Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| COMCAST CORPCMCSA · Entity 1651 | Director · Co-CEO | September 01, 2026 | September 03, 2026 |
| Versant Media Group, Inc.VSNT · Entity 3834 | President | December 06, 2025 | December 08, 2025 |
| YUM BRANDS INCYUM · Entity 3067 | Director | May 29, 2020 | June 05, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
COMCAST CORP
Report date September 01, 2026 · Filed September 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom StockSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-09-01 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-09-01 · Other · Disposed 392,769.065 · Balance 0 F1: Each share of phantom stock represents the economic equivalent to one share of Class A common stock. Phantom shares have been deferred under our deferred compensation plans, may be transferred into alternative investments under the terms of our deferred compensation plans and settle in cash. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-09-01 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-09-01 · Other · Disposed 565,642 · Balance 0 F2: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. F3: The reporting person had previously elected to defer receipt of shares and to notionally reinvest the deferred compensation in another investment plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Each share of phantom stock represents the economic equivalent to one share of Class A common stock. Phantom shares have been deferred under our deferred compensation plans, may be transferred into alternative investments under the terms of our deferred compensation plans and settle in cash.
F2: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.
F3: The reporting person had previously elected to defer receipt of shares and to notionally reinvest the deferred compensation in another investment plan.
Versant Media Group, Inc.
Report date December 06, 2025 · Filed December 08, 2025
This filing explicitly reported no securities owned.
YUM BRANDS INC
Report date May 29, 2020 · Filed June 05, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 9,000 |
Reported balance
After 2020-05-29 transaction · row 1
1 source rowRow 1 · 2020-05-29 · Gift · Disposed 1,000 · Balance 9,000 |
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
JPMORGAN CHASE & CO
Report date March 24, 2014 · Filed March 26, 2014
Section 16 reporting ended · disclosed 2014-03-26. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 17, 2018 Filed Apr 19, 2018 20:12 UTC | COMCAST CORP CMCSA · Entity 1651 | Tax withholdingClass A Common Stock | 8,871 | $33.27 | $295,138.17 |
DisclosureSEC source: 0001225208-18-007880 · doc4.xml · nonDerivative · entry 2 Cavanagh Michael J · CIK 0001304481 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,687 Read SEC document |
| April 17, 2018 Filed Apr 19, 2018 20:12 UTC | COMCAST CORP CMCSA · Entity 1651 | Exercise / conversionClass A Common Stock | 18,342 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-007880 · doc4.xml · nonDerivative · entry 1 Cavanagh Michael J · CIK 0001304481 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,558 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 16, 2018 Filed Mar 20, 2018 20:12 UTC | COMCAST CORP CMCSA · Entity 1651 | Exercise / conversionRestricted Stock Units · Derivative | 81,500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-006492 · doc4.xml · derivative · entry 4 Cavanagh Michael J · CIK 0001304481 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 283,522 Underlying: Class A Common Stock · 81,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contigent right to receive one share of Class A Common Stock. F3 · derivative.exercise_date: These restricted stock units vest on the transaction date. F3 · derivative.expiration_date: These restricted stock units vest on the transaction date. Read SEC document |
| March 16, 2018 Filed Mar 20, 2018 20:12 UTC | COMCAST CORP CMCSA · Entity 1651 | GrantOption to Purchase · Derivative | 559,700 | $0.00 Strike: $35.83 | $0.00 |
DisclosureSEC source: 0001225208-18-006492 · doc4.xml · derivative · entry 3 Cavanagh Michael J · CIK 0001304481 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 559,700 Underlying: Class A Common Stock · 559,700 shares Expires 2028-03-15 F1 · derivative.exercise_date: The options were granted on March 16, 2018 and become exercisable as follows: 30% become exercisable on the 2nd anniversary of the date of grant, an additional 15% on each of the 3rd, 4th and 5th anniversaries of the date of grant; and an additional 5% on each of the 6th, 7th, 8th, 9th and 9.5th anniversaries of the date of grant. Read SEC document |
| March 16, 2018 Filed Mar 20, 2018 20:12 UTC | COMCAST CORP CMCSA · Entity 1651 | Tax withholdingClass A Common Stock | 39,417 | $35.83 | $1,412,311.11 |
DisclosureSEC source: 0001225208-18-006492 · doc4.xml · nonDerivative · entry 2 Cavanagh Michael J · CIK 0001304481 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,216 Read SEC document |
| March 16, 2018 Filed Mar 20, 2018 20:12 UTC | COMCAST CORP CMCSA · Entity 1651 | Exercise / conversionClass A Common Stock | 81,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-006492 · doc4.xml · nonDerivative · entry 1 Cavanagh Michael J · CIK 0001304481 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,633 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 16:32 UTC | COMCAST CORP CMCSA · Entity 1651 | GrantRestricted Stock Units · Derivative | 122,282 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-003664 · doc4.xml · derivative · entry 1 Cavanagh Michael J · CIK 0001304481 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,282 Underlying: Class A Common Stock · 122,282 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contigent right to receive one share of Class A Common Stock. F2 · derivative.exercise_date: The restricted stock units were granted subject to satisfaction of a performance condition. Based on achievement of the performance condition, the restricted stock units vest in installments of 15%, 15%, 15%, 15% and 40% on the 13th-month, 2nd, 3rd, 4th and 5th anniversaries of the date of the grant (March 17, 2017), respectively. F2 · derivative.expiration_date: The restricted stock units were granted subject to satisfaction of a performance condition. Based on achievement of the performance condition, the restricted stock units vest in installments of 15%, 15%, 15%, 15% and 40% on the 13th-month, 2nd, 3rd, 4th and 5th anniversaries of the date of the grant (March 17, 2017), respectively. Read SEC document |
| February 12, 2018 Filed Feb 14, 2018 18:50 UTC | YUM BRANDS INC YUM · Entity 3067 | GrantPhantom Stock · Derivative | 3,074.1642 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-005977 · form4.xml · derivative · entry 1 Cavanagh Michael J · CIK 0001304481 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,074.1642 Underlying: Common Stock · 3,074.1642 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: Payments are made in accordance with elections on file. F3 · derivative.expiration_date: Phantom units accrued under the YUM! Brands, Inc. Director Deferred Compensation Plan do not have expiration dates. Read SEC document |
| November 15, 2017 Filed Nov 17, 2017 21:34 UTC | COMCAST CORP CMCSA · Entity 1651 | OtherRestricted Stock Units · Derivative | 29,426 | $37.18 Strike: $0.00 | $1,094,058.68 |
DisclosureSEC source: 0001225208-17-017466 · doc4.xml · derivative · entry 1 Cavanagh Michael J · CIK 0001304481 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 365,022 Underlying: Class A Common Stock · 29,426 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contigent right to receive one share of Class A Common Stock. F2 · kind: The reporting person had previously elected to defer receipt of shares and to notionally reinvest the deferred compensation in another investment plan at the end of the original deferral period. F3 · derivative.exercise_date: These restricted stock units vest on the transaction date. F3 · derivative.expiration_date: These restricted stock units vest on the transaction date. Read SEC document |
| May 15, 2017 Filed May 16, 2017 19:19 UTC | COMCAST CORP CMCSA · Entity 1651 | Exercise / conversionRestricted Stock Units · Derivative | 21,192 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-009901 · doc4.xml · derivative · entry 3 Cavanagh Michael J · CIK 0001304481 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 394,448 Underlying: Class A Common Stock · 21,192 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contigent right to receive one share of Class A Common Stock. F2 · derivative.exercise_date: These restricted stock units vest on the transaction date. F2 · derivative.expiration_date: These restricted stock units vest on the transaction date. Read SEC document |
| May 15, 2017 Filed May 16, 2017 19:19 UTC | COMCAST CORP CMCSA · Entity 1651 | Tax withholdingClass A Common Stock | 10,805 | $38.97 | $421,070.85 |
DisclosureSEC source: 0001225208-17-009901 · doc4.xml · nonDerivative · entry 2 Cavanagh Michael J · CIK 0001304481 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,133 Read SEC document |
| May 15, 2017 Filed May 16, 2017 19:19 UTC | COMCAST CORP CMCSA · Entity 1651 | Exercise / conversionClass A Common Stock | 21,192 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-009901 · doc4.xml · nonDerivative · entry 1 Cavanagh Michael J · CIK 0001304481 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,938 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 18, 2017 Filed Apr 20, 2017 20:13 UTC | COMCAST CORP CMCSA · Entity 1651 | Exercise / conversionRestricted Stock Units · Derivative | 81,500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-008205 · doc4.xml · derivative · entry 3 Cavanagh Michael J · CIK 0001304481 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 415,640 Underlying: Class A Common Stock · 81,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contigent right to receive one share of Class A Common Stock. F2 · derivative.exercise_date: These restricted stock units vest on the transaction date. F2 · derivative.expiration_date: These restricted stock units vest on the transaction date. Read SEC document |
| April 18, 2017 Filed Apr 20, 2017 20:13 UTC | COMCAST CORP CMCSA · Entity 1651 | Tax withholdingClass A Common Stock | 38,932 | $37.59 | $1,463,453.88 |
DisclosureSEC source: 0001225208-17-008205 · doc4.xml · nonDerivative · entry 2 Cavanagh Michael J · CIK 0001304481 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,746 Read SEC document |
| April 18, 2017 Filed Apr 20, 2017 20:13 UTC | COMCAST CORP CMCSA · Entity 1651 | Exercise / conversionClass A Common Stock | 81,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-008205 · doc4.xml · nonDerivative · entry 1 Cavanagh Michael J · CIK 0001304481 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,678 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 17, 2017 Filed Mar 21, 2017 20:30 UTC | COMCAST CORP CMCSA · Entity 1651 | GrantOption to Purchase · Derivative | 574,700 | $0.00 Strike: $37.46 | $0.00 |
DisclosureSEC source: 0001225208-17-006656 · doc4.xml · derivative · entry 1 Cavanagh Michael J · CIK 0001304481 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 574,700 Underlying: Class A Common Stock · 574,700 shares Expires 2027-03-16 F1 · derivative.exercise_date: The options were granted on March 17, 2017 and become exercisable as follows: 30% becomes exercisable on the 2nd anniversary of the date of grant; an additional 15% on each of the 3rd, 4th and 5th anniversaries of the date of grant; and an additional 5% on each of the 6th, 7th, 8th, 9th and 9.5th anniversaries of the date of grant. Read SEC document |
| February 10, 2017 Filed Feb 13, 2017 18:33 UTC | YUM BRANDS INC YUM · Entity 3067 | GrantPhantom Stock · Derivative | 3,529.4118 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-005276 · form4.xml · derivative · entry 1 Cavanagh Michael J · CIK 0001304481 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,529.4118 Underlying: Common Stock · 3,529.4118 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: Payments are made in accordance with elections on file. F3 · derivative.expiration_date: Phantom units accrued under the YUM! Brands, Inc. Director Deferred Compensation Plan do not have expiration dates. Read SEC document |
| December 15, 2016 Filed Dec 19, 2016 21:04 UTC | COMCAST CORP CMCSA · Entity 1651 | OtherRestricted Stock Units · Derivative | 191,267 | $69.88 Strike: $0.00 | $13,365,737.96 |
DisclosureSEC source: 0001225208-16-043508 · doc4.xml · derivative · entry 1 Cavanagh Michael J · CIK 0001304481 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 248,570 Underlying: Class A Common Stock · 191,267 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contigent right to receive one share of Class A Common Stock. F2 · kind: The reporting person had previously elected to defer receipt of shares and to notionally reinvest the deferred compensation in another investment plan at the end of the original deferral period. F3 · derivative.exercise_date: These restricted stock units vest on the transaction date. F3 · derivative.expiration_date: These restricted stock units vest on the transaction date. Read SEC document |
| January 22, 2014 Filed Jan 24, 2014 16:58 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantRestricted Stock Units · Derivative | 168,467 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-14-002234 · doc4.xml · derivative · entry 1 Cavanagh Michael J · CIK 0001304481 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,467 Underlying: Common Stock · 168,467 shares Expires 2017-01-13 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F2 · kind: Equity incentives are subject to the JPMorgan Chase Bonus Recoupment Policy which applies in the event of a material restatement of the Firm's financials. In addition, all equity awards (restricted stock units) granted in 2014 contain recapture provisions that enable the Firm to cancel an unvested or unexercisable award and/or recover the value of certain stock distributed under the award in specified circumstances.In addition to recapture provisions, portions of RSUs awarded to Operating Committee members are also subject to certain additional provisions under which awards may be cancelled, any determination with respect to which is subject to ratification by the Compensation and Management Development Committee of the Board of Directors (Committee). In the case of an award to the CEO, all such determinations shall be made by the Committee. F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2016 and 50% on January 13, 2017. Read SEC document |
| January 13, 2014 Filed Jan 15, 2014 21:20 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionRestricted Stock Units · Derivative | 61,086 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-14-001803 · doc4.xml · derivative · entry 5 Cavanagh Michael J · CIK 0001304481 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,088 Underlying: Common Stock · 61,086 shares Expires 2015-01-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2014 and 50% on January 13, 2015. Read SEC document |
| January 13, 2014 Filed Jan 15, 2014 21:20 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionRestricted Stock Units · Derivative | 57,582 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-14-001803 · doc4.xml · derivative · entry 4 Cavanagh Michael J · CIK 0001304481 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 57,582 shares Expires 2014-01-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F2 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2013 and 50% on January 13, 2014. Read SEC document |
| January 13, 2014 Filed Jan 15, 2014 21:20 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 58,753 | $58.10 | $3,413,549.30 |
DisclosureSEC source: 0001225208-14-001803 · doc4.xml · nonDerivative · entry 3 Cavanagh Michael J · CIK 0001304481 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 302,686 Read SEC document |
| January 13, 2014 Filed Jan 15, 2014 21:20 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 57,582 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-14-001803 · doc4.xml · nonDerivative · entry 2 Cavanagh Michael J · CIK 0001304481 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 361,439 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. Read SEC document |
| January 13, 2014 Filed Jan 15, 2014 21:20 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 61,086 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-14-001803 · doc4.xml · nonDerivative · entry 1 Cavanagh Michael J · CIK 0001304481 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 303,857 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. Read SEC document |
| November 18, 2013 Filed Nov 18, 2013 22:19 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | SaleCommon Stock | 22,500 | $55.33 | $1,245,010.50 |
DisclosureSEC source: 0001225208-13-023813 · doc4.xml · nonDerivative · entry 1 Cavanagh Michael J · CIK 0001304481 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 242,771 F1 · kind: Shares sold pursuant to Rule 10b5-1 Plan dated August 13, 2013. Read SEC document |
| October 14, 2013 Filed Oct 15, 2013 15:15 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | SaleCommon Stock | 22,500 | $51.93 | $1,168,395.75 |
DisclosureSEC source: 0001225208-13-021847 · doc4.xml · nonDerivative · entry 1 Cavanagh Michael J · CIK 0001304481 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 265,271 F1 · kind: Shares sold pursuant to Rule 10b5-1 Plan dated August 13, 2013. Read SEC document |
| August 08, 2013 Filed Aug 9, 2013 20:02 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionStock Appreciation Rights · Derivative | 80,000 | $0.00 Strike: $19.49 | $0.00 |
DisclosureSEC source: 0001225208-13-017582 · doc4.xml · derivative · entry 3 Cavanagh Michael J · CIK 0001304481 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,000 Underlying: Common Stock · 80,000 shares Expires 2019-01-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Stock Appreciation Rights, which have a ten-year term, become exercisable in five equal annual installments beginning January 20, 2010. Shares resulting from exercise must be held at least 5 years from the grant date. Read SEC document |
| August 08, 2013 Filed Aug 9, 2013 20:02 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 55,004 | $54.93 | $3,021,232.21 |
DisclosureSEC source: 0001225208-13-017582 · doc4.xml · nonDerivative · entry 2 Cavanagh Michael J · CIK 0001304481 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 287,771 Read SEC document |
| August 08, 2013 Filed Aug 9, 2013 20:02 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 80,000 | $19.49 | $1,559,200.00 |
DisclosureSEC source: 0001225208-13-017582 · doc4.xml · nonDerivative · entry 1 Cavanagh Michael J · CIK 0001304481 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 342,775 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 15, 2013 Filed Jul 17, 2013 20:14 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | SaleCommon Stock | 20,000 | $54.65 | $1,092,982.00 |
DisclosureSEC source: 0001225208-13-016312 · doc4.xml · nonDerivative · entry 1 Cavanagh Michael J · CIK 0001304481 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 262,775 Read SEC document |
| May 09, 2013 Filed May 10, 2013 20:05 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GiftCommon Stock | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-011966 · doc4.xml · nonDerivative · entry 1 Cavanagh Michael J · CIK 0001304481 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 282,775 Read SEC document |
| January 17, 2013 Filed Jan 19, 2013 00:03 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantStock Appreciation Rights · Derivative | 104,603 | $0.00 Strike: $46.58 | $0.00 |
DisclosureSEC source: 0001225208-13-001714 · doc4.xml · derivative · entry 2 Cavanagh Michael J · CIK 0001304481 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,603 Underlying: Common Stock · 104,603 shares Expires 2023-01-17 F4 · kind: See Exhibit 99.2 for description of the Firm's bonus recovery policies applicable to these awards. F5 · derivative.exercise_date: Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 17, 2014. Shares resulting from exercise must be held at least five years from the grant date. Read SEC document |
| January 17, 2013 Filed Jan 19, 2013 00:03 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantRestricted Stock Units · Derivative | 170,675 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-001714 · doc4.xml · derivative · entry 1 Cavanagh Michael J · CIK 0001304481 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,675 Underlying: Common Stock · 170,675 shares Expires 2016-01-13 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F2 · kind: See Exhibit 99.1 for description of the Firm's bonus recovery policies applicable to these awards. F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2015 and 50% on January 13, 2016. Read SEC document |
| January 13, 2013 Filed Jan 16, 2013 23:43 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionRestricted Stock Units · Derivative | 57,582 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-001594 · doc4.xml · derivative · entry 5 Cavanagh Michael J · CIK 0001304481 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,582 Underlying: Common Stock · 57,582 shares Expires 2014-01-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2013 and 50% on January 13, 2014. Read SEC document |
| January 13, 2013 Filed Jan 16, 2013 23:43 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionRestricted Stock Units · Derivative | 40,292 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-001594 · doc4.xml · derivative · entry 4 Cavanagh Michael J · CIK 0001304481 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 40,292 shares Expires 2013-01-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F2 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2012 and 50% on January 13, 2013. Read SEC document |
| January 13, 2013 Filed Jan 16, 2013 23:43 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 47,367 | $45.81 | $2,169,882.27 |
DisclosureSEC source: 0001225208-13-001594 · doc4.xml · nonDerivative · entry 3 Cavanagh Michael J · CIK 0001304481 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 284,775 Read SEC document |
| January 13, 2013 Filed Jan 16, 2013 23:43 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 40,292 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-001594 · doc4.xml · nonDerivative · entry 2 Cavanagh Michael J · CIK 0001304481 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 332,142 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. Read SEC document |
| January 13, 2013 Filed Jan 16, 2013 23:43 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 57,582 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-001594 · doc4.xml · nonDerivative · entry 1 Cavanagh Michael J · CIK 0001304481 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 291,850 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. Read SEC document |
| November 14, 2012 Filed Nov 15, 2012 16:17 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GiftCommon Stock | 497 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-023204 · doc4.xml · nonDerivative · entry 1 Cavanagh Michael J · CIK 0001304481 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 234,268 Read SEC document |
| October 15, 2012 Filed Oct 15, 2012 16:56 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | SaleCommon Stock | 40,000 | $42.00 | $1,679,948.00 |
DisclosureSEC source: 0001225208-12-021341 · doc4.xml · nonDerivative · entry 1 Cavanagh Michael J · CIK 0001304481 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 234,765 Read SEC document |
| January 18, 2012 Filed Jan 20, 2012 18:02 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantStock Appreciation Rights · Derivative | 224,972 | $0.00 Strike: $35.61 | $0.00 |
DisclosureSEC source: 0001225208-12-001771 · doc4.xml · derivative · entry 2 Cavanagh Michael J · CIK 0001304481 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 224,972 Underlying: Common Stock · 224,972 shares Expires 2022-01-18 F4 · kind: See Exhibit 99.2 for description of the Firm's bonus recovery policies applicable to these awards. F5 · derivative.exercise_date: Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 18, 2013. Shares resulting from exercise must be held at least five years from the grant date. Read SEC document |
| January 18, 2012 Filed Jan 20, 2012 18:02 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantRestricted Stock Units · Derivative | 122,174 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-001771 · doc4.xml · derivative · entry 1 Cavanagh Michael J · CIK 0001304481 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,174 Underlying: Common Stock · 122,174 shares Expires 2015-01-13 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F2 · kind: See Exhibit 99.1 for description of the Firm's bonus recovery policies applicable to these awards. F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2014 and 50% on January 13, 2015. Read SEC document |
| January 13, 2012 Filed Jan 18, 2012 17:38 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionRestricted Stock Units · Derivative | 51,322 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-001584 · doc4.xml · derivative · entry 5 Cavanagh Michael J · CIK 0001304481 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 51,322 shares Expires 2012-01-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2011 amd 50% on January 13, 2012. Read SEC document |
| January 13, 2012 Filed Jan 18, 2012 17:38 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionRestricted Stock Units · Derivative | 40,292 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-001584 · doc4.xml · derivative · entry 4 Cavanagh Michael J · CIK 0001304481 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,292 Underlying: Common Stock · 40,292 shares Expires 2013-01-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F2 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2012 and 50% on January 13, 2013. Read SEC document |
| January 13, 2012 Filed Jan 18, 2012 17:38 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 39,487 | $35.53 | $1,402,775.68 |
DisclosureSEC source: 0001225208-12-001584 · doc4.xml · nonDerivative · entry 3 Cavanagh Michael J · CIK 0001304481 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 274,765 Read SEC document |
| January 13, 2012 Filed Jan 18, 2012 17:38 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 40,292 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-001584 · doc4.xml · nonDerivative · entry 2 Cavanagh Michael J · CIK 0001304481 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 314,252 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. Read SEC document |
| January 13, 2012 Filed Jan 18, 2012 17:38 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 51,322 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-001584 · doc4.xml · nonDerivative · entry 1 Cavanagh Michael J · CIK 0001304481 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 273,960 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. Read SEC document |
| January 19, 2011 Filed Jan 21, 2011 16:56 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantStock Appreciation Rights · Derivative | 76,924 | $0.00 Strike: $44.29 | $0.00 |
DisclosureSEC source: 0001225208-11-003579 · doc4.xml · derivative · entry 2 Cavanagh Michael J · CIK 0001304481 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,924 Underlying: Common Stock · 76,924 shares Expires 2021-01-19 F2 · kind: See Exhibit 99.1 for description of the Firm's bonus recovery policies applicable to these awards. F4 · derivative.exercise_date: Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 19, 2012. Shares resulting from exercise must be held at least five years from the grant date. Read SEC document |
| January 19, 2011 Filed Jan 21, 2011 16:56 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantRestricted Stock Units · Derivative | 115,164 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-11-003579 · doc4.xml · derivative · entry 1 Cavanagh Michael J · CIK 0001304481 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,164 Underlying: Common Stock · 115,164 shares Expires 2014-01-13 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F2 · kind: See Exhibit 99.1 for description of the Firm's bonus recovery policies applicable to these awards. F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2013 and 50% on January 13, 2014. Read SEC document |
| January 13, 2011 Filed Jan 18, 2011 19:14 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionRestricted Stock Units · Derivative | 51,322 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-11-003238 · doc4.xml · derivative · entry 3 Cavanagh Michael J · CIK 0001304481 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,322 Underlying: Common Stock · 51,322 shares Expires 2012-01-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F1 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2011 amd 50% on January 13, 2012. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.