TapewireFind a company

person · Reporting owner

PARSONS RICHARD D

Disclosed activity across 6 companies

Tapewire entity
16772
SEC CIK
0001008086

Export transaction history ↓

Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
CITIGROUP INCC · Entity 2837DirectorApril 01, 2012April 03, 2012
ESTEE LAUDER COMPANIES INCEL · Entity 3097DirectorNovember 08, 2024November 12, 2024
Group Nine Acquisition Corp.GNAC · Entity 134703DirectorJanuary 14, 2021January 14, 2021
Lazard, Inc.LAZ · Entity 4031DirectorNovember 15, 2024November 19, 2024
Madison Square Garden Sports Corp.MSGS · Entity 3572DirectorDecember 11, 2023December 12, 2023
Paramount GlobalCBS, CBS.A · Entity 77673DirectorOctober 01, 2018October 03, 2018

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

CITIGROUP INC

Report date April 01, 2012 · Filed April 03, 2012

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectSee Footnote20,411 Reported balance After 2012-04-01 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2012-04-01 · Grant · Acquired 549.1 · Balance 20,411

F1: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

F2: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

F4: Reflects 4,270.3 shares of deferred common stock which vested on 1/20/2012 and were transferred to the Reporting Person's deferred compensation account in accordance with the terms of the Issuer's Compensation Plan for Non-Employee Directors.

Common StockSEC Table I · non-derivativeIndirectSee Footnote20,416.8 Reported balance After 2012-04-01 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2012-04-01 · Grant · Acquired 5.8 · Balance 20,416.8

F3: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

F2: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

F4: Reflects 4,270.3 shares of deferred common stock which vested on 1/20/2012 and were transferred to the Reporting Person's deferred compensation account in accordance with the terms of the Issuer's Compensation Plan for Non-Employee Directors.

F5: In addition, the Reporting Person directly beneficially owns 46,715.9857 deferred units pursuant to the Citicorp Directors' Deferred Compensation Plan through which the Reporting Person has the right to acquire 1,364.3 shares of common stock.

Common StockSEC Table I · non-derivativeDirect13,685.3 Reported balance After 2012-04-01 transaction · row 3
1 source row

Row 3 · 2012-04-01 · Grant · Acquired 2.3 · Balance 13,685.3

F3: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

Filing footnotes · ownership attribution and instrument terms

F1: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

F2: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

F3: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

F4: Reflects 4,270.3 shares of deferred common stock which vested on 1/20/2012 and were transferred to the Reporting Person's deferred compensation account in accordance with the terms of the Issuer's Compensation Plan for Non-Employee Directors.

F5: In addition, the Reporting Person directly beneficially owns 46,715.9857 deferred units pursuant to the Citicorp Directors' Deferred Compensation Plan through which the Reporting Person has the right to acquire 1,364.3 shares of common stock.

ESTEE LAUDER COMPANIES INC

Report date November 08, 2024 · Filed November 12, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $63.90 · Expires 2034-11-08Direct4,094 Reported balance After 2024-11-08 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2024-11-08 · Grant · Acquired 4,094 · Balance 4,094

F1: Granted pursuant to the Issuer's Amended and Restated Non-Employee Director Share Incentive Plan.

Stock Units (Share Payout)SEC Table II · derivative / convertible securityDirect14,897.02 Reported balance After 2024-11-08 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2024-11-08 · Grant · Acquired 905.6 · Balance 14,897.02

F1: Granted pursuant to the Issuer's Amended and Restated Non-Employee Director Share Incentive Plan.

F2: Each stock unit (share payout) is convertible into one share of Class A Common Stock (i.e. 1:1).

F3: The stock units (share payout) will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

Stock Units (Share Payout)SEC Table II · derivative / convertible securityIndirectas Co-Trustee for the Rebecca L. Parsons 2012 Trust6,214.56 Reported balance Holding disclosure · report date 2024-11-08 · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · Balance 6,214.56

F2: Each stock unit (share payout) is convertible into one share of Class A Common Stock (i.e. 1:1).

F3: The stock units (share payout) will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

Filing footnotes · ownership attribution and instrument terms

F1: Granted pursuant to the Issuer's Amended and Restated Non-Employee Director Share Incentive Plan.

F2: Each stock unit (share payout) is convertible into one share of Class A Common Stock (i.e. 1:1).

F3: The stock units (share payout) will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

Group Nine Acquisition Corp.

Report date January 14, 2021 · Filed January 14, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class B Common StockSEC Table I · non-derivativeDirect25,000 Reported balance Holding disclosure · report date 2021-01-14 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 25,000

F1: The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the Issuer's initial business combination on a one-for-one basis.

Filing footnotes · ownership attribution and instrument terms

F1: The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the Issuer's initial business combination on a one-for-one basis.

Lazard, Inc.

Report date November 15, 2024 · Filed November 19, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Deferred Stock UnitsSEC Table II · derivative / convertible securityDirect108,709 Reported balance After 2024-11-15 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2024-11-15 · Grant · Acquired 757 · Balance 108,709

F1: The reporting person has made an annual election to receive Deferred Stock Units ("DSUs") under Lazard, Inc.'s 2018 Incentive Compensation Plan, as amended, in lieu of all or a portion of such reporting person's cash compensation payable pursuant to the Non-Executive Director Compensation arrangement.

F2: The DSUs will be converted into Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard, Inc.

Filing footnotes · ownership attribution and instrument terms

F1: The reporting person has made an annual election to receive Deferred Stock Units ("DSUs") under Lazard, Inc.'s 2018 Incentive Compensation Plan, as amended, in lieu of all or a portion of such reporting person's cash compensation payable pursuant to the Non-Executive Director Compensation arrangement.

F2: The DSUs will be converted into Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard, Inc.

Madison Square Garden Sports Corp.

Report date December 11, 2023 · Filed December 12, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect6,065 Reported balance After 2023-12-11 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2023-12-11 · Grant · Acquired 937 · Balance 6,065

F1: Each restricted stock unit is granted under the Madison Square Garden Sports Corp. 2015 Stock Plan for Non-Employee Directors and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof.

F2: The RSUs are fully vested on the date of the grant and will be settled in stock or in cash on the first business day 90 days after a separation from service.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit is granted under the Madison Square Garden Sports Corp. 2015 Stock Plan for Non-Employee Directors and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof.

F2: The RSUs are fully vested on the date of the grant and will be settled in stock or in cash on the first business day 90 days after a separation from service.

Paramount Global

Report date October 01, 2018 · Filed October 03, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Phantom Class A Common Stock UnitsSEC Table II · derivative / convertible securityDirect242 Reported balance After 2018-10-01 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2018-10-01 · Grant · Acquired 242 · Balance 242

F1: Reporting Person has elected to defer payment of Board/Committee fees, as applicable, pursuant to the Issuer's deferred compensation arrangement for directors. Deferred amounts (including any cash dividends credited during the previous quarter) are deemed invested quarterly in the number of Phantom Common Stock Units equal to the number of shares of Class A and Class B Common Stock that such amounts would have purchased when converted. Phantom Common Stock Units are paid out after the Director's retirement from the Board and are settled in cash.

Phantom Class B Common Stock UnitsSEC Table II · derivative / convertible securityDirect242 Reported balance After 2018-10-01 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2018-10-01 · Grant · Acquired 242 · Balance 242

F1: Reporting Person has elected to defer payment of Board/Committee fees, as applicable, pursuant to the Issuer's deferred compensation arrangement for directors. Deferred amounts (including any cash dividends credited during the previous quarter) are deemed invested quarterly in the number of Phantom Common Stock Units equal to the number of shares of Class A and Class B Common Stock that such amounts would have purchased when converted. Phantom Common Stock Units are paid out after the Director's retirement from the Board and are settled in cash.

Filing footnotes · ownership attribution and instrument terms

F1: Reporting Person has elected to defer payment of Board/Committee fees, as applicable, pursuant to the Issuer's deferred compensation arrangement for directors. Deferred amounts (including any cash dividends credited during the previous quarter) are deemed invested quarterly in the number of Phantom Common Stock Units equal to the number of shares of Class A and Class B Common Stock that such amounts would have purchased when converted. Phantom Common Stock Units are paid out after the Director's retirement from the Board and are settled in cash.

Transaction history

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 15, 2019 Filed May 16, 2019 17:50 UTC Lazard, Inc. LAZ · Entity 4031 GrantDeferred Stock Units · Derivative 1,207 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-030562 · doc4.xml · derivative · entry 1

PARSONS RICHARD D · CIK 0001008086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,293

Underlying: Class A Common Stock · 1,207 shares

Expires not disclosed

F1 · security: Deferred Stock Units ("DSUs") were awarded under Lazard Ltd's 2018 Incentive Compensation Plan as part of the Non-Executive Director Compensation arrangement.

F2 · derivative.exercise_price: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F2 · derivative.exercise_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F2 · derivative.expiration_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

Read SEC document
March 15, 2019 Filed Mar 18, 2019 19:24 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 GrantStock Units (Share Payout) · Derivative 15.36 $162.74 $2,499.69
Disclosure

SEC source: 0001001250-19-000036 · edgar.xml · derivative · entry 2

PARSONS RICHARD D · CIK 0001008086 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · as Co-Trustee for the Rebecca L. Parsons 2012 Trust

Disclosed balance after: 5,828.83

Underlying: Class A Common Stock · 15.36 shares

Expires not disclosed

F1 · derivative.exercise_price: Not applicable.

F2 · kind: Represents reinvestment of dividend equivalents on outstanding stock units.

F3 · derivative.exercise_date: The Stock Units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

F3 · derivative.expiration_date: The Stock Units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

Read SEC document
March 15, 2019 Filed Mar 18, 2019 19:24 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 GrantStock Units (Share Payout) · Derivative 29.62 $162.74 $4,820.36
Disclosure

SEC source: 0001001250-19-000036 · edgar.xml · derivative · entry 1

PARSONS RICHARD D · CIK 0001008086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,242.36

Underlying: Class A Common Stock · 29.62 shares

Expires not disclosed

F1 · derivative.exercise_price: Not applicable.

F2 · kind: Represents reinvestment of dividend equivalents on outstanding stock units.

F3 · derivative.exercise_date: The Stock Units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

F3 · derivative.expiration_date: The Stock Units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

Read SEC document
February 15, 2019 Filed Feb 20, 2019 18:21 UTC Lazard, Inc. LAZ · Entity 4031 GrantDeferred Stock Units · Derivative 1,144 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-011767 · doc4.xml · derivative · entry 1

PARSONS RICHARD D · CIK 0001008086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,086

Underlying: Class A Common Stock · 1,144 shares

Expires not disclosed

F1 · security: Deferred Stock Units ("DSUs") were awarded under Lazard Ltd's 2018 Incentive Compensation Plan as part of the Non-Executive Director Compensation arrangement.

F2 · derivative.exercise_price: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F2 · derivative.exercise_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F2 · derivative.expiration_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

Read SEC document
February 12, 2019 Filed Feb 14, 2019 17:13 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 Exercise / conversionOption (Right to Buy) · Derivative 4,374 Not disclosed Strike: $71.33 Not disclosed
Disclosure

SEC source: 0001001250-19-000013 · edgar.xml · derivative · entry 6

PARSONS RICHARD D · CIK 0001008086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 4,374 shares

Expires 2024-11-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Stock options granted pursuant to the Issuer's Non-Employee Director Share Incentive Plan.

F4 · price: Not Applicable.

Read SEC document
February 12, 2019 Filed Feb 14, 2019 17:13 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 Exercise / conversionOption (Right to Buy) · Derivative 3,813 Not disclosed Strike: $70.68 Not disclosed
Disclosure

SEC source: 0001001250-19-000013 · edgar.xml · derivative · entry 5

PARSONS RICHARD D · CIK 0001008086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 3,813 shares

Expires 2023-11-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Stock options granted pursuant to the Issuer's Non-Employee Director Share Incentive Plan.

F4 · price: Not Applicable.

Read SEC document
February 12, 2019 Filed Feb 14, 2019 17:13 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 SaleClass A Common Stock 8,187 $153.65 $1,257,932.55
Disclosure

SEC source: 0001001250-19-000013 · edgar.xml · nonDerivative · entry 3

PARSONS RICHARD D · CIK 0001008086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F2 · price: Sales prices range from $153.54 to $153.74 per share, inclusive.

Read SEC document
February 12, 2019 Filed Feb 14, 2019 17:13 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 Exercise / conversionClass A Common Stock 4,374 $71.33 $311,997.42
Disclosure

SEC source: 0001001250-19-000013 · edgar.xml · nonDerivative · entry 2

PARSONS RICHARD D · CIK 0001008086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,187

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 12, 2019 Filed Feb 14, 2019 17:13 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 Exercise / conversionClass A Common Stock 3,813 $70.68 $269,502.84
Disclosure

SEC source: 0001001250-19-000013 · edgar.xml · nonDerivative · entry 1

PARSONS RICHARD D · CIK 0001008086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,813

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 17, 2018 Filed Dec 18, 2018 20:28 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 GrantStock Units (Share Payout) · Derivative 19.12 $130.30 $2,491.34
Disclosure

SEC source: 0001001250-18-000133 · edgar.xml · derivative · entry 2

PARSONS RICHARD D · CIK 0001008086 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · as Co-Trustee for the Rebecca L. Parsons 2012 Trust

Disclosed balance after: 5,813.47

Underlying: Class A Common Stock · 19.12 shares

Expires not disclosed

F1 · derivative.exercise_price: Not applicable.

F2 · kind: Represents reinvestment of dividend equivalents on outstanding stock units.

F3 · derivative.exercise_date: The Stock Units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

F3 · derivative.expiration_date: The Stock Units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

Read SEC document
December 17, 2018 Filed Dec 18, 2018 20:28 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 GrantStock Units (Share Payout) · Derivative 36.88 $130.30 $4,805.46
Disclosure

SEC source: 0001001250-18-000133 · edgar.xml · derivative · entry 1

PARSONS RICHARD D · CIK 0001008086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,212.74

Underlying: Class A Common Stock · 36.88 shares

Expires not disclosed

F1 · derivative.exercise_price: Not applicable.

F2 · kind: Represents reinvestment of dividend equivalents on outstanding stock units.

F3 · derivative.exercise_date: The Stock Units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

F3 · derivative.expiration_date: The Stock Units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

Read SEC document
December 06, 2018 Filed Dec 10, 2018 16:27 UTC Madison Square Garden Sports Corp. MSG · Entity 3572 GrantRestricted Stock Units · Derivative 416 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-061763 · doc4.xml · derivative · entry 1

PARSONS RICHARD D · CIK 0001008086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,193

Underlying: Class A Common Stock · 416 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit is granted under The Madison Square Garden Company 2015 Stock Plan for Non-Employee Directors and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof.

F2 · derivative.exercise_date: The restricted stock units are fully vested on the date of the grant and will be settled in stock or in cash on the first business day 90 days after service on the Board of Directors ceases.

F2 · derivative.expiration_date: The restricted stock units are fully vested on the date of the grant and will be settled in stock or in cash on the first business day 90 days after service on the Board of Directors ceases.

Read SEC document
November 15, 2018 Filed Nov 19, 2018 18:47 UTC Lazard, Inc. LAZ · Entity 4031 GrantDeferred Stock Units · Derivative 1,111 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-059321 · doc4.xml · derivative · entry 1

PARSONS RICHARD D · CIK 0001008086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,942

Underlying: Class A Common Stock · 1,111 shares

Expires not disclosed

F1 · security: Deferred Stock Units ("DSUs") were awarded under Lazard Ltd's 2018 Incentive Compensation Plan as part of the Non-Executive Director Compensation arrangement.

F2 · derivative.exercise_price: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F2 · derivative.exercise_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F2 · derivative.expiration_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

Read SEC document
November 13, 2018 Filed Nov 15, 2018 17:26 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 GrantStock Units (Share Payout) · Derivative 562.41 $0.00 $0.00
Disclosure

SEC source: 0001001250-18-000116 · edgar.xml · derivative · entry 2

PARSONS RICHARD D · CIK 0001008086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,175.86

Underlying: Class A Common Stock · 562.41 shares

Expires not disclosed

F1 · security: Granted pursuant to the Issuer's Amended and Restated Non-Employee Director Share Incentive Plan.

F2 · derivative.exercise_price: Each Stock Unit (share payout) is convertible into one share of Class A Common Stock (i.e. 1:1).

F3 · derivative.exercise_date: The Stock Units (share payout) will be paid out on the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

F3 · derivative.expiration_date: The Stock Units (share payout) will be paid out on the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

Read SEC document
November 13, 2018 Filed Nov 15, 2018 17:26 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 GrantOption (Right to Buy) · Derivative 2,329 $0.00 Strike: $143.39 $0.00
Disclosure

SEC source: 0001001250-18-000116 · edgar.xml · derivative · entry 1

PARSONS RICHARD D · CIK 0001008086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,329

Underlying: Class A Common Stock · 2,329 shares

Expires 2028-11-13

F1 · security: Granted pursuant to the Issuer's Amended and Restated Non-Employee Director Share Incentive Plan.

Read SEC document
October 01, 2018 Filed Oct 3, 2018 22:00 UTC Paramount Global CBS, CBS.A · Entity 77673 GrantPhantom Class B Common Stock Units · Derivative 242 $55.76 $13,493.92
Disclosure

SEC source: 0001225208-18-014349 · doc4.xml · derivative · entry 2

PARSONS RICHARD D · CIK 0001008086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242

Underlying: CBS Class B common stock · 242 shares

Expires not disclosed

F1 · derivative.exercise_price: Reporting Person has elected to defer payment of Board/Committee fees, as applicable, pursuant to the Issuer's deferred compensation arrangement for directors. Deferred amounts (including any cash dividends credited during the previous quarter) are deemed invested quarterly in the number of Phantom Common Stock Units equal to the number of shares of Class A and Class B Common Stock that such amounts would have purchased when converted. Phantom Common Stock Units are paid out after the Director's retirement from the Board and are settled in cash.

F1 · derivative.exercise_date: Reporting Person has elected to defer payment of Board/Committee fees, as applicable, pursuant to the Issuer's deferred compensation arrangement for directors. Deferred amounts (including any cash dividends credited during the previous quarter) are deemed invested quarterly in the number of Phantom Common Stock Units equal to the number of shares of Class A and Class B Common Stock that such amounts would have purchased when converted. Phantom Common Stock Units are paid out after the Director's retirement from the Board and are settled in cash.

F1 · derivative.expiration_date: Reporting Person has elected to defer payment of Board/Committee fees, as applicable, pursuant to the Issuer's deferred compensation arrangement for directors. Deferred amounts (including any cash dividends credited during the previous quarter) are deemed invested quarterly in the number of Phantom Common Stock Units equal to the number of shares of Class A and Class B Common Stock that such amounts would have purchased when converted. Phantom Common Stock Units are paid out after the Director's retirement from the Board and are settled in cash.

Read SEC document
October 01, 2018 Filed Oct 3, 2018 22:00 UTC Paramount Global CBS, CBS.A · Entity 77673 GrantPhantom Class A Common Stock Units · Derivative 242 $55.70 $13,479.40
Disclosure

SEC source: 0001225208-18-014349 · doc4.xml · derivative · entry 1

PARSONS RICHARD D · CIK 0001008086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242

Underlying: CBS Class A common stock · 242 shares

Expires not disclosed

F1 · derivative.exercise_price: Reporting Person has elected to defer payment of Board/Committee fees, as applicable, pursuant to the Issuer's deferred compensation arrangement for directors. Deferred amounts (including any cash dividends credited during the previous quarter) are deemed invested quarterly in the number of Phantom Common Stock Units equal to the number of shares of Class A and Class B Common Stock that such amounts would have purchased when converted. Phantom Common Stock Units are paid out after the Director's retirement from the Board and are settled in cash.

F1 · derivative.exercise_date: Reporting Person has elected to defer payment of Board/Committee fees, as applicable, pursuant to the Issuer's deferred compensation arrangement for directors. Deferred amounts (including any cash dividends credited during the previous quarter) are deemed invested quarterly in the number of Phantom Common Stock Units equal to the number of shares of Class A and Class B Common Stock that such amounts would have purchased when converted. Phantom Common Stock Units are paid out after the Director's retirement from the Board and are settled in cash.

F1 · derivative.expiration_date: Reporting Person has elected to defer payment of Board/Committee fees, as applicable, pursuant to the Issuer's deferred compensation arrangement for directors. Deferred amounts (including any cash dividends credited during the previous quarter) are deemed invested quarterly in the number of Phantom Common Stock Units equal to the number of shares of Class A and Class B Common Stock that such amounts would have purchased when converted. Phantom Common Stock Units are paid out after the Director's retirement from the Board and are settled in cash.

Read SEC document
September 17, 2018 Filed Sep 18, 2018 20:00 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 GrantStock Units (Share Payout) · Derivative 15.69 $139.89 $2,194.87
Disclosure

SEC source: 0001001250-18-000089 · edgar.xml · derivative · entry 2

PARSONS RICHARD D · CIK 0001008086 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · as Co-Trustee for the Rebecca L. Parsons 2012 Trust

Disclosed balance after: 5,794.35

Underlying: Class A Common Stock · 15.69 shares

Expires not disclosed

F1 · derivative.exercise_price: Not applicable.

F2 · kind: Represents reinvestment of dividend equivalents on outstanding stock units.

F3 · derivative.exercise_date: The Stock Units will be paid out on the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

F3 · derivative.expiration_date: The Stock Units will be paid out on the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

Read SEC document
September 17, 2018 Filed Sep 18, 2018 20:00 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 GrantStock Units (Share Payout) · Derivative 28.75 $139.89 $4,021.84
Disclosure

SEC source: 0001001250-18-000089 · edgar.xml · derivative · entry 1

PARSONS RICHARD D · CIK 0001008086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,613.45

Underlying: Class A Common Stock · 28.75 shares

Expires not disclosed

F1 · derivative.exercise_price: Not applicable.

F2 · kind: Represents reinvestment of dividend equivalents on outstanding stock units.

F3 · derivative.exercise_date: The Stock Units will be paid out on the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

F3 · derivative.expiration_date: The Stock Units will be paid out on the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

Read SEC document
September 14, 2018 Filed Sep 18, 2018 22:18 UTC Paramount Global CBS, CBS.A · Entity 77673 GrantRestricted Share Units · Derivative 1,194 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-013549 · doc4.xml · derivative · entry 1

PARSONS RICHARD D · CIK 0001008086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,194

Underlying: CBS Class B common stock · 1,194 shares

Expires not disclosed

F1 · security: Granted under the Issuer's Equity Plan for Outside Directors.

F2 · derivative.exercise_price: The Restricted Share Units will vest on February 15, 2019 and will be settled by delivery of a corresponding number of shares of the Issuer's Class B Common Stock upon vesting, unless the Reporting Person has elected to defer settlement.

F1 · price: Granted under the Issuer's Equity Plan for Outside Directors.

F2 · derivative.exercise_date: The Restricted Share Units will vest on February 15, 2019 and will be settled by delivery of a corresponding number of shares of the Issuer's Class B Common Stock upon vesting, unless the Reporting Person has elected to defer settlement.

F2 · derivative.expiration_date: The Restricted Share Units will vest on February 15, 2019 and will be settled by delivery of a corresponding number of shares of the Issuer's Class B Common Stock upon vesting, unless the Reporting Person has elected to defer settlement.

Read SEC document
August 15, 2018 Filed Aug 16, 2018 18:38 UTC Lazard, Inc. LAZ · Entity 4031 GrantDeferred Stock Units · Derivative 819 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-047185 · doc4.xml · derivative · entry 1

PARSONS RICHARD D · CIK 0001008086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,831

Underlying: Class A Common Stock · 819 shares

Expires not disclosed

F1 · security: Deferred Stock Units ("DSUs") were awarded under Lazard Ltd's 2018 Incentive Compensation Plan as part of the Non-Executive Director Compensation arrangement.

F2 · derivative.exercise_price: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F2 · derivative.exercise_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F2 · derivative.expiration_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

Read SEC document
June 15, 2018 Filed Jun 18, 2018 21:14 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 GrantStock Units (Share Payout) · Derivative 13.86 $158.03 $2,190.30
Disclosure

SEC source: 0001001250-18-000049 · edgar.xml · derivative · entry 2

PARSONS RICHARD D · CIK 0001008086 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · as Co-Trustee for the Rebecca L. Parsons 2012 Trust

Disclosed balance after: 5,778.66

Underlying: Class A Common Stock · 13.86 shares

Expires not disclosed

F1 · derivative.exercise_price: Not applicable.

F2 · kind: Represents reinvestment of dividend equivalents on outstanding stock units.

F3 · derivative.exercise_date: The Stock Units will be paid out on the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

F3 · derivative.expiration_date: The Stock Units will be paid out on the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

Read SEC document
June 15, 2018 Filed Jun 18, 2018 21:14 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 GrantStock Units (Share Payout) · Derivative 25.39 $158.03 $4,012.38
Disclosure

SEC source: 0001001250-18-000049 · edgar.xml · derivative · entry 1

PARSONS RICHARD D · CIK 0001008086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,584.7

Underlying: Class A Common Stock · 25.39 shares

Expires not disclosed

F1 · derivative.exercise_price: Not applicable.

F2 · kind: Represents reinvestment of dividend equivalents on outstanding stock units.

F3 · derivative.exercise_date: The Stock Units will be paid out on the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

F3 · derivative.expiration_date: The Stock Units will be paid out on the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

Read SEC document
June 01, 2018 Filed Jun 5, 2018 18:13 UTC Lazard, Inc. LAZ · Entity 4031 GrantDeferred Stock Units · Derivative 3,903 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-035917 · doc4.xml · derivative · entry 1

PARSONS RICHARD D · CIK 0001008086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,012

Underlying: Class A Common Stock · 3,903 shares

Expires not disclosed

F1 · security: Deferred Stock Units ("DSUs") were awarded under Lazard Ltd's 2018 Incentive Compensation Plan as part of the Non-Executive Director Compensation arrangement.

F2 · derivative.exercise_price: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F2 · derivative.exercise_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F2 · derivative.expiration_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

Read SEC document
May 15, 2018 Filed May 17, 2018 18:47 UTC Lazard, Inc. LAZ · Entity 4031 GrantDeferred Stock Units · Derivative 729 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-031167 · doc4.xml · derivative · entry 1

PARSONS RICHARD D · CIK 0001008086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,109

Underlying: Class A Common Stock · 729 shares

Expires not disclosed

F1 · security: Deferred Stock Units ("DSUs") were awarded under Lazard Ltd's 2018 Incentive Compensation Plan as part of the Non-Executive Director Compensation arrangement.

F2 · derivative.exercise_price: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F2 · derivative.exercise_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F2 · derivative.expiration_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

Read SEC document
March 15, 2018 Filed Mar 16, 2018 20:04 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 GrantStock Units (Share Payout) · Derivative 15.16 $144.12 $2,184.86
Disclosure

SEC source: 0001001250-18-000028 · edgar.xml · derivative · entry 2

PARSONS RICHARD D · CIK 0001008086 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · as Co-Trustee for the Rebecca L. Parsons 2012 Trust

Disclosed balance after: 5,764.8

Underlying: Class A Common Stock · 15.16 shares

Expires not disclosed

F1 · derivative.exercise_price: Not applicable.

F2 · kind: Represents reinvestment of dividend equivalents on outstanding stock units.

F3 · derivative.exercise_date: The Stock Units will be paid out on the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

F3 · derivative.expiration_date: The Stock Units will be paid out on the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

Read SEC document
March 15, 2018 Filed Mar 16, 2018 20:04 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 GrantStock Units (Share Payout) · Derivative 27.76 $144.12 $4,000.77
Disclosure

SEC source: 0001001250-18-000028 · edgar.xml · derivative · entry 1

PARSONS RICHARD D · CIK 0001008086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,559.31

Underlying: Class A Common Stock · 27.76 shares

Expires not disclosed

F1 · derivative.exercise_price: Not applicable.

F2 · kind: Represents reinvestment of dividend equivalents on outstanding stock units.

F3 · derivative.exercise_date: The Stock Units will be paid out on the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

F3 · derivative.expiration_date: The Stock Units will be paid out on the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

Read SEC document
February 23, 2018 Filed Feb 26, 2018 18:26 UTC Lazard, Inc. LAZ · Entity 4031 GrantDeferred Stock Units · Derivative 237 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-013575 · doc4.xml · derivative · entry 1

PARSONS RICHARD D · CIK 0001008086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,380

Underlying: Class A Common Stock · 237 shares

Expires not disclosed

F1 · security: Deferred Stock Units ("DSUs") were awarded under Lazard Ltd's 2008 Incentive Compensation Plan as part of the Non-Executive Director Compensation arrangement.

F2 · derivative.exercise_price: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F2 · derivative.exercise_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F2 · derivative.expiration_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

Read SEC document
February 15, 2018 Filed Feb 20, 2018 19:08 UTC Lazard, Inc. LAZ · Entity 4031 GrantDeferred Stock Units · Derivative 565 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-011591 · doc4.xml · derivative · entry 1

PARSONS RICHARD D · CIK 0001008086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,143

Underlying: Class A Common Stock · 565 shares

Expires not disclosed

F1 · security: Deferred Stock Units ("DSUs") were awarded under Lazard Ltd's 2008 Incentive Compensation Plan as part of the Non-Executive Director Compensation arrangement.

F2 · derivative.exercise_price: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F2 · derivative.exercise_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F2 · derivative.expiration_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

Read SEC document
February 09, 2018 Filed Feb 12, 2018 17:22 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 Exercise / conversionOption (Right to Buy) · Derivative 4,736 Not disclosed Strike: $57.49 Not disclosed
Disclosure

SEC source: 0001001250-18-000005 · edgar.xml · derivative · entry 6

PARSONS RICHARD D · CIK 0001008086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 4,736 shares

Expires 2022-11-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Stock options granted pursuant to the Issuer's Non-Employee Director Share Incentive Plan.

F4 · price: Not Applicable.

Read SEC document
February 09, 2018 Filed Feb 12, 2018 17:22 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 Exercise / conversionOption (Right to Buy) · Derivative 4,576 Not disclosed Strike: $57.53 Not disclosed
Disclosure

SEC source: 0001001250-18-000005 · edgar.xml · derivative · entry 5

PARSONS RICHARD D · CIK 0001008086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 4,576 shares

Expires 2021-11-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Stock options granted pursuant to the Issuer's Non-Employee Director Share Incentive Plan.

F4 · price: Not Applicable.

Read SEC document
February 09, 2018 Filed Feb 12, 2018 17:22 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 SaleClass A Common Stock 9,312 $132.96 $1,238,123.52
Disclosure

SEC source: 0001001250-18-000005 · edgar.xml · nonDerivative · entry 3

PARSONS RICHARD D · CIK 0001008086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F2 · price: Sales prices range from $132.61 to $133.24 per share, inclusive.

Read SEC document
February 09, 2018 Filed Feb 12, 2018 17:22 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 Exercise / conversionClass A Common Stock 4,736 $57.49 $272,272.64
Disclosure

SEC source: 0001001250-18-000005 · edgar.xml · nonDerivative · entry 2

PARSONS RICHARD D · CIK 0001008086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,312

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 09, 2018 Filed Feb 12, 2018 17:22 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 Exercise / conversionClass A Common Stock 4,576 $57.53 $263,257.28
Disclosure

SEC source: 0001001250-18-000005 · edgar.xml · nonDerivative · entry 1

PARSONS RICHARD D · CIK 0001008086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,576

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2017 Filed Dec 15, 2017 17:34 UTC Madison Square Garden Sports Corp. MSG · Entity 3572 GrantRestricted Stock Units · Derivative 513 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-066039 · doc4.xml · derivative · entry 1

PARSONS RICHARD D · CIK 0001008086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,777

Underlying: Class A Common Stock · 513 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit is granted under The Madison Square Garden Company 2015 Stock Plan for Non-Employee Directors and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof.

F2 · derivative.exercise_date: The restricted stock units are fully vested on the date of the grant and will be settled in stock or in cash on the first business day 90 days after service on the Board of Directors ceases.

F2 · derivative.expiration_date: The restricted stock units are fully vested on the date of the grant and will be settled in stock or in cash on the first business day 90 days after service on the Board of Directors ceases.

Read SEC document
December 15, 2017 Filed Dec 18, 2017 21:27 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 GrantStock Units (Share Payout) · Derivative 16.8 $129.62 $2,177.62
Disclosure

SEC source: 0001001250-17-000138 · edgar.xml · derivative · entry 2

PARSONS RICHARD D · CIK 0001008086 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · as Co-Trustee for the Rebecca L. Parsons 2012 Trust

Disclosed balance after: 5,749.64

Underlying: Class A Common Stock · 16.8 shares

Expires not disclosed

F1 · derivative.exercise_price: Not applicable.

F2 · kind: Represents reinvestment of dividend equivalents on outstanding stock units.

F3 · derivative.exercise_date: The Stock Units will be paid out on the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

F3 · derivative.expiration_date: The Stock Units will be paid out on the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

Read SEC document
December 15, 2017 Filed Dec 18, 2017 21:27 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 GrantStock Units (Share Payout) · Derivative 30.78 $129.62 $3,989.70
Disclosure

SEC source: 0001001250-17-000138 · edgar.xml · derivative · entry 1

PARSONS RICHARD D · CIK 0001008086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,531.55

Underlying: Class A Common Stock · 30.78 shares

Expires not disclosed

F1 · derivative.exercise_price: Not applicable.

F2 · kind: Represents reinvestment of dividend equivalents on outstanding stock units.

F3 · derivative.exercise_date: The Stock Units will be paid out on the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

F3 · derivative.expiration_date: The Stock Units will be paid out on the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

Read SEC document
November 15, 2017 Filed Nov 16, 2017 18:18 UTC Lazard, Inc. LAZ · Entity 4031 GrantDeferred Stock Units · Derivative 678 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-061286 · doc4.xml · derivative · entry 1

PARSONS RICHARD D · CIK 0001008086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,578

Underlying: Class A Common Stock · 678 shares

Expires not disclosed

F1 · security: Deferred Stock Units ("DSUs") were awarded under Lazard Ltd's 2008 Incentive Compensation Plan as part of the Non-Executive Director Compensation arrangement.

F2 · derivative.exercise_price: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F2 · derivative.exercise_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F2 · derivative.expiration_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

Read SEC document
November 14, 2017 Filed Nov 15, 2017 22:03 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 GrantStock Units (Share Payout) · Derivative 646.31 $0.00 $0.00
Disclosure

SEC source: 0001001250-17-000125 · edgar.xml · derivative · entry 2

PARSONS RICHARD D · CIK 0001008086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,500.77

Underlying: Class A Common Stock · 646.31 shares

Expires not disclosed

F1 · security: Granted pursuant to the Issuer's Amended and Restated Non-Employee Director Share Incentive Plan.

F2 · derivative.exercise_price: Each Stock Unit (Share Payout) is convertible into one share of Class A Common Stock (i.e. 1:1).

F3 · derivative.exercise_date: The Stock Units (Share Payout) will be paid out on the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

F3 · derivative.expiration_date: The Stock Units (Share Payout) will be paid out on the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

Read SEC document
November 14, 2017 Filed Nov 15, 2017 22:03 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 GrantOption (Right to Buy) · Derivative 2,906 $0.00 Strike: $126.02 $0.00
Disclosure

SEC source: 0001001250-17-000125 · edgar.xml · derivative · entry 1

PARSONS RICHARD D · CIK 0001008086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,906

Underlying: Class A Common Stock · 2,906 shares

Expires 2027-11-14

F1 · security: Granted pursuant to the Issuer's Amended and Restated Non-Employee Director Share Incentive Plan.

Read SEC document
September 15, 2017 Filed Sep 18, 2017 20:17 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 GrantStock Units (Share Payout) · Derivative 17.71 $109.69 $1,942.61
Disclosure

SEC source: 0001001250-17-000094 · edgar.xml · derivative · entry 2

PARSONS RICHARD D · CIK 0001008086 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · as Co-Trustee for the Rebecca L. Parsons 2012 Trust

Disclosed balance after: 5,732.84

Underlying: Class A Common Stock · 17.71 shares

Expires not disclosed

F1 · derivative.exercise_price: Not applicable.

F2 · kind: Represents reinvestment of dividend equivalents on outstanding stock units.

F3 · derivative.exercise_date: The Stock Units will be paid out on the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

F3 · derivative.expiration_date: The Stock Units will be paid out on the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

Read SEC document
September 15, 2017 Filed Sep 18, 2017 20:17 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 GrantStock Units (Share Payout) · Derivative 30.45 $109.69 $3,340.06
Disclosure

SEC source: 0001001250-17-000094 · edgar.xml · derivative · entry 1

PARSONS RICHARD D · CIK 0001008086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,854.46

Underlying: Class A Common Stock · 30.45 shares

Expires not disclosed

F1 · derivative.exercise_price: Not applicable.

F2 · kind: Represents reinvestment of dividend equivalents on outstanding stock units.

F3 · derivative.exercise_date: The Stock Units will be paid out on the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

F3 · derivative.expiration_date: The Stock Units will be paid out on the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

Read SEC document
August 15, 2017 Filed Aug 16, 2017 18:48 UTC Lazard, Inc. LAZ · Entity 4031 GrantDeferred Stock Units · Derivative 711 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-049285 · doc4.xml · derivative · entry 1

PARSONS RICHARD D · CIK 0001008086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,900

Underlying: Class A Common Stock · 711 shares

Expires not disclosed

F1 · security: Deferred Stock Units ("DSUs") were awarded under Lazard Ltd's 2008 Incentive Compensation Plan as part of the Non-Executive Director Compensation arrangement.

F2 · derivative.exercise_price: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F2 · derivative.exercise_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F2 · derivative.expiration_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

Read SEC document
June 15, 2017 Filed Jun 16, 2017 15:55 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 GrantStock Units (Share Payout) · Derivative 19.85 $97.55 $1,936.37
Disclosure

SEC source: 0001001250-17-000044 · edgar.xml · derivative · entry 2

PARSONS RICHARD D · CIK 0001008086 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · as Co-Trustee for the Rebecca L. Parsons 2012 Trust

Disclosed balance after: 5,715.13

Underlying: Class A Common Stock · 19.85 shares

Expires not disclosed

F1 · derivative.exercise_price: Not applicable.

F2 · kind: Represents reinvestment of dividend equivalents on outstanding stock units.

F3 · derivative.exercise_date: The Stock Units will be paid out on the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

F3 · derivative.expiration_date: The Stock Units will be paid out on the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

Read SEC document
June 15, 2017 Filed Jun 16, 2017 15:55 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 GrantStock Units (Share Payout) · Derivative 34.12 $97.55 $3,328.41
Disclosure

SEC source: 0001001250-17-000044 · edgar.xml · derivative · entry 1

PARSONS RICHARD D · CIK 0001008086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,824.01

Underlying: Class A Common Stock · 34.12 shares

Expires not disclosed

F1 · derivative.exercise_price: Not applicable.

F2 · kind: Represents reinvestment of dividend equivalents on outstanding stock units.

F3 · derivative.exercise_date: The Stock Units will be paid out on the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

F3 · derivative.expiration_date: The Stock Units will be paid out on the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

Read SEC document
June 01, 2017 Filed Jun 1, 2017 19:02 UTC Lazard, Inc. LAZ · Entity 4031 GrantDeferred Stock Units · Derivative 3,461 $0.00 $0.00
Disclosure

SEC source: 0000950157-17-000794 · form4.xml · derivative · entry 1

PARSONS RICHARD D · CIK 0001008086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,189

Underlying: Class A Common Stock · 3,461 shares

Expires not disclosed

F1 · security: Deferred Stock Units ("DSUs") were awarded under Lazard Ltd's 2008 Incentive Compensation Plan as part of the Non-Executive Director Compensation arrangement.

F2 · derivative.exercise_price: The DSUs will be converted into Class A Common Stock on a one-for-one basis on or around the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F2 · derivative.exercise_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis on or around the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F2 · derivative.expiration_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis on or around the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

Read SEC document
May 15, 2017 Filed May 15, 2017 18:19 UTC Lazard, Inc. LAZ · Entity 4031 GrantDeferred Stock Units · Derivative 706 $0.00 $0.00
Disclosure

SEC source: 0000950157-17-000659 · form4.xml · derivative · entry 1

PARSONS RICHARD D · CIK 0001008086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,728

Underlying: Class A Common Stock · 706 shares

Expires not disclosed

F1 · security: Deferred Stock Units ("DSUs") were awarded under Lazard Ltd's 2008 Incentive Compensation Plan as part of the Non-Executive Director Compensation arrangement.

F2 · derivative.exercise_price: The DSUs will be converted into Class A Common Stock on a one-for-one basis on or around the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F2 · derivative.exercise_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis on or around the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F2 · derivative.expiration_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis on or around the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

Read SEC document
March 15, 2017 Filed Mar 16, 2017 20:01 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 GrantStock Units (Share Payout) · Derivative 22.6 $85.33 $1,928.46
Disclosure

SEC source: 0001001250-17-000022 · edgar.xml · derivative · entry 2

PARSONS RICHARD D · CIK 0001008086 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · as Co-Trustee for the Rebecca L. Parsons 2012 Trust

Disclosed balance after: 5,695.28

Underlying: Class A Common Stock · 22.6 shares

Expires not disclosed

F1 · derivative.exercise_price: Not applicable.

F2 · kind: Represents reinvestment of dividend equivalents on outstanding stock units.

F3 · derivative.exercise_date: The Stock Units will be paid out on the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

F3 · derivative.expiration_date: The Stock Units will be paid out on the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

Read SEC document
March 15, 2017 Filed Mar 16, 2017 20:01 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 GrantStock Units (Share Payout) · Derivative 38.85 $85.33 $3,315.07
Disclosure

SEC source: 0001001250-17-000022 · edgar.xml · derivative · entry 1

PARSONS RICHARD D · CIK 0001008086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,789.89

Underlying: Class A Common Stock · 38.85 shares

Expires not disclosed

F1 · derivative.exercise_price: Not applicable.

F2 · kind: Represents reinvestment of dividend equivalents on outstanding stock units.

F3 · derivative.exercise_date: The Stock Units will be paid out on the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

F3 · derivative.expiration_date: The Stock Units will be paid out on the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.

Read SEC document
February 15, 2017 Filed Feb 16, 2017 18:16 UTC Lazard, Inc. LAZ · Entity 4031 GrantDeferred Stock Units · Derivative 721 $0.00 $0.00
Disclosure

SEC source: 0001311370-17-000010 · edgar.xml · derivative · entry 1

PARSONS RICHARD D · CIK 0001008086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,022

Underlying: Class A Common Stock · 721 shares

Expires not disclosed

F1 · security: Deferred Stock Units ("DSUs") were awarded under Lazard Ltd's 2008 Incentive Compensation Plan as part of the Non-Executive Director Compensation arrangement.

F2 · derivative.exercise_price: The DSUs will be converted into Class A Common Stock on a one-for-one basis on or around the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F2 · derivative.exercise_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis on or around the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F2 · derivative.expiration_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis on or around the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.