Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| DUCOMMUN INC /DE/DCO · Entity 4321 | Director | April 20, 2018 | April 25, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
DUCOMMUN INC /DE/
Report date April 20, 2018 · Filed April 25, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 43,242 |
Ending reported balance
After 2018-04-20 transaction · row 6
6 source rows · reconciled sequenceRow 1 · 2018-04-20 · Exercise / conversion · Acquired 7,500 · Balance 47,723 Row 2 · 2018-04-20 · Tax withholding · Disposed 5,613 · Balance 42,110 Row 3 · 2018-04-20 · Exercise / conversion · Acquired 5,500 · Balance 47,610 Row 4 · 2018-04-20 · Tax withholding · Disposed 4,961 · Balance 42,649 Row 5 · 2018-04-20 · Exercise / conversion · Acquired 5,500 · Balance 48,149 Row 6 · 2018-04-20 · Tax withholding · Disposed 4,907 · Balance 43,242 |
| Option - Right to BuySEC Table II · derivative / convertible security · Conversion / exercise price $15.92 · Expires 2023-03-23 | Direct | 15,000 |
Reported balance
After 2018-04-20 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2018-04-20 · Exercise / conversion · Disposed 7,500 · Balance 15,000 F1: The option represents the right to purchase common stock granted under the Ducommun Incorporated employee stock option plans, which are Rule 16b-3 plans. F2: The option vested or will vest as to 7,500 shares on each of March 23, 2017, 2018, 2019 and 2020. |
| Option - Right to BuySEC Table II · derivative / convertible security · Conversion / exercise price $25.51 · Expires 2022-03-30 | Direct | 5,500 |
Reported balance
After 2018-04-20 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2018-04-20 · Exercise / conversion · Disposed 5,500 · Balance 5,500 F1: The option represents the right to purchase common stock granted under the Ducommun Incorporated employee stock option plans, which are Rule 16b-3 plans. F3: The option vested or will vest as to 5,500 shares on each of March 30, 2016, 2017, 2018 and 2019. |
| Option - Right to BuySEC Table II · derivative / convertible security · Conversion / exercise price $24.90 · Expires 2021-03-18 | Direct | 0 |
Reported balance
After 2018-04-20 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2018-04-20 · Exercise / conversion · Disposed 5,500 · Balance 0 F1: The option represents the right to purchase common stock granted under the Ducommun Incorporated employee stock option plans, which are Rule 16b-3 plans. F4: The option vested as to 5,500 shares on each of March 18, 2015, 2016, 2017 and 2018. |
Filing footnotes · ownership attribution and instrument terms
F1: The option represents the right to purchase common stock granted under the Ducommun Incorporated employee stock option plans, which are Rule 16b-3 plans.
F2: The option vested or will vest as to 7,500 shares on each of March 23, 2017, 2018, 2019 and 2020.
F3: The option vested or will vest as to 5,500 shares on each of March 30, 2016, 2017, 2018 and 2019.
F4: The option vested as to 5,500 shares on each of March 18, 2015, 2016, 2017 and 2018.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 23, 2017 Filed Feb 27, 2017 23:19 UTC | DUCOMMUN INC /DE/ DCO · Entity 4321 | Exercise / conversionCommon Stock | 5,500 | $25.51 | $140,305.00 |
DisclosureSEC source: 0001209191-17-014937 · doc4.xml · nonDerivative · entry 2 REARDON ANTHONY J · CIK 0001224732 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,424 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 23:19 UTC | DUCOMMUN INC /DE/ DCO · Entity 4321 | Exercise / conversionCommon Stock | 11,000 | $24.90 | $273,900.00 |
DisclosureSEC source: 0001209191-17-014937 · doc4.xml · nonDerivative · entry 1 REARDON ANTHONY J · CIK 0001224732 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,924 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 30, 2016 Filed Dec 2, 2016 20:04 UTC | DUCOMMUN INC /DE/ DCO · Entity 4321 | Exercise / conversionOption - Right to Buy · Derivative | 10,000 | $0.00 Strike: $9.81 | $0.00 |
DisclosureSEC source: 0001209191-16-152933 · doc4.xml · derivative · entry 5 REARDON ANTHONY J · CIK 0001224732 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2019-06-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The option represents the right to purchase common stock granted under the Ducommun Incorporated Employee Stock Option Plans, which are Rule 16b-3plans. F3 · derivative.exercise_date: The option vested as to 12,500 shares on each of July 1, 2013, 2014, 2015, 2016. Read SEC document |
| November 30, 2016 Filed Dec 2, 2016 20:04 UTC | DUCOMMUN INC /DE/ DCO · Entity 4321 | Exercise / conversionOption - Right to Buy · Derivative | 10,000 | $0.00 Strike: $21.61 | $0.00 |
DisclosureSEC source: 0001209191-16-152933 · doc4.xml · derivative · entry 4 REARDON ANTHONY J · CIK 0001224732 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2018-07-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The option represents the right to purchase common stock granted under the Ducommun Incorporated Employee Stock Option Plans, which are Rule 16b-3plans. F2 · derivative.exercise_date: The option vested as to 7,500 shares on each of July 27, 2012, 2013, 2014, 2015. Read SEC document |
| November 30, 2016 Filed Dec 2, 2016 20:04 UTC | DUCOMMUN INC /DE/ DCO · Entity 4321 | Tax withholdingCommon Stock | 15,443 | $29.04 | $448,464.72 |
DisclosureSEC source: 0001209191-16-152933 · doc4.xml · nonDerivative · entry 3 REARDON ANTHONY J · CIK 0001224732 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,481 Read SEC document |
| November 30, 2016 Filed Dec 2, 2016 20:04 UTC | DUCOMMUN INC /DE/ DCO · Entity 4321 | Exercise / conversionCommon Stock | 10,000 | $9.81 | $98,100.00 |
DisclosureSEC source: 0001209191-16-152933 · doc4.xml · nonDerivative · entry 2 REARDON ANTHONY J · CIK 0001224732 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,924 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 30, 2016 Filed Dec 2, 2016 20:04 UTC | DUCOMMUN INC /DE/ DCO · Entity 4321 | Exercise / conversionCommon Stock | 10,000 | $21.61 | $216,100.00 |
DisclosureSEC source: 0001209191-16-152933 · doc4.xml · nonDerivative · entry 1 REARDON ANTHONY J · CIK 0001224732 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,924 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 11, 2016 Filed Nov 16, 2016 00:14 UTC | DUCOMMUN INC /DE/ DCO · Entity 4321 | Exercise / conversionOption - Right to Buy · Derivative | 18,000 | $0.00 Strike: $9.81 | $0.00 |
DisclosureSEC source: 0001209191-16-150324 · doc4.xml · derivative · entry 3 REARDON ANTHONY J · CIK 0001224732 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 18,000 shares Expires 2019-06-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The option, when granted, covered 50,000 shares and vested as to 12,500 shares on each of July 1, 2013, 2014, 2015, 2016. F1 · derivative.exercise_date: The option, when granted, covered 50,000 shares and vested as to 12,500 shares on each of July 1, 2013, 2014, 2015, 2016. Read SEC document |
| November 11, 2016 Filed Nov 16, 2016 00:14 UTC | DUCOMMUN INC /DE/ DCO · Entity 4321 | Tax withholdingCommon Stock | 12,500 | $25.51 | $318,875.00 |
DisclosureSEC source: 0001209191-16-150324 · doc4.xml · nonDerivative · entry 2 REARDON ANTHONY J · CIK 0001224732 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,924 Read SEC document |
| November 11, 2016 Filed Nov 16, 2016 00:14 UTC | DUCOMMUN INC /DE/ DCO · Entity 4321 | Exercise / conversionCommon Stock | 18,000 | $9.81 | $176,580.00 |
DisclosureSEC source: 0001209191-16-150324 · doc4.xml · nonDerivative · entry 1 REARDON ANTHONY J · CIK 0001224732 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,424 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.