Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
WORKIVA INC
Report date May 03, 2018 · Filed May 07, 2018
Jointly reported with Behar Jerome M, Behar Living Trust
Section 16 reporting ended · disclosed 2018-05-07. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectBy Behar Living Trust | 3,214,350 |
Last balance in matching sequence
After 2018-05-04 transaction · row 4
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
4 source rowsRow 1 · 2018-02-26 · Gift · Disposed 975 · Balance 3,316,150 F1: Shares are owned directly by The Behar Living Trust (a 10% owner of the issuer), and indirectly by Jerome M. Behar and Leslie F. Behar as settlers of the Behar Living Trust. Row 2 · 2018-05-03 · Sale · Disposed 51,925 · Balance 3,264,225 F2: The price reported in Column 4 is a weighted-average price. The prices actually received range from $25.25 to $25.80. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. F1: Shares are owned directly by The Behar Living Trust (a 10% owner of the issuer), and indirectly by Jerome M. Behar and Leslie F. Behar as settlers of the Behar Living Trust. Row 3 · 2018-05-04 · Sale · Disposed 48,075 · Balance 3,216,150 F3: The price reported in Column 4 is a weighted-average price. The prices actually received range from $25.80 to $26.45. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. F1: Shares are owned directly by The Behar Living Trust (a 10% owner of the issuer), and indirectly by Jerome M. Behar and Leslie F. Behar as settlers of the Behar Living Trust. Row 4 · 2018-05-04 · Gift · Disposed 1,800 · Balance 3,214,350 F1: Shares are owned directly by The Behar Living Trust (a 10% owner of the issuer), and indirectly by Jerome M. Behar and Leslie F. Behar as settlers of the Behar Living Trust. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy son | 3,065 |
Reported balance
Holding disclosure · report date 2018-05-03 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 3,065 |
Filing footnotes · ownership attribution and instrument terms
F1: Shares are owned directly by The Behar Living Trust (a 10% owner of the issuer), and indirectly by Jerome M. Behar and Leslie F. Behar as settlers of the Behar Living Trust.
F2: The price reported in Column 4 is a weighted-average price. The prices actually received range from $25.25 to $25.80. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.
F3: The price reported in Column 4 is a weighted-average price. The prices actually received range from $25.80 to $26.45. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 15, 2017 Filed May 17, 2017 18:06 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 10,700 | $18.12 | $193,884.00 |
DisclosureSEC source: 0001317423-17-000007 · wf-form4_149504434622645.xml · nonDerivative · entry 1 Behar Jerome M · CIK 0001317423 · 10% owner Behar Living Trust · CIK 0001627563 · 10% owner Behar Leslie F. · CIK 0001627514 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Behar Living Trust Disclosed balance after: 4,138,230 F1 · price: The price reported in Column 4 is a weighted-average price. The prices actually received range from $18.10 to $18.20. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. F2 · ownership.nature: Shares are owned directly by The Behar Living Trust (a 10% owner of the issuer), and indirectly by Jerome M. Behar and Leslie F. Behar as settlers of the Behar Living Trust. Read SEC document |
| May 08, 2017 Filed May 10, 2017 18:22 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 16,500 | $18.12 | $298,980.00 |
DisclosureSEC source: 0001317423-17-000005 · wf-form4_149444053475392.xml · nonDerivative · entry 2 Behar Jerome M · CIK 0001317423 · 10% owner Behar Living Trust · CIK 0001627563 · 10% owner Behar Leslie F. · CIK 0001627514 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Behar Living Trust Disclosed balance after: 4,148,930 F2 · shares: The price reported in Column 4 is a weighted-average price. The prices actually received range from $18.10 to $18.20. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. F1 · ownership.nature: Shares are owned directly by The Behar Living Trust (a 10% owner of the issuer), and indirectly by Jerome M. Behar and Leslie F. Behar as settlers of the Behar Living Trust. Read SEC document |
| February 28, 2017 Filed May 10, 2017 18:22 UTC | WORKIVA INC WK · Entity 589 | GiftClass A Common Stock | 125 | $0.00 | $0.00 |
DisclosureSEC source: 0001317423-17-000005 · wf-form4_149444053475392.xml · nonDerivative · entry 1 Behar Jerome M · CIK 0001317423 · 10% owner Behar Living Trust · CIK 0001627563 · 10% owner Behar Leslie F. · CIK 0001627514 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Behar Living Trust Disclosed balance after: 4,165,430 F1 · ownership.nature: Shares are owned directly by The Behar Living Trust (a 10% owner of the issuer), and indirectly by Jerome M. Behar and Leslie F. Behar as settlers of the Behar Living Trust. Read SEC document |
| December 13, 2016 Filed Feb 10, 2017 16:43 UTC | WORKIVA INC WK · Entity 589 | GiftClass A Common Stock | 180 | $0.00 | $0.00 |
DisclosureSEC source: 0001317423-17-000003 · wf-form5_148674500663021.xml · nonDerivative · entry 3 Behar Jerome M · CIK 0001317423 · 10% owner Behar Leslie F. · CIK 0001627514 · 10% owner Behar Living Trust · CIK 0001627563 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Behar Living Trust Disclosed balance after: 4,165,555 F1 · ownership.nature: Shares are owned directly by The Behar Living Trust (a 10% owner of the issuer), and indirectly by Jerome M. Behar and Leslie F. Behar as settlors of the Behar Living Trust. Read SEC document |
| December 12, 2016 Filed Feb 10, 2017 16:43 UTC | WORKIVA INC WK · Entity 589 | GiftClass A Common Stock | 40 | $0.00 | $0.00 |
DisclosureSEC source: 0001317423-17-000003 · wf-form5_148674500663021.xml · nonDerivative · entry 2 Behar Jerome M · CIK 0001317423 · 10% owner Behar Leslie F. · CIK 0001627514 · 10% owner Behar Living Trust · CIK 0001627563 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Behar Living Trust Disclosed balance after: 4,165,735 F1 · ownership.nature: Shares are owned directly by The Behar Living Trust (a 10% owner of the issuer), and indirectly by Jerome M. Behar and Leslie F. Behar as settlors of the Behar Living Trust. Read SEC document |
| September 02, 2016 Filed Sep 6, 2016 15:38 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 79,910 | $18.04 | $1,441,656.31 |
DisclosureSEC source: 0001317423-16-000023 · wf-form4_147317632719461.xml · nonDerivative · entry 2 Behar Jerome M · CIK 0001317423 · 10% owner Behar Living Trust · CIK 0001627563 · 10% owner Behar Leslie F. · CIK 0001627514 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Behar Living Trust Disclosed balance after: 4,167,925 F3 · security: The price reported in Column 4 is a weighted-average price. The prices actually received range from $17.92 to $18.16. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. F2 · ownership.nature: Shares are owned directly by The Behar Living Trust (a 10% owner of the issuer), and indirectly by Jerome M. Behar and Leslie F. Behar as settlors of the Behar Living Trust. Read SEC document |
| September 01, 2016 Filed Sep 6, 2016 15:38 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 10,090 | $17.91 | $180,691.72 |
DisclosureSEC source: 0001317423-16-000023 · wf-form4_147317632719461.xml · nonDerivative · entry 1 Behar Jerome M · CIK 0001317423 · 10% owner Behar Living Trust · CIK 0001627563 · 10% owner Behar Leslie F. · CIK 0001627514 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Behar Living Trust Disclosed balance after: 4,247,835 F1 · security: The price reported in Column 4 is a weighted-average price. The prices actually received range from $17.90 to $17.92. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. F2 · ownership.nature: Shares are owned directly by The Behar Living Trust (a 10% owner of the issuer), and indirectly by Jerome M. Behar and Leslie F. Behar as settlors of the Behar Living Trust. Read SEC document |
| August 31, 2016 Filed Sep 6, 2016 15:30 UTC Amendment | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 40,501 | $17.88 | $724,036.38 |
DisclosureSEC source: 0001317423-16-000021 · wf-form4a_147317579605245.xml · nonDerivative · entry 2 Behar Jerome M · CIK 0001317423 · 10% owner Behar Living Trust · CIK 0001627563 · 10% owner Behar Leslie F. · CIK 0001627514 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Behar Living Trust Disclosed balance after: 4,257,925 F1 · security: The price reported in Column 4 is a weighted-average price. The prices actually received range from $17.85 to $17.90. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. F2 · ownership.nature: Shares are owned directly by The Behar Living Trust (a 10% owner of the issuer), and indirectly by Jerome M. Behar and Leslie F. Behar as settlers of the Behar Living Trust. Read SEC document |
| August 30, 2016 Filed Sep 6, 2016 15:30 UTC Amendment | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 22,282 | $17.87 | $398,067.93 |
DisclosureSEC source: 0001317423-16-000021 · wf-form4a_147317579605245.xml · nonDerivative · entry 1 Behar Jerome M · CIK 0001317423 · 10% owner Behar Living Trust · CIK 0001627563 · 10% owner Behar Leslie F. · CIK 0001627514 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Behar Living Trust Disclosed balance after: 4,298,426 F1 · security: The price reported in Column 4 is a weighted-average price. The prices actually received range from $17.85 to $17.90. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. F2 · ownership.nature: Shares are owned directly by The Behar Living Trust (a 10% owner of the issuer), and indirectly by Jerome M. Behar and Leslie F. Behar as settlers of the Behar Living Trust. Read SEC document |
| August 22, 2016 Filed Feb 10, 2017 16:43 UTC | WORKIVA INC WK · Entity 589 | GiftClass A Common Stock | 2,150 | $0.00 | $0.00 |
DisclosureSEC source: 0001317423-17-000003 · wf-form5_148674500663021.xml · nonDerivative · entry 1 Behar Jerome M · CIK 0001317423 · 10% owner Behar Leslie F. · CIK 0001627514 · 10% owner Behar Living Trust · CIK 0001627563 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Behar Living Trust Disclosed balance after: 4,165,775 F1 · ownership.nature: Shares are owned directly by The Behar Living Trust (a 10% owner of the issuer), and indirectly by Jerome M. Behar and Leslie F. Behar as settlors of the Behar Living Trust. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.