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person · Reporting owner

SIMMONS DAVID S

Disclosed activity across 4 companies

Tapewire entity
16752
SEC CIK
0001508519

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ACCENDRA HEALTH INC/VA/OMI · Entity 6858DirectorMarch 30, 2018April 02, 2018
Viatris IncVTRS · Entity 3277DirectorSeptember 30, 2026October 02, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ACCENDRA HEALTH INC/VA/

Report date March 30, 2018 · Filed April 02, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Phantom StockSEC Table II · derivative / convertible securityDirect3,197 Reported balance After 2018-03-30 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2018-03-30 · Grant · Acquired 54 · Balance 3,197

F1: The shares of phantom stock are convertible on a 1-for-1 basis and become payable, in cash or common stock, at the election of the reporting person, upon the occurrence of one of the following (as elected in advance by the reporting person): (a) death, (b) disability, (c) termination of service as director, (d) specified future delivery date, or (e) the earliest to occur of (a), (b), (c) or (d).

F2: Shares acquired through quarterly dividend reinvestment transaction.

Filing footnotes · ownership attribution and instrument terms

F1: The shares of phantom stock are convertible on a 1-for-1 basis and become payable, in cash or common stock, at the election of the reporting person, upon the occurrence of one of the following (as elected in advance by the reporting person): (a) death, (b) disability, (c) termination of service as director, (d) specified future delivery date, or (e) the earliest to occur of (a), (b), (c) or (d).

F2: Shares acquired through quarterly dividend reinvestment transaction.

Viatris Inc

Report date September 30, 2026 · Filed October 02, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Deferred Stock UnitsSEC Table II · derivative / convertible securityDirect4,479 Reported balance After 2026-09-30 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-09-30 · Grant · Acquired 2,117 · Balance 4,479

F1: On September 30, 2026, the reporting person was automatically granted 2,117 deferred stock units (DSUs) pursuant to the reporting person's election to receive payment of quarterly non-employee director fees in the form of DSUs. This grant was made in lieu of cash fees, based on the September 30, 2026 closing price of $17.72 per share of common stock of Viatris Inc. (Viatris). Each DSU is fully vested and represents the right to receive one share of common stock of Viatris. The DSUs settle in shares of common stock upon the earliest of the reporting person's termination of service as a non-employee director, the reporting person's death or disability, or a change in control.

Dividend Equivalent DSUsSEC Table II · derivative / convertible securityDirect16.6533 Reported balance Holding disclosure · report date 2026-09-30 · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · Balance 16.6533

F2: Represents dividend equivalent DSUs that accrued with respect to DSUs previously granted to the reporting person with respect to the election to receive payment of quarterly director fees in the form of DSUs and vest on the same schedule as the underlying DSUs. Amount represents dividend equivalent DSUs that accrued with respect to such DSUs in transactions exempt from Section 16 under Rule 16a-11.

Filing footnotes · ownership attribution and instrument terms

F1: On September 30, 2026, the reporting person was automatically granted 2,117 deferred stock units (DSUs) pursuant to the reporting person's election to receive payment of quarterly non-employee director fees in the form of DSUs. This grant was made in lieu of cash fees, based on the September 30, 2026 closing price of $17.72 per share of common stock of Viatris Inc. (Viatris). Each DSU is fully vested and represents the right to receive one share of common stock of Viatris. The DSUs settle in shares of common stock upon the earliest of the reporting person's termination of service as a non-employee director, the reporting person's death or disability, or a change in control.

F2: Represents dividend equivalent DSUs that accrued with respect to DSUs previously granted to the reporting person with respect to the election to receive payment of quarterly director fees in the form of DSUs and vest on the same schedule as the underlying DSUs. Amount represents dividend equivalent DSUs that accrued with respect to such DSUs in transactions exempt from Section 16 under Rule 16a-11.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

PFIZER INC

Report date May 31, 2012 · Filed June 01, 2012

Section 16 reporting ended · disclosed 2012-06-01. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Phantom Stock Units SSPSEC Table II · derivative / convertible securityDirect11,121 Reported balance After 2012-05-31 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2012-05-31 · Grant · Acquired 77 · Balance 11,121

F1: Each unit represents one phantom share of common stock.

F2: These units, which were acquired pursuant to the Pfizer Inc. Nonfunded Deferred Compensation and Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

Filing footnotes · ownership attribution and instrument terms

F1: Each unit represents one phantom share of common stock.

F2: These units, which were acquired pursuant to the Pfizer Inc. Nonfunded Deferred Compensation and Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

PPD, Inc.

Report date December 08, 2021 · Filed December 08, 2021

Section 16 reporting ended · disclosed 2021-12-08. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Ending reported balance After 2021-12-08 transaction · row 5
3 source rows · reconciled sequence

Row 1 · 2021-12-08 · Disposition to issuer · Disposed 469,999 · Balance 0

F1: On December 8, 2021, Thermo Fisher Scientific Inc., a Delaware corporation ("Buyer"), acquired the Issuer pursuant to a certain Agreement and Plan of Merger entered into by and among the Issuer, Buyer and Powder Acquisition Corp., a Delaware corporation and wholly-owned subsidiary of Buyer ("Merger Sub"), dated as of April 15, 2021 (the "Merger Agreement"). In accordance with the Merger Agreement, the Issuer merged with and into Merger Sub, with the Issuer surviving such merger as a wholly-owned subsidiary of Buyer (the "Merger").

F2: At the effective time of the Merger, each issued and outstanding share of the Issuer's common stock (other than certain excluded shares) automatically converted into the right to receive $47.50 in cash (the "Merger Consideration").

Row 4 · 2021-12-08 · Grant · Acquired 300,912 · Balance 300,912

F1: On December 8, 2021, Thermo Fisher Scientific Inc., a Delaware corporation ("Buyer"), acquired the Issuer pursuant to a certain Agreement and Plan of Merger entered into by and among the Issuer, Buyer and Powder Acquisition Corp., a Delaware corporation and wholly-owned subsidiary of Buyer ("Merger Sub"), dated as of April 15, 2021 (the "Merger Agreement"). In accordance with the Merger Agreement, the Issuer merged with and into Merger Sub, with the Issuer surviving such merger as a wholly-owned subsidiary of Buyer (the "Merger").

F3: Prior to the Merger, the Reporting Person held certain restricted stock units subject to performance-based vesting criteria ("PSUs") which were not included on prior reports as the performance-based vesting criteria had not been satisfied. At the effective time of the Merger, each unvested PSU was canceled and converted into a restricted stock unit with substantially the same terms as were applicable to such PSU immediately prior to the effective time of the Merger (other than performance-based vesting conditions) with respect to a number of shares of Buyer equal to the product of (a) the Merger Consideration divided by the price of Buyer stock prior to the Merger, as determined in accordance with the Merger Agreement (the "Exchange Ratio") and (b) the number of shares of Issuer common stock subject to such PSU, based on the actual level of performance deemed achieved prior to the Merger.

Row 5 · 2021-12-08 · Disposition to issuer · Disposed 300,912 · Balance 0

F1: On December 8, 2021, Thermo Fisher Scientific Inc., a Delaware corporation ("Buyer"), acquired the Issuer pursuant to a certain Agreement and Plan of Merger entered into by and among the Issuer, Buyer and Powder Acquisition Corp., a Delaware corporation and wholly-owned subsidiary of Buyer ("Merger Sub"), dated as of April 15, 2021 (the "Merger Agreement"). In accordance with the Merger Agreement, the Issuer merged with and into Merger Sub, with the Issuer surviving such merger as a wholly-owned subsidiary of Buyer (the "Merger").

F3: Prior to the Merger, the Reporting Person held certain restricted stock units subject to performance-based vesting criteria ("PSUs") which were not included on prior reports as the performance-based vesting criteria had not been satisfied. At the effective time of the Merger, each unvested PSU was canceled and converted into a restricted stock unit with substantially the same terms as were applicable to such PSU immediately prior to the effective time of the Merger (other than performance-based vesting conditions) with respect to a number of shares of Buyer equal to the product of (a) the Merger Consideration divided by the price of Buyer stock prior to the Merger, as determined in accordance with the Merger Agreement (the "Exchange Ratio") and (b) the number of shares of Issuer common stock subject to such PSU, based on the actual level of performance deemed achieved prior to the Merger.

F7: Following the closing of the Merger, the Reporting Person's employment was terminated and the vesting of unvested equity awards of Buyer will be accelerated pursuant to the terms of the Merger Agreement.

Common StockSEC Table I · non-derivativeIndirectBy Trust0 Reported balance After 2021-12-08 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2021-12-08 · Disposition to issuer · Disposed 120,000 · Balance 0

F1: On December 8, 2021, Thermo Fisher Scientific Inc., a Delaware corporation ("Buyer"), acquired the Issuer pursuant to a certain Agreement and Plan of Merger entered into by and among the Issuer, Buyer and Powder Acquisition Corp., a Delaware corporation and wholly-owned subsidiary of Buyer ("Merger Sub"), dated as of April 15, 2021 (the "Merger Agreement"). In accordance with the Merger Agreement, the Issuer merged with and into Merger Sub, with the Issuer surviving such merger as a wholly-owned subsidiary of Buyer (the "Merger").

F2: At the effective time of the Merger, each issued and outstanding share of the Issuer's common stock (other than certain excluded shares) automatically converted into the right to receive $47.50 in cash (the "Merger Consideration").

Common StockSEC Table I · non-derivativeIndirectBy Family Trust0 Reported balance After 2021-12-08 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 3 · 2021-12-08 · Disposition to issuer · Disposed 570,760 · Balance 0

F1: On December 8, 2021, Thermo Fisher Scientific Inc., a Delaware corporation ("Buyer"), acquired the Issuer pursuant to a certain Agreement and Plan of Merger entered into by and among the Issuer, Buyer and Powder Acquisition Corp., a Delaware corporation and wholly-owned subsidiary of Buyer ("Merger Sub"), dated as of April 15, 2021 (the "Merger Agreement"). In accordance with the Merger Agreement, the Issuer merged with and into Merger Sub, with the Issuer surviving such merger as a wholly-owned subsidiary of Buyer (the "Merger").

F2: At the effective time of the Merger, each issued and outstanding share of the Issuer's common stock (other than certain excluded shares) automatically converted into the right to receive $47.50 in cash (the "Merger Consideration").

Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $15.05 · Expires 2027-05-11Direct0 Reported balance After 2021-12-08 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2021-12-08 · Disposition to issuer · Disposed 2,318,799 · Balance 0

F1: On December 8, 2021, Thermo Fisher Scientific Inc., a Delaware corporation ("Buyer"), acquired the Issuer pursuant to a certain Agreement and Plan of Merger entered into by and among the Issuer, Buyer and Powder Acquisition Corp., a Delaware corporation and wholly-owned subsidiary of Buyer ("Merger Sub"), dated as of April 15, 2021 (the "Merger Agreement"). In accordance with the Merger Agreement, the Issuer merged with and into Merger Sub, with the Issuer surviving such merger as a wholly-owned subsidiary of Buyer (the "Merger").

F4: These options, of which 385,438 were unvested and scheduled to vest on May 11, 2022, were canceled in the Merger in exchange for a cash payment per underlying share equal to the difference between the exercise price of the option and the Merger Consideration.

Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $10.59 · Expires 2027-05-11Direct2,092,413 Reported balance After 2021-12-08 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2021-12-08 · Grant · Acquired 385,441 · Balance 2,092,413

F5: These options, of which (i) 996,824 options were eligible to vest upon the achievement of certain return on capital or rate of return conditions three years after the initial public offering of the Issuer or earlier, upon certain sales by significant stockholders, and (ii) 385,441 options were eligible to vest upon the achievement of certain EBITDA-based vesting conditions for the fiscal year 2021 and were not included on prior reports as the performance-based vesting criteria had not been satisfied, were canceled in the Merger in exchange for a cash payment per underlying share equal to the difference between the exercise price of the option and the Merger Consideration.

Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $10.59 · Expires 2027-05-11Direct0 Reported balance After 2021-12-08 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2021-12-08 · Disposition to issuer · Disposed 2,092,413 · Balance 0

F1: On December 8, 2021, Thermo Fisher Scientific Inc., a Delaware corporation ("Buyer"), acquired the Issuer pursuant to a certain Agreement and Plan of Merger entered into by and among the Issuer, Buyer and Powder Acquisition Corp., a Delaware corporation and wholly-owned subsidiary of Buyer ("Merger Sub"), dated as of April 15, 2021 (the "Merger Agreement"). In accordance with the Merger Agreement, the Issuer merged with and into Merger Sub, with the Issuer surviving such merger as a wholly-owned subsidiary of Buyer (the "Merger").

F5: These options, of which (i) 996,824 options were eligible to vest upon the achievement of certain return on capital or rate of return conditions three years after the initial public offering of the Issuer or earlier, upon certain sales by significant stockholders, and (ii) 385,441 options were eligible to vest upon the achievement of certain EBITDA-based vesting conditions for the fiscal year 2021 and were not included on prior reports as the performance-based vesting criteria had not been satisfied, were canceled in the Merger in exchange for a cash payment per underlying share equal to the difference between the exercise price of the option and the Merger Consideration.

Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $37.22 · Expires 2031-02-11Direct0 Reported balance After 2021-12-08 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2021-12-08 · Disposition to issuer · Disposed 343,347 · Balance 0

F1: On December 8, 2021, Thermo Fisher Scientific Inc., a Delaware corporation ("Buyer"), acquired the Issuer pursuant to a certain Agreement and Plan of Merger entered into by and among the Issuer, Buyer and Powder Acquisition Corp., a Delaware corporation and wholly-owned subsidiary of Buyer ("Merger Sub"), dated as of April 15, 2021 (the "Merger Agreement"). In accordance with the Merger Agreement, the Issuer merged with and into Merger Sub, with the Issuer surviving such merger as a wholly-owned subsidiary of Buyer (the "Merger").

F6: This option, which provided for vesting in four equal installments beginning on February 11, 2022, was canceled and converted into an option to purchase a number of shares of Buyer common stock equal to the number of shares of Issuer common stock subject to such option multiplied by the Exchange Ratio, at a price per share equal to the exercise price per share divided by the Exchange Ratio, plus a cash payment in respect of any fractional shares as provided in the Merger Agreement.

F7: Following the closing of the Merger, the Reporting Person's employment was terminated and the vesting of unvested equity awards of Buyer will be accelerated pursuant to the terms of the Merger Agreement.

Filing footnotes · ownership attribution and instrument terms

F1: On December 8, 2021, Thermo Fisher Scientific Inc., a Delaware corporation ("Buyer"), acquired the Issuer pursuant to a certain Agreement and Plan of Merger entered into by and among the Issuer, Buyer and Powder Acquisition Corp., a Delaware corporation and wholly-owned subsidiary of Buyer ("Merger Sub"), dated as of April 15, 2021 (the "Merger Agreement"). In accordance with the Merger Agreement, the Issuer merged with and into Merger Sub, with the Issuer surviving such merger as a wholly-owned subsidiary of Buyer (the "Merger").

F2: At the effective time of the Merger, each issued and outstanding share of the Issuer's common stock (other than certain excluded shares) automatically converted into the right to receive $47.50 in cash (the "Merger Consideration").

F3: Prior to the Merger, the Reporting Person held certain restricted stock units subject to performance-based vesting criteria ("PSUs") which were not included on prior reports as the performance-based vesting criteria had not been satisfied. At the effective time of the Merger, each unvested PSU was canceled and converted into a restricted stock unit with substantially the same terms as were applicable to such PSU immediately prior to the effective time of the Merger (other than performance-based vesting conditions) with respect to a number of shares of Buyer equal to the product of (a) the Merger Consideration divided by the price of Buyer stock prior to the Merger, as determined in accordance with the Merger Agreement (the "Exchange Ratio") and (b) the number of shares of Issuer common stock subject to such PSU, based on the actual level of performance deemed achieved prior to the Merger.

F4: These options, of which 385,438 were unvested and scheduled to vest on May 11, 2022, were canceled in the Merger in exchange for a cash payment per underlying share equal to the difference between the exercise price of the option and the Merger Consideration.

F5: These options, of which (i) 996,824 options were eligible to vest upon the achievement of certain return on capital or rate of return conditions three years after the initial public offering of the Issuer or earlier, upon certain sales by significant stockholders, and (ii) 385,441 options were eligible to vest upon the achievement of certain EBITDA-based vesting conditions for the fiscal year 2021 and were not included on prior reports as the performance-based vesting criteria had not been satisfied, were canceled in the Merger in exchange for a cash payment per underlying share equal to the difference between the exercise price of the option and the Merger Consideration.

F6: This option, which provided for vesting in four equal installments beginning on February 11, 2022, was canceled and converted into an option to purchase a number of shares of Buyer common stock equal to the number of shares of Issuer common stock subject to such option multiplied by the Exchange Ratio, at a price per share equal to the exercise price per share divided by the Exchange Ratio, plus a cash payment in respect of any fractional shares as provided in the Merger Agreement.

F7: Following the closing of the Merger, the Reporting Person's employment was terminated and the vesting of unvested equity awards of Buyer will be accelerated pursuant to the terms of the Merger Agreement.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 30, 2026 Filed Oct 2, 2026 22:00 UTC Viatris Inc VTRS · Entity 3277 GrantDeferred Stock Units · Derivative 2,117 $17.72 $37,513.24
Disclosure

SEC source: 0001140361-26-038449 · form4.xml · derivative · entry 1

SIMMONS DAVID S · CIK 0001508519 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,479

Underlying: Common Stock · 2,117 shares

Expires not disclosed

F1 · derivative.exercise_price: On September 30, 2026, the reporting person was automatically granted 2,117 deferred stock units (DSUs) pursuant to the reporting person's election to receive payment of quarterly non-employee director fees in the form of DSUs. This grant was made in lieu of cash fees, based on the September 30, 2026 closing price of $17.72 per share of common stock of Viatris Inc. (Viatris). Each DSU is fully vested and represents the right to receive one share of common stock of Viatris. The DSUs settle in shares of common stock upon the earliest of the reporting person's termination of service as a non-employee director, the reporting person's death or disability, or a change in control.

F1 · derivative.exercise_date: On September 30, 2026, the reporting person was automatically granted 2,117 deferred stock units (DSUs) pursuant to the reporting person's election to receive payment of quarterly non-employee director fees in the form of DSUs. This grant was made in lieu of cash fees, based on the September 30, 2026 closing price of $17.72 per share of common stock of Viatris Inc. (Viatris). Each DSU is fully vested and represents the right to receive one share of common stock of Viatris. The DSUs settle in shares of common stock upon the earliest of the reporting person's termination of service as a non-employee director, the reporting person's death or disability, or a change in control.

F1 · derivative.expiration_date: On September 30, 2026, the reporting person was automatically granted 2,117 deferred stock units (DSUs) pursuant to the reporting person's election to receive payment of quarterly non-employee director fees in the form of DSUs. This grant was made in lieu of cash fees, based on the September 30, 2026 closing price of $17.72 per share of common stock of Viatris Inc. (Viatris). Each DSU is fully vested and represents the right to receive one share of common stock of Viatris. The DSUs settle in shares of common stock upon the earliest of the reporting person's termination of service as a non-employee director, the reporting person's death or disability, or a change in control.

Read SEC document
June 30, 2026 Filed Jul 1, 2026 22:02 UTC Viatris Inc VTRS · Entity 3277 GrantDeferred Stock Units · Derivative 2,362 $15.88 $37,508.56
Disclosure

SEC source: 0001140361-26-027263 · form4.xml · derivative · entry 1

SIMMONS DAVID S · CIK 0001508519 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,362

Underlying: Common Stock · 2,362 shares

Expires not disclosed

F1 · derivative.exercise_price: On June 30, 2026, the reporting person was automatically granted 2,362 deferred stock units (DSUs) pursuant to the reporting person's election to receive payment of quarterly non-employee director fees in the form of DSUs. This grant was made in lieu of cash fees, based on the June 30, 2026 closing price of $15.88 per share of common stock of Viatris Inc. (Viatris). Each DSU is fully vested and represents the right to receive one share of common stock of Viatris. The DSUs settle in shares of common stock upon the earliest of the reporting person's termination of service as a non-employee director, the reporting person's death or disability, or a change in control.

F1 · derivative.exercise_date: On June 30, 2026, the reporting person was automatically granted 2,362 deferred stock units (DSUs) pursuant to the reporting person's election to receive payment of quarterly non-employee director fees in the form of DSUs. This grant was made in lieu of cash fees, based on the June 30, 2026 closing price of $15.88 per share of common stock of Viatris Inc. (Viatris). Each DSU is fully vested and represents the right to receive one share of common stock of Viatris. The DSUs settle in shares of common stock upon the earliest of the reporting person's termination of service as a non-employee director, the reporting person's death or disability, or a change in control.

F1 · derivative.expiration_date: On June 30, 2026, the reporting person was automatically granted 2,362 deferred stock units (DSUs) pursuant to the reporting person's election to receive payment of quarterly non-employee director fees in the form of DSUs. This grant was made in lieu of cash fees, based on the June 30, 2026 closing price of $15.88 per share of common stock of Viatris Inc. (Viatris). Each DSU is fully vested and represents the right to receive one share of common stock of Viatris. The DSUs settle in shares of common stock upon the earliest of the reporting person's termination of service as a non-employee director, the reporting person's death or disability, or a change in control.

Read SEC document
March 06, 2026 Filed Mar 10, 2026 23:03 UTC Viatris Inc VTRS · Entity 3277 GrantRestricted Stock Units · Derivative 15,890 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-26-008886 · form4.xml · derivative · entry 7

SIMMONS DAVID S · CIK 0001508519 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,890

Underlying: Common Stock · 15,890 shares

Expires not disclosed

F7 · derivative.exercise_date: Each RSU represents the right to receive one share of common stock of Viatris Inc. These RSUs will vest on March 6, 2027.

F7 · derivative.expiration_date: Each RSU represents the right to receive one share of common stock of Viatris Inc. These RSUs will vest on March 6, 2027.

Read SEC document
March 06, 2026 Filed Mar 10, 2026 23:03 UTC Viatris Inc VTRS · Entity 3277 Exercise / conversionDividend Equivalent Units · Derivative 523.0399 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-26-008886 · form4.xml · derivative · entry 6

SIMMONS DAVID S · CIK 0001508519 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 523.0399 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Represents dividend equivalent units (DEUs) that accrued with respect to the RSUs previously granted on August 11, 2025 and vested on the same schedule as the underlying RSUs. Amount represents DEUs that accrued with respect to such RSUs in transactions exempt from Section 16 under Rule 16a-11.

F6 · derivative.expiration_date: Represents dividend equivalent units (DEUs) that accrued with respect to the RSUs previously granted on August 11, 2025 and vested on the same schedule as the underlying RSUs. Amount represents DEUs that accrued with respect to such RSUs in transactions exempt from Section 16 under Rule 16a-11.

Read SEC document
March 06, 2026 Filed Mar 10, 2026 23:03 UTC Viatris Inc VTRS · Entity 3277 Exercise / conversionRestricted Stock Units · Derivative 22,820 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-26-008886 · form4.xml · derivative · entry 5

SIMMONS DAVID S · CIK 0001508519 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 22,820 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Each RSU represents the right to receive one share of common stock of Viatris Inc. These RSUs vested in full on March 6, 2026.

F5 · derivative.expiration_date: Each RSU represents the right to receive one share of common stock of Viatris Inc. These RSUs vested in full on March 6, 2026.

Read SEC document
March 06, 2026 Filed Mar 10, 2026 23:03 UTC Viatris Inc VTRS · Entity 3277 Exercise / conversionCommon Stock 524 $0.00 $0.00
Disclosure

SEC source: 0001140361-26-008886 · form4.xml · nonDerivative · entry 4

SIMMONS DAVID S · CIK 0001508519 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,344

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Fractional shares have been rounded up in connection with the settlement described in footnote 6 pursuant to the terms of the restricted stock unit (RSU) award agreement under the Viatris Inc. 2020 Stock Incentive Plan.

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March 06, 2026 Filed Mar 10, 2026 23:03 UTC Viatris Inc VTRS · Entity 3277 Exercise / conversionCommon Stock 22,820 $0.00 $0.00
Disclosure

SEC source: 0001140361-26-008886 · form4.xml · nonDerivative · entry 3

SIMMONS DAVID S · CIK 0001508519 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,820

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 03, 2025 Filed Mar 10, 2026 23:03 UTC Viatris Inc VTRS · Entity 3277 PurchaseCommon Stock 213 $10.43 $2,220.63
Disclosure

SEC source: 0001140361-26-008886 · form4.xml · nonDerivative · entry 2

SIMMONS DAVID S · CIK 0001508519 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Family Trusts

Disclosed balance after: 1,183

F1 · kind: These shares were acquired by the reporting person's investment advisors in managed accounts as part of the investment advisors' implementation and continued execution of managed investment strategies to mirror certain index funds involving the securities of multiple issuers.

F2 · price: Based on information provided by the investment advisor; additional information, including the price range, if any, is unavailable.

F3 · ownership.nature: These shares are held in family trusts for which the reporting person or his spouse serve as trustee: (i) 13 shares in a trust for the benefit of the reporting person for which the reporting person serves as trustee; (ii) 63 shares in a trust for the benefit of the reporting person and his children for which the reporting person serves as trustee; (iii) 522 shares in a trust for the benefit of the reporting person's spouse for which the reporting person's spouse serves as trustee; and (iv) 585 shares in trusts for the benefit of the reporting person's children for which the reporting person's spouse serves as trustee.

Read SEC document
August 27, 2025 Filed Mar 10, 2026 23:03 UTC Viatris Inc VTRS · Entity 3277 PurchaseCommon Stock 286 $10.42 $2,980.98
Disclosure

SEC source: 0001140361-26-008886 · form4.xml · nonDerivative · entry 1

SIMMONS DAVID S · CIK 0001508519 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Family Trusts

Disclosed balance after: 970

F1 · kind: These shares were acquired by the reporting person's investment advisors in managed accounts as part of the investment advisors' implementation and continued execution of managed investment strategies to mirror certain index funds involving the securities of multiple issuers.

F2 · price: Based on information provided by the investment advisor; additional information, including the price range, if any, is unavailable.

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August 11, 2025 Filed Aug 13, 2025 22:05 UTC Viatris Inc VTRS · Entity 3277 GrantRestricted Stock Units · Derivative 22,820 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-25-030882 · form4.xml · derivative · entry 1

SIMMONS DAVID S · CIK 0001508519 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,820

Underlying: Common Stock · 22,820 shares

Expires not disclosed

F1 · derivative.exercise_date: Each restricted stock unit (RSU) represents the right to receive one share of common stock of Viatris Inc. These RSUs will vest on March 6, 2026.

F1 · derivative.expiration_date: Each restricted stock unit (RSU) represents the right to receive one share of common stock of Viatris Inc. These RSUs will vest on March 6, 2026.

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December 08, 2021 Filed Dec 8, 2021 21:37 UTC PPD, Inc. PPD · Entity 15247 Disposition to issuerStock Options (Right to Buy) · Derivative 343,347 Not disclosed Strike: $37.22 Not disclosed
Disclosure

SEC source: 0001437749-21-028104 · rdgdoc.xml · derivative · entry 9

SIMMONS DAVID S · CIK 0001508519 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 343,347 shares

Expires 2031-02-11

F1 · kind: On December 8, 2021, Thermo Fisher Scientific Inc., a Delaware corporation ("Buyer"), acquired the Issuer pursuant to a certain Agreement and Plan of Merger entered into by and among the Issuer, Buyer and Powder Acquisition Corp., a Delaware corporation and wholly-owned subsidiary of Buyer ("Merger Sub"), dated as of April 15, 2021 (the "Merger Agreement"). In accordance with the Merger Agreement, the Issuer merged with and into Merger Sub, with the Issuer surviving such merger as a wholly-owned subsidiary of Buyer (the "Merger").

F6 · price: This option, which provided for vesting in four equal installments beginning on February 11, 2022, was canceled and converted into an option to purchase a number of shares of Buyer common stock equal to the number of shares of Issuer common stock subject to such option multiplied by the Exchange Ratio, at a price per share equal to the exercise price per share divided by the Exchange Ratio, plus a cash payment in respect of any fractional shares as provided in the Merger Agreement.

F7 · price: Following the closing of the Merger, the Reporting Person's employment was terminated and the vesting of unvested equity awards of Buyer will be accelerated pursuant to the terms of the Merger Agreement.

F6 · derivative.exercise_date: This option, which provided for vesting in four equal installments beginning on February 11, 2022, was canceled and converted into an option to purchase a number of shares of Buyer common stock equal to the number of shares of Issuer common stock subject to such option multiplied by the Exchange Ratio, at a price per share equal to the exercise price per share divided by the Exchange Ratio, plus a cash payment in respect of any fractional shares as provided in the Merger Agreement.

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December 08, 2021 Filed Dec 8, 2021 21:37 UTC PPD, Inc. PPD · Entity 15247 Disposition to issuerStock Options (Right to Buy) · Derivative 2,092,413 $36.91 Strike: $10.59 $77,230,963.83
Disclosure

SEC source: 0001437749-21-028104 · rdgdoc.xml · derivative · entry 8

SIMMONS DAVID S · CIK 0001508519 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,092,413 shares

Expires 2027-05-11

F1 · kind: On December 8, 2021, Thermo Fisher Scientific Inc., a Delaware corporation ("Buyer"), acquired the Issuer pursuant to a certain Agreement and Plan of Merger entered into by and among the Issuer, Buyer and Powder Acquisition Corp., a Delaware corporation and wholly-owned subsidiary of Buyer ("Merger Sub"), dated as of April 15, 2021 (the "Merger Agreement"). In accordance with the Merger Agreement, the Issuer merged with and into Merger Sub, with the Issuer surviving such merger as a wholly-owned subsidiary of Buyer (the "Merger").

F5 · price: These options, of which (i) 996,824 options were eligible to vest upon the achievement of certain return on capital or rate of return conditions three years after the initial public offering of the Issuer or earlier, upon certain sales by significant stockholders, and (ii) 385,441 options were eligible to vest upon the achievement of certain EBITDA-based vesting conditions for the fiscal year 2021 and were not included on prior reports as the performance-based vesting criteria had not been satisfied, were canceled in the Merger in exchange for a cash payment per underlying share equal to the difference between the exercise price of the option and the Merger Consideration.

F5 · derivative.exercise_date: These options, of which (i) 996,824 options were eligible to vest upon the achievement of certain return on capital or rate of return conditions three years after the initial public offering of the Issuer or earlier, upon certain sales by significant stockholders, and (ii) 385,441 options were eligible to vest upon the achievement of certain EBITDA-based vesting conditions for the fiscal year 2021 and were not included on prior reports as the performance-based vesting criteria had not been satisfied, were canceled in the Merger in exchange for a cash payment per underlying share equal to the difference between the exercise price of the option and the Merger Consideration.

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December 08, 2021 Filed Dec 8, 2021 21:37 UTC PPD, Inc. PPD · Entity 15247 GrantStock Options (Right to Buy) · Derivative 385,441 $0.00 Strike: $10.59 $0.00
Disclosure

SEC source: 0001437749-21-028104 · rdgdoc.xml · derivative · entry 7

SIMMONS DAVID S · CIK 0001508519 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,092,413

Underlying: Common Stock · 385,441 shares

Expires 2027-05-11

F5 · kind: These options, of which (i) 996,824 options were eligible to vest upon the achievement of certain return on capital or rate of return conditions three years after the initial public offering of the Issuer or earlier, upon certain sales by significant stockholders, and (ii) 385,441 options were eligible to vest upon the achievement of certain EBITDA-based vesting conditions for the fiscal year 2021 and were not included on prior reports as the performance-based vesting criteria had not been satisfied, were canceled in the Merger in exchange for a cash payment per underlying share equal to the difference between the exercise price of the option and the Merger Consideration.

F5 · derivative.exercise_date: These options, of which (i) 996,824 options were eligible to vest upon the achievement of certain return on capital or rate of return conditions three years after the initial public offering of the Issuer or earlier, upon certain sales by significant stockholders, and (ii) 385,441 options were eligible to vest upon the achievement of certain EBITDA-based vesting conditions for the fiscal year 2021 and were not included on prior reports as the performance-based vesting criteria had not been satisfied, were canceled in the Merger in exchange for a cash payment per underlying share equal to the difference between the exercise price of the option and the Merger Consideration.

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December 08, 2021 Filed Dec 8, 2021 21:37 UTC PPD, Inc. PPD · Entity 15247 Disposition to issuerStock Options (Right to Buy) · Derivative 2,318,799 $32.45 Strike: $15.05 $75,245,027.55
Disclosure

SEC source: 0001437749-21-028104 · rdgdoc.xml · derivative · entry 6

SIMMONS DAVID S · CIK 0001508519 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,318,799 shares

Expires 2027-05-11

F1 · kind: On December 8, 2021, Thermo Fisher Scientific Inc., a Delaware corporation ("Buyer"), acquired the Issuer pursuant to a certain Agreement and Plan of Merger entered into by and among the Issuer, Buyer and Powder Acquisition Corp., a Delaware corporation and wholly-owned subsidiary of Buyer ("Merger Sub"), dated as of April 15, 2021 (the "Merger Agreement"). In accordance with the Merger Agreement, the Issuer merged with and into Merger Sub, with the Issuer surviving such merger as a wholly-owned subsidiary of Buyer (the "Merger").

F4 · price: These options, of which 385,438 were unvested and scheduled to vest on May 11, 2022, were canceled in the Merger in exchange for a cash payment per underlying share equal to the difference between the exercise price of the option and the Merger Consideration.

F4 · derivative.exercise_date: These options, of which 385,438 were unvested and scheduled to vest on May 11, 2022, were canceled in the Merger in exchange for a cash payment per underlying share equal to the difference between the exercise price of the option and the Merger Consideration.

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December 08, 2021 Filed Dec 8, 2021 21:37 UTC PPD, Inc. PPD · Entity 15247 Disposition to issuerCommon Stock 300,912 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-21-028104 · rdgdoc.xml · nonDerivative · entry 5

SIMMONS DAVID S · CIK 0001508519 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: On December 8, 2021, Thermo Fisher Scientific Inc., a Delaware corporation ("Buyer"), acquired the Issuer pursuant to a certain Agreement and Plan of Merger entered into by and among the Issuer, Buyer and Powder Acquisition Corp., a Delaware corporation and wholly-owned subsidiary of Buyer ("Merger Sub"), dated as of April 15, 2021 (the "Merger Agreement"). In accordance with the Merger Agreement, the Issuer merged with and into Merger Sub, with the Issuer surviving such merger as a wholly-owned subsidiary of Buyer (the "Merger").

F3 · price: Prior to the Merger, the Reporting Person held certain restricted stock units subject to performance-based vesting criteria ("PSUs") which were not included on prior reports as the performance-based vesting criteria had not been satisfied. At the effective time of the Merger, each unvested PSU was canceled and converted into a restricted stock unit with substantially the same terms as were applicable to such PSU immediately prior to the effective time of the Merger (other than performance-based vesting conditions) with respect to a number of shares of Buyer equal to the product of (a) the Merger Consideration divided by the price of Buyer stock prior to the Merger, as determined in accordance with the Merger Agreement (the "Exchange Ratio") and (b) the number of shares of Issuer common stock subject to such PSU, based on the actual level of performance deemed achieved prior to the Merger.

F7 · price: Following the closing of the Merger, the Reporting Person's employment was terminated and the vesting of unvested equity awards of Buyer will be accelerated pursuant to the terms of the Merger Agreement.

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December 08, 2021 Filed Dec 8, 2021 21:37 UTC PPD, Inc. PPD · Entity 15247 GrantCommon Stock 300,912 $0.00 $0.00
Disclosure

SEC source: 0001437749-21-028104 · rdgdoc.xml · nonDerivative · entry 4

SIMMONS DAVID S · CIK 0001508519 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,912

F1 · kind: On December 8, 2021, Thermo Fisher Scientific Inc., a Delaware corporation ("Buyer"), acquired the Issuer pursuant to a certain Agreement and Plan of Merger entered into by and among the Issuer, Buyer and Powder Acquisition Corp., a Delaware corporation and wholly-owned subsidiary of Buyer ("Merger Sub"), dated as of April 15, 2021 (the "Merger Agreement"). In accordance with the Merger Agreement, the Issuer merged with and into Merger Sub, with the Issuer surviving such merger as a wholly-owned subsidiary of Buyer (the "Merger").

F3 · kind: Prior to the Merger, the Reporting Person held certain restricted stock units subject to performance-based vesting criteria ("PSUs") which were not included on prior reports as the performance-based vesting criteria had not been satisfied. At the effective time of the Merger, each unvested PSU was canceled and converted into a restricted stock unit with substantially the same terms as were applicable to such PSU immediately prior to the effective time of the Merger (other than performance-based vesting conditions) with respect to a number of shares of Buyer equal to the product of (a) the Merger Consideration divided by the price of Buyer stock prior to the Merger, as determined in accordance with the Merger Agreement (the "Exchange Ratio") and (b) the number of shares of Issuer common stock subject to such PSU, based on the actual level of performance deemed achieved prior to the Merger.

F3 · shares: Prior to the Merger, the Reporting Person held certain restricted stock units subject to performance-based vesting criteria ("PSUs") which were not included on prior reports as the performance-based vesting criteria had not been satisfied. At the effective time of the Merger, each unvested PSU was canceled and converted into a restricted stock unit with substantially the same terms as were applicable to such PSU immediately prior to the effective time of the Merger (other than performance-based vesting conditions) with respect to a number of shares of Buyer equal to the product of (a) the Merger Consideration divided by the price of Buyer stock prior to the Merger, as determined in accordance with the Merger Agreement (the "Exchange Ratio") and (b) the number of shares of Issuer common stock subject to such PSU, based on the actual level of performance deemed achieved prior to the Merger.

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December 08, 2021 Filed Dec 8, 2021 21:37 UTC PPD, Inc. PPD · Entity 15247 Disposition to issuerCommon Stock 570,760 $47.50 $27,111,100.00
Disclosure

SEC source: 0001437749-21-028104 · rdgdoc.xml · nonDerivative · entry 3

SIMMONS DAVID S · CIK 0001508519 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 0

F1 · kind: On December 8, 2021, Thermo Fisher Scientific Inc., a Delaware corporation ("Buyer"), acquired the Issuer pursuant to a certain Agreement and Plan of Merger entered into by and among the Issuer, Buyer and Powder Acquisition Corp., a Delaware corporation and wholly-owned subsidiary of Buyer ("Merger Sub"), dated as of April 15, 2021 (the "Merger Agreement"). In accordance with the Merger Agreement, the Issuer merged with and into Merger Sub, with the Issuer surviving such merger as a wholly-owned subsidiary of Buyer (the "Merger").

F2 · price: At the effective time of the Merger, each issued and outstanding share of the Issuer's common stock (other than certain excluded shares) automatically converted into the right to receive $47.50 in cash (the "Merger Consideration").

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December 08, 2021 Filed Dec 8, 2021 21:37 UTC PPD, Inc. PPD · Entity 15247 Disposition to issuerCommon Stock 120,000 $47.50 $5,700,000.00
Disclosure

SEC source: 0001437749-21-028104 · rdgdoc.xml · nonDerivative · entry 2

SIMMONS DAVID S · CIK 0001508519 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 0

F1 · kind: On December 8, 2021, Thermo Fisher Scientific Inc., a Delaware corporation ("Buyer"), acquired the Issuer pursuant to a certain Agreement and Plan of Merger entered into by and among the Issuer, Buyer and Powder Acquisition Corp., a Delaware corporation and wholly-owned subsidiary of Buyer ("Merger Sub"), dated as of April 15, 2021 (the "Merger Agreement"). In accordance with the Merger Agreement, the Issuer merged with and into Merger Sub, with the Issuer surviving such merger as a wholly-owned subsidiary of Buyer (the "Merger").

F2 · price: At the effective time of the Merger, each issued and outstanding share of the Issuer's common stock (other than certain excluded shares) automatically converted into the right to receive $47.50 in cash (the "Merger Consideration").

Read SEC document
December 08, 2021 Filed Dec 8, 2021 21:37 UTC PPD, Inc. PPD · Entity 15247 Disposition to issuerCommon Stock 469,999 $47.50 $22,324,952.50
Disclosure

SEC source: 0001437749-21-028104 · rdgdoc.xml · nonDerivative · entry 1

SIMMONS DAVID S · CIK 0001508519 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: On December 8, 2021, Thermo Fisher Scientific Inc., a Delaware corporation ("Buyer"), acquired the Issuer pursuant to a certain Agreement and Plan of Merger entered into by and among the Issuer, Buyer and Powder Acquisition Corp., a Delaware corporation and wholly-owned subsidiary of Buyer ("Merger Sub"), dated as of April 15, 2021 (the "Merger Agreement"). In accordance with the Merger Agreement, the Issuer merged with and into Merger Sub, with the Issuer surviving such merger as a wholly-owned subsidiary of Buyer (the "Merger").

F2 · price: At the effective time of the Merger, each issued and outstanding share of the Issuer's common stock (other than certain excluded shares) automatically converted into the right to receive $47.50 in cash (the "Merger Consideration").

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May 24, 2021 Filed Jun 17, 2021 20:00 UTC PPD, Inc. PPD · Entity 15247 GiftCommon Stock 200,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-012456 · wf-form4_162395994711530.xml · nonDerivative · entry 1

SIMMONS DAVID S · CIK 0001508519 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 469,999

F1 · kind: The 200,000 shares gifted by Mr. Simmons were transferred to a charitable foundation established by Mr. Simmons and his wife.

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April 14, 2021 Filed Apr 16, 2021 20:19 UTC PPD, Inc. PPD · Entity 15247 SaleCommon Stock 100,000 $42.00 $4,200,000.00
Disclosure

SEC source: 0001628280-21-007113 · wf-form4_161860437576835.xml · nonDerivative · entry 1

SIMMONS DAVID S · CIK 0001508519 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 570,760

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

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March 17, 2021 Filed Mar 18, 2021 21:21 UTC PPD, Inc. PPD · Entity 15247 SaleCommon Stock 22,935 $38.00 $871,530.00
Disclosure

SEC source: 0001628280-21-005112 · wf-form4_161610246502130.xml · nonDerivative · entry 1

SIMMONS DAVID S · CIK 0001508519 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 670,760

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

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February 12, 2021 Filed Feb 16, 2021 22:00 UTC PPD, Inc. PPD · Entity 15247 SaleCommon Stock 77,065 $38.01 $2,929,240.65
Disclosure

SEC source: 0000899243-21-006668 · doc4.xml · nonDerivative · entry 1

SIMMONS DAVID S · CIK 0001508519 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 693,695

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.00 to $38.04, inclusive. The reporting person undertakes to provide to PPD, Inc. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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February 11, 2021 Filed Feb 16, 2021 22:00 UTC PPD, Inc. PPD · Entity 15247 GrantStock Options (Right to Buy) · Derivative 343,347 $0.00 Strike: $37.22 $0.00
Disclosure

SEC source: 0000899243-21-006668 · doc4.xml · derivative · entry 5

SIMMONS DAVID S · CIK 0001508519 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 343,347

Underlying: Common Stock · 343,347 shares

Expires 2031-02-11

F5 · derivative.exercise_date: These options to purchase common stock vest in four equal annual installments beginning on the first anniversary of the grant date.

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February 11, 2021 Filed Feb 16, 2021 22:00 UTC PPD, Inc. PPD · Entity 15247 GrantStock Options (Right to Buy) · Derivative 423,982 $0.00 Strike: $10.59 $0.00
Disclosure

SEC source: 0000899243-21-006668 · doc4.xml · derivative · entry 4

SIMMONS DAVID S · CIK 0001508519 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,706,972

Underlying: Common Stock · 423,982 shares

Expires 2027-05-11

F3 · kind: Represents previously awarded stock options vesting upon the achievement of certain EBITDA vesting conditions for fiscal 2020, which were determined to be earned subject to the receipt by the Issuer of the completed audit of its fiscal 2020 financial statements.

F4 · derivative.exercise_date: Represents 710,148 vested stock options and 996,824 unvested stock options which are eligible to vest upon the achievement of certain return on capital or rate of return conditions three years after the initial public offering of the Issuer or earlier, upon certain sales by significant stockholders. Does not include an additional 385,441 stock options with an exercise price of $10.59 which are eligible to vest upon the achievement of certain EBITDA-based vesting conditions for fiscal year 2021.

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December 23, 2020 Filed Feb 12, 2021 21:15 UTC PPD, Inc. PPD · Entity 15247 GiftCommon Stock 120,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-006291 · doc5.xml · nonDerivative · entry 7

SIMMONS DAVID S · CIK 0001508519 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 120,000

F1 · kind: Represents certain estate planning and charitable giving transfers by the Reporting Person and his wife. The 30,000 shares gifted by Mr. Simmons were transferred to a charitable foundation established by Mr. Simmons and his wife.

Read SEC document
December 23, 2020 Filed Feb 12, 2021 21:15 UTC PPD, Inc. PPD · Entity 15247 GiftCommon Stock 120,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-006291 · doc5.xml · nonDerivative · entry 6

SIMMONS DAVID S · CIK 0001508519 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 0

F1 · kind: Represents certain estate planning and charitable giving transfers by the Reporting Person and his wife. The 30,000 shares gifted by Mr. Simmons were transferred to a charitable foundation established by Mr. Simmons and his wife.

Read SEC document
December 23, 2020 Filed Feb 12, 2021 21:15 UTC PPD, Inc. PPD · Entity 15247 GiftCommon Stock 120,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-006291 · doc5.xml · nonDerivative · entry 5

SIMMONS DAVID S · CIK 0001508519 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 120,000

F1 · kind: Represents certain estate planning and charitable giving transfers by the Reporting Person and his wife. The 30,000 shares gifted by Mr. Simmons were transferred to a charitable foundation established by Mr. Simmons and his wife.

Read SEC document
December 23, 2020 Filed Feb 12, 2021 21:15 UTC PPD, Inc. PPD · Entity 15247 GiftCommon Stock 120,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-006291 · doc5.xml · nonDerivative · entry 4

SIMMONS DAVID S · CIK 0001508519 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 669,999

F1 · kind: Represents certain estate planning and charitable giving transfers by the Reporting Person and his wife. The 30,000 shares gifted by Mr. Simmons were transferred to a charitable foundation established by Mr. Simmons and his wife.

Read SEC document
December 02, 2020 Filed Feb 12, 2021 21:15 UTC PPD, Inc. PPD · Entity 15247 GiftCommon Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-006291 · doc5.xml · nonDerivative · entry 3

SIMMONS DAVID S · CIK 0001508519 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 789,999

F1 · kind: Represents certain estate planning and charitable giving transfers by the Reporting Person and his wife. The 30,000 shares gifted by Mr. Simmons were transferred to a charitable foundation established by Mr. Simmons and his wife.

Read SEC document
December 02, 2020 Filed Feb 12, 2021 21:15 UTC PPD, Inc. PPD · Entity 15247 GiftCommon Stock 167,760 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-006291 · doc5.xml · nonDerivative · entry 2

SIMMONS DAVID S · CIK 0001508519 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 770,760

F1 · kind: Represents certain estate planning and charitable giving transfers by the Reporting Person and his wife. The 30,000 shares gifted by Mr. Simmons were transferred to a charitable foundation established by Mr. Simmons and his wife.

Read SEC document
December 02, 2020 Filed Feb 12, 2021 21:15 UTC PPD, Inc. PPD · Entity 15247 GiftCommon Stock 167,760 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-006291 · doc5.xml · nonDerivative · entry 1

SIMMONS DAVID S · CIK 0001508519 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 819,999

F1 · kind: Represents certain estate planning and charitable giving transfers by the Reporting Person and his wife. The 30,000 shares gifted by Mr. Simmons were transferred to a charitable foundation established by Mr. Simmons and his wife.

Read SEC document
November 10, 2020 Filed Nov 12, 2020 21:02 UTC PPD, Inc. PPD · Entity 15247 Exercise / conversionStock Option (Right to Buy) · Derivative 30,000 $10.59 Strike: $10.59 $317,700.00
Disclosure

SEC source: 0001628280-20-016307 · wf-form4_160521491515594.xml · derivative · entry 3

SIMMONS DAVID S · CIK 0001508519 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,282,990

Underlying: Common Stock · 30,000 shares

Expires 2027-05-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Represents vested stock options and 996,824 unvested stock options which are eligible to vest upon the achievement of certain return on capital or rate of return conditions three years after the initial public offering of the Issuer or earlier, upon certain sales by significant stockholders. Does not include an additional 809,423 stock options with an exercise price of $10.59 which are eligible to vest upon the achievement of certain EBITDA-based vesting conditions for fiscal years 2020-2021.

Read SEC document
November 10, 2020 Filed Nov 12, 2020 21:02 UTC PPD, Inc. PPD · Entity 15247 Exercise / conversionCommon Stock 30,000 $10.59 $317,700.00
Disclosure

SEC source: 0001628280-20-016307 · wf-form4_160521491515594.xml · nonDerivative · entry 1

SIMMONS DAVID S · CIK 0001508519 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 987,759

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 30, 2020 Filed Nov 3, 2020 21:43 UTC PPD, Inc. PPD · Entity 15247 Exercise / conversionStock Option (Right to Buy) · Derivative 50,000 $0.00 Strike: $10.59 $0.00
Disclosure

SEC source: 0001628280-20-015374 · wf-form4_160443978710354.xml · derivative · entry 3

SIMMONS DAVID S · CIK 0001508519 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,312,990

Underlying: Common Stock · 50,000 shares

Expires 2027-05-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: (1)Represents vested stock options and 996,824 unvested stock options which are eligible to vest upon the achievement of certain return on capital or rate of return conditions three years after the initial public offering of the Issuer or earlier, upon certain sales by significant stockholders. Does not include an additional 809,423 stock options with an exercise price of $10.59 which are eligible to vest upon the achievement of certain EBITDA-based vesting conditions for fiscal years 2020-2021.

Read SEC document
October 30, 2020 Filed Nov 3, 2020 21:43 UTC PPD, Inc. PPD · Entity 15247 Exercise / conversionCommon Stock 50,000 $10.59 $529,500.00
Disclosure

SEC source: 0001628280-20-015374 · wf-form4_160443978710354.xml · nonDerivative · entry 1

SIMMONS DAVID S · CIK 0001508519 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 957,759

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 19, 2020 Filed Feb 22, 2020 00:05 UTC PPD, Inc. PPD · Entity 15247 GrantStock Options (Right to Buy) · Derivative 366,166 $0.00 Strike: $10.59 $0.00
Disclosure

SEC source: 0000899243-20-005529 · doc4.xml · derivative · entry 1

SIMMONS DAVID S · CIK 0001508519 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,362,990

Underlying: Common Stock · 366,166 shares

Expires 2027-05-11

F1 · kind: Represents previously awarded stock options earned upon the achievement of certain EBITDA vesting conditions for fiscal 2019.

F2 · derivative.exercise_date: Represents 366,166 vested stock options and 996,824 unvested stock options which are eligible to vest upon the achievement of certain return on capital or rate of return conditions three years after the initial public offering of the Issuer or earlier, upon certain sales by significant stockholders. Does not include an additional 809,423 stock options with an exercise price of $10.59 which are eligible to vest upon the achievement of certain EBITDA-based vesting conditions for fiscal years 2020-2021.

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February 10, 2020 Filed Feb 12, 2020 21:13 UTC PPD, Inc. PPD · Entity 15247 PurchaseCommon stock 40,000 $27.00 $1,080,000.00
Disclosure

SEC source: 0000899243-20-004243 · doc4.xml · nonDerivative · entry 6

SIMMONS DAVID S · CIK 0001508519 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 907,759

F4 · price: Shares were acquired in a directed share program in connection with the Issuer's initial public offering.

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February 10, 2020 Filed Feb 12, 2020 21:13 UTC PPD, Inc. PPD · Entity 15247 GrantCommon stock 603,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-004243 · doc4.xml · nonDerivative · entry 5

SIMMONS DAVID S · CIK 0001508519 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 603,000

F3 · price: Upon the completion of the initial public offering of PPD, Inc. (the "Issuer"), all shares of the Issuer's non-voting common stock automatically converted into shares of the Issuer's voting common stock on a one-for-one basis.

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February 10, 2020 Filed Feb 12, 2020 21:13 UTC PPD, Inc. PPD · Entity 15247 Disposition to issuerNon-voting common stock 603,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-004243 · doc4.xml · nonDerivative · entry 4

SIMMONS DAVID S · CIK 0001508519 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 0

F1 · security: Represents an exercise of vested stock options on January 17, 2020. The exercise of these stock options was already reflected on the reporting person's previously filed Form 3.

F3 · price: Upon the completion of the initial public offering of PPD, Inc. (the "Issuer"), all shares of the Issuer's non-voting common stock automatically converted into shares of the Issuer's voting common stock on a one-for-one basis.

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February 10, 2020 Filed Feb 12, 2020 21:13 UTC PPD, Inc. PPD · Entity 15247 GrantCommon stock 867,759 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-004243 · doc4.xml · nonDerivative · entry 3

SIMMONS DAVID S · CIK 0001508519 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 867,759

F3 · price: Upon the completion of the initial public offering of PPD, Inc. (the "Issuer"), all shares of the Issuer's non-voting common stock automatically converted into shares of the Issuer's voting common stock on a one-for-one basis.

F2 · ownership.direct: Includes shares owned by the David S. Simmons Revocable Trust.

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February 10, 2020 Filed Feb 12, 2020 21:13 UTC PPD, Inc. PPD · Entity 15247 Disposition to issuerNon-voting common stock 867,759 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-004243 · doc4.xml · nonDerivative · entry 2

SIMMONS DAVID S · CIK 0001508519 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · security: Represents an exercise of vested stock options on January 17, 2020. The exercise of these stock options was already reflected on the reporting person's previously filed Form 3.

F3 · price: Upon the completion of the initial public offering of PPD, Inc. (the "Issuer"), all shares of the Issuer's non-voting common stock automatically converted into shares of the Issuer's voting common stock on a one-for-one basis.

F2 · ownership.direct: Includes shares owned by the David S. Simmons Revocable Trust.

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January 17, 2020 Filed Feb 12, 2020 21:13 UTC PPD, Inc. PPD · Entity 15247 OtherStock Options (Right to Buy) · Derivative 180,000 $0.00 Strike: $15.05 $0.00
Disclosure

SEC source: 0000899243-20-004243 · doc4.xml · derivative · entry 7

SIMMONS DAVID S · CIK 0001508519 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,318,799

Underlying: Non-voting common stock · 180,000 shares

Expires 2027-05-11

F5 · derivative.exercise_date: Of these stock options, 1,156,316 stock options are unvested and will vest in equal annual installments on May 11, 2020, May 11, 2021 and May 11, 2022.

F1 · derivative.underlying: Represents an exercise of vested stock options on January 17, 2020. The exercise of these stock options was already reflected on the reporting person's previously filed Form 3.

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January 17, 2020 Filed Feb 12, 2020 21:13 UTC PPD, Inc. PPD · Entity 15247 OtherNon-voting common stock 180,000 $15.05 $2,709,000.00
Disclosure

SEC source: 0000899243-20-004243 · doc4.xml · nonDerivative · entry 1

SIMMONS DAVID S · CIK 0001508519 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 867,759

F1 · security: Represents an exercise of vested stock options on January 17, 2020. The exercise of these stock options was already reflected on the reporting person's previously filed Form 3.

F1 · date: Represents an exercise of vested stock options on January 17, 2020. The exercise of these stock options was already reflected on the reporting person's previously filed Form 3.

F2 · ownership.direct: Includes shares owned by the David S. Simmons Revocable Trust.

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March 30, 2018 Filed Apr 2, 2018 22:24 UTC ACCENDRA HEALTH INC/VA/ OMI · Entity 6858 GrantPhantom Stock · Derivative 54 $15.09 $814.86
Disclosure

SEC source: 0000075252-18-000061 · edgar.xml · derivative · entry 1

SIMMONS DAVID S · CIK 0001508519 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,197

Underlying: Common Stock · 54 shares

Expires not disclosed

F1 · derivative.exercise_price: The shares of phantom stock are convertible on a 1-for-1 basis and become payable, in cash or common stock, at the election of the reporting person, upon the occurrence of one of the following (as elected in advance by the reporting person): (a) death, (b) disability, (c) termination of service as director, (d) specified future delivery date, or (e) the earliest to occur of (a), (b), (c) or (d).

F2 · shares: Shares acquired through quarterly dividend reinvestment transaction.

F1 · derivative.exercise_date: The shares of phantom stock are convertible on a 1-for-1 basis and become payable, in cash or common stock, at the election of the reporting person, upon the occurrence of one of the following (as elected in advance by the reporting person): (a) death, (b) disability, (c) termination of service as director, (d) specified future delivery date, or (e) the earliest to occur of (a), (b), (c) or (d).

F1 · derivative.expiration_date: The shares of phantom stock are convertible on a 1-for-1 basis and become payable, in cash or common stock, at the election of the reporting person, upon the occurrence of one of the following (as elected in advance by the reporting person): (a) death, (b) disability, (c) termination of service as director, (d) specified future delivery date, or (e) the earliest to occur of (a), (b), (c) or (d).

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December 29, 2017 Filed Jan 2, 2018 15:52 UTC ACCENDRA HEALTH INC/VA/ OMI · Entity 6858 GrantPhantom Stock · Derivative 42 $18.88 $792.96
Disclosure

SEC source: 0000075252-18-000003 · edgar.xml · derivative · entry 1

SIMMONS DAVID S · CIK 0001508519 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,143

Underlying: Common Stock · 42 shares

Expires not disclosed

F1 · derivative.exercise_price: The shares of phantom stock are convertible on a 1-for-1 basis and become payable, in cash or common stock, at the election of the reporting person, upon the occurrence of one of the following (as elected in advance by the reporting person): (a) death, (b) disability, (c) termination of service as director, (d) specified future delivery date, or (e) the earliest to occur of (a), (b), (c) or (d).

F2 · shares: Shares acquired through quarterly dividend reinvestment transaction.

F1 · derivative.exercise_date: The shares of phantom stock are convertible on a 1-for-1 basis and become payable, in cash or common stock, at the election of the reporting person, upon the occurrence of one of the following (as elected in advance by the reporting person): (a) death, (b) disability, (c) termination of service as director, (d) specified future delivery date, or (e) the earliest to occur of (a), (b), (c) or (d).

F1 · derivative.expiration_date: The shares of phantom stock are convertible on a 1-for-1 basis and become payable, in cash or common stock, at the election of the reporting person, upon the occurrence of one of the following (as elected in advance by the reporting person): (a) death, (b) disability, (c) termination of service as director, (d) specified future delivery date, or (e) the earliest to occur of (a), (b), (c) or (d).

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September 29, 2017 Filed Oct 2, 2017 18:40 UTC ACCENDRA HEALTH INC/VA/ OMI · Entity 6858 GrantPhantom Stock · Derivative 27 $29.20 $788.40
Disclosure

SEC source: 0000075252-17-000116 · edgar.xml · derivative · entry 1

SIMMONS DAVID S · CIK 0001508519 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,101

Underlying: Common Stock · 27 shares

Expires not disclosed

F1 · derivative.exercise_price: The shares of phantom stock are convertible on a 1-for-1 basis and become payable, in cash or common stock, at the election of the reporting person, upon the occurrence of one of the following (as elected in advance by the reporting person): (a) death, (b) disability, (c) termination of service as director, (d) specified future delivery date, or (e) the earliest to occur of (a), (b), (c) or (d).

F2 · shares: Shares acquired through quarterly dividend reinvestment transaction.

F1 · derivative.exercise_date: The shares of phantom stock are convertible on a 1-for-1 basis and become payable, in cash or common stock, at the election of the reporting person, upon the occurrence of one of the following (as elected in advance by the reporting person): (a) death, (b) disability, (c) termination of service as director, (d) specified future delivery date, or (e) the earliest to occur of (a), (b), (c) or (d).

F1 · derivative.expiration_date: The shares of phantom stock are convertible on a 1-for-1 basis and become payable, in cash or common stock, at the election of the reporting person, upon the occurrence of one of the following (as elected in advance by the reporting person): (a) death, (b) disability, (c) termination of service as director, (d) specified future delivery date, or (e) the earliest to occur of (a), (b), (c) or (d).

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June 30, 2017 Filed Jul 5, 2017 19:28 UTC ACCENDRA HEALTH INC/VA/ OMI · Entity 6858 GrantCommon Stock 82.354 $32.52 $2,678.07
Disclosure

SEC source: 0000075252-17-000100 · edgar.xml · nonDerivative · entry 1

SIMMONS DAVID S · CIK 0001508519 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,721.764

F1 · shares: Shares acquired through quarterly dividend reinvestment transaction.

F2 · balance_after: Total reflects shares acquired through dividend reinvestment transactions not previously included in beneficial ownership.

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June 30, 2017 Filed Jul 6, 2017 14:18 UTC Amendment ACCENDRA HEALTH INC/VA/ OMI · Entity 6858 GrantPhantom Stock · Derivative 24 $32.19 $772.56
Disclosure

SEC source: 0000075252-17-000103 · edgar.xml · derivative · entry 1

SIMMONS DAVID S · CIK 0001508519 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,074

Underlying: Common Stock · 24 shares

Expires not disclosed

F1 · derivative.exercise_price: The shares of phantom stock are convertible on a 1-for-1 basis and become payable, in cash or common stock, at the election of the reporting person, upon the occurrence of one of the following (as elected in advance by the reporting person): (a) death, (b) disability, (c) termination of service as director, (d) specified future delivery date, or (e) the earliest to occur of (a), (b), (c) or (d).

F2 · shares: Shares acquired through quarterly dividend reinvestment transaction.

F1 · derivative.exercise_date: The shares of phantom stock are convertible on a 1-for-1 basis and become payable, in cash or common stock, at the election of the reporting person, upon the occurrence of one of the following (as elected in advance by the reporting person): (a) death, (b) disability, (c) termination of service as director, (d) specified future delivery date, or (e) the earliest to occur of (a), (b), (c) or (d).

F1 · derivative.expiration_date: The shares of phantom stock are convertible on a 1-for-1 basis and become payable, in cash or common stock, at the election of the reporting person, upon the occurrence of one of the following (as elected in advance by the reporting person): (a) death, (b) disability, (c) termination of service as director, (d) specified future delivery date, or (e) the earliest to occur of (a), (b), (c) or (d).

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May 05, 2017 Filed May 8, 2017 20:55 UTC ACCENDRA HEALTH INC/VA/ OMI · Entity 6858 GrantPhantom Stock · Derivative 3,050 $0.00 $0.00
Disclosure

SEC source: 0000075252-17-000080 · edgar.xml · derivative · entry 1

SIMMONS DAVID S · CIK 0001508519 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,050

Underlying: Common Stock · 3,050 shares

Expires not disclosed

F1 · derivative.exercise_price: The shares of phantom stock are convertible on a 1-for-1 basis and become payable, in cash or common stock, at the election of the reporting person, upon the occurrence of one of the following (as elected in advance by the reporting person): (a) death, (b) disability, (c) termination of service as director, (d) specified future delivery date, or (e) the earliest to occur of (a), (b), (c) or (d).

F1 · derivative.exercise_date: The shares of phantom stock are convertible on a 1-for-1 basis and become payable, in cash or common stock, at the election of the reporting person, upon the occurrence of one of the following (as elected in advance by the reporting person): (a) death, (b) disability, (c) termination of service as director, (d) specified future delivery date, or (e) the earliest to occur of (a), (b), (c) or (d).

F1 · derivative.expiration_date: The shares of phantom stock are convertible on a 1-for-1 basis and become payable, in cash or common stock, at the election of the reporting person, upon the occurrence of one of the following (as elected in advance by the reporting person): (a) death, (b) disability, (c) termination of service as director, (d) specified future delivery date, or (e) the earliest to occur of (a), (b), (c) or (d).

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.