Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CAPITAL ONE FINANCIAL CORPCOF · Entity 547 | Chief Financial Officer | May 22, 2013 | May 23, 2013 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CAPITAL ONE FINANCIAL CORP
Report date May 22, 2013 · Filed May 23, 2013
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 96,528 |
Last balance in matching sequence
After 2013-05-22 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2013-05-22 · Exercise / conversion · Acquired 24,500 · Balance 121,028 F1: This transaction was executed pursuant to a trading plan entered into by the reporting person on August 13, 2012, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Row 2 · 2013-05-22 · Sale · Disposed 24,500 · Balance 96,528 F1: This transaction was executed pursuant to a trading plan entered into by the reporting person on August 13, 2012, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $56.28 · Expires 2013-12-14 | Direct | 0 |
Reported balance
After 2013-05-22 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2013-05-22 · Exercise / conversion · Disposed 24,500 · Balance 0 F1: This transaction was executed pursuant to a trading plan entered into by the reporting person on August 13, 2012, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F2: This option was exercisable in 1/3 increments beginning on December 15, 2004 and annually thereafter. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was executed pursuant to a trading plan entered into by the reporting person on August 13, 2012, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
F2: This option was exercisable in 1/3 increments beginning on December 15, 2004 and annually thereafter.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
AdvancePierre Foods Holdings, Inc.
Report date June 06, 2017 · Filed June 07, 2017
Section 16 reporting ended · disclosed 2017-06-07. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2017-06-07 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2017-06-06 · Other · Disposed 4,932 · Balance 22,726 Row 2 · 2017-06-07 · Disposition to issuer · Disposed 22,726 · Balance 0 F1: Upon the closing of the merger (the "Merger") pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of April 25, 2017, by and among AdvancePierre Foods Holdings, Inc. (the "Issuer"), Tyson Foods, Inc. and DVB Merger Sub, Inc., each outstanding share of Issuer common stock ("Common Stock") was cancelled and converted into the right to receive a cash payment of $40.25 per share (the "Merger Consideration"), and each outstanding Issuer restricted stock unit was converted into the right to receive an amount of cash equal to the Merger Consideration. |
Filing footnotes · ownership attribution and instrument terms
F1: Upon the closing of the merger (the "Merger") pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of April 25, 2017, by and among AdvancePierre Foods Holdings, Inc. (the "Issuer"), Tyson Foods, Inc. and DVB Merger Sub, Inc., each outstanding share of Issuer common stock ("Common Stock") was cancelled and converted into the right to receive a cash payment of $40.25 per share (the "Merger Consideration"), and each outstanding Issuer restricted stock unit was converted into the right to receive an amount of cash equal to the Merger Consideration.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 23, 2007 Filed May 25, 2007 20:40 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 10,600 | $80.00 | $848,000.00 |
DisclosureSEC source: 0001181431-07-035660 · rrd160340.xml · nonDerivative · entry 1 PERLIN GARY L · CIK 0001252395 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,484 F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 30, 2007, in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| May 03, 2007 Filed May 7, 2007 20:19 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 5,402 | $74.15 | $400,558.30 |
DisclosureSEC source: 0000927628-07-000025 · per1018.xml · nonDerivative · entry 1 PERLIN GARY L · CIK 0001252395 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,084 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on April 30, 2007, in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| March 15, 2007 Filed Mar 16, 2007 22:11 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 1,985 | $75.83 | $150,522.55 |
DisclosureSEC source: 0000927628-07-000014 · per982.xml · nonDerivative · entry 1 PERLIN GARY L · CIK 0001252395 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,486 F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock granted on March 15, 2005. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| March 03, 2007 Filed Mar 7, 2007 00:36 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 1,388 | $76.79 | $106,584.52 |
DisclosureSEC source: 0001181431-07-017454 · rrd150231.xml · nonDerivative · entry 2 PERLIN GARY L · CIK 0001252395 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,471 F2 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock granted on March 3, 2006. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| March 02, 2007 Filed Mar 7, 2007 00:36 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock · Derivative | 122,460 | $0.00 Strike: $76.79 | $0.00 |
DisclosureSEC source: 0001181431-07-017454 · rrd150231.xml · derivative · entry 3 PERLIN GARY L · CIK 0001252395 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,460 Underlying: Common Stock · 122,460 shares Expires 2017-03-01 F3 · derivative.exercise_date: This option becomes exercisable in 33 1/3% increments beginning on March 2, 2008 and annually thereafter. Read SEC document |
| March 02, 2007 Filed Mar 7, 2007 00:36 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 20,670 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-07-017454 · rrd150231.xml · nonDerivative · entry 1 PERLIN GARY L · CIK 0001252395 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,859 F1 · kind: This grant restricted stock will vest in the following manner provided that the issuer achieves a predetermined earnings per share for 2007: 25% of the shares will vest on March 2, 2008, 25% will vest on March 2, 2009 and the remaining 50% will vest on March 2, 2010. Read SEC document |
| December 15, 2006 Filed Dec 20, 2006 00:56 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 2,504 | $77.15 | $193,183.60 |
DisclosureSEC source: 0001181431-06-070857 · rrd140113.xml · nonDerivative · entry 1 PERLIN GARY L · CIK 0001252395 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,189 F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock granted on December 15, 2003. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| March 17, 2006 Filed Mar 21, 2006 22:59 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 1,985 | $82.69 | $164,139.65 |
DisclosureSEC source: 0000927628-06-000033 · per857.xml · nonDerivative · entry 1 PERLIN GARY L · CIK 0001252395 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,693 F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock granted on March 15, 2005. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| March 03, 2006 Filed Mar 8, 2006 00:35 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantEmployee Stock Option (Right to Buy) · Derivative | 83,510 | $0.00 Strike: $88.81 | $0.00 |
DisclosureSEC source: 0000927628-06-000019 · per835.xml · derivative · entry 2 PERLIN GARY L · CIK 0001252395 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,510 Underlying: Common Stock · 83,510 shares Expires 2016-03-02 F2 · derivative.exercise_date: This option becomes exercisable in 33 1/3% increments beginning on March 3, 2007 and annually thereafter. Read SEC document |
| March 03, 2006 Filed Mar 8, 2006 00:35 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 17,650 | $0.00 | $0.00 |
DisclosureSEC source: 0000927628-06-000019 · per835.xml · nonDerivative · entry 1 PERLIN GARY L · CIK 0001252395 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,678 F1 · security: This grant of restricted stock will vest in the following manner: 25% of the shares will vest on March 3, 2007, 25% will vest on March 3, 2008 and the remaining 50% will vest on March 3, 2009 (less the shares automatically withheld by the issuer to satisfy the reporting person's tax withholding obligation upon reaching the retirement age). Read SEC document |
| March 03, 2006 Filed Mar 8, 2006 02:37 UTC Amendment | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantEmployee Stock Option (Right to Buy) · Derivative | 83,510 | $0.00 Strike: $88.81 | $0.00 |
DisclosureSEC source: 0000927628-06-000025 · per849.xml · derivative · entry 2 PERLIN GARY L · CIK 0001252395 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,510 Underlying: Common Stock · 83,510 shares Expires 2016-03-02 F3 · derivative.exercise_date: This option becomes exercisable in 33 1/3% increments beginning on March 3, 2007 and annually thereafter. Read SEC document |
| March 03, 2006 Filed Mar 8, 2006 02:37 UTC Amendment | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 17,650 | $0.00 | $0.00 |
DisclosureSEC source: 0000927628-06-000025 · per849.xml · nonDerivative · entry 1 PERLIN GARY L · CIK 0001252395 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,678 F1 · security: This grant of restricted stock will vest in the following manner: 25% of the shares will vest on March 3, 2007, 25% will vest on March 3, 2008 and the remaining 50% will vest on March 3, 2009. F2 · security: The sole purpose of this amendment is to correct an error in footnote (1) from the original filing. Read SEC document |
| December 20, 2005 Filed Dec 21, 2005 23:56 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 1,252 | $85.12 | $106,570.24 |
DisclosureSEC source: 0000927628-05-000129 · per763.xml · nonDerivative · entry 1 PERLIN GARY L · CIK 0001252395 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,028 F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock granted on December 15, 2003. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| March 15, 2005 Filed Mar 17, 2005 23:55 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantEmployee Stock Option (Right to Buy) · Derivative | 77,220 | $0.00 Strike: $78.71 | $0.00 |
DisclosureSEC source: 0000927628-05-000042 · per597.xml · derivative · entry 2 PERLIN GARY L · CIK 0001252395 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,220 Underlying: Common Stock · 77,220 shares Expires 2015-03-14 F2 · derivative.exercise_date: This option becomes exercisable in 33 1/3% increments beginning on March 15, 2006 and annually from that date thereafter. Read SEC document |
| March 15, 2005 Filed Mar 17, 2005 23:55 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 19,150 | $0.00 | $0.00 |
DisclosureSEC source: 0000927628-05-000042 · per597.xml · nonDerivative · entry 1 PERLIN GARY L · CIK 0001252395 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,280 F1 · security: This grant of resticted stock will vest in the following manner: 25% will vest on March 15, 2006, 25% will vest on March 15, 2007 and 50% will vest on March 15, 2008. Read SEC document |
| December 23, 2004 Filed Dec 29, 2004 00:35 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 950 | $81.92 | $77,824.00 |
DisclosureSEC source: 0000927628-04-000018 · per435.xml · nonDerivative · entry 1 PERLIN GARY L · CIK 0001252395 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,130 F1 · kind: Represents the withholding by the issuer of restricted stock to satisfy the reporting person's tax withholding obligation upon the vesting of restricted stock. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| December 15, 2003 Filed Dec 18, 2003 00:32 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantEmployee Stock Option (Right to Buy) · Derivative | 24,500 | $0.00 Strike: $56.27 | $0.00 |
DisclosureSEC source: 0001242043-03-000140 · per292.xml · derivative · entry 2 PERLIN GARY L · CIK 0001252395 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,500 Underlying: Common Stock · 24,500 shares Expires 2013-12-15 F2 · derivative.exercise_date: This option becomes exercisable in 33 1/3% increments beginning on December 15, 2004 and annually from that date thereafter. Read SEC document |
| December 15, 2003 Filed Dec 18, 2003 00:32 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 12,080 | $0.00 | $0.00 |
DisclosureSEC source: 0001242043-03-000140 · per292.xml · nonDerivative · entry 1 PERLIN GARY L · CIK 0001252395 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,080 F1 · security: This grant of resticted stock will vest in the following manner: 25% will vest on December 15, 2004, 25% will vest on December 15, 2005 and 50% will vest on December 15, 2006. Read SEC document |
| July 29, 2003 Filed Jul 31, 2003 20:16 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantEmployee Stock Option (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $48.76 | $0.00 |
DisclosureSEC source: 0001242043-03-000006 · per157.xml · derivative · entry 1 PERLIN GARY L · CIK 0001252395 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2013-07-29 F1 · derivative.exercise_date: This option becomes exercisable in three equal annual installments beginning July 29, 2004. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.