organization · Reporting owner

CEPHALOPOD CORP

Disclosed activity across 4 companies

Tapewire entity: 16749
SEC CIK: 0001263307

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
LEAPFROG ENTERPRISES INCLF · Entity 16747	10% owner	July 02, 2012	July 03, 2012
NEXTERA ENTERPRISES INCNXRA · Entity 17709	10% owner	January 12, 2004	January 14, 2004
NOBEL LEARNING COMMUNITIES INCNLCI · Entity 17742	10% owner	September 09, 2003	September 11, 2003

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

LEAPFROG ENTERPRISES INC

Report date July 02, 2012 · Filed July 03, 2012

Jointly reported with MOLLUSK HOLDINGS LLC, LAWRENCE INVESTMENTS LLC, ELLISON LAWRENCE JOSEPH

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A Common StockSEC Table I · non-derivative	Direct	2,130,116	Reported balance After 2012-07-02 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2012-07-02 · Sale · Disposed 30,000 · Balance 2,130,116 F1: Sale of shares pursuant to pre-established Rule 10b5-1(c) trading plan, adopted May 21, 2012. F2: The reporting persons other than Mollusk Holdings, LLC disclaim beneficial ownership of these securities except to the extent of their pecuniary interests therein.

Filing footnotes · ownership attribution and instrument terms

F1: Sale of shares pursuant to pre-established Rule 10b5-1(c) trading plan, adopted May 21, 2012.

F2: The reporting persons other than Mollusk Holdings, LLC disclaim beneficial ownership of these securities except to the extent of their pecuniary interests therein.

NEXTERA ENTERPRISES INC

Report date January 12, 2004 · Filed January 14, 2004

Jointly reported with NEXTERA ENTERPRISES HOLDINGS INC, MOLLUSK HOLDINGS LLC, LAWRENCE INVESTMENTS LLC, ELLISON LAWRENCE JOSEPH

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A Common StockSEC Table I · non-derivative	Direct	8,810,000	Reported balance After 2004-01-12 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2004-01-12 · Other · Disposed 8,810,000 · Balance 8,810,000 F1: This Form 4 is filed to report a pro-rata distribution to Knowledge Universe, L.L.C. of all of the securities of Nextera Enterprises, Inc. owned by Nextera Enterprises Holdings, Inc. Following the distribution, Nextera Enterprises Holdings, Inc. was dissolved. The Reporting Owners identified on the Joint Filer Information statement attached hereto as Exhibit 99.1 may be deemed to have indirect beneficial ownership of the securities. F2: Knowledge Universe, L.L.C., Knowledge Universe, Inc. and Nextera Enterprises Holdings, Inc. are members of the same group filing this Form 4. Because this Form 4 is filed to report holdings as a group, the number of securities beneficially owned following this distribution remains unchanged.
Class B Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00	Direct	3,844,200	Reported balance After 2004-01-12 transaction · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · 2004-01-12 · Other · Disposed 3,844,200 · Balance 3,844,200 F1: This Form 4 is filed to report a pro-rata distribution to Knowledge Universe, L.L.C. of all of the securities of Nextera Enterprises, Inc. owned by Nextera Enterprises Holdings, Inc. Following the distribution, Nextera Enterprises Holdings, Inc. was dissolved. The Reporting Owners identified on the Joint Filer Information statement attached hereto as Exhibit 99.1 may be deemed to have indirect beneficial ownership of the securities. F3: Shares are immediately convertible. F4: Not Applicable. F2: Knowledge Universe, L.L.C., Knowledge Universe, Inc. and Nextera Enterprises Holdings, Inc. are members of the same group filing this Form 4. Because this Form 4 is filed to report holdings as a group, the number of securities beneficially owned following this distribution remains unchanged. F5: The Class B Common Stock is convertible into Class A Common Stock on a 1-for-1 basis.
Series A Cumulative Convertible Preferred StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00	Direct	42,553	Reported balance After 2004-01-12 transaction · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · 2004-01-12 · Other · Disposed 42,553 · Balance 42,553 F6: This Form 4 is filed to report a pro-rata distribution of all of the Series A Cumulative Convertible Preferred Stock owned by Knowledge Universe, Inc. to Knowledge Universe, L.L.C. The Reporting Owners identified on the Joint Filer Information statement attached hereto as Exhibit 99.1 may be deemed to have indirect beneficial ownership of the Series A Cumulative Convertible Preferred Stock. F3: Shares are immediately convertible. F4: Not Applicable. F2: Knowledge Universe, L.L.C., Knowledge Universe, Inc. and Nextera Enterprises Holdings, Inc. are members of the same group filing this Form 4. Because this Form 4 is filed to report holdings as a group, the number of securities beneficially owned following this distribution remains unchanged. F7: Each share of Series A Cumulative Convertible Preferred Stock is convertible into 145 shares of Class A Common Stock.

Filing footnotes · ownership attribution and instrument terms

F1: This Form 4 is filed to report a pro-rata distribution to Knowledge Universe, L.L.C. of all of the securities of Nextera Enterprises, Inc. owned by Nextera Enterprises Holdings, Inc. Following the distribution, Nextera Enterprises Holdings, Inc. was dissolved. The Reporting Owners identified on the Joint Filer Information statement attached hereto as Exhibit 99.1 may be deemed to have indirect beneficial ownership of the securities.

F2: Knowledge Universe, L.L.C., Knowledge Universe, Inc. and Nextera Enterprises Holdings, Inc. are members of the same group filing this Form 4. Because this Form 4 is filed to report holdings as a group, the number of securities beneficially owned following this distribution remains unchanged.

F3: Shares are immediately convertible.

F4: Not Applicable.

F5: The Class B Common Stock is convertible into Class A Common Stock on a 1-for-1 basis.

F6: This Form 4 is filed to report a pro-rata distribution of all of the Series A Cumulative Convertible Preferred Stock owned by Knowledge Universe, Inc. to Knowledge Universe, L.L.C. The Reporting Owners identified on the Joint Filer Information statement attached hereto as Exhibit 99.1 may be deemed to have indirect beneficial ownership of the Series A Cumulative Convertible Preferred Stock.

F7: Each share of Series A Cumulative Convertible Preferred Stock is convertible into 145 shares of Class A Common Stock.

NOBEL LEARNING COMMUNITIES INC

Report date September 09, 2003 · Filed September 11, 2003

Jointly reported with MOLLUSK HOLDINGS LLC, LAWRENCE INVESTMENTS LLC, ELLISON LAWRENCE JOSEPH

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Series F Convertible Preferred Stock, $.001 par valueSEC Table II · derivative / convertible security · Conversion / exercise price $5.10	Direct	118,481	Reported balance After 2003-09-09 transaction · row 1 Instrument identity requires review; Table II rows are not merged. 1 source row Row 1 · 2003-09-09 · Purchase · Acquired 118,481 · Balance 118,481 F1: The persons identified on the Joint Filer Information statement attached hereto as Exhibit 99.1 may be deemed to have indirect beneficial ownership of the securities. F2: N/A

Filing footnotes · ownership attribution and instrument terms

F1: The persons identified on the Joint Filer Information statement attached hereto as Exhibit 99.1 may be deemed to have indirect beneficial ownership of the securities.

F2: N/A

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Stride, Inc.

Report date December 18, 2007 · Filed March 28, 2008

Jointly reported with MOLLUSK HOLDINGS LLC, LAWRENCE INVESTMENTS LLC, ELLISON LAWRENCE JOSEPH

Section 16 reporting ended · disclosed 2008-03-28. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	2,321,157	Reported balance After 2007-12-18 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2007-12-18 · Conversion · Acquired 2,321,157 · Balance 2,321,157 F1: Each series of Preferred Stock converted into Common Stock automatically upon the consummation of the Issuer's initial public offering. The ratio for conversion of each series of Preferred Stock to Common Stock was 5.1 to 1, as provided in the Issuer's Certificate of Incorporation, and has no expiration date. F2: The reported securities owned directly by the above named reporting person are owned indirectly by Cephalopod Corporation, Lawrence Investments, LLC and Lawrence J. Ellison through direct and indirect ownership of the membership interests in Mollusk Holdings, LLC. Cephalopod Corporation, Lawrence Investments, LLC and Lawrence J. Ellison disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interests therein. For more information, please see Schedule 13G filed on February 14, 2008.
Series B Preferred StockSEC Table II · derivative / convertible security	Direct	0	Reported balance After 2007-12-18 transaction · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · 2007-12-18 · Conversion · Disposed 2,667,034 · Balance 0 F1: Each series of Preferred Stock converted into Common Stock automatically upon the consummation of the Issuer's initial public offering. The ratio for conversion of each series of Preferred Stock to Common Stock was 5.1 to 1, as provided in the Issuer's Certificate of Incorporation, and has no expiration date. F2: The reported securities owned directly by the above named reporting person are owned indirectly by Cephalopod Corporation, Lawrence Investments, LLC and Lawrence J. Ellison through direct and indirect ownership of the membership interests in Mollusk Holdings, LLC. Cephalopod Corporation, Lawrence Investments, LLC and Lawrence J. Ellison disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interests therein. For more information, please see Schedule 13G filed on February 14, 2008.
Series C Preferred StockSEC Table II · derivative / convertible security	Direct	0	Reported balance After 2007-12-18 transaction · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · 2007-12-18 · Conversion · Disposed 5,295,631 · Balance 0 F1: Each series of Preferred Stock converted into Common Stock automatically upon the consummation of the Issuer's initial public offering. The ratio for conversion of each series of Preferred Stock to Common Stock was 5.1 to 1, as provided in the Issuer's Certificate of Incorporation, and has no expiration date. F2: The reported securities owned directly by the above named reporting person are owned indirectly by Cephalopod Corporation, Lawrence Investments, LLC and Lawrence J. Ellison through direct and indirect ownership of the membership interests in Mollusk Holdings, LLC. Cephalopod Corporation, Lawrence Investments, LLC and Lawrence J. Ellison disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interests therein. For more information, please see Schedule 13G filed on February 14, 2008.
Series B Preferred Stock Warrants (Right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.34 · Expires 2008-04-08	Direct	0	Reported balance After 2007-12-18 transaction · row 4 Instrument identity requires review; Table II rows are not merged. 1 source row Row 4 · 2007-12-18 · Conversion · Disposed 1,164,179 · Balance 0 F3: The warrant became exercisable on the date of issuance. The warrant as issued represented the right to purchase 1,164,179 shares of Series B Preferred Stock at a strike price of $1.34 per share and was automatically converted upon the Issuer's initial public offering into a warrant to purchase common stock based on a conversion ratio of 5.1 to 1. F2: The reported securities owned directly by the above named reporting person are owned indirectly by Cephalopod Corporation, Lawrence Investments, LLC and Lawrence J. Ellison through direct and indirect ownership of the membership interests in Mollusk Holdings, LLC. Cephalopod Corporation, Lawrence Investments, LLC and Lawrence J. Ellison disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interests therein. For more information, please see Schedule 13G filed on February 14, 2008.
Common Stock Warrants (Right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $6.83 · Expires 2008-04-08	Direct	228,270	Reported balance After 2007-12-18 transaction · row 5 Instrument identity requires review; Table II rows are not merged. 1 source row Row 5 · 2007-12-18 · Conversion · Acquired 228,270 · Balance 228,270 F3: The warrant became exercisable on the date of issuance. The warrant as issued represented the right to purchase 1,164,179 shares of Series B Preferred Stock at a strike price of $1.34 per share and was automatically converted upon the Issuer's initial public offering into a warrant to purchase common stock based on a conversion ratio of 5.1 to 1. F2: The reported securities owned directly by the above named reporting person are owned indirectly by Cephalopod Corporation, Lawrence Investments, LLC and Lawrence J. Ellison through direct and indirect ownership of the membership interests in Mollusk Holdings, LLC. Cephalopod Corporation, Lawrence Investments, LLC and Lawrence J. Ellison disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interests therein. For more information, please see Schedule 13G filed on February 14, 2008.

Filing footnotes · ownership attribution and instrument terms

F1: Each series of Preferred Stock converted into Common Stock automatically upon the consummation of the Issuer's initial public offering. The ratio for conversion of each series of Preferred Stock to Common Stock was 5.1 to 1, as provided in the Issuer's Certificate of Incorporation, and has no expiration date.

F2: The reported securities owned directly by the above named reporting person are owned indirectly by Cephalopod Corporation, Lawrence Investments, LLC and Lawrence J. Ellison through direct and indirect ownership of the membership interests in Mollusk Holdings, LLC. Cephalopod Corporation, Lawrence Investments, LLC and Lawrence J. Ellison disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interests therein. For more information, please see Schedule 13G filed on February 14, 2008.

F3: The warrant became exercisable on the date of issuance. The warrant as issued represented the right to purchase 1,164,179 shares of Series B Preferred Stock at a strike price of $1.34 per share and was automatically converted upon the Issuer's initial public offering into a warrant to purchase common stock based on a conversion ratio of 5.1 to 1.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
December 22, 2010 Filed Dec 23, 2010 13:21 UTC	LEAPFROG ENTERPRISES INC LF · Entity 16747	SaleClass A Common Stock	18,000	$5.76	$103,680.00	Disclosure SEC source: 0001136261-10-000351 · primary_doc.xml · nonDerivative · entry 1 MOLLUSK HOLDINGS LLC · CIK 0001263308 · 10% owner CEPHALOPOD CORP · CIK 0001263307 · 10% owner LAWRENCE INVESTMENTS LLC · CIK 0001263306 · 10% owner ELLISON LAWRENCE JOSEPH · CIK 0000901999 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 336,697 F1 · shares: Sale of shares pursuant to pre-established Rule 10b5-1(c) trading plan, adopted November 3, 2010. F2 · balance_after: The reporting persons other than Mollusk Holdings, LLC disclaim beneficial ownership of these securities except to the extent of their pecuniary interests therein. Read SEC document
December 21, 2010 Filed Dec 22, 2010 15:25 UTC	LEAPFROG ENTERPRISES INC LF · Entity 16747	SaleClass A Common Stock	18,000	$5.80	$104,400.00	Disclosure SEC source: 0001136261-10-000349 · primary_doc.xml · nonDerivative · entry 1 MOLLUSK HOLDINGS LLC · CIK 0001263308 · 10% owner CEPHALOPOD CORP · CIK 0001263307 · 10% owner LAWRENCE INVESTMENTS LLC · CIK 0001263306 · 10% owner ELLISON LAWRENCE JOSEPH · CIK 0000901999 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 354,697 F1 · shares: Sale of shares pursuant to pre-established Rule 10b5-1(c) trading plan, adopted November 3, 2010. F2 · balance_after: The reporting persons other than Mollusk Holdings, LLC disclaim beneficial ownership of these securities except to the extent of their pecuniary interests therein. Read SEC document
December 20, 2010 Filed Dec 21, 2010 11:57 UTC	LEAPFROG ENTERPRISES INC LF · Entity 16747	SaleClass A Common Stock	18,000	$6.02	$108,360.00	Disclosure SEC source: 0001136261-10-000344 · primary_doc.xml · nonDerivative · entry 1 MOLLUSK HOLDINGS LLC · CIK 0001263308 · 10% owner CEPHALOPOD CORP · CIK 0001263307 · 10% owner LAWRENCE INVESTMENTS LLC · CIK 0001263306 · 10% owner ELLISON LAWRENCE JOSEPH · CIK 0000901999 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 372,697 F1 · shares: Sale of shares pursuant to pre-established Rule 10b5-1(c) trading plan, adopted November 3, 2010. F2 · balance_after: The reporting persons other than Mollusk Holdings, LLC disclaim beneficial ownership of these securities except to the extent of their pecuniary interests therein. Read SEC document
December 17, 2010 Filed Dec 20, 2010 18:19 UTC	LEAPFROG ENTERPRISES INC LF · Entity 16747	SaleClass A Common Stock	18,000	$5.93	$106,740.00	Disclosure SEC source: 0001136261-10-000342 · primary_doc.xml · nonDerivative · entry 1 MOLLUSK HOLDINGS LLC · CIK 0001263308 · 10% owner CEPHALOPOD CORP · CIK 0001263307 · 10% owner LAWRENCE INVESTMENTS LLC · CIK 0001263306 · 10% owner ELLISON LAWRENCE JOSEPH · CIK 0000901999 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 390,697 F1 · shares: Sale of shares pursuant to pre-established Rule 10b5-1(c) trading plan, adopted November 3, 2010. F2 · balance_after: The reporting persons other than Mollusk Holdings, LLC disclaim beneficial ownership of these securities except to the extent of their pecuniary interests therein. Read SEC document
December 16, 2010 Filed Dec 17, 2010 11:38 UTC	LEAPFROG ENTERPRISES INC LF · Entity 16747	SaleClass A Common Stock	18,000	$6.03	$108,540.00	Disclosure SEC source: 0001136261-10-000340 · primary_doc.xml · nonDerivative · entry 1 MOLLUSK HOLDINGS LLC · CIK 0001263308 · 10% owner CEPHALOPOD CORP · CIK 0001263307 · 10% owner LAWRENCE INVESTMENTS LLC · CIK 0001263306 · 10% owner ELLISON LAWRENCE JOSEPH · CIK 0000901999 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 408,697 F1 · shares: Sale of shares pursuant to pre-established Rule 10b5-1(c) trading plan, adopted November 3, 2010. F2 · balance_after: The reporting persons other than Mollusk Holdings, LLC disclaim beneficial ownership of these securities except to the extent of their pecuniary interests therein. Read SEC document
December 15, 2010 Filed Dec 16, 2010 12:04 UTC	LEAPFROG ENTERPRISES INC LF · Entity 16747	SaleClass A Common Stock	18,000	$6.11	$109,980.00	Disclosure SEC source: 0001136261-10-000339 · primary_doc.xml · nonDerivative · entry 1 MOLLUSK HOLDINGS LLC · CIK 0001263308 · 10% owner CEPHALOPOD CORP · CIK 0001263307 · 10% owner LAWRENCE INVESTMENTS LLC · CIK 0001263306 · 10% owner ELLISON LAWRENCE JOSEPH · CIK 0000901999 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 426,697 F1 · shares: Sale of shares pursuant to pre-established Rule 10b5-1(c) trading plan, adopted November 3, 2010. F2 · balance_after: The reporting persons other than Mollusk Holdings, LLC disclaim beneficial ownership of these securities except to the extent of their pecuniary interests therein. Read SEC document
December 14, 2010 Filed Dec 15, 2010 12:50 UTC	LEAPFROG ENTERPRISES INC LF · Entity 16747	SaleClass A Common Stock	18,000	$6.18	$111,240.00	Disclosure SEC source: 0001136261-10-000338 · primary_doc.xml · nonDerivative · entry 1 MOLLUSK HOLDINGS LLC · CIK 0001263308 · 10% owner CEPHALOPOD CORP · CIK 0001263307 · 10% owner LAWRENCE INVESTMENTS LLC · CIK 0001263306 · 10% owner ELLISON LAWRENCE JOSEPH · CIK 0000901999 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 444,697 F1 · shares: Sale of shares pursuant to pre-established Rule 10b5-1(c) trading plan, adopted November 3, 2010. F2 · balance_after: The reporting persons other than Mollusk Holdings, LLC disclaim beneficial ownership of these securities except to the extent of their pecuniary interests therein. Read SEC document
December 13, 2010 Filed Dec 14, 2010 15:21 UTC	LEAPFROG ENTERPRISES INC LF · Entity 16747	SaleClass A Common Stock	18,000	$6.31	$113,580.00	Disclosure SEC source: 0001136261-10-000331 · primary_doc.xml · nonDerivative · entry 1 MOLLUSK HOLDINGS LLC · CIK 0001263308 · 10% owner CEPHALOPOD CORP · CIK 0001263307 · 10% owner LAWRENCE INVESTMENTS LLC · CIK 0001263306 · 10% owner ELLISON LAWRENCE JOSEPH · CIK 0000901999 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 462,697 F1 · shares: Sale of shares pursuant to pre-established Rule 10b5-1(c) trading plan, adopted November 3, 2010. F2 · balance_after: The reporting persons other than Mollusk Holdings, LLC disclaim beneficial ownership of these securities except to the extent of their pecuniary interests therein. Read SEC document
December 10, 2010 Filed Dec 13, 2010 13:14 UTC	LEAPFROG ENTERPRISES INC LF · Entity 16747	SaleClass A Common Stock	18,000	$6.36	$114,480.00	Disclosure SEC source: 0001136261-10-000328 · primary_doc.xml · nonDerivative · entry 1 MOLLUSK HOLDINGS LLC · CIK 0001263308 · 10% owner CEPHALOPOD CORP · CIK 0001263307 · 10% owner LAWRENCE INVESTMENTS LLC · CIK 0001263306 · 10% owner ELLISON LAWRENCE JOSEPH · CIK 0000901999 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 480,697 F1 · shares: Sale of shares pursuant to pre-established Rule 10b5-1(c) trading plan, adopted November 3, 2010. F2 · balance_after: The reporting persons other than Mollusk Holdings, LLC disclaim beneficial ownership of these securities except to the extent of their pecuniary interests therein. Read SEC document
December 09, 2010 Filed Dec 10, 2010 13:47 UTC	LEAPFROG ENTERPRISES INC LF · Entity 16747	SaleClass A Common Stock	18,000	$6.32	$113,760.00	Disclosure SEC source: 0001136261-10-000325 · primary_doc.xml · nonDerivative · entry 1 MOLLUSK HOLDINGS LLC · CIK 0001263308 · 10% owner CEPHALOPOD CORP · CIK 0001263307 · 10% owner LAWRENCE INVESTMENTS LLC · CIK 0001263306 · 10% owner ELLISON LAWRENCE JOSEPH · CIK 0000901999 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 498,697 F1 · shares: Sale of shares pursuant to pre-established Rule 10b5-1(c) trading plan, adopted November 3, 2010. F2 · balance_after: The reporting persons other than Mollusk Holdings, LLC disclaim beneficial ownership of these securities except to the extent of their pecuniary interests therein. Read SEC document
December 08, 2010 Filed Dec 9, 2010 14:57 UTC	LEAPFROG ENTERPRISES INC LF · Entity 16747	SaleClass A Common Stock	18,000	$6.24	$112,320.00	Disclosure SEC source: 0001136261-10-000324 · primary_doc.xml · nonDerivative · entry 1 MOLLUSK HOLDINGS LLC · CIK 0001263308 · 10% owner CEPHALOPOD CORP · CIK 0001263307 · 10% owner LAWRENCE INVESTMENTS LLC · CIK 0001263306 · 10% owner ELLISON LAWRENCE JOSEPH · CIK 0000901999 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 516,697 F1 · shares: Sale of shares pursuant to pre-established Rule 10b5-1(c) trading plan, adopted November 3, 2010. F2 · balance_after: The reporting persons other than Mollusk Holdings, LLC disclaim beneficial ownership of these securities except to the extent of their pecuniary interests therein. Read SEC document
December 07, 2010 Filed Dec 8, 2010 11:57 UTC	LEAPFROG ENTERPRISES INC LF · Entity 16747	SaleClass A Common Stock	18,000	$6.30	$113,400.00	Disclosure SEC source: 0001136261-10-000323 · primary_doc.xml · nonDerivative · entry 1 MOLLUSK HOLDINGS LLC · CIK 0001263308 · 10% owner CEPHALOPOD CORP · CIK 0001263307 · 10% owner LAWRENCE INVESTMENTS LLC · CIK 0001263306 · 10% owner ELLISON LAWRENCE JOSEPH · CIK 0000901999 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 534,697 F1 · shares: Sale of shares pursuant to pre-established Rule 10b5-1(c) trading plan, adopted November 3, 2010. F2 · balance_after: The reporting persons other than Mollusk Holdings, LLC disclaim beneficial ownership of these securities except to the extent of their pecuniary interests therein. Read SEC document
December 06, 2010 Filed Dec 7, 2010 12:39 UTC	LEAPFROG ENTERPRISES INC LF · Entity 16747	SaleClass A Common Stock	18,000	$6.18	$111,240.00	Disclosure SEC source: 0001136261-10-000321 · primary_doc.xml · nonDerivative · entry 1 MOLLUSK HOLDINGS LLC · CIK 0001263308 · 10% owner CEPHALOPOD CORP · CIK 0001263307 · 10% owner LAWRENCE INVESTMENTS LLC · CIK 0001263306 · 10% owner ELLISON LAWRENCE JOSEPH · CIK 0000901999 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 552,697 F1 · shares: Sale of shares pursuant to pre-established Rule 10b5-1(c) trading plan, adopted November 3, 2010. F2 · balance_after: The reporting persons other than Mollusk Holdings, LLC disclaim beneficial ownership of these securities except to the extent of their pecuniary interests therein. Read SEC document
December 03, 2010 Filed Dec 6, 2010 15:07 UTC	LEAPFROG ENTERPRISES INC LF · Entity 16747	SaleClass A Common Stock	18,000	$5.86	$105,480.00	Disclosure SEC source: 0001136261-10-000320 · primary_doc.xml · nonDerivative · entry 2 MOLLUSK HOLDINGS LLC · CIK 0001263308 · 10% owner CEPHALOPOD CORP · CIK 0001263307 · 10% owner LAWRENCE INVESTMENTS LLC · CIK 0001263306 · 10% owner ELLISON LAWRENCE JOSEPH · CIK 0000901999 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 570,697 F3 · shares: Sale of shares pursuant to pre-established Rule 10b5-1(c) trading plan, adopted November 3, 2010. F2 · balance_after: The reporting persons other than Mollusk Holdings, LLC disclaim beneficial ownership of these securities except to the extent of their pecuniary interests therein. Read SEC document
November 16, 2010 Filed Dec 6, 2010 15:07 UTC	LEAPFROG ENTERPRISES INC LF · Entity 16747	ConversionClass B Common Stock · Derivative	588,697	$0.00	$0.00	Disclosure SEC source: 0001136261-10-000320 · primary_doc.xml · derivative · entry 3 MOLLUSK HOLDINGS LLC · CIK 0001263308 · 10% owner CEPHALOPOD CORP · CIK 0001263307 · 10% owner LAWRENCE INVESTMENTS LLC · CIK 0001263306 · 10% owner ELLISON LAWRENCE JOSEPH · CIK 0000901999 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,565,827 Underlying: Class A Common Stock · 588,697 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: One-for-one F4 · derivative.exercise_date: The Class B Common Stock of the issuer is convertible at any time into an equal number of shares of Class A Common Stock. F5 · derivative.exercise_date: The conversion right has no expiration date. F5 · derivative.expiration_date: The conversion right has no expiration date. F2 · balance_after: The reporting persons other than Mollusk Holdings, LLC disclaim beneficial ownership of these securities except to the extent of their pecuniary interests therein. Read SEC document
November 16, 2010 Filed Dec 6, 2010 15:07 UTC	LEAPFROG ENTERPRISES INC LF · Entity 16747	ConversionClass A Common Stock	588,697	Not disclosed	Not disclosed	Disclosure SEC source: 0001136261-10-000320 · primary_doc.xml · nonDerivative · entry 1 MOLLUSK HOLDINGS LLC · CIK 0001263308 · 10% owner CEPHALOPOD CORP · CIK 0001263307 · 10% owner LAWRENCE INVESTMENTS LLC · CIK 0001263306 · 10% owner ELLISON LAWRENCE JOSEPH · CIK 0000901999 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 588,697 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: One-for-one F2 · balance_after: The reporting persons other than Mollusk Holdings, LLC disclaim beneficial ownership of these securities except to the extent of their pecuniary interests therein. Read SEC document
November 16, 2010 Filed Feb 4, 2011 13:49 UTC Amendment	LEAPFROG ENTERPRISES INC LF · Entity 16747	ConversionClass B Common Stock · Derivative	588,697	$0.00	$0.00	Disclosure SEC source: 0001136261-11-000058 · primary_doc.xml · derivative · entry 1 MOLLUSK HOLDINGS LLC · CIK 0001263308 · 10% owner CEPHALOPOD CORP · CIK 0001263307 · 10% owner LAWRENCE INVESTMENTS LLC · CIK 0001263306 · 10% owner ELLISON LAWRENCE JOSEPH · CIK 0000901999 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,565,837 Underlying: Class A Common Stock · 588,697 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: One-for-one F2 · derivative.exercise_date: The Class B Common Stock of the issuer is convertible at any time into an equal number of shares of Class A Common Stock. F3 · derivative.exercise_date: The conversion right has no expiration date. F3 · derivative.expiration_date: The conversion right has no expiration date. F4 · balance_after: The reporting persons other than Mollusk Holdings, LLC disclaim beneficial ownership of these securities except to the extent of their pecuniary interests therein. F5 · balance_after: This Form 4/A is filed to correct a typographical error in the number of shares from 15,565,827 to 15,565,837. Read SEC document
November 24, 2008 Filed Feb 17, 2009 20:17 UTC	LEAPFROG ENTERPRISES INC LF · Entity 16747	OtherClass B Common Stock · Derivative	430,811	$0.00	$0.00	Disclosure SEC source: 0001224959-09-000001 · edgar.xml · derivative · entry 1 MOLLUSK HOLDINGS LLC · CIK 0001263308 · 10% owner CEPHALOPOD CORP · CIK 0001263307 · 10% owner LAWRENCE INVESTMENTS LLC · CIK 0001263306 · 10% owner ELLISON LAWRENCE JOSEPH · CIK 0000901999 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,154,534 Underlying: Class A Common Stock · 430,811 shares Expires not disclosed F1 · derivative.exercise_price: One-for-one. F2 · kind: Distribution to its member, Lawrence Investments, LLC, without receipt of consideration. F3 · derivative.exercise_date: The Class B Common Stock of the issuer is convertible at any time into an equal number of shares of Class A Common Stock. F4 · derivative.expiration_date: The conversion right has no expiration date. F5 · balance_after: Takes into account shares of Class B Common Stock received in pro rata distributions without payment of consideration to its members by Knowledge Universe, LLC-related entities as follows: 12,702,502 shares on 04/29/2003, 11,580 shares on 03/23/2004, 3,728,845 shares on 04/02/2004 and 142,418 shares on 09/07/2005. The reporting persons other than Mollusk Holdings, LLC disclaim beneficial ownership of these securities except to the extent of their pecuniary interests therein. Read SEC document
December 18, 2007 Filed Mar 28, 2008 20:16 UTC	Stride, Inc. LRN · Entity 4119	ConversionCommon Stock Warrants (Right to buy) · Derivative	228,270	$0.00 Strike: $6.83	$0.00	Disclosure SEC source: 0001263308-08-000005 · edgar.xml · derivative · entry 5 MOLLUSK HOLDINGS LLC · CIK 0001263308 · 10% owner CEPHALOPOD CORP · CIK 0001263307 · 10% owner LAWRENCE INVESTMENTS LLC · CIK 0001263306 · 10% owner ELLISON LAWRENCE JOSEPH · CIK 0000901999 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 228,270 Underlying: Common Stock · 228,270 shares Expires 2008-04-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The warrant became exercisable on the date of issuance. The warrant as issued represented the right to purchase 1,164,179 shares of Series B Preferred Stock at a strike price of $1.34 per share and was automatically converted upon the Issuer's initial public offering into a warrant to purchase common stock based on a conversion ratio of 5.1 to 1. F2 · ownership.direct: The reported securities owned directly by the above named reporting person are owned indirectly by Cephalopod Corporation, Lawrence Investments, LLC and Lawrence J. Ellison through direct and indirect ownership of the membership interests in Mollusk Holdings, LLC. Cephalopod Corporation, Lawrence Investments, LLC and Lawrence J. Ellison disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interests therein. For more information, please see Schedule 13G filed on February 14, 2008. Read SEC document
December 18, 2007 Filed Mar 28, 2008 20:16 UTC	Stride, Inc. LRN · Entity 4119	ConversionSeries B Preferred Stock Warrants (Right to buy) · Derivative	1,164,179	$0.00 Strike: $1.34	$0.00	Disclosure SEC source: 0001263308-08-000005 · edgar.xml · derivative · entry 4 MOLLUSK HOLDINGS LLC · CIK 0001263308 · 10% owner CEPHALOPOD CORP · CIK 0001263307 · 10% owner LAWRENCE INVESTMENTS LLC · CIK 0001263306 · 10% owner ELLISON LAWRENCE JOSEPH · CIK 0000901999 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Series B Preferred Stock · 1,164,179 shares Expires 2008-04-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The warrant became exercisable on the date of issuance. The warrant as issued represented the right to purchase 1,164,179 shares of Series B Preferred Stock at a strike price of $1.34 per share and was automatically converted upon the Issuer's initial public offering into a warrant to purchase common stock based on a conversion ratio of 5.1 to 1. F2 · ownership.direct: The reported securities owned directly by the above named reporting person are owned indirectly by Cephalopod Corporation, Lawrence Investments, LLC and Lawrence J. Ellison through direct and indirect ownership of the membership interests in Mollusk Holdings, LLC. Cephalopod Corporation, Lawrence Investments, LLC and Lawrence J. Ellison disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interests therein. For more information, please see Schedule 13G filed on February 14, 2008. Read SEC document
December 18, 2007 Filed Mar 28, 2008 20:16 UTC	Stride, Inc. LRN · Entity 4119	ConversionSeries C Preferred Stock · Derivative	5,295,631	$0.00	$0.00	Disclosure SEC source: 0001263308-08-000005 · edgar.xml · derivative · entry 3 MOLLUSK HOLDINGS LLC · CIK 0001263308 · 10% owner CEPHALOPOD CORP · CIK 0001263307 · 10% owner LAWRENCE INVESTMENTS LLC · CIK 0001263306 · 10% owner ELLISON LAWRENCE JOSEPH · CIK 0000901999 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,038,306 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each series of Preferred Stock converted into Common Stock automatically upon the consummation of the Issuer's initial public offering. The ratio for conversion of each series of Preferred Stock to Common Stock was 5.1 to 1, as provided in the Issuer's Certificate of Incorporation, and has no expiration date. F1 · derivative.exercise_date: Each series of Preferred Stock converted into Common Stock automatically upon the consummation of the Issuer's initial public offering. The ratio for conversion of each series of Preferred Stock to Common Stock was 5.1 to 1, as provided in the Issuer's Certificate of Incorporation, and has no expiration date. F1 · derivative.expiration_date: Each series of Preferred Stock converted into Common Stock automatically upon the consummation of the Issuer's initial public offering. The ratio for conversion of each series of Preferred Stock to Common Stock was 5.1 to 1, as provided in the Issuer's Certificate of Incorporation, and has no expiration date. F2 · ownership.direct: The reported securities owned directly by the above named reporting person are owned indirectly by Cephalopod Corporation, Lawrence Investments, LLC and Lawrence J. Ellison through direct and indirect ownership of the membership interests in Mollusk Holdings, LLC. Cephalopod Corporation, Lawrence Investments, LLC and Lawrence J. Ellison disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interests therein. For more information, please see Schedule 13G filed on February 14, 2008. Read SEC document
December 18, 2007 Filed Mar 28, 2008 20:16 UTC	Stride, Inc. LRN · Entity 4119	ConversionSeries B Preferred Stock · Derivative	2,667,034	$0.00	$0.00	Disclosure SEC source: 0001263308-08-000005 · edgar.xml · derivative · entry 2 MOLLUSK HOLDINGS LLC · CIK 0001263308 · 10% owner CEPHALOPOD CORP · CIK 0001263307 · 10% owner LAWRENCE INVESTMENTS LLC · CIK 0001263306 · 10% owner ELLISON LAWRENCE JOSEPH · CIK 0000901999 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 522,947 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each series of Preferred Stock converted into Common Stock automatically upon the consummation of the Issuer's initial public offering. The ratio for conversion of each series of Preferred Stock to Common Stock was 5.1 to 1, as provided in the Issuer's Certificate of Incorporation, and has no expiration date. F1 · derivative.exercise_date: Each series of Preferred Stock converted into Common Stock automatically upon the consummation of the Issuer's initial public offering. The ratio for conversion of each series of Preferred Stock to Common Stock was 5.1 to 1, as provided in the Issuer's Certificate of Incorporation, and has no expiration date. F1 · derivative.expiration_date: Each series of Preferred Stock converted into Common Stock automatically upon the consummation of the Issuer's initial public offering. The ratio for conversion of each series of Preferred Stock to Common Stock was 5.1 to 1, as provided in the Issuer's Certificate of Incorporation, and has no expiration date. F2 · ownership.direct: The reported securities owned directly by the above named reporting person are owned indirectly by Cephalopod Corporation, Lawrence Investments, LLC and Lawrence J. Ellison through direct and indirect ownership of the membership interests in Mollusk Holdings, LLC. Cephalopod Corporation, Lawrence Investments, LLC and Lawrence J. Ellison disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interests therein. For more information, please see Schedule 13G filed on February 14, 2008. Read SEC document
December 18, 2007 Filed Mar 28, 2008 20:16 UTC	Stride, Inc. LRN · Entity 4119	ConversionCommon Stock	2,321,157	Not disclosed	Not disclosed	Disclosure SEC source: 0001263308-08-000005 · edgar.xml · nonDerivative · entry 1 MOLLUSK HOLDINGS LLC · CIK 0001263308 · 10% owner CEPHALOPOD CORP · CIK 0001263307 · 10% owner LAWRENCE INVESTMENTS LLC · CIK 0001263306 · 10% owner ELLISON LAWRENCE JOSEPH · CIK 0000901999 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,321,157 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each series of Preferred Stock converted into Common Stock automatically upon the consummation of the Issuer's initial public offering. The ratio for conversion of each series of Preferred Stock to Common Stock was 5.1 to 1, as provided in the Issuer's Certificate of Incorporation, and has no expiration date. F2 · ownership.direct: The reported securities owned directly by the above named reporting person are owned indirectly by Cephalopod Corporation, Lawrence Investments, LLC and Lawrence J. Ellison through direct and indirect ownership of the membership interests in Mollusk Holdings, LLC. Cephalopod Corporation, Lawrence Investments, LLC and Lawrence J. Ellison disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interests therein. For more information, please see Schedule 13G filed on February 14, 2008. Read SEC document
August 31, 2004 Filed Sep 2, 2004 21:38 UTC	LEAPFROG ENTERPRISES INC LF · Entity 16747	OtherCall Option (obligation to sell Class B Common Stock) · Derivative	37,988	Not disclosed	Not disclosed	Disclosure SEC source: 0001271126-04-000007 · edgar.xml · derivative · entry 8 ET HOLDINGS LLC · CIK 0001271126 · 10% owner · Joint Filer--see attached HAMPSTEAD ASSOCIATES LLC · CIK 0001275753 · 10% owner CEPHALOPOD CORP · CIK 0001263307 · 10% owner MOLLUSK HOLDINGS LLC · CIK 0001263308 · 10% owner LAWRENCE INVESTMENTS LLC · CIK 0001263306 · 10% owner Raspberry LLC · CIK 0001299343 · 10% owner Lupine LLC · CIK 0001299341 · 10% owner MILKEN MICHAEL R · CIK 0001045218 · 10% owner MILKEN LOWELL J · CIK 0001261505 · 10% owner ELLISON LAWRENCE JOSEPH · CIK 0000901999 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common Stock · 37,988 shares Expires 2008-08-19 F2 · derivative.exercise_price: The third party exercised the option at an exercise price of $12.50 per share. F1 · kind: Represents an exercise by a third party of an option granted by Knowledge Kids, L.L.C. to purhcase shares of Class B Common Stock held by Knowledge Kids, L.L.C. F10 · price: Pursuant to Instruction 4(c)(iii) to Form 4, this column 8 should be left blank. Read SEC document
August 31, 2004 Filed Sep 2, 2004 21:38 UTC	LEAPFROG ENTERPRISES INC LF · Entity 16747	OtherClass B Common Stock, $.001 par value	37,988	Not disclosed	Not disclosed	Disclosure SEC source: 0001271126-04-000007 · edgar.xml · nonDerivative · entry 1 ET HOLDINGS LLC · CIK 0001271126 · 10% owner · Joint Filer--see attached HAMPSTEAD ASSOCIATES LLC · CIK 0001275753 · 10% owner CEPHALOPOD CORP · CIK 0001263307 · 10% owner MOLLUSK HOLDINGS LLC · CIK 0001263308 · 10% owner LAWRENCE INVESTMENTS LLC · CIK 0001263306 · 10% owner Raspberry LLC · CIK 0001299343 · 10% owner Lupine LLC · CIK 0001299341 · 10% owner MILKEN MICHAEL R · CIK 0001045218 · 10% owner MILKEN LOWELL J · CIK 0001261505 · 10% owner ELLISON LAWRENCE JOSEPH · CIK 0000901999 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,176,694 F1 · kind: Represents an exercise by a third party of an option granted by Knowledge Kids, L.L.C. to purhcase shares of Class B Common Stock held by Knowledge Kids, L.L.C. F2 · price: The third party exercised the option at an exercise price of $12.50 per share. F3 · balance_after: These securities are owned by ET Holdings, L.L.C. Read SEC document
August 06, 2004 Filed Sep 2, 2004 21:32 UTC	LEAPFROG ENTERPRISES INC LF · Entity 16747	OtherClass B Common Stock, $.001 par value	50,453	Not disclosed	Not disclosed	Disclosure SEC source: 0001271126-04-000006 · edgar.xml · nonDerivative · entry 1 ET HOLDINGS LLC · CIK 0001271126 · 10% owner · Joint Filer--see attached HAMPSTEAD ASSOCIATES LLC · CIK 0001275753 · 10% owner CEPHALOPOD CORP · CIK 0001263307 · 10% owner MOLLUSK HOLDINGS LLC · CIK 0001263308 · 10% owner LAWRENCE INVESTMENTS LLC · CIK 0001263306 · 10% owner Raspberry LLC · CIK 0001299343 · 10% owner Lupine LLC · CIK 0001299341 · 10% owner MILKEN MICHAEL R · CIK 0001045218 · 10% owner MILKEN LOWELL J · CIK 0001261505 · 10% owner ELLISON LAWRENCE JOSEPH · CIK 0000901999 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Subsidiary Disclosed balance after: 150,923 F1 · kind: Pro rata distribution to a member of Class B Common Stock of LeapFrog Enterprises, Inc. owned by KU, L.L.C. F1 · price: Pro rata distribution to a member of Class B Common Stock of LeapFrog Enterprises, Inc. owned by KU, L.L.C. F2 · balance_after: These securities are owned by KU, L.L.C. Read SEC document
January 12, 2004 Filed Jan 14, 2004 21:09 UTC	NEXTERA ENTERPRISES INC NXRA · Entity 17709	OtherSeries A Cumulative Convertible Preferred Stock · Derivative	42,553	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001209191-04-003004 · bsd95633_bsd1mh.xml · derivative · entry 3 NEXTERA ENTERPRISES HOLDINGS INC · CIK 0001106346 · 10% owner MOLLUSK HOLDINGS LLC · CIK 0001263308 · 10% owner CEPHALOPOD CORP · CIK 0001263307 · 10% owner LAWRENCE INVESTMENTS LLC · CIK 0001263306 · 10% owner ELLISON LAWRENCE JOSEPH · CIK 0000901999 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,553 Underlying: Class A Common Stock · 6,170,186 shares Expires not disclosed F6 · kind: This Form 4 is filed to report a pro-rata distribution of all of the Series A Cumulative Convertible Preferred Stock owned by Knowledge Universe, Inc. to Knowledge Universe, L.L.C. The Reporting Owners identified on the Joint Filer Information statement attached hereto as Exhibit 99.1 may be deemed to have indirect beneficial ownership of the Series A Cumulative Convertible Preferred Stock. F3 · derivative.exercise_date: Shares are immediately convertible. F4 · derivative.expiration_date: Not Applicable. F2 · balance_after: Knowledge Universe, L.L.C., Knowledge Universe, Inc. and Nextera Enterprises Holdings, Inc. are members of the same group filing this Form 4. Because this Form 4 is filed to report holdings as a group, the number of securities beneficially owned following this distribution remains unchanged. F7 · balance_after: Each share of Series A Cumulative Convertible Preferred Stock is convertible into 145 shares of Class A Common Stock. Read SEC document
January 12, 2004 Filed Jan 14, 2004 21:09 UTC	NEXTERA ENTERPRISES INC NXRA · Entity 17709	OtherClass B Common Stock · Derivative	3,844,200	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001209191-04-003004 · bsd95633_bsd1mh.xml · derivative · entry 2 NEXTERA ENTERPRISES HOLDINGS INC · CIK 0001106346 · 10% owner MOLLUSK HOLDINGS LLC · CIK 0001263308 · 10% owner CEPHALOPOD CORP · CIK 0001263307 · 10% owner LAWRENCE INVESTMENTS LLC · CIK 0001263306 · 10% owner ELLISON LAWRENCE JOSEPH · CIK 0000901999 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,844,200 Underlying: Class A Common Stock · 3,844,200 shares Expires not disclosed F1 · kind: This Form 4 is filed to report a pro-rata distribution to Knowledge Universe, L.L.C. of all of the securities of Nextera Enterprises, Inc. owned by Nextera Enterprises Holdings, Inc. Following the distribution, Nextera Enterprises Holdings, Inc. was dissolved. The Reporting Owners identified on the Joint Filer Information statement attached hereto as Exhibit 99.1 may be deemed to have indirect beneficial ownership of the securities. F3 · derivative.exercise_date: Shares are immediately convertible. F4 · derivative.expiration_date: Not Applicable. F2 · balance_after: Knowledge Universe, L.L.C., Knowledge Universe, Inc. and Nextera Enterprises Holdings, Inc. are members of the same group filing this Form 4. Because this Form 4 is filed to report holdings as a group, the number of securities beneficially owned following this distribution remains unchanged. F5 · balance_after: The Class B Common Stock is convertible into Class A Common Stock on a 1-for-1 basis. Read SEC document
January 12, 2004 Filed Jan 14, 2004 21:09 UTC	NEXTERA ENTERPRISES INC NXRA · Entity 17709	OtherClass A Common Stock	8,810,000	Not disclosed	Not disclosed	Disclosure SEC source: 0001209191-04-003004 · bsd95633_bsd1mh.xml · nonDerivative · entry 1 NEXTERA ENTERPRISES HOLDINGS INC · CIK 0001106346 · 10% owner MOLLUSK HOLDINGS LLC · CIK 0001263308 · 10% owner CEPHALOPOD CORP · CIK 0001263307 · 10% owner LAWRENCE INVESTMENTS LLC · CIK 0001263306 · 10% owner ELLISON LAWRENCE JOSEPH · CIK 0000901999 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,810,000 F1 · kind: This Form 4 is filed to report a pro-rata distribution to Knowledge Universe, L.L.C. of all of the securities of Nextera Enterprises, Inc. owned by Nextera Enterprises Holdings, Inc. Following the distribution, Nextera Enterprises Holdings, Inc. was dissolved. The Reporting Owners identified on the Joint Filer Information statement attached hereto as Exhibit 99.1 may be deemed to have indirect beneficial ownership of the securities. F2 · price: Knowledge Universe, L.L.C., Knowledge Universe, Inc. and Nextera Enterprises Holdings, Inc. are members of the same group filing this Form 4. Because this Form 4 is filed to report holdings as a group, the number of securities beneficially owned following this distribution remains unchanged. F2 · balance_after: Knowledge Universe, L.L.C., Knowledge Universe, Inc. and Nextera Enterprises Holdings, Inc. are members of the same group filing this Form 4. Because this Form 4 is filed to report holdings as a group, the number of securities beneficially owned following this distribution remains unchanged. Read SEC document
September 09, 2003 Filed Sep 11, 2003 18:56 UTC	NOBEL LEARNING COMMUNITIES INC NLCI · Entity 17742	PurchaseSeries F Convertible Preferred Stock, $.001 par value · Derivative	118,481	$5.10 Strike: $5.10	$604,253.10	Disclosure SEC source: 0001209191-03-021193 · bsd93006_bsd3mh.xml · derivative · entry 1 MOLLUSK HOLDINGS LLC · CIK 0001263308 · 10% owner CEPHALOPOD CORP · CIK 0001263307 · 10% owner LAWRENCE INVESTMENTS LLC · CIK 0001263306 · 10% owner ELLISON LAWRENCE JOSEPH · CIK 0000901999 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,481 Underlying: Common Stock, $.001 par value · 118,481 shares Expires not disclosed F1 · shares: The persons identified on the Joint Filer Information statement attached hereto as Exhibit 99.1 may be deemed to have indirect beneficial ownership of the securities. F2 · derivative.expiration_date: N/A F1 · derivative.underlying_shares: The persons identified on the Joint Filer Information statement attached hereto as Exhibit 99.1 may be deemed to have indirect beneficial ownership of the securities. F1 · balance_after: The persons identified on the Joint Filer Information statement attached hereto as Exhibit 99.1 may be deemed to have indirect beneficial ownership of the securities. F1 · ownership.direct: The persons identified on the Joint Filer Information statement attached hereto as Exhibit 99.1 may be deemed to have indirect beneficial ownership of the securities. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.