Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| LOWES COMPANIES INCLOW · Entity 2896 | EVP Merchandising | March 01, 2012 | March 05, 2012 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
LOWES COMPANIES INC
Report date March 01, 2012 · Filed March 05, 2012
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 51,194 |
Reported balance
After 2012-03-01 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2012-03-01 · Tax withholding · Disposed 6,843 · Balance 51,194 F1: Reflects shares delivered by reporting person to satisfy withholding taxes due upon vesting of restricted shares granted on March 1, 2009. F2: Direct holdings include 520 shares acquired under the Lowe's Employee Stock Purchase Plan. |
| Common StockSEC Table I · non-derivative | Direct | 69,194 |
Reported balance
After 2012-03-01 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2012-03-01 · Grant · Acquired 18,000 · Balance 69,194 F3: Restricted stock granted pursuant to 2006 Long-Term Incentive Plan. The shares will fully vest on March 1, 2015. |
| Common StockSEC Table I · non-derivative | Direct | 68,157 |
Reported balance
After 2012-03-02 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2012-03-02 · Gift · Disposed 1,037 · Balance 68,157 |
| Common StockSEC Table I · non-derivative | Direct | 90,823 |
Reported balance
After 2012-03-02 transaction · row 4
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 4 · 2012-03-02 · Exercise / conversion · Acquired 22,666 · Balance 90,823 |
| Common StockSEC Table I · non-derivative | Direct | 68,157 |
Reported balance
After 2012-03-02 transaction · row 5
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 5 · 2012-03-02 · Sale · Disposed 22,666 · Balance 68,157 F4: This transaction was executed in multiple trades at prices ranging from $28.20 to $28.215. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. |
| Common StockSEC Table I · non-derivative | Direct | 54,000 |
Reported balance
After 2012-03-02 transaction · row 6
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 6 · 2012-03-02 · Sale · Disposed 14,157 · Balance 54,000 F5: This transaction was executed in multiple trades at prices ranging from $28.52 to $28.53. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. |
| Common StockSEC Table I · non-derivative | Indirectby Daughter | 1,605 |
Reported balance
After 2012-03-02 transaction · row 7
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 7 · 2012-03-02 · Gift · Acquired 705 · Balance 1,605 |
| Common StockSEC Table I · non-derivative | Indirectby Son | 1,605 |
Reported balance
After 2012-03-02 transaction · row 8
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 8 · 2012-03-02 · Gift · Acquired 705 · Balance 1,605 |
| Common StockSEC Table I · non-derivative | Indirectby Spouse | 35,362 |
Reported balance
After 2012-03-02 transaction · row 9
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 9 · 2012-03-02 · Gift · Acquired 1,037 · Balance 35,362 |
| Common StockSEC Table I · non-derivative | Indirectby Spouse | 30,952 |
Reported balance
After 2012-03-02 transaction · row 10
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 10 · 2012-03-02 · Gift · Disposed 4,410 · Balance 30,952 |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $15.84 · Expires 2016-03-01 | Direct | 0 |
Reported balance
After 2012-03-02 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2012-03-02 · Exercise / conversion · Disposed 22,666 · Balance 0 F6: The option vests in three annual installments beginning on March 1, 2010. |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $28.38 · Expires 2019-03-01 | Direct | 82,000 |
Reported balance
After 2012-03-01 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2012-03-01 · Grant · Acquired 82,000 · Balance 82,000 F7: The option vests in three annual installments beginning on March 1, 2013. |
| Common StockSEC Table I · non-derivative | IndirectBy 401k Plan | 2,484.323 |
Reported balance
Holding disclosure · report date 2012-03-01 · row 11
Holding and transaction disclosures are not merged.
1 source rowRow 11 · Balance 2,484.323 |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects shares delivered by reporting person to satisfy withholding taxes due upon vesting of restricted shares granted on March 1, 2009.
F2: Direct holdings include 520 shares acquired under the Lowe's Employee Stock Purchase Plan.
F3: Restricted stock granted pursuant to 2006 Long-Term Incentive Plan. The shares will fully vest on March 1, 2015.
F4: This transaction was executed in multiple trades at prices ranging from $28.20 to $28.215. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F5: This transaction was executed in multiple trades at prices ranging from $28.52 to $28.53. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F6: The option vests in three annual installments beginning on March 1, 2010.
F7: The option vests in three annual installments beginning on March 1, 2013.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 20, 2003 Filed Aug 21, 2003 21:54 UTC | LOWES COMPANIES INC LOW · Entity 2896 | Exercise / conversionCommon Stock | 669 | $23.56 | $15,763.31 |
DisclosureSEC source: 0000060667-03-000150 · edgardoc.xml · nonDerivative · entry 3 GFELLER ROBERT J JR · CIK 0001219904 · Senior VP Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,227 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 19, 2003 Filed Aug 21, 2003 21:54 UTC | LOWES COMPANIES INC LOW · Entity 2896 | OtherCommon Stock (SOFE) | 1,811 | $0.00 | $0.00 |
DisclosureSEC source: 0000060667-03-000150 · edgardoc.xml · nonDerivative · entry 9 GFELLER ROBERT J JR · CIK 0001219904 · Senior VP Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F3 · security: Transfer of shares held in Lowe's Employee Stock Purchase Plan - Stock Options for Everyone (SOFE) administered through ETrade to the Reporting Person's brokerage account. Read SEC document |
| August 19, 2003 Filed Aug 21, 2003 21:54 UTC | LOWES COMPANIES INC LOW · Entity 2896 | OtherCommon Stock (401(k) Account) | 178 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000060667-03-000150 · edgardoc.xml · nonDerivative · entry 7 GFELLER ROBERT J JR · CIK 0001219904 · Senior VP Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 941 F4 · shares: Shares acquired under Lowe's Companies, Inc. 401(k) Plan. F5 · price: Shares acquired under Lowe's Companies, Inc. 401(k) Plan. Read SEC document |
| August 19, 2003 Filed Aug 21, 2003 21:54 UTC | LOWES COMPANIES INC LOW · Entity 2896 | OtherCommon Stock | 1,811 | $0.00 | $0.00 |
DisclosureSEC source: 0000060667-03-000150 · edgardoc.xml · nonDerivative · entry 2 GFELLER ROBERT J JR · CIK 0001219904 · Senior VP Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,558 F3 · security: Transfer of shares held in Lowe's Employee Stock Purchase Plan - Stock Options for Everyone (SOFE) administered through ETrade to the Reporting Person's brokerage account. Read SEC document |
| August 01, 2003 Filed Aug 21, 2003 21:54 UTC | LOWES COMPANIES INC LOW · Entity 2896 | OtherCommon Stock | 3 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000060667-03-000150 · edgardoc.xml · nonDerivative · entry 1 GFELLER ROBERT J JR · CIK 0001219904 · Senior VP Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,747 F1 · shares: Shares acquired under the Lowe's Dividend Reinvestment Plan. F2 · price: Shares acquired under the Lowe's Dividend Reinvestment Plan. Read SEC document |
| May 30, 2003 Filed Jun 3, 2003 15:20 UTC | LOWES COMPANIES INC LOW · Entity 2896 | OtherCommon Stock (SOFE) | 301 | $35.28 | $10,619.28 |
DisclosureSEC source: 0000060667-03-000056 · edgardoc.xml · nonDerivative · entry 1 GFELLER ROBERT J JR · CIK 0001219904 · Senior VP Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,811 F1 · shares: Stock Options For Everyone Plan Read SEC document |
| April 14, 2003 Filed Aug 21, 2003 21:54 UTC | LOWES COMPANIES INC LOW · Entity 2896 | OtherCommon Stock (BRP) | 922 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000060667-03-000150 · edgardoc.xml · nonDerivative · entry 8 GFELLER ROBERT J JR · CIK 0001219904 · Senior VP Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 922 F6 · shares: Shares acquired under Lowe's Benefit Restoration Plan (BRP). F7 · price: Shares acquired under Lowe's Benefit Restoration Plan (BRP). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.