Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| MKS INCMKSI · Entity 110 | Sr. VP, Business Units | April 02, 2018 | April 03, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
MKS INC
Report date April 02, 2018 · Filed April 03, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,244 |
Ending reported balance
After 2018-04-02 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2018-04-02 · Exercise / conversion · Acquired 2,456 · Balance 2,456 F1: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. Row 2 · 2018-04-02 · Tax withholding · Disposed 1,212 · Balance 1,244 F2: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 17,511.59 |
Reported balance
After 2018-04-02 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2018-04-02 · Exercise / conversion · Disposed 2,456 · Balance 17,511.59 F1: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F3: These RSUs vested on March 31, 2018. |
| Common StockSEC Table I · non-derivative | IndirectBy The Werth Family Trust | 15,944.437 |
Reported balance
Holding disclosure · report date 2018-04-02 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 15,944.437 |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.
F2: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.
F3: These RSUs vested on March 31, 2018.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 17, 2016 Filed Nov 21, 2016 21:58 UTC | MKS INC MKSI · Entity 110 | Exercise / conversionStock Appreciation Right · Derivative | 5,838 | $0.00 Strike: $20.32 | $0.00 |
DisclosureSEC source: 0001127602-16-067890 · form4.xml · derivative · entry 5 Werth Dennis L · CIK 0001550572 · Sr. VP, Business Units 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,838 shares Expires 2017-03-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The stock appreciation right became fully vested on March 31, 2013. Read SEC document |
| November 17, 2016 Filed Nov 21, 2016 21:58 UTC | MKS INC MKSI · Entity 110 | Exercise / conversionCommon Stock | 5,838 | $20.32 | $118,628.16 |
DisclosureSEC source: 0001127602-16-067890 · form4.xml · nonDerivative · entry 4 Werth Dennis L · CIK 0001550572 · Sr. VP, Business Units 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,838 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 17, 2016 Filed Nov 21, 2016 21:58 UTC | MKS INC MKSI · Entity 110 | SaleCommon Stock | 2,333 | $56.41 | $131,604.53 |
DisclosureSEC source: 0001127602-16-067890 · form4.xml · nonDerivative · entry 3 Werth Dennis L · CIK 0001550572 · Sr. VP, Business Units 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| November 17, 2016 Filed Nov 21, 2016 21:58 UTC | MKS INC MKSI · Entity 110 | Tax withholdingCommon Stock | 1,405 | $56.50 | $79,382.50 |
DisclosureSEC source: 0001127602-16-067890 · form4.xml · nonDerivative · entry 2 Werth Dennis L · CIK 0001550572 · Sr. VP, Business Units 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,333 F2 · kind: Shares have been withheld in satisfaction of reporting person's tax withholding obligations resulting from the exercise of stock appreciation rights. Read SEC document |
| November 17, 2016 Filed Nov 21, 2016 21:58 UTC | MKS INC MKSI · Entity 110 | Disposition to issuerCommon Stock | 2,100 | $56.50 | $118,650.00 |
DisclosureSEC source: 0001127602-16-067890 · form4.xml · nonDerivative · entry 1 Werth Dennis L · CIK 0001550572 · Sr. VP, Business Units 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,738 F1 · kind: Reflects the disposition of shares to the issuer deemed to occur upon the exercise of a stock appreciation right. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.