organization · Reporting owner

CASCADE INVESTMENT, L.L.C.

Disclosed activity across 13 companies

Tapewire entity: 1687
SEC CIK: 0001052192

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
AUTONATION, INC.AN · Entity 3730	10% owner	October 01, 2024	October 03, 2024
ECOLAB INC.ECL · Entity 2954	10% owner	November 20, 2024	November 23, 2024
Ginkgo Bioworks Holdings, Inc.DNA · Entity 5530	10% owner	September 16, 2021	September 24, 2021
PLANETOUT INCLGBT · Entity 17266	10% owner	July 09, 2007	July 13, 2007
Patriot Coal CORPPCX · Entity 16920	See Footnote (3)	January 29, 2010	February 03, 2010
REPUBLIC SERVICES, INC.RSG · Entity 1686	10% owner	September 10, 2026	September 14, 2026
WESTERN ASSET INFLATION-LINKED INCOME FUNDWIA · Entity 6381	10% owner	May 25, 2022	May 27, 2022
WESTERN ASSET INFLATION-LINKED OPPORTUNITIES & INCOME FUNDWIW · Entity 8896	10% owner	May 27, 2022	June 01, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

AUTONATION, INC.

Report date October 01, 2024 · Filed October 03, 2024

Jointly reported with GATES WILLIAM H III

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common stockSEC Table I · non-derivative	Direct	7,062,629	Reported balance After 2024-10-01 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2024-10-01 · Gift · Disposed 2,808,674 · Balance 7,062,629

ECOLAB INC.

Report date November 20, 2024 · Filed November 23, 2024

Jointly reported with GATES WILLIAM H III

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Indirectby Cascade Investment, L.L.C.	29,402,599	Reported balance After 2024-11-20 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2024-11-20 · Sale · Disposed 52,684 · Balance 29,402,599 F1: This transaction was executed in multiple trades at prices ranging from $240.1100 to $241.1075. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Common StockSEC Table I · non-derivative	Indirectby Cascade Investment, L.L.C.	29,357,639	Reported balance After 2024-11-20 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 2 · 2024-11-20 · Sale · Disposed 44,960 · Balance 29,357,639 F2: This transaction was executed in multiple trades at prices ranging from $241.1100 to $242.0925. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Common StockSEC Table I · non-derivative	Indirectby Cascade Investment, L.L.C.	29,349,941	Reported balance After 2024-11-20 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 3 · 2024-11-20 · Sale · Disposed 7,698 · Balance 29,349,941 F3: This transaction was executed in multiple trades at prices ranging from $242.1100 to $243.0000. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Common StockSEC Table I · non-derivative	Indirectby Cascade Investment, L.L.C.	29,348,741	Reported balance After 2024-11-20 transaction · row 4 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 4 · 2024-11-20 · Sale · Disposed 1,200 · Balance 29,348,741 F4: This transaction was executed in multiple trades at prices ranging from $243.1300 to $243.9250. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Common StockSEC Table I · non-derivative	Indirectby Cascade Investment, L.L.C.	29,320,492	Reported balance After 2024-11-21 transaction · row 5 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 5 · 2024-11-21 · Sale · Disposed 28,249 · Balance 29,320,492 F5: This transaction was executed in multiple trades at prices ranging from $241.5300 to $242.5200. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Common StockSEC Table I · non-derivative	Indirectby Cascade Investment, L.L.C.	29,248,741	Reported balance After 2024-11-21 transaction · row 6 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 6 · 2024-11-21 · Sale · Disposed 71,751 · Balance 29,248,741 F6: This transaction was executed in multiple trades at prices ranging from $242.5300 to $243.4900. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Common StockSEC Table I · non-derivative	Indirectby Cascade Investment, L.L.C.	29,231,822	Reported balance After 2024-11-22 transaction · row 7 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 7 · 2024-11-22 · Sale · Disposed 16,919 · Balance 29,231,822 F7: This transaction was executed in multiple trades at prices ranging from $244.7300 to $245.6300. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Common StockSEC Table I · non-derivative	Indirectby Cascade Investment, L.L.C.	29,178,857	Reported balance After 2024-11-22 transaction · row 8 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 8 · 2024-11-22 · Sale · Disposed 52,965 · Balance 29,178,857 F8: This transaction was executed in multiple trades at prices ranging from $245.8200 to $246.5400. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Common StockSEC Table I · non-derivative	Indirectby Cascade Investment, L.L.C.	29,178,741	Reported balance After 2024-11-22 transaction · row 9 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 9 · 2024-11-22 · Sale · Disposed 116 · Balance 29,178,741

Filing footnotes · ownership attribution and instrument terms

F1: This transaction was executed in multiple trades at prices ranging from $240.1100 to $241.1075. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

F2: This transaction was executed in multiple trades at prices ranging from $241.1100 to $242.0925. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

F3: This transaction was executed in multiple trades at prices ranging from $242.1100 to $243.0000. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

F4: This transaction was executed in multiple trades at prices ranging from $243.1300 to $243.9250. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

F5: This transaction was executed in multiple trades at prices ranging from $241.5300 to $242.5200. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

F6: This transaction was executed in multiple trades at prices ranging from $242.5300 to $243.4900. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

F7: This transaction was executed in multiple trades at prices ranging from $244.7300 to $245.6300. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

F8: This transaction was executed in multiple trades at prices ranging from $245.8200 to $246.5400. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Ginkgo Bioworks Holdings, Inc.

Report date September 16, 2021 · Filed September 24, 2021

Jointly reported with GATES WILLIAM H III

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A Common StockSEC Table I · non-derivative	Direct	151,865,481	Reported balance Holding disclosure · report date 2021-09-16 · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · Balance 151,865,481 F1: Includes 15,949,483 earn-out shares that will vest in four substantially equal installments if the issuer's Class A Common Stock achieves a price per share for any period of 20 trading days out of 30 consecutive trading days prior to September 16, 2026 that equals or exceeds the following thresholds: $12.50, $15.00, $17.50 and $20.00.

Filing footnotes · ownership attribution and instrument terms

F1: Includes 15,949,483 earn-out shares that will vest in four substantially equal installments if the issuer's Class A Common Stock achieves a price per share for any period of 20 trading days out of 30 consecutive trading days prior to September 16, 2026 that equals or exceeds the following thresholds: $12.50, $15.00, $17.50 and $20.00.

PLANETOUT INC

Report date July 09, 2007 · Filed July 13, 2007

Jointly reported with GATES WILLIAM H III

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	5,217,391	Reported balance Holding disclosure · report date 2007-07-09 · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · Balance 5,217,391

Patriot Coal CORP

Report date January 29, 2010 · Filed February 03, 2010

Jointly reported with GATES WILLIAM H III

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	2,391,231	Reported balance After 2010-01-29 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2010-01-29 · Other · Disposed 17,421 · Balance 2,391,231 F1: The shares were transferred pursuant to a letter agreement (as amended, the "Letter Agreement"), which provided that certain persons including the reporting persons herein would transfer to Mr. Paul Vining shares of Common Stock in an amount determined as set forth in the Letter Agreement. The foregoing discussion of the Letter Agreement is not intended to be a complete statement of all of the material terms thereof and is qualified in its entirety by the Letter Agreement filed as Exhibit 10.1 to Patriot Coal Corporation's quarterly report on Form 10-Q filed on August 7, 2009 (File No. 001-33466). F2: On August 11, 2008, the Common Stock of Patriot Coal Corporation split 2-for-1, resulting in the reporting persons' acquisition of 1,204,326 additional shares of Common Stock. F3: The reporting persons may be deemed to be a member of a group beneficially owning 10% or more of the Common Stock of the issuer within the meaning of Section 13(d) of the Securities Exchange Act of 1934. The reporting persons disclaim beneficial ownership of all securities other than those reported above, and this report shall not be deemed an admission that such a group exists or that the reporting persons are the beneficial owners of the securities of such group for purposes of Section 16 or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: The shares were transferred pursuant to a letter agreement (as amended, the "Letter Agreement"), which provided that certain persons including the reporting persons herein would transfer to Mr. Paul Vining shares of Common Stock in an amount determined as set forth in the Letter Agreement. The foregoing discussion of the Letter Agreement is not intended to be a complete statement of all of the material terms thereof and is qualified in its entirety by the Letter Agreement filed as Exhibit 10.1 to Patriot Coal Corporation's quarterly report on Form 10-Q filed on August 7, 2009 (File No. 001-33466).

F2: On August 11, 2008, the Common Stock of Patriot Coal Corporation split 2-for-1, resulting in the reporting persons' acquisition of 1,204,326 additional shares of Common Stock.

F3: The reporting persons may be deemed to be a member of a group beneficially owning 10% or more of the Common Stock of the issuer within the meaning of Section 13(d) of the Securities Exchange Act of 1934. The reporting persons disclaim beneficial ownership of all securities other than those reported above, and this report shall not be deemed an admission that such a group exists or that the reporting persons are the beneficial owners of the securities of such group for purposes of Section 16 or for any other purpose.

REPUBLIC SERVICES, INC.

Report date September 10, 2026 · Filed September 14, 2026

Jointly reported with GATES WILLIAM H III

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common stockSEC Table I · non-derivative	Direct	116,585,781	Reported balance After 2026-09-10 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2026-09-10 · Purchase · Acquired 108,147 · Balance 116,585,781 F1: This transaction was executed in multiple trades at prices ranging from $221.0150 to $222.0125. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Common stockSEC Table I · non-derivative	Direct	116,683,773	Reported balance After 2026-09-10 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 2 · 2026-09-10 · Purchase · Acquired 97,992 · Balance 116,683,773 F2: This transaction was executed in multiple trades at prices ranging from $222.0150 to $223.0100. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Common stockSEC Table I · non-derivative	Direct	116,731,592	Reported balance After 2026-09-10 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 3 · 2026-09-10 · Purchase · Acquired 47,819 · Balance 116,731,592 F3: This transaction was executed in multiple trades at prices ranging from $223.0200 to $223.9900. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Common stockSEC Table I · non-derivative	Direct	116,733,634	Reported balance After 2026-09-10 transaction · row 4 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 4 · 2026-09-10 · Purchase · Acquired 2,042 · Balance 116,733,634 F4: This transaction was executed in multiple trades at prices ranging from $224.0200 to $224.1450. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Common stockSEC Table I · non-derivative	Direct	116,741,230	Reported balance After 2026-09-11 transaction · row 5 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 5 · 2026-09-11 · Purchase · Acquired 7,596 · Balance 116,741,230 F5: This transaction was executed in multiple trades at prices ranging from $220.7700 to $221.6500. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Common stockSEC Table I · non-derivative	Direct	116,876,712	Reported balance After 2026-09-11 transaction · row 6 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 6 · 2026-09-11 · Purchase · Acquired 135,482 · Balance 116,876,712 F6: This transaction was executed in multiple trades at prices ranging from $221.8700 to $222.7650. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Common stockSEC Table I · non-derivative	Direct	117,053,259	Reported balance After 2026-09-11 transaction · row 7 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 7 · 2026-09-11 · Purchase · Acquired 176,547 · Balance 117,053,259 F7: This transaction was executed in multiple trades at prices ranging from $222.7700 to $223.7350. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Common stockSEC Table I · non-derivative	Direct	117,058,444	Reported balance After 2026-09-11 transaction · row 8 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 8 · 2026-09-11 · Purchase · Acquired 5,185 · Balance 117,058,444 F8: This transaction was executed in multiple trades at prices ranging from $223.7700 to $224.0000. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Filing footnotes · ownership attribution and instrument terms

F1: This transaction was executed in multiple trades at prices ranging from $221.0150 to $222.0125. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

F2: This transaction was executed in multiple trades at prices ranging from $222.0150 to $223.0100. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

F3: This transaction was executed in multiple trades at prices ranging from $223.0200 to $223.9900. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

F4: This transaction was executed in multiple trades at prices ranging from $224.0200 to $224.1450. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

F5: This transaction was executed in multiple trades at prices ranging from $220.7700 to $221.6500. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

F6: This transaction was executed in multiple trades at prices ranging from $221.8700 to $222.7650. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

F7: This transaction was executed in multiple trades at prices ranging from $222.7700 to $223.7350. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

F8: This transaction was executed in multiple trades at prices ranging from $223.7700 to $224.0000. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

WESTERN ASSET INFLATION-LINKED INCOME FUND

Report date May 25, 2022 · Filed May 27, 2022

Jointly reported with GATES WILLIAM H III

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common SharesSEC Table I · non-derivative	Direct	5,195,082	Reported balance After 2022-05-25 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2022-05-25 · Purchase · Acquired 50,497 · Balance 5,195,082 F1: This transaction was executed in multiple trades at prices ranging from $10.48 to $10.605. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Common SharesSEC Table I · non-derivative	Direct	5,208,507	Reported balance After 2022-05-26 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 2 · 2022-05-26 · Purchase · Acquired 13,425 · Balance 5,208,507 F2: This transaction was executed in multiple trades at prices ranging from $10.615 to $10.635. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Filing footnotes · ownership attribution and instrument terms

F1: This transaction was executed in multiple trades at prices ranging from $10.48 to $10.605. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

F2: This transaction was executed in multiple trades at prices ranging from $10.615 to $10.635. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

WESTERN ASSET INFLATION-LINKED OPPORTUNITIES & INCOME FUND

Report date May 27, 2022 · Filed June 01, 2022

Jointly reported with GATES WILLIAM H III

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common SharesSEC Table I · non-derivative	Direct	13,873,452	Reported balance After 2022-05-27 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2022-05-27 · Purchase · Acquired 38,836 · Balance 13,873,452 F1: This transaction was executed in multiple trades at prices ranging from $11.09 to $11.185. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Common SharesSEC Table I · non-derivative	Direct	14,022,751	Reported balance After 2022-05-31 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 2 · 2022-05-31 · Purchase · Acquired 149,299 · Balance 14,022,751 F2: This transaction was executed in multiple trades at prices ranging from $11.14 to $11.24. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Filing footnotes · ownership attribution and instrument terms

F1: This transaction was executed in multiple trades at prices ranging from $11.09 to $11.185. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

F2: This transaction was executed in multiple trades at prices ranging from $11.14 to $11.24. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Past disclosures · reporting ended (5)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Alto Ingredients, Inc.

Report date June 09, 2008 · Filed June 11, 2008

Jointly reported with GATES WILLIAM H III

Section 16 reporting ended · disclosed 2008-06-11. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	1,449,834	Reported balance After 2008-06-09 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2008-06-09 · Sale · Disposed 6,490 · Balance 1,449,834
Common StockSEC Table I · non-derivative	Direct	1,446,834	Reported balance After 2008-06-09 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 2 · 2008-06-09 · Sale · Disposed 3,000 · Balance 1,446,834
Common StockSEC Table I · non-derivative	Direct	1,402,134	Reported balance After 2008-06-09 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 3 · 2008-06-09 · Sale · Disposed 44,700 · Balance 1,402,134
Common StockSEC Table I · non-derivative	Direct	1,402,034	Reported balance After 2008-06-09 transaction · row 4 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 4 · 2008-06-09 · Sale · Disposed 100 · Balance 1,402,034
Common StockSEC Table I · non-derivative	Direct	1,400,124	Reported balance After 2008-06-09 transaction · row 5 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 5 · 2008-06-09 · Sale · Disposed 1,910 · Balance 1,400,124
Common StockSEC Table I · non-derivative	Direct	1,396,524	Reported balance After 2008-06-09 transaction · row 6 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 6 · 2008-06-09 · Sale · Disposed 3,600 · Balance 1,396,524
Common StockSEC Table I · non-derivative	Direct	1,375,224	Reported balance After 2008-06-09 transaction · row 7 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 7 · 2008-06-09 · Sale · Disposed 21,300 · Balance 1,375,224

DEERE & CO

Report date May 13, 2021 · Filed May 14, 2021

Jointly reported with GATES WILLIAM H III

Section 16 reporting ended · disclosed 2021-05-14. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	29,259,573	Reported balance After 2021-05-13 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2021-05-13 · Other · Disposed 2,251,000 · Balance 29,259,573 F1: Cascade Investment, L.L.C. transferred to Melinda French Gates 2,251,000 shares of the Issuer's common stock in a private transaction, for no consideration, on May 13, 2021.

Filing footnotes · ownership attribution and instrument terms

F1: Cascade Investment, L.L.C. transferred to Melinda French Gates 2,251,000 shares of the Issuer's common stock in a private transaction, for no consideration, on May 13, 2021.

GAMCO INVESTORS, INC. ET AL

Report date November 21, 2017 · Filed November 22, 2017

Jointly reported with GATES WILLIAM H III

Section 16 reporting ended · disclosed 2017-11-22. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Convertible Promissory NoteSEC Table II · derivative / convertible security · Conversion / exercise price $55.00 · Expires 2021-08-15	Direct	0	Reported balance After 2017-11-21 transaction · row 1 Instrument identity requires review; Table II rows are not merged. 1 source row Row 1 · 2017-11-21 · Other · Disposed Not disclosed · Balance 0 F1: On November 21, 2017, GAMCO Investors, Inc., redeemed the Convertible Promissory Note, dated August 15, 2016, held by Cascade Investment, L.L.C. for $114,629,041, an amount equal to 103% of the unpaid principal amount of the note plus unpaid accrued interest.

Filing footnotes · ownership attribution and instrument terms

F1: On November 21, 2017, GAMCO Investors, Inc., redeemed the Convertible Promissory Note, dated August 15, 2016, held by Cascade Investment, L.L.C. for $114,629,041, an amount equal to 103% of the unpaid principal amount of the note plus unpaid accrued interest.

RADIUS RECYCLING, INC.

Report date May 20, 2003 · Filed May 22, 2003

Jointly reported with GATES WILLIAM H III

Section 16 reporting ended · disclosed 2003-05-22. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	520,700	Reported balance After 2003-05-20 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2003-05-20 · Sale · Disposed 1,500 · Balance 520,700
Common StockSEC Table I · non-derivative	Direct	519,200	Reported balance After 2003-05-20 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 2 · 2003-05-20 · Sale · Disposed 1,500 · Balance 519,200
Common StockSEC Table I · non-derivative	Direct	517,700	Reported balance After 2003-05-20 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 3 · 2003-05-20 · Sale · Disposed 1,500 · Balance 517,700
Common StockSEC Table I · non-derivative	Direct	517,300	Reported balance After 2003-05-20 transaction · row 4 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 4 · 2003-05-20 · Sale · Disposed 400 · Balance 517,300
Common StockSEC Table I · non-derivative	Direct	515,800	Reported balance After 2003-05-20 transaction · row 5 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 5 · 2003-05-20 · Sale · Disposed 1,500 · Balance 515,800
Common StockSEC Table I · non-derivative	Direct	510,700	Reported balance After 2003-05-20 transaction · row 6 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 6 · 2003-05-20 · Sale · Disposed 5,100 · Balance 510,700
Common StockSEC Table I · non-derivative	Direct	509,100	Reported balance After 2003-05-20 transaction · row 7 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 7 · 2003-05-20 · Sale · Disposed 1,600 · Balance 509,100
Common StockSEC Table I · non-derivative	Direct	507,600	Reported balance After 2003-05-20 transaction · row 8 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 8 · 2003-05-20 · Sale · Disposed 1,500 · Balance 507,600
Common StockSEC Table I · non-derivative	Direct	507,500	Reported balance After 2003-05-20 transaction · row 9 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 9 · 2003-05-20 · Sale · Disposed 100 · Balance 507,500
Common StockSEC Table I · non-derivative	Direct	507,400	Reported balance After 2003-05-20 transaction · row 10 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 10 · 2003-05-20 · Sale · Disposed 100 · Balance 507,400
Common StockSEC Table I · non-derivative	Direct	505,700	Reported balance After 2003-05-20 transaction · row 11 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 11 · 2003-05-20 · Sale · Disposed 1,700 · Balance 505,700
Common StockSEC Table I · non-derivative	Direct	504,448	Reported balance After 2003-05-20 transaction · row 12 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 12 · 2003-05-20 · Sale · Disposed 1,252 · Balance 504,448
Common StockSEC Table I · non-derivative	Direct	504,248	Reported balance After 2003-05-20 transaction · row 13 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 13 · 2003-05-20 · Sale · Disposed 200 · Balance 504,248
Common StockSEC Table I · non-derivative	Direct	503,948	Reported balance After 2003-05-20 transaction · row 14 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 14 · 2003-05-20 · Sale · Disposed 300 · Balance 503,948
Common StockSEC Table I · non-derivative	Direct	499,398	Reported balance After 2003-05-20 transaction · row 15 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 15 · 2003-05-20 · Sale · Disposed 4,550 · Balance 499,398
Common StockSEC Table I · non-derivative	Direct	499,298	Reported balance After 2003-05-20 transaction · row 16 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 16 · 2003-05-20 · Sale · Disposed 100 · Balance 499,298
Common StockSEC Table I · non-derivative	Direct	496,798	Reported balance After 2003-05-20 transaction · row 17 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 17 · 2003-05-20 · Sale · Disposed 2,500 · Balance 496,798
Common StockSEC Table I · non-derivative	Direct	496,648	Reported balance After 2003-05-20 transaction · row 18 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 18 · 2003-05-20 · Sale · Disposed 150 · Balance 496,648
Common StockSEC Table I · non-derivative	Direct	496,200	Reported balance After 2003-05-20 transaction · row 19 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 19 · 2003-05-20 · Sale · Disposed 448 · Balance 496,200
Common StockSEC Table I · non-derivative	Direct	495,200	Reported balance After 2003-05-20 transaction · row 20 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 20 · 2003-05-20 · Sale · Disposed 1,000 · Balance 495,200

Vroom, Inc.

Report date June 11, 2020 · Filed June 12, 2020

Jointly reported with GATES WILLIAM H III

Section 16 reporting ended · disclosed 2020-06-12. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common stockSEC Table I · non-derivative	Direct	6,771,076	Reported balance After 2020-06-11 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2020-06-11 · Conversion · Acquired 6,771,076 · Balance 6,771,076 F1: Upon closing of the Issuer's initial public offering ("IPO"), the Series G preferred stock and Series H preferred stock converted automatically into common stock without payment of further consideration. There was no expiration date for the Series G preferred stock or Series H preferred stock. F2: Reflects 2-for-1 forward stock split, which became effective upon the closing of the Issuer's IPO.
Series G preferred stockSEC Table II · derivative / convertible security	Direct	0	Reported balance After 2020-06-11 transaction · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · 2020-06-11 · Conversion · Disposed 2,785,365 · Balance 0 F1: Upon closing of the Issuer's initial public offering ("IPO"), the Series G preferred stock and Series H preferred stock converted automatically into common stock without payment of further consideration. There was no expiration date for the Series G preferred stock or Series H preferred stock. F2: Reflects 2-for-1 forward stock split, which became effective upon the closing of the Issuer's IPO.
Series H preferred stockSEC Table II · derivative / convertible security	Direct	0	Reported balance After 2020-06-11 transaction · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · 2020-06-11 · Conversion · Disposed 600,173 · Balance 0 F1: Upon closing of the Issuer's initial public offering ("IPO"), the Series G preferred stock and Series H preferred stock converted automatically into common stock without payment of further consideration. There was no expiration date for the Series G preferred stock or Series H preferred stock. F2: Reflects 2-for-1 forward stock split, which became effective upon the closing of the Issuer's IPO.

Filing footnotes · ownership attribution and instrument terms

F1: Upon closing of the Issuer's initial public offering ("IPO"), the Series G preferred stock and Series H preferred stock converted automatically into common stock without payment of further consideration. There was no expiration date for the Series G preferred stock or Series H preferred stock.

F2: Reflects 2-for-1 forward stock split, which became effective upon the closing of the Issuer's IPO.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
August 23, 2011 Filed Aug 25, 2011 20:43 UTC	WESTERN ASSET INFLATION-LINKED OPPORTUNITIES & INCOME FUND WIW · Entity 8896	PurchaseCommon Stock	98,462	$12.93	$1,272,946.27	Disclosure SEC source: 0001225208-11-020761 · doc4.xml · nonDerivative · entry 1 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,553,464 F1 · price: This transaction was executed in multiple trades at prices ranging from $12.90 to $12.94. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document
August 23, 2011 Filed Aug 25, 2011 23:06 UTC	ECOLAB INC. ECL · Entity 2954	PurchaseCommon Stock	381,034	$47.46	$18,082,806.74	Disclosure SEC source: 0001225208-11-020781 · doc4.xml · nonDerivative · entry 3 GATES WILLIAM H III · CIK 0000902012 · 10% owner · See Footnotes 1,2 CASCADE INVESTMENT LLC · CIK 0001052192 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · by Cascade Investment, L.L.C. Disclosed balance after: 20,613,072 F4 · price: This transaction was executed in multiple trades at prices ranging from $46.65 to $47.645. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document
August 23, 2011 Filed Aug 25, 2011 23:06 UTC	ECOLAB INC. ECL · Entity 2954	PurchaseCommon Stock	472,290	$48.49	$22,902,995.12	Disclosure SEC source: 0001225208-11-020781 · doc4.xml · nonDerivative · entry 2 GATES WILLIAM H III · CIK 0000902012 · 10% owner · See Footnotes 1,2 CASCADE INVESTMENT LLC · CIK 0001052192 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · by Cascade Investment, L.L.C. Disclosed balance after: 20,232,038 F3 · price: This transaction was executed in multiple trades at prices ranging from $47.65 to $48.645. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document
August 23, 2011 Filed Aug 25, 2011 23:06 UTC	ECOLAB INC. ECL · Entity 2954	PurchaseCommon Stock	930,162	$48.82	$45,409,764.71	Disclosure SEC source: 0001225208-11-020781 · doc4.xml · nonDerivative · entry 1 GATES WILLIAM H III · CIK 0000902012 · 10% owner · See Footnotes 1,2 CASCADE INVESTMENT LLC · CIK 0001052192 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · by Cascade Investment, L.L.C. Disclosed balance after: 19,759,748 F1 · price: This transaction was executed in multiple trades at prices ranging from $48.65 to $49.00. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. F2 · ownership.nature: Mr. Gates may be deemed to be the beneficial owner of more than 10% of Ecolab Inc.'s common stock for purposes of Section 13(d) of the Securities Exchange Act of 1934 (the "Act") and therefore subject to Section 16 of the Act. For purposes of Rule 16a-1(a)(2) under the Act, however, Mr. Gates is the beneficial owner of only the securities held by Cascade Investment, L.L.C. and Mr. Gates disclaims beneficial ownership of any Ecolab Inc. common stock held by any other person. Both reporting persons disclaim membership in a "group" with one another or with any other person as that term is used in Section 13(d) of the Act, and the filing of this Form 4 shall not be deemed an admission that either reporting person is a member of such a group. Read SEC document
August 22, 2011 Filed Aug 24, 2011 20:17 UTC	WESTERN ASSET INFLATION-LINKED OPPORTUNITIES & INCOME FUND WIW · Entity 8896	PurchaseCommon Stock	84,743	$12.88	$1,091,184.77	Disclosure SEC source: 0001225208-11-020513 · doc4.xml · nonDerivative · entry 1 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,455,002 F1 · price: This transaction was executed in multiple trades at prices ranging from $12.8250 to $12.90. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document
August 22, 2011 Filed Aug 24, 2011 20:21 UTC	REPUBLIC SERVICES, INC. RSG · Entity 1686	PurchaseCommon Stock	1,229,733	$28.03	$34,474,580.87	Disclosure SEC source: 0001225208-11-020516 · doc4.xml · nonDerivative · entry 1 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,154,169 F1 · price: This transaction was executed in multiple trades at prices ranging from from $27.94 to $28.17. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document
August 19, 2011 Filed Aug 24, 2011 10:15 UTC	REPUBLIC SERVICES, INC. RSG · Entity 1686	PurchaseCommon Stock	751,517	$27.42	$20,602,913.71	Disclosure SEC source: 0001225208-11-020422 · doc4.xml · nonDerivative · entry 1 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,924,436 F1 · price: This transaction was executed in multiple trades at prices ranging from from $27.09 to $27.50. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document
August 18, 2011 Filed Aug 22, 2011 20:22 UTC	WESTERN ASSET INFLATION-LINKED OPPORTUNITIES & INCOME FUND WIW · Entity 8896	PurchaseCommon Stock	294,559	$12.96	$3,818,427.23	Disclosure SEC source: 0001225208-11-020370 · doc4.xml · nonDerivative · entry 1 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,370,259 F1 · price: This transaction was executed in multiple trades at prices ranging from $12.90 to $12.97. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document
August 18, 2011 Filed Aug 22, 2011 20:24 UTC	REPUBLIC SERVICES, INC. RSG · Entity 1686	PurchaseCommon Stock	1,768,750	$27.25	$48,198,968.13	Disclosure SEC source: 0001225208-11-020371 · doc4.xml · nonDerivative · entry 1 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,172,919 F1 · price: This transaction was executed in multiple trades at prices ranging from from $27.04 to $27.42. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document
August 17, 2011 Filed Aug 19, 2011 20:20 UTC	WESTERN ASSET INFLATION-LINKED OPPORTUNITIES & INCOME FUND WIW · Entity 8896	PurchaseCommon Stock	82,618	$12.90	$1,066,127.46	Disclosure SEC source: 0001225208-11-020307 · doc4.xml · nonDerivative · entry 1 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,075,700 F1 · price: This transaction was executed in multiple trades at prices ranging from $12.88 to $12.92. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document
August 16, 2011 Filed Aug 18, 2011 20:18 UTC	WESTERN ASSET INFLATION-LINKED OPPORTUNITIES & INCOME FUND WIW · Entity 8896	PurchaseCommon Stock	86,696	$12.89	$1,117,901.57	Disclosure SEC source: 0001225208-11-020254 · doc4.xml · nonDerivative · entry 1 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,993,082 F1 · price: This transaction was executed in multiple trades at prices ranging from $12.8620 to $12.92. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document
August 15, 2011 Filed Aug 17, 2011 20:24 UTC	WESTERN ASSET INFLATION-LINKED OPPORTUNITIES & INCOME FUND WIW · Entity 8896	PurchaseCommon Stock	174,196	$12.86	$2,239,359.26	Disclosure SEC source: 0001225208-11-020176 · doc4.xml · nonDerivative · entry 1 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,906,386 F1 · price: This transaction was executed in multiple trades at prices ranging from $12.80 to $12.90. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document
August 12, 2011 Filed Aug 16, 2011 20:34 UTC	WESTERN ASSET INFLATION-LINKED OPPORTUNITIES & INCOME FUND WIW · Entity 8896	PurchaseCommon Stock	117,865	$12.87	$1,516,533.60	Disclosure SEC source: 0001225208-11-020038 · doc4.xml · nonDerivative · entry 1 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,732,190 F1 · price: This transaction was executed in multiple trades at prices ranging from $12.82 to $12.87. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document
August 11, 2011 Filed Aug 15, 2011 20:25 UTC	WESTERN ASSET INFLATION-LINKED OPPORTUNITIES & INCOME FUND WIW · Entity 8896	PurchaseCommon Stock	209,483	$12.82	$2,685,132.15	Disclosure SEC source: 0001225208-11-019930 · doc4.xml · nonDerivative · entry 1 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,614,325 F1 · price: This transaction was executed in multiple trades at prices ranging from $12.79 to $12.83. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document
August 09, 2011 Filed Aug 11, 2011 20:22 UTC	WESTERN ASSET INFLATION-LINKED OPPORTUNITIES & INCOME FUND WIW · Entity 8896	PurchaseCommon Stock	44,057	$12.68	$558,805.77	Disclosure SEC source: 0001225208-11-019707 · doc4.xml · nonDerivative · entry 1 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,404,842 F1 · price: This transaction was executed in multiple trades at prices ranging from $12.65 to $12.69. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document
August 08, 2011 Filed Aug 10, 2011 20:28 UTC	WESTERN ASSET INFLATION-LINKED OPPORTUNITIES & INCOME FUND WIW · Entity 8896	PurchaseCommon Stock	158,979	$12.56	$1,997,030.61	Disclosure SEC source: 0001225208-11-019619 · doc4.xml · nonDerivative · entry 1 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,360,785 F1 · price: This transaction was executed in multiple trades at prices ranging from $12.47 to $12.63. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. F2 · balance_after: Includes 17,379 shares acquired pursuant to the Issuer's dividend reinvestment plan since the filing of the last Form 4. Read SEC document
July 29, 2011 Filed Aug 2, 2011 20:27 UTC	WESTERN ASSET INFLATION-LINKED OPPORTUNITIES & INCOME FUND WIW · Entity 8896	PurchaseCommon Stock	290,330	$12.60	$3,658,187.03	Disclosure SEC source: 0001225208-11-019151 · doc4.xml · nonDerivative · entry 1 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,184,427 F1 · price: This transaction was executed in multiple trades at prices ranging from $12.5599 to $12.64. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document
July 28, 2011 Filed Aug 1, 2011 21:20 UTC	WESTERN ASSET INFLATION-LINKED OPPORTUNITIES & INCOME FUND WIW · Entity 8896	PurchaseCommon Stock	87,567	$12.57	$1,100,848.54	Disclosure SEC source: 0001225208-11-019012 · doc4.xml · nonDerivative · entry 1 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,894,097 F1 · price: This transaction was executed in multiple trades at prices ranging from $12.54 to $12.59. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document
July 27, 2011 Filed Jul 29, 2011 20:50 UTC	WESTERN ASSET INFLATION-LINKED OPPORTUNITIES & INCOME FUND WIW · Entity 8896	PurchaseCommon Stock	85,994	$12.54	$1,078,089.58	Disclosure SEC source: 0001225208-11-018930 · doc4.xml · nonDerivative · entry 1 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,806,530 F1 · price: This transaction was executed in multiple trades at prices ranging from $12.51 to $12.54. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document
July 26, 2011 Filed Jul 28, 2011 20:12 UTC	WESTERN ASSET INFLATION-LINKED OPPORTUNITIES & INCOME FUND WIW · Entity 8896	PurchaseCommon Stock	22,100	$12.53	$276,820.18	Disclosure SEC source: 0001225208-11-018874 · doc4.xml · nonDerivative · entry 1 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,720,536 F1 · price: This transaction was executed in multiple trades at prices ranging from $12.50 to $12.54. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document
July 25, 2011 Filed Jul 27, 2011 21:08 UTC	WESTERN ASSET INFLATION-LINKED OPPORTUNITIES & INCOME FUND WIW · Entity 8896	PurchaseCommon Stock	14,000	$12.50	$175,000.00	Disclosure SEC source: 0001225208-11-018832 · doc4.xml · nonDerivative · entry 1 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,698,436 Read SEC document
July 13, 2011 Filed Jul 15, 2011 20:25 UTC	WESTERN ASSET INFLATION-LINKED OPPORTUNITIES & INCOME FUND WIW · Entity 8896	PurchaseCommon Stock	6,194	$12.50	$77,413.23	Disclosure SEC source: 0001225208-11-018257 · doc4.xml · nonDerivative · entry 1 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,684,436 F1 · price: This transaction was executed in multiple trades at prices ranging from $12.49 to $12.50. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document
July 12, 2011 Filed Jul 14, 2011 20:17 UTC	WESTERN ASSET INFLATION-LINKED OPPORTUNITIES & INCOME FUND WIW · Entity 8896	PurchaseCommon Stock	21,815	$12.54	$273,573.19	Disclosure SEC source: 0001225208-11-018222 · doc4.xml · nonDerivative · entry 1 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,678,242 F1 · price: This transaction was executed in multiple trades at prices ranging from $12.53 to $12.55. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. F2 · balance_after: Includes 521,512 shares acquired pursuant to the Issuer's dividend reinvestment plan since the filing of the Form 3. Read SEC document
February 08, 2011 Filed Feb 10, 2011 21:39 UTC	AUTONATION, INC. AN · Entity 3730	PurchaseCommon Stock	731,914	$32.17	$23,547,356.78	Disclosure SEC source: 0001225208-11-005343 · doc4.xml · nonDerivative · entry 1 CASCADE INVESTMENT LLC · CIK 0001052192 · (See footnote 2) GATES WILLIAM H III · CIK 0000902012 · (See footnote 2) Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,753,872 F1 · price: This transaction was executed in multiple trades at prices ranging from $31.70 to $32.38. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. F2 · balance_after: The reporting person may be deemed to be a member of a Section 13(d) group that beneficially owns more than 10% of the issuer's outstanding Common Stock. This report shall not be deemed an admission that the reporting person and any other person or persons in fact constitute a "group" for purposes of Section 13(d)(3) of the Securities Exchange Act of 1934, as amended, and the reporting person disclaims that it is the beneficial owner of securities owned by such other person or persons, except to the extent of the reporting person's pecuniary interest, if any, therein. Read SEC document
February 07, 2011 Filed Feb 9, 2011 21:28 UTC	AUTONATION, INC. AN · Entity 3730	PurchaseCommon Stock	5,800	$31.74	$184,108.82	Disclosure SEC source: 0001225208-11-005164 · doc4.xml · nonDerivative · entry 2 CASCADE INVESTMENT LLC · CIK 0001052192 · (See footnote 2) GATES WILLIAM H III · CIK 0000902012 · (See footnote 2) Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,021,958 F2 · price: This transaction was executed in multiple trades at prices ranging from $31.73 to $31.75. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. F3 · balance_after: The reporting person may be deemed to be a member of a Section 13(d) group that beneficially owns more than 10% of the issuer's outstanding Common Stock. This report shall not be deemed an admission that the reporting person and any other person or persons in fact constitute a "group" for purposes of Section 13(d)(3) of the Securities Exchange Act of 1934, as amended, and the reporting person disclaims that it is the beneficial owner of securities owned by such other person or persons, except to the extent of the reporting person's pecuniary interest, if any, therein. Read SEC document
February 07, 2011 Filed Feb 9, 2011 21:28 UTC	AUTONATION, INC. AN · Entity 3730	PurchaseCommon Stock	799,700	$31.55	$25,231,654.58	Disclosure SEC source: 0001225208-11-005164 · doc4.xml · nonDerivative · entry 1 CASCADE INVESTMENT LLC · CIK 0001052192 · (See footnote 2) GATES WILLIAM H III · CIK 0000902012 · (See footnote 2) Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,016,158 F1 · price: This transaction was executed in multiple trades at prices ranging from $30.73 to $31.7275. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document
February 04, 2011 Filed Feb 8, 2011 21:23 UTC	AUTONATION, INC. AN · Entity 3730	PurchaseCommon Stock	202,100	$30.87	$6,239,352.46	Disclosure SEC source: 0001225208-11-004964 · doc4.xml · nonDerivative · entry 1 CASCADE INVESTMENT LLC · CIK 0001052192 · (See footnote 2) GATES WILLIAM H III · CIK 0000902012 · (See footnote 2) Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,216,458 F1 · price: This transaction was executed in multiple trades at prices ranging from $30.72 to $31.00. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. F2 · balance_after: The reporting person may be deemed to be a member of a Section 13(d) group that beneficially owns more than 10% of the issuer's outstanding Common Stock. This report shall not be deemed an admission that the reporting person and any other person or persons in fact constitute a "group" for purposes of Section 13(d)(3) of the Securities Exchange Act of 1934, as amended, and the reporting person disclaims that it is the beneficial owner of securities owned by such other person or persons, except to the extent of the reporting person's pecuniary interest, if any, therein. Read SEC document
December 10, 2010 Filed Dec 14, 2010 21:18 UTC	REPUBLIC SERVICES, INC. RSG · Entity 1686	PurchaseCommon Stock	580,729	$29.84	$17,326,630.44	Disclosure SEC source: 0001225208-10-027024 · doc4.xml · nonDerivative · entry 1 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,404,169 F1 · price: This transaction was executed in multiple trades at prices ranging from from $29.58 to $29.94. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document
December 09, 2010 Filed Dec 13, 2010 21:24 UTC	REPUBLIC SERVICES, INC. RSG · Entity 1686	PurchaseCommon Stock	1,025,000	$29.37	$30,104,967.50	Disclosure SEC source: 0001225208-10-026907 · doc4.xml · nonDerivative · entry 1 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,823,440 F1 · price: This transaction was executed in multiple trades at prices ranging from from $28.93 to $29.62. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document
December 08, 2010 Filed Dec 10, 2010 21:29 UTC	REPUBLIC SERVICES, INC. RSG · Entity 1686	PurchaseCommon Stock	394,271	$28.75	$11,336,000.94	Disclosure SEC source: 0001225208-10-026781 · doc4.xml · nonDerivative · entry 1 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,798,440 F1 · price: This transaction was executed in multiple trades at prices ranging from from $28.47 to $28.885. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document
November 03, 2010 Filed Nov 5, 2010 20:30 UTC	AUTONATION, INC. AN · Entity 3730	PurchaseCommon Stock	36,142	$24.23	$875,568.86	Disclosure SEC source: 0001225208-10-024384 · doc4.xml · nonDerivative · entry 1 CASCADE INVESTMENT LLC · CIK 0001052192 · (See footnote 2) GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,014,358 F1 · price: This transaction was executed in multiple trades at prices ranging from $24.14 to $24.31. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. F2 · balance_after: The reporting person may be deemed to be a member of a Section 13(d) group that beneficially owns more than 10% of the issuer's outstanding Common Stock. This report shall not be deemed an admission that the reporting person and any other person or persons in fact constitute a "group" for purposes of Section 13(d)(3) of the Securities Exchange Act of 1934, as amended, and the reporting person disclaims that it is the beneficial owner of securities owned by such other person or persons, except to the extent of the reporting person's pecuniary interest, if any, therein. Read SEC document
November 02, 2010 Filed Nov 4, 2010 20:34 UTC	AUTONATION, INC. AN · Entity 3730	PurchaseCommon Stock	56,528	$23.84	$1,347,836.67	Disclosure SEC source: 0001225208-10-024258 · doc4.xml · nonDerivative · entry 1 CASCADE INVESTMENT LLC · CIK 0001052192 · (See footnote 2) GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,978,216 F1 · price: This transaction was executed in multiple trades at prices ranging from $23.62 to $23.88. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. F2 · balance_after: The reporting person may be deemed to be a member of a Section 13(d) group that beneficially owns more than 10% of the issuer's outstanding Common Stock. This report shall not be deemed an admission that the reporting person and any other person or persons in fact constitute a "group" for purposes of Section 13(d)(3) of the Securities Exchange Act of 1934, as amended, and the reporting person disclaims that it is the beneficial owner of securities owned by such other person or persons, except to the extent of the reporting person's pecuniary interest, if any, therein. Read SEC document
October 29, 2010 Filed Nov 2, 2010 20:48 UTC	AUTONATION, INC. AN · Entity 3730	PurchaseCommon Stock	56,000	$23.22	$1,300,381.60	Disclosure SEC source: 0001225208-10-024001 · doc4.xml · nonDerivative · entry 1 CASCADE INVESTMENT LLC · CIK 0001052192 · (See footnote 2) GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,921,688 F1 · price: This transaction was executed in multiple trades at prices ranging from $23.16 to $23.305. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. F2 · balance_after: The reporting person may be deemed to be a member of a Section 13(d) group that beneficially owns more than 10% of the issuer's outstanding Common Stock. This report shall not be deemed an admission that the reporting person and any other person or persons in fact constitute a "group" for purposes of Section 13(d)(3) of the Securities Exchange Act of 1934, as amended, and the reporting person disclaims that it is the beneficial owner of securities owned by such other person or persons, except to the extent of the reporting person's pecuniary interest, if any, therein. Read SEC document
October 13, 2010 Filed Oct 14, 2010 17:08 UTC	GAMCO INVESTORS, INC. ET AL GBL · Entity 16148	OtherConvertible Promissory Note (the 2018 Note) · Derivative	Not disclosed	Not disclosed Strike: $66.89	$60,000,000.00	Disclosure SEC source: 0001052192-10-000003 · primary_doc.xml · derivative · entry 1 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 896,995 shares Expires 2018-10-02 F1 · derivative.exercise_price: On December 15, 2009, pursuant to the terms of the 2018 Note, which were triggered as a result of the payment of certain cash dividends by the Issuer, the conversion price on the 2018 Note was adjusted automatically from $70.00 per share to $66.89, which, according to the terms of the 2018 Note, increased the number of shares of Common Stock that would have been issued if the 2018 Note had been converted. F2 · kind: On October 13, 2010, the Issuer paid Cascade the unpaid principal amount of the 2018 Note plus accrued but unpaid interest for an aggregate amount of $60,138,904.11. F2 · price: On October 13, 2010, the Issuer paid Cascade the unpaid principal amount of the 2018 Note plus accrued but unpaid interest for an aggregate amount of $60,138,904.11. F1 · derivative.underlying_shares: On December 15, 2009, pursuant to the terms of the 2018 Note, which were triggered as a result of the payment of certain cash dividends by the Issuer, the conversion price on the 2018 Note was adjusted automatically from $70.00 per share to $66.89, which, according to the terms of the 2018 Note, increased the number of shares of Common Stock that would have been issued if the 2018 Note had been converted. Read SEC document
September 30, 2010 Filed Oct 1, 2010 21:18 UTC	GAMCO INVESTORS, INC. ET AL GBL · Entity 16148	OtherConvt. Promissory Note due Aug 14, 2011 (2011 Notes) · Derivative	Not disclosed	Not disclosed Strike: $53.00	$20,000,000.00	Disclosure SEC source: 0001052192-10-000002 · primary_doc.xml · derivative · entry 1 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 377,359 shares Expires 2011-08-14 F1 · price: On September 30, 2010, the Issuer redeemed $20,000,000 of the 2011 Notes for cash, minus the Teton Adjustment (as defined in the 2011 Notes) plus accrued but unpaid interest resulting in an aggregate redemption price of $20,336,402.45. Read SEC document
May 28, 2010 Filed Jun 1, 2010 21:15 UTC	GAMCO INVESTORS, INC. ET AL GBL · Entity 16148	Disposition to issuerConvt.Promissory Note due Aug 14 2011 ("2011 Notes") · Derivative	Not disclosed	Not disclosed Strike: $53.00	$20,000,000.00	Disclosure SEC source: 0001052192-10-000001 · primary_doc.xml · derivative · entry 1 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed Underlying: Class A Common Stock · 377,358 shares Expires 2011-08-14 F1 · kind: On May 28, 2010, the Issuer redeemed $20,000,000 of the 2011 Notes for cash, minus the Teton Adjustment (as defined in the 2011 Notes) plus accrued but unpaid interest resulting in an aggregate redemption price of $20,520,512. F1 · price: On May 28, 2010, the Issuer redeemed $20,000,000 of the 2011 Notes for cash, minus the Teton Adjustment (as defined in the 2011 Notes) plus accrued but unpaid interest resulting in an aggregate redemption price of $20,520,512. Read SEC document
January 29, 2010 Filed Feb 3, 2010 01:20 UTC	Patriot Coal CORP PCX · Entity 16920	OtherCommon Stock	17,421	$18.01	$313,752.21	Disclosure SEC source: 0001225208-10-003256 · doc4.xml · nonDerivative · entry 1 CASCADE INVESTMENT LLC · CIK 0001052192 · See Footnote (3) GATES WILLIAM H III · CIK 0000902012 · (1) Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,391,231 F1 · kind: The shares were transferred pursuant to a letter agreement (as amended, the "Letter Agreement"), which provided that certain persons including the reporting persons herein would transfer to Mr. Paul Vining shares of Common Stock in an amount determined as set forth in the Letter Agreement. The foregoing discussion of the Letter Agreement is not intended to be a complete statement of all of the material terms thereof and is qualified in its entirety by the Letter Agreement filed as Exhibit 10.1 to Patriot Coal Corporation's quarterly report on Form 10-Q filed on August 7, 2009 (File No. 001-33466). F2 · balance_after: On August 11, 2008, the Common Stock of Patriot Coal Corporation split 2-for-1, resulting in the reporting persons' acquisition of 1,204,326 additional shares of Common Stock. F3 · ownership.direct: The reporting persons may be deemed to be a member of a group beneficially owning 10% or more of the Common Stock of the issuer within the meaning of Section 13(d) of the Securities Exchange Act of 1934. The reporting persons disclaim beneficial ownership of all securities other than those reported above, and this report shall not be deemed an admission that such a group exists or that the reporting persons are the beneficial owners of the securities of such group for purposes of Section 16 or for any other purpose. Read SEC document
October 29, 2009 Filed Nov 2, 2009 21:26 UTC	AUTONATION, INC. AN · Entity 3730	PurchaseCommon Stock	16,200	$18.22	$295,118.64	Disclosure SEC source: 0001225208-09-021309 · doc4.xml · nonDerivative · entry 2 CASCADE INVESTMENT LLC · CIK 0001052192 · (See footnote 3) GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,865,688 F2 · price: This transaction was executed in multiple trades at prices ranging from $18.19 to $18.285. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. F3 · balance_after: The reporting person may be deemed to be a member of a Section 13(d) group that beneficially owns more than 10% of the issuer's outstanding Common Stock. This report shall not be deemed an admission that the reporting person and any other person or persons in fact constitute a "group" for purposes of Section 13(d)(3) of the Securities Exchange Act of 1934, as amended, and the reporting person disclaims that it is the beneficial owner of securities owned by such other person or persons, except to the extent of the reporting person's pecuniary interest, if any, therein. Read SEC document
October 29, 2009 Filed Nov 2, 2009 21:26 UTC	AUTONATION, INC. AN · Entity 3730	PurchaseCommon Stock	483,800	$17.61	$8,518,798.78	Disclosure SEC source: 0001225208-09-021309 · doc4.xml · nonDerivative · entry 1 CASCADE INVESTMENT LLC · CIK 0001052192 · (See footnote 3) GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,849,488 F1 · price: This transaction was executed in multiple trades at prices ranging from $17.19 to $18.185. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document
June 08, 2009 Filed Jun 10, 2009 21:15 UTC	GAMCO INVESTORS, INC. ET AL GBL · Entity 16148	SaleClass A Common Stock	100	$53.50	$5,350.00	Disclosure SEC source: 0001052192-09-000119 · edgar.xml · nonDerivative · entry 1 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,245 Read SEC document
June 05, 2009 Filed Jun 9, 2009 20:51 UTC	GAMCO INVESTORS, INC. ET AL GBL · Entity 16148	SaleClass A Common Stock	8,600	$53.59	$460,903.24	Disclosure SEC source: 0001052192-09-000117 · edgar.xml · nonDerivative · entry 1 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,345 F1 · price: This transaction was executed in multiple trades at prices ranging from $53.50 to $53.80. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document
June 04, 2009 Filed Jun 8, 2009 20:36 UTC	GAMCO INVESTORS, INC. ET AL GBL · Entity 16148	SaleClass A Common Stock	1,200	$53.51	$64,210.92	Disclosure SEC source: 0001052192-09-000115 · edgar.xml · nonDerivative · entry 1 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,945 F1 · price: This transaction was executed in multiple trades at prices ranging from $53.50 to $53.57. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document
June 03, 2009 Filed Jun 5, 2009 20:04 UTC	GAMCO INVESTORS, INC. ET AL GBL · Entity 16148	SaleClass A Common Stock	22,400	$53.06	$1,188,582.08	Disclosure SEC source: 0001052192-09-000113 · edgar.xml · nonDerivative · entry 1 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,145 F1 · price: This transaction was executed in multiple trades at prices ranging from $53.00 to $53.50. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document
June 02, 2009 Filed Jun 4, 2009 20:43 UTC	GAMCO INVESTORS, INC. ET AL GBL · Entity 16148	SaleClass A Common Stock	34,900	$54.26	$1,893,845.01	Disclosure SEC source: 0001052192-09-000111 · edgar.xml · nonDerivative · entry 1 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,545 F1 · price: This transaction was executed in multiple trades at prices ranging from $54.00 to $54.70. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document
June 01, 2009 Filed Jun 3, 2009 20:32 UTC	GAMCO INVESTORS, INC. ET AL GBL · Entity 16148	SaleClass A Common Stock	6,400	$54.31	$347,598.72	Disclosure SEC source: 0001052192-09-000109 · edgar.xml · nonDerivative · entry 1 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,445 F1 · price: This transaction was executed in multiple trades at prices ranging from $54.00 to $54.86. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document
March 03, 2009 Filed Mar 5, 2009 22:55 UTC	REPUBLIC SERVICES, INC. RSG · Entity 1686	PurchaseCommon Stock	430,000	$19.23	$8,266,750.00	Disclosure SEC source: 0001052192-09-000099 · edgar.xml · nonDerivative · entry 1 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,404,169 F1 · price: This transaction was executed in multiple trades at prices ranging from $18.8699 to $19.525. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document
March 02, 2009 Filed Mar 4, 2009 22:51 UTC	REPUBLIC SERVICES, INC. RSG · Entity 1686	PurchaseCommon Stock	731,700	$18.80	$13,756,106.34	Disclosure SEC source: 0001052192-09-000097 · edgar.xml · nonDerivative · entry 1 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,974,169 F1 · price: This transaction was executed in multiple trades at prices ranging from $18.52 to $19.36. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document
February 27, 2009 Filed Mar 3, 2009 21:23 UTC	REPUBLIC SERVICES, INC. RSG · Entity 1686	PurchaseCommon Stock	44,700	$20.55	$918,477.72	Disclosure SEC source: 0001052192-09-000095 · edgar.xml · nonDerivative · entry 2 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,242,469 F2 · price: This transaction was executed in multiple trades at prices ranging from $20.37 to $20.88. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document
February 27, 2009 Filed Mar 3, 2009 21:23 UTC	REPUBLIC SERVICES, INC. RSG · Entity 1686	PurchaseCommon Stock	1,055,300	$19.76	$20,853,044.59	Disclosure SEC source: 0001052192-09-000095 · edgar.xml · nonDerivative · entry 1 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,197,769 F1 · price: This transaction was executed in multiple trades at prices ranging from $19.3699 to $20.35. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document
February 26, 2009 Filed Mar 2, 2009 21:52 UTC	REPUBLIC SERVICES, INC. RSG · Entity 1686	PurchaseCommon Stock	200	$22.83	$4,565.00	Disclosure SEC source: 0001052192-09-000093 · edgar.xml · nonDerivative · entry 2 CASCADE INVESTMENT LLC · CIK 0001052192 · 10% owner GATES WILLIAM H III · CIK 0000902012 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,142,469 F2 · price: This transaction was executed in multiple trades at prices ranging from $22.82 to $23.83. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.