Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| HERBALIFE LTD.HLF · Entity 4842 | VP, SAM/CAM | March 05, 2018 | March 07, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
HERBALIFE LTD.
Report date March 05, 2018 · Filed March 07, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 6,546 |
Ending reported balance
After 2018-03-05 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2018-03-05 · Exercise / conversion · Acquired 5,873 · Balance 9,636 F1: The reporting person received 2,783 shares of common stock upon the net exercise of the 5,873 stock appreciation rights ("SARs"). The reporting person forfeited 1,897 shares of common stock underlying the SARs in payment of the exercise price and 1,193 shares of common stock underlying the SARs to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on March 5, 2018 of $94.27. Row 2 · 2018-03-05 · Disposition to issuer · Disposed 1,897 · Balance 7,739 F1: The reporting person received 2,783 shares of common stock upon the net exercise of the 5,873 stock appreciation rights ("SARs"). The reporting person forfeited 1,897 shares of common stock underlying the SARs in payment of the exercise price and 1,193 shares of common stock underlying the SARs to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on March 5, 2018 of $94.27. Row 3 · 2018-03-05 · Tax withholding · Disposed 1,193 · Balance 6,546 F1: The reporting person received 2,783 shares of common stock upon the net exercise of the 5,873 stock appreciation rights ("SARs"). The reporting person forfeited 1,897 shares of common stock underlying the SARs in payment of the exercise price and 1,193 shares of common stock underlying the SARs to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on March 5, 2018 of $94.27. |
| Stock Appreciation RightsSEC Table II · derivative / convertible security · Conversion / exercise price $30.44 · Expires 2025-03-02 | Direct | 0 |
Reported balance
After 2018-03-05 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2018-03-05 · Exercise / conversion · Disposed 5,873 · Balance 0 F1: The reporting person received 2,783 shares of common stock upon the net exercise of the 5,873 stock appreciation rights ("SARs"). The reporting person forfeited 1,897 shares of common stock underlying the SARs in payment of the exercise price and 1,193 shares of common stock underlying the SARs to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on March 5, 2018 of $94.27. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person received 2,783 shares of common stock upon the net exercise of the 5,873 stock appreciation rights ("SARs"). The reporting person forfeited 1,897 shares of common stock underlying the SARs in payment of the exercise price and 1,193 shares of common stock underlying the SARs to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on March 5, 2018 of $94.27.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 05, 2018 Filed Mar 7, 2018 23:40 UTC | HERBALIFE LTD. HLF · Entity 4842 | Exercise / conversionStock Appreciation Rights · Derivative | 5,873 | $0.00 Strike: $30.44 | $0.00 |
DisclosureSEC source: 0001209191-18-017848 · doc4.xml · derivative · entry 4 Aspauza Jossie · CIK 0001624298 · VP, SAM/CAM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,873 shares Expires 2025-03-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reporting person received 2,783 shares of common stock upon the net exercise of the 5,873 stock appreciation rights ("SARs"). The reporting person forfeited 1,897 shares of common stock underlying the SARs in payment of the exercise price and 1,193 shares of common stock underlying the SARs to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on March 5, 2018 of $94.27. Read SEC document |
| March 05, 2018 Filed Mar 7, 2018 23:40 UTC | HERBALIFE LTD. HLF · Entity 4842 | Tax withholdingCommon Stock | 1,193 | $94.27 | $112,464.11 |
DisclosureSEC source: 0001209191-18-017848 · doc4.xml · nonDerivative · entry 3 Aspauza Jossie · CIK 0001624298 · VP, SAM/CAM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,546 F1 · kind: The reporting person received 2,783 shares of common stock upon the net exercise of the 5,873 stock appreciation rights ("SARs"). The reporting person forfeited 1,897 shares of common stock underlying the SARs in payment of the exercise price and 1,193 shares of common stock underlying the SARs to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on March 5, 2018 of $94.27. Read SEC document |
| March 05, 2018 Filed Mar 7, 2018 23:40 UTC | HERBALIFE LTD. HLF · Entity 4842 | Disposition to issuerCommon Stock | 1,897 | $94.27 | $178,830.19 |
DisclosureSEC source: 0001209191-18-017848 · doc4.xml · nonDerivative · entry 2 Aspauza Jossie · CIK 0001624298 · VP, SAM/CAM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,739 F1 · kind: The reporting person received 2,783 shares of common stock upon the net exercise of the 5,873 stock appreciation rights ("SARs"). The reporting person forfeited 1,897 shares of common stock underlying the SARs in payment of the exercise price and 1,193 shares of common stock underlying the SARs to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on March 5, 2018 of $94.27. Read SEC document |
| March 05, 2018 Filed Mar 7, 2018 23:40 UTC | HERBALIFE LTD. HLF · Entity 4842 | Exercise / conversionCommon Stock | 5,873 | $30.44 | $178,774.12 |
DisclosureSEC source: 0001209191-18-017848 · doc4.xml · nonDerivative · entry 1 Aspauza Jossie · CIK 0001624298 · VP, SAM/CAM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,636 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reporting person received 2,783 shares of common stock upon the net exercise of the 5,873 stock appreciation rights ("SARs"). The reporting person forfeited 1,897 shares of common stock underlying the SARs in payment of the exercise price and 1,193 shares of common stock underlying the SARs to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on March 5, 2018 of $94.27. Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 01:50 UTC | HERBALIFE LTD. HLF · Entity 4842 | Exercise / conversionStock Appreciation Rights · Derivative | 1,102 | $0.00 Strike: $57.19 | $0.00 |
DisclosureSEC source: 0001209191-18-015306 · doc4.xml · derivative · entry 17 Aspauza Jossie · CIK 0001624298 · VP, SAM/CAM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,406 Underlying: Common Stock · 1,102 shares Expires 2027-02-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: The reporting person received 291 shares of common stock upon the net exercise of 1,102 SARs The reporting person forfeited 685 shares of common stock underlying the SARs in payment of the exercise price and 126 shares of common stock underlying the SARs to satisfy the withholding tax obligations resulting from the exercise, using the closing stock price on February 28, 2018 of $92.10. F7 · derivative.exercise_date: Consists of stock appreciation rights granted under the Herbalife Ltd. 2014 Stock Incentive Plan, of which 20% vested February 27, 2018, 20% will vest February 27, 2019, and the remaining 60% will vest February 27, 2020. Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 01:50 UTC | HERBALIFE LTD. HLF · Entity 4842 | Exercise / conversionStock Appreciation Rights · Derivative | 1,048 | $0.00 Strike: $62.51 | $0.00 |
DisclosureSEC source: 0001209191-18-015306 · doc4.xml · derivative · entry 16 Aspauza Jossie · CIK 0001624298 · VP, SAM/CAM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,192 Underlying: Common Stock · 1,048 shares Expires 2026-05-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: The reporting person received 234 shares of common stock upon the net exercise of 1,048 SARs. The reporting person forfeited 712 shares of common stock underlying the SARs in payment of the exercise price and 102 shares of common stock underlying the SARs to satisfy the withholding tax obligations resulting from the exercise, using the closing stock price on February 28, 2018 of $92.10. F6 · derivative.exercise_date: Consists of stock appreciation rights granted under the Herbalife Ltd. 2014 Stock Incentive Plan, of which 20% vested May 9, 2017, and 20% will vest on May 9, 2018, and the remaining 60% will vest May 9, 2019. Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 01:50 UTC | HERBALIFE LTD. HLF · Entity 4842 | Exercise / conversionStock Appreciation Rights · Derivative | 3,752 | $0.00 Strike: $59.98 | $0.00 |
DisclosureSEC source: 0001209191-18-015306 · doc4.xml · derivative · entry 15 Aspauza Jossie · CIK 0001624298 · VP, SAM/CAM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,752 shares Expires 2024-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: The reporting person received 915 shares of common stock upon the net exercise of 3,752 SARs. The reporting person forfeited 2,444 shares of common stock underlying the SARs in payment of the exercise price and 393 shares of common stock underlying the SARs to satisfy the withholding tax obligations resulting from the exercise, using the closing stock price on February 28, 2018 of $92.10. Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 01:50 UTC | HERBALIFE LTD. HLF · Entity 4842 | Exercise / conversionStock Appreciation Rights · Derivative | 2,512 | $0.00 Strike: $79.58 | $0.00 |
DisclosureSEC source: 0001209191-18-015306 · doc4.xml · derivative · entry 14 Aspauza Jossie · CIK 0001624298 · VP, SAM/CAM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,512 shares Expires 2023-12-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reporting person received 238 shares of common stock upon the net exercise of 2,512 stock appreciation rights ("SARs"). The reporting person forfeited 2,171 shares of common stock underlying the SARs in payment of the exercise price and 103 shares of common stock underlying the SARs to satisfy the withholding tax obligations resulting from the exercise, using the closing stock price on February 28, 2018 of $92.10. Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 01:50 UTC | HERBALIFE LTD. HLF · Entity 4842 | SaleCommon Stock | 9,995 | $90.38 | $903,348.10 |
DisclosureSEC source: 0001209191-18-015306 · doc4.xml · nonDerivative · entry 13 Aspauza Jossie · CIK 0001624298 · VP, SAM/CAM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,763 F5 · price: This transaction was executed in multiple trades at prices ranging from $90.11 to $90.65. The price reported reflects the weighted average sale price of $90.38. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 01:50 UTC | HERBALIFE LTD. HLF · Entity 4842 | Tax withholdingCommon Stock | 126 | $92.10 | $11,604.60 |
DisclosureSEC source: 0001209191-18-015306 · doc4.xml · nonDerivative · entry 12 Aspauza Jossie · CIK 0001624298 · VP, SAM/CAM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,758 F4 · kind: The reporting person received 291 shares of common stock upon the net exercise of 1,102 SARs The reporting person forfeited 685 shares of common stock underlying the SARs in payment of the exercise price and 126 shares of common stock underlying the SARs to satisfy the withholding tax obligations resulting from the exercise, using the closing stock price on February 28, 2018 of $92.10. Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 01:50 UTC | HERBALIFE LTD. HLF · Entity 4842 | Disposition to issuerCommon Stock | 685 | $92.10 | $63,088.50 |
DisclosureSEC source: 0001209191-18-015306 · doc4.xml · nonDerivative · entry 11 Aspauza Jossie · CIK 0001624298 · VP, SAM/CAM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,884 F4 · kind: The reporting person received 291 shares of common stock upon the net exercise of 1,102 SARs The reporting person forfeited 685 shares of common stock underlying the SARs in payment of the exercise price and 126 shares of common stock underlying the SARs to satisfy the withholding tax obligations resulting from the exercise, using the closing stock price on February 28, 2018 of $92.10. Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 01:50 UTC | HERBALIFE LTD. HLF · Entity 4842 | Exercise / conversionCommon Stock | 1,102 | $57.19 | $63,023.38 |
DisclosureSEC source: 0001209191-18-015306 · doc4.xml · nonDerivative · entry 10 Aspauza Jossie · CIK 0001624298 · VP, SAM/CAM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,569 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: The reporting person received 291 shares of common stock upon the net exercise of 1,102 SARs The reporting person forfeited 685 shares of common stock underlying the SARs in payment of the exercise price and 126 shares of common stock underlying the SARs to satisfy the withholding tax obligations resulting from the exercise, using the closing stock price on February 28, 2018 of $92.10. Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 01:50 UTC | HERBALIFE LTD. HLF · Entity 4842 | Tax withholdingCommon Stock | 102 | $92.10 | $9,394.20 |
DisclosureSEC source: 0001209191-18-015306 · doc4.xml · nonDerivative · entry 9 Aspauza Jossie · CIK 0001624298 · VP, SAM/CAM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,467 F3 · kind: The reporting person received 234 shares of common stock upon the net exercise of 1,048 SARs. The reporting person forfeited 712 shares of common stock underlying the SARs in payment of the exercise price and 102 shares of common stock underlying the SARs to satisfy the withholding tax obligations resulting from the exercise, using the closing stock price on February 28, 2018 of $92.10. Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 01:50 UTC | HERBALIFE LTD. HLF · Entity 4842 | Disposition to issuerCommon Stock | 712 | $92.10 | $65,575.20 |
DisclosureSEC source: 0001209191-18-015306 · doc4.xml · nonDerivative · entry 8 Aspauza Jossie · CIK 0001624298 · VP, SAM/CAM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,569 F3 · kind: The reporting person received 234 shares of common stock upon the net exercise of 1,048 SARs. The reporting person forfeited 712 shares of common stock underlying the SARs in payment of the exercise price and 102 shares of common stock underlying the SARs to satisfy the withholding tax obligations resulting from the exercise, using the closing stock price on February 28, 2018 of $92.10. Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 01:50 UTC | HERBALIFE LTD. HLF · Entity 4842 | Exercise / conversionCommon Stock | 1,048 | $62.51 | $65,510.48 |
DisclosureSEC source: 0001209191-18-015306 · doc4.xml · nonDerivative · entry 7 Aspauza Jossie · CIK 0001624298 · VP, SAM/CAM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,281 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: The reporting person received 234 shares of common stock upon the net exercise of 1,048 SARs. The reporting person forfeited 712 shares of common stock underlying the SARs in payment of the exercise price and 102 shares of common stock underlying the SARs to satisfy the withholding tax obligations resulting from the exercise, using the closing stock price on February 28, 2018 of $92.10. Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 01:50 UTC | HERBALIFE LTD. HLF · Entity 4842 | Tax withholdingCommon Stock | 393 | $92.10 | $36,195.30 |
DisclosureSEC source: 0001209191-18-015306 · doc4.xml · nonDerivative · entry 6 Aspauza Jossie · CIK 0001624298 · VP, SAM/CAM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,233 F2 · kind: The reporting person received 915 shares of common stock upon the net exercise of 3,752 SARs. The reporting person forfeited 2,444 shares of common stock underlying the SARs in payment of the exercise price and 393 shares of common stock underlying the SARs to satisfy the withholding tax obligations resulting from the exercise, using the closing stock price on February 28, 2018 of $92.10. Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 01:50 UTC | HERBALIFE LTD. HLF · Entity 4842 | Disposition to issuerCommon Stock | 2,444 | $92.10 | $225,092.40 |
DisclosureSEC source: 0001209191-18-015306 · doc4.xml · nonDerivative · entry 5 Aspauza Jossie · CIK 0001624298 · VP, SAM/CAM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,626 F2 · kind: The reporting person received 915 shares of common stock upon the net exercise of 3,752 SARs. The reporting person forfeited 2,444 shares of common stock underlying the SARs in payment of the exercise price and 393 shares of common stock underlying the SARs to satisfy the withholding tax obligations resulting from the exercise, using the closing stock price on February 28, 2018 of $92.10. Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 01:50 UTC | HERBALIFE LTD. HLF · Entity 4842 | Exercise / conversionCommon Stock | 3,752 | $59.98 | $225,044.96 |
DisclosureSEC source: 0001209191-18-015306 · doc4.xml · nonDerivative · entry 4 Aspauza Jossie · CIK 0001624298 · VP, SAM/CAM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,070 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: The reporting person received 915 shares of common stock upon the net exercise of 3,752 SARs. The reporting person forfeited 2,444 shares of common stock underlying the SARs in payment of the exercise price and 393 shares of common stock underlying the SARs to satisfy the withholding tax obligations resulting from the exercise, using the closing stock price on February 28, 2018 of $92.10. Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 01:50 UTC | HERBALIFE LTD. HLF · Entity 4842 | Tax withholdingCommon Stock | 103 | $92.10 | $9,486.30 |
DisclosureSEC source: 0001209191-18-015306 · doc4.xml · nonDerivative · entry 3 Aspauza Jossie · CIK 0001624298 · VP, SAM/CAM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,318 F1 · kind: The reporting person received 238 shares of common stock upon the net exercise of 2,512 stock appreciation rights ("SARs"). The reporting person forfeited 2,171 shares of common stock underlying the SARs in payment of the exercise price and 103 shares of common stock underlying the SARs to satisfy the withholding tax obligations resulting from the exercise, using the closing stock price on February 28, 2018 of $92.10. Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 01:50 UTC | HERBALIFE LTD. HLF · Entity 4842 | Disposition to issuerCommon Stock | 2,171 | $92.10 | $199,949.10 |
DisclosureSEC source: 0001209191-18-015306 · doc4.xml · nonDerivative · entry 2 Aspauza Jossie · CIK 0001624298 · VP, SAM/CAM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,421 F1 · kind: The reporting person received 238 shares of common stock upon the net exercise of 2,512 stock appreciation rights ("SARs"). The reporting person forfeited 2,171 shares of common stock underlying the SARs in payment of the exercise price and 103 shares of common stock underlying the SARs to satisfy the withholding tax obligations resulting from the exercise, using the closing stock price on February 28, 2018 of $92.10. Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 01:50 UTC | HERBALIFE LTD. HLF · Entity 4842 | Exercise / conversionCommon Stock | 2,512 | $79.58 | $199,904.96 |
DisclosureSEC source: 0001209191-18-015306 · doc4.xml · nonDerivative · entry 1 Aspauza Jossie · CIK 0001624298 · VP, SAM/CAM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,592 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reporting person received 238 shares of common stock upon the net exercise of 2,512 stock appreciation rights ("SARs"). The reporting person forfeited 2,171 shares of common stock underlying the SARs in payment of the exercise price and 103 shares of common stock underlying the SARs to satisfy the withholding tax obligations resulting from the exercise, using the closing stock price on February 28, 2018 of $92.10. Read SEC document |
| February 26, 2018 Filed Feb 27, 2018 02:21 UTC | HERBALIFE LTD. HLF · Entity 4842 | GrantCommon Stock | 2,085 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-013695 · doc4.xml · nonDerivative · entry 1 Aspauza Jossie · CIK 0001624298 · VP, SAM/CAM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,080 F1 · kind: Consists of restricted stock units ("RSU") under the Herbalife Ltd. 2014 Stock Incentive Plan. Each RSU represents a contingent right to receive one share of Herbalife Ltd. common stock on vesting. This award will vest 20% each on February 26, 2019 and February 26, 2020, and 60% on February 26, 2021. Read SEC document |
| February 22, 2018 Filed Feb 27, 2018 02:21 UTC | HERBALIFE LTD. HLF · Entity 4842 | GrantStock Appreciation Rights · Derivative | 1,102 | $0.00 Strike: $57.19 | $0.00 |
DisclosureSEC source: 0001209191-18-013695 · doc4.xml · derivative · entry 4 Aspauza Jossie · CIK 0001624298 · VP, SAM/CAM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,102 Underlying: Common Stock · 1,102 shares Expires 2027-02-27 F4 · kind: On February 27, 2017, the reporting person was granted an award of 5,508 SARs. The amount and timing of the vesting of these SARs is dependent upon the achievement by the Company of certain performance criteria for each of fiscal 2017, 2018 and 2019. The performance criteria for 2017 was met, resulting in 1,102 SARs which will vest on February 27, 2018. Read SEC document |
| February 22, 2018 Filed Feb 27, 2018 02:21 UTC | HERBALIFE LTD. HLF · Entity 4842 | GrantStock Appreciation Rights · Derivative | 1,048 | $0.00 Strike: $62.51 | $0.00 |
DisclosureSEC source: 0001209191-18-013695 · doc4.xml · derivative · entry 3 Aspauza Jossie · CIK 0001624298 · VP, SAM/CAM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,096 Underlying: Common Stock · 1,048 shares Expires 2026-05-09 F3 · kind: On May 9, 2016, the reporting person was granted an award of 5,240 SARs. The amount and timing of the vesting of these SARs is dependent upon the achievement by the Company of certain performance criteria for each of fiscal 2016, 2017 and 2018. The performance criteria for 2017 was met, resulting in 1,048 SARs which will vest on May 9, 2018. Read SEC document |
| February 22, 2018 Filed Feb 27, 2018 02:21 UTC | HERBALIFE LTD. HLF · Entity 4842 | GrantStock Appreciation Rights · Derivative | 5,873 | $0.00 Strike: $30.44 | $0.00 |
DisclosureSEC source: 0001209191-18-013695 · doc4.xml · derivative · entry 2 Aspauza Jossie · CIK 0001624298 · VP, SAM/CAM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,873 Underlying: Common Stock · 5,873 shares Expires 2025-03-02 F2 · kind: On March 2, 2015, the reporting person was granted an award of 9,787 stock appreciation rights ("SARs"). The amount and timing of the vesting of these SARs is dependent upon the achievement by Herbalife Ltd. (the "Company") of certain performance criteria for each of fiscal 2015, 2016 and 2017. The performance criteria for 2017 was met, resulting in 5,873 SARs which will vest on March 2, 2018. Read SEC document |
| May 09, 2017 Filed May 12, 2017 00:35 UTC | HERBALIFE LTD. HLF · Entity 4842 | Exercise / conversionStock Appreciation Rights · Derivative | 3,914 | $0.00 Strike: $30.44 | $0.00 |
DisclosureSEC source: 0001209191-17-031680 · doc4.xml · derivative · entry 32 Aspauza Jossie · CIK 0001624298 · VP, SAM/CAM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,873 Underlying: Common Stock · 3,914 shares Expires 2025-03-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_date: Consists of 9,787 stock appreciation rights granted under the Herbalife Ltd. 2014 Stock Incentive Plan of which 20% vested on March 2, 2016, 20% vested on March 2, 2017, and the remaining 60% will vest on March 2, 2018. Read SEC document |
| May 09, 2017 Filed May 12, 2017 00:35 UTC | HERBALIFE LTD. HLF · Entity 4842 | Exercise / conversionStock Appreciation Rights · Derivative | 453 | $0.00 Strike: $48.39 | $0.00 |
DisclosureSEC source: 0001209191-17-031680 · doc4.xml · derivative · entry 31 Aspauza Jossie · CIK 0001624298 · VP, SAM/CAM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 453 shares Expires 2022-09-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 09, 2017 Filed May 12, 2017 00:35 UTC | HERBALIFE LTD. HLF · Entity 4842 | Exercise / conversionStock Appreciation Rights · Derivative | 5,409 | $0.00 Strike: $44.79 | $0.00 |
DisclosureSEC source: 0001209191-17-031680 · doc4.xml · derivative · entry 30 Aspauza Jossie · CIK 0001624298 · VP, SAM/CAM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,409 shares Expires 2022-05-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 09, 2017 Filed May 12, 2017 00:35 UTC | HERBALIFE LTD. HLF · Entity 4842 | Exercise / conversionStock Appreciation Rights · Derivative | 2,257 | $0.00 Strike: $53.29 | $0.00 |
DisclosureSEC source: 0001209191-17-031680 · doc4.xml · derivative · entry 29 Aspauza Jossie · CIK 0001624298 · VP, SAM/CAM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,257 shares Expires 2021-05-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 09, 2017 Filed May 12, 2017 00:35 UTC | HERBALIFE LTD. HLF · Entity 4842 | Exercise / conversionStock Appreciation Rights · Derivative | 1,854 | $0.00 Strike: $22.94 | $0.00 |
DisclosureSEC source: 0001209191-17-031680 · doc4.xml · derivative · entry 28 Aspauza Jossie · CIK 0001624298 · VP, SAM/CAM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,854 shares Expires 2020-05-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 09, 2017 Filed May 12, 2017 00:35 UTC | HERBALIFE LTD. HLF · Entity 4842 | Exercise / conversionStock Appreciation Rights · Derivative | 1,840 | $0.00 Strike: $6.82 | $0.00 |
DisclosureSEC source: 0001209191-17-031680 · doc4.xml · derivative · entry 27 Aspauza Jossie · CIK 0001624298 · VP, SAM/CAM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,840 shares Expires 2019-02-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 09, 2017 Filed May 12, 2017 00:35 UTC | HERBALIFE LTD. HLF · Entity 4842 | Exercise / conversionStock Appreciation Rights · Derivative | 600 | $0.00 Strike: $21.57 | $0.00 |
DisclosureSEC source: 0001209191-17-031680 · doc4.xml · derivative · entry 26 Aspauza Jossie · CIK 0001624298 · VP, SAM/CAM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 600 shares Expires 2018-02-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 09, 2017 Filed May 12, 2017 00:35 UTC | HERBALIFE LTD. HLF · Entity 4842 | Exercise / conversionStock Appreciation Rights · Derivative | 3,600 | $0.00 Strike: $20.14 | $0.00 |
DisclosureSEC source: 0001209191-17-031680 · doc4.xml · derivative · entry 25 Aspauza Jossie · CIK 0001624298 · VP, SAM/CAM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,600 shares Expires 2017-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 09, 2017 Filed May 12, 2017 00:35 UTC | HERBALIFE LTD. HLF · Entity 4842 | Tax withholdingCommon Stock | 684 | $72.81 | $49,802.04 |
DisclosureSEC source: 0001209191-17-031680 · doc4.xml · nonDerivative · entry 24 Aspauza Jossie · CIK 0001624298 · VP, SAM/CAM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,995 F8 · kind: The reporting person received 1,592 shares of common stock upon the net exercise of the 3,914 SARs. The reporting person forfeited 1,638 shares of common stock underlying the SARS in payment of the exercise price and 684 shares of common stock underlying the SARS to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on May 9, 2017 of $72.81. Read SEC document |
| May 09, 2017 Filed May 12, 2017 00:35 UTC | HERBALIFE LTD. HLF · Entity 4842 | Disposition to issuerCommon Stock | 1,638 | $72.81 | $119,262.78 |
DisclosureSEC source: 0001209191-17-031680 · doc4.xml · nonDerivative · entry 23 Aspauza Jossie · CIK 0001624298 · VP, SAM/CAM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,679 F8 · kind: The reporting person received 1,592 shares of common stock upon the net exercise of the 3,914 SARs. The reporting person forfeited 1,638 shares of common stock underlying the SARS in payment of the exercise price and 684 shares of common stock underlying the SARS to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on May 9, 2017 of $72.81. Read SEC document |
| May 09, 2017 Filed May 12, 2017 00:35 UTC | HERBALIFE LTD. HLF · Entity 4842 | Exercise / conversionCommon Stock | 3,914 | $30.44 | $119,142.16 |
DisclosureSEC source: 0001209191-17-031680 · doc4.xml · nonDerivative · entry 22 Aspauza Jossie · CIK 0001624298 · VP, SAM/CAM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,317 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 09, 2017 Filed May 12, 2017 00:35 UTC | HERBALIFE LTD. HLF · Entity 4842 | Tax withholdingCommon Stock | 46 | $72.81 | $3,349.26 |
DisclosureSEC source: 0001209191-17-031680 · doc4.xml · nonDerivative · entry 21 Aspauza Jossie · CIK 0001624298 · VP, SAM/CAM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,403 F7 · kind: The reporting person received 105 shares of common stock upon the net exercise of the 453 SARS. The reporting person forfeited 302 shares of common stock underlying the SARS in payment of the exercise price and 46 shares of common stock underlying the SARS to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on May 9, 2017 of $72.81. Read SEC document |
| May 09, 2017 Filed May 12, 2017 00:35 UTC | HERBALIFE LTD. HLF · Entity 4842 | Disposition to issuerCommon Stock | 302 | $72.81 | $21,988.62 |
DisclosureSEC source: 0001209191-17-031680 · doc4.xml · nonDerivative · entry 20 Aspauza Jossie · CIK 0001624298 · VP, SAM/CAM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,449 F7 · kind: The reporting person received 105 shares of common stock upon the net exercise of the 453 SARS. The reporting person forfeited 302 shares of common stock underlying the SARS in payment of the exercise price and 46 shares of common stock underlying the SARS to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on May 9, 2017 of $72.81. Read SEC document |
| May 09, 2017 Filed May 12, 2017 00:35 UTC | HERBALIFE LTD. HLF · Entity 4842 | Exercise / conversionCommon Stock | 453 | $48.39 | $21,920.67 |
DisclosureSEC source: 0001209191-17-031680 · doc4.xml · nonDerivative · entry 19 Aspauza Jossie · CIK 0001624298 · VP, SAM/CAM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,751 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 09, 2017 Filed May 12, 2017 00:35 UTC | HERBALIFE LTD. HLF · Entity 4842 | Tax withholdingCommon Stock | 625 | $72.81 | $45,506.25 |
DisclosureSEC source: 0001209191-17-031680 · doc4.xml · nonDerivative · entry 18 Aspauza Jossie · CIK 0001624298 · VP, SAM/CAM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,298 F6 · kind: The reporting person received 1,456 shares of common stock upon the net exercise of the 5,409 SARs. The reporting person forfeited 3,328 shares of common stock underlying the SARS in payment of the exercise price and 625 shares of common stock underlying the SARS to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on May 9, 2017 of $72.81. Read SEC document |
| May 09, 2017 Filed May 12, 2017 00:35 UTC | HERBALIFE LTD. HLF · Entity 4842 | Disposition to issuerCommon Stock | 3,328 | $72.81 | $242,311.68 |
DisclosureSEC source: 0001209191-17-031680 · doc4.xml · nonDerivative · entry 17 Aspauza Jossie · CIK 0001624298 · VP, SAM/CAM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,923 F6 · kind: The reporting person received 1,456 shares of common stock upon the net exercise of the 5,409 SARs. The reporting person forfeited 3,328 shares of common stock underlying the SARS in payment of the exercise price and 625 shares of common stock underlying the SARS to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on May 9, 2017 of $72.81. Read SEC document |
| May 09, 2017 Filed May 12, 2017 00:35 UTC | HERBALIFE LTD. HLF · Entity 4842 | Exercise / conversionCommon Stock | 5,409 | $44.79 | $242,269.11 |
DisclosureSEC source: 0001209191-17-031680 · doc4.xml · nonDerivative · entry 16 Aspauza Jossie · CIK 0001624298 · VP, SAM/CAM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,251 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 09, 2017 Filed May 12, 2017 00:35 UTC | HERBALIFE LTD. HLF · Entity 4842 | Tax withholdingCommon Stock | 182 | $72.81 | $13,251.42 |
DisclosureSEC source: 0001209191-17-031680 · doc4.xml · nonDerivative · entry 15 Aspauza Jossie · CIK 0001624298 · VP, SAM/CAM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,842 F5 · kind: The reporting person received 423 shares of common stock upon the net exercise of the 2,257 SARs. The reporting person forfeited 1,652 shares of common stock underlying the SARS in payment of the exercise price and 182 shares of common stock underlying the SARS to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on May 9, 2017 of $72.81. Read SEC document |
| May 09, 2017 Filed May 12, 2017 00:35 UTC | HERBALIFE LTD. HLF · Entity 4842 | Disposition to issuerCommon Stock | 1,652 | $72.81 | $120,282.12 |
DisclosureSEC source: 0001209191-17-031680 · doc4.xml · nonDerivative · entry 14 Aspauza Jossie · CIK 0001624298 · VP, SAM/CAM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,024 F5 · kind: The reporting person received 423 shares of common stock upon the net exercise of the 2,257 SARs. The reporting person forfeited 1,652 shares of common stock underlying the SARS in payment of the exercise price and 182 shares of common stock underlying the SARS to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on May 9, 2017 of $72.81. Read SEC document |
| May 09, 2017 Filed May 12, 2017 00:35 UTC | HERBALIFE LTD. HLF · Entity 4842 | Exercise / conversionCommon Stock | 2,257 | $53.29 | $120,275.53 |
DisclosureSEC source: 0001209191-17-031680 · doc4.xml · nonDerivative · entry 13 Aspauza Jossie · CIK 0001624298 · VP, SAM/CAM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,676 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 09, 2017 Filed May 12, 2017 00:35 UTC | HERBALIFE LTD. HLF · Entity 4842 | Tax withholdingCommon Stock | 381 | $72.81 | $27,740.61 |
DisclosureSEC source: 0001209191-17-031680 · doc4.xml · nonDerivative · entry 12 Aspauza Jossie · CIK 0001624298 · VP, SAM/CAM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,419 F4 · kind: The reporting person received 888 shares of common stock upon the net exercise of the 1,854 SARs. The reporting person forfeited 585 shares of common stock underlying the SARS in payment of the exercise price and 381 shares of common stock underlying the SARS to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on May 9, 2017 of $72.81. Read SEC document |
| May 09, 2017 Filed May 12, 2017 00:35 UTC | HERBALIFE LTD. HLF · Entity 4842 | Disposition to issuerCommon Stock | 585 | $72.81 | $42,593.85 |
DisclosureSEC source: 0001209191-17-031680 · doc4.xml · nonDerivative · entry 11 Aspauza Jossie · CIK 0001624298 · VP, SAM/CAM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,800 F4 · kind: The reporting person received 888 shares of common stock upon the net exercise of the 1,854 SARs. The reporting person forfeited 585 shares of common stock underlying the SARS in payment of the exercise price and 381 shares of common stock underlying the SARS to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on May 9, 2017 of $72.81. Read SEC document |
| May 09, 2017 Filed May 12, 2017 00:35 UTC | HERBALIFE LTD. HLF · Entity 4842 | Exercise / conversionCommon Stock | 1,854 | $22.94 | $42,530.76 |
DisclosureSEC source: 0001209191-17-031680 · doc4.xml · nonDerivative · entry 10 Aspauza Jossie · CIK 0001624298 · VP, SAM/CAM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,385 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 09, 2017 Filed May 12, 2017 00:35 UTC | HERBALIFE LTD. HLF · Entity 4842 | Tax withholdingCommon Stock | 501 | $72.81 | $36,477.81 |
DisclosureSEC source: 0001209191-17-031680 · doc4.xml · nonDerivative · entry 9 Aspauza Jossie · CIK 0001624298 · VP, SAM/CAM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,531 F3 · kind: The reporting person received 1,166 shares of common stock upon the net exercise of the 1,840 SARs. The reporting person forfeited 173 shares of common stock underlying the SARS in payment of the exercise price and 501 shares of common stock underlying the SARS to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on May 9, 2017 of $72.81. Read SEC document |
| May 09, 2017 Filed May 12, 2017 00:35 UTC | HERBALIFE LTD. HLF · Entity 4842 | Disposition to issuerCommon Stock | 173 | $72.81 | $12,596.13 |
DisclosureSEC source: 0001209191-17-031680 · doc4.xml · nonDerivative · entry 8 Aspauza Jossie · CIK 0001624298 · VP, SAM/CAM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,032 F3 · kind: The reporting person received 1,166 shares of common stock upon the net exercise of the 1,840 SARs. The reporting person forfeited 173 shares of common stock underlying the SARS in payment of the exercise price and 501 shares of common stock underlying the SARS to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on May 9, 2017 of $72.81. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.