, 2023 · Filed August 11, 2023

Jointly reported with Gates Frontier, LLC

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A common stockSEC Table I · non-derivative	Direct	18,096,043	Reported balance Holding disclosure · report date 2023-08-04 · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · Balance 18,096,043

WESTERN ASSET INFLATION-LINKED INCOME FUND

Report date May 25, 2022 · Filed May 27, 2022

Jointly reported with CASCADE INVESTMENT, L.L.C.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common SharesSEC Table I · non-derivative	Direct	5,195,082	Reported balance After 2022-05-25 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2022-05-25 · Purchase · Acquired 50,497 · Balance 5,195,082 F1: This transaction was executed in multiple trades at prices ranging from $10.48 to $10.605. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Common SharesSEC Table I · non-derivative	Direct	5,208,507	Reported balance After 2022-05-26 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 2 · 2022-05-26 · Purchase · Acquired 13,425 · Balance 5,208,507 F2: This transaction was executed in multiple trades at prices ranging from $10.615 to $10.635. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Filing footnotes · ownership attribution and instrument terms

F1: This transaction was executed in multiple trades at prices ranging from $10.48 to $10.605. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

F2: This transaction was executed in multiple trades at prices ranging from $10.615 to $10.635. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

WESTERN ASSET INFLATION-LINKED OPPORTUNITIES & INCOME FUND

Report date May 27, 2022 · Filed June 01, 2022

Jointly reported with CASCADE INVESTMENT, L.L.C.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common SharesSEC Table I · non-derivative	Direct	13,873,452	Reported balance After 2022-05-27 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2022-05-27 · Purchase · Acquired 38,836 · Balance 13,873,452 F1: This transaction was executed in multiple trades at prices ranging from $11.09 to $11.185. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Common SharesSEC Table I · non-derivative	Direct	14,022,751	Reported balance After 2022-05-31 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 2 · 2022-05-31 · Purchase · Acquired 149,299 · Balance 14,022,751 F2: This transaction was executed in multiple trades at prices ranging from $11.14 to $11.24. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Filing footnotes · ownership attribution and instrument terms

F1: This transaction was executed in multiple trades at prices ranging from $11.09 to $11.185. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

F2: This transaction was executed in multiple trades at prices ranging from $11.14 to $11.24. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Past disclosures · reporting ended (7)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Alto Ingredients, Inc.

Report date June 09, 2008 · Filed June 11, 2008

Jointly reported with CASCADE INVESTMENT, L.L.C.

Section 16 reporting ended · disclosed 2008-06-11. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	1,449,834	Reported balance After 2008-06-09 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2008-06-09 · Sale · Disposed 6,490 · Balance 1,449,834
Common StockSEC Table I · non-derivative	Direct	1,446,834	Reported balance After 2008-06-09 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 2 · 2008-06-09 · Sale · Disposed 3,000 · Balance 1,446,834
Common StockSEC Table I · non-derivative	Direct	1,402,134	Reported balance After 2008-06-09 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 3 · 2008-06-09 · Sale · Disposed 44,700 · Balance 1,402,134
Common StockSEC Table I · non-derivative	Direct	1,402,034	Reported balance After 2008-06-09 transaction · row 4 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 4 · 2008-06-09 · Sale · Disposed 100 · Balance 1,402,034
Common StockSEC Table I · non-derivative	Direct	1,400,124	Reported balance After 2008-06-09 transaction · row 5 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 5 · 2008-06-09 · Sale · Disposed 1,910 · Balance 1,400,124
Common StockSEC Table I · non-derivative	Direct	1,396,524	Reported balance After 2008-06-09 transaction · row 6 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 6 · 2008-06-09 · Sale · Disposed 3,600 · Balance 1,396,524
Common StockSEC Table I · non-derivative	Direct	1,375,224	Reported balance After 2008-06-09 transaction · row 7 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 7 · 2008-06-09 · Sale · Disposed 21,300 · Balance 1,375,224

DEERE & CO

Report date May 13, 2021 · Filed May 14, 2021

Jointly reported with CASCADE INVESTMENT, L.L.C.

Section 16 reporting ended · disclosed 2021-05-14. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	29,259,573	Reported balance After 2021-05-13 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2021-05-13 · Other · Disposed 2,251,000 · Balance 29,259,573 F1: Cascade Investment, L.L.C. transferred to Melinda French Gates 2,251,000 shares of the Issuer's common stock in a private transaction, for no consideration, on May 13, 2021.

Filing footnotes · ownership attribution and instrument terms

F1: Cascade Investment, L.L.C. transferred to Melinda French Gates 2,251,000 shares of the Issuer's common stock in a private transaction, for no consideration, on May 13, 2021.

EXICURE, INC.

Report date December 21, 2021 · Filed December 22, 2021

Jointly reported with Gates Frontier, LLC

Section 16 reporting ended · disclosed 2021-12-22. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common stockSEC Table I · non-derivative	Direct	5,064,703	Reported balance After 2021-12-21 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2021-12-21 · Sale · Disposed 1,268,619 · Balance 5,064,703 F1: This transaction was executed in multiple trades at prices ranging from $0.2300 to $0.2492. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Filing footnotes · ownership attribution and instrument terms

F1: This transaction was executed in multiple trades at prices ranging from $0.2300 to $0.2492. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Evolv Technologies Holdings, Inc.

Report date September 10, 2025 · Filed September 12, 2025

Jointly reported with Gates Frontier, LLC

Section 16 reporting ended · disclosed 2025-09-12. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A common stockSEC Table I · non-derivative	Direct	17,965,332	Reported balance After 2025-09-10 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2025-09-10 · Sale · Disposed 694,464 · Balance 17,965,332 F1: This transaction was executed in multiple trades at prices ranging from $7.9800 to $8.2700. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Class A common stockSEC Table I · non-derivative	Direct	17,189,096	Reported balance After 2025-09-11 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 2 · 2025-09-11 · Sale · Disposed 776,236 · Balance 17,189,096 F2: This transaction was executed in multiple trades at prices ranging from $8.2000 to $8.2500. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Filing footnotes · ownership attribution and instrument terms

F1: This transaction was executed in multiple trades at prices ranging from $7.9800 to $8.2700. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

F2: This transaction was executed in multiple trades at prices ranging from $8.2000 to $8.2500. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

GAMCO INVESTORS, INC. ET AL

Report date November 21, 2017 · Filed November 22, 2017

Jointly reported with CASCADE INVESTMENT, L.L.C.

Section 16 reporting ended · disclosed 2017-11-22. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Convertible Promissory NoteSEC Table II · derivative / convertible security · Conversion / exercise price $55.00 · Expires 2021-08-15	Direct	0	Reported balance After 2017-11-21 transaction · row 1 Instrument identity requires review; Table II rows are not merged. 1 source row Row 1 · 2017-11-21 · Other · Disposed Not disclosed · Balance 0 F1: On November 21, 2017, GAMCO Investors, Inc., redeemed the Convertible Promissory Note, dated August 15, 2016, held by Cascade Investment, L.L.C. for $114,629,041, an amount equal to 103% of the unpaid principal amount of the note plus unpaid accrued interest.

Filing footnotes · ownership attribution and instrument terms

F1: On November 21, 2017, GAMCO Investors, Inc., redeemed the Convertible Promissory Note, dated August 15, 2016, held by Cascade Investment, L.L.C. for $114,629,041, an amount equal to 103% of the unpaid principal amount of the note plus unpaid accrued interest.

RADIUS RECYCLING, INC.

Report date May 20, 2003 · Filed May 22, 2003

Jointly reported with CASCADE INVESTMENT, L.L.C.

Section 16 reporting ended · disclosed 2003-05-22. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	520,700	Reported balance After 2003-05-20 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2003-05-20 · Sale · Disposed 1,500 · Balance 520,700
Common StockSEC Table I · non-derivative	Direct	519,200	Reported balance After 2003-05-20 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 2 · 2003-05-20 · Sale · Disposed 1,500 · Balance 519,200
Common StockSEC Table I · non-derivative	Direct	517,700	Reported balance After 2003-05-20 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 3 · 2003-05-20 · Sale · Disposed 1,500 · Balance 517,700
Common StockSEC Table I · non-derivative	Direct	517,300	Reported balance After 2003-05-20 transaction · row 4 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 4 · 2003-05-20 · Sale · Disposed 400 · Balance 517,300
Common StockSEC Table I · non-derivative	Direct	515,800	Reported balance After 2003-05-20 transaction · row 5 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 5 · 2003-05-20 · Sale · Disposed 1,500 · Balance 515,800
Common StockSEC Table I · non-derivative	Direct	510,700	Reported balance After 2003-05-20 transaction · row 6 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 6 · 2003-05-20 · Sale · Disposed 5,100 · Balance 510,700
Common StockSEC Table I · non-derivative	Direct	509,100	Reported balance After 2003-05-20 transaction · row 7 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 7 · 2003-05-20 · Sale · Disposed 1,600 · Balance 509,100
Common StockSEC Table I · non-derivative	Direct	507,600	Reported balance After 2003-05-20 transaction · row 8 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 8 · 2003-05-20 · Sale · Disposed 1,500 · Balance 507,600
Common StockSEC Table I · non-derivative	Direct	507,500	Reported balance After 2003-05-20 transaction · row 9 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 9 · 2003-05-20 · Sale · Disposed 100 · Balance 507,500
Common StockSEC Table I · non-derivative	Direct	507,400	Reported balance After 2003-05-20 transaction · row 10 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 10 · 2003-05-20 · Sale · Disposed 100 · Balance 507,400
Common StockSEC Table I · non-derivative	Direct	505,700	Reported balance After 2003-05-20 transaction · row 11 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 11 · 2003-05-20 · Sale · Disposed 1,700 · Balance 505,700
Common StockSEC Table I · non-derivative	Direct	504,448	Reported balance After 2003-05-20 transaction · row 12 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 12 · 2003-05-20 · Sale · Disposed 1,252 · Balance 504,448
Common StockSEC Table I · non-derivative	Direct	504,248	Reported balance After 2003-05-20 transaction · row 13 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 13 · 2003-05-20 · Sale · Disposed 200 · Balance 504,248
Common StockSEC Table I · non-derivative	Direct	503,948	Reported balance After 2003-05-20 transaction · row 14 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 14 · 2003-05-20 · Sale · Disposed 300 · Balance 503,948
Common StockSEC Table I · non-derivative	Direct	499,398	Reported balance After 2003-05-20 transaction · row 15 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 15 · 2003-05-20 · Sale · Disposed 4,550 · Balance 499,398
Common StockSEC Table I · non-derivative	Direct	499,298	Reported balance After 2003-05-20 transaction · row 16 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 16 · 2003-05-20 · Sale · Disposed 100 · Balance 499,298
Common StockSEC Table I · non-derivative	Direct	496,798	Reported balance After 2003-05-20 transaction · row 17 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 17 · 2003-05-20 · Sale · Disposed 2,500 · Balance 496,798
Common StockSEC Table I · non-derivative	Direct	496,648	Reported balance After 2003-05-20 transaction · row 18 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 18 · 2003-05-20 · Sale · Disposed 150 · Balance 496,648
Common StockSEC Table I · non-derivative	Direct	496,200	Reported balance After 2003-05-20 transaction · row 19 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 19 · 2003-05-20 · Sale · Disposed 448 · Balance 496,200
Common StockSEC Table I · non-derivative	Direct	495,200	Reported balance After 2003-05-20 transaction · row 20 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 20 · 2003-05-20 · Sale · Disposed 1,000 · Balance 495,200

Vroom, Inc.

Report date June 11, 2020 · Filed June 12, 2020

Jointly reported with CASCADE INVESTMENT, L.L.C.

Section 16 reporting ended · disclosed 2020-06-12. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common stockSEC Table I · non-derivative	Direct	6,771,076	Reported balance After 2020-06-11 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2020-06-11 · Conversion · Acquired 6,771,076 · Balance 6,771,076 F1: Upon closing of the Issuer's initial public offering ("IPO"), the Series G preferred stock and Series H preferred stock converted automatically into common stock without payment of further consideration. There was no expiration date for the Series G preferred stock or Series H preferred stock. F2: Reflects 2-for-1 forward stock split, which became effective upon the closing of the Issuer's IPO.
Series G preferred stockSEC Table II · derivative / convertible security	Direct	0	Reported balance After 2020-06-11 transaction · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · 2020-06-11 · Conversion · Disposed 2,785,365 · Balance 0 F1: Upon closing of the Issuer's initial public offering ("IPO"), the Series G preferred stock and Series H preferred stock converted automatically into common stock without payment of further consideration. There was no expiration date for the Series G preferred stock or Series H preferred stock. F2: Reflects 2-for-1 forward stock split, which became effective upon the closing of the Issuer's IPO.
Series H preferred stockSEC Table II · derivative / convertible security	Direct	0	Reported balance After 2020-06-11 transaction · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · 2020-06-11 · Conversion · Disposed 600,173 · Balance 0 F1: Upon closing of the Issuer's initial public offering ("IPO"), the Series G preferred stock and Series H preferred stock converted automatically into common stock without payment of further consideration. There was no expiration date for the Series G preferred stock or Series H preferred stock. F2: Reflects 2-for-1 forward stock split, which became effective upon the closing of the Issuer's IPO.

Filing footnotes · ownership attribution and instrument terms

F1: Upon closing of the Issuer's initial public offering ("IPO"), the Series G preferred stock and Series H preferred stock converted automatically into common stock without payment of further consideration. There was no expiration date for the Series G preferred stock or Series H preferred stock.

F2: Reflects 2-for-1 forward stock split, which became effective upon the closing of the Issuer's IPO.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
February 09, 2016 Filed Feb 10, 2016 21:37 UTC	AUTONATION, INC. AN · Entity 3730	PurchaseCommon Stock	155,417	$46.57	$7,238,267.02	Disclosure SEC source: 0001225208-16-025994 · doc4.xml · nonDerivative · entry 3 CASCADE INVESTMENT, L.L.C. · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,355,934 F3 · price: This transaction was executed in multiple trades at prices ranging from $46.2700 to $46.9600. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document
February 08, 2016 Filed Feb 10, 2016 21:37 UTC	AUTONATION, INC. AN · Entity 3730	PurchaseCommon Stock	38,009	$45.74	$1,738,691.30	Disclosure SEC source: 0001225208-16-025994 · doc4.xml · nonDerivative · entry 2 CASCADE INVESTMENT, L.L.C. · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,200,517 F2 · price: This transaction was executed in multiple trades at prices ranging from $45.6650 to $46.2700. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document
February 08, 2016 Filed Feb 10, 2016 21:37 UTC	AUTONATION, INC. AN · Entity 3730	PurchaseCommon Stock	499,630	$44.75	$22,358,792.24	Disclosure SEC source: 0001225208-16-025994 · doc4.xml · nonDerivative · entry 1 CASCADE INVESTMENT, L.L.C. · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,162,508 F1 · price: This transaction was executed in multiple trades at prices ranging from $44.4950 to $45.4750. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document
February 05, 2016 Filed Feb 9, 2016 21:34 UTC	AUTONATION, INC. AN · Entity 3730	PurchaseCommon Stock	16,980	$46.67	$792,434.53	Disclosure SEC source: 0001225208-16-025907 · doc4.xml · nonDerivative · entry 2 CASCADE INVESTMENT, L.L.C. · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,662,878 F2 · price: This transaction was executed in multiple trades at prices ranging from $46.4850 to $46.8500. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document
February 05, 2016 Filed Feb 9, 2016 21:34 UTC	AUTONATION, INC. AN · Entity 3730	PurchaseCommon Stock	522,282	$45.79	$23,916,650.71	Disclosure SEC source: 0001225208-16-025907 · doc4.xml · nonDerivative · entry 1 CASCADE INVESTMENT, L.L.C. · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,645,898 F1 · price: This transaction was executed in multiple trades at prices ranging from $45.4800 to $46.4700. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document
February 05, 2016 Filed Feb 8, 2016 21:47 UTC	MICROSOFT CORP MSFT · Entity 1016	SaleCommon Stock	470,616	$50.05	$23,555,224.97	Disclosure SEC source: 0001225208-16-025809 · doc4.xml · nonDerivative · entry 5 GATES WILLIAM H III · CIK 0000902012 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 206,992,934 F1 · kind: The sales reported in this filing were made pursuant to the 10b5-1 sales plan of the reporting person. F7 · price: This transaction was executed in multiple trades at prices ranging from $49.5650 to $50.5600. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. F3 · balance_after: In addition, there are 424,816 shares owned by the spouse of the reporting person. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purposes. Read SEC document
February 05, 2016 Filed Feb 8, 2016 21:47 UTC	MICROSOFT CORP MSFT · Entity 1016	SaleCommon Stock	440,236	$51.09	$22,490,072.39	Disclosure SEC source: 0001225208-16-025809 · doc4.xml · nonDerivative · entry 4 GATES WILLIAM H III · CIK 0000902012 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 207,463,550 F1 · kind: The sales reported in this filing were made pursuant to the 10b5-1 sales plan of the reporting person. F6 · price: This transaction was executed in multiple trades at prices ranging from $50.5650 to $51.5600. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. F3 · balance_after: In addition, there are 424,816 shares owned by the spouse of the reporting person. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purposes. Read SEC document
February 05, 2016 Filed Feb 8, 2016 21:47 UTC	MICROSOFT CORP MSFT · Entity 1016	SaleCommon Stock	89,148	$51.66	$4,605,769.02	Disclosure SEC source: 0001225208-16-025809 · doc4.xml · nonDerivative · entry 3 GATES WILLIAM H III · CIK 0000902012 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 207,903,786 F1 · kind: The sales reported in this filing were made pursuant to the 10b5-1 sales plan of the reporting person. F5 · price: This transaction was executed in multiple trades at prices ranging from $51.5650 to $51.9800. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. F3 · balance_after: In addition, there are 424,816 shares owned by the spouse of the reporting person. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purposes. Read SEC document
February 04, 2016 Filed Feb 8, 2016 21:49 UTC	AUTONATION, INC. AN · Entity 3730	PurchaseCommon Stock	37,072	$45.73	$1,695,454.56	Disclosure SEC source: 0001225208-16-025810 · doc4.xml · nonDerivative · entry 2 CASCADE INVESTMENT, L.L.C. · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,123,616 F2 · price: This transaction was executed in multiple trades at prices ranging from $44.9900 to $45.9800. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document
February 04, 2016 Filed Feb 8, 2016 21:49 UTC	AUTONATION, INC. AN · Entity 3730	PurchaseCommon Stock	236,879	$46.34	$10,977,707.18	Disclosure SEC source: 0001225208-16-025810 · doc4.xml · nonDerivative · entry 1 CASCADE INVESTMENT, L.L.C. · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,086,544 F1 · price: This transaction was executed in multiple trades at prices ranging from $45.9900 to $46.9300. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document
February 04, 2016 Filed Feb 8, 2016 21:47 UTC	MICROSOFT CORP MSFT · Entity 1016	SaleCommon Stock	1,775,282	$51.83	$92,019,612.13	Disclosure SEC source: 0001225208-16-025809 · doc4.xml · nonDerivative · entry 2 GATES WILLIAM H III · CIK 0000902012 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 207,992,934 F1 · kind: The sales reported in this filing were made pursuant to the 10b5-1 sales plan of the reporting person. F4 · price: This transaction was executed in multiple trades at prices ranging from $51.3750 to $52.3700. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. F3 · balance_after: In addition, there are 424,816 shares owned by the spouse of the reporting person. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purposes. Read SEC document
February 04, 2016 Filed Feb 8, 2016 21:47 UTC	MICROSOFT CORP MSFT · Entity 1016	SaleCommon Stock	224,718	$52.59	$11,818,503.89	Disclosure SEC source: 0001225208-16-025809 · doc4.xml · nonDerivative · entry 1 GATES WILLIAM H III · CIK 0000902012 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 209,768,216 F1 · kind: The sales reported in this filing were made pursuant to the 10b5-1 sales plan of the reporting person. F2 · price: This transaction was executed in multiple trades at prices ranging from $52.3750 to $52.8000. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. F3 · balance_after: In addition, there are 424,816 shares owned by the spouse of the reporting person. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purposes. Read SEC document
February 03, 2016 Filed Feb 5, 2016 21:36 UTC	AUTONATION, INC. AN · Entity 3730	PurchaseCommon Stock	630,999	$44.05	$27,798,219.25	Disclosure SEC source: 0001225208-16-025733 · doc4.xml · nonDerivative · entry 1 CASCADE INVESTMENT, L.L.C. · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,849,665 F1 · price: This transaction was executed in multiple trades at prices ranging from $43.8800 to $44.8300. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document
February 03, 2016 Filed Feb 5, 2016 21:32 UTC	MICROSOFT CORP MSFT · Entity 1016	SaleCommon Stock	1,409,398	$51.93	$73,194,266.33	Disclosure SEC source: 0001225208-16-025730 · doc4.xml · nonDerivative · entry 3 GATES WILLIAM H III · CIK 0000902012 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 209,992,934 F1 · kind: The sales reported in this filing were made pursuant to the 10b5-1 sales plan of the reporting person. F5 · price: This transaction was executed in multiple trades at prices ranging from $51.2600 to $52.2550. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. F3 · balance_after: In addition, there are 424,816 shares owned by the spouse of the reporting person. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purposes. Read SEC document
February 03, 2016 Filed Feb 5, 2016 21:32 UTC	MICROSOFT CORP MSFT · Entity 1016	SaleCommon Stock	434,601	$52.52	$22,823,984.18	Disclosure SEC source: 0001225208-16-025730 · doc4.xml · nonDerivative · entry 2 GATES WILLIAM H III · CIK 0000902012 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 211,402,332 F1 · kind: The sales reported in this filing were made pursuant to the 10b5-1 sales plan of the reporting person. F4 · price: This transaction was executed in multiple trades at prices ranging from $52.2600 to $53.2550. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. F3 · balance_after: In addition, there are 424,816 shares owned by the spouse of the reporting person. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purposes. Read SEC document
February 03, 2016 Filed Feb 5, 2016 21:32 UTC	MICROSOFT CORP MSFT · Entity 1016	SaleCommon Stock	156,001	$53.31	$8,316,491.31	Disclosure SEC source: 0001225208-16-025730 · doc4.xml · nonDerivative · entry 1 GATES WILLIAM H III · CIK 0000902012 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 211,836,933 F1 · kind: The sales reported in this filing were made pursuant to the 10b5-1 sales plan of the reporting person. F2 · price: This transaction was executed in multiple trades at prices ranging from $53.2600 to $53.3750. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. F3 · balance_after: In addition, there are 424,816 shares owned by the spouse of the reporting person. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purposes. Read SEC document
February 02, 2016 Filed Feb 4, 2016 21:40 UTC	MICROSOFT CORP MSFT · Entity 1016	SaleCommon Stock	1,341,102	$53.11	$71,227,402.43	Disclosure SEC source: 0001225208-16-025654 · doc4.xml · nonDerivative · entry 2 GATES WILLIAM H III · CIK 0000902012 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 211,992,934 F1 · kind: The sales reported in this filing were made pursuant to the 10b5-1 sales plan of the reporting person. F4 · price: This transaction was executed in multiple trades at prices ranging from $52.6500 to $53.6450. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. F3 · balance_after: In addition, there are 424,816 shares owned by the spouse of the reporting person. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purposes. Read SEC document
February 02, 2016 Filed Feb 4, 2016 21:40 UTC	MICROSOFT CORP MSFT · Entity 1016	SaleCommon Stock	658,898	$53.84	$35,477,045.01	Disclosure SEC source: 0001225208-16-025654 · doc4.xml · nonDerivative · entry 1 GATES WILLIAM H III · CIK 0000902012 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 213,334,036 F1 · kind: The sales reported in this filing were made pursuant to the 10b5-1 sales plan of the reporting person. F2 · price: This transaction was executed in multiple trades at prices ranging from $53.6500 to $54.1950. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. F3 · balance_after: In addition, there are 424,816 shares owned by the spouse of the reporting person. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purposes. Read SEC document
February 01, 2016 Filed Feb 3, 2016 21:46 UTC	MICROSOFT CORP MSFT · Entity 1016	SaleCommon Stock	1,000,000	$54.76	$54,758,100.00	Disclosure SEC source: 0001225208-16-025614 · doc4.xml · nonDerivative · entry 1 GATES WILLIAM H III · CIK 0000902012 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 213,992,934 F1 · kind: The sales reported in this filing were made pursuant to the 10b5-1 sales plan of the reporting person. F2 · price: This transaction was executed in multiple trades at prices ranging from $54.5000 to $55.0400. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. F3 · balance_after: In addition, there are 424,816 shares owned by the spouse of the reporting person. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purposes. Read SEC document
October 29, 2015 Filed Oct 30, 2015 20:36 UTC	MICROSOFT CORP MSFT · Entity 1016	SaleCommon Stock	2,000,000	$53.49	$106,980,600.00	Disclosure SEC source: 0001225208-15-020101 · doc4.xml · nonDerivative · entry 3 GATES WILLIAM H III · CIK 0000902012 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 214,992,934 F1 · kind: The sales reported in this filing were made pursuant to the 10b5-1 sales plan of the reporting person. F5 · price: This transaction was executed in multiple trades at prices ranging from $53.2250 to $53.8100. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. F3 · balance_after: In addition, there are 424,816 shares owned by the spouse of the reporting person. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purposes. Read SEC document
October 28, 2015 Filed Oct 30, 2015 20:36 UTC	MICROSOFT CORP MSFT · Entity 1016	SaleCommon Stock	1,803,480	$53.31	$96,144,240.19	Disclosure SEC source: 0001225208-15-020101 · doc4.xml · nonDerivative · entry 2 GATES WILLIAM H III · CIK 0000902012 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 216,992,934 F1 · kind: The sales reported in this filing were made pursuant to the 10b5-1 sales plan of the reporting person. F4 · price: This transaction was executed in multiple trades at prices ranging from $52.8800 to $53.8750. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. F3 · balance_after: In addition, there are 424,816 shares owned by the spouse of the reporting person. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purposes. Read SEC document
October 28, 2015 Filed Oct 30, 2015 20:36 UTC	MICROSOFT CORP MSFT · Entity 1016	SaleCommon Stock	196,520	$53.94	$10,599,718.89	Disclosure SEC source: 0001225208-15-020101 · doc4.xml · nonDerivative · entry 1 GATES WILLIAM H III · CIK 0000902012 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 218,796,414 F1 · kind: The sales reported in this filing were made pursuant to the 10b5-1 sales plan of the reporting person. F2 · price: This transaction was executed in multiple trades at prices ranging from $53.8800 to $53.9800. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. F3 · balance_after: In addition, there are 424,816 shares owned by the spouse of the reporting person. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purposes. Read SEC document
October 27, 2015 Filed Oct 29, 2015 20:35 UTC	MICROSOFT CORP MSFT · Entity 1016	SaleCommon Stock	2,000,000	$53.92	$107,831,600.00	Disclosure SEC source: 0001225208-15-020027 · doc4.xml · nonDerivative · entry 1 GATES WILLIAM H III · CIK 0000902012 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 218,992,934 F1 · kind: The sales reported in this filing were made pursuant to the 10b5-1 sales plan of the reporting person. F2 · price: This transaction was executed in multiple trades at prices ranging from $53.5900 to $54.3500. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. F3 · balance_after: In addition, there are 424,816 shares owned by the spouse of the reporting person. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purposes. Read SEC document
October 26, 2015 Filed Oct 28, 2015 20:32 UTC	MICROSOFT CORP MSFT · Entity 1016	SaleCommon Stock	2,000,000	$53.80	$107,598,400.00	Disclosure SEC source: 0001225208-15-019955 · doc4.xml · nonDerivative · entry 1 GATES WILLIAM H III · CIK 0000902012 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 220,992,934 F1 · kind: The sales reported in this filing were made pursuant to the 10b5-1 sales plan of the reporting person. F2 · price: This transaction was executed in multiple trades at prices ranging from $53.4250 to $54.3100. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. F3 · balance_after: In addition, there are 424,816 shares owned by the spouse of the reporting person. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purposes. Read SEC document
July 30, 2015 Filed Jul 31, 2015 21:06 UTC	MICROSOFT CORP MSFT · Entity 1016	SaleCommon Stock	1,043,300	$46.39	$48,401,190.92	Disclosure SEC source: 0001225208-15-016223 · doc4.xml · nonDerivative · entry 4 GATES WILLIAM H III · CIK 0000902012 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 222,992,934 F1 · kind: The sales reported in this filing were made pursuant to the 10b5-1 sales plan of the reporting person. F6 · price: This transaction was executed in multiple trades at prices ranging from $45.9350 to $46.9300. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. F3 · balance_after: In addition, there are 424,816 shares owned by the spouse of the reporting person. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purposes. Read SEC document
July 30, 2015 Filed Jul 31, 2015 21:06 UTC	MICROSOFT CORP MSFT · Entity 1016	SaleCommon Stock	956,700	$47.07	$45,030,146.94	Disclosure SEC source: 0001225208-15-016223 · doc4.xml · nonDerivative · entry 3 GATES WILLIAM H III · CIK 0000902012 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 224,036,234 F1 · kind: The sales reported in this filing were made pursuant to the 10b5-1 sales plan of the reporting person. F5 · price: This transaction was executed in multiple trades at prices ranging from $46.9400 to $47.4000. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. F3 · balance_after: In addition, there are 424,816 shares owned by the spouse of the reporting person. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purposes. Read SEC document
July 29, 2015 Filed Jul 31, 2015 21:06 UTC	MICROSOFT CORP MSFT · Entity 1016	SaleCommon Stock	1,152,080	$46.42	$53,483,816.30	Disclosure SEC source: 0001225208-15-016223 · doc4.xml · nonDerivative · entry 2 GATES WILLIAM H III · CIK 0000902012 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 224,992,934 F1 · kind: The sales reported in this filing were made pursuant to the 10b5-1 sales plan of the reporting person. F4 · price: This transaction was executed in multiple trades at prices ranging from $46.2650 to $46.7500. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. F3 · balance_after: In addition, there are 424,816 shares owned by the spouse of the reporting person. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purposes. Read SEC document
July 29, 2015 Filed Jul 31, 2015 21:06 UTC	MICROSOFT CORP MSFT · Entity 1016	SaleCommon Stock	847,920	$45.80	$38,833,040.16	Disclosure SEC source: 0001225208-15-016223 · doc4.xml · nonDerivative · entry 1 GATES WILLIAM H III · CIK 0000902012 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 226,145,014 F1 · kind: The sales reported in this filing were made pursuant to the 10b5-1 sales plan of the reporting person. F2 · price: This transaction was executed in multiple trades at prices ranging from $45.2650 to $46.2600. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. F3 · balance_after: In addition, there are 424,816 shares owned by the spouse of the reporting person. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purposes. Read SEC document
July 28, 2015 Filed Jul 30, 2015 20:28 UTC	MICROSOFT CORP MSFT · Entity 1016	SaleCommon Stock	2,000,000	$45.32	$90,641,800.00	Disclosure SEC source: 0001225208-15-016106 · doc4.xml · nonDerivative · entry 1 GATES WILLIAM H III · CIK 0000902012 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 226,992,934 F1 · kind: The sales reported in this filing were made pursuant to the 10b5-1 sales plan of the reporting person. F2 · price: This transaction was executed in multiple trades at prices ranging from $44.7950 to $45.6350. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. F3 · balance_after: In addition, there are 424,816 shares owned by the spouse of the reporting person. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purposes. Read SEC document
July 27, 2015 Filed Jul 29, 2015 20:25 UTC	MICROSOFT CORP MSFT · Entity 1016	SaleCommon Stock	2,000,000	$45.40	$90,796,400.00	Disclosure SEC source: 0001225208-15-016064 · doc4.xml · nonDerivative · entry 1 GATES WILLIAM H III · CIK 0000902012 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 228,992,934 F1 · kind: The sales reported in this filing were made pursuant to the 10b5-1 sales plan of the reporting person. F2 · price: This transaction was executed in multiple trades at prices ranging from $45.2550 to $45.6600. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. F3 · balance_after: In addition, there are 424,816 shares owned by the spouse of the reporting person. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purposes. Read SEC document
May 19, 2015 Filed May 20, 2015 21:02 UTC	MICROSOFT CORP MSFT · Entity 1016	SaleCommon Stock	2,000,000	$47.45	$94,896,800.00	Disclosure SEC source: 0001225208-15-012523 · doc4.xml · nonDerivative · entry 2 GATES WILLIAM H III · CIK 0000902012 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 230,992,934 F1 · kind: The sales reported in this filing were made pursuant to the 10b5-1 sales plan of the reporting person. F4 · price: This transaction was executed in multiple trades at prices ranging from $47.1850 to $47.7950. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. F3 · balance_after: In addition, there are 424,816 shares owned by the spouse of the reporting person. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purposes. Read SEC document
May 18, 2015 Filed May 20, 2015 21:02 UTC	MICROSOFT CORP MSFT · Entity 1016	SaleCommon Stock	2,000,000	$47.90	$95,806,600.00	Disclosure SEC source: 0001225208-15-012523 · doc4.xml · nonDerivative · entry 1 GATES WILLIAM H III · CIK 0000902012 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 232,992,934 F1 · kind: The sales reported in this filing were made pursuant to the 10b5-1 sales plan of the reporting person. F2 · price: This transaction was executed in multiple trades at prices ranging from $47.6150 to $48.2100. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. F3 · balance_after: In addition, there are 424,816 shares owned by the spouse of the reporting person. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purposes. Read SEC document
May 15, 2015 Filed May 19, 2015 20:39 UTC	MICROSOFT CORP MSFT · Entity 1016	SaleCommon Stock	2,000,000	$48.28	$96,569,200.00	Disclosure SEC source: 0001225208-15-012458 · doc4.xml · nonDerivative · entry 1 GATES WILLIAM H III · CIK 0000902012 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 234,992,934 F1 · kind: The sales reported in this filing were made pursuant to the 10b5-1 sales plan of the reporting person. F2 · price: This transaction was executed in multiple trades at prices ranging from $48.0500 to $48.9000. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. F3 · balance_after: In addition, there are 424,816 shares owned by the spouse of the reporting person. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purposes. Read SEC document
May 14, 2015 Filed May 18, 2015 20:43 UTC	MICROSOFT CORP MSFT · Entity 1016	SaleCommon Stock	2,000,000	$48.68	$97,351,200.00	Disclosure SEC source: 0001225208-15-012314 · doc4.xml · nonDerivative · entry 1 GATES WILLIAM H III · CIK 0000902012 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 236,992,934 F1 · kind: The sales reported in this filing were made pursuant to the 10b5-1 sales plan of the reporting person. F2 · price: This transaction was executed in multiple trades at prices ranging from $48.5500 to $48.8100. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. F3 · balance_after: In addition, there are 424,816 shares owned by the spouse of the reporting person. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purposes. Read SEC document
May 11, 2015 Filed May 11, 2015 22:28 UTC	REPUBLIC SERVICES, INC. RSG · Entity 1686	PurchaseCommon Stock	635,687	$40.15	$25,523,532.31	Disclosure SEC source: 0001225208-15-011870 · doc4.xml · nonDerivative · entry 3 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,802,519 F3 · price: This transaction was executed in multiple trades at prices ranging from $39.9950 to $40.3500. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document
May 08, 2015 Filed May 11, 2015 22:28 UTC	REPUBLIC SERVICES, INC. RSG · Entity 1686	PurchaseCommon Stock	377,111	$40.25	$15,178,378.35	Disclosure SEC source: 0001225208-15-011870 · doc4.xml · nonDerivative · entry 2 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,166,832 F2 · price: This transaction was executed in multiple trades at prices ranging from $40.0600 to $40.2700. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document
May 07, 2015 Filed May 11, 2015 22:28 UTC	REPUBLIC SERVICES, INC. RSG · Entity 1686	PurchaseCommon Stock	337,202	$39.65	$13,369,351.18	Disclosure SEC source: 0001225208-15-011870 · doc4.xml · nonDerivative · entry 1 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,789,721 F1 · price: This transaction was executed in multiple trades at prices ranging from $39.3000 to $39.7500. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document
April 07, 2015 Filed Apr 8, 2015 20:40 UTC	WESTERN ASSET INFLATION-LINKED INCOME FUND WIA · Entity 6381	PurchaseCommon Stock	2,700	$11.62	$31,381.02	Disclosure SEC source: 0001225208-15-009817 · doc4.xml · nonDerivative · entry 2 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,950,552 F2 · price: This transaction was executed in multiple trades at prices ranging from $11.6150 to $11.6300. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document
April 07, 2015 Filed Apr 8, 2015 20:40 UTC	WESTERN ASSET INFLATION-LINKED OPPORTUNITIES & INCOME FUND WIW · Entity 8896	PurchaseCommon Stock	5,000	$11.42	$57,100.00	Disclosure SEC source: 0001225208-15-009818 · doc4.xml · nonDerivative · entry 2 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,522,751 Read SEC document
April 06, 2015 Filed Apr 8, 2015 20:40 UTC	WESTERN ASSET INFLATION-LINKED INCOME FUND WIA · Entity 6381	PurchaseCommon Stock	19,400	$11.64	$225,847.04	Disclosure SEC source: 0001225208-15-009817 · doc4.xml · nonDerivative · entry 1 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,947,852 F1 · price: This transaction was executed in multiple trades at prices ranging from $11.6300 to $11.6500. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document
April 06, 2015 Filed Apr 8, 2015 20:40 UTC	WESTERN ASSET INFLATION-LINKED OPPORTUNITIES & INCOME FUND WIW · Entity 8896	PurchaseCommon Stock	18,300	$11.45	$209,456.31	Disclosure SEC source: 0001225208-15-009818 · doc4.xml · nonDerivative · entry 1 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,517,751 F1 · price: This transaction was executed in multiple trades at prices ranging from $11.4300 to $11.4500. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document
April 02, 2015 Filed Apr 6, 2015 20:52 UTC	WESTERN ASSET INFLATION-LINKED OPPORTUNITIES & INCOME FUND WIW · Entity 8896	PurchaseCommon Stock	40,100	$11.41	$457,557.04	Disclosure SEC source: 0001225208-15-009661 · doc4.xml · nonDerivative · entry 1 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,499,452 F1 · price: This transaction was executed in multiple trades at prices ranging from $11.4000 to $11.4200. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document
April 02, 2015 Filed Apr 6, 2015 20:52 UTC	WESTERN ASSET INFLATION-LINKED INCOME FUND WIA · Entity 6381	PurchaseCommon Stock	6,700	$11.62	$77,884.82	Disclosure SEC source: 0001225208-15-009662 · doc4.xml · nonDerivative · entry 1 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,928,452 F1 · price: This transaction was executed in multiple trades at prices ranging from $11.6200 to $11.6300. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document
April 01, 2015 Filed Apr 3, 2015 20:29 UTC	WESTERN ASSET INFLATION-LINKED OPPORTUNITIES & INCOME FUND WIW · Entity 8896	PurchaseCommon Stock	10,637	$11.42	$121,472.41	Disclosure SEC source: 0001225208-15-009503 · doc4.xml · nonDerivative · entry 1 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,459,352 F1 · price: This transaction was executed in multiple trades at prices ranging from $11.4150 to $11.4200. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document
April 01, 2015 Filed Apr 3, 2015 20:30 UTC	WESTERN ASSET INFLATION-LINKED INCOME FUND WIA · Entity 6381	PurchaseCommon Stock	12,800	$11.64	$148,976.64	Disclosure SEC source: 0001225208-15-009504 · doc4.xml · nonDerivative · entry 1 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,921,752 F1 · price: This transaction was executed in multiple trades at prices ranging from $11.6100 to $11.6400. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document
March 30, 2015 Filed Apr 1, 2015 20:38 UTC	WESTERN ASSET INFLATION-LINKED OPPORTUNITIES & INCOME FUND WIW · Entity 8896	PurchaseCommon Stock	6,000	$11.37	$68,220.00	Disclosure SEC source: 0001225208-15-008992 · doc4.xml · nonDerivative · entry 1 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,448,715 Read SEC document
March 27, 2015 Filed Mar 31, 2015 20:56 UTC	WESTERN ASSET INFLATION-LINKED OPPORTUNITIES & INCOME FUND WIW · Entity 8896	PurchaseCommon Stock	7,300	$11.34	$82,782.00	Disclosure SEC source: 0001225208-15-008860 · doc4.xml · nonDerivative · entry 1 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,442,715 Read SEC document
March 26, 2015 Filed Mar 30, 2015 20:37 UTC	WESTERN ASSET INFLATION-LINKED OPPORTUNITIES & INCOME FUND WIW · Entity 8896	PurchaseCommon Stock	32,100	$11.31	$362,919.39	Disclosure SEC source: 0001225208-15-008782 · doc4.xml · nonDerivative · entry 1 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,435,415 F1 · price: This transaction was executed in multiple trades at prices ranging from $11.2900 to $11.3200. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document
March 26, 2015 Filed Mar 30, 2015 20:39 UTC	WESTERN ASSET INFLATION-LINKED INCOME FUND WIA · Entity 6381	PurchaseCommon Stock	21,100	$11.56	$244,013.06	Disclosure SEC source: 0001225208-15-008783 · doc4.xml · nonDerivative · entry 1 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,908,952 F1 · price: This transaction was executed in multiple trades at prices ranging from $11.5550 to $11.5800. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document
March 25, 2015 Filed Mar 27, 2015 20:42 UTC	WESTERN ASSET INFLATION-LINKED INCOME FUND WIA · Entity 6381	PurchaseCommon Stock	9,800	$11.58	$113,482.04	Disclosure SEC source: 0001225208-15-008650 · doc4.xml · nonDerivative · entry 1 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,887,852 F1 · price: This transaction was executed in multiple trades at prices ranging from $11.5750 to $11.5800. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.