Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NORFOLK SOUTHERN CORPNSC · Entity 2965 | Vice President and Controller | May 11, 2018 | May 11, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NORFOLK SOUTHERN CORP
Report date May 11, 2018 · Filed May 11, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2018-05-11 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2018-05-11 · Exercise / conversion · Acquired 2,760 · Balance 2,760 F1: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). Row 2 · 2018-05-11 · Sale · Disposed 2,760 · Balance 0 |
| Option (right to buy, granted 2014)SEC Table II · derivative / convertible security · Conversion / exercise price $94.17 · Expires 2024-01-22 | Direct | 0 |
Reported balance
After 2018-05-11 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2018-05-11 · Exercise / conversion · Disposed 2,760 · Balance 0 F1: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan).
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 11, 2018 Filed May 11, 2018 19:28 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Exercise / conversionOption (right to buy, granted 2014) · Derivative | 2,760 | Not disclosed Strike: $94.17 | Not disclosed |
DisclosureSEC source: 0001225208-18-009142 · doc4.xml · derivative · entry 3 Hurlbut Thomas E · CIK 0001590856 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,760 shares Expires 2024-01-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). F1 · shares: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). F1 · price: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). Read SEC document |
| May 11, 2018 Filed May 11, 2018 19:28 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | SaleCommon Stock | 2,760 | $152.00 | $419,520.00 |
DisclosureSEC source: 0001225208-18-009142 · doc4.xml · nonDerivative · entry 2 Hurlbut Thomas E · CIK 0001590856 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| May 11, 2018 Filed May 11, 2018 19:28 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Exercise / conversionCommon Stock | 2,760 | $94.17 | $259,909.20 |
DisclosureSEC source: 0001225208-18-009142 · doc4.xml · nonDerivative · entry 1 Hurlbut Thomas E · CIK 0001590856 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,760 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). Read SEC document |
| April 27, 2018 Filed May 1, 2018 19:11 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Exercise / conversionOption (right to buy, granted 2013) · Derivative | 1,432 | Not disclosed Strike: $69.83 | Not disclosed |
DisclosureSEC source: 0001225208-18-008317 · doc4.xml · derivative · entry 7 Hurlbut Thomas E · CIK 0001590856 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,432 shares Expires 2023-01-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). F1 · shares: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). F1 · price: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). Read SEC document |
| April 27, 2018 Filed May 1, 2018 19:11 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Exercise / conversionOption (right to buy, granted 2012) · Derivative | 1,330 | Not disclosed Strike: $75.14 | Not disclosed |
DisclosureSEC source: 0001225208-18-008317 · doc4.xml · derivative · entry 6 Hurlbut Thomas E · CIK 0001590856 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,330 shares Expires 2022-01-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). F1 · shares: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). F1 · price: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). Read SEC document |
| April 27, 2018 Filed May 1, 2018 19:11 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | OtherCommon Stock | 4,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-008317 · doc4.xml · nonDerivative · entry 5 Hurlbut Thomas E · CIK 0001590856 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · kind: The reporting person transferred 4,000 shares pursuant to a marital property settlement agreement in a divorce proceeding. F2 · shares: The reporting person transferred 4,000 shares pursuant to a marital property settlement agreement in a divorce proceeding. F2 · price: The reporting person transferred 4,000 shares pursuant to a marital property settlement agreement in a divorce proceeding. Read SEC document |
| April 27, 2018 Filed May 1, 2018 19:11 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | SaleCommon Stock | 1,432 | $145.51 | $208,364.88 |
DisclosureSEC source: 0001225208-18-008317 · doc4.xml · nonDerivative · entry 4 Hurlbut Thomas E · CIK 0001590856 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,000 Read SEC document |
| April 27, 2018 Filed May 1, 2018 19:11 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | SaleCommon Stock | 1,330 | $145.50 | $193,520.19 |
DisclosureSEC source: 0001225208-18-008317 · doc4.xml · nonDerivative · entry 3 Hurlbut Thomas E · CIK 0001590856 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,432 Read SEC document |
| April 27, 2018 Filed May 1, 2018 19:11 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Exercise / conversionCommon Stock | 1,330 | $75.14 | $99,936.20 |
DisclosureSEC source: 0001225208-18-008317 · doc4.xml · nonDerivative · entry 2 Hurlbut Thomas E · CIK 0001590856 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,762 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). Read SEC document |
| April 27, 2018 Filed May 1, 2018 19:11 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Exercise / conversionCommon Stock | 1,432 | $69.83 | $99,996.56 |
DisclosureSEC source: 0001225208-18-008317 · doc4.xml · nonDerivative · entry 1 Hurlbut Thomas E · CIK 0001590856 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,432 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). Read SEC document |
| February 16, 2018 Filed Feb 20, 2018 20:54 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | SaleCommon Stock | 1,000 | $142.90 | $142,896.20 |
DisclosureSEC source: 0001225208-18-003299 · doc4.xml · nonDerivative · entry 1 Hurlbut Thomas E · CIK 0001590856 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,000 Read SEC document |
| February 01, 2018 Filed Feb 5, 2018 13:14 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | SaleCommon Stock | 467 | $150.17 | $70,129.62 |
DisclosureSEC source: 0001225208-18-002119 · doc4.xml · nonDerivative · entry 1 Hurlbut Thomas E · CIK 0001590856 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Read SEC document |
| January 25, 2018 Filed Jan 29, 2018 19:19 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | GrantRestricted Stock Units · Derivative | 1,260 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001225208-18-001734 · doc4.xml · derivative · entry 3 Hurlbut Thomas E · CIK 0001590856 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,260 Underlying: Common Stock · 1,260 shares Expires not disclosed F2 · derivative.exercise_price: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 25, 2018, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock, vesting ratably in four annual installments beginning on the first anniversary of the grant date. F2 · shares: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 25, 2018, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock, vesting ratably in four annual installments beginning on the first anniversary of the grant date. F2 · price: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 25, 2018, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock, vesting ratably in four annual installments beginning on the first anniversary of the grant date. F2 · derivative.exercise_date: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 25, 2018, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock, vesting ratably in four annual installments beginning on the first anniversary of the grant date. F2 · derivative.expiration_date: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 25, 2018, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock, vesting ratably in four annual installments beginning on the first anniversary of the grant date. Read SEC document |
| January 25, 2018 Filed Jan 29, 2018 19:19 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Tax withholdingCommon Stock | 295 | $149.58 | $44,124.63 |
DisclosureSEC source: 0001225208-18-001734 · doc4.xml · nonDerivative · entry 2 Hurlbut Thomas E · CIK 0001590856 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,467 Read SEC document |
| January 25, 2018 Filed Jan 29, 2018 19:19 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | GrantCommon Stock | 978 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-001734 · doc4.xml · nonDerivative · entry 1 Hurlbut Thomas E · CIK 0001590856 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,762 F1 · shares: Represents shares earned by the reporting person under the formula-based performance share feature of the Corporation's Long-Term Incentive Plan (a Rule 16b-3 plan). Read SEC document |
| January 24, 2018 Filed Jan 26, 2018 19:47 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Exercise / conversionRestricted Stock Units · Derivative | 1,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-001554 · doc4.xml · derivative · entry 3 Hurlbut Thomas E · CIK 0001590856 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,200 shares Expires 2018-01-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents shares earned by the reporting person that were originally granted as restricted stock units on January 24, 2013, under the Corporation's Long-Term Incentive Plan (a Rule 16b-3 plan). F1 · kind: Represents shares earned by the reporting person that were originally granted as restricted stock units on January 24, 2013, under the Corporation's Long-Term Incentive Plan (a Rule 16b-3 plan). F1 · derivative.exercise_date: Represents shares earned by the reporting person that were originally granted as restricted stock units on January 24, 2013, under the Corporation's Long-Term Incentive Plan (a Rule 16b-3 plan). F1 · derivative.expiration_date: Represents shares earned by the reporting person that were originally granted as restricted stock units on January 24, 2013, under the Corporation's Long-Term Incentive Plan (a Rule 16b-3 plan). Read SEC document |
| January 24, 2018 Filed Jan 26, 2018 19:47 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Tax withholdingCommon Stock | 416 | $149.59 | $62,227.36 |
DisclosureSEC source: 0001225208-18-001554 · doc4.xml · nonDerivative · entry 2 Hurlbut Thomas E · CIK 0001590856 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,784 Read SEC document |
| January 24, 2018 Filed Jan 26, 2018 19:47 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Exercise / conversionCommon Stock | 1,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-001554 · doc4.xml · nonDerivative · entry 1 Hurlbut Thomas E · CIK 0001590856 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,200 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents shares earned by the reporting person that were originally granted as restricted stock units on January 24, 2013, under the Corporation's Long-Term Incentive Plan (a Rule 16b-3 plan). F1 · price: Represents shares earned by the reporting person that were originally granted as restricted stock units on January 24, 2013, under the Corporation's Long-Term Incentive Plan (a Rule 16b-3 plan). Read SEC document |
| November 29, 2017 Filed Nov 30, 2017 16:03 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Exercise / conversionOption (right to buy, granted 2012) · Derivative | 2,370 | Not disclosed Strike: $75.14 | Not disclosed |
DisclosureSEC source: 0001225208-17-017759 · doc4.xml · derivative · entry 3 Hurlbut Thomas E · CIK 0001590856 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,330 Underlying: Common Stock · 2,370 shares Expires 2022-01-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). F1 · shares: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). F1 · price: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). Read SEC document |
| November 29, 2017 Filed Nov 30, 2017 16:03 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | SaleCommon Stock | 2,370 | $134.71 | $319,250.85 |
DisclosureSEC source: 0001225208-17-017759 · doc4.xml · nonDerivative · entry 2 Hurlbut Thomas E · CIK 0001590856 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,000 Read SEC document |
| November 29, 2017 Filed Nov 30, 2017 16:03 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Exercise / conversionCommon Stock | 2,370 | $75.14 | $178,081.80 |
DisclosureSEC source: 0001225208-17-017759 · doc4.xml · nonDerivative · entry 1 Hurlbut Thomas E · CIK 0001590856 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,370 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). Read SEC document |
| November 22, 2017 Filed Nov 22, 2017 19:22 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Exercise / conversionOption (right to buy, granted 2013) · Derivative | 3,568 | Not disclosed Strike: $69.83 | Not disclosed |
DisclosureSEC source: 0001225208-17-017633 · doc4.xml · derivative · entry 6 Hurlbut Thomas E · CIK 0001590856 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,432 Underlying: Common Stock · 3,568 shares Expires 2023-01-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). F1 · shares: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). F1 · price: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). Read SEC document |
| November 22, 2017 Filed Nov 22, 2017 19:22 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Exercise / conversionOption (right to buy, granted 2011) · Derivative | 2,607 | Not disclosed Strike: $62.75 | Not disclosed |
DisclosureSEC source: 0001225208-17-017633 · doc4.xml · derivative · entry 5 Hurlbut Thomas E · CIK 0001590856 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,607 shares Expires 2021-01-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). F1 · shares: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). F1 · price: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). Read SEC document |
| November 22, 2017 Filed Nov 22, 2017 19:22 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | SaleCommon Stock | 3,568 | $129.62 | $462,487.37 |
DisclosureSEC source: 0001225208-17-017633 · doc4.xml · nonDerivative · entry 4 Hurlbut Thomas E · CIK 0001590856 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,000 Read SEC document |
| November 22, 2017 Filed Nov 22, 2017 19:22 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | SaleCommon Stock | 2,607 | $129.59 | $337,846.34 |
DisclosureSEC source: 0001225208-17-017633 · doc4.xml · nonDerivative · entry 3 Hurlbut Thomas E · CIK 0001590856 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,568 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from 129.58 to 129.62, inclusive. Read SEC document |
| November 22, 2017 Filed Nov 22, 2017 19:22 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Exercise / conversionCommon Stock | 2,607 | $62.75 | $163,576.22 |
DisclosureSEC source: 0001225208-17-017633 · doc4.xml · nonDerivative · entry 2 Hurlbut Thomas E · CIK 0001590856 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,175 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). Read SEC document |
| November 22, 2017 Filed Nov 22, 2017 19:22 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Exercise / conversionCommon Stock | 3,568 | $69.83 | $249,153.44 |
DisclosureSEC source: 0001225208-17-017633 · doc4.xml · nonDerivative · entry 1 Hurlbut Thomas E · CIK 0001590856 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,568 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). Read SEC document |
| August 29, 2017 Filed Aug 30, 2017 20:07 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | SaleCommon Stock | 300 | $118.80 | $35,640.00 |
DisclosureSEC source: 0001225208-17-014410 · doc4.xml · nonDerivative · entry 1 Hurlbut Thomas E · CIK 0001590856 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,000 Read SEC document |
| May 25, 2017 Filed May 30, 2017 18:30 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | SaleCommon Stock | 802 | $116.54 | $93,464.68 |
DisclosureSEC source: 0001225208-17-010504 · doc4.xml · nonDerivative · entry 1 Hurlbut Thomas E · CIK 0001590856 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,300 Read SEC document |
| May 12, 2017 Filed May 15, 2017 20:12 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | SaleCommon Stock | 1,427 | $116.92 | $166,838.99 |
DisclosureSEC source: 0001225208-17-009709 · doc4.xml · nonDerivative · entry 1 Hurlbut Thomas E · CIK 0001590856 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,102 Read SEC document |
| April 28, 2017 Filed May 1, 2017 17:30 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | SaleCommon Stock | 571 | $117.66 | $67,184.43 |
DisclosureSEC source: 0001225208-17-008633 · doc4.xml · nonDerivative · entry 1 Hurlbut Thomas E · CIK 0001590856 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,529 Read SEC document |
| February 17, 2017 Filed Feb 21, 2017 18:46 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Exercise / conversionOption (right to buy, granted 2011) · Derivative | 1,593 | Not disclosed Strike: $62.75 | Not disclosed |
DisclosureSEC source: 0001225208-17-003895 · doc4.xml · derivative · entry 6 Hurlbut Thomas E · CIK 0001590856 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,607 Underlying: Common Stock · 1,593 shares Expires 2021-01-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). F1 · shares: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). F1 · price: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). Read SEC document |
| February 17, 2017 Filed Feb 21, 2017 18:46 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Exercise / conversionOption (right to buy, granted 2010) · Derivative | 1,243 | Not disclosed Strike: $47.76 | Not disclosed |
DisclosureSEC source: 0001225208-17-003895 · doc4.xml · derivative · entry 5 Hurlbut Thomas E · CIK 0001590856 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,243 shares Expires 2020-01-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). F1 · shares: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). F1 · price: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). Read SEC document |
| February 17, 2017 Filed Feb 21, 2017 18:46 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | SaleCommon Stock | 1,475 | $122.37 | $180,489.70 |
DisclosureSEC source: 0001225208-17-003895 · doc4.xml · nonDerivative · entry 4 Hurlbut Thomas E · CIK 0001590856 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,100 Read SEC document |
| February 17, 2017 Filed Feb 21, 2017 18:46 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Tax withholdingCommon Stock | 1,302 | $122.48 | $159,462.45 |
DisclosureSEC source: 0001225208-17-003895 · doc4.xml · nonDerivative · entry 3 Hurlbut Thomas E · CIK 0001590856 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,575 Read SEC document |
| February 17, 2017 Filed Feb 21, 2017 18:46 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Exercise / conversionCommon Stock | 1,243 | $47.76 | $59,365.68 |
DisclosureSEC source: 0001225208-17-003895 · doc4.xml · nonDerivative · entry 2 Hurlbut Thomas E · CIK 0001590856 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,877 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). Read SEC document |
| February 17, 2017 Filed Feb 21, 2017 18:46 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Exercise / conversionCommon Stock | 1,593 | $62.75 | $99,952.79 |
DisclosureSEC source: 0001225208-17-003895 · doc4.xml · nonDerivative · entry 1 Hurlbut Thomas E · CIK 0001590856 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,634 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). Read SEC document |
| February 03, 2017 Filed Feb 6, 2017 20:34 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | SaleCommon Stock | 1,297 | $120.65 | $156,476.57 |
DisclosureSEC source: 0001225208-17-002440 · doc4.xml · nonDerivative · entry 1 Hurlbut Thomas E · CIK 0001590856 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,041 Read SEC document |
| February 01, 2017 Filed Feb 3, 2017 22:17 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Exercise / conversionOption (right to buy, granted 2010) · Derivative | 607 | $47.76 Strike: $47.76 | $28,990.32 |
DisclosureSEC source: 0001225208-17-002352 · doc4.xml · derivative · entry 3 Hurlbut Thomas E · CIK 0001590856 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,243 Underlying: Common Stock · 607 shares Expires 2020-01-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Reflects exercise and resulting cancellation of stock option exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). F1 · price: Reflects exercise and resulting cancellation of stock option exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). Read SEC document |
| February 01, 2017 Filed Feb 3, 2017 22:17 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | SaleCommon Stock | 607 | $118.26 | $71,783.82 |
DisclosureSEC source: 0001225208-17-002352 · doc4.xml · nonDerivative · entry 2 Hurlbut Thomas E · CIK 0001590856 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,338 Read SEC document |
| February 01, 2017 Filed Feb 3, 2017 22:17 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Exercise / conversionCommon Stock | 607 | $47.76 | $28,990.32 |
DisclosureSEC source: 0001225208-17-002352 · doc4.xml · nonDerivative · entry 1 Hurlbut Thomas E · CIK 0001590856 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,945 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 26, 2017 Filed Jan 30, 2017 21:30 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | GrantRestricted Stock Units · Derivative | 570 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001225208-17-002022 · doc4.xml · derivative · entry 7 Hurlbut Thomas E · CIK 0001590856 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 570 Underlying: Common Stock · 570 shares Expires 2022-01-26 F4 · derivative.exercise_price: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 26, 2017, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock on January 26, 2022. F4 · kind: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 26, 2017, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock on January 26, 2022. F4 · shares: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 26, 2017, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock on January 26, 2022. F4 · price: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 26, 2017, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock on January 26, 2022. F4 · derivative.exercise_date: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 26, 2017, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock on January 26, 2022. F4 · derivative.expiration_date: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 26, 2017, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock on January 26, 2022. Read SEC document |
| January 26, 2017 Filed Jan 30, 2017 21:30 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Exercise / conversionRestricted Stock Units · Derivative | 950 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-002022 · doc4.xml · derivative · entry 6 Hurlbut Thomas E · CIK 0001590856 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 950 shares Expires 2017-01-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents shares earned by the reporting person that were originally granted as restricted stock units on January 26, 2012, under the Corporation's Long-Term Incentive Plan (a Rule 16b-3 plan). F2 · kind: Represents shares earned by the reporting person that were originally granted as restricted stock units on January 26, 2012, under the Corporation's Long-Term Incentive Plan (a Rule 16b-3 plan). F2 · derivative.exercise_date: Represents shares earned by the reporting person that were originally granted as restricted stock units on January 26, 2012, under the Corporation's Long-Term Incentive Plan (a Rule 16b-3 plan). F2 · derivative.expiration_date: Represents shares earned by the reporting person that were originally granted as restricted stock units on January 26, 2012, under the Corporation's Long-Term Incentive Plan (a Rule 16b-3 plan). Read SEC document |
| January 26, 2017 Filed Jan 30, 2017 21:30 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | GrantOption (right to buy, granted 2017) · Derivative | 2,190 | Not disclosed Strike: $120.25 | Not disclosed |
DisclosureSEC source: 0001225208-17-002022 · doc4.xml · derivative · entry 5 Hurlbut Thomas E · CIK 0001590856 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,190 Underlying: Common Stock · 2,190 shares Expires 2027-01-25 F3 · kind: Reports the grant to the reporting person of an option to purchase shares of common stock under the Norfolk Southern Corporation Long-Term Incentive Plan (a 16b-3 plan). F3 · price: Reports the grant to the reporting person of an option to purchase shares of common stock under the Norfolk Southern Corporation Long-Term Incentive Plan (a 16b-3 plan). Read SEC document |
| January 26, 2017 Filed Jan 30, 2017 21:30 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Tax withholdingCommon Stock | 387 | $120.25 | $46,534.82 |
DisclosureSEC source: 0001225208-17-002022 · doc4.xml · nonDerivative · entry 4 Hurlbut Thomas E · CIK 0001590856 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,338 Read SEC document |
| January 26, 2017 Filed Jan 30, 2017 21:30 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Tax withholdingCommon Stock | 358 | $120.25 | $43,047.71 |
DisclosureSEC source: 0001225208-17-002022 · doc4.xml · nonDerivative · entry 3 Hurlbut Thomas E · CIK 0001590856 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,725 Read SEC document |
| January 26, 2017 Filed Jan 30, 2017 21:30 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Exercise / conversionCommon Stock | 950 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-002022 · doc4.xml · nonDerivative · entry 2 Hurlbut Thomas E · CIK 0001590856 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,083 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Represents shares earned by the reporting person that were originally granted as restricted stock units on January 26, 2012, under the Corporation's Long-Term Incentive Plan (a Rule 16b-3 plan). F2 · price: Represents shares earned by the reporting person that were originally granted as restricted stock units on January 26, 2012, under the Corporation's Long-Term Incentive Plan (a Rule 16b-3 plan). Read SEC document |
| January 26, 2017 Filed Jan 30, 2017 21:30 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | GrantCommon Stock | 1,092 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-002022 · doc4.xml · nonDerivative · entry 1 Hurlbut Thomas E · CIK 0001590856 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,133 F1 · shares: Represents shares earned by the reporting person under the formula-based performance share feature of the Corporation's Long-Term Incentive Plan (a Rule 16b-3 plan) Read SEC document |
| November 18, 2016 Filed Nov 21, 2016 20:03 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | SaleCommon Stock | 469 | $103.77 | $48,667.00 |
DisclosureSEC source: 0001225208-16-042028 · doc4.xml · nonDerivative · entry 1 Hurlbut Thomas E · CIK 0001590856 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,041 Read SEC document |
| November 10, 2016 Filed Nov 14, 2016 11:01 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | GiftCommon Stock | 50 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-041498 · doc4.xml · nonDerivative · entry 1 Hurlbut Thomas E · CIK 0001590856 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,510 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.