Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| QUALCOMM INC/DEQCOM · Entity 2852 | EVP & Chief Technology Officer | June 21, 2011 | June 23, 2011 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
QUALCOMM INC/DE
Report date June 21, 2011 · Filed June 23, 2011
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Indirectby Trust | 0 |
Last balance in matching sequence
After 2011-06-21 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2011-06-21 · Exercise / conversion · Acquired 20,000 · Balance 20,000 F1: Securities held by Roberto Padovani and Colleen A. Padovani Trustees for the Padovani Family Trust dtd. 6/10/96. Row 2 · 2011-06-21 · Sale · Disposed 20,000 · Balance 0 F2: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F3: The sale prices for this transaction ranged from $54.90 to $54.9125 The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. F1: Securities held by Roberto Padovani and Colleen A. Padovani Trustees for the Padovani Family Trust dtd. 6/10/96. |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $43.62 · Expires 2014-12-02 | Direct | 264,167 |
Reported balance
After 2011-06-21 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2011-06-21 · Exercise / conversion · Disposed 20,000 · Balance 264,167 F4: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. |
Filing footnotes · ownership attribution and instrument terms
F1: Securities held by Roberto Padovani and Colleen A. Padovani Trustees for the Padovani Family Trust dtd. 6/10/96.
F2: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.
F3: The sale prices for this transaction ranged from $54.90 to $54.9125 The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
F4: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 01, 2004 Filed Mar 2, 2004 01:17 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 6,000 | $63.30 | $379,800.00 |
DisclosureSEC source: 0001234452-04-000025 · edgardoc.xml · nonDerivative · entry 2 PADOVANI ROBERTO · CIK 0001191314 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 1,053 F2 · kind: The disposition of shares was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F1 · ownership.nature: Securities held by Roberto Padovani and Colleen A. Padovani Trustees for the Padovani Family Trust dtd. 6/10/96. Read SEC document |
| March 01, 2004 Filed Mar 2, 2004 01:17 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 6,000 | $8.02 | $48,120.00 |
DisclosureSEC source: 0001234452-04-000025 · edgardoc.xml · nonDerivative · entry 1 PADOVANI ROBERTO · CIK 0001191314 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 7,053 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Roberto Padovani and Colleen A. Padovani Trustees for the Padovani Family Trust dtd. 6/10/96. Read SEC document |
| February 02, 2004 Filed Feb 3, 2004 22:27 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $8.02 | $0.00 |
DisclosureSEC source: 0001234452-04-000018 · edgardoc.xml · derivative · entry 3 PADOVANI ROBERTO · CIK 0001191314 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,800 Underlying: Common Stock · 5,000 shares Expires 2007-12-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Employee stock options granted under the Company's 1991 Stock Option Plan. The options vest at the rate of 50% on December 5, 2001 and 50% on December 5, 2002. Read SEC document |
| February 02, 2004 Filed Feb 3, 2004 22:27 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 6,000 | $58.36 | $350,160.00 |
DisclosureSEC source: 0001234452-04-000018 · edgardoc.xml · nonDerivative · entry 2 PADOVANI ROBERTO · CIK 0001191314 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 1,053 F2 · kind: The disposition of shares was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F1 · ownership.nature: Securities held by Roberto Padovani and Colleen A. Padovani Trustees for the Padovani Family Trust dtd. 6/10/96. Read SEC document |
| February 02, 2004 Filed Feb 3, 2004 22:27 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 5,000 | $8.02 | $40,100.00 |
DisclosureSEC source: 0001234452-04-000018 · edgardoc.xml · nonDerivative · entry 1 PADOVANI ROBERTO · CIK 0001191314 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 7,053 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Roberto Padovani and Colleen A. Padovani Trustees for the Padovani Family Trust dtd. 6/10/96. Read SEC document |
| January 05, 2004 Filed Jan 6, 2004 00:50 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 6,000 | $53.48 | $320,880.00 |
DisclosureSEC source: 0001234452-04-000011 · edgardoc.xml · nonDerivative · entry 1 PADOVANI ROBERTO · CIK 0001191314 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 2,053 F1 · kind: The disposition of shares was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F2 · ownership.nature: Securities held by Roberto Padovani and Colleen A. Padovani Trustees for the Padovani Family Trust dtd. 6/10/96. Read SEC document |
| December 31, 2003 Filed Jan 3, 2004 00:30 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantPhantom Stock Unit · Derivative | 1,098 | $52.66 Strike: $1.00 | $57,820.68 |
DisclosureSEC source: 0001234452-04-000004 · edgardoc.xml · derivative · entry 1 PADOVANI ROBERTO · CIK 0001191314 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by Grantor Trust Disclosed balance after: 9,069.26 Underlying: Common Stock · 1,098 shares Expires not disclosed F1 · security: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan. F2 · derivative.exercise_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest according to the following schedule: 100% at age 65 with acceleration provisions (1) at the rate of 25% per year for each subsequent year of participation, (2) after the individual reaches age 61, or (3) if they have more than 10 years of service. F3 · derivative.expiration_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination. F1 · ownership.nature: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan. Read SEC document |
| December 01, 2003 Filed Dec 2, 2003 22:25 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 6,000 | $45.06 | $270,361.80 |
DisclosureSEC source: 0001234452-03-000164 · edgardoc.xml · nonDerivative · entry 1 PADOVANI ROBERTO · CIK 0001191314 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 8,053 F1 · kind: The disposition of shares was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F2 · ownership.nature: Securities held by Roberto Padovani and Colleen A. Padovani Trustees for the Padovani Family Trust dtd. 6/10/96. Read SEC document |
| November 28, 2003 Filed Dec 2, 2003 22:23 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 140,000 | $0.00 Strike: $44.46 | $0.00 |
DisclosureSEC source: 0001234452-03-000159 · edgardoc.xml · derivative · entry 1 PADOVANI ROBERTO · CIK 0001191314 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,000 Underlying: Common Stock · 140,000 shares Expires 2013-11-27 F1 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| November 12, 2003 Filed Nov 13, 2003 23:45 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 48,000 | $0.00 Strike: $8.02 | $0.00 |
DisclosureSEC source: 0001234452-03-000142 · edgardoc.xml · derivative · entry 3 PADOVANI ROBERTO · CIK 0001191314 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,800 Underlying: Common Stock · 48,000 shares Expires 2007-12-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Employee stock options granted under the Company's 1991 Stock Option Plan. The options vest at the rate of 50% on December 5, 2001 and 50% on December 5, 2002. Read SEC document |
| November 12, 2003 Filed Nov 13, 2003 23:45 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 48,000 | $47.28 | $2,269,348.80 |
DisclosureSEC source: 0001234452-03-000142 · edgardoc.xml · nonDerivative · entry 2 PADOVANI ROBERTO · CIK 0001191314 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 14,053 F1 · ownership.nature: Securities held by Roberto Padovani and Colleen A. Padovani Trustees for the Padovani Family Trust dtd. 6/10/96. Read SEC document |
| November 12, 2003 Filed Nov 13, 2003 23:45 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 48,000 | $8.02 | $384,960.00 |
DisclosureSEC source: 0001234452-03-000142 · edgardoc.xml · nonDerivative · entry 1 PADOVANI ROBERTO · CIK 0001191314 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 62,053 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Roberto Padovani and Colleen A. Padovani Trustees for the Padovani Family Trust dtd. 6/10/96. Read SEC document |
| November 03, 2003 Filed Nov 4, 2003 18:21 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 6,000 | $47.48 | $284,880.00 |
DisclosureSEC source: 0001234452-03-000132 · edgardoc.xml · nonDerivative · entry 1 PADOVANI ROBERTO · CIK 0001191314 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 14,053 F1 · kind: The disposition of shares was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F2 · ownership.nature: Securities held by Roberto Padovani and Colleen A. Padovani Trustees for the Padovani Family Trust dtd. 6/10/96. Read SEC document |
| October 06, 2003 Filed Oct 6, 2003 22:11 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 6,000 | $43.76 | $262,560.00 |
DisclosureSEC source: 0001234452-03-000114 · edgardoc.xml · nonDerivative · entry 1 PADOVANI ROBERTO · CIK 0001191314 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 20,053 F1 · kind: The disposition of shares was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F2 · ownership.nature: Securities held by Roberto Padovani and Colleen A. Padovani Trustees for the Padovani Family Trust dtd. 6/10/96. Read SEC document |
| September 02, 2003 Filed Sep 4, 2003 00:30 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 6,000 | $41.18 | $247,080.00 |
DisclosureSEC source: 0001234452-03-000080 · edgardoc.xml · nonDerivative · entry 1 PADOVANI ROBERTO · CIK 0001191314 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 26,053 F1 · kind: The disposition of shares was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F2 · ownership.nature: Securities held by Roberto Padovani and Colleen A. Padovani Trustees for the Padovani Family Trust dtd. 6/10/96. Read SEC document |
| March 31, 2003 Filed May 20, 2003 18:50 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantPhantom Stock Unit · Derivative | 10.915 | $36.31 Strike: $1.00 | $396.30 |
DisclosureSEC source: 0001191307-03-000026 · edgardoc.xml · derivative · entry 1 PADOVANI ROBERTO · CIK 0001191314 · Executive Vice President and 10b5-1 filing: Not disclosed Ownership: Indirect · by Grantor Trust Disclosed balance after: Not disclosed Underlying: Common Stock · 10.915 shares Expires 1988-08-08 F1 · security: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan. F2 · kind: The shares were acquired through the dividend reinvestment provision of the Company's Executive Retirement Contribution Matching Plan. F3 · derivative.exercise_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest according to the following schedule: 100% at age 65 with acceleration provisions (1) at the rate of 25% per year for each subsequent year of participation, (2) after the individual reaches age 61, or (3) if they have more than 10 years of service. F1 · ownership.nature: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.