Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Ollie's Bargain Outlet Holdings, Inc.OLLI · Entity 3996 | VP, Merchandising | March 28, 2018 | March 30, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Ollie's Bargain Outlet Holdings, Inc.
Report date March 28, 2018 · Filed March 30, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Employee stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $58.90 · Expires 2028-03-28 | Direct | 3,198 |
Reported balance
After 2018-03-28 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2018-03-28 · Grant · Acquired 3,198 · Balance 3,198 F1: Options vest and become exercisable in 25% installments on each anniversary date of the grant, March 28, 2018, subject to continued service through each applicable vesting date. The reporting person was granted 3,198 options, of which 799 of the options vest on March 28, 2019; 800 of the options vest on March 28, 2020; 799 of the options vest on March 28, 2021 and 800 of the options vest on March 28, 2022. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 1,019 |
Reported balance
After 2018-03-28 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2018-03-28 · Grant · Acquired 1,019 · Balance 1,019 F2: Each restricted stock unit represents a contingent right to receive one share of common stock at settlement. F3: The restricted stock units vest and become exercisable in 25% installments on each anniversary date of the grant, March 28, 2018, subject to continued service through each applicable vesting date. The reporting person was granted 1,019 restricted stock units on March 28, 2018, of which 254 of the restricted stock units vest on March 28, 2019; 255 of the restricted stock units vest on March 28, 2020; 255 of the restricted stock units vest on March 28, 2021 and 255 of the restricted stock units vest on March 28, 2022. |
Filing footnotes · ownership attribution and instrument terms
F1: Options vest and become exercisable in 25% installments on each anniversary date of the grant, March 28, 2018, subject to continued service through each applicable vesting date. The reporting person was granted 3,198 options, of which 799 of the options vest on March 28, 2019; 800 of the options vest on March 28, 2020; 799 of the options vest on March 28, 2021 and 800 of the options vest on March 28, 2022.
F2: Each restricted stock unit represents a contingent right to receive one share of common stock at settlement.
F3: The restricted stock units vest and become exercisable in 25% installments on each anniversary date of the grant, March 28, 2018, subject to continued service through each applicable vesting date. The reporting person was granted 1,019 restricted stock units on March 28, 2018, of which 254 of the restricted stock units vest on March 28, 2019; 255 of the restricted stock units vest on March 28, 2020; 255 of the restricted stock units vest on March 28, 2021 and 255 of the restricted stock units vest on March 28, 2022.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 21, 2016 Filed Sep 23, 2016 20:35 UTC | Ollie's Bargain Outlet Holdings, Inc. OLLI · Entity 3996 | SaleCommon Stock, par value $0.001 per share | 2,500 | $26.02 | $65,050.00 |
DisclosureSEC source: 0001140361-16-080620 · form4.xml · nonDerivative · entry 2 Freedman Howard · CIK 0001645320 · VP, Merchandising 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,180 F1 · kind: Transactions made pursuant to an agreement adopted on April 14, 2016 as amended July 8, 2016, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at an average price of $26.0268 per share. The reporting person undertakes to provide to Ollie's Bargain Outlet Holdings, Inc., any security holder of Ollie's Bargain Outlet Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. Read SEC document |
| September 21, 2016 Filed Sep 23, 2016 20:35 UTC | Ollie's Bargain Outlet Holdings, Inc. OLLI · Entity 3996 | Exercise / conversionCommon Stock, par value $0.001 per share | 2,500 | $6.48 | $16,200.00 |
DisclosureSEC source: 0001140361-16-080620 · form4.xml · nonDerivative · entry 1 Freedman Howard · CIK 0001645320 · VP, Merchandising 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,680 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transactions made pursuant to an agreement adopted on April 14, 2016 as amended July 8, 2016, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| September 20, 2016 Filed Sep 21, 2016 20:43 UTC | Ollie's Bargain Outlet Holdings, Inc. OLLI · Entity 3996 | Exercise / conversionEmployee stock Option (right to buy) · Derivative | 500 | $0.00 Strike: $6.48 | $0.00 |
DisclosureSEC source: 0001140361-16-080424 · form4.xml · derivative · entry 15 Freedman Howard · CIK 0001645320 · VP, Merchandising 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 194,500 Underlying: Common Stock · 500 shares Expires 2022-09-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transactions made pursuant to an agreement adopted on April 14, 2016 as amended July 8, 2016, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F7 · derivative.exercise_date: Options vest and become exercisable in equal 20% installments (46,000) on each anniversary date of the grant, September 28, 2012, subject to continued service through each applicable vesting date. Read SEC document |
| September 20, 2016 Filed Sep 21, 2016 20:43 UTC | Ollie's Bargain Outlet Holdings, Inc. OLLI · Entity 3996 | Exercise / conversionEmployee stock Option (right to buy) · Derivative | 3,000 | $0.00 Strike: $11.54 | $0.00 |
DisclosureSEC source: 0001140361-16-080424 · form4.xml · derivative · entry 14 Freedman Howard · CIK 0001645320 · VP, Merchandising 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,000 Underlying: Common Stock · 3,000 shares Expires 2025-03-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transactions made pursuant to an agreement adopted on April 14, 2016 as amended July 8, 2016, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F6 · derivative.exercise_date: Options vest and become exercisable in equal 20% installments (11,500) on each anniversary date of the grant, March 10, 2015, subject to continued service through each applicable vesting date. Read SEC document |
| September 20, 2016 Filed Sep 21, 2016 20:43 UTC | Ollie's Bargain Outlet Holdings, Inc. OLLI · Entity 3996 | Exercise / conversionEmployee stock Option (right to buy) · Derivative | 2,500 | $0.00 Strike: $11.54 | $0.00 |
DisclosureSEC source: 0001140361-16-080424 · form4.xml · derivative · entry 13 Freedman Howard · CIK 0001645320 · VP, Merchandising 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,000 Underlying: Common Stock · 2,500 shares Expires 2025-03-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transactions made pursuant to an agreement adopted on April 14, 2016 as amended July 8, 2016, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F6 · derivative.exercise_date: Options vest and become exercisable in equal 20% installments (11,500) on each anniversary date of the grant, March 10, 2015, subject to continued service through each applicable vesting date. Read SEC document |
| September 20, 2016 Filed Sep 21, 2016 20:43 UTC | Ollie's Bargain Outlet Holdings, Inc. OLLI · Entity 3996 | SaleCommon Stock, par value $0.001 per share | 500 | $25.60 | $12,800.00 |
DisclosureSEC source: 0001140361-16-080424 · form4.xml · nonDerivative · entry 10 Freedman Howard · CIK 0001645320 · VP, Merchandising 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,180 F1 · kind: Transactions made pursuant to an agreement adopted on April 14, 2016 as amended July 8, 2016, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at an average price of $25.6033 per share. The reporting person undertakes to provide to Ollie's Bargain Outlet Holdings, Inc., any security holder of Ollie's Bargain Outlet Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (5) to this Form 4. Read SEC document |
| September 20, 2016 Filed Sep 21, 2016 20:43 UTC | Ollie's Bargain Outlet Holdings, Inc. OLLI · Entity 3996 | Exercise / conversionCommon Stock, par value $0.001 per share | 500 | $6.48 | $3,240.00 |
DisclosureSEC source: 0001140361-16-080424 · form4.xml · nonDerivative · entry 9 Freedman Howard · CIK 0001645320 · VP, Merchandising 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,680 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transactions made pursuant to an agreement adopted on April 14, 2016 as amended July 8, 2016, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| September 20, 2016 Filed Sep 21, 2016 20:43 UTC | Ollie's Bargain Outlet Holdings, Inc. OLLI · Entity 3996 | SaleCommon Stock, par value $0.001 per share | 3,000 | $25.60 | $76,800.00 |
DisclosureSEC source: 0001140361-16-080424 · form4.xml · nonDerivative · entry 8 Freedman Howard · CIK 0001645320 · VP, Merchandising 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,180 F1 · kind: Transactions made pursuant to an agreement adopted on April 14, 2016 as amended July 8, 2016, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at an average price of $25.6033 per share. The reporting person undertakes to provide to Ollie's Bargain Outlet Holdings, Inc., any security holder of Ollie's Bargain Outlet Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (5) to this Form 4. Read SEC document |
| September 20, 2016 Filed Sep 21, 2016 20:43 UTC | Ollie's Bargain Outlet Holdings, Inc. OLLI · Entity 3996 | Exercise / conversionCommon Stock, par value $0.001 per share | 3,000 | $11.54 | $34,620.00 |
DisclosureSEC source: 0001140361-16-080424 · form4.xml · nonDerivative · entry 7 Freedman Howard · CIK 0001645320 · VP, Merchandising 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,180 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transactions made pursuant to an agreement adopted on April 14, 2016 as amended July 8, 2016, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| September 20, 2016 Filed Sep 21, 2016 20:43 UTC | Ollie's Bargain Outlet Holdings, Inc. OLLI · Entity 3996 | SaleCommon Stock, par value $0.001 per share | 2,500 | $25.61 | $64,025.00 |
DisclosureSEC source: 0001140361-16-080424 · form4.xml · nonDerivative · entry 6 Freedman Howard · CIK 0001645320 · VP, Merchandising 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,180 F1 · kind: Transactions made pursuant to an agreement adopted on April 14, 2016 as amended July 8, 2016, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at an average price of $25.6118 per share. The reporting person undertakes to provide to Ollie's Bargain Outlet Holdings, Inc., any security holder of Ollie's Bargain Outlet Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (4) to this Form 4. Read SEC document |
| September 20, 2016 Filed Sep 21, 2016 20:43 UTC | Ollie's Bargain Outlet Holdings, Inc. OLLI · Entity 3996 | Exercise / conversionCommon Stock, par value $0.001 per share | 2,500 | $11.54 | $28,850.00 |
DisclosureSEC source: 0001140361-16-080424 · form4.xml · nonDerivative · entry 5 Freedman Howard · CIK 0001645320 · VP, Merchandising 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,680 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transactions made pursuant to an agreement adopted on April 14, 2016 as amended July 8, 2016, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| September 19, 2016 Filed Sep 21, 2016 20:43 UTC | Ollie's Bargain Outlet Holdings, Inc. OLLI · Entity 3996 | Exercise / conversionEmployee stock Option (right to buy) · Derivative | 3,500 | $0.00 Strike: $11.54 | $0.00 |
DisclosureSEC source: 0001140361-16-080424 · form4.xml · derivative · entry 12 Freedman Howard · CIK 0001645320 · VP, Merchandising 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,500 Underlying: Common Stock · 3,500 shares Expires 2025-03-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transactions made pursuant to an agreement adopted on April 14, 2016 as amended July 8, 2016, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F6 · derivative.exercise_date: Options vest and become exercisable in equal 20% installments (11,500) on each anniversary date of the grant, March 10, 2015, subject to continued service through each applicable vesting date. Read SEC document |
| September 19, 2016 Filed Sep 21, 2016 20:43 UTC | Ollie's Bargain Outlet Holdings, Inc. OLLI · Entity 3996 | Exercise / conversionEmployee stock Option (right to buy) · Derivative | 2,500 | $0.00 Strike: $11.54 | $0.00 |
DisclosureSEC source: 0001140361-16-080424 · form4.xml · derivative · entry 11 Freedman Howard · CIK 0001645320 · VP, Merchandising 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,000 Underlying: Common Stock · 2,500 shares Expires 2025-03-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transactions made pursuant to an agreement adopted on April 14, 2016 as amended July 8, 2016, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F6 · derivative.exercise_date: Options vest and become exercisable in equal 20% installments (11,500) on each anniversary date of the grant, March 10, 2015, subject to continued service through each applicable vesting date. Read SEC document |
| September 19, 2016 Filed Sep 21, 2016 20:43 UTC | Ollie's Bargain Outlet Holdings, Inc. OLLI · Entity 3996 | SaleCommon Stock, par value $0.001 per share | 3,500 | $25.03 | $87,605.00 |
DisclosureSEC source: 0001140361-16-080424 · form4.xml · nonDerivative · entry 4 Freedman Howard · CIK 0001645320 · VP, Merchandising 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,180 F1 · kind: Transactions made pursuant to an agreement adopted on April 14, 2016 as amended July 8, 2016, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at an average price of $25.0309 per share. The reporting person undertakes to provide to Ollie's Bargain Outlet Holdings, Inc., any security holder of Ollie's Bargain Outlet Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4. Read SEC document |
| September 19, 2016 Filed Sep 21, 2016 20:43 UTC | Ollie's Bargain Outlet Holdings, Inc. OLLI · Entity 3996 | Exercise / conversionCommon Stock, par value $0.001 per share | 3,500 | $11.54 | $40,390.00 |
DisclosureSEC source: 0001140361-16-080424 · form4.xml · nonDerivative · entry 3 Freedman Howard · CIK 0001645320 · VP, Merchandising 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,680 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transactions made pursuant to an agreement adopted on April 14, 2016 as amended July 8, 2016, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| September 19, 2016 Filed Sep 21, 2016 20:43 UTC | Ollie's Bargain Outlet Holdings, Inc. OLLI · Entity 3996 | SaleCommon Stock, par value $0.001 per share | 2,500 | $25.03 | $62,575.00 |
DisclosureSEC source: 0001140361-16-080424 · form4.xml · nonDerivative · entry 2 Freedman Howard · CIK 0001645320 · VP, Merchandising 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,180 F1 · kind: Transactions made pursuant to an agreement adopted on April 14, 2016 as amended July 8, 2016, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at an average price of $25.0308 per share. The reporting person undertakes to provide to Ollie's Bargain Outlet Holdings, Inc., any security holder of Ollie's Bargain Outlet Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. Read SEC document |
| September 19, 2016 Filed Sep 21, 2016 20:43 UTC | Ollie's Bargain Outlet Holdings, Inc. OLLI · Entity 3996 | Exercise / conversionCommon Stock, par value $0.001 per share | 2,500 | $11.54 | $28,850.00 |
DisclosureSEC source: 0001140361-16-080424 · form4.xml · nonDerivative · entry 1 Freedman Howard · CIK 0001645320 · VP, Merchandising 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,680 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transactions made pursuant to an agreement adopted on April 14, 2016 as amended July 8, 2016, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.