organization · Reporting owner
CASCADE INVESTMENT, L.L.C.
Disclosed activity across 13 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AUTONATION, INC.AN · Entity 3730 | 10% owner | October 01, 2024 | October 03, 2024 |
| ECOLAB INC.ECL · Entity 2954 | 10% owner | November 20, 2024 | November 23, 2024 |
| Ginkgo Bioworks Holdings, Inc.DNA · Entity 5530 | 10% owner | September 16, 2021 | September 24, 2021 |
| PLANETOUT INCLGBT · Entity 17266 | 10% owner | July 09, 2007 | July 13, 2007 |
| Patriot Coal CORPPCX · Entity 16920 | See Footnote (3) | January 29, 2010 | February 03, 2010 |
| REPUBLIC SERVICES, INC.RSG · Entity 1686 | 10% owner | September 10, 2026 | September 14, 2026 |
| WESTERN ASSET INFLATION-LINKED INCOME FUNDWIA · Entity 6381 | 10% owner | May 25, 2022 | May 27, 2022 |
| WESTERN ASSET INFLATION-LINKED OPPORTUNITIES & INCOME FUNDWIW · Entity 8896 | 10% owner | May 27, 2022 | June 01, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AUTONATION, INC.
Report date October 01, 2024 · Filed October 03, 2024
Jointly reported with GATES WILLIAM H III
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common stockSEC Table I · non-derivative | Direct | 7,062,629 |
Reported balance
After 2024-10-01 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2024-10-01 · Gift · Disposed 2,808,674 · Balance 7,062,629 |
ECOLAB INC.
Report date November 20, 2024 · Filed November 23, 2024
Jointly reported with GATES WILLIAM H III
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Indirectby Cascade Investment, L.L.C. | 29,402,599 |
Reported balance
After 2024-11-20 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2024-11-20 · Sale · Disposed 52,684 · Balance 29,402,599 F1: This transaction was executed in multiple trades at prices ranging from $240.1100 to $241.1075. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. |
| Common StockSEC Table I · non-derivative | Indirectby Cascade Investment, L.L.C. | 29,357,639 |
Reported balance
After 2024-11-20 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2024-11-20 · Sale · Disposed 44,960 · Balance 29,357,639 F2: This transaction was executed in multiple trades at prices ranging from $241.1100 to $242.0925. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. |
| Common StockSEC Table I · non-derivative | Indirectby Cascade Investment, L.L.C. | 29,349,941 |
Reported balance
After 2024-11-20 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2024-11-20 · Sale · Disposed 7,698 · Balance 29,349,941 F3: This transaction was executed in multiple trades at prices ranging from $242.1100 to $243.0000. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. |
| Common StockSEC Table I · non-derivative | Indirectby Cascade Investment, L.L.C. | 29,348,741 |
Reported balance
After 2024-11-20 transaction · row 4
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 4 · 2024-11-20 · Sale · Disposed 1,200 · Balance 29,348,741 F4: This transaction was executed in multiple trades at prices ranging from $243.1300 to $243.9250. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. |
| Common StockSEC Table I · non-derivative | Indirectby Cascade Investment, L.L.C. | 29,320,492 |
Reported balance
After 2024-11-21 transaction · row 5
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 5 · 2024-11-21 · Sale · Disposed 28,249 · Balance 29,320,492 F5: This transaction was executed in multiple trades at prices ranging from $241.5300 to $242.5200. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. |
| Common StockSEC Table I · non-derivative | Indirectby Cascade Investment, L.L.C. | 29,248,741 |
Reported balance
After 2024-11-21 transaction · row 6
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 6 · 2024-11-21 · Sale · Disposed 71,751 · Balance 29,248,741 F6: This transaction was executed in multiple trades at prices ranging from $242.5300 to $243.4900. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. |
| Common StockSEC Table I · non-derivative | Indirectby Cascade Investment, L.L.C. | 29,231,822 |
Reported balance
After 2024-11-22 transaction · row 7
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 7 · 2024-11-22 · Sale · Disposed 16,919 · Balance 29,231,822 F7: This transaction was executed in multiple trades at prices ranging from $244.7300 to $245.6300. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. |
| Common StockSEC Table I · non-derivative | Indirectby Cascade Investment, L.L.C. | 29,178,857 |
Reported balance
After 2024-11-22 transaction · row 8
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 8 · 2024-11-22 · Sale · Disposed 52,965 · Balance 29,178,857 F8: This transaction was executed in multiple trades at prices ranging from $245.8200 to $246.5400. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. |
| Common StockSEC Table I · non-derivative | Indirectby Cascade Investment, L.L.C. | 29,178,741 |
Reported balance
After 2024-11-22 transaction · row 9
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 9 · 2024-11-22 · Sale · Disposed 116 · Balance 29,178,741 |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was executed in multiple trades at prices ranging from $240.1100 to $241.1075. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F2: This transaction was executed in multiple trades at prices ranging from $241.1100 to $242.0925. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F3: This transaction was executed in multiple trades at prices ranging from $242.1100 to $243.0000. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F4: This transaction was executed in multiple trades at prices ranging from $243.1300 to $243.9250. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F5: This transaction was executed in multiple trades at prices ranging from $241.5300 to $242.5200. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F6: This transaction was executed in multiple trades at prices ranging from $242.5300 to $243.4900. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F7: This transaction was executed in multiple trades at prices ranging from $244.7300 to $245.6300. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F8: This transaction was executed in multiple trades at prices ranging from $245.8200 to $246.5400. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Ginkgo Bioworks Holdings, Inc.
Report date September 16, 2021 · Filed September 24, 2021
Jointly reported with GATES WILLIAM H III
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 151,865,481 |
Reported balance
Holding disclosure · report date 2021-09-16 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 151,865,481 F1: Includes 15,949,483 earn-out shares that will vest in four substantially equal installments if the issuer's Class A Common Stock achieves a price per share for any period of 20 trading days out of 30 consecutive trading days prior to September 16, 2026 that equals or exceeds the following thresholds: $12.50, $15.00, $17.50 and $20.00. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 15,949,483 earn-out shares that will vest in four substantially equal installments if the issuer's Class A Common Stock achieves a price per share for any period of 20 trading days out of 30 consecutive trading days prior to September 16, 2026 that equals or exceeds the following thresholds: $12.50, $15.00, $17.50 and $20.00.
PLANETOUT INC
Report date July 09, 2007 · Filed July 13, 2007
Jointly reported with GATES WILLIAM H III
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 5,217,391 |
Reported balance
Holding disclosure · report date 2007-07-09 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 5,217,391 |
Patriot Coal CORP
Report date January 29, 2010 · Filed February 03, 2010
Jointly reported with GATES WILLIAM H III
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,391,231 |
Reported balance
After 2010-01-29 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2010-01-29 · Other · Disposed 17,421 · Balance 2,391,231 F1: The shares were transferred pursuant to a letter agreement (as amended, the "Letter Agreement"), which provided that certain persons including the reporting persons herein would transfer to Mr. Paul Vining shares of Common Stock in an amount determined as set forth in the Letter Agreement. The foregoing discussion of the Letter Agreement is not intended to be a complete statement of all of the material terms thereof and is qualified in its entirety by the Letter Agreement filed as Exhibit 10.1 to Patriot Coal Corporation's quarterly report on Form 10-Q filed on August 7, 2009 (File No. 001-33466). F2: On August 11, 2008, the Common Stock of Patriot Coal Corporation split 2-for-1, resulting in the reporting persons' acquisition of 1,204,326 additional shares of Common Stock. F3: The reporting persons may be deemed to be a member of a group beneficially owning 10% or more of the Common Stock of the issuer within the meaning of Section 13(d) of the Securities Exchange Act of 1934. The reporting persons disclaim beneficial ownership of all securities other than those reported above, and this report shall not be deemed an admission that such a group exists or that the reporting persons are the beneficial owners of the securities of such group for purposes of Section 16 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares were transferred pursuant to a letter agreement (as amended, the "Letter Agreement"), which provided that certain persons including the reporting persons herein would transfer to Mr. Paul Vining shares of Common Stock in an amount determined as set forth in the Letter Agreement. The foregoing discussion of the Letter Agreement is not intended to be a complete statement of all of the material terms thereof and is qualified in its entirety by the Letter Agreement filed as Exhibit 10.1 to Patriot Coal Corporation's quarterly report on Form 10-Q filed on August 7, 2009 (File No. 001-33466).
F2: On August 11, 2008, the Common Stock of Patriot Coal Corporation split 2-for-1, resulting in the reporting persons' acquisition of 1,204,326 additional shares of Common Stock.
F3: The reporting persons may be deemed to be a member of a group beneficially owning 10% or more of the Common Stock of the issuer within the meaning of Section 13(d) of the Securities Exchange Act of 1934. The reporting persons disclaim beneficial ownership of all securities other than those reported above, and this report shall not be deemed an admission that such a group exists or that the reporting persons are the beneficial owners of the securities of such group for purposes of Section 16 or for any other purpose.
REPUBLIC SERVICES, INC.
Report date September 10, 2026 · Filed September 14, 2026
Jointly reported with GATES WILLIAM H III
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common stockSEC Table I · non-derivative | Direct | 116,585,781 |
Reported balance
After 2026-09-10 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2026-09-10 · Purchase · Acquired 108,147 · Balance 116,585,781 F1: This transaction was executed in multiple trades at prices ranging from $221.0150 to $222.0125. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. |
| Common stockSEC Table I · non-derivative | Direct | 116,683,773 |
Reported balance
After 2026-09-10 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2026-09-10 · Purchase · Acquired 97,992 · Balance 116,683,773 F2: This transaction was executed in multiple trades at prices ranging from $222.0150 to $223.0100. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. |
| Common stockSEC Table I · non-derivative | Direct | 116,731,592 |
Reported balance
After 2026-09-10 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2026-09-10 · Purchase · Acquired 47,819 · Balance 116,731,592 F3: This transaction was executed in multiple trades at prices ranging from $223.0200 to $223.9900. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. |
| Common stockSEC Table I · non-derivative | Direct | 116,733,634 |
Reported balance
After 2026-09-10 transaction · row 4
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 4 · 2026-09-10 · Purchase · Acquired 2,042 · Balance 116,733,634 F4: This transaction was executed in multiple trades at prices ranging from $224.0200 to $224.1450. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. |
| Common stockSEC Table I · non-derivative | Direct | 116,741,230 |
Reported balance
After 2026-09-11 transaction · row 5
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 5 · 2026-09-11 · Purchase · Acquired 7,596 · Balance 116,741,230 F5: This transaction was executed in multiple trades at prices ranging from $220.7700 to $221.6500. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. |
| Common stockSEC Table I · non-derivative | Direct | 116,876,712 |
Reported balance
After 2026-09-11 transaction · row 6
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 6 · 2026-09-11 · Purchase · Acquired 135,482 · Balance 116,876,712 F6: This transaction was executed in multiple trades at prices ranging from $221.8700 to $222.7650. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. |
| Common stockSEC Table I · non-derivative | Direct | 117,053,259 |
Reported balance
After 2026-09-11 transaction · row 7
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 7 · 2026-09-11 · Purchase · Acquired 176,547 · Balance 117,053,259 F7: This transaction was executed in multiple trades at prices ranging from $222.7700 to $223.7350. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. |
| Common stockSEC Table I · non-derivative | Direct | 117,058,444 |
Reported balance
After 2026-09-11 transaction · row 8
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 8 · 2026-09-11 · Purchase · Acquired 5,185 · Balance 117,058,444 F8: This transaction was executed in multiple trades at prices ranging from $223.7700 to $224.0000. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was executed in multiple trades at prices ranging from $221.0150 to $222.0125. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F2: This transaction was executed in multiple trades at prices ranging from $222.0150 to $223.0100. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F3: This transaction was executed in multiple trades at prices ranging from $223.0200 to $223.9900. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F4: This transaction was executed in multiple trades at prices ranging from $224.0200 to $224.1450. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F5: This transaction was executed in multiple trades at prices ranging from $220.7700 to $221.6500. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F6: This transaction was executed in multiple trades at prices ranging from $221.8700 to $222.7650. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F7: This transaction was executed in multiple trades at prices ranging from $222.7700 to $223.7350. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F8: This transaction was executed in multiple trades at prices ranging from $223.7700 to $224.0000. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
WESTERN ASSET INFLATION-LINKED INCOME FUND
Report date May 25, 2022 · Filed May 27, 2022
Jointly reported with GATES WILLIAM H III
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 5,195,082 |
Reported balance
After 2022-05-25 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2022-05-25 · Purchase · Acquired 50,497 · Balance 5,195,082 F1: This transaction was executed in multiple trades at prices ranging from $10.48 to $10.605. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. |
| Common SharesSEC Table I · non-derivative | Direct | 5,208,507 |
Reported balance
After 2022-05-26 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2022-05-26 · Purchase · Acquired 13,425 · Balance 5,208,507 F2: This transaction was executed in multiple trades at prices ranging from $10.615 to $10.635. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was executed in multiple trades at prices ranging from $10.48 to $10.605. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F2: This transaction was executed in multiple trades at prices ranging from $10.615 to $10.635. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
WESTERN ASSET INFLATION-LINKED OPPORTUNITIES & INCOME FUND
Report date May 27, 2022 · Filed June 01, 2022
Jointly reported with GATES WILLIAM H III
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 13,873,452 |
Reported balance
After 2022-05-27 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2022-05-27 · Purchase · Acquired 38,836 · Balance 13,873,452 F1: This transaction was executed in multiple trades at prices ranging from $11.09 to $11.185. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. |
| Common SharesSEC Table I · non-derivative | Direct | 14,022,751 |
Reported balance
After 2022-05-31 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2022-05-31 · Purchase · Acquired 149,299 · Balance 14,022,751 F2: This transaction was executed in multiple trades at prices ranging from $11.14 to $11.24. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was executed in multiple trades at prices ranging from $11.09 to $11.185. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F2: This transaction was executed in multiple trades at prices ranging from $11.14 to $11.24. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Past disclosures · reporting ended (5)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Alto Ingredients, Inc.
Report date June 09, 2008 · Filed June 11, 2008
Jointly reported with GATES WILLIAM H III
Section 16 reporting ended · disclosed 2008-06-11. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,449,834 |
Reported balance
After 2008-06-09 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2008-06-09 · Sale · Disposed 6,490 · Balance 1,449,834 |
| Common StockSEC Table I · non-derivative | Direct | 1,446,834 |
Reported balance
After 2008-06-09 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2008-06-09 · Sale · Disposed 3,000 · Balance 1,446,834 |
| Common StockSEC Table I · non-derivative | Direct | 1,402,134 |
Reported balance
After 2008-06-09 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2008-06-09 · Sale · Disposed 44,700 · Balance 1,402,134 |
| Common StockSEC Table I · non-derivative | Direct | 1,402,034 |
Reported balance
After 2008-06-09 transaction · row 4
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 4 · 2008-06-09 · Sale · Disposed 100 · Balance 1,402,034 |
| Common StockSEC Table I · non-derivative | Direct | 1,400,124 |
Reported balance
After 2008-06-09 transaction · row 5
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 5 · 2008-06-09 · Sale · Disposed 1,910 · Balance 1,400,124 |
| Common StockSEC Table I · non-derivative | Direct | 1,396,524 |
Reported balance
After 2008-06-09 transaction · row 6
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 6 · 2008-06-09 · Sale · Disposed 3,600 · Balance 1,396,524 |
| Common StockSEC Table I · non-derivative | Direct | 1,375,224 |
Reported balance
After 2008-06-09 transaction · row 7
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 7 · 2008-06-09 · Sale · Disposed 21,300 · Balance 1,375,224 |
Section 16 reporting ended · disclosed 2021-05-14. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 29,259,573 |
Reported balance
After 2021-05-13 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2021-05-13 · Other · Disposed 2,251,000 · Balance 29,259,573 F1: Cascade Investment, L.L.C. transferred to Melinda French Gates 2,251,000 shares of the Issuer's common stock in a private transaction, for no consideration, on May 13, 2021. |
Filing footnotes · ownership attribution and instrument terms
F1: Cascade Investment, L.L.C. transferred to Melinda French Gates 2,251,000 shares of the Issuer's common stock in a private transaction, for no consideration, on May 13, 2021.
GAMCO INVESTORS, INC. ET AL
Report date November 21, 2017 · Filed November 22, 2017
Jointly reported with GATES WILLIAM H III
Section 16 reporting ended · disclosed 2017-11-22. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Convertible Promissory NoteSEC Table II · derivative / convertible security · Conversion / exercise price $55.00 · Expires 2021-08-15 | Direct | 0 |
Reported balance
After 2017-11-21 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2017-11-21 · Other · Disposed Not disclosed · Balance 0 F1: On November 21, 2017, GAMCO Investors, Inc., redeemed the Convertible Promissory Note, dated August 15, 2016, held by Cascade Investment, L.L.C. for $114,629,041, an amount equal to 103% of the unpaid principal amount of the note plus unpaid accrued interest. |
Filing footnotes · ownership attribution and instrument terms
F1: On November 21, 2017, GAMCO Investors, Inc., redeemed the Convertible Promissory Note, dated August 15, 2016, held by Cascade Investment, L.L.C. for $114,629,041, an amount equal to 103% of the unpaid principal amount of the note plus unpaid accrued interest.
RADIUS RECYCLING, INC.
Report date May 20, 2003 · Filed May 22, 2003
Jointly reported with GATES WILLIAM H III
Section 16 reporting ended · disclosed 2003-05-22. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 520,700 |
Reported balance
After 2003-05-20 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2003-05-20 · Sale · Disposed 1,500 · Balance 520,700 |
| Common StockSEC Table I · non-derivative | Direct | 519,200 |
Reported balance
After 2003-05-20 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2003-05-20 · Sale · Disposed 1,500 · Balance 519,200 |
| Common StockSEC Table I · non-derivative | Direct | 517,700 |
Reported balance
After 2003-05-20 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2003-05-20 · Sale · Disposed 1,500 · Balance 517,700 |
| Common StockSEC Table I · non-derivative | Direct | 517,300 |
Reported balance
After 2003-05-20 transaction · row 4
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 4 · 2003-05-20 · Sale · Disposed 400 · Balance 517,300 |
| Common StockSEC Table I · non-derivative | Direct | 515,800 |
Reported balance
After 2003-05-20 transaction · row 5
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 5 · 2003-05-20 · Sale · Disposed 1,500 · Balance 515,800 |
| Common StockSEC Table I · non-derivative | Direct | 510,700 |
Reported balance
After 2003-05-20 transaction · row 6
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 6 · 2003-05-20 · Sale · Disposed 5,100 · Balance 510,700 |
| Common StockSEC Table I · non-derivative | Direct | 509,100 |
Reported balance
After 2003-05-20 transaction · row 7
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 7 · 2003-05-20 · Sale · Disposed 1,600 · Balance 509,100 |
| Common StockSEC Table I · non-derivative | Direct | 507,600 |
Reported balance
After 2003-05-20 transaction · row 8
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 8 · 2003-05-20 · Sale · Disposed 1,500 · Balance 507,600 |
| Common StockSEC Table I · non-derivative | Direct | 507,500 |
Reported balance
After 2003-05-20 transaction · row 9
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 9 · 2003-05-20 · Sale · Disposed 100 · Balance 507,500 |
| Common StockSEC Table I · non-derivative | Direct | 507,400 |
Reported balance
After 2003-05-20 transaction · row 10
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 10 · 2003-05-20 · Sale · Disposed 100 · Balance 507,400 |
| Common StockSEC Table I · non-derivative | Direct | 505,700 |
Reported balance
After 2003-05-20 transaction · row 11
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 11 · 2003-05-20 · Sale · Disposed 1,700 · Balance 505,700 |
| Common StockSEC Table I · non-derivative | Direct | 504,448 |
Reported balance
After 2003-05-20 transaction · row 12
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 12 · 2003-05-20 · Sale · Disposed 1,252 · Balance 504,448 |
| Common StockSEC Table I · non-derivative | Direct | 504,248 |
Reported balance
After 2003-05-20 transaction · row 13
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 13 · 2003-05-20 · Sale · Disposed 200 · Balance 504,248 |
| Common StockSEC Table I · non-derivative | Direct | 503,948 |
Reported balance
After 2003-05-20 transaction · row 14
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 14 · 2003-05-20 · Sale · Disposed 300 · Balance 503,948 |
| Common StockSEC Table I · non-derivative | Direct | 499,398 |
Reported balance
After 2003-05-20 transaction · row 15
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 15 · 2003-05-20 · Sale · Disposed 4,550 · Balance 499,398 |
| Common StockSEC Table I · non-derivative | Direct | 499,298 |
Reported balance
After 2003-05-20 transaction · row 16
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 16 · 2003-05-20 · Sale · Disposed 100 · Balance 499,298 |
| Common StockSEC Table I · non-derivative | Direct | 496,798 |
Reported balance
After 2003-05-20 transaction · row 17
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 17 · 2003-05-20 · Sale · Disposed 2,500 · Balance 496,798 |
| Common StockSEC Table I · non-derivative | Direct | 496,648 |
Reported balance
After 2003-05-20 transaction · row 18
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 18 · 2003-05-20 · Sale · Disposed 150 · Balance 496,648 |
| Common StockSEC Table I · non-derivative | Direct | 496,200 |
Reported balance
After 2003-05-20 transaction · row 19
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 19 · 2003-05-20 · Sale · Disposed 448 · Balance 496,200 |
| Common StockSEC Table I · non-derivative | Direct | 495,200 |
Reported balance
After 2003-05-20 transaction · row 20
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 20 · 2003-05-20 · Sale · Disposed 1,000 · Balance 495,200 |
Vroom, Inc.
Report date June 11, 2020 · Filed June 12, 2020
Jointly reported with GATES WILLIAM H III
Section 16 reporting ended · disclosed 2020-06-12. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common stockSEC Table I · non-derivative | Direct | 6,771,076 |
Reported balance
After 2020-06-11 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2020-06-11 · Conversion · Acquired 6,771,076 · Balance 6,771,076 F1: Upon closing of the Issuer's initial public offering ("IPO"), the Series G preferred stock and Series H preferred stock converted automatically into common stock without payment of further consideration. There was no expiration date for the Series G preferred stock or Series H preferred stock. F2: Reflects 2-for-1 forward stock split, which became effective upon the closing of the Issuer's IPO. |
| Series G preferred stockSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2020-06-11 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2020-06-11 · Conversion · Disposed 2,785,365 · Balance 0 F1: Upon closing of the Issuer's initial public offering ("IPO"), the Series G preferred stock and Series H preferred stock converted automatically into common stock without payment of further consideration. There was no expiration date for the Series G preferred stock or Series H preferred stock. F2: Reflects 2-for-1 forward stock split, which became effective upon the closing of the Issuer's IPO. |
| Series H preferred stockSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2020-06-11 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2020-06-11 · Conversion · Disposed 600,173 · Balance 0 F1: Upon closing of the Issuer's initial public offering ("IPO"), the Series G preferred stock and Series H preferred stock converted automatically into common stock without payment of further consideration. There was no expiration date for the Series G preferred stock or Series H preferred stock. F2: Reflects 2-for-1 forward stock split, which became effective upon the closing of the Issuer's IPO. |
Filing footnotes · ownership attribution and instrument terms
F1: Upon closing of the Issuer's initial public offering ("IPO"), the Series G preferred stock and Series H preferred stock converted automatically into common stock without payment of further consideration. There was no expiration date for the Series G preferred stock or Series H preferred stock.
F2: Reflects 2-for-1 forward stock split, which became effective upon the closing of the Issuer's IPO.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 09, 2008 Filed Jun 11, 2008 22:21 UTC | Alto Ingredients, Inc. PEIX · Entity 5923 | SaleCommon Stock | 500 | $3.16 | $1,577.50 |
DisclosureSEC source: 0001052192-08-000062 · edgar.xml · nonDerivative · entry 24 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,545,776 Read SEC document |
| June 09, 2008 Filed Jun 11, 2008 22:21 UTC | Alto Ingredients, Inc. PEIX · Entity 5923 | SaleCommon Stock | 4,685 | $3.16 | $14,804.60 |
DisclosureSEC source: 0001052192-08-000062 · edgar.xml · nonDerivative · entry 23 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,546,276 Read SEC document |
| June 09, 2008 Filed Jun 11, 2008 22:21 UTC | Alto Ingredients, Inc. PEIX · Entity 5923 | SaleCommon Stock | 6,634 | $3.17 | $21,029.78 |
DisclosureSEC source: 0001052192-08-000062 · edgar.xml · nonDerivative · entry 22 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,550,961 Read SEC document |
| June 09, 2008 Filed Jun 11, 2008 22:21 UTC | Alto Ingredients, Inc. PEIX · Entity 5923 | SaleCommon Stock | 100 | $3.18 | $317.50 |
DisclosureSEC source: 0001052192-08-000062 · edgar.xml · nonDerivative · entry 21 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,557,595 Read SEC document |
| June 09, 2008 Filed Jun 11, 2008 22:21 UTC | Alto Ingredients, Inc. PEIX · Entity 5923 | SaleCommon Stock | 10,350 | $3.18 | $32,913.00 |
DisclosureSEC source: 0001052192-08-000062 · edgar.xml · nonDerivative · entry 20 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,557,695 Read SEC document |
| June 09, 2008 Filed Jun 11, 2008 22:21 UTC | Alto Ingredients, Inc. PEIX · Entity 5923 | SaleCommon Stock | 19,300 | $3.19 | $61,567.00 |
DisclosureSEC source: 0001052192-08-000062 · edgar.xml · nonDerivative · entry 19 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,568,045 Read SEC document |
| June 09, 2008 Filed Jun 11, 2008 22:21 UTC | Alto Ingredients, Inc. PEIX · Entity 5923 | SaleCommon Stock | 100 | $3.20 | $319.50 |
DisclosureSEC source: 0001052192-08-000062 · edgar.xml · nonDerivative · entry 18 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,587,345 Read SEC document |
| June 09, 2008 Filed Jun 11, 2008 22:21 UTC | Alto Ingredients, Inc. PEIX · Entity 5923 | SaleCommon Stock | 36,314 | $3.20 | $116,204.80 |
DisclosureSEC source: 0001052192-08-000062 · edgar.xml · nonDerivative · entry 17 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,587,445 Read SEC document |
| June 09, 2008 Filed Jun 11, 2008 22:21 UTC | Alto Ingredients, Inc. PEIX · Entity 5923 | SaleCommon Stock | 300 | $3.21 | $961.50 |
DisclosureSEC source: 0001052192-08-000062 · edgar.xml · nonDerivative · entry 16 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,623,759 Read SEC document |
| June 09, 2008 Filed Jun 11, 2008 22:21 UTC | Alto Ingredients, Inc. PEIX · Entity 5923 | SaleCommon Stock | 46,826 | $3.21 | $150,311.46 |
DisclosureSEC source: 0001052192-08-000062 · edgar.xml · nonDerivative · entry 15 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,624,059 Read SEC document |
| June 09, 2008 Filed Jun 11, 2008 22:21 UTC | Alto Ingredients, Inc. PEIX · Entity 5923 | SaleCommon Stock | 600 | $3.22 | $1,929.00 |
DisclosureSEC source: 0001052192-08-000062 · edgar.xml · nonDerivative · entry 14 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,670,885 Read SEC document |
| June 09, 2008 Filed Jun 11, 2008 22:21 UTC | Alto Ingredients, Inc. PEIX · Entity 5923 | SaleCommon Stock | 42,239 | $3.22 | $136,009.58 |
DisclosureSEC source: 0001052192-08-000062 · edgar.xml · nonDerivative · entry 13 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,671,485 Read SEC document |
| June 09, 2008 Filed Jun 11, 2008 22:21 UTC | Alto Ingredients, Inc. PEIX · Entity 5923 | SaleCommon Stock | 400 | $3.23 | $1,290.00 |
DisclosureSEC source: 0001052192-08-000062 · edgar.xml · nonDerivative · entry 12 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,713,724 Read SEC document |
| June 09, 2008 Filed Jun 11, 2008 22:21 UTC | Alto Ingredients, Inc. PEIX · Entity 5923 | SaleCommon Stock | 31,047 | $3.23 | $100,281.81 |
DisclosureSEC source: 0001052192-08-000062 · edgar.xml · nonDerivative · entry 11 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,714,124 Read SEC document |
| June 09, 2008 Filed Jun 11, 2008 22:21 UTC | Alto Ingredients, Inc. PEIX · Entity 5923 | SaleCommon Stock | 400 | $3.24 | $1,294.00 |
DisclosureSEC source: 0001052192-08-000062 · edgar.xml · nonDerivative · entry 10 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,745,171 Read SEC document |
| June 09, 2008 Filed Jun 11, 2008 22:21 UTC | Alto Ingredients, Inc. PEIX · Entity 5923 | SaleCommon Stock | 30,400 | $3.24 | $98,496.00 |
DisclosureSEC source: 0001052192-08-000062 · edgar.xml · nonDerivative · entry 9 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,745,571 Read SEC document |
| June 09, 2008 Filed Jun 11, 2008 22:21 UTC | Alto Ingredients, Inc. PEIX · Entity 5923 | SaleCommon Stock | 14,173 | $3.25 | $46,062.25 |
DisclosureSEC source: 0001052192-08-000062 · edgar.xml · nonDerivative · entry 8 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,775,971 Read SEC document |
| June 09, 2008 Filed Jun 11, 2008 22:21 UTC | Alto Ingredients, Inc. PEIX · Entity 5923 | SaleCommon Stock | 500 | $3.26 | $1,627.50 |
DisclosureSEC source: 0001052192-08-000062 · edgar.xml · nonDerivative · entry 7 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,790,144 Read SEC document |
| June 09, 2008 Filed Jun 11, 2008 22:21 UTC | Alto Ingredients, Inc. PEIX · Entity 5923 | SaleCommon Stock | 10,708 | $3.26 | $34,908.08 |
DisclosureSEC source: 0001052192-08-000062 · edgar.xml · nonDerivative · entry 6 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,790,644 Read SEC document |
| June 09, 2008 Filed Jun 11, 2008 22:21 UTC | Alto Ingredients, Inc. PEIX · Entity 5923 | SaleCommon Stock | 1,550 | $3.27 | $5,068.50 |
DisclosureSEC source: 0001052192-08-000062 · edgar.xml · nonDerivative · entry 5 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,801,352 Read SEC document |
| June 09, 2008 Filed Jun 11, 2008 22:21 UTC | Alto Ingredients, Inc. PEIX · Entity 5923 | SaleCommon Stock | 5,300 | $3.28 | $17,384.00 |
DisclosureSEC source: 0001052192-08-000062 · edgar.xml · nonDerivative · entry 4 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,802,902 Read SEC document |
| June 09, 2008 Filed Jun 11, 2008 22:21 UTC | Alto Ingredients, Inc. PEIX · Entity 5923 | SaleCommon Stock | 12,140 | $3.29 | $39,940.60 |
DisclosureSEC source: 0001052192-08-000062 · edgar.xml · nonDerivative · entry 3 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,808,202 Read SEC document |
| June 09, 2008 Filed Jun 11, 2008 22:21 UTC | Alto Ingredients, Inc. PEIX · Entity 5923 | SaleCommon Stock | 38,869 | $3.30 | $128,267.70 |
DisclosureSEC source: 0001052192-08-000062 · edgar.xml · nonDerivative · entry 2 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,820,342 Read SEC document |
| June 09, 2008 Filed Jun 11, 2008 22:21 UTC | Alto Ingredients, Inc. PEIX · Entity 5923 | SaleCommon Stock | 16,013 | $3.31 | $53,003.03 |
DisclosureSEC source: 0001052192-08-000062 · edgar.xml · nonDerivative · entry 1 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,859,211 Read SEC document |
| June 09, 2008 Filed Jun 11, 2008 22:22 UTC | Alto Ingredients, Inc. PEIX · Entity 5923 | SaleCommon Stock | 21,300 | $3.06 | $65,178.00 |
DisclosureSEC source: 0001052192-08-000063 · edgar.xml · nonDerivative · entry 7 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,375,224 Read SEC document |
| June 09, 2008 Filed Jun 11, 2008 22:22 UTC | Alto Ingredients, Inc. PEIX · Entity 5923 | SaleCommon Stock | 3,600 | $3.08 | $11,088.00 |
DisclosureSEC source: 0001052192-08-000063 · edgar.xml · nonDerivative · entry 6 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,396,524 Read SEC document |
| June 09, 2008 Filed Jun 11, 2008 22:22 UTC | Alto Ingredients, Inc. PEIX · Entity 5923 | SaleCommon Stock | 1,910 | $3.09 | $5,901.90 |
DisclosureSEC source: 0001052192-08-000063 · edgar.xml · nonDerivative · entry 5 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,400,124 Read SEC document |
| June 09, 2008 Filed Jun 11, 2008 22:22 UTC | Alto Ingredients, Inc. PEIX · Entity 5923 | SaleCommon Stock | 100 | $3.10 | $309.50 |
DisclosureSEC source: 0001052192-08-000063 · edgar.xml · nonDerivative · entry 4 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,402,034 Read SEC document |
| June 09, 2008 Filed Jun 11, 2008 22:22 UTC | Alto Ingredients, Inc. PEIX · Entity 5923 | SaleCommon Stock | 44,700 | $3.10 | $138,570.00 |
DisclosureSEC source: 0001052192-08-000063 · edgar.xml · nonDerivative · entry 3 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,402,134 Read SEC document |
| June 09, 2008 Filed Jun 11, 2008 22:22 UTC | Alto Ingredients, Inc. PEIX · Entity 5923 | SaleCommon Stock | 3,000 | $3.11 | $9,315.00 |
DisclosureSEC source: 0001052192-08-000063 · edgar.xml · nonDerivative · entry 2 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,446,834 Read SEC document |
| June 09, 2008 Filed Jun 11, 2008 22:22 UTC | Alto Ingredients, Inc. PEIX · Entity 5923 | SaleCommon Stock | 6,490 | $3.11 | $20,183.90 |
DisclosureSEC source: 0001052192-08-000063 · edgar.xml · nonDerivative · entry 1 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,449,834 Read SEC document |
| June 06, 2008 Filed Jun 10, 2008 20:50 UTC | Alto Ingredients, Inc. PEIX · Entity 5923 | SaleCommon Stock | 47,304 | $3.12 | $147,588.48 |
DisclosureSEC source: 0001052192-08-000060 · edgar.xml · nonDerivative · entry 17 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,875,224 Read SEC document |
| June 06, 2008 Filed Jun 10, 2008 20:50 UTC | Alto Ingredients, Inc. PEIX · Entity 5923 | SaleCommon Stock | 300 | $3.13 | $937.50 |
DisclosureSEC source: 0001052192-08-000060 · edgar.xml · nonDerivative · entry 16 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,922,528 Read SEC document |
| June 06, 2008 Filed Jun 10, 2008 20:50 UTC | Alto Ingredients, Inc. PEIX · Entity 5923 | SaleCommon Stock | 47,916 | $3.13 | $149,977.08 |
DisclosureSEC source: 0001052192-08-000060 · edgar.xml · nonDerivative · entry 15 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,922,828 Read SEC document |
| June 06, 2008 Filed Jun 10, 2008 20:50 UTC | Alto Ingredients, Inc. PEIX · Entity 5923 | SaleCommon Stock | 900 | $3.14 | $2,821.50 |
DisclosureSEC source: 0001052192-08-000060 · edgar.xml · nonDerivative · entry 14 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,970,744 Read SEC document |
| June 06, 2008 Filed Jun 10, 2008 20:50 UTC | Alto Ingredients, Inc. PEIX · Entity 5923 | SaleCommon Stock | 26,383 | $3.14 | $82,842.62 |
DisclosureSEC source: 0001052192-08-000060 · edgar.xml · nonDerivative · entry 13 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,971,644 Read SEC document |
| June 06, 2008 Filed Jun 10, 2008 20:50 UTC | Alto Ingredients, Inc. PEIX · Entity 5923 | SaleCommon Stock | 900 | $3.15 | $2,830.50 |
DisclosureSEC source: 0001052192-08-000060 · edgar.xml · nonDerivative · entry 12 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,998,027 Read SEC document |
| June 06, 2008 Filed Jun 10, 2008 20:50 UTC | Alto Ingredients, Inc. PEIX · Entity 5923 | SaleCommon Stock | 33,181 | $3.15 | $104,520.15 |
DisclosureSEC source: 0001052192-08-000060 · edgar.xml · nonDerivative · entry 11 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,998,927 Read SEC document |
| June 06, 2008 Filed Jun 10, 2008 20:50 UTC | Alto Ingredients, Inc. PEIX · Entity 5923 | SaleCommon Stock | 500 | $3.16 | $1,577.50 |
DisclosureSEC source: 0001052192-08-000060 · edgar.xml · nonDerivative · entry 10 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,032,108 Read SEC document |
| June 06, 2008 Filed Jun 10, 2008 20:50 UTC | Alto Ingredients, Inc. PEIX · Entity 5923 | SaleCommon Stock | 13,922 | $3.16 | $43,993.52 |
DisclosureSEC source: 0001052192-08-000060 · edgar.xml · nonDerivative · entry 9 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,032,608 Read SEC document |
| June 06, 2008 Filed Jun 10, 2008 20:50 UTC | Alto Ingredients, Inc. PEIX · Entity 5923 | SaleCommon Stock | 14,151 | $3.17 | $44,858.67 |
DisclosureSEC source: 0001052192-08-000060 · edgar.xml · nonDerivative · entry 8 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,046,530 Read SEC document |
| June 06, 2008 Filed Jun 10, 2008 20:50 UTC | Alto Ingredients, Inc. PEIX · Entity 5923 | SaleCommon Stock | 59,682 | $3.18 | $189,788.76 |
DisclosureSEC source: 0001052192-08-000060 · edgar.xml · nonDerivative · entry 7 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,060,681 Read SEC document |
| June 06, 2008 Filed Jun 10, 2008 20:50 UTC | Alto Ingredients, Inc. PEIX · Entity 5923 | SaleCommon Stock | 800 | $3.19 | $2,548.00 |
DisclosureSEC source: 0001052192-08-000060 · edgar.xml · nonDerivative · entry 6 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,120,363 Read SEC document |
| June 06, 2008 Filed Jun 10, 2008 20:50 UTC | Alto Ingredients, Inc. PEIX · Entity 5923 | SaleCommon Stock | 18,541 | $3.19 | $59,145.79 |
DisclosureSEC source: 0001052192-08-000060 · edgar.xml · nonDerivative · entry 5 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,121,163 Read SEC document |
| June 06, 2008 Filed Jun 10, 2008 20:50 UTC | Alto Ingredients, Inc. PEIX · Entity 5923 | SaleCommon Stock | 24,100 | $3.20 | $77,120.00 |
DisclosureSEC source: 0001052192-08-000060 · edgar.xml · nonDerivative · entry 4 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,139,704 Read SEC document |
| June 06, 2008 Filed Jun 10, 2008 20:50 UTC | Alto Ingredients, Inc. PEIX · Entity 5923 | SaleCommon Stock | 7,220 | $3.21 | $23,176.20 |
DisclosureSEC source: 0001052192-08-000060 · edgar.xml · nonDerivative · entry 3 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,163,804 Read SEC document |
| June 06, 2008 Filed Jun 10, 2008 20:50 UTC | Alto Ingredients, Inc. PEIX · Entity 5923 | SaleCommon Stock | 1,600 | $3.22 | $5,152.00 |
DisclosureSEC source: 0001052192-08-000060 · edgar.xml · nonDerivative · entry 2 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,171,024 Read SEC document |
| June 06, 2008 Filed Jun 10, 2008 20:50 UTC | Alto Ingredients, Inc. PEIX · Entity 5923 | SaleCommon Stock | 2,600 | $3.23 | $8,398.00 |
DisclosureSEC source: 0001052192-08-000060 · edgar.xml · nonDerivative · entry 1 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,172,624 Read SEC document |
| June 05, 2008 Filed Jun 9, 2008 20:57 UTC | Alto Ingredients, Inc. PEIX · Entity 5923 | ConversionSeries A Cumulative Redeemable Convertible Preferred Stock · Derivative | 1,000,000 | Not disclosed Strike: $8.00 | Not disclosed |
DisclosureSEC source: 0001052192-08-000058 · edgar.xml · derivative · entry 22 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,750,000 Underlying: Common Stock · 2,000,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each Series A Cumulative Redeemable Convertible Preferred Stock ("Series A Preferred Stock") is convertible into two shares of Pacific Ethanol, Inc. ("Pacific Ethanol") common stock at a price per share of $8. On June 5, 2008, Cascade Investment, L.L.C. ("Cascade") converted 1,000,000 shares of Series A Preferred Stock at a conversion price of $8 a share, resulting in the issuance to Cascade of 2,000,000 shares of Pacific Ethanol common stock. F1 · price: Each Series A Cumulative Redeemable Convertible Preferred Stock ("Series A Preferred Stock") is convertible into two shares of Pacific Ethanol, Inc. ("Pacific Ethanol") common stock at a price per share of $8. On June 5, 2008, Cascade Investment, L.L.C. ("Cascade") converted 1,000,000 shares of Series A Preferred Stock at a conversion price of $8 a share, resulting in the issuance to Cascade of 2,000,000 shares of Pacific Ethanol common stock. F2 · derivative.exercise_date: The Series A Preferred Stock is convertible at any time at Cascade's option and has no expiration date. F2 · derivative.expiration_date: The Series A Preferred Stock is convertible at any time at Cascade's option and has no expiration date. Read SEC document |
| June 05, 2008 Filed Jun 9, 2008 20:57 UTC | Alto Ingredients, Inc. PEIX · Entity 5923 | SaleCommon Stock | 32,671 | $3.16 | $103,240.36 |
DisclosureSEC source: 0001052192-08-000058 · edgar.xml · nonDerivative · entry 21 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,175,224 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.