Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CORNING INC /NYGLW · Entity 2883 | Retired Exec. Vice President | October 01, 2011 | October 04, 2011 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CORNING INC /NY
Report date October 01, 2011 · Filed October 04, 2011
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 123,149 |
Ending reported balance
After 2011-10-01 transaction · row 7
7 source rows · reconciled sequenceRow 1 · 2011-10-01 · Tax withholding · Disposed 17,687 · Balance 69,449 F5: Price based on 10/3/11 market value as Transaction Date of 10/1/11 was a Saturday. Row 2 · 2011-10-01 · Exercise / conversion · Acquired 75,790 · Balance 145,239 Row 3 · 2011-10-01 · Tax withholding · Disposed 33,933 · Balance 111,306 F5: Price based on 10/3/11 market value as Transaction Date of 10/1/11 was a Saturday. Row 4 · 2011-10-01 · Exercise / conversion · Acquired 12,882 · Balance 124,188 Row 5 · 2011-10-01 · Tax withholding · Disposed 5,768 · Balance 118,420 F5: Price based on 10/3/11 market value as Transaction Date of 10/1/11 was a Saturday. Row 6 · 2011-10-01 · Exercise / conversion · Acquired 8,794 · Balance 127,214 Row 7 · 2011-10-01 · Tax withholding · Disposed 4,065 · Balance 123,149 F5: Price based on 10/3/11 market value as Transaction Date of 10/1/11 was a Saturday. |
| Performance Share UnitSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2011-10-01 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2011-10-01 · Exercise / conversion · Disposed 75,790 · Balance 0 F1: Each earned Performance Share Unit represents contingent right to receive one share of GLW common stock. F3: Performance Share units earned 2/3/10 per Board Compensation Committee decision of extent performance criteria were met for FY 2009 under 12/08 agreement. Earned units vested at 10/1/11 retirement pursuant to the 12/08 agreement. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2011-10-01 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2011-10-01 · Exercise / conversion · Disposed 12,882 · Balance 0 F2: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock F4: Vesting pursuant to December 2009 agreement. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2011-10-01 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2011-10-01 · Exercise / conversion · Disposed 8,794 · Balance 0 F2: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock F6: Vesting pursuant to January 2011 agreement. |
Filing footnotes · ownership attribution and instrument terms
F1: Each earned Performance Share Unit represents contingent right to receive one share of GLW common stock.
F2: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock
F3: Performance Share units earned 2/3/10 per Board Compensation Committee decision of extent performance criteria were met for FY 2009 under 12/08 agreement. Earned units vested at 10/1/11 retirement pursuant to the 12/08 agreement.
F4: Vesting pursuant to December 2009 agreement.
F5: Price based on 10/3/11 market value as Transaction Date of 10/1/11 was a Saturday.
F6: Vesting pursuant to January 2011 agreement.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 20, 2004 Filed Apr 22, 2004 20:06 UTC | CORNING INC /NY GLW · Entity 2883 | OtherPhantom Stock · Derivative | 93.57 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000024741-04-000252 · c0001262543d20040422f4f.xml · derivative · entry 1 SCHNEIDER PAMELA C · CIK 0001262543 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,304.44 Underlying: Common Stock · 93.57 shares Expires not disclosed F1 · derivative.exercise_price: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. F1 · kind: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. F1 · derivative.exercise_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. F1 · derivative.expiration_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. Read SEC document |
| March 24, 2004 Filed Mar 24, 2004 21:29 UTC | CORNING INC /NY GLW · Entity 2883 | OtherPhantom Stock · Derivative | 87.5 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000024741-04-000212 · c0001262543d20040324f4f.xml · derivative · entry 1 SCHNEIDER PAMELA C · CIK 0001262543 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,210.87 Underlying: Common Stock · 87.5 shares Expires not disclosed F1 · derivative.exercise_price: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. F1 · kind: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. F1 · price: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. F1 · derivative.exercise_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. F1 · derivative.expiration_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. Read SEC document |
| March 02, 2004 Filed Mar 3, 2004 21:23 UTC | CORNING INC /NY GLW · Entity 2883 | OtherPhantom Stock · Derivative | 87.2 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000024741-04-000176 · c0001262543d20040303f4f.xml · derivative · entry 1 SCHNEIDER PAMELA C · CIK 0001262543 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,123.37 Underlying: Common Stock · 87.2 shares Expires not disclosed F1 · derivative.exercise_price: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. F1 · kind: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. F1 · price: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. F1 · derivative.exercise_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. F1 · derivative.expiration_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. Read SEC document |
| February 17, 2004 Filed Feb 18, 2004 21:11 UTC | CORNING INC /NY GLW · Entity 2883 | OtherPhantom Stock · Derivative | 71.67 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000024741-04-000147 · c0001262543d20040218f4f.xml · derivative · entry 1 SCHNEIDER PAMELA C · CIK 0001262543 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,036.17 Underlying: Common Stock · 71.67 shares Expires not disclosed F1 · derivative.exercise_price: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. F1 · kind: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. F1 · price: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. F1 · derivative.exercise_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. F1 · derivative.expiration_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. Read SEC document |
| February 10, 2004 Filed Feb 12, 2004 21:23 UTC | CORNING INC /NY GLW · Entity 2883 | OtherPhantom Stock · Derivative | 515.69 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000024741-04-000129 · c0001262543d20040212f4f.xml · derivative · entry 1 SCHNEIDER PAMELA C · CIK 0001262543 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,964.5 Underlying: Common Stock · 515.69 shares Expires not disclosed F1 · derivative.exercise_price: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. F1 · kind: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. F1 · price: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. F1 · derivative.exercise_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. F1 · derivative.expiration_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. Read SEC document |
| February 02, 2004 Filed Feb 3, 2004 21:12 UTC | CORNING INC /NY GLW · Entity 2883 | GrantStock Options (Right to buy) · Derivative | 14,000 | $0.00 Strike: $12.79 | $0.00 |
DisclosureSEC source: 0000024741-04-000066 · c0001262543d20040203f4f.xml · derivative · entry 1 SCHNEIDER PAMELA C · CIK 0001262543 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,000 Underlying: Common Stock · 14,000 shares Expires 2014-02-01 Read SEC document |
| January 02, 2004 Filed Jan 5, 2004 21:15 UTC | CORNING INC /NY GLW · Entity 2883 | GrantStock Options (Right to buy) · Derivative | 14,000 | $0.00 Strike: $10.40 | $0.00 |
DisclosureSEC source: 0000024741-04-000030 · c0001262543d20040105f4f.xml · derivative · entry 1 SCHNEIDER PAMELA C · CIK 0001262543 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,000 Underlying: Common Stock · 14,000 shares Expires 2014-01-01 Read SEC document |
| December 03, 2003 Filed Dec 5, 2003 21:03 UTC | CORNING INC /NY GLW · Entity 2883 | GrantStock Options (Right to buy) · Derivative | 28,000 | $0.00 Strike: $11.21 | $0.00 |
DisclosureSEC source: 0000024741-03-000380 · c0001262543d20031205f4s1f.xml · derivative · entry 5 SCHNEIDER PAMELA C · CIK 0001262543 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,000 Underlying: Common Stock · 28,000 shares Expires 2013-12-02 Read SEC document |
| December 03, 2003 Filed Dec 5, 2003 21:03 UTC | CORNING INC /NY GLW · Entity 2883 | GrantCommon Stock | 18,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000024741-03-000380 · c0001262543d20031205f4s1f.xml · nonDerivative · entry 1 SCHNEIDER PAMELA C · CIK 0001262543 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,364.47 F1 · kind: These shares were granted under the Incentive Stock Plan of Corning Incorporated and are subject to the restrictions and terms contained in an agreement dated December 3, 2003. Read SEC document |
| October 27, 2003 Filed Oct 28, 2003 21:46 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionStock Options (Right to buy) · Derivative | 14,095 | $0.00 Strike: $9.95 | $0.00 |
DisclosureSEC source: 0000024741-03-000292 · c0001262543d20031028f4s3f.xml · derivative · entry 15 SCHNEIDER PAMELA C · CIK 0001262543 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,006 Underlying: Common Stock · 14,095 shares Expires 2011-12-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 27, 2003 Filed Oct 28, 2003 21:46 UTC | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 18,095 | $10.63 | $192,349.85 |
DisclosureSEC source: 0000024741-03-000292 · c0001262543d20031028f4s3f.xml · nonDerivative · entry 8 SCHNEIDER PAMELA C · CIK 0001262543 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,364.47 Read SEC document |
| October 27, 2003 Filed Oct 28, 2003 21:46 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 14,095 | $9.95 | $140,245.25 |
DisclosureSEC source: 0000024741-03-000292 · c0001262543d20031028f4s3f.xml · nonDerivative · entry 7 SCHNEIDER PAMELA C · CIK 0001262543 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,459.47 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 24, 2003 Filed Oct 28, 2003 21:46 UTC | CORNING INC /NY GLW · Entity 2883 | GrantStock Options (Right to buy) · Derivative | 9,681 | $0.00 Strike: $10.33 | $0.00 |
DisclosureSEC source: 0000024741-03-000292 · c0001262543d20031028f4s3f.xml · derivative · entry 17 SCHNEIDER PAMELA C · CIK 0001262543 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,681 Underlying: Common Stock · 9,681 shares Expires 2008-10-05 Read SEC document |
| October 24, 2003 Filed Oct 28, 2003 21:46 UTC | CORNING INC /NY GLW · Entity 2883 | GrantStock Options (Right to buy) · Derivative | 19,369 | $0.00 Strike: $10.33 | $0.00 |
DisclosureSEC source: 0000024741-03-000292 · c0001262543d20031028f4s3f.xml · derivative · entry 16 SCHNEIDER PAMELA C · CIK 0001262543 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,369 Underlying: Common Stock · 19,369 shares Expires 2005-12-05 Read SEC document |
| October 24, 2003 Filed Oct 28, 2003 21:46 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionStock Options (Right to buy) · Derivative | 60,899 | $0.00 Strike: $9.95 | $0.00 |
DisclosureSEC source: 0000024741-03-000292 · c0001262543d20031028f4s3f.xml · derivative · entry 14 SCHNEIDER PAMELA C · CIK 0001262543 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,101 Underlying: Common Stock · 60,899 shares Expires 2011-12-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 24, 2003 Filed Oct 28, 2003 21:46 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionStock Options (Right to buy) · Derivative | 57,000 | $0.00 Strike: $9.38 | $0.00 |
DisclosureSEC source: 0000024741-03-000292 · c0001262543d20031028f4s3f.xml · derivative · entry 13 SCHNEIDER PAMELA C · CIK 0001262543 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 57,000 shares Expires 2008-10-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 24, 2003 Filed Oct 28, 2003 21:46 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionStock Options (Right to buy) · Derivative | 32,340 | $0.00 Strike: $8.70 | $0.00 |
DisclosureSEC source: 0000024741-03-000292 · c0001262543d20031028f4s3f.xml · derivative · entry 12 SCHNEIDER PAMELA C · CIK 0001262543 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 32,340 shares Expires 2005-12-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 24, 2003 Filed Oct 28, 2003 21:46 UTC | CORNING INC /NY GLW · Entity 2883 | Tax withholdingCommon Stock | 29,050 | $10.33 | $300,086.50 |
DisclosureSEC source: 0000024741-03-000292 · c0001262543d20031028f4s3f.xml · nonDerivative · entry 6 SCHNEIDER PAMELA C · CIK 0001262543 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,364.47 Read SEC document |
| October 24, 2003 Filed Oct 28, 2003 21:46 UTC | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 55,680 | $10.36 | $576,844.80 |
DisclosureSEC source: 0000024741-03-000292 · c0001262543d20031028f4s3f.xml · nonDerivative · entry 5 SCHNEIDER PAMELA C · CIK 0001262543 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,414.47 Read SEC document |
| October 24, 2003 Filed Oct 28, 2003 21:46 UTC | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 60,899 | $10.40 | $633,349.60 |
DisclosureSEC source: 0000024741-03-000292 · c0001262543d20031028f4s3f.xml · nonDerivative · entry 4 SCHNEIDER PAMELA C · CIK 0001262543 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,094.47 Read SEC document |
| October 24, 2003 Filed Oct 28, 2003 21:46 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 60,899 | $9.95 | $605,945.05 |
DisclosureSEC source: 0000024741-03-000292 · c0001262543d20031028f4s3f.xml · nonDerivative · entry 3 SCHNEIDER PAMELA C · CIK 0001262543 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 230,993.47 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 24, 2003 Filed Oct 28, 2003 21:46 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 57,000 | $9.38 | $534,660.00 |
DisclosureSEC source: 0000024741-03-000292 · c0001262543d20031028f4s3f.xml · nonDerivative · entry 2 SCHNEIDER PAMELA C · CIK 0001262543 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,094.47 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 24, 2003 Filed Oct 28, 2003 21:46 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 32,340 | $8.70 | $281,358.00 |
DisclosureSEC source: 0000024741-03-000292 · c0001262543d20031028f4s3f.xml · nonDerivative · entry 1 SCHNEIDER PAMELA C · CIK 0001262543 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,094.47 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.