Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ANALOG DEVICES INCADI · Entity 591 | Director · CEO | March 12, 2013 | March 14, 2013 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ANALOG DEVICES INC
Report date March 12, 2013 · Filed March 14, 2013
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Comm Stock-$.16-2/3 valueSEC Table I · non-derivative | Direct | 358,945 |
Ending reported balance
After 2013-03-13 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2013-03-12 · Exercise / conversion · Acquired 10,000 · Balance 368,945 Row 2 · 2013-03-12 · Sale · Disposed 10,000 · Balance 358,945 F1: These shares were disposed of in multiple transactions on March 12, 2013 at actual sales prices ranging from $46.500 to $46.600 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Row 3 · 2013-03-13 · Exercise / conversion · Acquired 5,000 · Balance 363,945 Row 4 · 2013-03-13 · Sale · Disposed 5,000 · Balance 358,945 |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $37.70 · Expires 2014-12-07 | Direct | 360,000 |
Reported balance
After 2013-03-12 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2013-03-12 · Exercise / conversion · Disposed 10,000 · Balance 360,000 F2: This option vested in equal installments on the third, fourth and fifth anniversaries the original grant date, which was December 7, 2004. |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $37.70 · Expires 2014-12-07 | Direct | 355,000 |
Reported balance
After 2013-03-13 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2013-03-13 · Exercise / conversion · Disposed 5,000 · Balance 355,000 F2: This option vested in equal installments on the third, fourth and fifth anniversaries the original grant date, which was December 7, 2004. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares were disposed of in multiple transactions on March 12, 2013 at actual sales prices ranging from $46.500 to $46.600 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F2: This option vested in equal installments on the third, fourth and fifth anniversaries the original grant date, which was December 7, 2004.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 28, 2003 Filed Sep 2, 2003 21:01 UTC | ANALOG DEVICES INC ADI · Entity 591 | Exercise / conversionNon-qualified stock option (right to buy) · Derivative | 5,000 | $0.00 Strike: $6.63 | $0.00 |
DisclosureSEC source: 0001209191-03-019773 · b47618jf.xml · derivative · entry 3 FISHMAN JERALD · CIK 0001201481 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 475,000 Underlying: Common Stock-$.16 2/3 value · 5,000 shares Expires 2008-09-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 28, 2003 Filed Sep 2, 2003 21:01 UTC | ANALOG DEVICES INC ADI · Entity 591 | SaleComm Stock -$.16 2/3 value | 5,000 | $41.00 | $205,000.00 |
DisclosureSEC source: 0001209191-03-019773 · b47618jf.xml · nonDerivative · entry 2 FISHMAN JERALD · CIK 0001201481 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,898 Read SEC document |
| August 28, 2003 Filed Sep 2, 2003 21:01 UTC | ANALOG DEVICES INC ADI · Entity 591 | Exercise / conversionComm Stock-$.16 2/3 value | 5,000 | $6.63 | $33,125.00 |
DisclosureSEC source: 0001209191-03-019773 · b47618jf.xml · nonDerivative · entry 1 FISHMAN JERALD · CIK 0001201481 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,898 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 27, 2003 Filed Aug 28, 2003 18:45 UTC | ANALOG DEVICES INC ADI · Entity 591 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $6.63 | $0.00 |
DisclosureSEC source: 0001201481-03-000013 · fis153.xml · derivative · entry 3 FISHMAN JERALD · CIK 0001201481 · Director · PRESIDENT AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 480,000 Underlying: Comm Stock-$.16-2/3 value · 5,000 shares Expires 2008-09-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 27, 2003 Filed Aug 28, 2003 18:45 UTC | ANALOG DEVICES INC ADI · Entity 591 | SaleComm Stock-$.16-2/3 value | 5,000 | $40.96 | $204,800.00 |
DisclosureSEC source: 0001201481-03-000013 · fis153.xml · nonDerivative · entry 2 FISHMAN JERALD · CIK 0001201481 · Director · PRESIDENT AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,898 Read SEC document |
| August 27, 2003 Filed Aug 28, 2003 18:45 UTC | ANALOG DEVICES INC ADI · Entity 591 | Exercise / conversionComm Stock-$.16-2/3 value | 5,000 | $6.63 | $33,125.00 |
DisclosureSEC source: 0001201481-03-000013 · fis153.xml · nonDerivative · entry 1 FISHMAN JERALD · CIK 0001201481 · Director · PRESIDENT AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,898 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 22, 2003 Filed Aug 25, 2003 18:41 UTC | ANALOG DEVICES INC ADI · Entity 591 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 25,000 | $0.00 Strike: $6.63 | $0.00 |
DisclosureSEC source: 0001201481-03-000011 · fis135.xml · derivative · entry 6 FISHMAN JERALD · CIK 0001201481 · Director · PRESIDENT AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 485,000 Underlying: Comm Stock-$.16-2/3 value · 25,000 shares Expires 2008-09-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 22, 2003 Filed Aug 25, 2003 18:41 UTC | ANALOG DEVICES INC ADI · Entity 591 | SaleComm Stock-$.16-2/3 value | 25,000 | $42.54 | $1,063,500.00 |
DisclosureSEC source: 0001201481-03-000011 · fis135.xml · nonDerivative · entry 4 FISHMAN JERALD · CIK 0001201481 · Director · PRESIDENT AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,898 Read SEC document |
| August 22, 2003 Filed Aug 25, 2003 18:41 UTC | ANALOG DEVICES INC ADI · Entity 591 | Exercise / conversionComm Stock-$.16-2/3 value | 25,000 | $6.63 | $165,625.00 |
DisclosureSEC source: 0001201481-03-000011 · fis135.xml · nonDerivative · entry 3 FISHMAN JERALD · CIK 0001201481 · Director · PRESIDENT AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,898 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 21, 2003 Filed Aug 25, 2003 18:41 UTC | ANALOG DEVICES INC ADI · Entity 591 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 30,000 | $0.00 Strike: $6.63 | $0.00 |
DisclosureSEC source: 0001201481-03-000011 · fis135.xml · derivative · entry 5 FISHMAN JERALD · CIK 0001201481 · Director · PRESIDENT AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 510,000 Underlying: Comm Stock-$.16-2/3 value · 30,000 shares Expires 2008-09-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 21, 2003 Filed Aug 25, 2003 18:41 UTC | ANALOG DEVICES INC ADI · Entity 591 | SaleComm Stock-$.16-2/3 value | 30,000 | $40.10 | $1,203,000.00 |
DisclosureSEC source: 0001201481-03-000011 · fis135.xml · nonDerivative · entry 2 FISHMAN JERALD · CIK 0001201481 · Director · PRESIDENT AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,898 Read SEC document |
| August 21, 2003 Filed Aug 25, 2003 18:41 UTC | ANALOG DEVICES INC ADI · Entity 591 | Exercise / conversionComm Stock-$.16-2/3 value | 30,000 | $6.63 | $198,750.00 |
DisclosureSEC source: 0001201481-03-000011 · fis135.xml · nonDerivative · entry 1 FISHMAN JERALD · CIK 0001201481 · Director · PRESIDENT AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,898 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 20, 2003 Filed Aug 21, 2003 14:11 UTC | ANALOG DEVICES INC ADI · Entity 591 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $6.63 | $0.00 |
DisclosureSEC source: 0001201481-03-000009 · fis133.xml · derivative · entry 3 FISHMAN JERALD · CIK 0001201481 · Director · PRESIDENT AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 540,000 Underlying: Comm Stock-$.16-2/3 value · 5,000 shares Expires 2008-09-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 20, 2003 Filed Aug 21, 2003 14:11 UTC | ANALOG DEVICES INC ADI · Entity 591 | SaleComm Stock-$.16-2/3 value | 5,000 | $39.00 | $195,000.00 |
DisclosureSEC source: 0001201481-03-000009 · fis133.xml · nonDerivative · entry 2 FISHMAN JERALD · CIK 0001201481 · Director · PRESIDENT AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,898 Read SEC document |
| August 20, 2003 Filed Aug 21, 2003 14:11 UTC | ANALOG DEVICES INC ADI · Entity 591 | Exercise / conversionComm Stock-$.16-2/3 value | 5,000 | $6.63 | $33,125.00 |
DisclosureSEC source: 0001201481-03-000009 · fis133.xml · nonDerivative · entry 1 FISHMAN JERALD · CIK 0001201481 · Director · PRESIDENT AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,898 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 19, 2003 Filed Aug 20, 2003 18:01 UTC | ANALOG DEVICES INC ADI · Entity 591 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $6.63 | $0.00 |
DisclosureSEC source: 0001201481-03-000007 · fis132.xml · derivative · entry 3 FISHMAN JERALD · CIK 0001201481 · Director · PRESIDENT AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 545,000 Underlying: Comm Stock-$.16-2/3 value · 10,000 shares Expires 2008-09-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 19, 2003 Filed Aug 20, 2003 18:01 UTC | ANALOG DEVICES INC ADI · Entity 591 | SaleComm Stock-$.16-2/3 value | 10,000 | $38.50 | $385,000.00 |
DisclosureSEC source: 0001201481-03-000007 · fis132.xml · nonDerivative · entry 2 FISHMAN JERALD · CIK 0001201481 · Director · PRESIDENT AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,898 Read SEC document |
| August 19, 2003 Filed Aug 20, 2003 18:01 UTC | ANALOG DEVICES INC ADI · Entity 591 | Exercise / conversionComm Stock-$.16-2/3 value | 10,000 | $6.63 | $66,250.00 |
DisclosureSEC source: 0001201481-03-000007 · fis132.xml · nonDerivative · entry 1 FISHMAN JERALD · CIK 0001201481 · Director · PRESIDENT AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,898 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 18, 2003 Filed Aug 19, 2003 18:23 UTC | ANALOG DEVICES INC ADI · Entity 591 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 35,000 | $0.00 Strike: $6.63 | $0.00 |
DisclosureSEC source: 0001201481-03-000005 · fis130.xml · derivative · entry 3 FISHMAN JERALD · CIK 0001201481 · Director · PRESIDENT AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 555,000 Underlying: Comm Stock-$.16-2/3 value · 35,000 shares Expires 2008-09-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 18, 2003 Filed Aug 19, 2003 18:23 UTC | ANALOG DEVICES INC ADI · Entity 591 | SaleComm Stock-$.16-2/3 value | 35,000 | $37.22 | $1,302,700.00 |
DisclosureSEC source: 0001201481-03-000005 · fis130.xml · nonDerivative · entry 2 FISHMAN JERALD · CIK 0001201481 · Director · PRESIDENT AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,898 Read SEC document |
| August 18, 2003 Filed Aug 19, 2003 18:23 UTC | ANALOG DEVICES INC ADI · Entity 591 | Exercise / conversionComm Stock-$.16-2/3 value | 35,000 | $6.63 | $231,875.00 |
DisclosureSEC source: 0001201481-03-000005 · fis130.xml · nonDerivative · entry 1 FISHMAN JERALD · CIK 0001201481 · Director · PRESIDENT AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,898 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.