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JENKINS JAMES R

Disclosed activity across 1 company

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16700
SEC CIK
0001196260

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
DEERE & CODE · Entity 106Senior Vice PresidentJanuary 29, 2013January 30, 2013

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

DEERE & CO

Report date January 29, 2013 · Filed January 30, 2013

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
$1 Par Common StockSEC Table I · non-derivativeDirect71,226 Reported balance After 2013-01-29 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2013-01-29 · Exercise / conversion · Acquired 2,000 · Balance 71,226

F1: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on March 1, 2012.

$1 Par Common StockSEC Table I · non-derivativeDirect69,226 Reported balance After 2013-01-29 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2013-01-29 · Sale · Disposed 2,000 · Balance 69,226

F1: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on March 1, 2012.

$1 Par Common StockSEC Table I · non-derivativeDirect76,226 Reported balance After 2013-01-29 transaction · row 3 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 3 · 2013-01-29 · Exercise / conversion · Acquired 7,000 · Balance 76,226

F1: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on March 1, 2012.

$1 Par Common StockSEC Table I · non-derivativeDirect69,226 Reported balance After 2013-01-29 transaction · row 4 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 4 · 2013-01-29 · Sale · Disposed 7,000 · Balance 69,226

F1: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on March 1, 2012.

$1 Par Common StockSEC Table I · non-derivativeDirect76,226 Reported balance After 2013-01-29 transaction · row 5 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 5 · 2013-01-29 · Exercise / conversion · Acquired 7,000 · Balance 76,226

F1: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on March 1, 2012.

$1 Par Common StockSEC Table I · non-derivativeDirect69,226 Reported balance After 2013-01-29 transaction · row 6 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 6 · 2013-01-29 · Sale · Disposed 7,000 · Balance 69,226

F1: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on March 1, 2012.

F2: Includes 62,227 restricted stock units subject to restrictions or limitations under the John Deere Omnibus Equity and Incentive Plan. Units include the ability to have shares withheld to satisfy income tax obligations. The reporting person also indirectly beneficially owns 42,000 common shares of the Issuer that are directly owned by a family trust.

Market Priced OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $80.61 · Expires 2020-12-08Direct16,090 Reported balance After 2013-01-29 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2013-01-29 · Exercise / conversion · Disposed 2,000 · Balance 16,090

F1: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on March 1, 2012.

F3: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F4: The options become exercisable in three approximately equal installments on December 8, 2011, December 8, 2012 and December 8, 2013.

Market Priced OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $52.25 · Expires 2019-12-09Direct46,219 Reported balance After 2013-01-29 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2013-01-29 · Exercise / conversion · Disposed 7,000 · Balance 46,219

F1: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on March 1, 2012.

F3: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F5: The options became exercisable in three approximately equal installments on December 9, 2010, December 9, 2011 and December 9, 2012.

Market Priced OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $39.67 · Expires 2018-12-17Direct12,242 Reported balance After 2013-01-29 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2013-01-29 · Exercise / conversion · Disposed 7,000 · Balance 12,242

F1: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on March 1, 2012.

F3: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F6: The options became exercisable in three approximately equal installments on December 17, 2009, December 17, 2010 and December 17, 2011.

Filing footnotes · ownership attribution and instrument terms

F1: Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on March 1, 2012.

F2: Includes 62,227 restricted stock units subject to restrictions or limitations under the John Deere Omnibus Equity and Incentive Plan. Units include the ability to have shares withheld to satisfy income tax obligations. The reporting person also indirectly beneficially owns 42,000 common shares of the Issuer that are directly owned by a family trust.

F3: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F4: The options become exercisable in three approximately equal installments on December 8, 2011, December 8, 2012 and December 8, 2013.

F5: The options became exercisable in three approximately equal installments on December 9, 2010, December 9, 2011 and December 9, 2012.

F6: The options became exercisable in three approximately equal installments on December 17, 2009, December 17, 2010 and December 17, 2011.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
July 20, 2005 Filed Jul 21, 2005 13:42 UTC DEERE & CO DE · Entity 106 Exercise / conversionMarket Priced Options · Derivative 2,811 $0.00 Strike: $45.80 $0.00
Disclosure

SEC source: 0000315189-05-000053 · primary_doc.xml · derivative · entry 3

JENKINS JAMES R · CIK 0001196260 · Senior V.P. & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,123

Underlying: Common Stock · 2,811 shares

Expires 2012-12-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: All options include the ability to withhold shares upon the exercise of the options to satisfy income tax obligations.

Read SEC document
July 20, 2005 Filed Jul 21, 2005 13:42 UTC DEERE & CO DE · Entity 106 Sale$1 Par Common Stock 2,811 $71.87 $202,026.57
Disclosure

SEC source: 0000315189-05-000053 · primary_doc.xml · nonDerivative · entry 2

JENKINS JAMES R · CIK 0001196260 · Senior V.P. & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,831

F1 · security: References to Deere & Company common stock include associated preferred stock rights.

F2 · security: Exercise of Rule 16b-3 stock options and related sale of shares pursuant to a Rule 10b5-1 stock option exercise plan executed on June 2, 2005.

F3 · balance_after: Includes 35,442 restricted stock units subject to restrictions or limitations under the John Deere Omnibus Equity and Incentive Plan. Shares are not held by reporting person during the period of limitation or restriction. Units include the ability to have shares withheld to satisfy income tax obligations.

Read SEC document
July 20, 2005 Filed Jul 21, 2005 13:42 UTC DEERE & CO DE · Entity 106 Exercise / conversion$1 Par Common Stock 2,811 $45.80 $128,743.80
Disclosure

SEC source: 0000315189-05-000053 · primary_doc.xml · nonDerivative · entry 1

JENKINS JAMES R · CIK 0001196260 · Senior V.P. & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,642

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: References to Deere & Company common stock include associated preferred stock rights.

F2 · security: Exercise of Rule 16b-3 stock options and related sale of shares pursuant to a Rule 10b5-1 stock option exercise plan executed on June 2, 2005.

F3 · balance_after: Includes 35,442 restricted stock units subject to restrictions or limitations under the John Deere Omnibus Equity and Incentive Plan. Shares are not held by reporting person during the period of limitation or restriction. Units include the ability to have shares withheld to satisfy income tax obligations.

Read SEC document
June 21, 2005 Filed Jun 21, 2005 16:11 UTC DEERE & CO DE · Entity 106 Exercise / conversionMarket Priced Options · Derivative 3,000 $0.00 Strike: $42.30 $0.00
Disclosure

SEC source: 0000315189-05-000035 · primary_doc.xml · derivative · entry 3

JENKINS JAMES R · CIK 0001196260 · Senior V.P. & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,000

Underlying: Common Stock · 3,000 shares

Expires 2011-12-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: All options include the ability to withhold shares upon the exercise of the options to satisfy income tax obligations.

Read SEC document
June 21, 2005 Filed Jun 21, 2005 16:11 UTC DEERE & CO DE · Entity 106 Sale$1 Par Common Stock 3,000 $69.37 $208,110.00
Disclosure

SEC source: 0000315189-05-000035 · primary_doc.xml · nonDerivative · entry 2

JENKINS JAMES R · CIK 0001196260 · Senior V.P. & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,831

F1 · security: References to Deere & Company common stock include associated preferred stock rights.

F2 · security: Exercise of Rule 16b-3 stock options and related sale of shares pursuant to a Rule 10b5-1 stock option exercise plan executed on June 2, 2005.

F3 · balance_after: Includes 35,442 restricted stock units subject to restrictions or limitations under the John Deere Omnibus Equity and Incentive Plan. Shares are not held by reporting person during the period of limitation or restriction. Units include the ability to have shares withheld to satisfy income tax obligations.

Read SEC document
June 21, 2005 Filed Jun 21, 2005 16:11 UTC DEERE & CO DE · Entity 106 Exercise / conversion$1 Par Common Stock 3,000 $42.30 $126,900.00
Disclosure

SEC source: 0000315189-05-000035 · primary_doc.xml · nonDerivative · entry 1

JENKINS JAMES R · CIK 0001196260 · Senior V.P. & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,831

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: References to Deere & Company common stock include associated preferred stock rights.

F2 · security: Exercise of Rule 16b-3 stock options and related sale of shares pursuant to a Rule 10b5-1 stock option exercise plan executed on June 2, 2005.

F3 · balance_after: Includes 35,442 restricted stock units subject to restrictions or limitations under the John Deere Omnibus Equity and Incentive Plan. Shares are not held by reporting person during the period of limitation or restriction. Units include the ability to have shares withheld to satisfy income tax obligations.

Read SEC document
June 13, 2005 Filed Jun 13, 2005 16:52 UTC DEERE & CO DE · Entity 106 Exercise / conversionMarket Priced Options · Derivative 2,512 $0.00 Strike: $42.30 $0.00
Disclosure

SEC source: 0000315189-05-000034 · primary_doc.xml · derivative · entry 3

JENKINS JAMES R · CIK 0001196260 · Senior V.P. & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common Stock · 2,512 shares

Expires 2011-12-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: All options include the ability to withhold shares upon the exercise of the options to satisfy income tax obligations.

Read SEC document
June 13, 2005 Filed Jun 13, 2005 16:52 UTC DEERE & CO DE · Entity 106 Sale$1 Par Common Stock 2,512 $67.37 $169,233.44
Disclosure

SEC source: 0000315189-05-000034 · primary_doc.xml · nonDerivative · entry 2

JENKINS JAMES R · CIK 0001196260 · Senior V.P. & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,831

F1 · security: References to Deere & Company common stock include associated preferred stock rights.

F2 · security: Exercise of Rule 16b-3 stock options and related sale of shares pursuant to a Rule 10b5-1 stock option exercise plan executed on June 2, 2005.

F3 · balance_after: Includes 35,442 restricted stock units subject to restrictions or limitations under the John Deere Omnibus Equity and Incentive Plan. Shares are not held by reporting person during the period of limitation or restriction. Units include the ability to have shares withheld to satisfy income tax obligations.

Read SEC document
June 13, 2005 Filed Jun 13, 2005 16:52 UTC DEERE & CO DE · Entity 106 Exercise / conversion$1 Par Common Stock 2,512 $42.30 $106,257.60
Disclosure

SEC source: 0000315189-05-000034 · primary_doc.xml · nonDerivative · entry 1

JENKINS JAMES R · CIK 0001196260 · Senior V.P. & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,343

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: References to Deere & Company common stock include associated preferred stock rights.

F2 · security: Exercise of Rule 16b-3 stock options and related sale of shares pursuant to a Rule 10b5-1 stock option exercise plan executed on June 2, 2005.

F3 · balance_after: Includes 35,442 restricted stock units subject to restrictions or limitations under the John Deere Omnibus Equity and Incentive Plan. Shares are not held by reporting person during the period of limitation or restriction. Units include the ability to have shares withheld to satisfy income tax obligations.

Read SEC document
December 20, 2004 Filed Dec 20, 2004 22:21 UTC DEERE & CO DE · Entity 106 Exercise / conversionMarket Priced Options · Derivative 2,655 $0.00 Strike: $45.80 $0.00
Disclosure

SEC source: 0000315189-04-000123 · primary_doc.xml · derivative · entry 3

JENKINS JAMES R · CIK 0001196260 · Senior V.P. & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,934

Underlying: Common Stock · 2,655 shares

Expires 2012-12-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: All options include the ability to withhold shares upon the exercise of the options to satisfy income tax obligations.

F5 · derivative.exercise_date: The options become exercisable in three installments on December 11, 2003, December 13, 2004, and December 12, 2005.

Read SEC document
December 20, 2004 Filed Dec 20, 2004 22:21 UTC DEERE & CO DE · Entity 106 Sale$1 Par Common Stock 2,655 $73.87 $196,124.85
Disclosure

SEC source: 0000315189-04-000123 · primary_doc.xml · nonDerivative · entry 2

JENKINS JAMES R · CIK 0001196260 · Senior V.P. & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,831

F1 · security: References to Deere & Company common stock include associated preferred stock rights.

F2 · security: Exercise of Rule 16b-3 stock options and related sale of shares pursuant to a Rule 10b5-1 stock option exercise plan executed on May 24, 2004.

F3 · balance_after: Includes 35,442 restricted stock units subject to restrictions or limitations under the John Deere Omnibus Equity and Incentive Plan. Shares are not held by reporting person during the period of limitation or restriction. Units include the ability to have shares withheld to satisfy income tax obligations.

Read SEC document
December 20, 2004 Filed Dec 20, 2004 22:21 UTC DEERE & CO DE · Entity 106 Exercise / conversion$1 Par Common Stock 2,655 $45.80 $121,599.00
Disclosure

SEC source: 0000315189-04-000123 · primary_doc.xml · nonDerivative · entry 1

JENKINS JAMES R · CIK 0001196260 · Senior V.P. & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,486

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: References to Deere & Company common stock include associated preferred stock rights.

F2 · security: Exercise of Rule 16b-3 stock options and related sale of shares pursuant to a Rule 10b5-1 stock option exercise plan executed on May 24, 2004.

F3 · balance_after: Includes 35,442 restricted stock units subject to restrictions or limitations under the John Deere Omnibus Equity and Incentive Plan. Shares are not held by reporting person during the period of limitation or restriction. Units include the ability to have shares withheld to satisfy income tax obligations.

Read SEC document
December 08, 2004 Filed Dec 9, 2004 21:50 UTC DEERE & CO DE · Entity 106 GrantMarket Priced Options · Derivative 36,775 $0.00 Strike: $69.37 $0.00
Disclosure

SEC source: 0000315189-04-000119 · primary_doc.xml · derivative · entry 2

JENKINS JAMES R · CIK 0001196260 · Senior V.P. & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,775

Underlying: Common Stock · 36,775 shares

Expires 2014-12-08

F4 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F5 · derivative.exercise_date: The options become exercisable in three installments on December 8, 2005, December 8, 2006, and December 10, 2007.

Read SEC document
December 08, 2004 Filed Dec 9, 2004 21:50 UTC DEERE & CO DE · Entity 106 Grant$1 Par Common Stock 14,710 $0.00 $0.00
Disclosure

SEC source: 0000315189-04-000119 · primary_doc.xml · nonDerivative · entry 1

JENKINS JAMES R · CIK 0001196260 · Senior V.P. & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,831

F1 · security: References to Deere & Company common stock include associated preferred stock rights.

F2 · shares: Grant of restricted stock units under the John Deere Omnibus Equity and Incentive Plan.

F3 · balance_after: Includes 35,442 restricted stock units subject to restrictions or limitations under the John Deere Omnibus Equity and Incentive Plan and 2,000 shares subject to limitations or restrictions under the John Deere Restricted Stock Plan. Shares are not held by reporting person during the period of limitation or restriction. Shares and units include the ability to have shares withheld to satisfy income tax obligations.

Read SEC document
June 07, 2004 Filed Jun 8, 2004 13:47 UTC DEERE & CO DE · Entity 106 Exercise / conversionMarket Priced Options · Derivative 2,655 $0.00 Strike: $45.80 $0.00
Disclosure

SEC source: 0000315189-04-000076 · primary_doc.xml · derivative · entry 3

JENKINS JAMES R · CIK 0001196260 · Senior V.P. & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,589

Underlying: Common Stock · 2,655 shares

Expires 2012-12-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: All options include the ability to withhold shares upon the exercise of the options to satisfy income tax obligations.

F5 · derivative.exercise_date: The options become exercisable in three installments on December 11, 2003, December 13, 2004 and December 12, 2005.

Read SEC document
June 07, 2004 Filed Jun 8, 2004 13:47 UTC DEERE & CO DE · Entity 106 Sale$1 Par Common Stock 2,655 $68.87 $182,849.85
Disclosure

SEC source: 0000315189-04-000076 · primary_doc.xml · nonDerivative · entry 2

JENKINS JAMES R · CIK 0001196260 · Senior V.P. & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,121

F1 · security: References to Deere & Company common stock includes associated preferred stock rights.

F2 · security: Exercise of Rule 16b-3 stock options and related sale of shares pursuant to a Rule 10b5-1 stock option exercise plan executed on May 24, 2004.

F3 · balance_after: Includes 20,732 restricted stock units subject to restrictions or limitations under the John Deere Omnibus Equity and Incentive Plan. Shares are not held by reporting person during the period of limitation or restriction. Units include the ability to have shares withheld to satisfy income tax obligations.

Read SEC document
June 07, 2004 Filed Jun 8, 2004 13:47 UTC DEERE & CO DE · Entity 106 Exercise / conversion$1 Par Common Stock 2,655 $45.80 $121,599.00
Disclosure

SEC source: 0000315189-04-000076 · primary_doc.xml · nonDerivative · entry 1

JENKINS JAMES R · CIK 0001196260 · Senior V.P. & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,776

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: References to Deere & Company common stock includes associated preferred stock rights.

F2 · security: Exercise of Rule 16b-3 stock options and related sale of shares pursuant to a Rule 10b5-1 stock option exercise plan executed on May 24, 2004.

F3 · balance_after: Includes 20,732 restricted stock units subject to restrictions or limitations under the John Deere Omnibus Equity and Incentive Plan. Shares are not held by reporting person during the period of limitation or restriction. Units include the ability to have shares withheld to satisfy income tax obligations.

Read SEC document
April 08, 2004 Filed Apr 12, 2004 16:38 UTC DEERE & CO DE · Entity 106 Sale$1 Par Common Stock 3,000 $73.50 $220,500.00
Disclosure

SEC source: 0000315189-04-000056 · primary_doc.xml · nonDerivative · entry 1

JENKINS JAMES R · CIK 0001196260 · Senior V.P. & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,121

F1 · security: References to Deere & Company common stock includes associated preferred stock rights.

F2 · security: Sale of shares pursuant to a Rule 10b5-1 sale plan executed on March 1, 2004.

F3 · balance_after: Includes 20,732 restricted stock units subject to restrictions or limitations under the John Deere Omnibus Equity and Incentive Plan. Shares are not held by reporting person during the period of limitation or restriction. Units include the ability to have shares withheld to satisfy income tax obligations.

Read SEC document
April 05, 2004 Filed Apr 5, 2004 18:43 UTC DEERE & CO DE · Entity 106 Exercise / conversionMarket Priced Options · Derivative 9,461 $0.00 Strike: $42.30 $0.00
Disclosure

SEC source: 0000315189-04-000054 · primary_doc.xml · derivative · entry 3

JENKINS JAMES R · CIK 0001196260 · Senior V.P. & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,512

Underlying: Common Stock · 9,461 shares

Expires 2011-12-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: All options include the ability to withhold shares upon the exercise of the options to satisfy income tax obligations.

F5 · derivative.exercise_date: The options became exercisable in three installments on December 12, 2002, December 12, 2003 and December 13, 2004.

Read SEC document
April 05, 2004 Filed Apr 5, 2004 18:43 UTC DEERE & CO DE · Entity 106 Sale$1 Par Common Stock 9,461 $70.37 $665,770.57
Disclosure

SEC source: 0000315189-04-000054 · primary_doc.xml · nonDerivative · entry 2

JENKINS JAMES R · CIK 0001196260 · Senior V.P. & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,121

F1 · security: References to Deere & Company common stock includes associated preferred stock rights.

F2 · security: Exercise of Rule 16b-3 stock options and related sale of shares pursuant to a Rule 10b5-1 stock option exercise plan executed on February 27, 2004.

F3 · balance_after: Includes 20,732 restricted stock units subject to restrictions or limitations under the John Deere Omnibus Equity and Incentive Plan. Shares are not held by reporting person during the period of limitation or restriction. Units include the ability to have shares withheld to satisfy income tax obligations.

Read SEC document
April 05, 2004 Filed Apr 5, 2004 18:43 UTC DEERE & CO DE · Entity 106 Exercise / conversion$1 Par Common Stock 9,461 $42.30 $400,200.30
Disclosure

SEC source: 0000315189-04-000054 · primary_doc.xml · nonDerivative · entry 1

JENKINS JAMES R · CIK 0001196260 · Senior V.P. & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,582

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: References to Deere & Company common stock includes associated preferred stock rights.

F2 · security: Exercise of Rule 16b-3 stock options and related sale of shares pursuant to a Rule 10b5-1 stock option exercise plan executed on February 27, 2004.

F3 · balance_after: Includes 20,732 restricted stock units subject to restrictions or limitations under the John Deere Omnibus Equity and Incentive Plan. Shares are not held by reporting person during the period of limitation or restriction. Units include the ability to have shares withheld to satisfy income tax obligations.

Read SEC document
March 29, 2004 Filed Mar 30, 2004 21:27 UTC DEERE & CO DE · Entity 106 Exercise / conversionMarket Priced Options · Derivative 10,000 $0.00 Strike: $42.30 $0.00
Disclosure

SEC source: 0000315189-04-000047 · primary_doc.xml · derivative · entry 3

JENKINS JAMES R · CIK 0001196260 · Senior V.P. & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,973

Underlying: Common Stock · 10,000 shares

Expires 2011-12-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: All options include the ability to withhold shares upon the exercise of the options to satisfy income tax obligations.

F5 · derivative.exercise_date: The options became exercisable in three installments on December 12, 2002, December 12, 2003 and December 13, 2004.

Read SEC document
March 29, 2004 Filed Mar 30, 2004 21:27 UTC DEERE & CO DE · Entity 106 Sale$1 Par Common Stock 10,000 $69.37 $693,700.00
Disclosure

SEC source: 0000315189-04-000047 · primary_doc.xml · nonDerivative · entry 2

JENKINS JAMES R · CIK 0001196260 · Senior V.P. & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,121

F1 · security: References to Deere & Company common stock includes associated preferred stock rights.

F2 · security: Exercise of Rule 16b-3 stock options and related sale of shares pursuant to a Rule 10b5-1 stock option exercise plan executed on February 27, 2004.

F3 · balance_after: Includes 20,732 restricted stock units subject to restrictions or limitations under the John Deere Omnibus Equity and Incentive Plan. Shares are not held by reporting person during the period of limitation or restriction. Units include the ability to have shares withheld to satisfy income tax obligations.

Read SEC document
March 29, 2004 Filed Mar 30, 2004 21:27 UTC DEERE & CO DE · Entity 106 Exercise / conversion$1 Par Common Stock 10,000 $42.30 $423,000.00
Disclosure

SEC source: 0000315189-04-000047 · primary_doc.xml · nonDerivative · entry 1

JENKINS JAMES R · CIK 0001196260 · Senior V.P. & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,121

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: References to Deere & Company common stock includes associated preferred stock rights.

F2 · security: Exercise of Rule 16b-3 stock options and related sale of shares pursuant to a Rule 10b5-1 stock option exercise plan executed on February 27, 2004.

F3 · balance_after: Includes 20,732 restricted stock units subject to restrictions or limitations under the John Deere Omnibus Equity and Incentive Plan. Shares are not held by reporting person during the period of limitation or restriction. Units include the ability to have shares withheld to satisfy income tax obligations.

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March 26, 2004 Filed Mar 26, 2004 17:40 UTC DEERE & CO DE · Entity 106 Exercise / conversionMarket Priced Options · Derivative 7,939 $0.00 Strike: $42.07 $0.00
Disclosure

SEC source: 0000315189-04-000045 · primary_doc.xml · derivative · entry 3

JENKINS JAMES R · CIK 0001196260 · Senior V.P. & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,939 shares

Expires 2010-12-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: All options include the ability to withhold shares upon the exercise of the options to satisfy income tax obligations.

F5 · derivative.exercise_date: The options became exercisable in three installments on December 13, 2001, December 13, 2002, and December 15, 2003.

Read SEC document
March 26, 2004 Filed Mar 26, 2004 17:40 UTC DEERE & CO DE · Entity 106 Sale$1 Par Common Stock 7,939 $67.14 $533,024.46
Disclosure

SEC source: 0000315189-04-000045 · primary_doc.xml · nonDerivative · entry 2

JENKINS JAMES R · CIK 0001196260 · Senior V.P. & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,121

F1 · security: References to Deere & Company common stock includes associated preferred stock rights.

F2 · security: Exercise of Rule 16b-3 stock options and related sale of shares pursuant to a Rule 10b5-1 stock option exercise plan executed on February 27, 2004.

F3 · balance_after: Includes 20,732 restricted stock units subject to restrictions or limitations under the John Deere Omnibus Equity and Incentive Plan. Shares are not held by reporting person during the period of limitation or restriction. Units include the ability to have shares withheld to satisfy income tax obligations.

Read SEC document
March 26, 2004 Filed Mar 26, 2004 17:40 UTC DEERE & CO DE · Entity 106 Exercise / conversion$1 Par Common Stock 7,939 $42.07 $333,993.73
Disclosure

SEC source: 0000315189-04-000045 · primary_doc.xml · nonDerivative · entry 1

JENKINS JAMES R · CIK 0001196260 · Senior V.P. & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,060

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: References to Deere & Company common stock includes associated preferred stock rights.

F2 · security: Exercise of Rule 16b-3 stock options and related sale of shares pursuant to a Rule 10b5-1 stock option exercise plan executed on February 27, 2004.

F3 · balance_after: Includes 20,732 restricted stock units subject to restrictions or limitations under the John Deere Omnibus Equity and Incentive Plan. Shares are not held by reporting person during the period of limitation or restriction. Units include the ability to have shares withheld to satisfy income tax obligations.

Read SEC document
March 26, 2004 Filed Mar 26, 2004 21:59 UTC DEERE & CO DE · Entity 106 Exercise / conversionMarket Priced Options · Derivative 10,000 $0.00 Strike: $42.30 $0.00
Disclosure

SEC source: 0000315189-04-000046 · primary_doc.xml · derivative · entry 3

JENKINS JAMES R · CIK 0001196260 · Senior V.P. & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,973

Underlying: Common Stock · 10,000 shares

Expires 2011-12-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: All options include the ability to withhold shares upon the exercise of the options to satisfy income tax obligations.

F5 · derivative.exercise_date: The options became exercisable in three installments on December 12, 2002, December 12, 2003 and December 13, 2004.

Read SEC document
March 26, 2004 Filed Mar 26, 2004 21:59 UTC DEERE & CO DE · Entity 106 Sale$1 Par Common Stock 10,000 $68.37 $683,700.00
Disclosure

SEC source: 0000315189-04-000046 · primary_doc.xml · nonDerivative · entry 2

JENKINS JAMES R · CIK 0001196260 · Senior V.P. & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,121

F1 · security: References to Deere & Company common stock includes associated preferred stock rights.

F2 · security: Exercise of Rule 16b-3 stock options and related sale of shares pursuant to a Rule 10b5-1 stock option exercise plan executed on February 27, 2004.

F3 · balance_after: Includes 20,732 restricted stock units subject to restrictions or limitations under the John Deere Omnibus Equity and Incentive Plan. Shares are not held by reporting person during the period of limitation or restriction. Units include the ability to have shares withheld to satisfy income tax obligations.

Read SEC document
March 26, 2004 Filed Mar 26, 2004 21:59 UTC DEERE & CO DE · Entity 106 Exercise / conversion$1 Par Common Stock 10,000 $42.30 $423,000.00
Disclosure

SEC source: 0000315189-04-000046 · primary_doc.xml · nonDerivative · entry 1

JENKINS JAMES R · CIK 0001196260 · Senior V.P. & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,121

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: References to Deere & Company common stock includes associated preferred stock rights.

F2 · security: Exercise of Rule 16b-3 stock options and related sale of shares pursuant to a Rule 10b5-1 stock option exercise plan executed on February 27, 2004.

F3 · balance_after: Includes 20,732 restricted stock units subject to restrictions or limitations under the John Deere Omnibus Equity and Incentive Plan. Shares are not held by reporting person during the period of limitation or restriction. Units include the ability to have shares withheld to satisfy income tax obligations.

Read SEC document
March 15, 2004 Filed Mar 17, 2004 15:24 UTC DEERE & CO DE · Entity 106 Tax withholding$1 Par Common Stock 609 $64.06 $39,012.54
Disclosure

SEC source: 0000315189-04-000044 · primary_doc.xml · nonDerivative · entry 1

JENKINS JAMES R · CIK 0001196260 · Senior V.P. & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,121

F1 · security: References to Deere & Company common stock includes associated preferred stock rights.

F2 · security: Withholding of shares to satisfy tax obligations upon vesting of restricted stock under the John Deere Restricted Stock Plan.

F3 · balance_after: Includes 20,732 restricted stock units subject to restrictions or limitations under the John Deere Omnibus Equity and Incentive Plan. Shares are not held by reporting person during the period of limitation or restriction. Units include the ability to have shares withheld to satisfy income tax obligations.

Read SEC document
March 01, 2004 Filed Mar 2, 2004 16:44 UTC DEERE & CO DE · Entity 106 Exercise / conversionMarket Priced Options · Derivative 12,000 $0.00 Strike: $42.07 $0.00
Disclosure

SEC source: 0000315189-04-000024 · primary_doc.xml · derivative · entry 3

JENKINS JAMES R · CIK 0001196260 · Senior V.P. & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,939

Underlying: Common Stock · 12,000 shares

Expires 2010-12-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: All options include the ability to withhold shares upon the exercise of the options to satisfy income tax obligations.

F5 · derivative.exercise_date: The options become exercisable in three installments on December 13, 2001, December 13, 2002, and December 15, 2003.

Read SEC document
March 01, 2004 Filed Mar 2, 2004 16:44 UTC DEERE & CO DE · Entity 106 Sale$1 Par Common Stock 12,000 $65.64 $787,680.00
Disclosure

SEC source: 0000315189-04-000024 · primary_doc.xml · nonDerivative · entry 2

JENKINS JAMES R · CIK 0001196260 · Senior V.P. & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,730

F1 · security: References to Deere & Company common stock includes associated preferred stock rights.

F2 · security: Exercise of Rule 16b-3 stock options and related sale of shares pursuant to a Rule 10b5-1 stock option exercise plan.

F3 · balance_after: Includes 20,732 restricted stock units subject to restrictions or limitations under the John Deere Omnibus Equity and Incentive Plan and 2,000 shares subject to limitations or restrictions under the John Deere Restricted Stock Plan. Shares are not held by reporting person during the period of limitation or restriction. Shares and units include the ability to have shares withheld to satisfy income tax obligations.

Read SEC document
March 01, 2004 Filed Mar 2, 2004 16:44 UTC DEERE & CO DE · Entity 106 Exercise / conversion$1 Par Common Stock 12,000 $42.07 $504,840.00
Disclosure

SEC source: 0000315189-04-000024 · primary_doc.xml · nonDerivative · entry 1

JENKINS JAMES R · CIK 0001196260 · Senior V.P. & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,730

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: References to Deere & Company common stock includes associated preferred stock rights.

F2 · security: Exercise of Rule 16b-3 stock options and related sale of shares pursuant to a Rule 10b5-1 stock option exercise plan.

F3 · balance_after: Includes 20,732 restricted stock units subject to restrictions or limitations under the John Deere Omnibus Equity and Incentive Plan and 2,000 shares subject to limitations or restrictions under the John Deere Restricted Stock Plan. Shares are not held by reporting person during the period of limitation or restriction. Shares and units include the ability to have shares withheld to satisfy income tax obligations.

Read SEC document
December 10, 2003 Filed Dec 12, 2003 16:21 UTC DEERE & CO DE · Entity 106 GrantMarket Priced Options · Derivative 31,000 $0.00 Strike: $61.64 $0.00
Disclosure

SEC source: 0001196260-03-000002 · primary_doc.xml · derivative · entry 2

JENKINS JAMES R · CIK 0001196260 · Senior V.P. & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,000

Underlying: Common Stock · 31,000 shares

Expires 2013-12-10

F4 · security: All options include the ability to withhold shares upon the exercise of the options to satisfy income tax obligations

F5 · derivative.exercise_date: The options become exercisable in three installments on December 10, 2004, December 12, 2005, and December 11, 2006.

Read SEC document
December 10, 2003 Filed Dec 12, 2003 16:21 UTC DEERE & CO DE · Entity 106 Grant$1 Par Common Stock 12,400 $0.00 $0.00
Disclosure

SEC source: 0001196260-03-000002 · primary_doc.xml · nonDerivative · entry 1

JENKINS JAMES R · CIK 0001196260 · Senior V.P. & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,730

F1 · security: References to Deere & Company common stock includes associated preferred stock rights.

F2 · shares: Grant of restricted stock units under the John Deere Omnibus Equity and Incentive Plan.

F3 · balance_after: Includes 20,732 restricted stock units subject to restrictions or limitations under the John Deere Omnibus Equity and Incentive Plan and 2,000 shares subject to limitations or restrictions under the John Deere Restricted Stock Plan. Shares are not held by reporting person during the period of limitation or restriction. Shares and units include the ability to have shares withheld to satisfy income tax obligations.

Read SEC document
December 05, 2003 Filed Dec 5, 2003 20:50 UTC DEERE & CO DE · Entity 106 Exercise / conversionMarket-Priced Options · Derivative 38,000 $0.00 Strike: $42.07 $0.00
Disclosure

SEC source: 0001196260-03-000001 · primary_doc.xml · derivative · entry 3

JENKINS JAMES R · CIK 0001196260 · Sr. VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,939

Underlying: Common Stock · 38,000 shares

Expires 2010-12-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F6 · derivative.exercise_date: The options became exercisable in three installments on December 13, 2001, December 13, 2002, and December 15, 2003.

F1 · derivative.underlying: References to Deere & Company common stock refer to $1 par common stock with ISIN US2441991054 and include associated preferred stock rights.

Read SEC document
December 05, 2003 Filed Dec 5, 2003 20:50 UTC DEERE & CO DE · Entity 106 Sale$1 Par Common Stock (WKN 850866) 38,000 $61.50 $2,337,000.00
Disclosure

SEC source: 0001196260-03-000001 · primary_doc.xml · nonDerivative · entry 2

JENKINS JAMES R · CIK 0001196260 · Sr. VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,330

F1 · security: References to Deere & Company common stock refer to $1 par common stock with ISIN US2441991054 and include associated preferred stock rights.

F2 · kind: Exercise of stock options and corresponding sale of shares upon same day sale.

F4 · balance_after: Includes 8,332 restricted stock units subject to restrictions or limitations under the John Deere Omnibus Equity and Incentive Plan and 2,000 shares subject to limitations or restrictions under the John Deere Restricted Stock Plan. Shares are not held by reporting person during the period of limitation or restriction. Shares and units include the ability to have shares withheld to satisfy income tax obligations.

Read SEC document
December 05, 2003 Filed Dec 5, 2003 20:50 UTC DEERE & CO DE · Entity 106 Exercise / conversion$1 Par Common Stock (WKN 850866) 38,000 $42.07 $1,598,660.00
Disclosure

SEC source: 0001196260-03-000001 · primary_doc.xml · nonDerivative · entry 1

JENKINS JAMES R · CIK 0001196260 · Sr. VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,330

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: References to Deere & Company common stock refer to $1 par common stock with ISIN US2441991054 and include associated preferred stock rights.

F2 · kind: Exercise of stock options and corresponding sale of shares upon same day sale.

F3 · price: All dollar amounts are U.S. dollars.

F4 · balance_after: Includes 8,332 restricted stock units subject to restrictions or limitations under the John Deere Omnibus Equity and Incentive Plan and 2,000 shares subject to limitations or restrictions under the John Deere Restricted Stock Plan. Shares are not held by reporting person during the period of limitation or restriction. Shares and units include the ability to have shares withheld to satisfy income tax obligations.

Read SEC document
August 22, 2003 Filed Aug 25, 2003 15:09 UTC DEERE & CO DE · Entity 106 Exercise / conversionMarket-Priced Options · Derivative 69,642 $0.00 Strike: $35.00 $0.00
Disclosure

SEC source: 0000315189-03-000099 · primary_doc.xml · derivative · entry 3

JENKINS JAMES R · CIK 0001196260 · Sr. V.P. & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 69,642 shares

Expires 2010-03-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

F5 · derivative.exercise_date: The options became exercisable in three installments on March 13, 2001, March 13, 2002, and March 13, 2003.

F1 · derivative.underlying: References to Deere & Company common stock refer to $1 par common stock with ISIN US2441991054 and include associated preferred stock rights.

Read SEC document
August 22, 2003 Filed Aug 25, 2003 15:09 UTC DEERE & CO DE · Entity 106 Sale$1 Par Common Stock (WKN 850866) 56,642 $57.14 $3,236,784.43
Disclosure

SEC source: 0000315189-03-000099 · primary_doc.xml · nonDerivative · entry 2

JENKINS JAMES R · CIK 0001196260 · Sr. V.P. & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,330

F1 · security: References to Deere & Company common stock refer to $1 par common stock with ISIN US2441991054 and include associated preferred stock rights.

F2 · kind: Exercise of stock options and corresponding sale of shares to satisfy the exercise price and tax withholding.

F3 · balance_after: Includes 8,332 restricted stock units subject to restrictions or limitations under the John Deere Omnibus Equity and Incentive Plan and 2,000 shares subject to limitations or restrictions under the John Deere Restricted Stock Plan. Shares are not held by reporting person during the period of limitation or restriction. Shares and units include the ability to have shares withheld to satisfy income tax obligations.

Read SEC document
August 22, 2003 Filed Aug 25, 2003 15:09 UTC DEERE & CO DE · Entity 106 Exercise / conversion$1 Par Common Stock (WKN 850866) 69,642 $35.00 $2,437,470.00
Disclosure

SEC source: 0000315189-03-000099 · primary_doc.xml · nonDerivative · entry 1

JENKINS JAMES R · CIK 0001196260 · Sr. V.P. & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,972

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: References to Deere & Company common stock refer to $1 par common stock with ISIN US2441991054 and include associated preferred stock rights.

F2 · kind: Exercise of stock options and corresponding sale of shares to satisfy the exercise price and tax withholding.

F3 · balance_after: Includes 8,332 restricted stock units subject to restrictions or limitations under the John Deere Omnibus Equity and Incentive Plan and 2,000 shares subject to limitations or restrictions under the John Deere Restricted Stock Plan. Shares are not held by reporting person during the period of limitation or restriction. Shares and units include the ability to have shares withheld to satisfy income tax obligations.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.