Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| STRYKER CORPSYK · Entity 369 | Interim CFO and VP, Corp Secy | February 21, 2013 | February 26, 2013 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
STRYKER CORP
Report date February 21, 2013 · Filed February 26, 2013
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 24,402 |
Ending reported balance
After 2013-02-21 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2013-02-21 · Exercise / conversion · Acquired 813 · Balance 24,701 F1: On February 21, 2013, 813 Restricted Stock Units vested and were settled for an equal number of shares of Stryker Common Stock. Row 2 · 2013-02-21 · Tax withholding · Disposed 299 · Balance 24,402 |
| Restricted Stock Units granted 11/01/2012SEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 1,626 |
Reported balance
After 2013-02-21 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2013-02-21 · Exercise / conversion · Disposed 813 · Balance 1,626 F1: On February 21, 2013, 813 Restricted Stock Units vested and were settled for an equal number of shares of Stryker Common Stock. F4: The Restricted Stock Units vest as to 813 shares on February 21, 2013; 813 shares on February 21, 2014; and 813 shares on February 21, 2015. |
| Common StockSEC Table I · non-derivative | Indirectby Dean H. and Kathryn D. Bergy Grantor Retained Annuity Trust | 23,886 |
Reported balance
Holding disclosure · report date 2013-02-21 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 23,886 |
| Common StockSEC Table I · non-derivative | Indirectby Dean H. Bergy Trust | 45,945 |
Reported balance
Holding disclosure · report date 2013-02-21 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 45,945 F2: Reflects the non-reportable transfer of 1,250 shares from the Grantor Retained Annuity Trust to the Dean H. Bergy Trust in November, 2012. |
| Common StockSEC Table I · non-derivative | Indirectby Kathryn D. Bergy Trust | 24,762 |
Reported balance
Holding disclosure · report date 2013-02-21 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 24,762 F3: These shares are held in a trust for the benefit of the reporting person's children. The reporting person's spouse is the trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. |
| Common StockSEC Table I · non-derivative | Indirectby 401K | 3,021 |
Reported balance
Holding disclosure · report date 2013-02-21 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 3,021 |
Filing footnotes · ownership attribution and instrument terms
F1: On February 21, 2013, 813 Restricted Stock Units vested and were settled for an equal number of shares of Stryker Common Stock.
F2: Reflects the non-reportable transfer of 1,250 shares from the Grantor Retained Annuity Trust to the Dean H. Bergy Trust in November, 2012.
F3: These shares are held in a trust for the benefit of the reporting person's children. The reporting person's spouse is the trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
F4: The Restricted Stock Units vest as to 813 shares on February 21, 2013; 813 shares on February 21, 2014; and 813 shares on February 21, 2015.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 03, 2004 Filed Nov 4, 2004 20:24 UTC | STRYKER CORP SYK · Entity 369 | Exercise / conversionCommon Stock | 4,000 | $5.50 | $22,000.00 |
DisclosureSEC source: 0001239338-04-000004 · primary_doc.xml · nonDerivative · entry 1 BERGY DEAN H · CIK 0001239338 · Vice President, CFO and Secy. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,018 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 19, 2004 Filed Jul 20, 2004 13:54 UTC | STRYKER CORP SYK · Entity 369 | Exercise / conversionCommon Stock · Derivative | 7,000 | $5.50 Strike: $5.50 | $38,500.00 |
DisclosureSEC source: 0001239338-04-000003 · primary_doc.xml · derivative · entry 3 BERGY DEAN H · CIK 0001239338 · VP, CF0 and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 7,000 shares Expires 2006-04-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Stock option granted pursuant to the Stryker Corporation 1988 Stock Option Plan, exercisable as to 20% on each of the first five anniversaries of the date of grant. Read SEC document |
| July 19, 2004 Filed Jul 20, 2004 13:54 UTC | STRYKER CORP SYK · Entity 369 | Exercise / conversionCommon Stock | 7,000 | $5.50 | $38,500.00 |
DisclosureSEC source: 0001239338-04-000003 · primary_doc.xml · nonDerivative · entry 1 BERGY DEAN H · CIK 0001239338 · VP, CF0 and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,018 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 05, 2004 Filed Mar 9, 2004 14:11 UTC | STRYKER CORP SYK · Entity 369 | GrantCommon Stock · Derivative | 22,000 | $90.42 Strike: $90.42 | $1,989,240.00 |
DisclosureSEC source: 0001239351-04-000007 · primary_doc.xml · derivative · entry 1 BERGY DEAN H · CIK 0001239338 · VP, CFO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,000 Underlying: Common Stock · 22,000 shares Expires 2014-03-04 F1 · derivative.exercise_date: Stock option granted pursuant to the Stryker Corporation 1998 Stock Option Plan, exercisable as to 20% on each of the first five anniversaries of the date of grant. Read SEC document |
| October 14, 2003 Filed Oct 16, 2003 21:24 UTC | STRYKER CORP SYK · Entity 369 | GrantCommon Stock · Derivative | 25,000 | $77.65 Strike: $77.65 | $1,941,250.00 |
DisclosureSEC source: 0001239338-03-000002 · primary_doc.xml · derivative · entry 1 BERGY DEAN H · CIK 0001239338 · V.P., CFO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2013-10-13 F1 · derivative.exercise_date: Stock option granted pursuant to the Stryker Corporation 1998 Stock Option Plan, exercisable as to 20% on each of the first five anniversary dates of the date of grant. Read SEC document |
| July 23, 2003 Filed Jul 24, 2003 12:40 UTC | STRYKER CORP SYK · Entity 369 | SaleCommon Stock | 3,400 | $74.16 | $252,144.00 |
DisclosureSEC source: 0001239338-03-000001 · primary_doc.xml · nonDerivative · entry 4 BERGY DEAN H · CIK 0001239338 · Vice President, CFO & Secretar 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,919 Read SEC document |
| July 23, 2003 Filed Jul 24, 2003 12:40 UTC | STRYKER CORP SYK · Entity 369 | SaleCommon Stock | 100 | $74.20 | $7,420.00 |
DisclosureSEC source: 0001239338-03-000001 · primary_doc.xml · nonDerivative · entry 3 BERGY DEAN H · CIK 0001239338 · Vice President, CFO & Secretar 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,319 Read SEC document |
| July 22, 2003 Filed Jul 24, 2003 12:40 UTC | STRYKER CORP SYK · Entity 369 | Exercise / conversionStock Option (right to purchase) · Derivative | 7,000 | $11.00 Strike: $11.00 | $77,000.00 |
DisclosureSEC source: 0001239338-03-000001 · primary_doc.xml · derivative · entry 5 BERGY DEAN H · CIK 0001239338 · Vice President, CFO & Secretar 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,000 Underlying: Common Stock · 7,000 shares Expires 2006-04-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Employee stock option granted pursuant to the Stryker Corporation 1988 Stock Option Plan, exercisable as to 20% on each of the first five anniversary dates of the date of grant. Read SEC document |
| July 22, 2003 Filed Jul 24, 2003 12:40 UTC | STRYKER CORP SYK · Entity 369 | Tax withholdingCommon Stock | 1,813 | $73.77 | $133,745.01 |
DisclosureSEC source: 0001239338-03-000001 · primary_doc.xml · nonDerivative · entry 2 BERGY DEAN H · CIK 0001239338 · Vice President, CFO & Secretar 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,419 Read SEC document |
| July 22, 2003 Filed Jul 24, 2003 12:40 UTC | STRYKER CORP SYK · Entity 369 | Exercise / conversionCommon Stock | 7,000 | $11.00 | $77,000.00 |
DisclosureSEC source: 0001239338-03-000001 · primary_doc.xml · nonDerivative · entry 1 BERGY DEAN H · CIK 0001239338 · Vice President, CFO & Secretar 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,232 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 03, 2003 Filed Dec 3, 2003 21:41 UTC Amendment | STRYKER CORP SYK · Entity 369 | Tax withholdingCommon Stock | 530 | $60.24 | $31,927.20 |
DisclosureSEC source: 0001239338-03-000003 · primary_doc.xml · nonDerivative · entry 1 BERGY DEAN H · CIK 0001239338 · VP, CFO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,322 F1 · kind: Amendment reflects a correction in the amount of securities beneficially owned following reported transactions from 16,232 shares to 16,322 shares. As a result of this correction, the amount of securities beneficially owned following transactions reported on the Form 4 dated July 22, 2003 was 18,009 shares. F1 · shares: Amendment reflects a correction in the amount of securities beneficially owned following reported transactions from 16,232 shares to 16,322 shares. As a result of this correction, the amount of securities beneficially owned following transactions reported on the Form 4 dated July 22, 2003 was 18,009 shares. F1 · price: Amendment reflects a correction in the amount of securities beneficially owned following reported transactions from 16,232 shares to 16,322 shares. As a result of this correction, the amount of securities beneficially owned following transactions reported on the Form 4 dated July 22, 2003 was 18,009 shares. F1 · balance_after: Amendment reflects a correction in the amount of securities beneficially owned following reported transactions from 16,232 shares to 16,322 shares. As a result of this correction, the amount of securities beneficially owned following transactions reported on the Form 4 dated July 22, 2003 was 18,009 shares. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.