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organization · Reporting owner

Acuta Capital Fund, LP

Disclosed activity across 2 companies

Tapewire entity
167132
SEC CIK
0001601391

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
CAS MEDICAL SYSTEMS INCCASM · Entity 15823210% ownerJanuary 04, 2018May 01, 2018
IRIDEX CORPIRIX · Entity 788210% ownerJuly 03, 2017May 01, 2018

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

CAS MEDICAL SYSTEMS INC

Report date January 04, 2018 · Filed May 01, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect3,483,146 Ending reported balance After 2018-03-19 transaction · row 22
22 source rows · reconciled sequence

Row 1 · 2017-12-27 · Purchase · Acquired 4,830 · Balance 3,433,513

F1: The shares were purchased in multiple transactions at prices ranging from $0.71 to $0.7298 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Row 2 · 2017-12-28 · Purchase · Acquired 1,380 · Balance 3,434,893

F2: The shares were purchased in multiple transactions at prices ranging from $0.6899 to $0.7049 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Row 3 · 2017-12-29 · Purchase · Acquired 8,896 · Balance 3,443,789

F3: The shares were purchased in multiple transactions at prices ranging from $0.70 to $0.77 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Row 4 · 2018-01-04 · Purchase · Acquired 5,440 · Balance 3,449,229

F4: The shares were purchased in multiple transactions at prices ranging from $0.85 to $0.86 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Row 5 · 2018-01-17 · Purchase · Acquired 100 · Balance 3,449,329

Row 6 · 2018-02-02 · Purchase · Acquired 1,000 · Balance 3,450,329

Row 7 · 2018-02-06 · Purchase · Acquired 2,811 · Balance 3,453,140

F5: The shares were purchased in multiple transactions at prices ranging from $1.16 to $1.21 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Row 8 · 2018-02-09 · Purchase · Acquired 4,964 · Balance 3,458,104

F6: The shares were purchased in multiple transactions at prices ranging from $1.13 to $1.18 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Row 9 · 2018-02-12 · Purchase · Acquired 884 · Balance 3,458,988

F7: The shares were purchased in multiple transactions at prices ranging from $1.12 to $1.18 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Row 10 · 2018-02-13 · Purchase · Acquired 975 · Balance 3,459,963

F8: The shares were purchased in multiple transactions at prices ranging from $1.15 to $1.20 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Row 11 · 2018-02-16 · Purchase · Acquired 832 · Balance 3,460,795

F9: The shares were purchased in multiple transactions at prices ranging from $1.16 to $1.17 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Row 12 · 2018-02-20 · Purchase · Acquired 2,290 · Balance 3,463,085

F10: The shares were purchased in multiple transactions at prices ranging from $1.10 to $1.16 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Row 13 · 2018-02-21 · Purchase · Acquired 300 · Balance 3,463,385

Row 14 · 2018-02-23 · Purchase · Acquired 333 · Balance 3,463,718

Row 15 · 2018-02-28 · Purchase · Acquired 2,720 · Balance 3,466,438

F11: The shares were purchased in multiple transactions at prices ranging from $1.14 to $1.15 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Row 16 · 2018-03-01 · Purchase · Acquired 1,814 · Balance 3,468,252

F12: The shares were purchased in multiple transactions at prices ranging from $1.06 to $1.08 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Row 17 · 2018-03-02 · Purchase · Acquired 680 · Balance 3,468,932

Row 18 · 2018-03-08 · Purchase · Acquired 400 · Balance 3,469,332

F13: The shares were purchased in multiple transactions at prices ranging from $1.09 to $1.12 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Row 19 · 2018-03-09 · Purchase · Acquired 1,180 · Balance 3,470,512

F14: The shares were purchased in multiple transactions at prices ranging from $1.06 to $1.10 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Row 20 · 2018-03-15 · Purchase · Acquired 9,370 · Balance 3,479,882

F15: The shares were purchased in multiple transactions at prices ranging from $1.05 to $1.21 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Row 21 · 2018-03-16 · Purchase · Acquired 2,176 · Balance 3,482,058

F16: The shares were purchased in multiple transactions at prices ranging from $1.22 to $1.26 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Row 22 · 2018-03-19 · Purchase · Acquired 1,088 · Balance 3,483,146

F17: The shares were purchased in multiple transactions at prices ranging from $1.22 to $1.28 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Filing footnotes · ownership attribution and instrument terms

F1: The shares were purchased in multiple transactions at prices ranging from $0.71 to $0.7298 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F2: The shares were purchased in multiple transactions at prices ranging from $0.6899 to $0.7049 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3: The shares were purchased in multiple transactions at prices ranging from $0.70 to $0.77 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F4: The shares were purchased in multiple transactions at prices ranging from $0.85 to $0.86 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F5: The shares were purchased in multiple transactions at prices ranging from $1.16 to $1.21 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F6: The shares were purchased in multiple transactions at prices ranging from $1.13 to $1.18 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F7: The shares were purchased in multiple transactions at prices ranging from $1.12 to $1.18 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F8: The shares were purchased in multiple transactions at prices ranging from $1.15 to $1.20 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F9: The shares were purchased in multiple transactions at prices ranging from $1.16 to $1.17 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F10: The shares were purchased in multiple transactions at prices ranging from $1.10 to $1.16 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F11: The shares were purchased in multiple transactions at prices ranging from $1.14 to $1.15 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F12: The shares were purchased in multiple transactions at prices ranging from $1.06 to $1.08 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F13: The shares were purchased in multiple transactions at prices ranging from $1.09 to $1.12 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F14: The shares were purchased in multiple transactions at prices ranging from $1.06 to $1.10 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F15: The shares were purchased in multiple transactions at prices ranging from $1.05 to $1.21 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F16: The shares were purchased in multiple transactions at prices ranging from $1.22 to $1.26 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F17: The shares were purchased in multiple transactions at prices ranging from $1.22 to $1.28 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

IRIDEX CORP

Report date July 03, 2017 · Filed May 01, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect1,344,720 Ending reported balance After 2017-08-25 transaction · row 3
3 source rows · reconciled sequence

Row 1 · 2017-08-16 · Purchase · Acquired 2,260 · Balance 1,343,984

F1: The shares were purchased in multiple transactions at prices ranging from $8.38 to $8.47 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Row 2 · 2017-08-22 · Purchase · Acquired 500 · Balance 1,344,484

F2: The shares were purchased in multiple transactions at prices ranging from $8.41 to $8.44 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Row 3 · 2017-08-25 · Purchase · Acquired 236 · Balance 1,344,720

F3: The shares were purchased in multiple transactions at prices ranging from $8.66 to $8.67 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Filing footnotes · ownership attribution and instrument terms

F1: The shares were purchased in multiple transactions at prices ranging from $8.38 to $8.47 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F2: The shares were purchased in multiple transactions at prices ranging from $8.41 to $8.44 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3: The shares were purchased in multiple transactions at prices ranging from $8.66 to $8.67 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 29, 2017 Filed May 1, 2018 17:12 UTC CAS MEDICAL SYSTEMS INC CASM · Entity 158232 PurchaseCommon Stock 25,519 $1.18 $30,035.86
Disclosure

SEC source: 0001209191-18-027152 · doc4.xml · nonDerivative · entry 15

Acuta Capital Fund, LP · CIK 0001601391 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,140,275

F15 · price: The shares were purchased in multiple transactions at prices ranging from $1.16 to $1.21 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
June 28, 2017 Filed May 1, 2018 17:12 UTC CAS MEDICAL SYSTEMS INC CASM · Entity 158232 PurchaseCommon Stock 17,643 $1.18 $20,783.45
Disclosure

SEC source: 0001209191-18-027152 · doc4.xml · nonDerivative · entry 14

Acuta Capital Fund, LP · CIK 0001601391 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,114,756

F14 · price: The shares were purchased in multiple transactions at prices ranging from $1.16 to $1.20 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
June 27, 2017 Filed May 1, 2018 17:12 UTC CAS MEDICAL SYSTEMS INC CASM · Entity 158232 PurchaseCommon Stock 7,595 $1.17 $8,909.69
Disclosure

SEC source: 0001209191-18-027152 · doc4.xml · nonDerivative · entry 13

Acuta Capital Fund, LP · CIK 0001601391 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,097,113

F13 · price: The shares were purchased in multiple transactions at prices ranging from $1.14 to $1.195 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
June 26, 2017 Filed May 1, 2018 17:12 UTC CAS MEDICAL SYSTEMS INC CASM · Entity 158232 PurchaseCommon Stock 28,476 $1.14 $32,431.32
Disclosure

SEC source: 0001209191-18-027152 · doc4.xml · nonDerivative · entry 12

Acuta Capital Fund, LP · CIK 0001601391 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,089,518

F12 · price: The shares were purchased in multiple transactions at prices ranging from $1.11 to $1.15 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
June 23, 2017 Filed May 1, 2018 17:12 UTC CAS MEDICAL SYSTEMS INC CASM · Entity 158232 PurchaseCommon Stock 21,142 $1.14 $24,095.54
Disclosure

SEC source: 0001209191-18-027152 · doc4.xml · nonDerivative · entry 11

Acuta Capital Fund, LP · CIK 0001601391 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,061,042

F11 · price: The shares were purchased in multiple transactions at prices ranging from $1.11 to $1.17 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
June 22, 2017 Filed May 1, 2018 17:12 UTC CAS MEDICAL SYSTEMS INC CASM · Entity 158232 PurchaseCommon Stock 25,551 $1.09 $27,963.01
Disclosure

SEC source: 0001209191-18-027152 · doc4.xml · nonDerivative · entry 10

Acuta Capital Fund, LP · CIK 0001601391 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,039,900

F10 · price: The shares were purchased in multiple transactions at prices ranging from $1.06 to $1.13 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
June 21, 2017 Filed May 1, 2018 17:12 UTC CAS MEDICAL SYSTEMS INC CASM · Entity 158232 PurchaseCommon Stock 41,540 $1.04 $43,284.68
Disclosure

SEC source: 0001209191-18-027152 · doc4.xml · nonDerivative · entry 9

Acuta Capital Fund, LP · CIK 0001601391 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,014,349

F9 · price: The shares were purchased in multiple transactions at prices ranging from $1.02 to $1.06 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
June 20, 2017 Filed May 1, 2018 17:12 UTC CAS MEDICAL SYSTEMS INC CASM · Entity 158232 PurchaseCommon Stock 37,520 $1.01 $37,805.15
Disclosure

SEC source: 0001209191-18-027152 · doc4.xml · nonDerivative · entry 8

Acuta Capital Fund, LP · CIK 0001601391 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,972,809

F8 · price: The shares were purchased in multiple transactions at prices ranging from $0.992 to $1.06 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 17, 2017 Filed May 1, 2018 17:12 UTC CAS MEDICAL SYSTEMS INC CASM · Entity 158232 PurchaseCommon Stock 16,853 $1.50 $25,227.26
Disclosure

SEC source: 0001209191-18-027152 · doc4.xml · nonDerivative · entry 7

Acuta Capital Fund, LP · CIK 0001601391 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,935,289

F7 · price: The shares were purchased in multiple transactions at prices ranging from $1.46 to $1.53 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 16, 2017 Filed May 1, 2018 17:12 UTC CAS MEDICAL SYSTEMS INC CASM · Entity 158232 PurchaseCommon Stock 2,010 $1.49 $2,988.07
Disclosure

SEC source: 0001209191-18-027152 · doc4.xml · nonDerivative · entry 6

Acuta Capital Fund, LP · CIK 0001601391 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,918,436

F6 · price: The shares were purchased in multiple transactions at prices ranging from $1.48 to $1.50 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 15, 2017 Filed May 1, 2018 17:12 UTC CAS MEDICAL SYSTEMS INC CASM · Entity 158232 PurchaseCommon Stock 1,632 $1.52 $2,485.86
Disclosure

SEC source: 0001209191-18-027152 · doc4.xml · nonDerivative · entry 5

Acuta Capital Fund, LP · CIK 0001601391 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,916,426

F5 · price: The shares were purchased in multiple transactions at prices ranging from $1.51 to $1.54 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 13, 2017 Filed May 1, 2018 17:12 UTC CAS MEDICAL SYSTEMS INC CASM · Entity 158232 PurchaseCommon Stock 3,292 $1.47 $4,827.39
Disclosure

SEC source: 0001209191-18-027152 · doc4.xml · nonDerivative · entry 4

Acuta Capital Fund, LP · CIK 0001601391 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,914,764

F4 · price: The shares were purchased in multiple transactions at prices ranging from $1.45 to $1.49 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 10, 2017 Filed May 1, 2018 17:12 UTC CAS MEDICAL SYSTEMS INC CASM · Entity 158232 PurchaseCommon Stock 895 $1.50 $1,343.22
Disclosure

SEC source: 0001209191-18-027152 · doc4.xml · nonDerivative · entry 3

Acuta Capital Fund, LP · CIK 0001601391 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,911,502

F3 · price: The shares were purchased in multiple transactions at prices ranging from $1.50 to $1.51 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 09, 2017 Filed May 1, 2018 17:12 UTC CAS MEDICAL SYSTEMS INC CASM · Entity 158232 PurchaseCommon Stock 7,490 $1.48 $11,115.16
Disclosure

SEC source: 0001209191-18-027152 · doc4.xml · nonDerivative · entry 2

Acuta Capital Fund, LP · CIK 0001601391 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,910,607

F2 · price: The shares were purchased in multiple transactions at prices ranging from $1.45 to $1.51 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 08, 2017 Filed May 1, 2018 17:12 UTC CAS MEDICAL SYSTEMS INC CASM · Entity 158232 PurchaseCommon Stock 1,340 $1.44 $1,935.63
Disclosure

SEC source: 0001209191-18-027152 · doc4.xml · nonDerivative · entry 1

Acuta Capital Fund, LP · CIK 0001601391 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,903,117

F1 · price: The shares were purchased in multiple transactions at prices ranging from $1.44 to $1.45 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 07, 2017 Filed May 1, 2018 17:11 UTC CAS MEDICAL SYSTEMS INC CASM · Entity 158232 PurchaseCommon Stock 4,020 $1.45 $5,820.16
Disclosure

SEC source: 0001209191-18-027151 · doc4.xml · nonDerivative · entry 30

Acuta Capital Fund, LP · CIK 0001601391 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,901,777

F26 · price: The shares were purchased in multiple transactions at prices ranging from $1.44 to $1.45 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 01, 2017 Filed May 1, 2018 17:11 UTC CAS MEDICAL SYSTEMS INC CASM · Entity 158232 PurchaseCommon Stock 23,306 $1.48 $34,492.88
Disclosure

SEC source: 0001209191-18-027151 · doc4.xml · nonDerivative · entry 29

Acuta Capital Fund, LP · CIK 0001601391 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,897,757

Read SEC document
February 28, 2017 Filed May 1, 2018 17:11 UTC CAS MEDICAL SYSTEMS INC CASM · Entity 158232 PurchaseCommon Stock 1,639 $1.49 $2,440.63
Disclosure

SEC source: 0001209191-18-027151 · doc4.xml · nonDerivative · entry 28

Acuta Capital Fund, LP · CIK 0001601391 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,874,451

F25 · price: The shares were purchased in multiple transactions at prices ranging from $1.48 to $1.51 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 27, 2017 Filed May 1, 2018 17:11 UTC CAS MEDICAL SYSTEMS INC CASM · Entity 158232 PurchaseCommon Stock 2,010 $1.50 $3,006.56
Disclosure

SEC source: 0001209191-18-027151 · doc4.xml · nonDerivative · entry 27

Acuta Capital Fund, LP · CIK 0001601391 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,872,812

F24 · price: The shares were purchased in multiple transactions at prices ranging from $1.48 to $1.50 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

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February 24, 2017 Filed May 1, 2018 17:11 UTC CAS MEDICAL SYSTEMS INC CASM · Entity 158232 PurchaseCommon Stock 1,340 $1.49 $1,996.60
Disclosure

SEC source: 0001209191-18-027151 · doc4.xml · nonDerivative · entry 26

Acuta Capital Fund, LP · CIK 0001601391 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,870,802

Read SEC document
February 23, 2017 Filed May 1, 2018 17:11 UTC CAS MEDICAL SYSTEMS INC CASM · Entity 158232 PurchaseCommon Stock 2,680 $1.47 $3,926.20
Disclosure

SEC source: 0001209191-18-027151 · doc4.xml · nonDerivative · entry 25

Acuta Capital Fund, LP · CIK 0001601391 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,869,462

F23 · price: The shares were purchased in multiple transactions at prices ranging from $1.46 to $1.48 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

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February 22, 2017 Filed May 1, 2018 17:11 UTC CAS MEDICAL SYSTEMS INC CASM · Entity 158232 PurchaseCommon Stock 4,020 $1.49 $6,003.07
Disclosure

SEC source: 0001209191-18-027151 · doc4.xml · nonDerivative · entry 24

Acuta Capital Fund, LP · CIK 0001601391 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,866,782

F22 · price: The shares were purchased in multiple transactions at prices ranging from $1.48 to $1.50 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 21, 2017 Filed May 1, 2018 17:11 UTC CAS MEDICAL SYSTEMS INC CASM · Entity 158232 PurchaseCommon Stock 670 $1.50 $1,001.65
Disclosure

SEC source: 0001209191-18-027151 · doc4.xml · nonDerivative · entry 23

Acuta Capital Fund, LP · CIK 0001601391 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,862,762

F21 · price: The shares were purchased in multiple transactions at prices ranging from $1.49 to $1.50 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 15, 2017 Filed May 1, 2018 17:11 UTC CAS MEDICAL SYSTEMS INC CASM · Entity 158232 PurchaseCommon Stock 1,340 $1.51 $2,022.73
Disclosure

SEC source: 0001209191-18-027151 · doc4.xml · nonDerivative · entry 22

Acuta Capital Fund, LP · CIK 0001601391 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,862,092

F20 · price: The shares were purchased in multiple transactions at prices ranging from $1.50 to $1.52 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

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February 13, 2017 Filed May 1, 2018 17:11 UTC CAS MEDICAL SYSTEMS INC CASM · Entity 158232 PurchaseCommon Stock 670 $1.50 $1,005.00
Disclosure

SEC source: 0001209191-18-027151 · doc4.xml · nonDerivative · entry 21

Acuta Capital Fund, LP · CIK 0001601391 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,860,752

Read SEC document
February 10, 2017 Filed May 1, 2018 17:11 UTC CAS MEDICAL SYSTEMS INC CASM · Entity 158232 PurchaseCommon Stock 1,675 $1.50 $2,511.66
Disclosure

SEC source: 0001209191-18-027151 · doc4.xml · nonDerivative · entry 20

Acuta Capital Fund, LP · CIK 0001601391 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,860,082

F19 · price: The shares were purchased in multiple transactions at prices ranging from $1.49 to $1.50 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 08, 2017 Filed May 1, 2018 17:11 UTC CAS MEDICAL SYSTEMS INC CASM · Entity 158232 PurchaseCommon Stock 895 $1.53 $1,364.88
Disclosure

SEC source: 0001209191-18-027151 · doc4.xml · nonDerivative · entry 19

Acuta Capital Fund, LP · CIK 0001601391 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,858,407

F18 · price: The shares were purchased in multiple transactions at prices ranging from $1.52 to $1.54 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 07, 2017 Filed May 1, 2018 17:11 UTC CAS MEDICAL SYSTEMS INC CASM · Entity 158232 PurchaseCommon Stock 2,010 $1.51 $3,040.53
Disclosure

SEC source: 0001209191-18-027151 · doc4.xml · nonDerivative · entry 18

Acuta Capital Fund, LP · CIK 0001601391 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,857,512

F17 · price: The shares were purchased in multiple transactions at prices ranging from $1.50 to $1.52 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 06, 2017 Filed May 1, 2018 17:11 UTC CAS MEDICAL SYSTEMS INC CASM · Entity 158232 PurchaseCommon Stock 670 $1.53 $1,025.10
Disclosure

SEC source: 0001209191-18-027151 · doc4.xml · nonDerivative · entry 17

Acuta Capital Fund, LP · CIK 0001601391 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,855,502

Read SEC document
February 03, 2017 Filed May 1, 2018 17:11 UTC CAS MEDICAL SYSTEMS INC CASM · Entity 158232 PurchaseCommon Stock 15,798 $1.53 $24,188.32
Disclosure

SEC source: 0001209191-18-027151 · doc4.xml · nonDerivative · entry 16

Acuta Capital Fund, LP · CIK 0001601391 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,854,832

F16 · price: The shares were purchased in multiple transactions at prices ranging from $1.51 to $1.56 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 02, 2017 Filed May 1, 2018 17:11 UTC CAS MEDICAL SYSTEMS INC CASM · Entity 158232 PurchaseCommon Stock 1,876 $1.55 $2,909.11
Disclosure

SEC source: 0001209191-18-027151 · doc4.xml · nonDerivative · entry 15

Acuta Capital Fund, LP · CIK 0001601391 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,839,034

F15 · price: The shares were purchased in multiple transactions at prices ranging from $1.55 to $1.56 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
January 31, 2017 Filed May 1, 2018 17:11 UTC CAS MEDICAL SYSTEMS INC CASM · Entity 158232 PurchaseCommon Stock 1,452 $1.52 $2,212.99
Disclosure

SEC source: 0001209191-18-027151 · doc4.xml · nonDerivative · entry 14

Acuta Capital Fund, LP · CIK 0001601391 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,837,158

F14 · price: The shares were purchased in multiple transactions at prices ranging from $1.49 to $1.54 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
January 30, 2017 Filed May 1, 2018 17:11 UTC CAS MEDICAL SYSTEMS INC CASM · Entity 158232 PurchaseCommon Stock 2,706 $1.51 $4,098.51
Disclosure

SEC source: 0001209191-18-027151 · doc4.xml · nonDerivative · entry 13

Acuta Capital Fund, LP · CIK 0001601391 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,835,706

F13 · price: The shares were purchased in multiple transactions at prices ranging from $1.51 to $1.52 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
January 27, 2017 Filed May 1, 2018 17:11 UTC CAS MEDICAL SYSTEMS INC CASM · Entity 158232 PurchaseCommon Stock 2,640 $1.51 $3,992.74
Disclosure

SEC source: 0001209191-18-027151 · doc4.xml · nonDerivative · entry 12

Acuta Capital Fund, LP · CIK 0001601391 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,833,000

F12 · price: The shares were purchased in multiple transactions at prices ranging from $1.49 to $1.54 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
January 20, 2017 Filed May 1, 2018 17:11 UTC CAS MEDICAL SYSTEMS INC CASM · Entity 158232 PurchaseCommon Stock 5,676 $1.55 $8,782.47
Disclosure

SEC source: 0001209191-18-027151 · doc4.xml · nonDerivative · entry 11

Acuta Capital Fund, LP · CIK 0001601391 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,830,360

F11 · price: The shares were purchased in multiple transactions at prices ranging from $1.54 to $1.57 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
January 19, 2017 Filed May 1, 2018 17:11 UTC CAS MEDICAL SYSTEMS INC CASM · Entity 158232 PurchaseCommon Stock 38,940 $1.60 $62,296.21
Disclosure

SEC source: 0001209191-18-027151 · doc4.xml · nonDerivative · entry 10

Acuta Capital Fund, LP · CIK 0001601391 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,824,684

F10 · price: The shares were purchased in multiple transactions at prices ranging from $1.59 to $1.60 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

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January 18, 2017 Filed May 1, 2018 17:11 UTC CAS MEDICAL SYSTEMS INC CASM · Entity 158232 PurchaseCommon Stock 10,829 $1.69 $18,262.03
Disclosure

SEC source: 0001209191-18-027151 · doc4.xml · nonDerivative · entry 9

Acuta Capital Fund, LP · CIK 0001601391 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,785,744

F9 · price: The shares were purchased in multiple transactions at prices ranging from $1.65 to $1.73 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

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January 17, 2017 Filed May 1, 2018 17:11 UTC CAS MEDICAL SYSTEMS INC CASM · Entity 158232 PurchaseCommon Stock 1,015 $1.72 $1,744.38
Disclosure

SEC source: 0001209191-18-027151 · doc4.xml · nonDerivative · entry 8

Acuta Capital Fund, LP · CIK 0001601391 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,774,915

F8 · price: The shares were purchased in multiple transactions at prices ranging from $1.70 to $1.72 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
January 13, 2017 Filed May 1, 2018 17:11 UTC CAS MEDICAL SYSTEMS INC CASM · Entity 158232 PurchaseCommon Stock 3,170 $1.72 $5,436.55
Disclosure

SEC source: 0001209191-18-027151 · doc4.xml · nonDerivative · entry 7

Acuta Capital Fund, LP · CIK 0001601391 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,773,900

F7 · price: The shares were purchased in multiple transactions at prices ranging from $1.69 to $1.72 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
January 11, 2017 Filed May 1, 2018 17:11 UTC CAS MEDICAL SYSTEMS INC CASM · Entity 158232 PurchaseCommon Stock 8,118 $1.65 $13,417.43
Disclosure

SEC source: 0001209191-18-027151 · doc4.xml · nonDerivative · entry 6

Acuta Capital Fund, LP · CIK 0001601391 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,770,730

F6 · price: The shares were purchased in multiple transactions at prices ranging from $1.63 to $1.68 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
January 10, 2017 Filed May 1, 2018 17:11 UTC CAS MEDICAL SYSTEMS INC CASM · Entity 158232 PurchaseCommon Stock 3,360 $1.61 $5,426.06
Disclosure

SEC source: 0001209191-18-027151 · doc4.xml · nonDerivative · entry 5

Acuta Capital Fund, LP · CIK 0001601391 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,762,612

F5 · price: The shares were purchased in multiple transactions at prices ranging from $1.60 to $1.62 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

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January 09, 2017 Filed May 1, 2018 17:11 UTC CAS MEDICAL SYSTEMS INC CASM · Entity 158232 PurchaseCommon Stock 3,366 $1.63 $5,493.99
Disclosure

SEC source: 0001209191-18-027151 · doc4.xml · nonDerivative · entry 4

Acuta Capital Fund, LP · CIK 0001601391 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,759,252

F4 · price: The shares were purchased in multiple transactions at prices ranging from $1.63 to $1.64 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
January 06, 2017 Filed May 1, 2018 17:11 UTC CAS MEDICAL SYSTEMS INC CASM · Entity 158232 PurchaseCommon Stock 4,068 $1.62 $6,570.23
Disclosure

SEC source: 0001209191-18-027151 · doc4.xml · nonDerivative · entry 3

Acuta Capital Fund, LP · CIK 0001601391 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,755,886

F3 · price: The shares were purchased in multiple transactions at prices ranging from $1.605 to $1.63 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

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January 05, 2017 Filed May 1, 2018 17:11 UTC CAS MEDICAL SYSTEMS INC CASM · Entity 158232 PurchaseCommon Stock 411 $1.61 $660.93
Disclosure

SEC source: 0001209191-18-027151 · doc4.xml · nonDerivative · entry 2

Acuta Capital Fund, LP · CIK 0001601391 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,751,818

F2 · price: The shares were purchased in multiple transactions at prices ranging from $1.60 to $1.63 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
January 04, 2017 Filed May 1, 2018 17:11 UTC CAS MEDICAL SYSTEMS INC CASM · Entity 158232 PurchaseCommon Stock 858 $1.60 $1,368.51
Disclosure

SEC source: 0001209191-18-027151 · doc4.xml · nonDerivative · entry 1

Acuta Capital Fund, LP · CIK 0001601391 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,751,407

F1 · price: The shares were purchased in multiple transactions at prices ranging from $1.58 to $1.60 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.