Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CONOCOPHILLIPSCOP · Entity 658 | Senior Vice President | April 04, 2012 | April 05, 2012 |
| DELTA AIR LINES, INC.DAL · Entity 3029 | Director | June 18, 2026 | June 22, 2026 |
| PLAINS ALL AMERICAN PIPELINE LPPAA · Entity 3291 | Director · Chairman & CEO | August 13, 2026 | August 17, 2026 |
| PLAINS GP HOLDINGS LPPAGP · Entity 3737 | Director · Chairman & CEO | September 28, 2023 | September 29, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CONOCOPHILLIPS
Report date April 04, 2012 · Filed April 05, 2012
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock UnitsSEC Table II · derivative / convertible security | Direct | 153,567 |
Reported balance
After 2012-04-04 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2012-04-04 · Grant · Acquired 38,445 · Balance 153,567 F1: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis. F2: The stock units will be forfeited if the reporting person separates from services prior to the end of an escrow period ending on the earliest to occur of the following: (a) termination of employment as a result of layoff; (b) termination of employment after attainment of age 55 with five years of service; (c) termination of employment due to death or total disability; or (d) termination of employment following a change of control. During the escrow period, the reporting person may not dispose of the stock units. The stock units will convert to common stock on the later of (a) the end of the escrow period or (b) the earlier of (i) death or (ii) six months after separation from service in which case the stock units will convert to common stock. The reporting person may also defer conversion of stock units until a later date. F3: The stock units do not have an expiration date. |
| Stock UnitsSEC Table II · derivative / convertible security | Direct | 167,807 |
Reported balance
After 2012-04-04 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2012-04-04 · Grant · Acquired 14,240 · Balance 167,807 F1: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis. F2: The stock units will be forfeited if the reporting person separates from services prior to the end of an escrow period ending on the earliest to occur of the following: (a) termination of employment as a result of layoff; (b) termination of employment after attainment of age 55 with five years of service; (c) termination of employment due to death or total disability; or (d) termination of employment following a change of control. During the escrow period, the reporting person may not dispose of the stock units. The stock units will convert to common stock on the later of (a) the end of the escrow period or (b) the earlier of (i) death or (ii) six months after separation from service in which case the stock units will convert to common stock. The reporting person may also defer conversion of stock units until a later date. F3: The stock units do not have an expiration date. |
| Stock UnitsSEC Table II · derivative / convertible security | Direct | 5,610 |
Reported balance
After 2012-04-04 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2012-04-04 · Grant · Acquired 5,610 · Balance 5,610 F1: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis. F4: The stock units will be forfeited if the reporting person terminates for any reason except death or disability prior to a date certain established by the Human Resources and Compensation Committee of the ConocoPhillips Board of Directors. The stock units will convert to common stock on the earliest of the reporting person's death, or six months after termination for a reason other than death, unless the units have previously forfeited. The reporting person may not elect to defer conversion of stock units until a later date. F3: The stock units do not have an expiration date. |
Filing footnotes · ownership attribution and instrument terms
F1: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis.
F2: The stock units will be forfeited if the reporting person separates from services prior to the end of an escrow period ending on the earliest to occur of the following: (a) termination of employment as a result of layoff; (b) termination of employment after attainment of age 55 with five years of service; (c) termination of employment due to death or total disability; or (d) termination of employment following a change of control. During the escrow period, the reporting person may not dispose of the stock units. The stock units will convert to common stock on the later of (a) the end of the escrow period or (b) the earlier of (i) death or (ii) six months after separation from service in which case the stock units will convert to common stock. The reporting person may also defer conversion of stock units until a later date.
F3: The stock units do not have an expiration date.
F4: The stock units will be forfeited if the reporting person terminates for any reason except death or disability prior to a date certain established by the Human Resources and Compensation Committee of the ConocoPhillips Board of Directors. The stock units will convert to common stock on the earliest of the reporting person's death, or six months after termination for a reason other than death, unless the units have previously forfeited. The reporting person may not elect to defer conversion of stock units until a later date.
DELTA AIR LINES, INC.
Report date June 18, 2026 · Filed June 22, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 10,660 |
Reported balance
After 2026-06-18 transaction · row 1
1 source rowRow 1 · 2026-06-18 · Grant · Acquired 2,380 · Balance 10,660 F1: Non-employee members of Delta's Board of Directors receive an annual restricted stock award valued at $200,000. The shares reported in this Form 4 represent the annual restricted stock award grant to the Reporting Person, as approved by the Board of Directors on June 18, 2026. The shares were acquired in a transaction exempt under Rule 16b-3(d)(1). |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 20,000 |
Reported balance
Holding disclosure · report date 2026-06-18 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 20,000 F2: The shares are held by the Chiang 2014 Management Trust, of which Mr. Chiang and his wife are co-trustees. |
Filing footnotes · ownership attribution and instrument terms
F1: Non-employee members of Delta's Board of Directors receive an annual restricted stock award valued at $200,000. The shares reported in this Form 4 represent the annual restricted stock award grant to the Reporting Person, as approved by the Board of Directors on June 18, 2026. The shares were acquired in a transaction exempt under Rule 16b-3(d)(1).
F2: The shares are held by the Chiang 2014 Management Trust, of which Mr. Chiang and his wife are co-trustees.
PLAINS ALL AMERICAN PIPELINE LP
Report date August 13, 2026 · Filed August 17, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common UnitsSEC Table I · non-derivative | Direct | 1,396,856 |
Ending reported balance
After 2026-08-14 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-08-14 · Exercise / conversion · Acquired 346,357 · Balance 1,533,148 Row 2 · 2026-08-14 · Tax withholding · Disposed 136,292 · Balance 1,396,856 |
| Phantom UnitsSEC Table II · derivative / convertible security · Expires 2026-08-14 | Direct | 0 |
Reported balance
After 2026-08-14 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-08-14 · Exercise / conversion · Disposed 346,357 · Balance 0 F1: Phantom Units granted under Long-Term Incentive Plan (includes distribution equivalent rights ("DER") payable in cash). F2: One common unit is deliverable, upon vesting, for each Phantom Unit that vests. |
| Phantom UnitsSEC Table II · derivative / convertible security | Direct | 373,000 |
Reported balance
After 2026-08-13 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2026-08-13 · Grant · Acquired 373,000 · Balance 373,000 F1: Phantom Units granted under Long-Term Incentive Plan (includes distribution equivalent rights ("DER") payable in cash). F2: One common unit is deliverable, upon vesting, for each Phantom Unit that vests. F3: These phantom units will vest as follows: (a) Tranche 1, consisting of 186,500 phantom units, will vest on the August 2029 distribution date assuming continued service through such date; (b) Tranche 2, consisting of 93,250 phantom units (assuming 100% payout at target), will potentially vest on the August 2029 distribution date at a scaled payout range of between 0% to 200% based on PAA's total shareholder return (TSR) over the three-year period ending June 30, 2029 compared to the TSR of a selected peer group (payout based on numeric rank with 100% earned at median and interpolation between ranks, and with payout being subject to reduction by up to 25 basis points, but not below 100%, if actual TSR is negative); and F4: (c) Tranche 3, consisting of 93,250 phantom units (assuming 100% payout at target), will potentially vest on the Aug. 2029 distribution date at a scaled payout range of between 0% and 200% based on PAA achieving cumul. distributable cash flow (DCF) per common unit equivalent (CUE) of $9.10 over the 3-year period ending 6/30/29 (with payout equaling 100% at cumul. DCF/CUE over such period of $9.10 and being equal to 0% for cumul. DCF/CUE over such period of $8.19 or lower and 200% for cumul. DCF/CUE over such period of $10.01 or higher), with interpolation btw. such points, and with payout being subject to reduction by 25 basis pts. if PAA's leverage ratio (long term debt to adj. EBITDA as calculated pursuant to PAA's sr. unsecured revolving credit facility) as of 6/30/29 is greater than the leverage ratio that equals the upper end of our then applicable non-rating agency target leverage ratio range. F5: DERs associated with Tranche 1 will accrue for the first year and be paid in cash in a lump sum on the August 2029 distribution date; beginning in November 2027, DERs associated with Tranche 1 will be paid quarterly until the phantom units vest or terminate. DERs associated with Tranches 2 and 3 will accrue during the three-year vesting period and be paid in cash in a lump sum on the August 2029 distribution date with respect to each phantom unit that vests, if any, on such date. Any Tranche 2 or Tranche 3 phantom units that are determined to not have vested as of the August 2029 distribution date shall expire as of such date. |
Filing footnotes · ownership attribution and instrument terms
F1: Phantom Units granted under Long-Term Incentive Plan (includes distribution equivalent rights ("DER") payable in cash).
F2: One common unit is deliverable, upon vesting, for each Phantom Unit that vests.
F3: These phantom units will vest as follows: (a) Tranche 1, consisting of 186,500 phantom units, will vest on the August 2029 distribution date assuming continued service through such date; (b) Tranche 2, consisting of 93,250 phantom units (assuming 100% payout at target), will potentially vest on the August 2029 distribution date at a scaled payout range of between 0% to 200% based on PAA's total shareholder return (TSR) over the three-year period ending June 30, 2029 compared to the TSR of a selected peer group (payout based on numeric rank with 100% earned at median and interpolation between ranks, and with payout being subject to reduction by up to 25 basis points, but not below 100%, if actual TSR is negative); and
F4: (c) Tranche 3, consisting of 93,250 phantom units (assuming 100% payout at target), will potentially vest on the Aug. 2029 distribution date at a scaled payout range of between 0% and 200% based on PAA achieving cumul. distributable cash flow (DCF) per common unit equivalent (CUE) of $9.10 over the 3-year period ending 6/30/29 (with payout equaling 100% at cumul. DCF/CUE over such period of $9.10 and being equal to 0% for cumul. DCF/CUE over such period of $8.19 or lower and 200% for cumul. DCF/CUE over such period of $10.01 or higher), with interpolation btw. such points, and with payout being subject to reduction by 25 basis pts. if PAA's leverage ratio (long term debt to adj. EBITDA as calculated pursuant to PAA's sr. unsecured revolving credit facility) as of 6/30/29 is greater than the leverage ratio that equals the upper end of our then applicable non-rating agency target leverage ratio range.
F5: DERs associated with Tranche 1 will accrue for the first year and be paid in cash in a lump sum on the August 2029 distribution date; beginning in November 2027, DERs associated with Tranche 1 will be paid quarterly until the phantom units vest or terminate. DERs associated with Tranches 2 and 3 will accrue during the three-year vesting period and be paid in cash in a lump sum on the August 2029 distribution date with respect to each phantom unit that vests, if any, on such date. Any Tranche 2 or Tranche 3 phantom units that are determined to not have vested as of the August 2029 distribution date shall expire as of such date.
PLAINS GP HOLDINGS LP
Report date September 28, 2023 · Filed September 29, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A SharesSEC Table I · non-derivative | Direct | 318,704 |
Reported balance
After 2023-09-28 transaction · row 1
1 source rowRow 1 · 2023-09-28 · Purchase · Acquired 62,000 · Balance 318,704 F1: The price in column 4 reflects the weighted average price for the Class A shares. The shares were purchased in multiple transactions at prices ranging from $16.225 to $16.25. The reporting person will provide upon request by the SEC staff, the issuer or any security holder of the issuer full information regarding the number of shares purchased at each separate price. |
| Class A SharesSEC Table I · non-derivative | IndirectBy Trust | 60,000 |
Reported balance
Holding disclosure · report date 2023-09-28 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 60,000 |
Filing footnotes · ownership attribution and instrument terms
F1: The price in column 4 reflects the weighted average price for the Class A shares. The shares were purchased in multiple transactions at prices ranging from $16.225 to $16.25. The reporting person will provide upon request by the SEC staff, the issuer or any security holder of the issuer full information regarding the number of shares purchased at each separate price.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 24, 2020 Filed Feb 25, 2020 23:04 UTC | PLAINS GP HOLDINGS LP PAGP · Entity 3737 | PurchaseClass A Shares | 30,672 | $15.96 | $489,666.21 |
DisclosureSEC source: 0001615619-20-000030 · edgar.xml · nonDerivative · entry 1 Chiang Willie CW · CIK 0001421559 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,776 F1 · price: The price in column 4 reflects the weighted average price for the Class A shares. The shares were purchased in multiple transactions at prices ranging from $15.93 to $16.00. The reporting person will provide upon request by the SEC staff, the issuer or any security holder of the issuer full information regarding the number of shares sold at each separate price. Read SEC document |
| December 09, 2019 Filed Jan 15, 2020 00:05 UTC | PLAINS GP HOLDINGS LP PAGP · Entity 3737 | GiftClass A Shares | 60,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001615619-20-000014 · edgar.xml · nonDerivative · entry 2 Chiang Willie CW · CIK 0001421559 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 60,000 Read SEC document |
| December 09, 2019 Filed Jan 15, 2020 00:05 UTC | PLAINS GP HOLDINGS LP PAGP · Entity 3737 | GiftClass A Shares | 60,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001615619-20-000014 · edgar.xml · nonDerivative · entry 1 Chiang Willie CW · CIK 0001421559 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,104 Read SEC document |
| November 20, 2019 Filed Nov 21, 2019 01:29 UTC | PLAINS GP HOLDINGS LP PAGP · Entity 3737 | PurchaseClass A Shares | 60,000 | $17.14 | $1,028,160.00 |
DisclosureSEC source: 0001615619-19-000108 · edgar.xml · nonDerivative · entry 1 Chiang Willie CW · CIK 0001421559 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,104 F1 · price: The price in column 4 reflects the weighted average price for the Class A shares. The shares were purchased in multiple transactions at prices ranging from $17.07 to $17.18. The reporting person will provide upon request by the SEC staff, the issuer or any security holder of the issuer full information regarding the number of shares sold at each separate price. Read SEC document |
| August 15, 2019 Filed Aug 16, 2019 20:17 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | GrantPhantom Units · Derivative | 125,740 | $0.00 | $0.00 |
DisclosureSEC source: 0001615619-19-000068 · edgar.xml · derivative · entry 7 Chiang Willie CW · CIK 0001421559 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,740 Underlying: Common Units · 125,740 shares Expires not disclosed F1 · security: Phantom Units granted under Long-Term Incentive Plan (includes distribution equivalent rights payable in cash). F2 · derivative.exercise_price: One Common Unit is deliverable, upon vesting, for each Phantom Unit that vests. F4 · derivative.exercise_date: Phantom Units will vest 50% on the August 2022 distribution date and 50% on the later of the August 2022 distribution date and the first distribution date following PAA's achievement of distributable cash flow ("DCF") per common unit of at least $2.65 on a trailing four quarter basis. The applicable trailing four quarter period for determining whether the requisite DCF per common unit has been achieved for vesting of phantom units may not begin until after December 31, 2020. The associated DERs will vest (i) 50% on the August 2020 distribution date and (ii) 50% on the first distribution date following January 1, 2021 on which PAA achieves DCF per common unit of at least $2.50 on a trailing four quarter basis. F3 · derivative.expiration_date: N/A Read SEC document |
| August 14, 2019 Filed Aug 16, 2019 20:17 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | Exercise / conversionPhantom Units · Derivative | 55,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001615619-19-000068 · edgar.xml · derivative · entry 6 Chiang Willie CW · CIK 0001421559 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,000 Underlying: Common Units · 55,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Phantom Units granted under Long-Term Incentive Plan (includes distribution equivalent rights payable in cash). F2 · derivative.exercise_price: One Common Unit is deliverable, upon vesting, for each Phantom Unit that vests. F3 · derivative.expiration_date: N/A Read SEC document |
| August 14, 2019 Filed Aug 16, 2019 20:17 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | Exercise / conversionPhantom Units · Derivative | 36,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001615619-19-000068 · edgar.xml · derivative · entry 5 Chiang Willie CW · CIK 0001421559 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,000 Underlying: Common Units · 36,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Phantom Units granted under Long-Term Incentive Plan (includes distribution equivalent rights payable in cash). F2 · derivative.exercise_price: One Common Unit is deliverable, upon vesting, for each Phantom Unit that vests. F3 · derivative.expiration_date: N/A Read SEC document |
| August 14, 2019 Filed Aug 16, 2019 20:17 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | Tax withholdingCommon Units | 21,643 | $21.75 | $470,735.25 |
DisclosureSEC source: 0001615619-19-000068 · edgar.xml · nonDerivative · entry 4 Chiang Willie CW · CIK 0001421559 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,902 Read SEC document |
| August 14, 2019 Filed Aug 16, 2019 20:17 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | Exercise / conversionCommon Units | 55,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001615619-19-000068 · edgar.xml · nonDerivative · entry 3 Chiang Willie CW · CIK 0001421559 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 199,545 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 14, 2019 Filed Aug 16, 2019 20:17 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | Tax withholdingCommon Units | 14,166 | $21.75 | $308,110.50 |
DisclosureSEC source: 0001615619-19-000068 · edgar.xml · nonDerivative · entry 2 Chiang Willie CW · CIK 0001421559 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,545 Read SEC document |
| August 14, 2019 Filed Aug 16, 2019 20:17 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | Exercise / conversionCommon Units | 36,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001615619-19-000068 · edgar.xml · nonDerivative · entry 1 Chiang Willie CW · CIK 0001421559 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,711 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 15, 2019 Filed May 16, 2019 21:12 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | Exercise / conversionPhantom Units · Derivative | 55,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001615619-19-000038 · edgar.xml · derivative · entry 6 Chiang Willie CW · CIK 0001421559 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,000 Underlying: Common Units · 55,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 1-for-1 Common Units for Phantom Units granted under long-term incentive plan. F2 · derivative.expiration_date: N/A Read SEC document |
| May 15, 2019 Filed May 16, 2019 21:12 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | Exercise / conversionPhantom Units · Derivative | 65,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001615619-19-000038 · edgar.xml · derivative · entry 5 Chiang Willie CW · CIK 0001421559 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Units · 65,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 1-for-1 Common Units for Phantom Units granted under long-term incentive plan. F2 · derivative.expiration_date: N/A Read SEC document |
| May 15, 2019 Filed May 16, 2019 21:12 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | Tax withholdingCommon Units | 21,643 | $23.93 | $517,916.99 |
DisclosureSEC source: 0001615619-19-000038 · edgar.xml · nonDerivative · entry 4 Chiang Willie CW · CIK 0001421559 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,711 Read SEC document |
| May 15, 2019 Filed May 16, 2019 21:12 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | Exercise / conversionCommon Units | 55,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001615619-19-000038 · edgar.xml · nonDerivative · entry 3 Chiang Willie CW · CIK 0001421559 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,354 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 15, 2019 Filed May 16, 2019 21:12 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | Tax withholdingCommon Units | 25,578 | $23.93 | $612,081.54 |
DisclosureSEC source: 0001615619-19-000038 · edgar.xml · nonDerivative · entry 2 Chiang Willie CW · CIK 0001421559 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,354 Read SEC document |
| May 15, 2019 Filed May 16, 2019 21:12 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | Exercise / conversionCommon Units | 65,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001615619-19-000038 · edgar.xml · nonDerivative · entry 1 Chiang Willie CW · CIK 0001421559 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,932 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 14, 2019 Filed Feb 19, 2019 21:50 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | Exercise / conversionPhantom Units · Derivative | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001615619-19-000014 · edgar.xml · derivative · entry 6 Chiang Willie CW · CIK 0001421559 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Units · 25,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 1-for-1 Common Units for Phantom Units granted under long-term incentive plan. F2 · derivative.expiration_date: N/A Read SEC document |
| February 14, 2019 Filed Feb 19, 2019 21:50 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | Exercise / conversionPhantom Units · Derivative | 48,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001615619-19-000014 · edgar.xml · derivative · entry 5 Chiang Willie CW · CIK 0001421559 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,000 Underlying: Common Units · 48,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 1-for-1 Common Units for Phantom Units granted under long-term incentive plan. F2 · derivative.expiration_date: N/A Read SEC document |
| February 14, 2019 Filed Feb 19, 2019 21:50 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | Tax withholdingCommon Units | 9,838 | $23.80 | $234,144.40 |
DisclosureSEC source: 0001615619-19-000014 · edgar.xml · nonDerivative · entry 4 Chiang Willie CW · CIK 0001421559 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,932 Read SEC document |
| February 14, 2019 Filed Feb 19, 2019 21:50 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | Exercise / conversionCommon Units | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001615619-19-000014 · edgar.xml · nonDerivative · entry 3 Chiang Willie CW · CIK 0001421559 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,770 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 14, 2019 Filed Feb 19, 2019 21:50 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | Tax withholdingCommon Units | 13,230 | $23.80 | $314,874.00 |
DisclosureSEC source: 0001615619-19-000014 · edgar.xml · nonDerivative · entry 2 Chiang Willie CW · CIK 0001421559 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,770 Read SEC document |
| February 14, 2019 Filed Feb 19, 2019 21:50 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | Exercise / conversionCommon Units | 48,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001615619-19-000014 · edgar.xml · nonDerivative · entry 1 Chiang Willie CW · CIK 0001421559 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 16, 2018 Filed Aug 20, 2018 22:47 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | GrantPhantom Units · Derivative | 500,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001615619-18-000076 · edgar.xml · derivative · entry 1 Chiang Willie CW · CIK 0001421559 · Director · EVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500,000 Underlying: Common Units · 500,000 shares Expires not disclosed F1 · security: Grant of Phantom Units under Long-Term Incentive Plan (includes associated distribution equivalent rights payable in cash). F2 · derivative.exercise_price: One common unit is deliverable, upon vesting, for each phantom unit that vests. F3 · derivative.exercise_date: The phantom units will vest as follows: (i) 25% upon the later of October 1, 2023 and the first distribution date on which PAA will have generated distributable cash flow ("DCF") of at least $3.00 per common unit on a trailing four quarter basis, and (ii) 75% upon the later of October 1, 2023 and the first distribution date on which PAA will have generated DCF of at least $3.50 per common unit on a trailing four quarter basis, in both cases with the initial performance-related measurement period beginning January 1, 2021. Any phantom units that have not vested by October 1, 2025 will expire at that time. F3 · derivative.expiration_date: The phantom units will vest as follows: (i) 25% upon the later of October 1, 2023 and the first distribution date on which PAA will have generated distributable cash flow ("DCF") of at least $3.00 per common unit on a trailing four quarter basis, and (ii) 75% upon the later of October 1, 2023 and the first distribution date on which PAA will have generated DCF of at least $3.50 per common unit on a trailing four quarter basis, in both cases with the initial performance-related measurement period beginning January 1, 2021. Any phantom units that have not vested by October 1, 2025 will expire at that time. Read SEC document |
| March 22, 2018 Filed Mar 26, 2018 22:29 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | GrantPhantom Units · Derivative | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001615619-18-000016 · edgar.xml · derivative · entry 1 Chiang Willie CW · CIK 0001421559 · Director · EVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: common units · 50,000 shares Expires not disclosed F1 · security: Grant of phantom units under Long-Term Incentive Plan (includes associated distribution equivalent rights (payable in cash)). F2 · derivative.exercise_price: One common unit is deliverable, upon vesting, for each phantom unit that vests. F3 · derivative.exercise_date: The phantom units will vest on the May 2021 distribution date; provided, however, that 50% of the phantom units may vest prior to that date if and when PAA generates distributable cash flow of $2.30 per unit on a trailing four quarter basis. F3 · derivative.expiration_date: The phantom units will vest on the May 2021 distribution date; provided, however, that 50% of the phantom units may vest prior to that date if and when PAA generates distributable cash flow of $2.30 per unit on a trailing four quarter basis. Read SEC document |
| July 05, 2017 Filed Jul 6, 2017 20:59 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | GrantPhantom Units · Derivative | 65,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001615619-17-000049 · edgar.xml · derivative · entry 1 Chiang Willie CW · CIK 0001421559 · Director · EVP & COO (U.S.) 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,000 Underlying: Common Units · 65,000 shares Expires not disclosed F1 · security: Grant of Phantom Units under Long-Term Incentive Plan (includes associated distribution equivalent rights (payable in cash)). F2 · derivative.exercise_price: One common unit is deliverable, upon vesting, for each Phantom Unit that vests. F3 · derivative.exercise_date: The Phantom Units will vest on the May 2019 distribution date. F3 · derivative.expiration_date: The Phantom Units will vest on the May 2019 distribution date. Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 22:29 UTC | PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291 | OtherClass B Units in Plains AAP, L.P. · Derivative | 375,521 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001615619-16-000108 · edgar.xml · derivative · entry 1 Chiang Willie CW · CIK 0001421559 · EVP & COO (U.S.) 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 375,521 Underlying: Common Units · 353,490 shares Expires not disclosed F1 · kind: Pursuant to the limited partnership agreement of Plains AAP, L.P. ("AAP"), after December 31, 2015, a holder of vested Class B Units of AAP (the "Class B Units") may convert, from time to time, such Class B Units into an equal number of Class A Units of AAP (the "Class A Units") and Class B shares (the "Class B shares") of Plains GP Holdings, L.P. ("PAGP"), at a conversion ratio of approximately 0.941 Class A Units and Class B shares for each Class B Unit. F2 · kind: The limited partnership agreement of AAP was amended and restated on November 15, 2016 to provide that, among other things, each limited partner of AAP holding Class A Units, including the Reporting Person following conversion, will have the right, subject to certain limitations, to redeem its Class A Units for common units ("Common Units") of Plains All American Pipeline, L.P. (the "Issuer") on a one-for-one basis, by delivering such Class A Units to Plains AAP along with the associated Class B Shares and GP Units (the "GP Units") in PAA GP Holdings LLC (if applicable), to PAGP (the "Redemption Right"). Pursuant to the limited partnership agreement of AAP, prior to November 15, 2017, the Reporting Person may not exercise his Redemption Right if such exercise would result in the redemption (taken together with any previous redemptions by the Reporting Person) of more than 78% of the Class A Units held by the Reporting Person as of November 15, 2016. F2 · derivative.exercise_date: The limited partnership agreement of AAP was amended and restated on November 15, 2016 to provide that, among other things, each limited partner of AAP holding Class A Units, including the Reporting Person following conversion, will have the right, subject to certain limitations, to redeem its Class A Units for common units ("Common Units") of Plains All American Pipeline, L.P. (the "Issuer") on a one-for-one basis, by delivering such Class A Units to Plains AAP along with the associated Class B Shares and GP Units (the "GP Units") in PAA GP Holdings LLC (if applicable), to PAGP (the "Redemption Right"). Pursuant to the limited partnership agreement of AAP, prior to November 15, 2017, the Reporting Person may not exercise his Redemption Right if such exercise would result in the redemption (taken together with any previous redemptions by the Reporting Person) of more than 78% of the Class A Units held by the Reporting Person as of November 15, 2016. F3 · derivative.expiration_date: Pursuant to the limited partnership agreement of AAP, the Redemption Right does not expire. Read SEC document |
| April 04, 2012 Filed Apr 5, 2012 21:43 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Units · Derivative | 5,610 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-12-022857 · rrd341429.xml · derivative · entry 3 Chiang Willie CW · CIK 0001421559 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,610 Underlying: Common Stock · 5,610 shares Expires not disclosed F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis. F4 · derivative.exercise_date: The stock units will be forfeited if the reporting person terminates for any reason except death or disability prior to a date certain established by the Human Resources and Compensation Committee of the ConocoPhillips Board of Directors. The stock units will convert to common stock on the earliest of the reporting person's death, or six months after termination for a reason other than death, unless the units have previously forfeited. The reporting person may not elect to defer conversion of stock units until a later date. F3 · derivative.expiration_date: The stock units do not have an expiration date. Read SEC document |
| April 04, 2012 Filed Apr 5, 2012 21:43 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Units · Derivative | 14,240 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-12-022857 · rrd341429.xml · derivative · entry 2 Chiang Willie CW · CIK 0001421559 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 167,807 Underlying: Common Stock · 14,240 shares Expires not disclosed F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The stock units will be forfeited if the reporting person separates from services prior to the end of an escrow period ending on the earliest to occur of the following: (a) termination of employment as a result of layoff; (b) termination of employment after attainment of age 55 with five years of service; (c) termination of employment due to death or total disability; or (d) termination of employment following a change of control. During the escrow period, the reporting person may not dispose of the stock units. The stock units will convert to common stock on the later of (a) the end of the escrow period or (b) the earlier of (i) death or (ii) six months after separation from service in which case the stock units will convert to common stock. The reporting person may also defer conversion of stock units until a later date. F3 · derivative.expiration_date: The stock units do not have an expiration date. Read SEC document |
| April 04, 2012 Filed Apr 5, 2012 21:43 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Units · Derivative | 38,445 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-12-022857 · rrd341429.xml · derivative · entry 1 Chiang Willie CW · CIK 0001421559 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,567 Underlying: Common Stock · 38,445 shares Expires not disclosed F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The stock units will be forfeited if the reporting person separates from services prior to the end of an escrow period ending on the earliest to occur of the following: (a) termination of employment as a result of layoff; (b) termination of employment after attainment of age 55 with five years of service; (c) termination of employment due to death or total disability; or (d) termination of employment following a change of control. During the escrow period, the reporting person may not dispose of the stock units. The stock units will convert to common stock on the later of (a) the end of the escrow period or (b) the earlier of (i) death or (ii) six months after separation from service in which case the stock units will convert to common stock. The reporting person may also defer conversion of stock units until a later date. F3 · derivative.expiration_date: The stock units do not have an expiration date. Read SEC document |
| February 09, 2012 Filed Feb 13, 2012 23:40 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Units · Derivative | 40,206 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-12-008256 · rrd334029.xml · derivative · entry 4 Chiang Willie CW · CIK 0001421559 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,122 Underlying: Common Stock · 40,206 shares Expires not disclosed F4 · derivative.exercise_price: The stock units will convert to ConocoPhillips common stock on a 1-for-1 basis. F5 · derivative.exercise_date: The stock units will be forfeited if the reporting person separates from service prior to the end of an escrow period ending on the earliest to occur of the following: (a) termination of employment as a result of layoff; (b) termination of employment after attainment of age 55 with five years of service; (c) termination of employment due to death or total disability; or (d) termination of employment following a change in control. During the escrow period, the reporting person may not dispose of the stock units. The stock units will convert to common stock on the later of (a) the end of the escrow period or (b) the earlier of (i) death or (ii) six months after separation from service in which case the stock units will convert to common stock. The reporting person may also elect to defer conversion of stock units until a later date. F6 · derivative.expiration_date: The stock units do not have an expiration date. Read SEC document |
| February 09, 2012 Filed Feb 13, 2012 23:40 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Options (rights to buy) · Derivative | 81,700 | $0.00 Strike: $71.87 | $0.00 |
DisclosureSEC source: 0001181431-12-008256 · rrd334029.xml · derivative · entry 3 Chiang Willie CW · CIK 0001421559 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,700 Underlying: Common Stock · 81,700 shares Expires 2022-02-09 F3 · derivative.exercise_date: The stock options become exercisable in three equal annual installments beginning on February 9, 2013. Read SEC document |
| January 11, 2012 Filed Jan 12, 2012 23:09 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantPhantom Stock · Derivative | 605.712 | $72.87 | $44,138.23 |
DisclosureSEC source: 0001181431-12-002432 · rrd330604.xml · derivative · entry 1 Chiang Willie CW · CIK 0001421559 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,809.861 Underlying: Common Stock · 605.712 shares Expires not disclosed F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under Rule 16a-11. Read SEC document |
| December 16, 2011 Filed Feb 13, 2012 23:40 UTC | CONOCOPHILLIPS COP · Entity 658 | GiftCommon Stock | 215 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-12-008256 · rrd334029.xml · nonDerivative · entry 1 Chiang Willie CW · CIK 0001421559 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,360 F1 · balance_after: Includes shares held jointly with the reporting person's spouse. Read SEC document |
| July 12, 2011 Filed Jul 14, 2011 19:27 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantPhantom Stock · Derivative | 186.946 | $75.19 | $14,056.47 |
DisclosureSEC source: 0001181431-11-041203 · rrd317786.xml · derivative · entry 1 Chiang Willie CW · CIK 0001421559 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,144.391 Underlying: Common Stock · 186.946 shares Expires not disclosed F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under Rule 16a-11. Read SEC document |
| February 10, 2011 Filed Feb 15, 2011 00:40 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Units · Derivative | 16,338 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-11-010010 · rrd301088.xml · derivative · entry 2 Chiang Willie CW · CIK 0001421559 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,916 Underlying: Common Stock · 16,338 shares Expires not disclosed F2 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis. F3 · derivative.exercise_date: The stock units will be forfeited if the reporting person separates from service prior to the end of an escrow period ending on the earliest to occur of the following: (a) termination of employment as a result of layoff; (b) termination of employment after attainment of age 55 with five years of service; (c) termination of employment due to death or total disability; or (d) termination of employment following a change in control. During the escrow period, the reporting person may not dispose of the stock units. The stock units will convert to common stock on the later of (a) the end of the escrow period or (b) the earlier of (i) death or (ii) six months after separation from service in which case the stock units will convert to common stock. The reporting person may also elect to defer conversion of stock units until a later date. F4 · derivative.expiration_date: The stock units do not have an expiration date. Read SEC document |
| February 10, 2011 Filed Feb 15, 2011 00:40 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Options (rights to buy) · Derivative | 71,700 | $0.00 Strike: $70.13 | $0.00 |
DisclosureSEC source: 0001181431-11-010010 · rrd301088.xml · derivative · entry 1 Chiang Willie CW · CIK 0001421559 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,700 Underlying: Common Stock · 71,700 shares Expires 2021-02-10 F1 · derivative.exercise_date: The stock options become exercisable in three equal annual installments beginning on February 10, 2012. Read SEC document |
| January 11, 2011 Filed Jan 13, 2011 23:29 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantPhantom Stock · Derivative | 564.64 | $68.10 | $38,451.98 |
DisclosureSEC source: 0001181431-11-003598 · rrd297581.xml · derivative · entry 1 Chiang Willie CW · CIK 0001421559 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,906.084 Underlying: Common Stock · 564.64 shares Expires not disclosed F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under Rule 16a-11. Read SEC document |
| December 21, 2010 Filed Jan 10, 2011 22:54 UTC | CONOCOPHILLIPS COP · Entity 658 | GiftCommon Stock | 225 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-11-002837 · rrd296949.xml · nonDerivative · entry 1 Chiang Willie CW · CIK 0001421559 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,575 Read SEC document |
| December 17, 2010 Filed Dec 21, 2010 18:34 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionStock Options (rights to buy) · Derivative | 3,100 | $0.00 Strike: $30.29 | $0.00 |
DisclosureSEC source: 0001181431-10-062992 · rrd294711.xml · derivative · entry 4 Chiang Willie CW · CIK 0001421559 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,100 shares Expires 2012-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The options vested in three equal annual installments beginning on January 1, 2003. Read SEC document |
| December 17, 2010 Filed Dec 21, 2010 18:34 UTC | CONOCOPHILLIPS COP · Entity 658 | SaleCommon Stock | 3,100 | $64.87 | $201,106.92 |
DisclosureSEC source: 0001181431-10-062992 · rrd294711.xml · nonDerivative · entry 2 Chiang Willie CW · CIK 0001421559 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,800 Read SEC document |
| December 17, 2010 Filed Dec 21, 2010 18:34 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionCommon Stock | 3,100 | $30.29 | $93,899.00 |
DisclosureSEC source: 0001181431-10-062992 · rrd294711.xml · nonDerivative · entry 1 Chiang Willie CW · CIK 0001421559 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,900 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 13, 2010 Filed Jul 15, 2010 21:43 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantPhantom Stock · Derivative | 77.771 | $49.09 | $3,817.78 |
DisclosureSEC source: 0001181431-10-037592 · rrd281396.xml · derivative · entry 1 Chiang Willie CW · CIK 0001421559 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,297.605 Underlying: Common Stock · 77.771 shares Expires not disclosed F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under Rule 16a-11. Read SEC document |
| February 12, 2010 Filed Feb 17, 2010 22:41 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Units · Derivative | 6,364 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-009762 · rrd266569.xml · derivative · entry 2 Chiang Willie CW · CIK 0001421559 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,578 Underlying: Common Stock · 6,364 shares Expires not disclosed F2 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis. F3 · derivative.exercise_date: The stock units will be forfeited if the reporting person separates from service prior to the end of an escrow period ending on the earliest to occur of the following: (a) termination of employment as a result of layoff; (b) termination of employment after attainment of age 55 with five years of service; (c) termination of employment due to death or total disability; or (d) termination of employment following a change in control. During the escrow period, the reporting person may not dispose of the stock units. The stock units will convert to common stock on the later of (a) the end of the escrow period or (b) the earlier of (i) death or (ii) six months after separation from service in which case the stock units will convert to common stock. The reporting person may also elect to defer conversion of stock units until a later date. F4 · derivative.expiration_date: The stock units do not have an expiration date. Read SEC document |
| February 12, 2010 Filed Feb 17, 2010 22:41 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Options (rights to buy) · Derivative | 78,700 | $0.00 Strike: $48.39 | $0.00 |
DisclosureSEC source: 0001181431-10-009762 · rrd266569.xml · derivative · entry 1 Chiang Willie CW · CIK 0001421559 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,700 Underlying: Common Stock · 78,700 shares Expires 2020-02-12 F1 · derivative.exercise_date: The stock options become exercisable in three equal annual installments beginning on February 12, 2011. Read SEC document |
| January 19, 2010 Filed Jan 21, 2010 22:03 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantPhantom Stock · Derivative | 490.716 | $51.07 | $25,060.87 |
DisclosureSEC source: 0001181431-10-004011 · rrd263524.xml · derivative · entry 1 Chiang Willie CW · CIK 0001421559 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,174.182 Underlying: Common Stock · 490.716 shares Expires not disclosed F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under Rule 16a-11. Read SEC document |
| November 13, 2009 Filed Nov 17, 2009 22:40 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Options (rights to buy) · Derivative | 6,100 | $0.00 Strike: $30.29 | $0.00 |
DisclosureSEC source: 0001181431-09-052269 · rrd257517.xml · derivative · entry 8 Chiang Willie CW · CIK 0001421559 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,100 shares Expires 2012-01-01 F2 · derivative.exercise_date: The options vested in three equal annual installments beginning on January 1, 2003. Read SEC document |
| November 13, 2009 Filed Nov 17, 2009 22:40 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionStock Options (rights to buy) · Derivative | 5,600 | $0.00 Strike: $15.98 | $0.00 |
DisclosureSEC source: 0001181431-09-052269 · rrd257517.xml · derivative · entry 7 Chiang Willie CW · CIK 0001421559 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,600 shares Expires 2010-01-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The options vested in three equal annual installments beginning on January 26, 2001, except for the third installment which vested upon the approval by the stockholders of Phillips Petroleum Company of the merger with Conoco Inc. at the special meeting of Phillips stockholders on March 12, 2002. Read SEC document |
| November 13, 2009 Filed Nov 17, 2009 22:40 UTC | CONOCOPHILLIPS COP · Entity 658 | GiftCommon Stock | 291 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-052269 · rrd257517.xml · nonDerivative · entry 5 Chiang Willie CW · CIK 0001421559 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,800 Read SEC document |
| November 13, 2009 Filed Nov 17, 2009 22:40 UTC | CONOCOPHILLIPS COP · Entity 658 | Tax withholdingCommon Stock | 3,519 | $52.52 | $184,817.88 |
DisclosureSEC source: 0001181431-09-052269 · rrd257517.xml · nonDerivative · entry 4 Chiang Willie CW · CIK 0001421559 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,091 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.