organization · Reporting owner

SC US GF V Holdings, Ltd.

Disclosed activity across 6 companies

Tapewire entity: 16630
SEC CIK: 0001552461

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
Airbnb, Inc.ABNB · Entity 2189	10% owner	May 25, 2022	June 02, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Airbnb, Inc.

Report date May 25, 2022 · Filed June 02, 2022 · Amendment

Jointly reported with SC US (TTGP), LTD., SC XII MANAGEMENT LLC, SEQUOIA CAPITAL XII A DELAWARE L P, SEQUOIA TECHNOLOGY PARTNERS XII A DELAWARE L P, SEQUOIA CAPITAL XII PRINCIPALS FUND LLC, LEONE DOUGLAS M, BOTHA ROELOF, GOETZ JAMES J, SC U.S. VENTURE 2010 MANAGEMENT, L.P.

Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A Common StockSEC Table I · non-derivative	IndirectSee Footnotes	518,657	Reported balance After 2022-05-31 transaction · row 1 Amendment: may correct only part of an earlier disclosure. 1 source row Row 1 · 2022-05-31 · Other · Acquired 8,153 · Balance 518,657 F1: These shares were received by Sequoia Capital U.S. Venture 2010-Seed Fund L.P. ("USV 2010-Seed") as part of a pro rata distribution-in-kind of Class A Common Stock of the Issuer to the limited partners of an investment fund. F2: Includes shares of Class A Common Stock in the following amounts: 8,153 shares held by USV 2010-Seed, 502,758 shares held by Sequoia Capital Global Growth Fund II, L.P. ("GGF II"), and 7,746 shares held by Sequoia Capital Global Growth II Principals Fund, L.P.("GGF II PF"). F4: SC US (TTGP), Ltd. is: (i) the general partner of SC Global Growth II Management, L.P., which is the general partner of each Sequoia Capital Global Growth Fund II, L.P. ("GGF II") and Sequoia Capital Global Growth II Principals Fund, L.P. ("GGF II PF"); and (ii) the general partner of SC U.S. Venture 2010 Management, L.P., which is the general partner of USV 2010-Seed. F5: (cont'd) As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by GGF II, GGF II PF and USV 2010-Seed. In addition, the directors and stockholders of SC US (TTGP), Ltd. who exercise voting and investment discretion with respect to GGF II and GGF II PF are Douglas M. Leone and Roelof F. Botha. As a result, and by virtue of the relationships described in this paragraph, each such person may be deemed to share voting and dispositive power with respect to the shares held by GGF II and GGF II PF, as applicable. F6: (cont'd) Each of SC US (TTGP), Ltd., SC Global Growth II Management, L.P., U.S. Venture 2010 Management, L.P., Mr. Leone and Mr. Botha disclaims beneficial ownership of the shares held by GGF II, GGF II PF and USV 2010-Seed, as applicable, except to the extent of its or his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
Class B Common StockSEC Table II · derivative / convertible security	IndirectSequoia Capital Fund Parallel, LLC	6,039,832	Reported balance After 2022-05-25 transaction · row 4 Amendment: may correct only part of an earlier disclosure. 1 source row Row 4 · 2022-05-25 · Other · Acquired 1,813,067 · Balance 6,039,832 F3: The original Form 4, filed on May 27, 2022, is being amended by this Form 4 amendment to correct an administrative error, which misreported the number of securities acquired by Sequoia Capital Fund Parallel, LLC ("SCFP") on May 25, 2022. As a result of this administrative error, the number of shares beneficially owned by the reporting person following the corrected transaction reflects an increase in the number of shares reported as beneficially owned by the reporting person by 4,885 shares. F8: Represents a pro rata distribution of Class A Common Stock of the Issuer to partners or members of the applicable distributing fund for no consideration and includes subsequent distributions by general partners or managing members to their respective partners or members and the contribution by such partners or members to the applicable recipient fund. F7: SC US (TTGP), Ltd. is (i) the general partner of Sequoia Capital Fund Management, L.P., which is the general partner of Sequoia Capital Fund, LP ("SCF") and the managing member of Sequoia Capital Fund Parallel, LLC ("SCFP"). As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by SCF and SCFP. Each of such reporting persons disclaims beneficial ownership of the shares held by SCF and SCFP, as applicable, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
Class A Common StockSEC Table I · non-derivative	IndirectSequoia Capital Fund, LP	306,184	Reported balance Holding disclosure · report date 2022-05-25 · row 2 Amendment: may correct only part of an earlier disclosure. 1 source row Row 2 · Balance 306,184 F7: SC US (TTGP), Ltd. is (i) the general partner of Sequoia Capital Fund Management, L.P., which is the general partner of Sequoia Capital Fund, LP ("SCF") and the managing member of Sequoia Capital Fund Parallel, LLC ("SCFP"). As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by SCF and SCFP. Each of such reporting persons disclaims beneficial ownership of the shares held by SCF and SCFP, as applicable, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
Class A Common StockSEC Table I · non-derivative	IndirectSequoia Capital Fund Parallel, LLC	40,794	Reported balance Holding disclosure · report date 2022-05-25 · row 3 Amendment: may correct only part of an earlier disclosure. 1 source row Row 3 · Balance 40,794 F7: SC US (TTGP), Ltd. is (i) the general partner of Sequoia Capital Fund Management, L.P., which is the general partner of Sequoia Capital Fund, LP ("SCF") and the managing member of Sequoia Capital Fund Parallel, LLC ("SCFP"). As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by SCF and SCFP. Each of such reporting persons disclaims beneficial ownership of the shares held by SCF and SCFP, as applicable, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Filing footnotes · ownership attribution and instrument terms

F1: These shares were received by Sequoia Capital U.S. Venture 2010-Seed Fund L.P. ("USV 2010-Seed") as part of a pro rata distribution-in-kind of Class A Common Stock of the Issuer to the limited partners of an investment fund.

F2: Includes shares of Class A Common Stock in the following amounts: 8,153 shares held by USV 2010-Seed, 502,758 shares held by Sequoia Capital Global Growth Fund II, L.P. ("GGF II"), and 7,746 shares held by Sequoia Capital Global Growth II Principals Fund, L.P.("GGF II PF").

F3: The original Form 4, filed on May 27, 2022, is being amended by this Form 4 amendment to correct an administrative error, which misreported the number of securities acquired by Sequoia Capital Fund Parallel, LLC ("SCFP") on May 25, 2022. As a result of this administrative error, the number of shares beneficially owned by the reporting person following the corrected transaction reflects an increase in the number of shares reported as beneficially owned by the reporting person by 4,885 shares.

F4: SC US (TTGP), Ltd. is: (i) the general partner of SC Global Growth II Management, L.P., which is the general partner of each Sequoia Capital Global Growth Fund II, L.P. ("GGF II") and Sequoia Capital Global Growth II Principals Fund, L.P. ("GGF II PF"); and (ii) the general partner of SC U.S. Venture 2010 Management, L.P., which is the general partner of USV 2010-Seed.

F5: (cont'd) As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by GGF II, GGF II PF and USV 2010-Seed. In addition, the directors and stockholders of SC US (TTGP), Ltd. who exercise voting and investment discretion with respect to GGF II and GGF II PF are Douglas M. Leone and Roelof F. Botha. As a result, and by virtue of the relationships described in this paragraph, each such person may be deemed to share voting and dispositive power with respect to the shares held by GGF II and GGF II PF, as applicable.

F6: (cont'd) Each of SC US (TTGP), Ltd., SC Global Growth II Management, L.P., U.S. Venture 2010 Management, L.P., Mr. Leone and Mr. Botha disclaims beneficial ownership of the shares held by GGF II, GGF II PF and USV 2010-Seed, as applicable, except to the extent of its or his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

F7: SC US (TTGP), Ltd. is (i) the general partner of Sequoia Capital Fund Management, L.P., which is the general partner of Sequoia Capital Fund, LP ("SCF") and the managing member of Sequoia Capital Fund Parallel, LLC ("SCFP"). As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by SCF and SCFP. Each of such reporting persons disclaims beneficial ownership of the shares held by SCF and SCFP, as applicable, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

F8: Represents a pro rata distribution of Class A Common Stock of the Issuer to partners or members of the applicable distributing fund for no consideration and includes subsequent distributions by general partners or managing members to their respective partners or members and the contribution by such partners or members to the applicable recipient fund.

Past disclosures · reporting ended (5)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Health Catalyst, Inc.

Report date February 26, 2020 · Filed February 29, 2020

Jointly reported with SC US (TTGP), LTD., SCGF V Management, L.P., SCGF IV MANAGEMENT LP, SEQUOIA CAPITAL U.S. GROWTH FUND V, L.P., SEQUOIA CAPITAL USGF PRINCIPALS FUND V, L.P., SEQUOIA CAPITAL US GROWTH FUND IV LP, SEQUOIA CAPITAL USGF PRINCIPALS FUND IV LP

Section 16 reporting ended · disclosed 2020-02-29. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectSequoia Capital USGF Principals Fund IV, L.P.	110,182	Last balance in matching sequence After 2020-02-28 transaction · row 2 Source-order balances reconcile. Account continuity and personal attribution are not independently verified. 2 source rows Row 1 · 2020-02-26 · Other · Disposed 18,364 · Balance 128,546 F1: Represents a pro rata distribution of Common Stock of the Issuer to partners or members for no consideration and includes subsequent distributions by general partners or managing members to their respective partners or members. F2: SC US (TTGP), Ltd. is the general partner of SCGF IV Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund IV, LP and Sequoia Capital USGF Principals Fund IV, LP (collectively, the "SC USGF IV Funds"). As a result, SC US (TTGP), Ltd. and SCGF IV Management, L.P. may be deemed to share voting and dispositive power with respect to the shares held by the SC USGF IV Funds. Each of SC US (TTGP), Ltd. and SCGF IV Management, L.P. disclaims beneficial ownership of the shares held by the SC USGF IV Funds, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Row 2 · 2020-02-28 · Other · Disposed 18,364 · Balance 110,182 F1: Represents a pro rata distribution of Common Stock of the Issuer to partners or members for no consideration and includes subsequent distributions by general partners or managing members to their respective partners or members. F2: SC US (TTGP), Ltd. is the general partner of SCGF IV Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund IV, LP and Sequoia Capital USGF Principals Fund IV, LP (collectively, the "SC USGF IV Funds"). As a result, SC US (TTGP), Ltd. and SCGF IV Management, L.P. may be deemed to share voting and dispositive power with respect to the shares held by the SC USGF IV Funds. Each of SC US (TTGP), Ltd. and SCGF IV Management, L.P. disclaims beneficial ownership of the shares held by the SC USGF IV Funds, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
Common StockSEC Table I · non-derivative	IndirectSequoia Capital U.S. Growth Fund IV, L.P.	2,658,909	Last balance in matching sequence After 2020-02-28 transaction · row 4 Source-order balances reconcile. Account continuity and personal attribution are not independently verified. 2 source rows Row 3 · 2020-02-26 · Other · Disposed 443,151 · Balance 3,102,060 F1: Represents a pro rata distribution of Common Stock of the Issuer to partners or members for no consideration and includes subsequent distributions by general partners or managing members to their respective partners or members. F2: SC US (TTGP), Ltd. is the general partner of SCGF IV Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund IV, LP and Sequoia Capital USGF Principals Fund IV, LP (collectively, the "SC USGF IV Funds"). As a result, SC US (TTGP), Ltd. and SCGF IV Management, L.P. may be deemed to share voting and dispositive power with respect to the shares held by the SC USGF IV Funds. Each of SC US (TTGP), Ltd. and SCGF IV Management, L.P. disclaims beneficial ownership of the shares held by the SC USGF IV Funds, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Row 4 · 2020-02-28 · Other · Disposed 443,151 · Balance 2,658,909 F1: Represents a pro rata distribution of Common Stock of the Issuer to partners or members for no consideration and includes subsequent distributions by general partners or managing members to their respective partners or members. F2: SC US (TTGP), Ltd. is the general partner of SCGF IV Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund IV, LP and Sequoia Capital USGF Principals Fund IV, LP (collectively, the "SC USGF IV Funds"). As a result, SC US (TTGP), Ltd. and SCGF IV Management, L.P. may be deemed to share voting and dispositive power with respect to the shares held by the SC USGF IV Funds. Each of SC US (TTGP), Ltd. and SCGF IV Management, L.P. disclaims beneficial ownership of the shares held by the SC USGF IV Funds, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
Common StockSEC Table I · non-derivative	IndirectSC US GF V Holdings, Ltd.	848,776	Last balance in matching sequence After 2020-02-28 transaction · row 6 Source-order balances reconcile. Account continuity and personal attribution are not independently verified. 2 source rows Row 5 · 2020-02-26 · Other · Disposed 156,323 · Balance 1,005,099 F1: Represents a pro rata distribution of Common Stock of the Issuer to partners or members for no consideration and includes subsequent distributions by general partners or managing members to their respective partners or members. F3: SC US (TTGP), Ltd. is the general partner of SCGF V Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund V, LP ("SC USGF V") and Sequoia Capital USGF Principals Fund V, L.P. (together, the "SC USGF V Funds"), which together own 100% of the outstanding shares of SC US GF V Holdings, Ltd ("SC USGF V Holdco"). As a result, SC US (TTGP), Ltd. and SCGF V Management, L.P. may be deemed to share voting and dispositive power with respect to the shares held by the SC USGF V Funds and SC USGF V Holdco. Each of SC US (TTGP), Ltd. and SCGF V Management, L.P. disclaims beneficial ownership of the shares held by the SC USGF V Funds and SC USGF V Holdco, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Row 6 · 2020-02-28 · Other · Disposed 156,323 · Balance 848,776 F1: Represents a pro rata distribution of Common Stock of the Issuer to partners or members for no consideration and includes subsequent distributions by general partners or managing members to their respective partners or members. F3: SC US (TTGP), Ltd. is the general partner of SCGF V Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund V, LP ("SC USGF V") and Sequoia Capital USGF Principals Fund V, L.P. (together, the "SC USGF V Funds"), which together own 100% of the outstanding shares of SC US GF V Holdings, Ltd ("SC USGF V Holdco"). As a result, SC US (TTGP), Ltd. and SCGF V Management, L.P. may be deemed to share voting and dispositive power with respect to the shares held by the SC USGF V Funds and SC USGF V Holdco. Each of SC US (TTGP), Ltd. and SCGF V Management, L.P. disclaims beneficial ownership of the shares held by the SC USGF V Funds and SC USGF V Holdco, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
Common StockSEC Table I · non-derivative	IndirectSequoia Capital U.S. Growth Fund V, L.P.	89,162	Reported balance Holding disclosure · report date 2020-02-26 · row 7 Holding and transaction disclosures are not merged. 1 source row Row 7 · Balance 89,162 F3: SC US (TTGP), Ltd. is the general partner of SCGF V Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund V, LP ("SC USGF V") and Sequoia Capital USGF Principals Fund V, L.P. (together, the "SC USGF V Funds"), which together own 100% of the outstanding shares of SC US GF V Holdings, Ltd ("SC USGF V Holdco"). As a result, SC US (TTGP), Ltd. and SCGF V Management, L.P. may be deemed to share voting and dispositive power with respect to the shares held by the SC USGF V Funds and SC USGF V Holdco. Each of SC US (TTGP), Ltd. and SCGF V Management, L.P. disclaims beneficial ownership of the shares held by the SC USGF V Funds and SC USGF V Holdco, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Filing footnotes · ownership attribution and instrument terms

F1: Represents a pro rata distribution of Common Stock of the Issuer to partners or members for no consideration and includes subsequent distributions by general partners or managing members to their respective partners or members.

F2: SC US (TTGP), Ltd. is the general partner of SCGF IV Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund IV, LP and Sequoia Capital USGF Principals Fund IV, LP (collectively, the "SC USGF IV Funds"). As a result, SC US (TTGP), Ltd. and SCGF IV Management, L.P. may be deemed to share voting and dispositive power with respect to the shares held by the SC USGF IV Funds. Each of SC US (TTGP), Ltd. and SCGF IV Management, L.P. disclaims beneficial ownership of the shares held by the SC USGF IV Funds, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

F3: SC US (TTGP), Ltd. is the general partner of SCGF V Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund V, LP ("SC USGF V") and Sequoia Capital USGF Principals Fund V, L.P. (together, the "SC USGF V Funds"), which together own 100% of the outstanding shares of SC US GF V Holdings, Ltd ("SC USGF V Holdco"). As a result, SC US (TTGP), Ltd. and SCGF V Management, L.P. may be deemed to share voting and dispositive power with respect to the shares held by the SC USGF V Funds and SC USGF V Holdco. Each of SC US (TTGP), Ltd. and SCGF V Management, L.P. disclaims beneficial ownership of the shares held by the SC USGF V Funds and SC USGF V Holdco, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Medallia, Inc.

Report date October 29, 2021 · Filed November 02, 2021

Jointly reported with SC US (TTGP), LTD., SC U.S. GROWTH VI MANAGEMENT, L.P., SEQUOIA CAPITAL U.S. GROWTH FUND VI, L.P., SEQUOIA CAPITAL U.S. GROWTH VI PRINCIPALS FUND, L.P., SCGF V Management, L.P., SEQUOIA CAPITAL U.S. GROWTH FUND V, L.P., SEQUOIA CAPITAL USGF PRINCIPALS FUND V, L.P., GOETZ JAMES J, SCGGF MANAGEMENT, L.P.

Section 16 reporting ended · disclosed 2021-11-02. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosure context
Common StockSEC Table I · non-derivative	IndirectSC US GF V Holdings, Ltd.	Reported balance After 2021-10-29 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2021-10-29 · Disposition to issuer · Disposed 18,203,774 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger between the Issuer, Project Metal Parent, LLC and Project Metal Merger Sub, Inc. dated July 25, 2021, each share of issued and outstanding Issuer common stock was cancelled and converted into the right to receive $34.00 in cash. F2: SC US (TTGP), Ltd. is the general partner of SCGF V Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund V, LP and Sequoia Capital USGF Principals Fund V, L.P., or collectively, the SC US GF V Funds, which together own 100% of the outstanding shares of SC US GF V Holdings, Ltd. As a result, SC US (TTGP), Ltd. and SCGF V Management, L.P. may be deemed to share voting and dispositive power with respect to the shares held by SC US GF V Holdings, Ltd. Each of SC US (TTGP), Ltd. and SCGF V Management, L.P. disclaims beneficial ownership of the securities held by SC US GF V Holdings, Ltd. except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
Common StockSEC Table I · non-derivative	IndirectSequoia Capital U.S. Growth Fund VI, L.P.	Reported balance After 2021-10-29 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 2 · 2021-10-29 · Disposition to issuer · Disposed 6,801,123 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger between the Issuer, Project Metal Parent, LLC and Project Metal Merger Sub, Inc. dated July 25, 2021, each share of issued and outstanding Issuer common stock was cancelled and converted into the right to receive $34.00 in cash. F3: SC US (TTGP), Ltd. is the general partner of SC U.S. Growth VI Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VI, L.P. and Sequoia Capital U.S. Growth VI Principals Fund, L.P. As a result, SC US (TTGP), Ltd. and SC U.S. Growth VI Management, L.P. may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital U.S. Growth Fund VI, L.P. and Sequoia Capital U.S. Growth VI Principals Fund, L.P. Each of SC US (TTGP), Ltd. and SC U.S. Growth VI Management, L.P. disclaims beneficial ownership of the securities held by Sequoia Capital U.S. Growth Fund VI, L.P. and Sequoia Capital U.S. Growth VI Principals Fund, L.P. except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
Common StockSEC Table I · non-derivative	IndirectSequoia Capital U.S. Growth VI Principals Fund, L.P.	Reported balance After 2021-10-29 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 3 · 2021-10-29 · Disposition to issuer · Disposed 486,555 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger between the Issuer, Project Metal Parent, LLC and Project Metal Merger Sub, Inc. dated July 25, 2021, each share of issued and outstanding Issuer common stock was cancelled and converted into the right to receive $34.00 in cash. F3: SC US (TTGP), Ltd. is the general partner of SC U.S. Growth VI Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VI, L.P. and Sequoia Capital U.S. Growth VI Principals Fund, L.P. As a result, SC US (TTGP), Ltd. and SC U.S. Growth VI Management, L.P. may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital U.S. Growth Fund VI, L.P. and Sequoia Capital U.S. Growth VI Principals Fund, L.P. Each of SC US (TTGP), Ltd. and SC U.S. Growth VI Management, L.P. disclaims beneficial ownership of the securities held by Sequoia Capital U.S. Growth Fund VI, L.P. and Sequoia Capital U.S. Growth VI Principals Fund, L.P. except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
Common StockSEC Table I · non-derivative	IndirectSequoia Capital Global Growth Fund, LP	Reported balance After 2021-10-29 transaction · row 4 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 4 · 2021-10-29 · Disposition to issuer · Disposed 6,982,507 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger between the Issuer, Project Metal Parent, LLC and Project Metal Merger Sub, Inc. dated July 25, 2021, each share of issued and outstanding Issuer common stock was cancelled and converted into the right to receive $34.00 in cash. F4: SC US (TTGP), Ltd. is the general partner of SCGGF Management, L.P., which is the general partner of Sequoia Capital Global Growth Fund, LP and Sequoia Capital Global Growth Principals Fund, LP. As a result, SC US (TTGP), Ltd. and SCGGF Management, L.P. may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital Global Growth Fund, LP and Sequoia Capital Global Growth Principals Fund, LP. Voting and disposition decisions at SC US (TTGP), Ltd. with respect to the shares held by the SC GGF Funds are made by an investment committee consisting of Messrs. Douglas Leone and James J. Goetz. Each of SC US (TTGP), Ltd., SCGGF Management, L.P., Mr. Leone and Mr. Goetz disclaims beneficial ownership of the securities held by Sequoia Capital Global Growth Fund, LP and Sequoia Capital Global Growth Principals Fund, LP except to the extent of its pecuniary interest therein, F5: (Continued from footnote 5) and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
Common StockSEC Table I · non-derivative	IndirectSequoia Capital Global Growth Principals Fund, LP	Reported balance After 2021-10-29 transaction · row 5 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 5 · 2021-10-29 · Disposition to issuer · Disposed 253,230 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger between the Issuer, Project Metal Parent, LLC and Project Metal Merger Sub, Inc. dated July 25, 2021, each share of issued and outstanding Issuer common stock was cancelled and converted into the right to receive $34.00 in cash. F4: SC US (TTGP), Ltd. is the general partner of SCGGF Management, L.P., which is the general partner of Sequoia Capital Global Growth Fund, LP and Sequoia Capital Global Growth Principals Fund, LP. As a result, SC US (TTGP), Ltd. and SCGGF Management, L.P. may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital Global Growth Fund, LP and Sequoia Capital Global Growth Principals Fund, LP. Voting and disposition decisions at SC US (TTGP), Ltd. with respect to the shares held by the SC GGF Funds are made by an investment committee consisting of Messrs. Douglas Leone and James J. Goetz. Each of SC US (TTGP), Ltd., SCGGF Management, L.P., Mr. Leone and Mr. Goetz disclaims beneficial ownership of the securities held by Sequoia Capital Global Growth Fund, LP and Sequoia Capital Global Growth Principals Fund, LP except to the extent of its pecuniary interest therein, F5: (Continued from footnote 5) and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
Common StockSEC Table I · non-derivative	IndirectDenarvor, L.L.C.	Reported balance After 2021-10-29 transaction · row 6 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 6 · 2021-10-29 · Disposition to issuer · Disposed 1,425 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger between the Issuer, Project Metal Parent, LLC and Project Metal Merger Sub, Inc. dated July 25, 2021, each share of issued and outstanding Issuer common stock was cancelled and converted into the right to receive $34.00 in cash. F6: SC US SSF 2013 (TTGP), L.L.C. is the general partner of SC U.S. Scout Seed Fund 2013 Management, L.P., which is the general partner of Sequoia Capital U.S. Scout Seed Fund 2013, L.P., which wholly owns Sequoia Capital U.S. Scout Fund IV, L.L.C., which in turn wholly owns Denarvor, L.L.C. As a result, SC US SSF 2013 (TTGP), L.L.C. and SC U.S. Scout Seed Fund 2013 Management, L.P. may be deemed to share voting and dispositive power with respect to the shares held by Denarvor, L.L.C. Each of SC US SSF 2013 (TTGP), L.L.C. and SC U.S. Scout Seed Fund 2013 Management, L.P. disclaims beneficial ownership of the securities held by Denarvor, L.L.C. except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
Common StockSEC Table I · non-derivative	IndirectSequoia Grove II, LLC	Reported balance After 2021-10-29 transaction · row 7 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 7 · 2021-10-29 · Disposition to issuer · Disposed 3,621,345 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger between the Issuer, Project Metal Parent, LLC and Project Metal Merger Sub, Inc. dated July 25, 2021, each share of issued and outstanding Issuer common stock was cancelled and converted into the right to receive $34.00 in cash. F7: Sequoia Grove Manager, LLC is the manager of Sequoia Grove II, LLC. As a result, Sequoia Grove Manager, LLC may be deemed to share beneficial ownership with respect to the shares held by Sequoia Grove II, LLC. Each of Sequoia Grove Manager, LLC and Sequoia Grove II, LLC disclaims beneficial ownership of the shares held by Sequoia Grove II, LLC except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the Agreement and Plan of Merger between the Issuer, Project Metal Parent, LLC and Project Metal Merger Sub, Inc. dated July 25, 2021, each share of issued and outstanding Issuer common stock was cancelled and converted into the right to receive $34.00 in cash.

F2: SC US (TTGP), Ltd. is the general partner of SCGF V Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund V, LP and Sequoia Capital USGF Principals Fund V, L.P., or collectively, the SC US GF V Funds, which together own 100% of the outstanding shares of SC US GF V Holdings, Ltd. As a result, SC US (TTGP), Ltd. and SCGF V Management, L.P. may be deemed to share voting and dispositive power with respect to the shares held by SC US GF V Holdings, Ltd. Each of SC US (TTGP), Ltd. and SCGF V Management, L.P. disclaims beneficial ownership of the securities held by SC US GF V Holdings, Ltd. except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

F3: SC US (TTGP), Ltd. is the general partner of SC U.S. Growth VI Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VI, L.P. and Sequoia Capital U.S. Growth VI Principals Fund, L.P. As a result, SC US (TTGP), Ltd. and SC U.S. Growth VI Management, L.P. may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital U.S. Growth Fund VI, L.P. and Sequoia Capital U.S. Growth VI Principals Fund, L.P. Each of SC US (TTGP), Ltd. and SC U.S. Growth VI Management, L.P. disclaims beneficial ownership of the securities held by Sequoia Capital U.S. Growth Fund VI, L.P. and Sequoia Capital U.S. Growth VI Principals Fund, L.P. except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

F4: SC US (TTGP), Ltd. is the general partner of SCGGF Management, L.P., which is the general partner of Sequoia Capital Global Growth Fund, LP and Sequoia Capital Global Growth Principals Fund, LP. As a result, SC US (TTGP), Ltd. and SCGGF Management, L.P. may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital Global Growth Fund, LP and Sequoia Capital Global Growth Principals Fund, LP. Voting and disposition decisions at SC US (TTGP), Ltd. with respect to the shares held by the SC GGF Funds are made by an investment committee consisting of Messrs. Douglas Leone and James J. Goetz. Each of SC US (TTGP), Ltd., SCGGF Management, L.P., Mr. Leone and Mr. Goetz disclaims beneficial ownership of the securities held by Sequoia Capital Global Growth Fund, LP and Sequoia Capital Global Growth Principals Fund, LP except to the extent of its pecuniary interest therein,

F5: (Continued from footnote 5) and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

F6: SC US SSF 2013 (TTGP), L.L.C. is the general partner of SC U.S. Scout Seed Fund 2013 Management, L.P., which is the general partner of Sequoia Capital U.S. Scout Seed Fund 2013, L.P., which wholly owns Sequoia Capital U.S. Scout Fund IV, L.L.C., which in turn wholly owns Denarvor, L.L.C. As a result, SC US SSF 2013 (TTGP), L.L.C. and SC U.S. Scout Seed Fund 2013 Management, L.P. may be deemed to share voting and dispositive power with respect to the shares held by Denarvor, L.L.C. Each of SC US SSF 2013 (TTGP), L.L.C. and SC U.S. Scout Seed Fund 2013 Management, L.P. disclaims beneficial ownership of the securities held by Denarvor, L.L.C. except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

F7: Sequoia Grove Manager, LLC is the manager of Sequoia Grove II, LLC. As a result, Sequoia Grove Manager, LLC may be deemed to share beneficial ownership with respect to the shares held by Sequoia Grove II, LLC. Each of Sequoia Grove Manager, LLC and Sequoia Grove II, LLC disclaims beneficial ownership of the shares held by Sequoia Grove II, LLC except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.

ON Semiconductor Connectivity Solutions, Inc.

Report date November 14, 2017 · Filed November 16, 2017

Jointly reported with SC XI MANAGEMENT LLC, SEQUOIA CAPITAL XI, SEQUOIA CAPITAL XI PRINCIPALS FUND, SEQUOIA TECHNOLOGY PARTNERS XI, SC US (TTGP), LTD., SCGF V Management, L.P., SEQUOIA CAPITAL U.S. GROWTH FUND V, L.P., SEQUOIA CAPITAL USGF PRINCIPALS FUND V, L.P., LEONE DOUGLAS M

Section 16 reporting ended · disclosed 2017-11-16. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectBy Sequoia Capital XI, L.P.	1,689,996	Reported balance After 2017-11-14 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2017-11-14 · Other · Disposed 563,332 · Balance 1,689,996 F1: Represents a pro rata in-kind distribution of Common Stock of the Issuer to partners or members and includes subsequent distributions by general partners or managing members to their respective partners or members. F2: SC XI Management, LLC ("SC XI Management") is the general partner of Sequoia Capital XI, L.P. ("SC XI") and Sequoia Technology Partners XI, L.P. ("STP XI"), and the managing member of Sequoia Capital XI Principals Fund, LLC ("SC XI PF"). Douglas Leone and Michael Moritz are the managing members of SC XI Management. As a result, each of Messrs. Leone and Moritz and SC XI Management may be deemed to share voting and dispositive power with respect to the shares held by SC XI, STP XI and SC XI PF. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
Common StockSEC Table I · non-derivative	IndirectBy Sequoia Capital XI Principals Fund, LLC	183,856	Reported balance After 2017-11-14 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 2 · 2017-11-14 · Other · Disposed 61,285 · Balance 183,856 F1: Represents a pro rata in-kind distribution of Common Stock of the Issuer to partners or members and includes subsequent distributions by general partners or managing members to their respective partners or members. F2: SC XI Management, LLC ("SC XI Management") is the general partner of Sequoia Capital XI, L.P. ("SC XI") and Sequoia Technology Partners XI, L.P. ("STP XI"), and the managing member of Sequoia Capital XI Principals Fund, LLC ("SC XI PF"). Douglas Leone and Michael Moritz are the managing members of SC XI Management. As a result, each of Messrs. Leone and Moritz and SC XI Management may be deemed to share voting and dispositive power with respect to the shares held by SC XI, STP XI and SC XI PF. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
Common StockSEC Table I · non-derivative	IndirectBy Sequoia Technology Partners XI, L.P.	53,380	Reported balance After 2017-11-14 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 3 · 2017-11-14 · Other · Disposed 17,793 · Balance 53,380 F1: Represents a pro rata in-kind distribution of Common Stock of the Issuer to partners or members and includes subsequent distributions by general partners or managing members to their respective partners or members. F2: SC XI Management, LLC ("SC XI Management") is the general partner of Sequoia Capital XI, L.P. ("SC XI") and Sequoia Technology Partners XI, L.P. ("STP XI"), and the managing member of Sequoia Capital XI Principals Fund, LLC ("SC XI PF"). Douglas Leone and Michael Moritz are the managing members of SC XI Management. As a result, each of Messrs. Leone and Moritz and SC XI Management may be deemed to share voting and dispositive power with respect to the shares held by SC XI, STP XI and SC XI PF. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
Common StockSEC Table I · non-derivative	IndirectBy SC US GF V Holdings, LTD	1,279,816	Reported balance After 2017-11-14 transaction · row 4 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 4 · 2017-11-14 · Other · Disposed 468,048 · Balance 1,279,816 F1: Represents a pro rata in-kind distribution of Common Stock of the Issuer to partners or members and includes subsequent distributions by general partners or managing members to their respective partners or members. F3: SC US (TTGP), Ltd. ("SC US TTGP") is the general partner of SCGF V Management, L.P. ("GF V Management"), which is the general partner of each of Sequoia Capital U.S. Growth Fund V, L.P. ("SC Growth") and Sequoia Capital USGF Principals Fund V, L.P. ("SC USGF"). SC Growth and SC USGF together own 100% of the outstanding ordinary shares of SC US GF V Holdings, Ltd. ("SC Holdings"). As a result, SC US TTGP, SC Growth, SC USGF and GF V Management may be deemed to share voting and dispositive power with respect to the shares held by SC Holdings. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
Common StockSEC Table I · non-derivative	IndirectBy Sequoia Capital U.S. Growth Fund V, L.P.	124,327	Reported balance Holding disclosure · report date 2017-11-14 · row 5 Holding and transaction disclosures are not merged. 1 source row Row 5 · Balance 124,327 F4: SC US TTGP is the general partner of GF V Management, which is the general partner of SC Growth. As a result, SC US TTGP and GF V Management may be deemed to share voting and dispositive power with respect to the shares held by SC Growth. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Filing footnotes · ownership attribution and instrument terms

F1: Represents a pro rata in-kind distribution of Common Stock of the Issuer to partners or members and includes subsequent distributions by general partners or managing members to their respective partners or members.

F2: SC XI Management, LLC ("SC XI Management") is the general partner of Sequoia Capital XI, L.P. ("SC XI") and Sequoia Technology Partners XI, L.P. ("STP XI"), and the managing member of Sequoia Capital XI Principals Fund, LLC ("SC XI PF"). Douglas Leone and Michael Moritz are the managing members of SC XI Management. As a result, each of Messrs. Leone and Moritz and SC XI Management may be deemed to share voting and dispositive power with respect to the shares held by SC XI, STP XI and SC XI PF. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

F3: SC US (TTGP), Ltd. ("SC US TTGP") is the general partner of SCGF V Management, L.P. ("GF V Management"), which is the general partner of each of Sequoia Capital U.S. Growth Fund V, L.P. ("SC Growth") and Sequoia Capital USGF Principals Fund V, L.P. ("SC USGF"). SC Growth and SC USGF together own 100% of the outstanding ordinary shares of SC US GF V Holdings, Ltd. ("SC Holdings"). As a result, SC US TTGP, SC Growth, SC USGF and GF V Management may be deemed to share voting and dispositive power with respect to the shares held by SC Holdings. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

F4: SC US TTGP is the general partner of GF V Management, which is the general partner of SC Growth. As a result, SC US TTGP and GF V Management may be deemed to share voting and dispositive power with respect to the shares held by SC Growth. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Okta, Inc.

Report date January 12, 2018 · Filed January 18, 2018

Jointly reported with SC US (TTGP), LTD., SEQUOIA CAPITAL U.S. GROWTH VI PRINCIPALS FUND, L.P., SEQUOIA CAPITAL U.S. GROWTH FUND VI, L.P., SC U.S. GROWTH VI MANAGEMENT, L.P., SCGF V Management, L.P., SEQUOIA CAPITAL USGF PRINCIPALS FUND V, L.P., SEQUOIA CAPITAL U.S. GROWTH FUND V, L.P.

Section 16 reporting ended · disclosed 2018-01-18. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A Common StockSEC Table I · non-derivative	IndirectBy SC US GF V Holdings, Ltd.	0	Last balance in matching sequence After 2018-01-12 transaction · row 4 Source-order balances reconcile. Account continuity and personal attribution are not independently verified. 2 source rows Row 1 · 2018-01-12 · Conversion · Acquired 2,071,223 · Balance 2,071,223 F2: SC US (TTGP), Ltd. is the general partner of SC U.S. Growth VI Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VI, L.P. and Sequoia Capital U.S. Growth VI Principals Fund, L.P. Sequoia Capital U.S. Growth Fund V, L.P. and Sequoia Capital USGF Principals Fund V, L.P. together own 100% of the outstanding shares held by SC US GF V Holdings, Ltd. SC US (TTGP), Ltd. is the general partner of SCGF V Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund V, L.P. and Sequoia Capital USGF Principals Fund V, L.P. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Row 4 · 2018-01-12 · Other · Disposed 2,071,223 · Balance 0 F1: Represents a distribution of Class A Common Stock of the Issuer to partners or members and includes subsequent distributions by general partners or managing members to their respective partners or members. F2: SC US (TTGP), Ltd. is the general partner of SC U.S. Growth VI Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VI, L.P. and Sequoia Capital U.S. Growth VI Principals Fund, L.P. Sequoia Capital U.S. Growth Fund V, L.P. and Sequoia Capital USGF Principals Fund V, L.P. together own 100% of the outstanding shares held by SC US GF V Holdings, Ltd. SC US (TTGP), Ltd. is the general partner of SCGF V Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund V, L.P. and Sequoia Capital USGF Principals Fund V, L.P. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
Class A Common StockSEC Table I · non-derivative	IndirectBy Sequoia Capital U.S. Growth Fund VI, L.P.	0	Last balance in matching sequence After 2018-01-12 transaction · row 5 Source-order balances reconcile. Account continuity and personal attribution are not independently verified. 2 source rows Row 2 · 2018-01-12 · Conversion · Acquired 1,318,174 · Balance 1,318,174 F2: SC US (TTGP), Ltd. is the general partner of SC U.S. Growth VI Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VI, L.P. and Sequoia Capital U.S. Growth VI Principals Fund, L.P. Sequoia Capital U.S. Growth Fund V, L.P. and Sequoia Capital USGF Principals Fund V, L.P. together own 100% of the outstanding shares held by SC US GF V Holdings, Ltd. SC US (TTGP), Ltd. is the general partner of SCGF V Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund V, L.P. and Sequoia Capital USGF Principals Fund V, L.P. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Row 5 · 2018-01-12 · Other · Disposed 1,318,174 · Balance 0 F1: Represents a distribution of Class A Common Stock of the Issuer to partners or members and includes subsequent distributions by general partners or managing members to their respective partners or members. F2: SC US (TTGP), Ltd. is the general partner of SC U.S. Growth VI Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VI, L.P. and Sequoia Capital U.S. Growth VI Principals Fund, L.P. Sequoia Capital U.S. Growth Fund V, L.P. and Sequoia Capital USGF Principals Fund V, L.P. together own 100% of the outstanding shares held by SC US GF V Holdings, Ltd. SC US (TTGP), Ltd. is the general partner of SCGF V Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund V, L.P. and Sequoia Capital USGF Principals Fund V, L.P. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
Class A Common StockSEC Table I · non-derivative	IndirectBy Sequoia Capital U.S. Growth VI Principals Fund, L.P.	0	Last balance in matching sequence After 2018-01-12 transaction · row 6 Source-order balances reconcile. Account continuity and personal attribution are not independently verified. 2 source rows Row 3 · 2018-01-12 · Conversion · Acquired 66,026 · Balance 66,026 F2: SC US (TTGP), Ltd. is the general partner of SC U.S. Growth VI Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VI, L.P. and Sequoia Capital U.S. Growth VI Principals Fund, L.P. Sequoia Capital U.S. Growth Fund V, L.P. and Sequoia Capital USGF Principals Fund V, L.P. together own 100% of the outstanding shares held by SC US GF V Holdings, Ltd. SC US (TTGP), Ltd. is the general partner of SCGF V Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund V, L.P. and Sequoia Capital USGF Principals Fund V, L.P. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Row 6 · 2018-01-12 · Other · Disposed 66,026 · Balance 0 F1: Represents a distribution of Class A Common Stock of the Issuer to partners or members and includes subsequent distributions by general partners or managing members to their respective partners or members. F2: SC US (TTGP), Ltd. is the general partner of SC U.S. Growth VI Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VI, L.P. and Sequoia Capital U.S. Growth VI Principals Fund, L.P. Sequoia Capital U.S. Growth Fund V, L.P. and Sequoia Capital USGF Principals Fund V, L.P. together own 100% of the outstanding shares held by SC US GF V Holdings, Ltd. SC US (TTGP), Ltd. is the general partner of SCGF V Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund V, L.P. and Sequoia Capital USGF Principals Fund V, L.P. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
Class B Common StockSEC Table II · derivative / convertible security	IndirectBy SC US GF V Holdings, Ltd.	2,071,224	Reported balance After 2018-01-12 transaction · row 7 Instrument identity requires review; Table II rows are not merged. 1 source row Row 7 · 2018-01-12 · Conversion · Disposed 2,071,223 · Balance 2,071,224 F3: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F2: SC US (TTGP), Ltd. is the general partner of SC U.S. Growth VI Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VI, L.P. and Sequoia Capital U.S. Growth VI Principals Fund, L.P. Sequoia Capital U.S. Growth Fund V, L.P. and Sequoia Capital USGF Principals Fund V, L.P. together own 100% of the outstanding shares held by SC US GF V Holdings, Ltd. SC US (TTGP), Ltd. is the general partner of SCGF V Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund V, L.P. and Sequoia Capital USGF Principals Fund V, L.P. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
Class B Common StockSEC Table II · derivative / convertible security	IndirectBy Sequoia Capital U.S. Growth Fund VI, L.P.	1,318,172	Reported balance After 2018-01-12 transaction · row 8 Instrument identity requires review; Table II rows are not merged. 1 source row Row 8 · 2018-01-12 · Conversion · Disposed 1,318,174 · Balance 1,318,172 F3: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F2: SC US (TTGP), Ltd. is the general partner of SC U.S. Growth VI Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VI, L.P. and Sequoia Capital U.S. Growth VI Principals Fund, L.P. Sequoia Capital U.S. Growth Fund V, L.P. and Sequoia Capital USGF Principals Fund V, L.P. together own 100% of the outstanding shares held by SC US GF V Holdings, Ltd. SC US (TTGP), Ltd. is the general partner of SCGF V Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund V, L.P. and Sequoia Capital USGF Principals Fund V, L.P. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
Class B Common StockSEC Table II · derivative / convertible security	IndirectBy Sequoia Capital U.S. Growth VI Principals Fund, L.P.	66,028	Reported balance After 2018-01-12 transaction · row 9 Instrument identity requires review; Table II rows are not merged. 1 source row Row 9 · 2018-01-12 · Conversion · Disposed 66,026 · Balance 66,028 F3: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F2: SC US (TTGP), Ltd. is the general partner of SC U.S. Growth VI Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VI, L.P. and Sequoia Capital U.S. Growth VI Principals Fund, L.P. Sequoia Capital U.S. Growth Fund V, L.P. and Sequoia Capital USGF Principals Fund V, L.P. together own 100% of the outstanding shares held by SC US GF V Holdings, Ltd. SC US (TTGP), Ltd. is the general partner of SCGF V Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund V, L.P. and Sequoia Capital USGF Principals Fund V, L.P. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Filing footnotes · ownership attribution and instrument terms

F1: Represents a distribution of Class A Common Stock of the Issuer to partners or members and includes subsequent distributions by general partners or managing members to their respective partners or members.

F2: SC US (TTGP), Ltd. is the general partner of SC U.S. Growth VI Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VI, L.P. and Sequoia Capital U.S. Growth VI Principals Fund, L.P. Sequoia Capital U.S. Growth Fund V, L.P. and Sequoia Capital USGF Principals Fund V, L.P. together own 100% of the outstanding shares held by SC US GF V Holdings, Ltd. SC US (TTGP), Ltd. is the general partner of SCGF V Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund V, L.P. and Sequoia Capital USGF Principals Fund V, L.P. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

F3: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

ServiceNow, Inc.

Report date May 28, 2013 · Filed May 30, 2013

Jointly reported with SCGF GENPAR LTD, SEQUOIA CAPITAL US GROWTH FUND IV LP, SEQUOIA CAPITAL USGF PRINCIPALS FUND IV LP, SEQUOIA CAPITAL USGF PRINCIPALS FUND V, L.P., SCGF V Management, L.P., SC GF V TT, Ltd., SEQUOIA CAPITAL U.S. GROWTH FUND V, L.P., SCGF IV MANAGEMENT LP

Section 16 reporting ended · disclosed 2013-05-30. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectBy Sequoia Capital U.S. Growth Fund IV, LP	11,474,126	Reported balance After 2013-05-28 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2013-05-28 · Other · Disposed 5,737,063 · Balance 11,474,126 F1: Represents a pro rata in-kind distribution of Common Stock of the Issuer to partners or members and includes subsequent distributions by general partners or managing members to their respective partners or members. F2: SCGF GenPar, Ltd. ("SCGF GenPar") is the sole general partner of SCGF IV Management, L.P. ("SCGF IV Management"), which is the sole general partner of Sequoia Capital US Growth Fund IV, L.P. and Sequoia Capital USGF Principals Fund IV, L.P. As a result, SCGF GenPar and SCGF IV Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital US Growth Fund IV, L.P. and Sequoia Capital USGF Principals Fund IV, L.P. Each of the filing persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
Common StockSEC Table I · non-derivative	IndirectBy Sequoia Capital USGF Principals Fund IV, LP	498,046	Reported balance After 2013-05-28 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 2 · 2013-05-28 · Other · Disposed 249,023 · Balance 498,046 F1: Represents a pro rata in-kind distribution of Common Stock of the Issuer to partners or members and includes subsequent distributions by general partners or managing members to their respective partners or members. F2: SCGF GenPar, Ltd. ("SCGF GenPar") is the sole general partner of SCGF IV Management, L.P. ("SCGF IV Management"), which is the sole general partner of Sequoia Capital US Growth Fund IV, L.P. and Sequoia Capital USGF Principals Fund IV, L.P. As a result, SCGF GenPar and SCGF IV Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital US Growth Fund IV, L.P. and Sequoia Capital USGF Principals Fund IV, L.P. Each of the filing persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
Common StockSEC Table I · non-derivative	IndirectBy SC US GF V Holdings, Ltd.	337,500	Reported balance Holding disclosure · report date 2013-05-28 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 337,500 F3: SC GF V TT, Ltd. ("SCGF V") is the sole general partner of SCGF V Management, L.P. ("SCGF V Management"), which is the sole general partner of each of Sequoia Capital US Growth Fund V, L.P. and Sequoia Capital USGF Principals Fund V, L.P. Sequoia Capital US Growth Fund V, L.P. and Sequoia Capital USGF Principals Fund V, L.P. together own 100% of the outstanding ordinary shares of SC US GF V Holdings, Ltd. As a result, Sequoia Capital US Growth Fund V, L.P., Sequoia Capital USGF Principals Fund V, L.P., SCGF V and SCGF V Management may be deemed to share voting and dispositive power with respect to the shares held by SC US GF V Holdings, Ltd. Each of the filing persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Filing footnotes · ownership attribution and instrument terms

F2: SCGF GenPar, Ltd. ("SCGF GenPar") is the sole general partner of SCGF IV Management, L.P. ("SCGF IV Management"), which is the sole general partner of Sequoia Capital US Growth Fund IV, L.P. and Sequoia Capital USGF Principals Fund IV, L.P. As a result, SCGF GenPar and SCGF IV Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital US Growth Fund IV, L.P. and Sequoia Capital USGF Principals Fund IV, L.P. Each of the filing persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

F3: SC GF V TT, Ltd. ("SCGF V") is the sole general partner of SCGF V Management, L.P. ("SCGF V Management"), which is the sole general partner of each of Sequoia Capital US Growth Fund V, L.P. and Sequoia Capital USGF Principals Fund V, L.P. Sequoia Capital US Growth Fund V, L.P. and Sequoia Capital USGF Principals Fund V, L.P. together own 100% of the outstanding ordinary shares of SC US GF V Holdings, Ltd. As a result, Sequoia Capital US Growth Fund V, L.P., Sequoia Capital USGF Principals Fund V, L.P., SCGF V and SCGF V Management may be deemed to share voting and dispositive power with respect to the shares held by SC US GF V Holdings, Ltd. Each of the filing persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
January 02, 2018 Filed Jan 5, 2018 02:27 UTC	Okta, Inc. OKTA · Entity 3154	OtherClass A Common Stock	1,318,174	$0.00	$0.00	Disclosure SEC source: 0000899243-18-000551 · doc4.xml · nonDerivative · entry 5 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC US GF V Holdings, Ltd. · CIK 0001552461 · 10% owner SEQUOIA CAPITAL U.S. GROWTH VI PRINCIPALS FUND, L.P. · CIK 0001603938 · 10% owner SEQUOIA CAPITAL U.S. GROWTH FUND VI, L.P. · CIK 0001600143 · 10% owner SC U.S. GROWTH VI MANAGEMENT, L.P. · CIK 0001611388 · 10% owner SCGF V Management, L.P. · CIK 0001552459 · 10% owner SEQUOIA CAPITAL USGF PRINCIPALS FUND V, L.P. · CIK 0001528063 · 10% owner SEQUOIA CAPITAL U.S. GROWTH FUND V, L.P. · CIK 0001528109 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital U.S. Growth Fund VI, L.P. Disclosed balance after: 0 F1 · kind: Represents a distribution of Class A Common Stock of the Issuer to partners or members and includes subsequent distributions by general partners or managing members to their respective partners or members. F2 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SC U.S. Growth VI Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VI, L.P. and Sequoia Capital U.S. Growth VI Principals Fund, L.P. Sequoia Capital U.S. Growth Fund V, L.P. and Sequoia Capital USGF Principals Fund V, L.P. together own 100% of the outstanding shares held by SC US GF V Holdings, Ltd. SC US (TTGP), Ltd. is the general partner of SCGF V Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund V, L.P. and Sequoia Capital USGF Principals Fund V, L.P. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document
January 02, 2018 Filed Jan 5, 2018 02:27 UTC	Okta, Inc. OKTA · Entity 3154	OtherClass A Common Stock	2,071,223	$0.00	$0.00	Disclosure SEC source: 0000899243-18-000551 · doc4.xml · nonDerivative · entry 4 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC US GF V Holdings, Ltd. · CIK 0001552461 · 10% owner SEQUOIA CAPITAL U.S. GROWTH VI PRINCIPALS FUND, L.P. · CIK 0001603938 · 10% owner SEQUOIA CAPITAL U.S. GROWTH FUND VI, L.P. · CIK 0001600143 · 10% owner SC U.S. GROWTH VI MANAGEMENT, L.P. · CIK 0001611388 · 10% owner SCGF V Management, L.P. · CIK 0001552459 · 10% owner SEQUOIA CAPITAL USGF PRINCIPALS FUND V, L.P. · CIK 0001528063 · 10% owner SEQUOIA CAPITAL U.S. GROWTH FUND V, L.P. · CIK 0001528109 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By SC US GF V Holdings, Ltd. Disclosed balance after: 0 F1 · kind: Represents a distribution of Class A Common Stock of the Issuer to partners or members and includes subsequent distributions by general partners or managing members to their respective partners or members. F2 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SC U.S. Growth VI Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VI, L.P. and Sequoia Capital U.S. Growth VI Principals Fund, L.P. Sequoia Capital U.S. Growth Fund V, L.P. and Sequoia Capital USGF Principals Fund V, L.P. together own 100% of the outstanding shares held by SC US GF V Holdings, Ltd. SC US (TTGP), Ltd. is the general partner of SCGF V Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund V, L.P. and Sequoia Capital USGF Principals Fund V, L.P. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document
January 02, 2018 Filed Jan 5, 2018 02:27 UTC	Okta, Inc. OKTA · Entity 3154	ConversionClass A Common Stock	66,026	$0.00	$0.00	Disclosure SEC source: 0000899243-18-000551 · doc4.xml · nonDerivative · entry 3 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC US GF V Holdings, Ltd. · CIK 0001552461 · 10% owner SEQUOIA CAPITAL U.S. GROWTH VI PRINCIPALS FUND, L.P. · CIK 0001603938 · 10% owner SEQUOIA CAPITAL U.S. GROWTH FUND VI, L.P. · CIK 0001600143 · 10% owner SC U.S. GROWTH VI MANAGEMENT, L.P. · CIK 0001611388 · 10% owner SCGF V Management, L.P. · CIK 0001552459 · 10% owner SEQUOIA CAPITAL USGF PRINCIPALS FUND V, L.P. · CIK 0001528063 · 10% owner SEQUOIA CAPITAL U.S. GROWTH FUND V, L.P. · CIK 0001528109 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital U.S. Growth VI Principals Fund, L.P. Disclosed balance after: 66,026 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SC U.S. Growth VI Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VI, L.P. and Sequoia Capital U.S. Growth VI Principals Fund, L.P. Sequoia Capital U.S. Growth Fund V, L.P. and Sequoia Capital USGF Principals Fund V, L.P. together own 100% of the outstanding shares held by SC US GF V Holdings, Ltd. SC US (TTGP), Ltd. is the general partner of SCGF V Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund V, L.P. and Sequoia Capital USGF Principals Fund V, L.P. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document
January 02, 2018 Filed Jan 5, 2018 02:27 UTC	Okta, Inc. OKTA · Entity 3154	ConversionClass A Common Stock	1,318,174	$0.00	$0.00	Disclosure SEC source: 0000899243-18-000551 · doc4.xml · nonDerivative · entry 2 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC US GF V Holdings, Ltd. · CIK 0001552461 · 10% owner SEQUOIA CAPITAL U.S. GROWTH VI PRINCIPALS FUND, L.P. · CIK 0001603938 · 10% owner SEQUOIA CAPITAL U.S. GROWTH FUND VI, L.P. · CIK 0001600143 · 10% owner SC U.S. GROWTH VI MANAGEMENT, L.P. · CIK 0001611388 · 10% owner SCGF V Management, L.P. · CIK 0001552459 · 10% owner SEQUOIA CAPITAL USGF PRINCIPALS FUND V, L.P. · CIK 0001528063 · 10% owner SEQUOIA CAPITAL U.S. GROWTH FUND V, L.P. · CIK 0001528109 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital U.S. Growth Fund VI, L.P. Disclosed balance after: 1,318,174 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SC U.S. Growth VI Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VI, L.P. and Sequoia Capital U.S. Growth VI Principals Fund, L.P. Sequoia Capital U.S. Growth Fund V, L.P. and Sequoia Capital USGF Principals Fund V, L.P. together own 100% of the outstanding shares held by SC US GF V Holdings, Ltd. SC US (TTGP), Ltd. is the general partner of SCGF V Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund V, L.P. and Sequoia Capital USGF Principals Fund V, L.P. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document
January 02, 2018 Filed Jan 5, 2018 02:27 UTC	Okta, Inc. OKTA · Entity 3154	ConversionClass A Common Stock	2,071,223	$0.00	$0.00	Disclosure SEC source: 0000899243-18-000551 · doc4.xml · nonDerivative · entry 1 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC US GF V Holdings, Ltd. · CIK 0001552461 · 10% owner SEQUOIA CAPITAL U.S. GROWTH VI PRINCIPALS FUND, L.P. · CIK 0001603938 · 10% owner SEQUOIA CAPITAL U.S. GROWTH FUND VI, L.P. · CIK 0001600143 · 10% owner SC U.S. GROWTH VI MANAGEMENT, L.P. · CIK 0001611388 · 10% owner SCGF V Management, L.P. · CIK 0001552459 · 10% owner SEQUOIA CAPITAL USGF PRINCIPALS FUND V, L.P. · CIK 0001528063 · 10% owner SEQUOIA CAPITAL U.S. GROWTH FUND V, L.P. · CIK 0001528109 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By SC US GF V Holdings, Ltd. Disclosed balance after: 2,071,223 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SC U.S. Growth VI Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VI, L.P. and Sequoia Capital U.S. Growth VI Principals Fund, L.P. Sequoia Capital U.S. Growth Fund V, L.P. and Sequoia Capital USGF Principals Fund V, L.P. together own 100% of the outstanding shares held by SC US GF V Holdings, Ltd. SC US (TTGP), Ltd. is the general partner of SCGF V Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund V, L.P. and Sequoia Capital USGF Principals Fund V, L.P. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document
December 15, 2017 Filed Dec 20, 2017 01:36 UTC	Okta, Inc. OKTA · Entity 3154	OtherClass A Common Stock	66,026	$0.00	$0.00	Disclosure SEC source: 0000899243-17-029260 · doc4.xml · nonDerivative · entry 6 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC US GF V Holdings, Ltd. · CIK 0001552461 · 10% owner SEQUOIA CAPITAL U.S. GROWTH VI PRINCIPALS FUND, L.P. · CIK 0001603938 · 10% owner SEQUOIA CAPITAL U.S. GROWTH FUND VI, L.P. · CIK 0001600143 · 10% owner SC U.S. GROWTH VI MANAGEMENT, L.P. · CIK 0001611388 · 10% owner SCGF V Management, L.P. · CIK 0001552459 · 10% owner SEQUOIA CAPITAL USGF PRINCIPALS FUND V, L.P. · CIK 0001528063 · 10% owner SEQUOIA CAPITAL U.S. GROWTH FUND V, L.P. · CIK 0001528109 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital U.S. Growth VI Principals Fund, L.P. Disclosed balance after: 0 F1 · kind: Represents a distribution of Class A Common Stock of the Issuer to partners or members and includes subsequent distributions by general partners or managing members to their respective partners or members. F2 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SC U.S. Growth VI Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VI, L.P. and Sequoia Capital U.S. Growth VI Principals Fund, L.P. Sequoia Capital U.S. Growth Fund V, L.P. and Sequoia Capital USGF Principals Fund V, L.P. together own 100% of the outstanding shares held by SC US GF V Holdings, Ltd. SC US (TTGP), Ltd. is the general partner of SCGF V Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund V, L.P. and Sequoia Capital USGF Principals Fund V, L.P. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document
December 15, 2017 Filed Dec 20, 2017 01:36 UTC	Okta, Inc. OKTA · Entity 3154	OtherClass A Common Stock	1,318,174	$0.00	$0.00	Disclosure SEC source: 0000899243-17-029260 · doc4.xml · nonDerivative · entry 5 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC US GF V Holdings, Ltd. · CIK 0001552461 · 10% owner SEQUOIA CAPITAL U.S. GROWTH VI PRINCIPALS FUND, L.P. · CIK 0001603938 · 10% owner SEQUOIA CAPITAL U.S. GROWTH FUND VI, L.P. · CIK 0001600143 · 10% owner SC U.S. GROWTH VI MANAGEMENT, L.P. · CIK 0001611388 · 10% owner SCGF V Management, L.P. · CIK 0001552459 · 10% owner SEQUOIA CAPITAL USGF PRINCIPALS FUND V, L.P. · CIK 0001528063 · 10% owner SEQUOIA CAPITAL U.S. GROWTH FUND V, L.P. · CIK 0001528109 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital U.S. Growth Fund VI, L.P. Disclosed balance after: 0 F1 · kind: Represents a distribution of Class A Common Stock of the Issuer to partners or members and includes subsequent distributions by general partners or managing members to their respective partners or members. F2 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SC U.S. Growth VI Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VI, L.P. and Sequoia Capital U.S. Growth VI Principals Fund, L.P. Sequoia Capital U.S. Growth Fund V, L.P. and Sequoia Capital USGF Principals Fund V, L.P. together own 100% of the outstanding shares held by SC US GF V Holdings, Ltd. SC US (TTGP), Ltd. is the general partner of SCGF V Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund V, L.P. and Sequoia Capital USGF Principals Fund V, L.P. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document
December 15, 2017 Filed Dec 20, 2017 01:36 UTC	Okta, Inc. OKTA · Entity 3154	OtherClass A Common Stock	2,071,223	$0.00	$0.00	Disclosure SEC source: 0000899243-17-029260 · doc4.xml · nonDerivative · entry 4 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC US GF V Holdings, Ltd. · CIK 0001552461 · 10% owner SEQUOIA CAPITAL U.S. GROWTH VI PRINCIPALS FUND, L.P. · CIK 0001603938 · 10% owner SEQUOIA CAPITAL U.S. GROWTH FUND VI, L.P. · CIK 0001600143 · 10% owner SC U.S. GROWTH VI MANAGEMENT, L.P. · CIK 0001611388 · 10% owner SCGF V Management, L.P. · CIK 0001552459 · 10% owner SEQUOIA CAPITAL USGF PRINCIPALS FUND V, L.P. · CIK 0001528063 · 10% owner SEQUOIA CAPITAL U.S. GROWTH FUND V, L.P. · CIK 0001528109 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By SC US GF V Holdings, Ltd. Disclosed balance after: 0 F1 · kind: Represents a distribution of Class A Common Stock of the Issuer to partners or members and includes subsequent distributions by general partners or managing members to their respective partners or members. F2 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SC U.S. Growth VI Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VI, L.P. and Sequoia Capital U.S. Growth VI Principals Fund, L.P. Sequoia Capital U.S. Growth Fund V, L.P. and Sequoia Capital USGF Principals Fund V, L.P. together own 100% of the outstanding shares held by SC US GF V Holdings, Ltd. SC US (TTGP), Ltd. is the general partner of SCGF V Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund V, L.P. and Sequoia Capital USGF Principals Fund V, L.P. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document
December 15, 2017 Filed Dec 20, 2017 01:36 UTC	Okta, Inc. OKTA · Entity 3154	ConversionClass A Common Stock	66,026	$0.00	$0.00	Disclosure SEC source: 0000899243-17-029260 · doc4.xml · nonDerivative · entry 3 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC US GF V Holdings, Ltd. · CIK 0001552461 · 10% owner SEQUOIA CAPITAL U.S. GROWTH VI PRINCIPALS FUND, L.P. · CIK 0001603938 · 10% owner SEQUOIA CAPITAL U.S. GROWTH FUND VI, L.P. · CIK 0001600143 · 10% owner SC U.S. GROWTH VI MANAGEMENT, L.P. · CIK 0001611388 · 10% owner SCGF V Management, L.P. · CIK 0001552459 · 10% owner SEQUOIA CAPITAL USGF PRINCIPALS FUND V, L.P. · CIK 0001528063 · 10% owner SEQUOIA CAPITAL U.S. GROWTH FUND V, L.P. · CIK 0001528109 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital U.S. Growth VI Principals Fund, L.P. Disclosed balance after: 66,026 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SC U.S. Growth VI Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VI, L.P. and Sequoia Capital U.S. Growth VI Principals Fund, L.P. Sequoia Capital U.S. Growth Fund V, L.P. and Sequoia Capital USGF Principals Fund V, L.P. together own 100% of the outstanding shares held by SC US GF V Holdings, Ltd. SC US (TTGP), Ltd. is the general partner of SCGF V Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund V, L.P. and Sequoia Capital USGF Principals Fund V, L.P. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document
December 15, 2017 Filed Dec 20, 2017 01:36 UTC	Okta, Inc. OKTA · Entity 3154	ConversionClass A Common Stock	1,318,174	$0.00	$0.00	Disclosure SEC source: 0000899243-17-029260 · doc4.xml · nonDerivative · entry 2 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC US GF V Holdings, Ltd. · CIK 0001552461 · 10% owner SEQUOIA CAPITAL U.S. GROWTH VI PRINCIPALS FUND, L.P. · CIK 0001603938 · 10% owner SEQUOIA CAPITAL U.S. GROWTH FUND VI, L.P. · CIK 0001600143 · 10% owner SC U.S. GROWTH VI MANAGEMENT, L.P. · CIK 0001611388 · 10% owner SCGF V Management, L.P. · CIK 0001552459 · 10% owner SEQUOIA CAPITAL USGF PRINCIPALS FUND V, L.P. · CIK 0001528063 · 10% owner SEQUOIA CAPITAL U.S. GROWTH FUND V, L.P. · CIK 0001528109 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital U.S. Growth Fund VI, L.P. Disclosed balance after: 1,318,174 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SC U.S. Growth VI Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VI, L.P. and Sequoia Capital U.S. Growth VI Principals Fund, L.P. Sequoia Capital U.S. Growth Fund V, L.P. and Sequoia Capital USGF Principals Fund V, L.P. together own 100% of the outstanding shares held by SC US GF V Holdings, Ltd. SC US (TTGP), Ltd. is the general partner of SCGF V Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund V, L.P. and Sequoia Capital USGF Principals Fund V, L.P. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document
December 15, 2017 Filed Dec 20, 2017 01:36 UTC	Okta, Inc. OKTA · Entity 3154	ConversionClass A Common Stock	2,071,223	$0.00	$0.00	Disclosure SEC source: 0000899243-17-029260 · doc4.xml · nonDerivative · entry 1 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC US GF V Holdings, Ltd. · CIK 0001552461 · 10% owner SEQUOIA CAPITAL U.S. GROWTH VI PRINCIPALS FUND, L.P. · CIK 0001603938 · 10% owner SEQUOIA CAPITAL U.S. GROWTH FUND VI, L.P. · CIK 0001600143 · 10% owner SC U.S. GROWTH VI MANAGEMENT, L.P. · CIK 0001611388 · 10% owner SCGF V Management, L.P. · CIK 0001552459 · 10% owner SEQUOIA CAPITAL USGF PRINCIPALS FUND V, L.P. · CIK 0001528063 · 10% owner SEQUOIA CAPITAL U.S. GROWTH FUND V, L.P. · CIK 0001528109 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By SC US GF V Holdings, Ltd. Disclosed balance after: 2,071,223 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SC U.S. Growth VI Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VI, L.P. and Sequoia Capital U.S. Growth VI Principals Fund, L.P. Sequoia Capital U.S. Growth Fund V, L.P. and Sequoia Capital USGF Principals Fund V, L.P. together own 100% of the outstanding shares held by SC US GF V Holdings, Ltd. SC US (TTGP), Ltd. is the general partner of SCGF V Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund V, L.P. and Sequoia Capital USGF Principals Fund V, L.P. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document
November 14, 2017 Filed Nov 16, 2017 22:08 UTC	ON Semiconductor Connectivity Solutions, Inc. QTNA · Entity 156540	OtherCommon Stock	468,048	$0.00	$0.00	Disclosure SEC source: 0000899243-17-026619 · doc4.xml · nonDerivative · entry 4 SC XI MANAGEMENT LLC · CIK 0001261135 · 10% owner SEQUOIA CAPITAL XI · CIK 0001228834 · 10% owner SEQUOIA CAPITAL XI PRINCIPALS FUND · CIK 0001261134 · 10% owner SEQUOIA TECHNOLOGY PARTNERS XI · CIK 0001261133 · 10% owner SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SCGF V Management, L.P. · CIK 0001552459 · 10% owner SEQUOIA CAPITAL U.S. GROWTH FUND V, L.P. · CIK 0001528109 · 10% owner SEQUOIA CAPITAL USGF PRINCIPALS FUND V, L.P. · CIK 0001528063 · 10% owner SC US GF V Holdings, Ltd. · CIK 0001552461 · 10% owner LEONE DOUGLAS M · CIK 0001195580 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By SC US GF V Holdings, LTD Disclosed balance after: 1,279,816 F1 · kind: Represents a pro rata in-kind distribution of Common Stock of the Issuer to partners or members and includes subsequent distributions by general partners or managing members to their respective partners or members. F3 · ownership.nature: SC US (TTGP), Ltd. ("SC US TTGP") is the general partner of SCGF V Management, L.P. ("GF V Management"), which is the general partner of each of Sequoia Capital U.S. Growth Fund V, L.P. ("SC Growth") and Sequoia Capital USGF Principals Fund V, L.P. ("SC USGF"). SC Growth and SC USGF together own 100% of the outstanding ordinary shares of SC US GF V Holdings, Ltd. ("SC Holdings"). As a result, SC US TTGP, SC Growth, SC USGF and GF V Management may be deemed to share voting and dispositive power with respect to the shares held by SC Holdings. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document
November 14, 2017 Filed Nov 16, 2017 22:08 UTC	ON Semiconductor Connectivity Solutions, Inc. QTNA · Entity 156540	OtherCommon Stock	17,793	$0.00	$0.00	Disclosure SEC source: 0000899243-17-026619 · doc4.xml · nonDerivative · entry 3 SC XI MANAGEMENT LLC · CIK 0001261135 · 10% owner SEQUOIA CAPITAL XI · CIK 0001228834 · 10% owner SEQUOIA CAPITAL XI PRINCIPALS FUND · CIK 0001261134 · 10% owner SEQUOIA TECHNOLOGY PARTNERS XI · CIK 0001261133 · 10% owner SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SCGF V Management, L.P. · CIK 0001552459 · 10% owner SEQUOIA CAPITAL U.S. GROWTH FUND V, L.P. · CIK 0001528109 · 10% owner SEQUOIA CAPITAL USGF PRINCIPALS FUND V, L.P. · CIK 0001528063 · 10% owner SC US GF V Holdings, Ltd. · CIK 0001552461 · 10% owner LEONE DOUGLAS M · CIK 0001195580 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Technology Partners XI, L.P. Disclosed balance after: 53,380 F1 · kind: Represents a pro rata in-kind distribution of Common Stock of the Issuer to partners or members and includes subsequent distributions by general partners or managing members to their respective partners or members. F2 · ownership.nature: SC XI Management, LLC ("SC XI Management") is the general partner of Sequoia Capital XI, L.P. ("SC XI") and Sequoia Technology Partners XI, L.P. ("STP XI"), and the managing member of Sequoia Capital XI Principals Fund, LLC ("SC XI PF"). Douglas Leone and Michael Moritz are the managing members of SC XI Management. As a result, each of Messrs. Leone and Moritz and SC XI Management may be deemed to share voting and dispositive power with respect to the shares held by SC XI, STP XI and SC XI PF. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document
November 14, 2017 Filed Nov 16, 2017 22:08 UTC	ON Semiconductor Connectivity Solutions, Inc. QTNA · Entity 156540	OtherCommon Stock	61,285	$0.00	$0.00	Disclosure SEC source: 0000899243-17-026619 · doc4.xml · nonDerivative · entry 2 SC XI MANAGEMENT LLC · CIK 0001261135 · 10% owner SEQUOIA CAPITAL XI · CIK 0001228834 · 10% owner SEQUOIA CAPITAL XI PRINCIPALS FUND · CIK 0001261134 · 10% owner SEQUOIA TECHNOLOGY PARTNERS XI · CIK 0001261133 · 10% owner SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SCGF V Management, L.P. · CIK 0001552459 · 10% owner SEQUOIA CAPITAL U.S. GROWTH FUND V, L.P. · CIK 0001528109 · 10% owner SEQUOIA CAPITAL USGF PRINCIPALS FUND V, L.P. · CIK 0001528063 · 10% owner SC US GF V Holdings, Ltd. · CIK 0001552461 · 10% owner LEONE DOUGLAS M · CIK 0001195580 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital XI Principals Fund, LLC Disclosed balance after: 183,856 F1 · kind: Represents a pro rata in-kind distribution of Common Stock of the Issuer to partners or members and includes subsequent distributions by general partners or managing members to their respective partners or members. F2 · ownership.nature: SC XI Management, LLC ("SC XI Management") is the general partner of Sequoia Capital XI, L.P. ("SC XI") and Sequoia Technology Partners XI, L.P. ("STP XI"), and the managing member of Sequoia Capital XI Principals Fund, LLC ("SC XI PF"). Douglas Leone and Michael Moritz are the managing members of SC XI Management. As a result, each of Messrs. Leone and Moritz and SC XI Management may be deemed to share voting and dispositive power with respect to the shares held by SC XI, STP XI and SC XI PF. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document
November 14, 2017 Filed Nov 16, 2017 22:08 UTC	ON Semiconductor Connectivity Solutions, Inc. QTNA · Entity 156540	OtherCommon Stock	563,332	$0.00	$0.00	Disclosure SEC source: 0000899243-17-026619 · doc4.xml · nonDerivative · entry 1 SC XI MANAGEMENT LLC · CIK 0001261135 · 10% owner SEQUOIA CAPITAL XI · CIK 0001228834 · 10% owner SEQUOIA CAPITAL XI PRINCIPALS FUND · CIK 0001261134 · 10% owner SEQUOIA TECHNOLOGY PARTNERS XI · CIK 0001261133 · 10% owner SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SCGF V Management, L.P. · CIK 0001552459 · 10% owner SEQUOIA CAPITAL U.S. GROWTH FUND V, L.P. · CIK 0001528109 · 10% owner SEQUOIA CAPITAL USGF PRINCIPALS FUND V, L.P. · CIK 0001528063 · 10% owner SC US GF V Holdings, Ltd. · CIK 0001552461 · 10% owner LEONE DOUGLAS M · CIK 0001195580 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital XI, L.P. Disclosed balance after: 1,689,996 F1 · kind: Represents a pro rata in-kind distribution of Common Stock of the Issuer to partners or members and includes subsequent distributions by general partners or managing members to their respective partners or members. F2 · ownership.nature: SC XI Management, LLC ("SC XI Management") is the general partner of Sequoia Capital XI, L.P. ("SC XI") and Sequoia Technology Partners XI, L.P. ("STP XI"), and the managing member of Sequoia Capital XI Principals Fund, LLC ("SC XI PF"). Douglas Leone and Michael Moritz are the managing members of SC XI Management. As a result, each of Messrs. Leone and Moritz and SC XI Management may be deemed to share voting and dispositive power with respect to the shares held by SC XI, STP XI and SC XI PF. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document
May 23, 2017 Filed May 25, 2017 19:42 UTC	ON Semiconductor Connectivity Solutions, Inc. QTNA · Entity 156540	SaleCommon Stock	835,369	$19.90	$16,623,843.10	Disclosure SEC source: 0000899243-17-014404 · doc4.xml · nonDerivative · entry 4 SC XI MANAGEMENT LLC · CIK 0001261135 · 10% owner SC US GF V Holdings, Ltd. · CIK 0001552461 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By SC US GF V Holdings, LTD Disclosed balance after: 1,747,864 F2 · ownership.nature: SC US (TTGP), Ltd. ("SC US TTGP") is the general partner of SCGF V Management, L.P. ("GF V Management"), which is the general partner of each of Sequoia Capital U.S. Growth Fund V, L.P. ("SC Growth") and Sequoia Capital USGF Principals Fund V, L.P. ("SC USGF"). SC Growth and SC USGF together own 100% of the outstanding ordinary shares of SC US GF V Holdings, Ltd. ("SC Holdings"). As a result, SC US TTGP, SC Growth, SC USGF and GF V Management may be deemed to share voting and dispositive power with respect to the shares held by SC Holdings. Each of the filing persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document
May 23, 2017 Filed May 25, 2017 19:42 UTC	ON Semiconductor Connectivity Solutions, Inc. QTNA · Entity 156540	SaleCommon Stock	31,757	$19.90	$631,964.30	Disclosure SEC source: 0000899243-17-014404 · doc4.xml · nonDerivative · entry 3 SC XI MANAGEMENT LLC · CIK 0001261135 · 10% owner SC US GF V Holdings, Ltd. · CIK 0001552461 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Technology Partners XI, L.P. Disclosed balance after: 71,173 F1 · ownership.nature: SC XI Management, LLC ("SC XI Management") is the general partner of Sequoia Capital XI, L.P. ("SC XI") and Sequoia Technology Partners XI, L.P. ("STP XI"), and the managing member of Sequoia Capital XI Principals Fund, LLC ("SC XI PF"). Douglas Leone and Michael Moritz are the managing members of SC XI Management. As a result, each of Messrs. Leone and Moritz and SC XI Management may be deemed to share voting and dispositive power with respect to the shares held by SC XI, STP XI and SC XI PF. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document
May 23, 2017 Filed May 25, 2017 19:42 UTC	ON Semiconductor Connectivity Solutions, Inc. QTNA · Entity 156540	SaleCommon Stock	109,381	$19.90	$2,176,681.90	Disclosure SEC source: 0000899243-17-014404 · doc4.xml · nonDerivative · entry 2 SC XI MANAGEMENT LLC · CIK 0001261135 · 10% owner SC US GF V Holdings, Ltd. · CIK 0001552461 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital XI Principals Fund, LLC Disclosed balance after: 245,141 F1 · ownership.nature: SC XI Management, LLC ("SC XI Management") is the general partner of Sequoia Capital XI, L.P. ("SC XI") and Sequoia Technology Partners XI, L.P. ("STP XI"), and the managing member of Sequoia Capital XI Principals Fund, LLC ("SC XI PF"). Douglas Leone and Michael Moritz are the managing members of SC XI Management. As a result, each of Messrs. Leone and Moritz and SC XI Management may be deemed to share voting and dispositive power with respect to the shares held by SC XI, STP XI and SC XI PF. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document
May 23, 2017 Filed May 25, 2017 19:42 UTC	ON Semiconductor Connectivity Solutions, Inc. QTNA · Entity 156540	SaleCommon Stock	1,005,431	$19.90	$20,008,076.90	Disclosure SEC source: 0000899243-17-014404 · doc4.xml · nonDerivative · entry 1 SC XI MANAGEMENT LLC · CIK 0001261135 · 10% owner SC US GF V Holdings, Ltd. · CIK 0001552461 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital XI, L.P. Disclosed balance after: 2,253,328 F1 · ownership.nature: SC XI Management, LLC ("SC XI Management") is the general partner of Sequoia Capital XI, L.P. ("SC XI") and Sequoia Technology Partners XI, L.P. ("STP XI"), and the managing member of Sequoia Capital XI Principals Fund, LLC ("SC XI PF"). Douglas Leone and Michael Moritz are the managing members of SC XI Management. As a result, each of Messrs. Leone and Moritz and SC XI Management may be deemed to share voting and dispositive power with respect to the shares held by SC XI, STP XI and SC XI PF. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document
April 12, 2017 Filed Apr 13, 2017 01:29 UTC	Okta, Inc. OKTA · Entity 3154	OtherClass B Common Stock · Derivative	330,132	$0.00	$0.00	Disclosure SEC source: 0000899243-17-010142 · doc4.xml · derivative · entry 15 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC US GF V Holdings, Ltd. · CIK 0001552461 · 10% owner SEQUOIA CAPITAL U.S. GROWTH VI PRINCIPALS FUND, L.P. · CIK 0001603938 · 10% owner SEQUOIA CAPITAL U.S. GROWTH FUND VI, L.P. · CIK 0001600143 · 10% owner SC U.S. GROWTH VI MANAGEMENT, L.P. · CIK 0001611388 · 10% owner SEQUOIA CAPITAL USGF PRINCIPALS FUND V, L.P. · CIK 0001528063 · 10% owner SEQUOIA CAPITAL U.S. GROWTH FUND V, L.P. · CIK 0001528109 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital U.S. Growth VI Principals Fund, L.P. Disclosed balance after: 330,132 Underlying: Class A Common Stock · 330,132 shares Expires not disclosed F7 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · kind: Immediately prior to the closing of the Issuer's initial public offering and following the conversion of each series of the Issuer's convertible preferred stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F7 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F7 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F6 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SC U.S. Growth VI Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VI, L.P. and Sequoia Capital U.S. Growth VI Principals Fund, L.P. Sequoia Capital U.S. Growth Fund V, L.P. and Sequoia Capital USGF Principals Fund V, L.P. together own 100% of the outstanding shares held by SC US GF V Holdings, Ltd. SC US (TTGP), Ltd. is the general partner of SCGF V Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund V, L.P. and Sequoia Capital USGF Principals Fund V, L.P. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document
April 12, 2017 Filed Apr 13, 2017 01:29 UTC	Okta, Inc. OKTA · Entity 3154	OtherClass B Common Stock · Derivative	6,590,868	$0.00	$0.00	Disclosure SEC source: 0000899243-17-010142 · doc4.xml · derivative · entry 14 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC US GF V Holdings, Ltd. · CIK 0001552461 · 10% owner SEQUOIA CAPITAL U.S. GROWTH VI PRINCIPALS FUND, L.P. · CIK 0001603938 · 10% owner SEQUOIA CAPITAL U.S. GROWTH FUND VI, L.P. · CIK 0001600143 · 10% owner SC U.S. GROWTH VI MANAGEMENT, L.P. · CIK 0001611388 · 10% owner SEQUOIA CAPITAL USGF PRINCIPALS FUND V, L.P. · CIK 0001528063 · 10% owner SEQUOIA CAPITAL U.S. GROWTH FUND V, L.P. · CIK 0001528109 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital U.S. Growth Fund VI, L.P. Disclosed balance after: 6,590,868 Underlying: Class A Common Stock · 6,590,868 shares Expires not disclosed F7 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · kind: Immediately prior to the closing of the Issuer's initial public offering and following the conversion of each series of the Issuer's convertible preferred stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F7 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F7 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F6 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SC U.S. Growth VI Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VI, L.P. and Sequoia Capital U.S. Growth VI Principals Fund, L.P. Sequoia Capital U.S. Growth Fund V, L.P. and Sequoia Capital USGF Principals Fund V, L.P. together own 100% of the outstanding shares held by SC US GF V Holdings, Ltd. SC US (TTGP), Ltd. is the general partner of SCGF V Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund V, L.P. and Sequoia Capital USGF Principals Fund V, L.P. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document
April 12, 2017 Filed Apr 13, 2017 01:29 UTC	Okta, Inc. OKTA · Entity 3154	OtherClass B Common Stock · Derivative	10,356,116	$0.00	$0.00	Disclosure SEC source: 0000899243-17-010142 · doc4.xml · derivative · entry 13 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC US GF V Holdings, Ltd. · CIK 0001552461 · 10% owner SEQUOIA CAPITAL U.S. GROWTH VI PRINCIPALS FUND, L.P. · CIK 0001603938 · 10% owner SEQUOIA CAPITAL U.S. GROWTH FUND VI, L.P. · CIK 0001600143 · 10% owner SC U.S. GROWTH VI MANAGEMENT, L.P. · CIK 0001611388 · 10% owner SEQUOIA CAPITAL USGF PRINCIPALS FUND V, L.P. · CIK 0001528063 · 10% owner SEQUOIA CAPITAL U.S. GROWTH FUND V, L.P. · CIK 0001528109 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By SC US GF V Holdings, Ltd. Disclosed balance after: 10,356,116 Underlying: Class A Common Stock · 10,356,116 shares Expires not disclosed F7 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · kind: Immediately prior to the closing of the Issuer's initial public offering and following the conversion of each series of the Issuer's convertible preferred stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F7 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F7 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F6 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SC U.S. Growth VI Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VI, L.P. and Sequoia Capital U.S. Growth VI Principals Fund, L.P. Sequoia Capital U.S. Growth Fund V, L.P. and Sequoia Capital USGF Principals Fund V, L.P. together own 100% of the outstanding shares held by SC US GF V Holdings, Ltd. SC US (TTGP), Ltd. is the general partner of SCGF V Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund V, L.P. and Sequoia Capital USGF Principals Fund V, L.P. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document
April 12, 2017 Filed Apr 13, 2017 01:29 UTC	Okta, Inc. OKTA · Entity 3154	ConversionSeries F Preferred Stock · Derivative	88,853	$0.00	$0.00	Disclosure SEC source: 0000899243-17-010142 · doc4.xml · derivative · entry 12 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC US GF V Holdings, Ltd. · CIK 0001552461 · 10% owner SEQUOIA CAPITAL U.S. GROWTH VI PRINCIPALS FUND, L.P. · CIK 0001603938 · 10% owner SEQUOIA CAPITAL U.S. GROWTH FUND VI, L.P. · CIK 0001600143 · 10% owner SC U.S. GROWTH VI MANAGEMENT, L.P. · CIK 0001611388 · 10% owner SEQUOIA CAPITAL USGF PRINCIPALS FUND V, L.P. · CIK 0001528063 · 10% owner SEQUOIA CAPITAL U.S. GROWTH FUND V, L.P. · CIK 0001528109 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital U.S. Growth VI Principals Fund, L.P. Disclosed balance after: 0 Underlying: Common Stock · 88,853 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: The Series F Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F5 · derivative.exercise_date: The Series F Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F5 · derivative.expiration_date: The Series F Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F6 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SC U.S. Growth VI Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VI, L.P. and Sequoia Capital U.S. Growth VI Principals Fund, L.P. Sequoia Capital U.S. Growth Fund V, L.P. and Sequoia Capital USGF Principals Fund V, L.P. together own 100% of the outstanding shares held by SC US GF V Holdings, Ltd. SC US (TTGP), Ltd. is the general partner of SCGF V Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund V, L.P. and Sequoia Capital USGF Principals Fund V, L.P. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document
April 12, 2017 Filed Apr 13, 2017 01:29 UTC	Okta, Inc. OKTA · Entity 3154	ConversionSeries F Preferred Stock · Derivative	1,773,893	$0.00	$0.00	Disclosure SEC source: 0000899243-17-010142 · doc4.xml · derivative · entry 11 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC US GF V Holdings, Ltd. · CIK 0001552461 · 10% owner SEQUOIA CAPITAL U.S. GROWTH VI PRINCIPALS FUND, L.P. · CIK 0001603938 · 10% owner SEQUOIA CAPITAL U.S. GROWTH FUND VI, L.P. · CIK 0001600143 · 10% owner SC U.S. GROWTH VI MANAGEMENT, L.P. · CIK 0001611388 · 10% owner SEQUOIA CAPITAL USGF PRINCIPALS FUND V, L.P. · CIK 0001528063 · 10% owner SEQUOIA CAPITAL U.S. GROWTH FUND V, L.P. · CIK 0001528109 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital U.S. Growth Fund VI, L.P. Disclosed balance after: 0 Underlying: Common Stock · 1,773,893 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: The Series F Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F5 · derivative.exercise_date: The Series F Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F5 · derivative.expiration_date: The Series F Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F6 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SC U.S. Growth VI Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VI, L.P. and Sequoia Capital U.S. Growth VI Principals Fund, L.P. Sequoia Capital U.S. Growth Fund V, L.P. and Sequoia Capital USGF Principals Fund V, L.P. together own 100% of the outstanding shares held by SC US GF V Holdings, Ltd. SC US (TTGP), Ltd. is the general partner of SCGF V Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund V, L.P. and Sequoia Capital USGF Principals Fund V, L.P. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document
April 12, 2017 Filed Apr 13, 2017 01:29 UTC	Okta, Inc. OKTA · Entity 3154	ConversionSeries E Preferred Stock · Derivative	241,279	$0.00	$0.00	Disclosure SEC source: 0000899243-17-010142 · doc4.xml · derivative · entry 10 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC US GF V Holdings, Ltd. · CIK 0001552461 · 10% owner SEQUOIA CAPITAL U.S. GROWTH VI PRINCIPALS FUND, L.P. · CIK 0001603938 · 10% owner SEQUOIA CAPITAL U.S. GROWTH FUND VI, L.P. · CIK 0001600143 · 10% owner SC U.S. GROWTH VI MANAGEMENT, L.P. · CIK 0001611388 · 10% owner SEQUOIA CAPITAL USGF PRINCIPALS FUND V, L.P. · CIK 0001528063 · 10% owner SEQUOIA CAPITAL U.S. GROWTH FUND V, L.P. · CIK 0001528109 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital U.S. Growth VI Principals Fund, L.P. Disclosed balance after: 0 Underlying: Common Stock · 241,279 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: The Series E Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F4 · derivative.exercise_date: The Series E Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F4 · derivative.expiration_date: The Series E Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F6 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SC U.S. Growth VI Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VI, L.P. and Sequoia Capital U.S. Growth VI Principals Fund, L.P. Sequoia Capital U.S. Growth Fund V, L.P. and Sequoia Capital USGF Principals Fund V, L.P. together own 100% of the outstanding shares held by SC US GF V Holdings, Ltd. SC US (TTGP), Ltd. is the general partner of SCGF V Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund V, L.P. and Sequoia Capital USGF Principals Fund V, L.P. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document
April 12, 2017 Filed Apr 13, 2017 01:29 UTC	Okta, Inc. OKTA · Entity 3154	ConversionSeries E Preferred Stock · Derivative	4,819,975	$0.00	$0.00	Disclosure SEC source: 0000899243-17-010142 · doc4.xml · derivative · entry 9 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC US GF V Holdings, Ltd. · CIK 0001552461 · 10% owner SEQUOIA CAPITAL U.S. GROWTH VI PRINCIPALS FUND, L.P. · CIK 0001603938 · 10% owner SEQUOIA CAPITAL U.S. GROWTH FUND VI, L.P. · CIK 0001600143 · 10% owner SC U.S. GROWTH VI MANAGEMENT, L.P. · CIK 0001611388 · 10% owner SEQUOIA CAPITAL USGF PRINCIPALS FUND V, L.P. · CIK 0001528063 · 10% owner SEQUOIA CAPITAL U.S. GROWTH FUND V, L.P. · CIK 0001528109 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital U.S. Growth Fund VI, L.P. Disclosed balance after: 0 Underlying: Common Stock · 4,819,975 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: The Series E Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F4 · derivative.exercise_date: The Series E Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F4 · derivative.expiration_date: The Series E Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F6 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SC U.S. Growth VI Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VI, L.P. and Sequoia Capital U.S. Growth VI Principals Fund, L.P. Sequoia Capital U.S. Growth Fund V, L.P. and Sequoia Capital USGF Principals Fund V, L.P. together own 100% of the outstanding shares held by SC US GF V Holdings, Ltd. SC US (TTGP), Ltd. is the general partner of SCGF V Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund V, L.P. and Sequoia Capital USGF Principals Fund V, L.P. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document
April 12, 2017 Filed Apr 13, 2017 01:29 UTC	Okta, Inc. OKTA · Entity 3154	ConversionSeries D Preferred Stock · Derivative	3,416,827	$0.00	$0.00	Disclosure SEC source: 0000899243-17-010142 · doc4.xml · derivative · entry 8 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC US GF V Holdings, Ltd. · CIK 0001552461 · 10% owner SEQUOIA CAPITAL U.S. GROWTH VI PRINCIPALS FUND, L.P. · CIK 0001603938 · 10% owner SEQUOIA CAPITAL U.S. GROWTH FUND VI, L.P. · CIK 0001600143 · 10% owner SC U.S. GROWTH VI MANAGEMENT, L.P. · CIK 0001611388 · 10% owner SEQUOIA CAPITAL USGF PRINCIPALS FUND V, L.P. · CIK 0001528063 · 10% owner SEQUOIA CAPITAL U.S. GROWTH FUND V, L.P. · CIK 0001528109 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By SC US GF V Holdings, Ltd. Disclosed balance after: 0 Underlying: Common Stock · 3,416,827 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F3 · derivative.exercise_date: The Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F3 · derivative.expiration_date: The Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F6 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SC U.S. Growth VI Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VI, L.P. and Sequoia Capital U.S. Growth VI Principals Fund, L.P. Sequoia Capital U.S. Growth Fund V, L.P. and Sequoia Capital USGF Principals Fund V, L.P. together own 100% of the outstanding shares held by SC US GF V Holdings, Ltd. SC US (TTGP), Ltd. is the general partner of SCGF V Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund V, L.P. and Sequoia Capital USGF Principals Fund V, L.P. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document
April 12, 2017 Filed Apr 13, 2017 01:29 UTC	Okta, Inc. OKTA · Entity 3154	ConversionSeries C Preferred Stock · Derivative	6,939,289	$0.00	$0.00	Disclosure SEC source: 0000899243-17-010142 · doc4.xml · derivative · entry 7 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC US GF V Holdings, Ltd. · CIK 0001552461 · 10% owner SEQUOIA CAPITAL U.S. GROWTH VI PRINCIPALS FUND, L.P. · CIK 0001603938 · 10% owner SEQUOIA CAPITAL U.S. GROWTH FUND VI, L.P. · CIK 0001600143 · 10% owner SC U.S. GROWTH VI MANAGEMENT, L.P. · CIK 0001611388 · 10% owner SEQUOIA CAPITAL USGF PRINCIPALS FUND V, L.P. · CIK 0001528063 · 10% owner SEQUOIA CAPITAL U.S. GROWTH FUND V, L.P. · CIK 0001528109 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By SC US GF V Holdings, Ltd. Disclosed balance after: 0 Underlying: Common Stock · 6,939,289 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The Series C Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F2 · derivative.exercise_date: The Series C Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F2 · derivative.expiration_date: The Series C Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F6 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SC U.S. Growth VI Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VI, L.P. and Sequoia Capital U.S. Growth VI Principals Fund, L.P. Sequoia Capital U.S. Growth Fund V, L.P. and Sequoia Capital USGF Principals Fund V, L.P. together own 100% of the outstanding shares held by SC US GF V Holdings, Ltd. SC US (TTGP), Ltd. is the general partner of SCGF V Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund V, L.P. and Sequoia Capital USGF Principals Fund V, L.P. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document
April 12, 2017 Filed Apr 13, 2017 01:29 UTC	Okta, Inc. OKTA · Entity 3154	OtherCommon Stock	330,132	$0.00	$0.00	Disclosure SEC source: 0000899243-17-010142 · doc4.xml · nonDerivative · entry 6 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC US GF V Holdings, Ltd. · CIK 0001552461 · 10% owner SEQUOIA CAPITAL U.S. GROWTH VI PRINCIPALS FUND, L.P. · CIK 0001603938 · 10% owner SEQUOIA CAPITAL U.S. GROWTH FUND VI, L.P. · CIK 0001600143 · 10% owner SC U.S. GROWTH VI MANAGEMENT, L.P. · CIK 0001611388 · 10% owner SEQUOIA CAPITAL USGF PRINCIPALS FUND V, L.P. · CIK 0001528063 · 10% owner SEQUOIA CAPITAL U.S. GROWTH FUND V, L.P. · CIK 0001528109 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital U.S. Growth VI Principals Fund, L.P. Disclosed balance after: 0 F1 · security: Immediately prior to the closing of the Issuer's initial public offering and following the conversion of each series of the Issuer's convertible preferred stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F1 · kind: Immediately prior to the closing of the Issuer's initial public offering and following the conversion of each series of the Issuer's convertible preferred stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F7 · shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F6 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SC U.S. Growth VI Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VI, L.P. and Sequoia Capital U.S. Growth VI Principals Fund, L.P. Sequoia Capital U.S. Growth Fund V, L.P. and Sequoia Capital USGF Principals Fund V, L.P. together own 100% of the outstanding shares held by SC US GF V Holdings, Ltd. SC US (TTGP), Ltd. is the general partner of SCGF V Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund V, L.P. and Sequoia Capital USGF Principals Fund V, L.P. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document
April 12, 2017 Filed Apr 13, 2017 01:29 UTC	Okta, Inc. OKTA · Entity 3154	OtherCommon Stock	6,590,868	$0.00	$0.00	Disclosure SEC source: 0000899243-17-010142 · doc4.xml · nonDerivative · entry 5 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC US GF V Holdings, Ltd. · CIK 0001552461 · 10% owner SEQUOIA CAPITAL U.S. GROWTH VI PRINCIPALS FUND, L.P. · CIK 0001603938 · 10% owner SEQUOIA CAPITAL U.S. GROWTH FUND VI, L.P. · CIK 0001600143 · 10% owner SC U.S. GROWTH VI MANAGEMENT, L.P. · CIK 0001611388 · 10% owner SEQUOIA CAPITAL USGF PRINCIPALS FUND V, L.P. · CIK 0001528063 · 10% owner SEQUOIA CAPITAL U.S. GROWTH FUND V, L.P. · CIK 0001528109 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital U.S. Growth Fund VI, L.P. Disclosed balance after: 0 F1 · security: Immediately prior to the closing of the Issuer's initial public offering and following the conversion of each series of the Issuer's convertible preferred stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F1 · kind: Immediately prior to the closing of the Issuer's initial public offering and following the conversion of each series of the Issuer's convertible preferred stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F7 · shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F6 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SC U.S. Growth VI Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VI, L.P. and Sequoia Capital U.S. Growth VI Principals Fund, L.P. Sequoia Capital U.S. Growth Fund V, L.P. and Sequoia Capital USGF Principals Fund V, L.P. together own 100% of the outstanding shares held by SC US GF V Holdings, Ltd. SC US (TTGP), Ltd. is the general partner of SCGF V Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund V, L.P. and Sequoia Capital USGF Principals Fund V, L.P. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document
April 12, 2017 Filed Apr 13, 2017 01:29 UTC	Okta, Inc. OKTA · Entity 3154	OtherCommon Stock	10,356,116	$0.00	$0.00	Disclosure SEC source: 0000899243-17-010142 · doc4.xml · nonDerivative · entry 4 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC US GF V Holdings, Ltd. · CIK 0001552461 · 10% owner SEQUOIA CAPITAL U.S. GROWTH VI PRINCIPALS FUND, L.P. · CIK 0001603938 · 10% owner SEQUOIA CAPITAL U.S. GROWTH FUND VI, L.P. · CIK 0001600143 · 10% owner SC U.S. GROWTH VI MANAGEMENT, L.P. · CIK 0001611388 · 10% owner SEQUOIA CAPITAL USGF PRINCIPALS FUND V, L.P. · CIK 0001528063 · 10% owner SEQUOIA CAPITAL U.S. GROWTH FUND V, L.P. · CIK 0001528109 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By SC US GF V Holdings, Ltd. Disclosed balance after: 0 F1 · security: Immediately prior to the closing of the Issuer's initial public offering and following the conversion of each series of the Issuer's convertible preferred stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F1 · kind: Immediately prior to the closing of the Issuer's initial public offering and following the conversion of each series of the Issuer's convertible preferred stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F7 · shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F6 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SC U.S. Growth VI Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VI, L.P. and Sequoia Capital U.S. Growth VI Principals Fund, L.P. Sequoia Capital U.S. Growth Fund V, L.P. and Sequoia Capital USGF Principals Fund V, L.P. together own 100% of the outstanding shares held by SC US GF V Holdings, Ltd. SC US (TTGP), Ltd. is the general partner of SCGF V Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund V, L.P. and Sequoia Capital USGF Principals Fund V, L.P. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document
April 12, 2017 Filed Apr 13, 2017 01:29 UTC	Okta, Inc. OKTA · Entity 3154	ConversionCommon Stock	330,132	$0.00	$0.00	Disclosure SEC source: 0000899243-17-010142 · doc4.xml · nonDerivative · entry 3 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC US GF V Holdings, Ltd. · CIK 0001552461 · 10% owner SEQUOIA CAPITAL U.S. GROWTH VI PRINCIPALS FUND, L.P. · CIK 0001603938 · 10% owner SEQUOIA CAPITAL U.S. GROWTH FUND VI, L.P. · CIK 0001600143 · 10% owner SC U.S. GROWTH VI MANAGEMENT, L.P. · CIK 0001611388 · 10% owner SEQUOIA CAPITAL USGF PRINCIPALS FUND V, L.P. · CIK 0001528063 · 10% owner SEQUOIA CAPITAL U.S. GROWTH FUND V, L.P. · CIK 0001528109 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital U.S. Growth VI Principals Fund, L.P. Disclosed balance after: 330,132 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Immediately prior to the closing of the Issuer's initial public offering and following the conversion of each series of the Issuer's convertible preferred stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F4 · balance_after: The Series E Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F5 · balance_after: The Series F Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F6 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SC U.S. Growth VI Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VI, L.P. and Sequoia Capital U.S. Growth VI Principals Fund, L.P. Sequoia Capital U.S. Growth Fund V, L.P. and Sequoia Capital USGF Principals Fund V, L.P. together own 100% of the outstanding shares held by SC US GF V Holdings, Ltd. SC US (TTGP), Ltd. is the general partner of SCGF V Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund V, L.P. and Sequoia Capital USGF Principals Fund V, L.P. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document
April 12, 2017 Filed Apr 13, 2017 01:29 UTC	Okta, Inc. OKTA · Entity 3154	ConversionCommon Stock	6,590,868	$0.00	$0.00	Disclosure SEC source: 0000899243-17-010142 · doc4.xml · nonDerivative · entry 2 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC US GF V Holdings, Ltd. · CIK 0001552461 · 10% owner SEQUOIA CAPITAL U.S. GROWTH VI PRINCIPALS FUND, L.P. · CIK 0001603938 · 10% owner SEQUOIA CAPITAL U.S. GROWTH FUND VI, L.P. · CIK 0001600143 · 10% owner SC U.S. GROWTH VI MANAGEMENT, L.P. · CIK 0001611388 · 10% owner SEQUOIA CAPITAL USGF PRINCIPALS FUND V, L.P. · CIK 0001528063 · 10% owner SEQUOIA CAPITAL U.S. GROWTH FUND V, L.P. · CIK 0001528109 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital U.S. Growth Fund VI, L.P. Disclosed balance after: 6,590,868 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Immediately prior to the closing of the Issuer's initial public offering and following the conversion of each series of the Issuer's convertible preferred stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F4 · balance_after: The Series E Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F5 · balance_after: The Series F Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F6 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SC U.S. Growth VI Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VI, L.P. and Sequoia Capital U.S. Growth VI Principals Fund, L.P. Sequoia Capital U.S. Growth Fund V, L.P. and Sequoia Capital USGF Principals Fund V, L.P. together own 100% of the outstanding shares held by SC US GF V Holdings, Ltd. SC US (TTGP), Ltd. is the general partner of SCGF V Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund V, L.P. and Sequoia Capital USGF Principals Fund V, L.P. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document
April 12, 2017 Filed Apr 13, 2017 01:29 UTC	Okta, Inc. OKTA · Entity 3154	ConversionCommon Stock	10,356,116	$0.00	$0.00	Disclosure SEC source: 0000899243-17-010142 · doc4.xml · nonDerivative · entry 1 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC US GF V Holdings, Ltd. · CIK 0001552461 · 10% owner SEQUOIA CAPITAL U.S. GROWTH VI PRINCIPALS FUND, L.P. · CIK 0001603938 · 10% owner SEQUOIA CAPITAL U.S. GROWTH FUND VI, L.P. · CIK 0001600143 · 10% owner SC U.S. GROWTH VI MANAGEMENT, L.P. · CIK 0001611388 · 10% owner SEQUOIA CAPITAL USGF PRINCIPALS FUND V, L.P. · CIK 0001528063 · 10% owner SEQUOIA CAPITAL U.S. GROWTH FUND V, L.P. · CIK 0001528109 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By SC US GF V Holdings, Ltd. Disclosed balance after: 10,356,116 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Immediately prior to the closing of the Issuer's initial public offering and following the conversion of each series of the Issuer's convertible preferred stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F2 · balance_after: The Series C Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F3 · balance_after: The Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F6 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SC U.S. Growth VI Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VI, L.P. and Sequoia Capital U.S. Growth VI Principals Fund, L.P. Sequoia Capital U.S. Growth Fund V, L.P. and Sequoia Capital USGF Principals Fund V, L.P. together own 100% of the outstanding shares held by SC US GF V Holdings, Ltd. SC US (TTGP), Ltd. is the general partner of SCGF V Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund V, L.P. and Sequoia Capital USGF Principals Fund V, L.P. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document
November 02, 2016 Filed Nov 4, 2016 19:54 UTC	ON Semiconductor Connectivity Solutions, Inc. QTNA · Entity 156540	ConversionSeries F-1 Preferred Stock · Derivative	2,583,233	$0.00	$0.00	Disclosure SEC source: 0001209191-16-148508 · doc4.xml · derivative · entry 23 SC XI MANAGEMENT LLC · CIK 0001261135 · 10% owner SEQUOIA CAPITAL XI · CIK 0001228834 · 10% owner SEQUOIA CAPITAL XI PRINCIPALS FUND · CIK 0001261134 · 10% owner SEQUOIA TECHNOLOGY PARTNERS XI · CIK 0001261133 · 10% owner SC US GF V Holdings, Ltd. · CIK 0001552461 · 10% owner LEONE DOUGLAS M · CIK 0001195580 · 10% owner MORITZ MICHAEL J · CIK 0001201045 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By SC US GF V Holdings, LTD. Disclosed balance after: 0 Underlying: Common Stock · 2,583,233 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: The Series F-1 Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F6 · derivative.exercise_date: The Series F-1 Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F6 · derivative.expiration_date: The Series F-1 Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F8 · ownership.nature: SC US (TTGP), Ltd. ("SC US TTGP") is the general partner of SCGF V Management, L.P. ("GF V Management"), which is the general partner of each of Sequoia Capital U.S. Growth Fund V, L.P. ("SC Growth") and Sequoia Capital USGF Principals Fund V, L.P. ("SC USGF"). SC Growth and SC USGF together own 100% of the outstanding ordinary shares of SC US GF V Holdings, Ltd. ("SC Holdings"). As a result, SC US TTGP, SC Growth, SC USGF and GF V Management may be deemed to share voting and dispositive power with respect to the shares held by SC Holdings. Each of the filing persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document
November 02, 2016 Filed Nov 4, 2016 19:54 UTC	ON Semiconductor Connectivity Solutions, Inc. QTNA · Entity 156540	ConversionSeries F-1 Preferred Stock · Derivative	14,499	$0.00	$0.00	Disclosure SEC source: 0001209191-16-148508 · doc4.xml · derivative · entry 22 SC XI MANAGEMENT LLC · CIK 0001261135 · 10% owner SEQUOIA CAPITAL XI · CIK 0001228834 · 10% owner SEQUOIA CAPITAL XI PRINCIPALS FUND · CIK 0001261134 · 10% owner SEQUOIA TECHNOLOGY PARTNERS XI · CIK 0001261133 · 10% owner SC US GF V Holdings, Ltd. · CIK 0001552461 · 10% owner LEONE DOUGLAS M · CIK 0001195580 · 10% owner MORITZ MICHAEL J · CIK 0001201045 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Technology Partners XI, L.P. Disclosed balance after: 0 Underlying: Common Stock · 14,499 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: The Series F-1 Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F6 · derivative.exercise_date: The Series F-1 Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F6 · derivative.expiration_date: The Series F-1 Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F7 · ownership.nature: SC XI Management, LLC ("SC XI Management") is the general partner of Sequoia Capital XI, L.P. ("SC XI") and Sequoia Technology Partners XI, L.P. ("STP XI"), and the managing member of Sequoia Capital XI Principals Fund, LLC ("SC XI PF"). Douglas Leone and Michael Moritz are the managing members of SC XI Management. As a result, each of Messrs. Leone and Moritz and SC XI Management may be deemed to share voting and dispositive power with respect to the shares held by SC XI, STP XI and SC XI PF. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document
November 02, 2016 Filed Nov 4, 2016 19:54 UTC	ON Semiconductor Connectivity Solutions, Inc. QTNA · Entity 156540	ConversionSeries F-1 Preferred Stock · Derivative	49,936	$0.00	$0.00	Disclosure SEC source: 0001209191-16-148508 · doc4.xml · derivative · entry 21 SC XI MANAGEMENT LLC · CIK 0001261135 · 10% owner SEQUOIA CAPITAL XI · CIK 0001228834 · 10% owner SEQUOIA CAPITAL XI PRINCIPALS FUND · CIK 0001261134 · 10% owner SEQUOIA TECHNOLOGY PARTNERS XI · CIK 0001261133 · 10% owner SC US GF V Holdings, Ltd. · CIK 0001552461 · 10% owner LEONE DOUGLAS M · CIK 0001195580 · 10% owner MORITZ MICHAEL J · CIK 0001201045 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · y Sequoia Capital XI Principals Fund, LLC Disclosed balance after: 0 Underlying: Common Stock · 49,936 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: The Series F-1 Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F6 · derivative.exercise_date: The Series F-1 Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F6 · derivative.expiration_date: The Series F-1 Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F7 · ownership.nature: SC XI Management, LLC ("SC XI Management") is the general partner of Sequoia Capital XI, L.P. ("SC XI") and Sequoia Technology Partners XI, L.P. ("STP XI"), and the managing member of Sequoia Capital XI Principals Fund, LLC ("SC XI PF"). Douglas Leone and Michael Moritz are the managing members of SC XI Management. As a result, each of Messrs. Leone and Moritz and SC XI Management may be deemed to share voting and dispositive power with respect to the shares held by SC XI, STP XI and SC XI PF. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document
November 02, 2016 Filed Nov 4, 2016 19:54 UTC	ON Semiconductor Connectivity Solutions, Inc. QTNA · Entity 156540	ConversionSeries F-1 Preferred Stock · Derivative	459,010	$0.00	$0.00	Disclosure SEC source: 0001209191-16-148508 · doc4.xml · derivative · entry 20 SC XI MANAGEMENT LLC · CIK 0001261135 · 10% owner SEQUOIA CAPITAL XI · CIK 0001228834 · 10% owner SEQUOIA CAPITAL XI PRINCIPALS FUND · CIK 0001261134 · 10% owner SEQUOIA TECHNOLOGY PARTNERS XI · CIK 0001261133 · 10% owner SC US GF V Holdings, Ltd. · CIK 0001552461 · 10% owner LEONE DOUGLAS M · CIK 0001195580 · 10% owner MORITZ MICHAEL J · CIK 0001201045 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital XI, L.P. Disclosed balance after: 0 Underlying: Common Stock · 459,010 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: The Series F-1 Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F6 · derivative.exercise_date: The Series F-1 Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F6 · derivative.expiration_date: The Series F-1 Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F7 · ownership.nature: SC XI Management, LLC ("SC XI Management") is the general partner of Sequoia Capital XI, L.P. ("SC XI") and Sequoia Technology Partners XI, L.P. ("STP XI"), and the managing member of Sequoia Capital XI Principals Fund, LLC ("SC XI PF"). Douglas Leone and Michael Moritz are the managing members of SC XI Management. As a result, each of Messrs. Leone and Moritz and SC XI Management may be deemed to share voting and dispositive power with respect to the shares held by SC XI, STP XI and SC XI PF. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document
November 02, 2016 Filed Nov 4, 2016 19:54 UTC	ON Semiconductor Connectivity Solutions, Inc. QTNA · Entity 156540	ConversionSeries E Preferred Stock · Derivative	17,736	$0.00	$0.00	Disclosure SEC source: 0001209191-16-148508 · doc4.xml · derivative · entry 19 SC XI MANAGEMENT LLC · CIK 0001261135 · 10% owner SEQUOIA CAPITAL XI · CIK 0001228834 · 10% owner SEQUOIA CAPITAL XI PRINCIPALS FUND · CIK 0001261134 · 10% owner SEQUOIA TECHNOLOGY PARTNERS XI · CIK 0001261133 · 10% owner SC US GF V Holdings, Ltd. · CIK 0001552461 · 10% owner LEONE DOUGLAS M · CIK 0001195580 · 10% owner MORITZ MICHAEL J · CIK 0001201045 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Technology Partners XI, L.P. Disclosed balance after: 0 Underlying: Common Stock · 17,736 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: The Series E Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F5 · derivative.exercise_date: The Series E Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F5 · derivative.expiration_date: The Series E Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F7 · ownership.nature: SC XI Management, LLC ("SC XI Management") is the general partner of Sequoia Capital XI, L.P. ("SC XI") and Sequoia Technology Partners XI, L.P. ("STP XI"), and the managing member of Sequoia Capital XI Principals Fund, LLC ("SC XI PF"). Douglas Leone and Michael Moritz are the managing members of SC XI Management. As a result, each of Messrs. Leone and Moritz and SC XI Management may be deemed to share voting and dispositive power with respect to the shares held by SC XI, STP XI and SC XI PF. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document
November 02, 2016 Filed Nov 4, 2016 19:54 UTC	ON Semiconductor Connectivity Solutions, Inc. QTNA · Entity 156540	ConversionSeries E Preferred Stock · Derivative	61,086	$0.00	$0.00	Disclosure SEC source: 0001209191-16-148508 · doc4.xml · derivative · entry 18 SC XI MANAGEMENT LLC · CIK 0001261135 · 10% owner SEQUOIA CAPITAL XI · CIK 0001228834 · 10% owner SEQUOIA CAPITAL XI PRINCIPALS FUND · CIK 0001261134 · 10% owner SEQUOIA TECHNOLOGY PARTNERS XI · CIK 0001261133 · 10% owner SC US GF V Holdings, Ltd. · CIK 0001552461 · 10% owner LEONE DOUGLAS M · CIK 0001195580 · 10% owner MORITZ MICHAEL J · CIK 0001201045 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital XI Principals Fund, LLC Disclosed balance after: 0 Underlying: Common Stock · 61,086 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: The Series E Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F5 · derivative.exercise_date: The Series E Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F5 · derivative.expiration_date: The Series E Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F7 · ownership.nature: SC XI Management, LLC ("SC XI Management") is the general partner of Sequoia Capital XI, L.P. ("SC XI") and Sequoia Technology Partners XI, L.P. ("STP XI"), and the managing member of Sequoia Capital XI Principals Fund, LLC ("SC XI PF"). Douglas Leone and Michael Moritz are the managing members of SC XI Management. As a result, each of Messrs. Leone and Moritz and SC XI Management may be deemed to share voting and dispositive power with respect to the shares held by SC XI, STP XI and SC XI PF. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document
November 02, 2016 Filed Nov 4, 2016 19:54 UTC	ON Semiconductor Connectivity Solutions, Inc. QTNA · Entity 156540	ConversionSeries E Preferred Stock · Derivative	561,493	$0.00	$0.00	Disclosure SEC source: 0001209191-16-148508 · doc4.xml · derivative · entry 17 SC XI MANAGEMENT LLC · CIK 0001261135 · 10% owner SEQUOIA CAPITAL XI · CIK 0001228834 · 10% owner SEQUOIA CAPITAL XI PRINCIPALS FUND · CIK 0001261134 · 10% owner SEQUOIA TECHNOLOGY PARTNERS XI · CIK 0001261133 · 10% owner SC US GF V Holdings, Ltd. · CIK 0001552461 · 10% owner LEONE DOUGLAS M · CIK 0001195580 · 10% owner MORITZ MICHAEL J · CIK 0001201045 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital XI, L.P. Disclosed balance after: 0 Underlying: Common Stock · 561,493 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: The Series E Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F5 · derivative.exercise_date: The Series E Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F5 · derivative.expiration_date: The Series E Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F7 · ownership.nature: SC XI Management, LLC ("SC XI Management") is the general partner of Sequoia Capital XI, L.P. ("SC XI") and Sequoia Technology Partners XI, L.P. ("STP XI"), and the managing member of Sequoia Capital XI Principals Fund, LLC ("SC XI PF"). Douglas Leone and Michael Moritz are the managing members of SC XI Management. As a result, each of Messrs. Leone and Moritz and SC XI Management may be deemed to share voting and dispositive power with respect to the shares held by SC XI, STP XI and SC XI PF. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document
November 02, 2016 Filed Nov 4, 2016 19:54 UTC	ON Semiconductor Connectivity Solutions, Inc. QTNA · Entity 156540	ConversionSeries D Preferred Stock · Derivative	30,418	$0.00	$0.00	Disclosure SEC source: 0001209191-16-148508 · doc4.xml · derivative · entry 16 SC XI MANAGEMENT LLC · CIK 0001261135 · 10% owner SEQUOIA CAPITAL XI · CIK 0001228834 · 10% owner SEQUOIA CAPITAL XI PRINCIPALS FUND · CIK 0001261134 · 10% owner SEQUOIA TECHNOLOGY PARTNERS XI · CIK 0001261133 · 10% owner SC US GF V Holdings, Ltd. · CIK 0001552461 · 10% owner LEONE DOUGLAS M · CIK 0001195580 · 10% owner MORITZ MICHAEL J · CIK 0001201045 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Technology Partners XI, L.P. Disclosed balance after: 0 Underlying: Common Stock · 30,418 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: The Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F4 · derivative.exercise_date: The Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F4 · derivative.expiration_date: The Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F7 · ownership.nature: SC XI Management, LLC ("SC XI Management") is the general partner of Sequoia Capital XI, L.P. ("SC XI") and Sequoia Technology Partners XI, L.P. ("STP XI"), and the managing member of Sequoia Capital XI Principals Fund, LLC ("SC XI PF"). Douglas Leone and Michael Moritz are the managing members of SC XI Management. As a result, each of Messrs. Leone and Moritz and SC XI Management may be deemed to share voting and dispositive power with respect to the shares held by SC XI, STP XI and SC XI PF. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document
November 02, 2016 Filed Nov 4, 2016 19:54 UTC	ON Semiconductor Connectivity Solutions, Inc. QTNA · Entity 156540	ConversionSeries D Preferred Stock · Derivative	104,766	$0.00	$0.00	Disclosure SEC source: 0001209191-16-148508 · doc4.xml · derivative · entry 15 SC XI MANAGEMENT LLC · CIK 0001261135 · 10% owner SEQUOIA CAPITAL XI · CIK 0001228834 · 10% owner SEQUOIA CAPITAL XI PRINCIPALS FUND · CIK 0001261134 · 10% owner SEQUOIA TECHNOLOGY PARTNERS XI · CIK 0001261133 · 10% owner SC US GF V Holdings, Ltd. · CIK 0001552461 · 10% owner LEONE DOUGLAS M · CIK 0001195580 · 10% owner MORITZ MICHAEL J · CIK 0001201045 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital XI Principals Fund, LLC Disclosed balance after: 0 Underlying: Common Stock · 104,766 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: The Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F4 · derivative.exercise_date: The Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F4 · derivative.expiration_date: The Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F7 · ownership.nature: SC XI Management, LLC ("SC XI Management") is the general partner of Sequoia Capital XI, L.P. ("SC XI") and Sequoia Technology Partners XI, L.P. ("STP XI"), and the managing member of Sequoia Capital XI Principals Fund, LLC ("SC XI PF"). Douglas Leone and Michael Moritz are the managing members of SC XI Management. As a result, each of Messrs. Leone and Moritz and SC XI Management may be deemed to share voting and dispositive power with respect to the shares held by SC XI, STP XI and SC XI PF. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document
November 02, 2016 Filed Nov 4, 2016 19:54 UTC	ON Semiconductor Connectivity Solutions, Inc. QTNA · Entity 156540	ConversionSeries D Preferred Stock · Derivative	962,995	$0.00	$0.00	Disclosure SEC source: 0001209191-16-148508 · doc4.xml · derivative · entry 14 SC XI MANAGEMENT LLC · CIK 0001261135 · 10% owner SEQUOIA CAPITAL XI · CIK 0001228834 · 10% owner SEQUOIA CAPITAL XI PRINCIPALS FUND · CIK 0001261134 · 10% owner SEQUOIA TECHNOLOGY PARTNERS XI · CIK 0001261133 · 10% owner SC US GF V Holdings, Ltd. · CIK 0001552461 · 10% owner LEONE DOUGLAS M · CIK 0001195580 · 10% owner MORITZ MICHAEL J · CIK 0001201045 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital XI, L.P. Disclosed balance after: 0 Underlying: Common Stock · 962,995 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: The Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F4 · derivative.exercise_date: The Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F4 · derivative.expiration_date: The Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F7 · ownership.nature: SC XI Management, LLC ("SC XI Management") is the general partner of Sequoia Capital XI, L.P. ("SC XI") and Sequoia Technology Partners XI, L.P. ("STP XI"), and the managing member of Sequoia Capital XI Principals Fund, LLC ("SC XI PF"). Douglas Leone and Michael Moritz are the managing members of SC XI Management. As a result, each of Messrs. Leone and Moritz and SC XI Management may be deemed to share voting and dispositive power with respect to the shares held by SC XI, STP XI and SC XI PF. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document
November 02, 2016 Filed Nov 4, 2016 19:54 UTC	ON Semiconductor Connectivity Solutions, Inc. QTNA · Entity 156540	ConversionSeries C Preferred Stock · Derivative	3,706	$0.00	$0.00	Disclosure SEC source: 0001209191-16-148508 · doc4.xml · derivative · entry 13 SC XI MANAGEMENT LLC · CIK 0001261135 · 10% owner SEQUOIA CAPITAL XI · CIK 0001228834 · 10% owner SEQUOIA CAPITAL XI PRINCIPALS FUND · CIK 0001261134 · 10% owner SEQUOIA TECHNOLOGY PARTNERS XI · CIK 0001261133 · 10% owner SC US GF V Holdings, Ltd. · CIK 0001552461 · 10% owner LEONE DOUGLAS M · CIK 0001195580 · 10% owner MORITZ MICHAEL J · CIK 0001201045 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Technology Partners XI, L.P. Disclosed balance after: 0 Underlying: Common Stock · 7,333 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The Series C Preferred Stock automatically converted into Common Stock on a 1.97882655585238:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F3 · derivative.exercise_date: The Series C Preferred Stock automatically converted into Common Stock on a 1.97882655585238:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F3 · derivative.expiration_date: The Series C Preferred Stock automatically converted into Common Stock on a 1.97882655585238:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F7 · ownership.nature: SC XI Management, LLC ("SC XI Management") is the general partner of Sequoia Capital XI, L.P. ("SC XI") and Sequoia Technology Partners XI, L.P. ("STP XI"), and the managing member of Sequoia Capital XI Principals Fund, LLC ("SC XI PF"). Douglas Leone and Michael Moritz are the managing members of SC XI Management. As a result, each of Messrs. Leone and Moritz and SC XI Management may be deemed to share voting and dispositive power with respect to the shares held by SC XI, STP XI and SC XI PF. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document
November 02, 2016 Filed Nov 4, 2016 19:54 UTC	ON Semiconductor Connectivity Solutions, Inc. QTNA · Entity 156540	ConversionSeries C Preferred Stock · Derivative	12,768	$0.00	$0.00	Disclosure SEC source: 0001209191-16-148508 · doc4.xml · derivative · entry 12 SC XI MANAGEMENT LLC · CIK 0001261135 · 10% owner SEQUOIA CAPITAL XI · CIK 0001228834 · 10% owner SEQUOIA CAPITAL XI PRINCIPALS FUND · CIK 0001261134 · 10% owner SEQUOIA TECHNOLOGY PARTNERS XI · CIK 0001261133 · 10% owner SC US GF V Holdings, Ltd. · CIK 0001552461 · 10% owner LEONE DOUGLAS M · CIK 0001195580 · 10% owner MORITZ MICHAEL J · CIK 0001201045 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital XI Principals Fund, LLC Disclosed balance after: 0 Underlying: Common Stock · 25,265 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The Series C Preferred Stock automatically converted into Common Stock on a 1.97882655585238:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F3 · derivative.exercise_date: The Series C Preferred Stock automatically converted into Common Stock on a 1.97882655585238:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F3 · derivative.expiration_date: The Series C Preferred Stock automatically converted into Common Stock on a 1.97882655585238:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F7 · ownership.nature: SC XI Management, LLC ("SC XI Management") is the general partner of Sequoia Capital XI, L.P. ("SC XI") and Sequoia Technology Partners XI, L.P. ("STP XI"), and the managing member of Sequoia Capital XI Principals Fund, LLC ("SC XI PF"). Douglas Leone and Michael Moritz are the managing members of SC XI Management. As a result, each of Messrs. Leone and Moritz and SC XI Management may be deemed to share voting and dispositive power with respect to the shares held by SC XI, STP XI and SC XI PF. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document
November 02, 2016 Filed Nov 4, 2016 19:54 UTC	ON Semiconductor Connectivity Solutions, Inc. QTNA · Entity 156540	ConversionSeries C Preferred Stock · Derivative	117,366	$0.00	$0.00	Disclosure SEC source: 0001209191-16-148508 · doc4.xml · derivative · entry 11 SC XI MANAGEMENT LLC · CIK 0001261135 · 10% owner SEQUOIA CAPITAL XI · CIK 0001228834 · 10% owner SEQUOIA CAPITAL XI PRINCIPALS FUND · CIK 0001261134 · 10% owner SEQUOIA TECHNOLOGY PARTNERS XI · CIK 0001261133 · 10% owner SC US GF V Holdings, Ltd. · CIK 0001552461 · 10% owner LEONE DOUGLAS M · CIK 0001195580 · 10% owner MORITZ MICHAEL J · CIK 0001201045 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital XI, L.P. Disclosed balance after: 0 Underlying: Common Stock · 232,247 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The Series C Preferred Stock automatically converted into Common Stock on a 1.97882655585238:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F3 · derivative.exercise_date: The Series C Preferred Stock automatically converted into Common Stock on a 1.97882655585238:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F3 · derivative.expiration_date: The Series C Preferred Stock automatically converted into Common Stock on a 1.97882655585238:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F7 · ownership.nature: SC XI Management, LLC ("SC XI Management") is the general partner of Sequoia Capital XI, L.P. ("SC XI") and Sequoia Technology Partners XI, L.P. ("STP XI"), and the managing member of Sequoia Capital XI Principals Fund, LLC ("SC XI PF"). Douglas Leone and Michael Moritz are the managing members of SC XI Management. As a result, each of Messrs. Leone and Moritz and SC XI Management may be deemed to share voting and dispositive power with respect to the shares held by SC XI, STP XI and SC XI PF. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document
November 02, 2016 Filed Nov 4, 2016 19:54 UTC	ON Semiconductor Connectivity Solutions, Inc. QTNA · Entity 156540	ConversionSeries B Preferred Stock · Derivative	2,708	$0.00	$0.00	Disclosure SEC source: 0001209191-16-148508 · doc4.xml · derivative · entry 10 SC XI MANAGEMENT LLC · CIK 0001261135 · 10% owner SEQUOIA CAPITAL XI · CIK 0001228834 · 10% owner SEQUOIA CAPITAL XI PRINCIPALS FUND · CIK 0001261134 · 10% owner SEQUOIA TECHNOLOGY PARTNERS XI · CIK 0001261133 · 10% owner SC US GF V Holdings, Ltd. · CIK 0001552461 · 10% owner LEONE DOUGLAS M · CIK 0001195580 · 10% owner MORITZ MICHAEL J · CIK 0001201045 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Technology Partners XI, L.P. Disclosed balance after: 0 Underlying: Common Stock · 5,235 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The Series B Preferred Stock automatically converted into Common Stock on a 1.9332015399022:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F2 · derivative.exercise_date: The Series B Preferred Stock automatically converted into Common Stock on a 1.9332015399022:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F2 · derivative.expiration_date: The Series B Preferred Stock automatically converted into Common Stock on a 1.9332015399022:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F7 · ownership.nature: SC XI Management, LLC ("SC XI Management") is the general partner of Sequoia Capital XI, L.P. ("SC XI") and Sequoia Technology Partners XI, L.P. ("STP XI"), and the managing member of Sequoia Capital XI Principals Fund, LLC ("SC XI PF"). Douglas Leone and Michael Moritz are the managing members of SC XI Management. As a result, each of Messrs. Leone and Moritz and SC XI Management may be deemed to share voting and dispositive power with respect to the shares held by SC XI, STP XI and SC XI PF. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document
November 02, 2016 Filed Nov 4, 2016 19:54 UTC	ON Semiconductor Connectivity Solutions, Inc. QTNA · Entity 156540	ConversionSeries B Preferred Stock · Derivative	9,329	$0.00	$0.00	Disclosure SEC source: 0001209191-16-148508 · doc4.xml · derivative · entry 9 SC XI MANAGEMENT LLC · CIK 0001261135 · 10% owner SEQUOIA CAPITAL XI · CIK 0001228834 · 10% owner SEQUOIA CAPITAL XI PRINCIPALS FUND · CIK 0001261134 · 10% owner SEQUOIA TECHNOLOGY PARTNERS XI · CIK 0001261133 · 10% owner SC US GF V Holdings, Ltd. · CIK 0001552461 · 10% owner LEONE DOUGLAS M · CIK 0001195580 · 10% owner MORITZ MICHAEL J · CIK 0001201045 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital XI Principals Fund, LLC Disclosed balance after: 0 Underlying: Common Stock · 18,035 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The Series B Preferred Stock automatically converted into Common Stock on a 1.9332015399022:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F2 · derivative.exercise_date: The Series B Preferred Stock automatically converted into Common Stock on a 1.9332015399022:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F2 · derivative.expiration_date: The Series B Preferred Stock automatically converted into Common Stock on a 1.9332015399022:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F7 · ownership.nature: SC XI Management, LLC ("SC XI Management") is the general partner of Sequoia Capital XI, L.P. ("SC XI") and Sequoia Technology Partners XI, L.P. ("STP XI"), and the managing member of Sequoia Capital XI Principals Fund, LLC ("SC XI PF"). Douglas Leone and Michael Moritz are the managing members of SC XI Management. As a result, each of Messrs. Leone and Moritz and SC XI Management may be deemed to share voting and dispositive power with respect to the shares held by SC XI, STP XI and SC XI PF. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document
November 02, 2016 Filed Nov 4, 2016 19:54 UTC	ON Semiconductor Connectivity Solutions, Inc. QTNA · Entity 156540	ConversionSeries B Preferred Stock · Derivative	85,753	$0.00	$0.00	Disclosure SEC source: 0001209191-16-148508 · doc4.xml · derivative · entry 8 SC XI MANAGEMENT LLC · CIK 0001261135 · 10% owner SEQUOIA CAPITAL XI · CIK 0001228834 · 10% owner SEQUOIA CAPITAL XI PRINCIPALS FUND · CIK 0001261134 · 10% owner SEQUOIA TECHNOLOGY PARTNERS XI · CIK 0001261133 · 10% owner SC US GF V Holdings, Ltd. · CIK 0001552461 · 10% owner LEONE DOUGLAS M · CIK 0001195580 · 10% owner MORITZ MICHAEL J · CIK 0001201045 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Capital XI, L.P. Disclosed balance after: 0 Underlying: Common Stock · 165,777 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The Series B Preferred Stock automatically converted into Common Stock on a 1.9332015399022:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F2 · derivative.exercise_date: The Series B Preferred Stock automatically converted into Common Stock on a 1.9332015399022:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F2 · derivative.expiration_date: The Series B Preferred Stock automatically converted into Common Stock on a 1.9332015399022:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F7 · ownership.nature: SC XI Management, LLC ("SC XI Management") is the general partner of Sequoia Capital XI, L.P. ("SC XI") and Sequoia Technology Partners XI, L.P. ("STP XI"), and the managing member of Sequoia Capital XI Principals Fund, LLC ("SC XI PF"). Douglas Leone and Michael Moritz are the managing members of SC XI Management. As a result, each of Messrs. Leone and Moritz and SC XI Management may be deemed to share voting and dispositive power with respect to the shares held by SC XI, STP XI and SC XI PF. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.