organization · Reporting owner
SC US GF V Holdings, Ltd.
Disclosed activity across 6 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Airbnb, Inc.ABNB · Entity 2189 | 10% owner | May 25, 2022 | June 02, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Airbnb, Inc.
Report date May 25, 2022 · Filed June 02, 2022 · Amendment
Jointly reported with SC US (TTGP), LTD., SC XII MANAGEMENT LLC, SEQUOIA CAPITAL XII A DELAWARE L P, SEQUOIA TECHNOLOGY PARTNERS XII A DELAWARE L P, SEQUOIA CAPITAL XII PRINCIPALS FUND LLC, LEONE DOUGLAS M, BOTHA ROELOF, GOETZ JAMES J, SC U.S. VENTURE 2010 MANAGEMENT, L.P.
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnotes | 518,657 |
Reported balance
After 2022-05-31 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2022-05-31 · Other · Acquired 8,153 · Balance 518,657 F1: These shares were received by Sequoia Capital U.S. Venture 2010-Seed Fund L.P. ("USV 2010-Seed") as part of a pro rata distribution-in-kind of Class A Common Stock of the Issuer to the limited partners of an investment fund. F2: Includes shares of Class A Common Stock in the following amounts: 8,153 shares held by USV 2010-Seed, 502,758 shares held by Sequoia Capital Global Growth Fund II, L.P. ("GGF II"), and 7,746 shares held by Sequoia Capital Global Growth II Principals Fund, L.P.("GGF II PF"). F4: SC US (TTGP), Ltd. is: (i) the general partner of SC Global Growth II Management, L.P., which is the general partner of each Sequoia Capital Global Growth Fund II, L.P. ("GGF II") and Sequoia Capital Global Growth II Principals Fund, L.P. ("GGF II PF"); and (ii) the general partner of SC U.S. Venture 2010 Management, L.P., which is the general partner of USV 2010-Seed. F5: (cont'd) As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by GGF II, GGF II PF and USV 2010-Seed. In addition, the directors and stockholders of SC US (TTGP), Ltd. who exercise voting and investment discretion with respect to GGF II and GGF II PF are Douglas M. Leone and Roelof F. Botha. As a result, and by virtue of the relationships described in this paragraph, each such person may be deemed to share voting and dispositive power with respect to the shares held by GGF II and GGF II PF, as applicable. F6: (cont'd) Each of SC US (TTGP), Ltd., SC Global Growth II Management, L.P., U.S. Venture 2010 Management, L.P., Mr. Leone and Mr. Botha disclaims beneficial ownership of the shares held by GGF II, GGF II PF and USV 2010-Seed, as applicable, except to the extent of its or his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectSequoia Capital Fund Parallel, LLC | 6,039,832 |
Reported balance
After 2022-05-25 transaction · row 4
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 4 · 2022-05-25 · Other · Acquired 1,813,067 · Balance 6,039,832 F3: The original Form 4, filed on May 27, 2022, is being amended by this Form 4 amendment to correct an administrative error, which misreported the number of securities acquired by Sequoia Capital Fund Parallel, LLC ("SCFP") on May 25, 2022. As a result of this administrative error, the number of shares beneficially owned by the reporting person following the corrected transaction reflects an increase in the number of shares reported as beneficially owned by the reporting person by 4,885 shares. F8: Represents a pro rata distribution of Class A Common Stock of the Issuer to partners or members of the applicable distributing fund for no consideration and includes subsequent distributions by general partners or managing members to their respective partners or members and the contribution by such partners or members to the applicable recipient fund. F7: SC US (TTGP), Ltd. is (i) the general partner of Sequoia Capital Fund Management, L.P., which is the general partner of Sequoia Capital Fund, LP ("SCF") and the managing member of Sequoia Capital Fund Parallel, LLC ("SCFP"). As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by SCF and SCFP. Each of such reporting persons disclaims beneficial ownership of the shares held by SCF and SCFP, as applicable, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| Class A Common StockSEC Table I · non-derivative | IndirectSequoia Capital Fund, LP | 306,184 |
Reported balance
Holding disclosure · report date 2022-05-25 · row 2
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 2 · Balance 306,184 F7: SC US (TTGP), Ltd. is (i) the general partner of Sequoia Capital Fund Management, L.P., which is the general partner of Sequoia Capital Fund, LP ("SCF") and the managing member of Sequoia Capital Fund Parallel, LLC ("SCFP"). As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by SCF and SCFP. Each of such reporting persons disclaims beneficial ownership of the shares held by SCF and SCFP, as applicable, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| Class A Common StockSEC Table I · non-derivative | IndirectSequoia Capital Fund Parallel, LLC | 40,794 |
Reported balance
Holding disclosure · report date 2022-05-25 · row 3
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 3 · Balance 40,794 F7: SC US (TTGP), Ltd. is (i) the general partner of Sequoia Capital Fund Management, L.P., which is the general partner of Sequoia Capital Fund, LP ("SCF") and the managing member of Sequoia Capital Fund Parallel, LLC ("SCFP"). As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by SCF and SCFP. Each of such reporting persons disclaims beneficial ownership of the shares held by SCF and SCFP, as applicable, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares were received by Sequoia Capital U.S. Venture 2010-Seed Fund L.P. ("USV 2010-Seed") as part of a pro rata distribution-in-kind of Class A Common Stock of the Issuer to the limited partners of an investment fund.
F2: Includes shares of Class A Common Stock in the following amounts: 8,153 shares held by USV 2010-Seed, 502,758 shares held by Sequoia Capital Global Growth Fund II, L.P. ("GGF II"), and 7,746 shares held by Sequoia Capital Global Growth II Principals Fund, L.P.("GGF II PF").
F3: The original Form 4, filed on May 27, 2022, is being amended by this Form 4 amendment to correct an administrative error, which misreported the number of securities acquired by Sequoia Capital Fund Parallel, LLC ("SCFP") on May 25, 2022. As a result of this administrative error, the number of shares beneficially owned by the reporting person following the corrected transaction reflects an increase in the number of shares reported as beneficially owned by the reporting person by 4,885 shares.
F4: SC US (TTGP), Ltd. is: (i) the general partner of SC Global Growth II Management, L.P., which is the general partner of each Sequoia Capital Global Growth Fund II, L.P. ("GGF II") and Sequoia Capital Global Growth II Principals Fund, L.P. ("GGF II PF"); and (ii) the general partner of SC U.S. Venture 2010 Management, L.P., which is the general partner of USV 2010-Seed.
F5: (cont'd) As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by GGF II, GGF II PF and USV 2010-Seed. In addition, the directors and stockholders of SC US (TTGP), Ltd. who exercise voting and investment discretion with respect to GGF II and GGF II PF are Douglas M. Leone and Roelof F. Botha. As a result, and by virtue of the relationships described in this paragraph, each such person may be deemed to share voting and dispositive power with respect to the shares held by GGF II and GGF II PF, as applicable.
F6: (cont'd) Each of SC US (TTGP), Ltd., SC Global Growth II Management, L.P., U.S. Venture 2010 Management, L.P., Mr. Leone and Mr. Botha disclaims beneficial ownership of the shares held by GGF II, GGF II PF and USV 2010-Seed, as applicable, except to the extent of its or his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
F7: SC US (TTGP), Ltd. is (i) the general partner of Sequoia Capital Fund Management, L.P., which is the general partner of Sequoia Capital Fund, LP ("SCF") and the managing member of Sequoia Capital Fund Parallel, LLC ("SCFP"). As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by SCF and SCFP. Each of such reporting persons disclaims beneficial ownership of the shares held by SCF and SCFP, as applicable, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
F8: Represents a pro rata distribution of Class A Common Stock of the Issuer to partners or members of the applicable distributing fund for no consideration and includes subsequent distributions by general partners or managing members to their respective partners or members and the contribution by such partners or members to the applicable recipient fund.
Past disclosures · reporting ended (5)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Health Catalyst, Inc.
Report date February 26, 2020 · Filed February 29, 2020
Jointly reported with SC US (TTGP), LTD., SCGF V Management, L.P., SCGF IV MANAGEMENT LP, SEQUOIA CAPITAL U.S. GROWTH FUND V, L.P., SEQUOIA CAPITAL USGF PRINCIPALS FUND V, L.P., SEQUOIA CAPITAL US GROWTH FUND IV LP, SEQUOIA CAPITAL USGF PRINCIPALS FUND IV LP
Section 16 reporting ended · disclosed 2020-02-29. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSequoia Capital USGF Principals Fund IV, L.P. | 110,182 |
Last balance in matching sequence
After 2020-02-28 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2020-02-26 · Other · Disposed 18,364 · Balance 128,546 F1: Represents a pro rata distribution of Common Stock of the Issuer to partners or members for no consideration and includes subsequent distributions by general partners or managing members to their respective partners or members. F2: SC US (TTGP), Ltd. is the general partner of SCGF IV Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund IV, LP and Sequoia Capital USGF Principals Fund IV, LP (collectively, the "SC USGF IV Funds"). As a result, SC US (TTGP), Ltd. and SCGF IV Management, L.P. may be deemed to share voting and dispositive power with respect to the shares held by the SC USGF IV Funds. Each of SC US (TTGP), Ltd. and SCGF IV Management, L.P. disclaims beneficial ownership of the shares held by the SC USGF IV Funds, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Row 2 · 2020-02-28 · Other · Disposed 18,364 · Balance 110,182 F1: Represents a pro rata distribution of Common Stock of the Issuer to partners or members for no consideration and includes subsequent distributions by general partners or managing members to their respective partners or members. F2: SC US (TTGP), Ltd. is the general partner of SCGF IV Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund IV, LP and Sequoia Capital USGF Principals Fund IV, LP (collectively, the "SC USGF IV Funds"). As a result, SC US (TTGP), Ltd. and SCGF IV Management, L.P. may be deemed to share voting and dispositive power with respect to the shares held by the SC USGF IV Funds. Each of SC US (TTGP), Ltd. and SCGF IV Management, L.P. disclaims beneficial ownership of the shares held by the SC USGF IV Funds, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| Common StockSEC Table I · non-derivative | IndirectSequoia Capital U.S. Growth Fund IV, L.P. | 2,658,909 |
Last balance in matching sequence
After 2020-02-28 transaction · row 4
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 3 · 2020-02-26 · Other · Disposed 443,151 · Balance 3,102,060 F1: Represents a pro rata distribution of Common Stock of the Issuer to partners or members for no consideration and includes subsequent distributions by general partners or managing members to their respective partners or members. F2: SC US (TTGP), Ltd. is the general partner of SCGF IV Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund IV, LP and Sequoia Capital USGF Principals Fund IV, LP (collectively, the "SC USGF IV Funds"). As a result, SC US (TTGP), Ltd. and SCGF IV Management, L.P. may be deemed to share voting and dispositive power with respect to the shares held by the SC USGF IV Funds. Each of SC US (TTGP), Ltd. and SCGF IV Management, L.P. disclaims beneficial ownership of the shares held by the SC USGF IV Funds, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Row 4 · 2020-02-28 · Other · Disposed 443,151 · Balance 2,658,909 F1: Represents a pro rata distribution of Common Stock of the Issuer to partners or members for no consideration and includes subsequent distributions by general partners or managing members to their respective partners or members. F2: SC US (TTGP), Ltd. is the general partner of SCGF IV Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund IV, LP and Sequoia Capital USGF Principals Fund IV, LP (collectively, the "SC USGF IV Funds"). As a result, SC US (TTGP), Ltd. and SCGF IV Management, L.P. may be deemed to share voting and dispositive power with respect to the shares held by the SC USGF IV Funds. Each of SC US (TTGP), Ltd. and SCGF IV Management, L.P. disclaims beneficial ownership of the shares held by the SC USGF IV Funds, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| Common StockSEC Table I · non-derivative | IndirectSC US GF V Holdings, Ltd. | 848,776 |
Last balance in matching sequence
After 2020-02-28 transaction · row 6
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 5 · 2020-02-26 · Other · Disposed 156,323 · Balance 1,005,099 F1: Represents a pro rata distribution of Common Stock of the Issuer to partners or members for no consideration and includes subsequent distributions by general partners or managing members to their respective partners or members. F3: SC US (TTGP), Ltd. is the general partner of SCGF V Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund V, LP ("SC USGF V") and Sequoia Capital USGF Principals Fund V, L.P. (together, the "SC USGF V Funds"), which together own 100% of the outstanding shares of SC US GF V Holdings, Ltd ("SC USGF V Holdco"). As a result, SC US (TTGP), Ltd. and SCGF V Management, L.P. may be deemed to share voting and dispositive power with respect to the shares held by the SC USGF V Funds and SC USGF V Holdco. Each of SC US (TTGP), Ltd. and SCGF V Management, L.P. disclaims beneficial ownership of the shares held by the SC USGF V Funds and SC USGF V Holdco, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Row 6 · 2020-02-28 · Other · Disposed 156,323 · Balance 848,776 F1: Represents a pro rata distribution of Common Stock of the Issuer to partners or members for no consideration and includes subsequent distributions by general partners or managing members to their respective partners or members. F3: SC US (TTGP), Ltd. is the general partner of SCGF V Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund V, LP ("SC USGF V") and Sequoia Capital USGF Principals Fund V, L.P. (together, the "SC USGF V Funds"), which together own 100% of the outstanding shares of SC US GF V Holdings, Ltd ("SC USGF V Holdco"). As a result, SC US (TTGP), Ltd. and SCGF V Management, L.P. may be deemed to share voting and dispositive power with respect to the shares held by the SC USGF V Funds and SC USGF V Holdco. Each of SC US (TTGP), Ltd. and SCGF V Management, L.P. disclaims beneficial ownership of the shares held by the SC USGF V Funds and SC USGF V Holdco, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| Common StockSEC Table I · non-derivative | IndirectSequoia Capital U.S. Growth Fund V, L.P. | 89,162 |
Reported balance
Holding disclosure · report date 2020-02-26 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 89,162 F3: SC US (TTGP), Ltd. is the general partner of SCGF V Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund V, LP ("SC USGF V") and Sequoia Capital USGF Principals Fund V, L.P. (together, the "SC USGF V Funds"), which together own 100% of the outstanding shares of SC US GF V Holdings, Ltd ("SC USGF V Holdco"). As a result, SC US (TTGP), Ltd. and SCGF V Management, L.P. may be deemed to share voting and dispositive power with respect to the shares held by the SC USGF V Funds and SC USGF V Holdco. Each of SC US (TTGP), Ltd. and SCGF V Management, L.P. disclaims beneficial ownership of the shares held by the SC USGF V Funds and SC USGF V Holdco, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents a pro rata distribution of Common Stock of the Issuer to partners or members for no consideration and includes subsequent distributions by general partners or managing members to their respective partners or members.
F2: SC US (TTGP), Ltd. is the general partner of SCGF IV Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund IV, LP and Sequoia Capital USGF Principals Fund IV, LP (collectively, the "SC USGF IV Funds"). As a result, SC US (TTGP), Ltd. and SCGF IV Management, L.P. may be deemed to share voting and dispositive power with respect to the shares held by the SC USGF IV Funds. Each of SC US (TTGP), Ltd. and SCGF IV Management, L.P. disclaims beneficial ownership of the shares held by the SC USGF IV Funds, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
F3: SC US (TTGP), Ltd. is the general partner of SCGF V Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund V, LP ("SC USGF V") and Sequoia Capital USGF Principals Fund V, L.P. (together, the "SC USGF V Funds"), which together own 100% of the outstanding shares of SC US GF V Holdings, Ltd ("SC USGF V Holdco"). As a result, SC US (TTGP), Ltd. and SCGF V Management, L.P. may be deemed to share voting and dispositive power with respect to the shares held by the SC USGF V Funds and SC USGF V Holdco. Each of SC US (TTGP), Ltd. and SCGF V Management, L.P. disclaims beneficial ownership of the shares held by the SC USGF V Funds and SC USGF V Holdco, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
Medallia, Inc.
Report date October 29, 2021 · Filed November 02, 2021
Jointly reported with SC US (TTGP), LTD., SC U.S. GROWTH VI MANAGEMENT, L.P., SEQUOIA CAPITAL U.S. GROWTH FUND VI, L.P., SEQUOIA CAPITAL U.S. GROWTH VI PRINCIPALS FUND, L.P., SCGF V Management, L.P., SEQUOIA CAPITAL U.S. GROWTH FUND V, L.P., SEQUOIA CAPITAL USGF PRINCIPALS FUND V, L.P., GOETZ JAMES J, SCGGF MANAGEMENT, L.P.
Section 16 reporting ended · disclosed 2021-11-02. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSC US GF V Holdings, Ltd. | 0 |
Reported balance
After 2021-10-29 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2021-10-29 · Disposition to issuer · Disposed 18,203,774 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger between the Issuer, Project Metal Parent, LLC and Project Metal Merger Sub, Inc. dated July 25, 2021, each share of issued and outstanding Issuer common stock was cancelled and converted into the right to receive $34.00 in cash. F2: SC US (TTGP), Ltd. is the general partner of SCGF V Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund V, LP and Sequoia Capital USGF Principals Fund V, L.P., or collectively, the SC US GF V Funds, which together own 100% of the outstanding shares of SC US GF V Holdings, Ltd. As a result, SC US (TTGP), Ltd. and SCGF V Management, L.P. may be deemed to share voting and dispositive power with respect to the shares held by SC US GF V Holdings, Ltd. Each of SC US (TTGP), Ltd. and SCGF V Management, L.P. disclaims beneficial ownership of the securities held by SC US GF V Holdings, Ltd. except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| Common StockSEC Table I · non-derivative | IndirectSequoia Capital U.S. Growth Fund VI, L.P. | 0 |
Reported balance
After 2021-10-29 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2021-10-29 · Disposition to issuer · Disposed 6,801,123 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger between the Issuer, Project Metal Parent, LLC and Project Metal Merger Sub, Inc. dated July 25, 2021, each share of issued and outstanding Issuer common stock was cancelled and converted into the right to receive $34.00 in cash. F3: SC US (TTGP), Ltd. is the general partner of SC U.S. Growth VI Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VI, L.P. and Sequoia Capital U.S. Growth VI Principals Fund, L.P. As a result, SC US (TTGP), Ltd. and SC U.S. Growth VI Management, L.P. may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital U.S. Growth Fund VI, L.P. and Sequoia Capital U.S. Growth VI Principals Fund, L.P. Each of SC US (TTGP), Ltd. and SC U.S. Growth VI Management, L.P. disclaims beneficial ownership of the securities held by Sequoia Capital U.S. Growth Fund VI, L.P. and Sequoia Capital U.S. Growth VI Principals Fund, L.P. except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| Common StockSEC Table I · non-derivative | IndirectSequoia Capital U.S. Growth VI Principals Fund, L.P. | 0 |
Reported balance
After 2021-10-29 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2021-10-29 · Disposition to issuer · Disposed 486,555 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger between the Issuer, Project Metal Parent, LLC and Project Metal Merger Sub, Inc. dated July 25, 2021, each share of issued and outstanding Issuer common stock was cancelled and converted into the right to receive $34.00 in cash. F3: SC US (TTGP), Ltd. is the general partner of SC U.S. Growth VI Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VI, L.P. and Sequoia Capital U.S. Growth VI Principals Fund, L.P. As a result, SC US (TTGP), Ltd. and SC U.S. Growth VI Management, L.P. may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital U.S. Growth Fund VI, L.P. and Sequoia Capital U.S. Growth VI Principals Fund, L.P. Each of SC US (TTGP), Ltd. and SC U.S. Growth VI Management, L.P. disclaims beneficial ownership of the securities held by Sequoia Capital U.S. Growth Fund VI, L.P. and Sequoia Capital U.S. Growth VI Principals Fund, L.P. except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| Common StockSEC Table I · non-derivative | IndirectSequoia Capital Global Growth Fund, LP | 0 |
Reported balance
After 2021-10-29 transaction · row 4
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 4 · 2021-10-29 · Disposition to issuer · Disposed 6,982,507 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger between the Issuer, Project Metal Parent, LLC and Project Metal Merger Sub, Inc. dated July 25, 2021, each share of issued and outstanding Issuer common stock was cancelled and converted into the right to receive $34.00 in cash. F4: SC US (TTGP), Ltd. is the general partner of SCGGF Management, L.P., which is the general partner of Sequoia Capital Global Growth Fund, LP and Sequoia Capital Global Growth Principals Fund, LP. As a result, SC US (TTGP), Ltd. and SCGGF Management, L.P. may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital Global Growth Fund, LP and Sequoia Capital Global Growth Principals Fund, LP. Voting and disposition decisions at SC US (TTGP), Ltd. with respect to the shares held by the SC GGF Funds are made by an investment committee consisting of Messrs. Douglas Leone and James J. Goetz. Each of SC US (TTGP), Ltd., SCGGF Management, L.P., Mr. Leone and Mr. Goetz disclaims beneficial ownership of the securities held by Sequoia Capital Global Growth Fund, LP and Sequoia Capital Global Growth Principals Fund, LP except to the extent of its pecuniary interest therein, F5: (Continued from footnote 5) and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| Common StockSEC Table I · non-derivative | IndirectSequoia Capital Global Growth Principals Fund, LP | 0 |
Reported balance
After 2021-10-29 transaction · row 5
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 5 · 2021-10-29 · Disposition to issuer · Disposed 253,230 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger between the Issuer, Project Metal Parent, LLC and Project Metal Merger Sub, Inc. dated July 25, 2021, each share of issued and outstanding Issuer common stock was cancelled and converted into the right to receive $34.00 in cash. F4: SC US (TTGP), Ltd. is the general partner of SCGGF Management, L.P., which is the general partner of Sequoia Capital Global Growth Fund, LP and Sequoia Capital Global Growth Principals Fund, LP. As a result, SC US (TTGP), Ltd. and SCGGF Management, L.P. may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital Global Growth Fund, LP and Sequoia Capital Global Growth Principals Fund, LP. Voting and disposition decisions at SC US (TTGP), Ltd. with respect to the shares held by the SC GGF Funds are made by an investment committee consisting of Messrs. Douglas Leone and James J. Goetz. Each of SC US (TTGP), Ltd., SCGGF Management, L.P., Mr. Leone and Mr. Goetz disclaims beneficial ownership of the securities held by Sequoia Capital Global Growth Fund, LP and Sequoia Capital Global Growth Principals Fund, LP except to the extent of its pecuniary interest therein, F5: (Continued from footnote 5) and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| Common StockSEC Table I · non-derivative | IndirectDenarvor, L.L.C. | 0 |
Reported balance
After 2021-10-29 transaction · row 6
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 6 · 2021-10-29 · Disposition to issuer · Disposed 1,425 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger between the Issuer, Project Metal Parent, LLC and Project Metal Merger Sub, Inc. dated July 25, 2021, each share of issued and outstanding Issuer common stock was cancelled and converted into the right to receive $34.00 in cash. F6: SC US SSF 2013 (TTGP), L.L.C. is the general partner of SC U.S. Scout Seed Fund 2013 Management, L.P., which is the general partner of Sequoia Capital U.S. Scout Seed Fund 2013, L.P., which wholly owns Sequoia Capital U.S. Scout Fund IV, L.L.C., which in turn wholly owns Denarvor, L.L.C. As a result, SC US SSF 2013 (TTGP), L.L.C. and SC U.S. Scout Seed Fund 2013 Management, L.P. may be deemed to share voting and dispositive power with respect to the shares held by Denarvor, L.L.C. Each of SC US SSF 2013 (TTGP), L.L.C. and SC U.S. Scout Seed Fund 2013 Management, L.P. disclaims beneficial ownership of the securities held by Denarvor, L.L.C. except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| Common StockSEC Table I · non-derivative | IndirectSequoia Grove II, LLC | 0 |
Reported balance
After 2021-10-29 transaction · row 7
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 7 · 2021-10-29 · Disposition to issuer · Disposed 3,621,345 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger between the Issuer, Project Metal Parent, LLC and Project Metal Merger Sub, Inc. dated July 25, 2021, each share of issued and outstanding Issuer common stock was cancelled and converted into the right to receive $34.00 in cash. F7: Sequoia Grove Manager, LLC is the manager of Sequoia Grove II, LLC. As a result, Sequoia Grove Manager, LLC may be deemed to share beneficial ownership with respect to the shares held by Sequoia Grove II, LLC. Each of Sequoia Grove Manager, LLC and Sequoia Grove II, LLC disclaims beneficial ownership of the shares held by Sequoia Grove II, LLC except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Agreement and Plan of Merger between the Issuer, Project Metal Parent, LLC and Project Metal Merger Sub, Inc. dated July 25, 2021, each share of issued and outstanding Issuer common stock was cancelled and converted into the right to receive $34.00 in cash.
F2: SC US (TTGP), Ltd. is the general partner of SCGF V Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund V, LP and Sequoia Capital USGF Principals Fund V, L.P., or collectively, the SC US GF V Funds, which together own 100% of the outstanding shares of SC US GF V Holdings, Ltd. As a result, SC US (TTGP), Ltd. and SCGF V Management, L.P. may be deemed to share voting and dispositive power with respect to the shares held by SC US GF V Holdings, Ltd. Each of SC US (TTGP), Ltd. and SCGF V Management, L.P. disclaims beneficial ownership of the securities held by SC US GF V Holdings, Ltd. except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
F3: SC US (TTGP), Ltd. is the general partner of SC U.S. Growth VI Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VI, L.P. and Sequoia Capital U.S. Growth VI Principals Fund, L.P. As a result, SC US (TTGP), Ltd. and SC U.S. Growth VI Management, L.P. may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital U.S. Growth Fund VI, L.P. and Sequoia Capital U.S. Growth VI Principals Fund, L.P. Each of SC US (TTGP), Ltd. and SC U.S. Growth VI Management, L.P. disclaims beneficial ownership of the securities held by Sequoia Capital U.S. Growth Fund VI, L.P. and Sequoia Capital U.S. Growth VI Principals Fund, L.P. except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
F4: SC US (TTGP), Ltd. is the general partner of SCGGF Management, L.P., which is the general partner of Sequoia Capital Global Growth Fund, LP and Sequoia Capital Global Growth Principals Fund, LP. As a result, SC US (TTGP), Ltd. and SCGGF Management, L.P. may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital Global Growth Fund, LP and Sequoia Capital Global Growth Principals Fund, LP. Voting and disposition decisions at SC US (TTGP), Ltd. with respect to the shares held by the SC GGF Funds are made by an investment committee consisting of Messrs. Douglas Leone and James J. Goetz. Each of SC US (TTGP), Ltd., SCGGF Management, L.P., Mr. Leone and Mr. Goetz disclaims beneficial ownership of the securities held by Sequoia Capital Global Growth Fund, LP and Sequoia Capital Global Growth Principals Fund, LP except to the extent of its pecuniary interest therein,
F5: (Continued from footnote 5) and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
F6: SC US SSF 2013 (TTGP), L.L.C. is the general partner of SC U.S. Scout Seed Fund 2013 Management, L.P., which is the general partner of Sequoia Capital U.S. Scout Seed Fund 2013, L.P., which wholly owns Sequoia Capital U.S. Scout Fund IV, L.L.C., which in turn wholly owns Denarvor, L.L.C. As a result, SC US SSF 2013 (TTGP), L.L.C. and SC U.S. Scout Seed Fund 2013 Management, L.P. may be deemed to share voting and dispositive power with respect to the shares held by Denarvor, L.L.C. Each of SC US SSF 2013 (TTGP), L.L.C. and SC U.S. Scout Seed Fund 2013 Management, L.P. disclaims beneficial ownership of the securities held by Denarvor, L.L.C. except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
F7: Sequoia Grove Manager, LLC is the manager of Sequoia Grove II, LLC. As a result, Sequoia Grove Manager, LLC may be deemed to share beneficial ownership with respect to the shares held by Sequoia Grove II, LLC. Each of Sequoia Grove Manager, LLC and Sequoia Grove II, LLC disclaims beneficial ownership of the shares held by Sequoia Grove II, LLC except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.
ON Semiconductor Connectivity Solutions, Inc.
Report date November 14, 2017 · Filed November 16, 2017
Jointly reported with SC XI MANAGEMENT LLC, SEQUOIA CAPITAL XI, SEQUOIA CAPITAL XI PRINCIPALS FUND, SEQUOIA TECHNOLOGY PARTNERS XI, SC US (TTGP), LTD., SCGF V Management, L.P., SEQUOIA CAPITAL U.S. GROWTH FUND V, L.P., SEQUOIA CAPITAL USGF PRINCIPALS FUND V, L.P., LEONE DOUGLAS M
Section 16 reporting ended · disclosed 2017-11-16. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Sequoia Capital XI, L.P. | 1,689,996 |
Reported balance
After 2017-11-14 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2017-11-14 · Other · Disposed 563,332 · Balance 1,689,996 F1: Represents a pro rata in-kind distribution of Common Stock of the Issuer to partners or members and includes subsequent distributions by general partners or managing members to their respective partners or members. F2: SC XI Management, LLC ("SC XI Management") is the general partner of Sequoia Capital XI, L.P. ("SC XI") and Sequoia Technology Partners XI, L.P. ("STP XI"), and the managing member of Sequoia Capital XI Principals Fund, LLC ("SC XI PF"). Douglas Leone and Michael Moritz are the managing members of SC XI Management. As a result, each of Messrs. Leone and Moritz and SC XI Management may be deemed to share voting and dispositive power with respect to the shares held by SC XI, STP XI and SC XI PF. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| Common StockSEC Table I · non-derivative | IndirectBy Sequoia Capital XI Principals Fund, LLC | 183,856 |
Reported balance
After 2017-11-14 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2017-11-14 · Other · Disposed 61,285 · Balance 183,856 F1: Represents a pro rata in-kind distribution of Common Stock of the Issuer to partners or members and includes subsequent distributions by general partners or managing members to their respective partners or members. F2: SC XI Management, LLC ("SC XI Management") is the general partner of Sequoia Capital XI, L.P. ("SC XI") and Sequoia Technology Partners XI, L.P. ("STP XI"), and the managing member of Sequoia Capital XI Principals Fund, LLC ("SC XI PF"). Douglas Leone and Michael Moritz are the managing members of SC XI Management. As a result, each of Messrs. Leone and Moritz and SC XI Management may be deemed to share voting and dispositive power with respect to the shares held by SC XI, STP XI and SC XI PF. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| Common StockSEC Table I · non-derivative | IndirectBy Sequoia Technology Partners XI, L.P. | 53,380 |
Reported balance
After 2017-11-14 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2017-11-14 · Other · Disposed 17,793 · Balance 53,380 F1: Represents a pro rata in-kind distribution of Common Stock of the Issuer to partners or members and includes subsequent distributions by general partners or managing members to their respective partners or members. F2: SC XI Management, LLC ("SC XI Management") is the general partner of Sequoia Capital XI, L.P. ("SC XI") and Sequoia Technology Partners XI, L.P. ("STP XI"), and the managing member of Sequoia Capital XI Principals Fund, LLC ("SC XI PF"). Douglas Leone and Michael Moritz are the managing members of SC XI Management. As a result, each of Messrs. Leone and Moritz and SC XI Management may be deemed to share voting and dispositive power with respect to the shares held by SC XI, STP XI and SC XI PF. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| Common StockSEC Table I · non-derivative | IndirectBy SC US GF V Holdings, LTD | 1,279,816 |
Reported balance
After 2017-11-14 transaction · row 4
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 4 · 2017-11-14 · Other · Disposed 468,048 · Balance 1,279,816 F1: Represents a pro rata in-kind distribution of Common Stock of the Issuer to partners or members and includes subsequent distributions by general partners or managing members to their respective partners or members. F3: SC US (TTGP), Ltd. ("SC US TTGP") is the general partner of SCGF V Management, L.P. ("GF V Management"), which is the general partner of each of Sequoia Capital U.S. Growth Fund V, L.P. ("SC Growth") and Sequoia Capital USGF Principals Fund V, L.P. ("SC USGF"). SC Growth and SC USGF together own 100% of the outstanding ordinary shares of SC US GF V Holdings, Ltd. ("SC Holdings"). As a result, SC US TTGP, SC Growth, SC USGF and GF V Management may be deemed to share voting and dispositive power with respect to the shares held by SC Holdings. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| Common StockSEC Table I · non-derivative | IndirectBy Sequoia Capital U.S. Growth Fund V, L.P. | 124,327 |
Reported balance
Holding disclosure · report date 2017-11-14 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 124,327 F4: SC US TTGP is the general partner of GF V Management, which is the general partner of SC Growth. As a result, SC US TTGP and GF V Management may be deemed to share voting and dispositive power with respect to the shares held by SC Growth. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents a pro rata in-kind distribution of Common Stock of the Issuer to partners or members and includes subsequent distributions by general partners or managing members to their respective partners or members.
F2: SC XI Management, LLC ("SC XI Management") is the general partner of Sequoia Capital XI, L.P. ("SC XI") and Sequoia Technology Partners XI, L.P. ("STP XI"), and the managing member of Sequoia Capital XI Principals Fund, LLC ("SC XI PF"). Douglas Leone and Michael Moritz are the managing members of SC XI Management. As a result, each of Messrs. Leone and Moritz and SC XI Management may be deemed to share voting and dispositive power with respect to the shares held by SC XI, STP XI and SC XI PF. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
F3: SC US (TTGP), Ltd. ("SC US TTGP") is the general partner of SCGF V Management, L.P. ("GF V Management"), which is the general partner of each of Sequoia Capital U.S. Growth Fund V, L.P. ("SC Growth") and Sequoia Capital USGF Principals Fund V, L.P. ("SC USGF"). SC Growth and SC USGF together own 100% of the outstanding ordinary shares of SC US GF V Holdings, Ltd. ("SC Holdings"). As a result, SC US TTGP, SC Growth, SC USGF and GF V Management may be deemed to share voting and dispositive power with respect to the shares held by SC Holdings. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
F4: SC US TTGP is the general partner of GF V Management, which is the general partner of SC Growth. As a result, SC US TTGP and GF V Management may be deemed to share voting and dispositive power with respect to the shares held by SC Growth. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
Okta, Inc.
Report date January 12, 2018 · Filed January 18, 2018
Jointly reported with SC US (TTGP), LTD., SEQUOIA CAPITAL U.S. GROWTH VI PRINCIPALS FUND, L.P., SEQUOIA CAPITAL U.S. GROWTH FUND VI, L.P., SC U.S. GROWTH VI MANAGEMENT, L.P., SCGF V Management, L.P., SEQUOIA CAPITAL USGF PRINCIPALS FUND V, L.P., SEQUOIA CAPITAL U.S. GROWTH FUND V, L.P.
Section 16 reporting ended · disclosed 2018-01-18. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectBy SC US GF V Holdings, Ltd. | 0 |
Last balance in matching sequence
After 2018-01-12 transaction · row 4
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2018-01-12 · Conversion · Acquired 2,071,223 · Balance 2,071,223 F2: SC US (TTGP), Ltd. is the general partner of SC U.S. Growth VI Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VI, L.P. and Sequoia Capital U.S. Growth VI Principals Fund, L.P. Sequoia Capital U.S. Growth Fund V, L.P. and Sequoia Capital USGF Principals Fund V, L.P. together own 100% of the outstanding shares held by SC US GF V Holdings, Ltd. SC US (TTGP), Ltd. is the general partner of SCGF V Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund V, L.P. and Sequoia Capital USGF Principals Fund V, L.P. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Row 4 · 2018-01-12 · Other · Disposed 2,071,223 · Balance 0 F1: Represents a distribution of Class A Common Stock of the Issuer to partners or members and includes subsequent distributions by general partners or managing members to their respective partners or members. F2: SC US (TTGP), Ltd. is the general partner of SC U.S. Growth VI Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VI, L.P. and Sequoia Capital U.S. Growth VI Principals Fund, L.P. Sequoia Capital U.S. Growth Fund V, L.P. and Sequoia Capital USGF Principals Fund V, L.P. together own 100% of the outstanding shares held by SC US GF V Holdings, Ltd. SC US (TTGP), Ltd. is the general partner of SCGF V Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund V, L.P. and Sequoia Capital USGF Principals Fund V, L.P. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Sequoia Capital U.S. Growth Fund VI, L.P. | 0 |
Last balance in matching sequence
After 2018-01-12 transaction · row 5
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 2 · 2018-01-12 · Conversion · Acquired 1,318,174 · Balance 1,318,174 F2: SC US (TTGP), Ltd. is the general partner of SC U.S. Growth VI Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VI, L.P. and Sequoia Capital U.S. Growth VI Principals Fund, L.P. Sequoia Capital U.S. Growth Fund V, L.P. and Sequoia Capital USGF Principals Fund V, L.P. together own 100% of the outstanding shares held by SC US GF V Holdings, Ltd. SC US (TTGP), Ltd. is the general partner of SCGF V Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund V, L.P. and Sequoia Capital USGF Principals Fund V, L.P. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Row 5 · 2018-01-12 · Other · Disposed 1,318,174 · Balance 0 F1: Represents a distribution of Class A Common Stock of the Issuer to partners or members and includes subsequent distributions by general partners or managing members to their respective partners or members. F2: SC US (TTGP), Ltd. is the general partner of SC U.S. Growth VI Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VI, L.P. and Sequoia Capital U.S. Growth VI Principals Fund, L.P. Sequoia Capital U.S. Growth Fund V, L.P. and Sequoia Capital USGF Principals Fund V, L.P. together own 100% of the outstanding shares held by SC US GF V Holdings, Ltd. SC US (TTGP), Ltd. is the general partner of SCGF V Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund V, L.P. and Sequoia Capital USGF Principals Fund V, L.P. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Sequoia Capital U.S. Growth VI Principals Fund, L.P. | 0 |
Last balance in matching sequence
After 2018-01-12 transaction · row 6
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 3 · 2018-01-12 · Conversion · Acquired 66,026 · Balance 66,026 F2: SC US (TTGP), Ltd. is the general partner of SC U.S. Growth VI Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VI, L.P. and Sequoia Capital U.S. Growth VI Principals Fund, L.P. Sequoia Capital U.S. Growth Fund V, L.P. and Sequoia Capital USGF Principals Fund V, L.P. together own 100% of the outstanding shares held by SC US GF V Holdings, Ltd. SC US (TTGP), Ltd. is the general partner of SCGF V Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund V, L.P. and Sequoia Capital USGF Principals Fund V, L.P. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Row 6 · 2018-01-12 · Other · Disposed 66,026 · Balance 0 F1: Represents a distribution of Class A Common Stock of the Issuer to partners or members and includes subsequent distributions by general partners or managing members to their respective partners or members. F2: SC US (TTGP), Ltd. is the general partner of SC U.S. Growth VI Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VI, L.P. and Sequoia Capital U.S. Growth VI Principals Fund, L.P. Sequoia Capital U.S. Growth Fund V, L.P. and Sequoia Capital USGF Principals Fund V, L.P. together own 100% of the outstanding shares held by SC US GF V Holdings, Ltd. SC US (TTGP), Ltd. is the general partner of SCGF V Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund V, L.P. and Sequoia Capital USGF Principals Fund V, L.P. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectBy SC US GF V Holdings, Ltd. | 2,071,224 |
Reported balance
After 2018-01-12 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2018-01-12 · Conversion · Disposed 2,071,223 · Balance 2,071,224 F3: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F2: SC US (TTGP), Ltd. is the general partner of SC U.S. Growth VI Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VI, L.P. and Sequoia Capital U.S. Growth VI Principals Fund, L.P. Sequoia Capital U.S. Growth Fund V, L.P. and Sequoia Capital USGF Principals Fund V, L.P. together own 100% of the outstanding shares held by SC US GF V Holdings, Ltd. SC US (TTGP), Ltd. is the general partner of SCGF V Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund V, L.P. and Sequoia Capital USGF Principals Fund V, L.P. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectBy Sequoia Capital U.S. Growth Fund VI, L.P. | 1,318,172 |
Reported balance
After 2018-01-12 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2018-01-12 · Conversion · Disposed 1,318,174 · Balance 1,318,172 F3: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F2: SC US (TTGP), Ltd. is the general partner of SC U.S. Growth VI Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VI, L.P. and Sequoia Capital U.S. Growth VI Principals Fund, L.P. Sequoia Capital U.S. Growth Fund V, L.P. and Sequoia Capital USGF Principals Fund V, L.P. together own 100% of the outstanding shares held by SC US GF V Holdings, Ltd. SC US (TTGP), Ltd. is the general partner of SCGF V Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund V, L.P. and Sequoia Capital USGF Principals Fund V, L.P. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectBy Sequoia Capital U.S. Growth VI Principals Fund, L.P. | 66,028 |
Reported balance
After 2018-01-12 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2018-01-12 · Conversion · Disposed 66,026 · Balance 66,028 F3: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F2: SC US (TTGP), Ltd. is the general partner of SC U.S. Growth VI Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VI, L.P. and Sequoia Capital U.S. Growth VI Principals Fund, L.P. Sequoia Capital U.S. Growth Fund V, L.P. and Sequoia Capital USGF Principals Fund V, L.P. together own 100% of the outstanding shares held by SC US GF V Holdings, Ltd. SC US (TTGP), Ltd. is the general partner of SCGF V Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund V, L.P. and Sequoia Capital USGF Principals Fund V, L.P. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents a distribution of Class A Common Stock of the Issuer to partners or members and includes subsequent distributions by general partners or managing members to their respective partners or members.
F2: SC US (TTGP), Ltd. is the general partner of SC U.S. Growth VI Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VI, L.P. and Sequoia Capital U.S. Growth VI Principals Fund, L.P. Sequoia Capital U.S. Growth Fund V, L.P. and Sequoia Capital USGF Principals Fund V, L.P. together own 100% of the outstanding shares held by SC US GF V Holdings, Ltd. SC US (TTGP), Ltd. is the general partner of SCGF V Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund V, L.P. and Sequoia Capital USGF Principals Fund V, L.P. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
F3: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
ServiceNow, Inc.
Report date May 28, 2013 · Filed May 30, 2013
Jointly reported with SCGF GENPAR LTD, SEQUOIA CAPITAL US GROWTH FUND IV LP, SEQUOIA CAPITAL USGF PRINCIPALS FUND IV LP, SEQUOIA CAPITAL USGF PRINCIPALS FUND V, L.P., SCGF V Management, L.P., SC GF V TT, Ltd., SEQUOIA CAPITAL U.S. GROWTH FUND V, L.P., SCGF IV MANAGEMENT LP
Section 16 reporting ended · disclosed 2013-05-30. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Sequoia Capital U.S. Growth Fund IV, LP | 11,474,126 |
Reported balance
After 2013-05-28 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2013-05-28 · Other · Disposed 5,737,063 · Balance 11,474,126 F1: Represents a pro rata in-kind distribution of Common Stock of the Issuer to partners or members and includes subsequent distributions by general partners or managing members to their respective partners or members. F2: SCGF GenPar, Ltd. ("SCGF GenPar") is the sole general partner of SCGF IV Management, L.P. ("SCGF IV Management"), which is the sole general partner of Sequoia Capital US Growth Fund IV, L.P. and Sequoia Capital USGF Principals Fund IV, L.P. As a result, SCGF GenPar and SCGF IV Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital US Growth Fund IV, L.P. and Sequoia Capital USGF Principals Fund IV, L.P. Each of the filing persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| Common StockSEC Table I · non-derivative | IndirectBy Sequoia Capital USGF Principals Fund IV, LP | 498,046 |
Reported balance
After 2013-05-28 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2013-05-28 · Other · Disposed 249,023 · Balance 498,046 F1: Represents a pro rata in-kind distribution of Common Stock of the Issuer to partners or members and includes subsequent distributions by general partners or managing members to their respective partners or members. F2: SCGF GenPar, Ltd. ("SCGF GenPar") is the sole general partner of SCGF IV Management, L.P. ("SCGF IV Management"), which is the sole general partner of Sequoia Capital US Growth Fund IV, L.P. and Sequoia Capital USGF Principals Fund IV, L.P. As a result, SCGF GenPar and SCGF IV Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital US Growth Fund IV, L.P. and Sequoia Capital USGF Principals Fund IV, L.P. Each of the filing persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| Common StockSEC Table I · non-derivative | IndirectBy SC US GF V Holdings, Ltd. | 337,500 |
Reported balance
Holding disclosure · report date 2013-05-28 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 337,500 F3: SC GF V TT, Ltd. ("SCGF V") is the sole general partner of SCGF V Management, L.P. ("SCGF V Management"), which is the sole general partner of each of Sequoia Capital US Growth Fund V, L.P. and Sequoia Capital USGF Principals Fund V, L.P. Sequoia Capital US Growth Fund V, L.P. and Sequoia Capital USGF Principals Fund V, L.P. together own 100% of the outstanding ordinary shares of SC US GF V Holdings, Ltd. As a result, Sequoia Capital US Growth Fund V, L.P., Sequoia Capital USGF Principals Fund V, L.P., SCGF V and SCGF V Management may be deemed to share voting and dispositive power with respect to the shares held by SC US GF V Holdings, Ltd. Each of the filing persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents a pro rata in-kind distribution of Common Stock of the Issuer to partners or members and includes subsequent distributions by general partners or managing members to their respective partners or members.
F2: SCGF GenPar, Ltd. ("SCGF GenPar") is the sole general partner of SCGF IV Management, L.P. ("SCGF IV Management"), which is the sole general partner of Sequoia Capital US Growth Fund IV, L.P. and Sequoia Capital USGF Principals Fund IV, L.P. As a result, SCGF GenPar and SCGF IV Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital US Growth Fund IV, L.P. and Sequoia Capital USGF Principals Fund IV, L.P. Each of the filing persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
F3: SC GF V TT, Ltd. ("SCGF V") is the sole general partner of SCGF V Management, L.P. ("SCGF V Management"), which is the sole general partner of each of Sequoia Capital US Growth Fund V, L.P. and Sequoia Capital USGF Principals Fund V, L.P. Sequoia Capital US Growth Fund V, L.P. and Sequoia Capital USGF Principals Fund V, L.P. together own 100% of the outstanding ordinary shares of SC US GF V Holdings, Ltd. As a result, Sequoia Capital US Growth Fund V, L.P., Sequoia Capital USGF Principals Fund V, L.P., SCGF V and SCGF V Management may be deemed to share voting and dispositive power with respect to the shares held by SC US GF V Holdings, Ltd. Each of the filing persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 29, 2021 Filed Nov 2, 2021 23:06 UTC | Medallia, Inc. MDLA · Entity 133980 | Disposition to issuerCommon Stock | 253,230 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-21-010145 · form4.xml · nonDerivative · entry 5 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC U.S. GROWTH VI MANAGEMENT, L.P. · CIK 0001611388 · 10% owner SEQUOIA CAPITAL U.S. GROWTH FUND VI, L.P. · CIK 0001600143 · 10% owner SEQUOIA CAPITAL U.S. GROWTH VI PRINCIPALS FUND, L.P. · CIK 0001603938 · 10% owner SCGF V Management, L.P. · CIK 0001552459 · 10% owner SEQUOIA CAPITAL U.S. GROWTH FUND V, L.P. · CIK 0001528109 · 10% owner SEQUOIA CAPITAL USGF PRINCIPALS FUND V, L.P. · CIK 0001528063 · 10% owner SC US GF V Holdings, Ltd. · CIK 0001552461 · 10% owner GOETZ JAMES J · CIK 0001219231 · 10% owner SCGGF MANAGEMENT, L.P. · CIK 0001611362 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Sequoia Capital Global Growth Principals Fund, LP Disclosed balance after: 0 F1 · kind: Pursuant to the Agreement and Plan of Merger between the Issuer, Project Metal Parent, LLC and Project Metal Merger Sub, Inc. dated July 25, 2021, each share of issued and outstanding Issuer common stock was cancelled and converted into the right to receive $34.00 in cash. F1 · price: Pursuant to the Agreement and Plan of Merger between the Issuer, Project Metal Parent, LLC and Project Metal Merger Sub, Inc. dated July 25, 2021, each share of issued and outstanding Issuer common stock was cancelled and converted into the right to receive $34.00 in cash. F4 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SCGGF Management, L.P., which is the general partner of Sequoia Capital Global Growth Fund, LP and Sequoia Capital Global Growth Principals Fund, LP. As a result, SC US (TTGP), Ltd. and SCGGF Management, L.P. may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital Global Growth Fund, LP and Sequoia Capital Global Growth Principals Fund, LP. Voting and disposition decisions at SC US (TTGP), Ltd. with respect to the shares held by the SC GGF Funds are made by an investment committee consisting of Messrs. Douglas Leone and James J. Goetz. Each of SC US (TTGP), Ltd., SCGGF Management, L.P., Mr. Leone and Mr. Goetz disclaims beneficial ownership of the securities held by Sequoia Capital Global Growth Fund, LP and Sequoia Capital Global Growth Principals Fund, LP except to the extent of its pecuniary interest therein, F5 · ownership.nature: (Continued from footnote 5) and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| October 29, 2021 Filed Nov 2, 2021 23:06 UTC | Medallia, Inc. MDLA · Entity 133980 | Disposition to issuerCommon Stock | 6,982,507 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-21-010145 · form4.xml · nonDerivative · entry 4 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC U.S. GROWTH VI MANAGEMENT, L.P. · CIK 0001611388 · 10% owner SEQUOIA CAPITAL U.S. GROWTH FUND VI, L.P. · CIK 0001600143 · 10% owner SEQUOIA CAPITAL U.S. GROWTH VI PRINCIPALS FUND, L.P. · CIK 0001603938 · 10% owner SCGF V Management, L.P. · CIK 0001552459 · 10% owner SEQUOIA CAPITAL U.S. GROWTH FUND V, L.P. · CIK 0001528109 · 10% owner SEQUOIA CAPITAL USGF PRINCIPALS FUND V, L.P. · CIK 0001528063 · 10% owner SC US GF V Holdings, Ltd. · CIK 0001552461 · 10% owner GOETZ JAMES J · CIK 0001219231 · 10% owner SCGGF MANAGEMENT, L.P. · CIK 0001611362 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Sequoia Capital Global Growth Fund, LP Disclosed balance after: 0 F1 · kind: Pursuant to the Agreement and Plan of Merger between the Issuer, Project Metal Parent, LLC and Project Metal Merger Sub, Inc. dated July 25, 2021, each share of issued and outstanding Issuer common stock was cancelled and converted into the right to receive $34.00 in cash. F1 · price: Pursuant to the Agreement and Plan of Merger between the Issuer, Project Metal Parent, LLC and Project Metal Merger Sub, Inc. dated July 25, 2021, each share of issued and outstanding Issuer common stock was cancelled and converted into the right to receive $34.00 in cash. F4 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SCGGF Management, L.P., which is the general partner of Sequoia Capital Global Growth Fund, LP and Sequoia Capital Global Growth Principals Fund, LP. As a result, SC US (TTGP), Ltd. and SCGGF Management, L.P. may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital Global Growth Fund, LP and Sequoia Capital Global Growth Principals Fund, LP. Voting and disposition decisions at SC US (TTGP), Ltd. with respect to the shares held by the SC GGF Funds are made by an investment committee consisting of Messrs. Douglas Leone and James J. Goetz. Each of SC US (TTGP), Ltd., SCGGF Management, L.P., Mr. Leone and Mr. Goetz disclaims beneficial ownership of the securities held by Sequoia Capital Global Growth Fund, LP and Sequoia Capital Global Growth Principals Fund, LP except to the extent of its pecuniary interest therein, F5 · ownership.nature: (Continued from footnote 5) and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| October 29, 2021 Filed Nov 2, 2021 23:06 UTC | Medallia, Inc. MDLA · Entity 133980 | Disposition to issuerCommon Stock | 486,555 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-21-010145 · form4.xml · nonDerivative · entry 3 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC U.S. GROWTH VI MANAGEMENT, L.P. · CIK 0001611388 · 10% owner SEQUOIA CAPITAL U.S. GROWTH FUND VI, L.P. · CIK 0001600143 · 10% owner SEQUOIA CAPITAL U.S. GROWTH VI PRINCIPALS FUND, L.P. · CIK 0001603938 · 10% owner SCGF V Management, L.P. · CIK 0001552459 · 10% owner SEQUOIA CAPITAL U.S. GROWTH FUND V, L.P. · CIK 0001528109 · 10% owner SEQUOIA CAPITAL USGF PRINCIPALS FUND V, L.P. · CIK 0001528063 · 10% owner SC US GF V Holdings, Ltd. · CIK 0001552461 · 10% owner GOETZ JAMES J · CIK 0001219231 · 10% owner SCGGF MANAGEMENT, L.P. · CIK 0001611362 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Sequoia Capital U.S. Growth VI Principals Fund, L.P. Disclosed balance after: 0 F1 · kind: Pursuant to the Agreement and Plan of Merger between the Issuer, Project Metal Parent, LLC and Project Metal Merger Sub, Inc. dated July 25, 2021, each share of issued and outstanding Issuer common stock was cancelled and converted into the right to receive $34.00 in cash. F1 · price: Pursuant to the Agreement and Plan of Merger between the Issuer, Project Metal Parent, LLC and Project Metal Merger Sub, Inc. dated July 25, 2021, each share of issued and outstanding Issuer common stock was cancelled and converted into the right to receive $34.00 in cash. F3 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SC U.S. Growth VI Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VI, L.P. and Sequoia Capital U.S. Growth VI Principals Fund, L.P. As a result, SC US (TTGP), Ltd. and SC U.S. Growth VI Management, L.P. may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital U.S. Growth Fund VI, L.P. and Sequoia Capital U.S. Growth VI Principals Fund, L.P. Each of SC US (TTGP), Ltd. and SC U.S. Growth VI Management, L.P. disclaims beneficial ownership of the securities held by Sequoia Capital U.S. Growth Fund VI, L.P. and Sequoia Capital U.S. Growth VI Principals Fund, L.P. except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| October 29, 2021 Filed Nov 2, 2021 23:06 UTC | Medallia, Inc. MDLA · Entity 133980 | Disposition to issuerCommon Stock | 6,801,123 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-21-010145 · form4.xml · nonDerivative · entry 2 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC U.S. GROWTH VI MANAGEMENT, L.P. · CIK 0001611388 · 10% owner SEQUOIA CAPITAL U.S. GROWTH FUND VI, L.P. · CIK 0001600143 · 10% owner SEQUOIA CAPITAL U.S. GROWTH VI PRINCIPALS FUND, L.P. · CIK 0001603938 · 10% owner SCGF V Management, L.P. · CIK 0001552459 · 10% owner SEQUOIA CAPITAL U.S. GROWTH FUND V, L.P. · CIK 0001528109 · 10% owner SEQUOIA CAPITAL USGF PRINCIPALS FUND V, L.P. · CIK 0001528063 · 10% owner SC US GF V Holdings, Ltd. · CIK 0001552461 · 10% owner GOETZ JAMES J · CIK 0001219231 · 10% owner SCGGF MANAGEMENT, L.P. · CIK 0001611362 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Sequoia Capital U.S. Growth Fund VI, L.P. Disclosed balance after: 0 F1 · kind: Pursuant to the Agreement and Plan of Merger between the Issuer, Project Metal Parent, LLC and Project Metal Merger Sub, Inc. dated July 25, 2021, each share of issued and outstanding Issuer common stock was cancelled and converted into the right to receive $34.00 in cash. F1 · price: Pursuant to the Agreement and Plan of Merger between the Issuer, Project Metal Parent, LLC and Project Metal Merger Sub, Inc. dated July 25, 2021, each share of issued and outstanding Issuer common stock was cancelled and converted into the right to receive $34.00 in cash. F3 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SC U.S. Growth VI Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VI, L.P. and Sequoia Capital U.S. Growth VI Principals Fund, L.P. As a result, SC US (TTGP), Ltd. and SC U.S. Growth VI Management, L.P. may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital U.S. Growth Fund VI, L.P. and Sequoia Capital U.S. Growth VI Principals Fund, L.P. Each of SC US (TTGP), Ltd. and SC U.S. Growth VI Management, L.P. disclaims beneficial ownership of the securities held by Sequoia Capital U.S. Growth Fund VI, L.P. and Sequoia Capital U.S. Growth VI Principals Fund, L.P. except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| October 29, 2021 Filed Nov 2, 2021 23:06 UTC | Medallia, Inc. MDLA · Entity 133980 | Disposition to issuerCommon Stock | 18,203,774 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-21-010145 · form4.xml · nonDerivative · entry 1 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC U.S. GROWTH VI MANAGEMENT, L.P. · CIK 0001611388 · 10% owner SEQUOIA CAPITAL U.S. GROWTH FUND VI, L.P. · CIK 0001600143 · 10% owner SEQUOIA CAPITAL U.S. GROWTH VI PRINCIPALS FUND, L.P. · CIK 0001603938 · 10% owner SCGF V Management, L.P. · CIK 0001552459 · 10% owner SEQUOIA CAPITAL U.S. GROWTH FUND V, L.P. · CIK 0001528109 · 10% owner SEQUOIA CAPITAL USGF PRINCIPALS FUND V, L.P. · CIK 0001528063 · 10% owner SC US GF V Holdings, Ltd. · CIK 0001552461 · 10% owner GOETZ JAMES J · CIK 0001219231 · 10% owner SCGGF MANAGEMENT, L.P. · CIK 0001611362 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · SC US GF V Holdings, Ltd. Disclosed balance after: 0 F1 · kind: Pursuant to the Agreement and Plan of Merger between the Issuer, Project Metal Parent, LLC and Project Metal Merger Sub, Inc. dated July 25, 2021, each share of issued and outstanding Issuer common stock was cancelled and converted into the right to receive $34.00 in cash. F1 · price: Pursuant to the Agreement and Plan of Merger between the Issuer, Project Metal Parent, LLC and Project Metal Merger Sub, Inc. dated July 25, 2021, each share of issued and outstanding Issuer common stock was cancelled and converted into the right to receive $34.00 in cash. F2 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SCGF V Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund V, LP and Sequoia Capital USGF Principals Fund V, L.P., or collectively, the SC US GF V Funds, which together own 100% of the outstanding shares of SC US GF V Holdings, Ltd. As a result, SC US (TTGP), Ltd. and SCGF V Management, L.P. may be deemed to share voting and dispositive power with respect to the shares held by SC US GF V Holdings, Ltd. Each of SC US (TTGP), Ltd. and SCGF V Management, L.P. disclaims beneficial ownership of the securities held by SC US GF V Holdings, Ltd. except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| June 10, 2021 Filed Nov 24, 2021 02:34 UTC | Airbnb, Inc. ABNB · Entity 2189 | OtherClass A Common Stock | 510,504 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-21-011525 · form4.xml · nonDerivative · entry 1 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC US GF V Holdings, Ltd. · CIK 0001552461 · 10% owner SC XII MANAGEMENT LLC · CIK 0001374246 · 10% owner SEQUOIA CAPITAL XII A DELAWARE L P · CIK 0001367770 · 10% owner SEQUOIA TECHNOLOGY PARTNERS XII A DELAWARE L P · CIK 0001380096 · 10% owner SEQUOIA CAPITAL XII PRINCIPALS FUND LLC · CIK 0001447932 · 10% owner LEONE DOUGLAS M · CIK 0001195580 · 10% owner BOTHA ROELOF · CIK 0001222287 · 10% owner GOETZ JAMES J · CIK 0001219231 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 1,064,607 F1 · kind: These shares were received as part of a pro rata distribution-in-kind of Class A Common Stock of the Issuer to the limited partners of an investment fund in the following amount: 502,758 shares distributed to Sequoia Capital Global Growth Fund II, L.P. ("GGF II"), 7,746 shares distributed to Sequoia Capital Global Growth II Principals Fund, L.P. ("GGF II PF"). F1 · shares: These shares were received as part of a pro rata distribution-in-kind of Class A Common Stock of the Issuer to the limited partners of an investment fund in the following amount: 502,758 shares distributed to Sequoia Capital Global Growth Fund II, L.P. ("GGF II"), 7,746 shares distributed to Sequoia Capital Global Growth II Principals Fund, L.P. ("GGF II PF"). F2 · balance_after: Includes shares of Class A Common Stock in the following amounts: 7,386 shares held by Sequoia Capital U.S. Venture 2010-Seed Fund, L.P. ("USV 2010-seed"), 963,696 shares held by GGF II, 14,848 shares held by GGF II PF, 71,987 shares held by Sequoia Capital U.S. Growth Fund VII, L.P. ("US GF VII") and 6,690 shares held by Sequoia Capital U.S. Growth VII Principals Fund, L.P. ("US GF VII PF"). F7 · ownership.nature: SC XII Management, LLC (SC XII LLC) is the general partner of each of Sequoia Capital XII, L.P. (SC XII) and Sequoia Technology Partners XII, L.P. (STP XII), and the managing member of Sequoia Capital XII Principals Fund, LLC (SC XII PF). As a result, SC XII LLC may be deemed to share voting and dispositive power with respect to the shares held by SC XII, SC XII PF, and STP XII. SC US (TTGP), Ltd. is: (i) the general partner of SCGF V Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund V, L.P. and Sequoia Capital USGF Principals Fund V, L.P. (collectively, the US GF V Funds), which together own 100% of the outstanding ordinary shares of SC US GF V Holdings, Ltd. (US GF V Holdco); F8 · ownership.nature: (cont'd) (ii) the general partner of SC U.S. Growth VII Management, L.P., which is the general partner of each of US GF VII and US GF VII PF (collectively, the SC US GF VII Funds); (iii) the general partner of SCGGF Management, L.P., which is the general partner of each of Sequoia Capital Global Growth Fund, L.P. (GGF) and Sequoia Capital Global Growth Principals Fund, L.P. (GGF PF) (collectively, the SC GGF Funds); (iv) the general partner of SC Global Growth II Management, L.P., which is the general partner of each of GGF II and GGF II PF (collectively, the SC GGF II Funds); and (v) the general partner of SC U.S. Venture 2010 Management, L.P., which is the general partner of USV 2010-seed. F9 · ownership.nature: (cont'd) As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by US GF V Holdco, the SC US GF VII Funds, the SC GGF Funds, the SC GGF II Funds and USV 2010-seed. In addition, the directors and stockholders of SC US (TTGP), Ltd. who exercise voting and investment discretion with respect to the SC GGF Funds are Douglas M. Leone and James J. Goetz, and the directors and stockholders of SC US (TTGP), Ltd. who exercise voting and investment discretion with respect to the SC GGF II Funds are Douglas M. Leone and Roelof F. Botha. As a result, and by virtue of the relationships described in this paragraph, each such person may be deemed to share voting and dispositive power with respect to the shares held by the SC GGF Funds or the SC GGF II Funds, as applicable. F10 · ownership.nature: (cont'd) Each of SC US (TTGP), Ltd., SCGF V Management, L.P., SC U.S. Growth VII Management, L.P., SCGGF Management, L.P., SC Global Growth II Management, L.P., SC U.S. Venture 2010 Management, L.P., Mr. Leone, Mr. Botha and Mr. Goetz disclaims beneficial ownership of the shares held by US GF V Holdco, the GFVII Funds, the SC GGF Funds, the SC GGF II Funds, and USV 2010-seed except to the extent of its or his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. SC XII Management, LLC disclaims beneficial ownership of the shares held by the XII Funds, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| May 27, 2021 Filed Jun 2, 2021 01:40 UTC | Airbnb, Inc. ABNB · Entity 2189 | OtherClass B Common Stock · Derivative | 895,163 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-21-005273 · form4.xml · derivative · entry 4 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC US GF V Holdings, Ltd. · CIK 0001552461 · 10% owner SC XII MANAGEMENT LLC · CIK 0001374246 · 10% owner SEQUOIA CAPITAL XII A DELAWARE L P · CIK 0001367770 · 10% owner SEQUOIA TECHNOLOGY PARTNERS XII A DELAWARE L P · CIK 0001380096 · 10% owner SEQUOIA CAPITAL XII PRINCIPALS FUND LLC · CIK 0001447932 · 10% owner LEONE DOUGLAS M · CIK 0001195580 · 10% owner BOTHA ROELOF · CIK 0001222287 · 10% owner GOETZ JAMES J · CIK 0001219231 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Grove II, LLC Disclosed balance after: 895,163 Underlying: Class A Common Stock · 895,163 shares Expires not disclosed F3 · derivative.exercise_price: Represents a distribution of Class B Common Stock of the Issuer to partners or members in the following amounts: 1,697,792 shares from SC US GF V Holdings, Ltd. ("US GF V Holdco"), 715,574 shares from Sequoia Capital Global Growth Fund, LP ("GGF"), 18,042,914 shares from Sequoia Capital XII, L.P. ("SC XII"), 213,022 shares from GGF II and 57,573 shares from US GF VII. F3 · kind: Represents a distribution of Class B Common Stock of the Issuer to partners or members in the following amounts: 1,697,792 shares from SC US GF V Holdings, Ltd. ("US GF V Holdco"), 715,574 shares from Sequoia Capital Global Growth Fund, LP ("GGF"), 18,042,914 shares from Sequoia Capital XII, L.P. ("SC XII"), 213,022 shares from GGF II and 57,573 shares from US GF VII. F3 · price: Represents a distribution of Class B Common Stock of the Issuer to partners or members in the following amounts: 1,697,792 shares from SC US GF V Holdings, Ltd. ("US GF V Holdco"), 715,574 shares from Sequoia Capital Global Growth Fund, LP ("GGF"), 18,042,914 shares from Sequoia Capital XII, L.P. ("SC XII"), 213,022 shares from GGF II and 57,573 shares from US GF VII. F3 · derivative.exercise_date: Represents a distribution of Class B Common Stock of the Issuer to partners or members in the following amounts: 1,697,792 shares from SC US GF V Holdings, Ltd. ("US GF V Holdco"), 715,574 shares from Sequoia Capital Global Growth Fund, LP ("GGF"), 18,042,914 shares from Sequoia Capital XII, L.P. ("SC XII"), 213,022 shares from GGF II and 57,573 shares from US GF VII. F3 · derivative.expiration_date: Represents a distribution of Class B Common Stock of the Issuer to partners or members in the following amounts: 1,697,792 shares from SC US GF V Holdings, Ltd. ("US GF V Holdco"), 715,574 shares from Sequoia Capital Global Growth Fund, LP ("GGF"), 18,042,914 shares from Sequoia Capital XII, L.P. ("SC XII"), 213,022 shares from GGF II and 57,573 shares from US GF VII. F9 · ownership.nature: Sequoia Grove Manager, LLC is the manager of Sequoia Grove II, LLC. As a result, Sequoia Grove Manager, LLC may be deemed to share beneficial ownership with respect to the shares held by Sequoia Grove II, LLC. Each of Sequoia Grove Manager, LLC and Sequoia Grove II, LLC disclaims beneficial ownership of the shares held by Sequoia Grove II, LLC except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 27, 2021 Filed Jun 2, 2021 01:40 UTC | Airbnb, Inc. ABNB · Entity 2189 | OtherClass B Common Stock · Derivative | 20,726,875 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-21-005273 · form4.xml · derivative · entry 3 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC US GF V Holdings, Ltd. · CIK 0001552461 · 10% owner SC XII MANAGEMENT LLC · CIK 0001374246 · 10% owner SEQUOIA CAPITAL XII A DELAWARE L P · CIK 0001367770 · 10% owner SEQUOIA TECHNOLOGY PARTNERS XII A DELAWARE L P · CIK 0001380096 · 10% owner SEQUOIA CAPITAL XII PRINCIPALS FUND LLC · CIK 0001447932 · 10% owner LEONE DOUGLAS M · CIK 0001195580 · 10% owner BOTHA ROELOF · CIK 0001222287 · 10% owner GOETZ JAMES J · CIK 0001219231 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 60,550,657 Underlying: Class A Common Stock · 20,726,875 shares Expires not disclosed F3 · derivative.exercise_price: Represents a distribution of Class B Common Stock of the Issuer to partners or members in the following amounts: 1,697,792 shares from SC US GF V Holdings, Ltd. ("US GF V Holdco"), 715,574 shares from Sequoia Capital Global Growth Fund, LP ("GGF"), 18,042,914 shares from Sequoia Capital XII, L.P. ("SC XII"), 213,022 shares from GGF II and 57,573 shares from US GF VII. F3 · kind: Represents a distribution of Class B Common Stock of the Issuer to partners or members in the following amounts: 1,697,792 shares from SC US GF V Holdings, Ltd. ("US GF V Holdco"), 715,574 shares from Sequoia Capital Global Growth Fund, LP ("GGF"), 18,042,914 shares from Sequoia Capital XII, L.P. ("SC XII"), 213,022 shares from GGF II and 57,573 shares from US GF VII. F3 · price: Represents a distribution of Class B Common Stock of the Issuer to partners or members in the following amounts: 1,697,792 shares from SC US GF V Holdings, Ltd. ("US GF V Holdco"), 715,574 shares from Sequoia Capital Global Growth Fund, LP ("GGF"), 18,042,914 shares from Sequoia Capital XII, L.P. ("SC XII"), 213,022 shares from GGF II and 57,573 shares from US GF VII. F3 · derivative.exercise_date: Represents a distribution of Class B Common Stock of the Issuer to partners or members in the following amounts: 1,697,792 shares from SC US GF V Holdings, Ltd. ("US GF V Holdco"), 715,574 shares from Sequoia Capital Global Growth Fund, LP ("GGF"), 18,042,914 shares from Sequoia Capital XII, L.P. ("SC XII"), 213,022 shares from GGF II and 57,573 shares from US GF VII. F3 · derivative.expiration_date: Represents a distribution of Class B Common Stock of the Issuer to partners or members in the following amounts: 1,697,792 shares from SC US GF V Holdings, Ltd. ("US GF V Holdco"), 715,574 shares from Sequoia Capital Global Growth Fund, LP ("GGF"), 18,042,914 shares from Sequoia Capital XII, L.P. ("SC XII"), 213,022 shares from GGF II and 57,573 shares from US GF VII. F4 · balance_after: Includes shares of Class B Common Stock in the following amounts: 4,400,608 shares held by US GF V Holdco, 3,569,616 shares held by GGF, 124,348 shares held by Sequoia Capital Global Growth Principals Fund, LP ("GGF PF"), 42,673,906 shares held by SC XII, 6,489,252 shares held by Sequoia Capital XII Principals Fund, LLC ("SC XII PF"), 2,271,924 shares held by Sequoia Technology Partners XII, L.P. ("STP XII"), 860,812 shares held by GGF II, 13,262 shares held by GGF II PF, 134,433 shares held by US GF VII and 12,496 shares held by USGF VII PF. F5 · ownership.nature: SC XII Management, LLC (SC XII LLC) is the general partner of each of Sequoia Capital XII, L.P. (SC XII) and Sequoia Technology Partners XII, L.P. (STP XII), and the managing member of Sequoia Capital XII Principals Fund, LLC (SC XII PF). As a result, SC XII LLC may be deemed to share voting and dispositive power with respect to the shares held by SC XII, SC XII PF, and STP XII. SC US (TTGP), Ltd. is: (i) the general partner of SCGF V Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund V, L.P. and Sequoia Capital USGF Principals Fund V, L.P. (collectively, the US GF V Funds), which together own 100% of the outstanding ordinary shares of SC US GF V Holdings, Ltd. (US GF V Holdco); F6 · ownership.nature: (cont'd) (ii) the general partner of SC U.S. Growth VII Management, L.P., which is the general partner of each of US GF VII and US GF VII PF (collectively, the SC US GF VII Funds); (iii) the general partner of SCGGF Management, L.P., which is the general partner of each of Sequoia Capital Global Growth Fund, L.P. (GGF) and Sequoia Capital Global Growth Principals Fund, L.P. (GGF PF) (collectively, the SC GGF Funds); and (iv) the general partner of SC Global Growth II Management, L.P., which is the general partner of each of GGF II and GGF II PF (collectively, the SC GGF II Funds). F7 · ownership.nature: (cont'd) As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by US GF V Holdco, the SC US GF VII Funds, the SC GGF Funds and the SC GGF II Funds. In addition, the directors and stockholders of SC US (TTGP), Ltd. who exercise voting and investment discretion with respect to the SC GGF Funds are Douglas M. Leone and James J. Goetz, and the directors and stockholders of SC US (TTGP), Ltd. who exercise voting and investment discretion with respect to the SC GGF II Funds are Douglas M. Leone and Roelof F. Botha. As a result, and by virtue of the relationships described in this paragraph, each such person may be deemed to share voting and dispositive power with respect to the shares held by the SC GGF Funds or SC GGF II Funds, as applicable. F8 · ownership.nature: (cont'd) Each of SC US (TTGP), Ltd., SCGF V Management, L.P., SC U.S. Growth VII Management, L.P., SCGGF Management, L.P., SC Global Growth II Management, L.P., Mr. Leone, Mr. Botha and Mr. Goetz disclaims beneficial ownership of the shares held by US GF V Holdco, the GFVII Funds, the GGF Funds, and GGF II Funds, except to the extent of its or his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. SC XII Management, LLC disclaims beneficial ownership of the shares held by the XII Funds, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| May 27, 2021 Filed Jun 2, 2021 01:40 UTC | Airbnb, Inc. ABNB · Entity 2189 | OtherClass A Common Stock | 36,224 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-21-005273 · form4.xml · nonDerivative · entry 2 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC US GF V Holdings, Ltd. · CIK 0001552461 · 10% owner SC XII MANAGEMENT LLC · CIK 0001374246 · 10% owner SEQUOIA CAPITAL XII A DELAWARE L P · CIK 0001367770 · 10% owner SEQUOIA TECHNOLOGY PARTNERS XII A DELAWARE L P · CIK 0001380096 · 10% owner SEQUOIA CAPITAL XII PRINCIPALS FUND LLC · CIK 0001447932 · 10% owner LEONE DOUGLAS M · CIK 0001195580 · 10% owner BOTHA ROELOF · CIK 0001222287 · 10% owner GOETZ JAMES J · CIK 0001219231 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Sequoia Grove II, LLC Disclosed balance after: 36,224 F1 · kind: Represents a distribution of Class A Common Stock of the Issuer to partners or members in the following amounts: 114,066 shares from Sequoia Capital Global Growth Fund II, L.P. ("GGF II") and 30,829 shares from Sequoia Capital U.S. Growth Fund VII, L.P. ("US GF VII"). F1 · price: Represents a distribution of Class A Common Stock of the Issuer to partners or members in the following amounts: 114,066 shares from Sequoia Capital Global Growth Fund II, L.P. ("GGF II") and 30,829 shares from Sequoia Capital U.S. Growth Fund VII, L.P. ("US GF VII"). F9 · ownership.nature: Sequoia Grove Manager, LLC is the manager of Sequoia Grove II, LLC. As a result, Sequoia Grove Manager, LLC may be deemed to share beneficial ownership with respect to the shares held by Sequoia Grove II, LLC. Each of Sequoia Grove Manager, LLC and Sequoia Grove II, LLC disclaims beneficial ownership of the shares held by Sequoia Grove II, LLC except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 27, 2021 Filed Jun 2, 2021 01:40 UTC | Airbnb, Inc. ABNB · Entity 2189 | OtherClass A Common Stock | 144,895 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-21-005273 · form4.xml · nonDerivative · entry 1 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC US GF V Holdings, Ltd. · CIK 0001552461 · 10% owner SC XII MANAGEMENT LLC · CIK 0001374246 · 10% owner SEQUOIA CAPITAL XII A DELAWARE L P · CIK 0001367770 · 10% owner SEQUOIA TECHNOLOGY PARTNERS XII A DELAWARE L P · CIK 0001380096 · 10% owner SEQUOIA CAPITAL XII PRINCIPALS FUND LLC · CIK 0001447932 · 10% owner LEONE DOUGLAS M · CIK 0001195580 · 10% owner BOTHA ROELOF · CIK 0001222287 · 10% owner GOETZ JAMES J · CIK 0001219231 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 546,717 F1 · kind: Represents a distribution of Class A Common Stock of the Issuer to partners or members in the following amounts: 114,066 shares from Sequoia Capital Global Growth Fund II, L.P. ("GGF II") and 30,829 shares from Sequoia Capital U.S. Growth Fund VII, L.P. ("US GF VII"). F1 · price: Represents a distribution of Class A Common Stock of the Issuer to partners or members in the following amounts: 114,066 shares from Sequoia Capital Global Growth Fund II, L.P. ("GGF II") and 30,829 shares from Sequoia Capital U.S. Growth Fund VII, L.P. ("US GF VII"). F2 · balance_after: Includes shares of Class A Common Stock in the following amounts: 460,938 shares held by GGF II, 7,102 shares held by Sequoia Capital Global Growth II Principals Fund, L.P. ("GGF II PF"), 71,987 shares held by US GF VII and 6,690 shares held by Sequoia Capital U.S. Growth VII Principals Fund, L.P. ("US GF VII PF"). F5 · ownership.nature: SC XII Management, LLC (SC XII LLC) is the general partner of each of Sequoia Capital XII, L.P. (SC XII) and Sequoia Technology Partners XII, L.P. (STP XII), and the managing member of Sequoia Capital XII Principals Fund, LLC (SC XII PF). As a result, SC XII LLC may be deemed to share voting and dispositive power with respect to the shares held by SC XII, SC XII PF, and STP XII. SC US (TTGP), Ltd. is: (i) the general partner of SCGF V Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund V, L.P. and Sequoia Capital USGF Principals Fund V, L.P. (collectively, the US GF V Funds), which together own 100% of the outstanding ordinary shares of SC US GF V Holdings, Ltd. (US GF V Holdco); F6 · ownership.nature: (cont'd) (ii) the general partner of SC U.S. Growth VII Management, L.P., which is the general partner of each of US GF VII and US GF VII PF (collectively, the SC US GF VII Funds); (iii) the general partner of SCGGF Management, L.P., which is the general partner of each of Sequoia Capital Global Growth Fund, L.P. (GGF) and Sequoia Capital Global Growth Principals Fund, L.P. (GGF PF) (collectively, the SC GGF Funds); and (iv) the general partner of SC Global Growth II Management, L.P., which is the general partner of each of GGF II and GGF II PF (collectively, the SC GGF II Funds). F7 · ownership.nature: (cont'd) As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by US GF V Holdco, the SC US GF VII Funds, the SC GGF Funds and the SC GGF II Funds. In addition, the directors and stockholders of SC US (TTGP), Ltd. who exercise voting and investment discretion with respect to the SC GGF Funds are Douglas M. Leone and James J. Goetz, and the directors and stockholders of SC US (TTGP), Ltd. who exercise voting and investment discretion with respect to the SC GGF II Funds are Douglas M. Leone and Roelof F. Botha. As a result, and by virtue of the relationships described in this paragraph, each such person may be deemed to share voting and dispositive power with respect to the shares held by the SC GGF Funds or SC GGF II Funds, as applicable. F8 · ownership.nature: (cont'd) Each of SC US (TTGP), Ltd., SCGF V Management, L.P., SC U.S. Growth VII Management, L.P., SCGGF Management, L.P., SC Global Growth II Management, L.P., Mr. Leone, Mr. Botha and Mr. Goetz disclaims beneficial ownership of the shares held by US GF V Holdco, the GFVII Funds, the GGF Funds, and GGF II Funds, except to the extent of its or his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. SC XII Management, LLC disclaims beneficial ownership of the shares held by the XII Funds, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| May 27, 2021 Filed Jun 1, 2021 23:30 UTC | Medallia, Inc. MDLA · Entity 133980 | OtherCommon Stock | 3,621,345 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-21-005257 · form4.xml · nonDerivative · entry 4 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC U.S. GROWTH VI MANAGEMENT, L.P. · CIK 0001611388 · 10% owner SEQUOIA CAPITAL U.S. GROWTH FUND VI, L.P. · CIK 0001600143 · 10% owner SEQUOIA CAPITAL U.S. GROWTH VI PRINCIPALS FUND, L.P. · CIK 0001603938 · 10% owner SCGF V Management, L.P. · CIK 0001552459 · 10% owner SEQUOIA CAPITAL U.S. GROWTH FUND V, L.P. · CIK 0001528109 · 10% owner SEQUOIA CAPITAL USGF PRINCIPALS FUND V, L.P. · CIK 0001528063 · 10% owner SC US GF V Holdings, Ltd. · CIK 0001552461 · 10% owner GOETZ JAMES J · CIK 0001219231 · 10% owner SCGGF MANAGEMENT, L.P. · CIK 0001611362 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Sequoia Grove II, LLC Disclosed balance after: 3,621,345 F1 · kind: Represents a distribution of Common Stock of the Issuer to partners or members. F1 · price: Represents a distribution of Common Stock of the Issuer to partners or members. F7 · ownership.nature: Sequoia Grove Manager, LLC is the manager of Sequoia Grove II, LLC. As a result, Sequoia Grove Manager, LLC may be deemed to share beneficial ownership with respect to the shares held by Sequoia Grove II, LLC. Each of Sequoia Grove Manager, LLC and Sequoia Grove II, LLC disclaims beneficial ownership of the shares held by Sequoia Grove II, LLC except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 27, 2021 Filed Jun 1, 2021 23:30 UTC | Medallia, Inc. MDLA · Entity 133980 | OtherCommon Stock | 1,744,067 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-21-005257 · form4.xml · nonDerivative · entry 3 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC U.S. GROWTH VI MANAGEMENT, L.P. · CIK 0001611388 · 10% owner SEQUOIA CAPITAL U.S. GROWTH FUND VI, L.P. · CIK 0001600143 · 10% owner SEQUOIA CAPITAL U.S. GROWTH VI PRINCIPALS FUND, L.P. · CIK 0001603938 · 10% owner SCGF V Management, L.P. · CIK 0001552459 · 10% owner SEQUOIA CAPITAL U.S. GROWTH FUND V, L.P. · CIK 0001528109 · 10% owner SEQUOIA CAPITAL USGF PRINCIPALS FUND V, L.P. · CIK 0001528063 · 10% owner SC US GF V Holdings, Ltd. · CIK 0001552461 · 10% owner GOETZ JAMES J · CIK 0001219231 · 10% owner SCGGF MANAGEMENT, L.P. · CIK 0001611362 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Sequoia Capital Global Growth Fund, LP Disclosed balance after: 6,982,507 F1 · kind: Represents a distribution of Common Stock of the Issuer to partners or members. F1 · price: Represents a distribution of Common Stock of the Issuer to partners or members. F4 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SCGGF Management, L.P., which is the general partner of Sequoia Capital Global Growth Fund, LP and Sequoia Capital Global Growth Principals Fund, LP. As a result, SC US (TTGP), Ltd. and SCGGF Management, L.P. may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital Global Growth Fund, LP and Sequoia Capital Global Growth Principals Fund, LP. Voting and disposition decisions at SC US (TTGP), Ltd. with respect to the shares held by the SC GGF Funds are made by an investment committee consisting of Messrs. Douglas Leone and James J. Goetz. Each of SC US (TTGP), Ltd., SCGGF Management, L.P., Mr. Leone and Mr. Goetz disclaims beneficial ownership of the securities held by Sequoia Capital Global Growth Fund, LP and Sequoia Capital Global Growth Principals Fund, LP except to the extent of its pecuniary interest therein, F5 · ownership.nature: (Continued from footnote 5) and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| May 27, 2021 Filed Jun 1, 2021 23:30 UTC | Medallia, Inc. MDLA · Entity 133980 | OtherCommon Stock | 2,912,629 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-21-005257 · form4.xml · nonDerivative · entry 2 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC U.S. GROWTH VI MANAGEMENT, L.P. · CIK 0001611388 · 10% owner SEQUOIA CAPITAL U.S. GROWTH FUND VI, L.P. · CIK 0001600143 · 10% owner SEQUOIA CAPITAL U.S. GROWTH VI PRINCIPALS FUND, L.P. · CIK 0001603938 · 10% owner SCGF V Management, L.P. · CIK 0001552459 · 10% owner SEQUOIA CAPITAL U.S. GROWTH FUND V, L.P. · CIK 0001528109 · 10% owner SEQUOIA CAPITAL USGF PRINCIPALS FUND V, L.P. · CIK 0001528063 · 10% owner SC US GF V Holdings, Ltd. · CIK 0001552461 · 10% owner GOETZ JAMES J · CIK 0001219231 · 10% owner SCGGF MANAGEMENT, L.P. · CIK 0001611362 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Sequoia Capital U.S. Growth Fund VI, L.P. Disclosed balance after: 6,801,123 F1 · kind: Represents a distribution of Common Stock of the Issuer to partners or members. F1 · price: Represents a distribution of Common Stock of the Issuer to partners or members. F3 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SC U.S. Growth VI Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VI, L.P. and Sequoia Capital U.S. Growth VI Principals Fund, L.P. As a result, SC US (TTGP), Ltd. and SC U.S. Growth VI Management, L.P. may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital U.S. Growth Fund VI, L.P. and Sequoia Capital U.S. Growth VI Principals Fund, L.P. Each of SC US (TTGP), Ltd. and SC U.S. Growth VI Management, L.P. disclaims beneficial ownership of the securities held by Sequoia Capital U.S. Growth Fund VI, L.P. and Sequoia Capital U.S. Growth VI Principals Fund, L.P. except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| May 27, 2021 Filed Jun 1, 2021 23:30 UTC | Medallia, Inc. MDLA · Entity 133980 | OtherCommon Stock | 7,023,171 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-21-005257 · form4.xml · nonDerivative · entry 1 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC U.S. GROWTH VI MANAGEMENT, L.P. · CIK 0001611388 · 10% owner SEQUOIA CAPITAL U.S. GROWTH FUND VI, L.P. · CIK 0001600143 · 10% owner SEQUOIA CAPITAL U.S. GROWTH VI PRINCIPALS FUND, L.P. · CIK 0001603938 · 10% owner SCGF V Management, L.P. · CIK 0001552459 · 10% owner SEQUOIA CAPITAL U.S. GROWTH FUND V, L.P. · CIK 0001528109 · 10% owner SEQUOIA CAPITAL USGF PRINCIPALS FUND V, L.P. · CIK 0001528063 · 10% owner SC US GF V Holdings, Ltd. · CIK 0001552461 · 10% owner GOETZ JAMES J · CIK 0001219231 · 10% owner SCGGF MANAGEMENT, L.P. · CIK 0001611362 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · SC US GF V Holdings, Ltd. Disclosed balance after: 18,203,774 F1 · kind: Represents a distribution of Common Stock of the Issuer to partners or members. F1 · price: Represents a distribution of Common Stock of the Issuer to partners or members. F2 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SCGF V Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund V, LP and Sequoia Capital USGF Principals Fund V, L.P., or collectively, the SC US GF V Funds, which together own 100% of the outstanding shares of SC US GF V Holdings, Ltd. As a result, SC US (TTGP), Ltd. and SCGF V Management, L.P. may be deemed to share voting and dispositive power with respect to the shares held by SC US GF V Holdings, Ltd. Each of SC US (TTGP), Ltd. and SCGF V Management, L.P. disclaims beneficial ownership of the securities held by SC US GF V Holdings, Ltd. except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| December 14, 2020 Filed Dec 17, 2020 01:18 UTC | Airbnb, Inc. ABNB · Entity 2189 | ConversionSeries F Preferred Stock · Derivative | 1,291,598 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-20-006408 · form4.xml · derivative · entry 8 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC US GF V Holdings, Ltd. · CIK 0001552461 · 10% owner SC XII MANAGEMENT LLC · CIK 0001374246 · 10% owner SEQUOIA CAPITAL XII A DELAWARE L P · CIK 0001367770 · 10% owner SEQUOIA TECHNOLOGY PARTNERS XII A DELAWARE L P · CIK 0001380096 · 10% owner SEQUOIA CAPITAL XII PRINCIPALS FUND LLC · CIK 0001447932 · 10% owner LEONE DOUGLAS M · CIK 0001195580 · 10% owner BOTHA ROELOF · CIK 0001222287 · 10% owner GOETZ JAMES J · CIK 0001219231 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 Underlying: Class B Common Stock · 1,291,598 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each share of Preferred Stock, other than any share of Series C Preferred Stock, automatically converted on a one-for-one basis into Class B Common Stock upon the closing of the Issuers initial public offering. The Series C Preferred Stock automatically converted on a one-for-one basis, subject to adjustment pursuant to the anti-dilution provisions relating to the Series C Preferred Stock, into Class B Common Stock upon the closing of the Issuer's initial public offering. F2 · derivative.exercise_date: Each share of Preferred Stock, other than any share of Series C Preferred Stock, automatically converted on a one-for-one basis into Class B Common Stock upon the closing of the Issuers initial public offering. The Series C Preferred Stock automatically converted on a one-for-one basis, subject to adjustment pursuant to the anti-dilution provisions relating to the Series C Preferred Stock, into Class B Common Stock upon the closing of the Issuer's initial public offering. F2 · derivative.expiration_date: Each share of Preferred Stock, other than any share of Series C Preferred Stock, automatically converted on a one-for-one basis into Class B Common Stock upon the closing of the Issuers initial public offering. The Series C Preferred Stock automatically converted on a one-for-one basis, subject to adjustment pursuant to the anti-dilution provisions relating to the Series C Preferred Stock, into Class B Common Stock upon the closing of the Issuer's initial public offering. F3 · ownership.nature: SC XII Management, LLC (SC XII LLC) is the general partner of each of Sequoia Capital XII, L.P. (SC XII) and Sequoia Technology Partners XII, L.P. (STP XII), and the managing member of Sequoia Capital XII Principals Fund, LLC (SC XII PF). As a result, SC XII LLC may be deemed to share voting and dispositive power with respect to the shares held by SC XII, SC XII PF, and STP XII. SC US (TTGP), Ltd. is: (i) the general partner of SCGF V Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund V, L.P. and Sequoia Capital USGF Principals Fund V, L.P. (collectively, the US GF V Funds), which together own 100% of the outstanding ordinary shares of SC US GF V Holdings, Ltd. (US GF V Holdco); F4 · ownership.nature: (cont'd) (ii) the general partner of SC U.S. Growth VII Management, L.P., which is the general partner of each of US GF VII and US GF VII PF (collectively, the SC US GF VII Funds); (iii) the general partner of SCGGF Management, L.P., which is the general partner of each of Sequoia Capital Global Growth Fund, L.P. (GGF) and Sequoia Capital Global Growth Principals Fund, L.P. (GGF PF) (collectively, the SC GGF Funds); and (iv) the general partner of SC Global Growth II Management, L.P., which is the general partner of each of GGF II and GGF II PF (collectively, the SC GGF II Funds). F5 · ownership.nature: (cont'd) As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by US GF V Holdco, the SC US GF VII Funds, the SC GGF Funds and the SC GGF II Funds. In addition, the directors and stockholders of SC US (TTGP), Ltd. who exercise voting and investment discretion with respect to the SC GGF Funds are Douglas M. Leone and James J. Goetz, and the directors and stockholders of SC US (TTGP), Ltd. who exercise voting and investment discretion with respect to the SC GGF II Funds are Douglas M. Leone and Roelof F. Botha. As a result, and by virtue of the relationships described in this paragraph, each such person may be deemed to share voting and dispositive power with respect to the shares held by the SC GGF Funds or SC GGF II Funds, as applicable. F6 · ownership.nature: (cont'd) Each of SC US (TTGP), Ltd., SCGF V Management, L.P., SC U.S. Growth VII Management, L.P., SCGGF Management, L.P., SC Global Growth II Management, L.P., Mr. Leone, Mr. Botha and Mr. Goetz disclaims beneficial ownership of the shares held by US GF V Holdco, the GFVII Funds, the GGF Funds, and GGF II Funds, except to the extent of its or his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. SC XII Management, LLC disclaims beneficial ownership of the shares held by the XII Funds, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. F7 · ownership.nature: Following the transactions reported herein, includes 60,716,820 shares of Class B Common Stock held by SC XII, 6,489,252 shares of Class B Common Stock held by SC XII PF, 2,271,924 shares of Class B Common Stock held by STP XII, 6,098,400 shares of Class B Common Stock held by US GF V Holdco, 4,285,190 shares of Class B Common Stock held by GGF, 124,348 shares of Class B Common Stock held by GGF PF, 1,073,834 shares of Class B Common Stock held by GGF II, 13,262 shares of Class B Common Stock held by GGF II PF, 192,006 shares of Class B Common Stock held by US GF VII and 12,496 shares of Class B Common Stock held by US GF VII PF. 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| December 14, 2020 Filed Dec 17, 2020 01:18 UTC | Airbnb, Inc. ABNB · Entity 2189 | ConversionSeries E Preferred Stock · Derivative | 612,280 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-20-006408 · form4.xml · derivative · entry 7 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC US GF V Holdings, Ltd. · CIK 0001552461 · 10% owner SC XII MANAGEMENT LLC · CIK 0001374246 · 10% owner SEQUOIA CAPITAL XII A DELAWARE L P · CIK 0001367770 · 10% owner SEQUOIA TECHNOLOGY PARTNERS XII A DELAWARE L P · CIK 0001380096 · 10% owner SEQUOIA CAPITAL XII PRINCIPALS FUND LLC · CIK 0001447932 · 10% owner LEONE DOUGLAS M · CIK 0001195580 · 10% owner BOTHA ROELOF · CIK 0001222287 · 10% owner GOETZ JAMES J · CIK 0001219231 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 Underlying: Class B Common Stock · 612,280 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each share of Preferred Stock, other than any share of Series C Preferred Stock, automatically converted on a one-for-one basis into Class B Common Stock upon the closing of the Issuers initial public offering. The Series C Preferred Stock automatically converted on a one-for-one basis, subject to adjustment pursuant to the anti-dilution provisions relating to the Series C Preferred Stock, into Class B Common Stock upon the closing of the Issuer's initial public offering. F2 · derivative.exercise_date: Each share of Preferred Stock, other than any share of Series C Preferred Stock, automatically converted on a one-for-one basis into Class B Common Stock upon the closing of the Issuers initial public offering. The Series C Preferred Stock automatically converted on a one-for-one basis, subject to adjustment pursuant to the anti-dilution provisions relating to the Series C Preferred Stock, into Class B Common Stock upon the closing of the Issuer's initial public offering. F2 · derivative.expiration_date: Each share of Preferred Stock, other than any share of Series C Preferred Stock, automatically converted on a one-for-one basis into Class B Common Stock upon the closing of the Issuers initial public offering. The Series C Preferred Stock automatically converted on a one-for-one basis, subject to adjustment pursuant to the anti-dilution provisions relating to the Series C Preferred Stock, into Class B Common Stock upon the closing of the Issuer's initial public offering. F3 · ownership.nature: SC XII Management, LLC (SC XII LLC) is the general partner of each of Sequoia Capital XII, L.P. (SC XII) and Sequoia Technology Partners XII, L.P. (STP XII), and the managing member of Sequoia Capital XII Principals Fund, LLC (SC XII PF). As a result, SC XII LLC may be deemed to share voting and dispositive power with respect to the shares held by SC XII, SC XII PF, and STP XII. SC US (TTGP), Ltd. is: (i) the general partner of SCGF V Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund V, L.P. and Sequoia Capital USGF Principals Fund V, L.P. (collectively, the US GF V Funds), which together own 100% of the outstanding ordinary shares of SC US GF V Holdings, Ltd. (US GF V Holdco); F4 · ownership.nature: (cont'd) (ii) the general partner of SC U.S. Growth VII Management, L.P., which is the general partner of each of US GF VII and US GF VII PF (collectively, the SC US GF VII Funds); (iii) the general partner of SCGGF Management, L.P., which is the general partner of each of Sequoia Capital Global Growth Fund, L.P. (GGF) and Sequoia Capital Global Growth Principals Fund, L.P. (GGF PF) (collectively, the SC GGF Funds); and (iv) the general partner of SC Global Growth II Management, L.P., which is the general partner of each of GGF II and GGF II PF (collectively, the SC GGF II Funds). F5 · ownership.nature: (cont'd) As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by US GF V Holdco, the SC US GF VII Funds, the SC GGF Funds and the SC GGF II Funds. In addition, the directors and stockholders of SC US (TTGP), Ltd. who exercise voting and investment discretion with respect to the SC GGF Funds are Douglas M. Leone and James J. Goetz, and the directors and stockholders of SC US (TTGP), Ltd. who exercise voting and investment discretion with respect to the SC GGF II Funds are Douglas M. Leone and Roelof F. Botha. As a result, and by virtue of the relationships described in this paragraph, each such person may be deemed to share voting and dispositive power with respect to the shares held by the SC GGF Funds or SC GGF II Funds, as applicable. F6 · ownership.nature: (cont'd) Each of SC US (TTGP), Ltd., SCGF V Management, L.P., SC U.S. Growth VII Management, L.P., SCGGF Management, L.P., SC Global Growth II Management, L.P., Mr. Leone, Mr. Botha and Mr. Goetz disclaims beneficial ownership of the shares held by US GF V Holdco, the GFVII Funds, the GGF Funds, and GGF II Funds, except to the extent of its or his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. SC XII Management, LLC disclaims beneficial ownership of the shares held by the XII Funds, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. F7 · ownership.nature: Following the transactions reported herein, includes 60,716,820 shares of Class B Common Stock held by SC XII, 6,489,252 shares of Class B Common Stock held by SC XII PF, 2,271,924 shares of Class B Common Stock held by STP XII, 6,098,400 shares of Class B Common Stock held by US GF V Holdco, 4,285,190 shares of Class B Common Stock held by GGF, 124,348 shares of Class B Common Stock held by GGF PF, 1,073,834 shares of Class B Common Stock held by GGF II, 13,262 shares of Class B Common Stock held by GGF II PF, 192,006 shares of Class B Common Stock held by US GF VII and 12,496 shares of Class B Common Stock held by US GF VII PF. 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| December 14, 2020 Filed Dec 17, 2020 01:18 UTC | Airbnb, Inc. ABNB · Entity 2189 | ConversionSeries D Preferred Stock · Derivative | 3,684,324 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-20-006408 · form4.xml · derivative · entry 6 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC US GF V Holdings, Ltd. · CIK 0001552461 · 10% owner SC XII MANAGEMENT LLC · CIK 0001374246 · 10% owner SEQUOIA CAPITAL XII A DELAWARE L P · CIK 0001367770 · 10% owner SEQUOIA TECHNOLOGY PARTNERS XII A DELAWARE L P · CIK 0001380096 · 10% owner SEQUOIA CAPITAL XII PRINCIPALS FUND LLC · CIK 0001447932 · 10% owner LEONE DOUGLAS M · CIK 0001195580 · 10% owner BOTHA ROELOF · CIK 0001222287 · 10% owner GOETZ JAMES J · CIK 0001219231 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 Underlying: Class B Common Stock · 3,684,324 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each share of Preferred Stock, other than any share of Series C Preferred Stock, automatically converted on a one-for-one basis into Class B Common Stock upon the closing of the Issuers initial public offering. The Series C Preferred Stock automatically converted on a one-for-one basis, subject to adjustment pursuant to the anti-dilution provisions relating to the Series C Preferred Stock, into Class B Common Stock upon the closing of the Issuer's initial public offering. F2 · derivative.exercise_date: Each share of Preferred Stock, other than any share of Series C Preferred Stock, automatically converted on a one-for-one basis into Class B Common Stock upon the closing of the Issuers initial public offering. The Series C Preferred Stock automatically converted on a one-for-one basis, subject to adjustment pursuant to the anti-dilution provisions relating to the Series C Preferred Stock, into Class B Common Stock upon the closing of the Issuer's initial public offering. F2 · derivative.expiration_date: Each share of Preferred Stock, other than any share of Series C Preferred Stock, automatically converted on a one-for-one basis into Class B Common Stock upon the closing of the Issuers initial public offering. The Series C Preferred Stock automatically converted on a one-for-one basis, subject to adjustment pursuant to the anti-dilution provisions relating to the Series C Preferred Stock, into Class B Common Stock upon the closing of the Issuer's initial public offering. F3 · ownership.nature: SC XII Management, LLC (SC XII LLC) is the general partner of each of Sequoia Capital XII, L.P. (SC XII) and Sequoia Technology Partners XII, L.P. (STP XII), and the managing member of Sequoia Capital XII Principals Fund, LLC (SC XII PF). As a result, SC XII LLC may be deemed to share voting and dispositive power with respect to the shares held by SC XII, SC XII PF, and STP XII. SC US (TTGP), Ltd. is: (i) the general partner of SCGF V Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund V, L.P. and Sequoia Capital USGF Principals Fund V, L.P. (collectively, the US GF V Funds), which together own 100% of the outstanding ordinary shares of SC US GF V Holdings, Ltd. (US GF V Holdco); F4 · ownership.nature: (cont'd) (ii) the general partner of SC U.S. Growth VII Management, L.P., which is the general partner of each of US GF VII and US GF VII PF (collectively, the SC US GF VII Funds); (iii) the general partner of SCGGF Management, L.P., which is the general partner of each of Sequoia Capital Global Growth Fund, L.P. (GGF) and Sequoia Capital Global Growth Principals Fund, L.P. (GGF PF) (collectively, the SC GGF Funds); and (iv) the general partner of SC Global Growth II Management, L.P., which is the general partner of each of GGF II and GGF II PF (collectively, the SC GGF II Funds). F5 · ownership.nature: (cont'd) As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by US GF V Holdco, the SC US GF VII Funds, the SC GGF Funds and the SC GGF II Funds. In addition, the directors and stockholders of SC US (TTGP), Ltd. who exercise voting and investment discretion with respect to the SC GGF Funds are Douglas M. Leone and James J. Goetz, and the directors and stockholders of SC US (TTGP), Ltd. who exercise voting and investment discretion with respect to the SC GGF II Funds are Douglas M. Leone and Roelof F. Botha. As a result, and by virtue of the relationships described in this paragraph, each such person may be deemed to share voting and dispositive power with respect to the shares held by the SC GGF Funds or SC GGF II Funds, as applicable. F6 · ownership.nature: (cont'd) Each of SC US (TTGP), Ltd., SCGF V Management, L.P., SC U.S. Growth VII Management, L.P., SCGGF Management, L.P., SC Global Growth II Management, L.P., Mr. Leone, Mr. Botha and Mr. Goetz disclaims beneficial ownership of the shares held by US GF V Holdco, the GFVII Funds, the GGF Funds, and GGF II Funds, except to the extent of its or his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. SC XII Management, LLC disclaims beneficial ownership of the shares held by the XII Funds, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. F7 · ownership.nature: Following the transactions reported herein, includes 60,716,820 shares of Class B Common Stock held by SC XII, 6,489,252 shares of Class B Common Stock held by SC XII PF, 2,271,924 shares of Class B Common Stock held by STP XII, 6,098,400 shares of Class B Common Stock held by US GF V Holdco, 4,285,190 shares of Class B Common Stock held by GGF, 124,348 shares of Class B Common Stock held by GGF PF, 1,073,834 shares of Class B Common Stock held by GGF II, 13,262 shares of Class B Common Stock held by GGF II PF, 192,006 shares of Class B Common Stock held by US GF VII and 12,496 shares of Class B Common Stock held by US GF VII PF. 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| December 14, 2020 Filed Dec 17, 2020 01:18 UTC | Airbnb, Inc. ABNB · Entity 2189 | ConversionSeries C Preferred Stock · Derivative | 6,098,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-20-006408 · form4.xml · derivative · entry 5 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC US GF V Holdings, Ltd. · CIK 0001552461 · 10% owner SC XII MANAGEMENT LLC · CIK 0001374246 · 10% owner SEQUOIA CAPITAL XII A DELAWARE L P · CIK 0001367770 · 10% owner SEQUOIA TECHNOLOGY PARTNERS XII A DELAWARE L P · CIK 0001380096 · 10% owner SEQUOIA CAPITAL XII PRINCIPALS FUND LLC · CIK 0001447932 · 10% owner LEONE DOUGLAS M · CIK 0001195580 · 10% owner BOTHA ROELOF · CIK 0001222287 · 10% owner GOETZ JAMES J · CIK 0001219231 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 Underlying: Class B Common Stock · 6,098,400 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each share of Preferred Stock, other than any share of Series C Preferred Stock, automatically converted on a one-for-one basis into Class B Common Stock upon the closing of the Issuers initial public offering. The Series C Preferred Stock automatically converted on a one-for-one basis, subject to adjustment pursuant to the anti-dilution provisions relating to the Series C Preferred Stock, into Class B Common Stock upon the closing of the Issuer's initial public offering. F2 · derivative.exercise_date: Each share of Preferred Stock, other than any share of Series C Preferred Stock, automatically converted on a one-for-one basis into Class B Common Stock upon the closing of the Issuers initial public offering. The Series C Preferred Stock automatically converted on a one-for-one basis, subject to adjustment pursuant to the anti-dilution provisions relating to the Series C Preferred Stock, into Class B Common Stock upon the closing of the Issuer's initial public offering. F2 · derivative.expiration_date: Each share of Preferred Stock, other than any share of Series C Preferred Stock, automatically converted on a one-for-one basis into Class B Common Stock upon the closing of the Issuers initial public offering. The Series C Preferred Stock automatically converted on a one-for-one basis, subject to adjustment pursuant to the anti-dilution provisions relating to the Series C Preferred Stock, into Class B Common Stock upon the closing of the Issuer's initial public offering. F3 · ownership.nature: SC XII Management, LLC (SC XII LLC) is the general partner of each of Sequoia Capital XII, L.P. (SC XII) and Sequoia Technology Partners XII, L.P. (STP XII), and the managing member of Sequoia Capital XII Principals Fund, LLC (SC XII PF). As a result, SC XII LLC may be deemed to share voting and dispositive power with respect to the shares held by SC XII, SC XII PF, and STP XII. SC US (TTGP), Ltd. is: (i) the general partner of SCGF V Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund V, L.P. and Sequoia Capital USGF Principals Fund V, L.P. (collectively, the US GF V Funds), which together own 100% of the outstanding ordinary shares of SC US GF V Holdings, Ltd. (US GF V Holdco); F4 · ownership.nature: (cont'd) (ii) the general partner of SC U.S. Growth VII Management, L.P., which is the general partner of each of US GF VII and US GF VII PF (collectively, the SC US GF VII Funds); (iii) the general partner of SCGGF Management, L.P., which is the general partner of each of Sequoia Capital Global Growth Fund, L.P. (GGF) and Sequoia Capital Global Growth Principals Fund, L.P. (GGF PF) (collectively, the SC GGF Funds); and (iv) the general partner of SC Global Growth II Management, L.P., which is the general partner of each of GGF II and GGF II PF (collectively, the SC GGF II Funds). F5 · ownership.nature: (cont'd) As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by US GF V Holdco, the SC US GF VII Funds, the SC GGF Funds and the SC GGF II Funds. In addition, the directors and stockholders of SC US (TTGP), Ltd. who exercise voting and investment discretion with respect to the SC GGF Funds are Douglas M. Leone and James J. Goetz, and the directors and stockholders of SC US (TTGP), Ltd. who exercise voting and investment discretion with respect to the SC GGF II Funds are Douglas M. Leone and Roelof F. Botha. As a result, and by virtue of the relationships described in this paragraph, each such person may be deemed to share voting and dispositive power with respect to the shares held by the SC GGF Funds or SC GGF II Funds, as applicable. F6 · ownership.nature: (cont'd) Each of SC US (TTGP), Ltd., SCGF V Management, L.P., SC U.S. Growth VII Management, L.P., SCGGF Management, L.P., SC Global Growth II Management, L.P., Mr. Leone, Mr. Botha and Mr. Goetz disclaims beneficial ownership of the shares held by US GF V Holdco, the GFVII Funds, the GGF Funds, and GGF II Funds, except to the extent of its or his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. SC XII Management, LLC disclaims beneficial ownership of the shares held by the XII Funds, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. F7 · ownership.nature: Following the transactions reported herein, includes 60,716,820 shares of Class B Common Stock held by SC XII, 6,489,252 shares of Class B Common Stock held by SC XII PF, 2,271,924 shares of Class B Common Stock held by STP XII, 6,098,400 shares of Class B Common Stock held by US GF V Holdco, 4,285,190 shares of Class B Common Stock held by GGF, 124,348 shares of Class B Common Stock held by GGF PF, 1,073,834 shares of Class B Common Stock held by GGF II, 13,262 shares of Class B Common Stock held by GGF II PF, 192,006 shares of Class B Common Stock held by US GF VII and 12,496 shares of Class B Common Stock held by US GF VII PF. 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| December 14, 2020 Filed Dec 17, 2020 01:18 UTC | Airbnb, Inc. ABNB · Entity 2189 | ConversionSeries B Preferred Stock · Derivative | 90,564 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-20-006408 · form4.xml · derivative · entry 4 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC US GF V Holdings, Ltd. · CIK 0001552461 · 10% owner SC XII MANAGEMENT LLC · CIK 0001374246 · 10% owner SEQUOIA CAPITAL XII A DELAWARE L P · CIK 0001367770 · 10% owner SEQUOIA TECHNOLOGY PARTNERS XII A DELAWARE L P · CIK 0001380096 · 10% owner SEQUOIA CAPITAL XII PRINCIPALS FUND LLC · CIK 0001447932 · 10% owner LEONE DOUGLAS M · CIK 0001195580 · 10% owner BOTHA ROELOF · CIK 0001222287 · 10% owner GOETZ JAMES J · CIK 0001219231 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 Underlying: Class B Common Stock · 90,564 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each share of Preferred Stock, other than any share of Series C Preferred Stock, automatically converted on a one-for-one basis into Class B Common Stock upon the closing of the Issuers initial public offering. The Series C Preferred Stock automatically converted on a one-for-one basis, subject to adjustment pursuant to the anti-dilution provisions relating to the Series C Preferred Stock, into Class B Common Stock upon the closing of the Issuer's initial public offering. F2 · derivative.exercise_date: Each share of Preferred Stock, other than any share of Series C Preferred Stock, automatically converted on a one-for-one basis into Class B Common Stock upon the closing of the Issuers initial public offering. The Series C Preferred Stock automatically converted on a one-for-one basis, subject to adjustment pursuant to the anti-dilution provisions relating to the Series C Preferred Stock, into Class B Common Stock upon the closing of the Issuer's initial public offering. F2 · derivative.expiration_date: Each share of Preferred Stock, other than any share of Series C Preferred Stock, automatically converted on a one-for-one basis into Class B Common Stock upon the closing of the Issuers initial public offering. The Series C Preferred Stock automatically converted on a one-for-one basis, subject to adjustment pursuant to the anti-dilution provisions relating to the Series C Preferred Stock, into Class B Common Stock upon the closing of the Issuer's initial public offering. F3 · ownership.nature: SC XII Management, LLC (SC XII LLC) is the general partner of each of Sequoia Capital XII, L.P. (SC XII) and Sequoia Technology Partners XII, L.P. (STP XII), and the managing member of Sequoia Capital XII Principals Fund, LLC (SC XII PF). As a result, SC XII LLC may be deemed to share voting and dispositive power with respect to the shares held by SC XII, SC XII PF, and STP XII. SC US (TTGP), Ltd. is: (i) the general partner of SCGF V Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund V, L.P. and Sequoia Capital USGF Principals Fund V, L.P. (collectively, the US GF V Funds), which together own 100% of the outstanding ordinary shares of SC US GF V Holdings, Ltd. (US GF V Holdco); F4 · ownership.nature: (cont'd) (ii) the general partner of SC U.S. Growth VII Management, L.P., which is the general partner of each of US GF VII and US GF VII PF (collectively, the SC US GF VII Funds); (iii) the general partner of SCGGF Management, L.P., which is the general partner of each of Sequoia Capital Global Growth Fund, L.P. (GGF) and Sequoia Capital Global Growth Principals Fund, L.P. (GGF PF) (collectively, the SC GGF Funds); and (iv) the general partner of SC Global Growth II Management, L.P., which is the general partner of each of GGF II and GGF II PF (collectively, the SC GGF II Funds). F5 · ownership.nature: (cont'd) As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by US GF V Holdco, the SC US GF VII Funds, the SC GGF Funds and the SC GGF II Funds. In addition, the directors and stockholders of SC US (TTGP), Ltd. who exercise voting and investment discretion with respect to the SC GGF Funds are Douglas M. Leone and James J. Goetz, and the directors and stockholders of SC US (TTGP), Ltd. who exercise voting and investment discretion with respect to the SC GGF II Funds are Douglas M. Leone and Roelof F. Botha. As a result, and by virtue of the relationships described in this paragraph, each such person may be deemed to share voting and dispositive power with respect to the shares held by the SC GGF Funds or SC GGF II Funds, as applicable. F6 · ownership.nature: (cont'd) Each of SC US (TTGP), Ltd., SCGF V Management, L.P., SC U.S. Growth VII Management, L.P., SCGGF Management, L.P., SC Global Growth II Management, L.P., Mr. Leone, Mr. Botha and Mr. Goetz disclaims beneficial ownership of the shares held by US GF V Holdco, the GFVII Funds, the GGF Funds, and GGF II Funds, except to the extent of its or his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. SC XII Management, LLC disclaims beneficial ownership of the shares held by the XII Funds, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. F7 · ownership.nature: Following the transactions reported herein, includes 60,716,820 shares of Class B Common Stock held by SC XII, 6,489,252 shares of Class B Common Stock held by SC XII PF, 2,271,924 shares of Class B Common Stock held by STP XII, 6,098,400 shares of Class B Common Stock held by US GF V Holdco, 4,285,190 shares of Class B Common Stock held by GGF, 124,348 shares of Class B Common Stock held by GGF PF, 1,073,834 shares of Class B Common Stock held by GGF II, 13,262 shares of Class B Common Stock held by GGF II PF, 192,006 shares of Class B Common Stock held by US GF VII and 12,496 shares of Class B Common Stock held by US GF VII PF. Read SEC document |
| December 14, 2020 Filed Dec 17, 2020 01:18 UTC | Airbnb, Inc. ABNB · Entity 2189 | ConversionSeries A Preferred Stock · Derivative | 8,837,568 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-20-006408 · form4.xml · derivative · entry 3 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC US GF V Holdings, Ltd. · CIK 0001552461 · 10% owner SC XII MANAGEMENT LLC · CIK 0001374246 · 10% owner SEQUOIA CAPITAL XII A DELAWARE L P · CIK 0001367770 · 10% owner SEQUOIA TECHNOLOGY PARTNERS XII A DELAWARE L P · CIK 0001380096 · 10% owner SEQUOIA CAPITAL XII PRINCIPALS FUND LLC · CIK 0001447932 · 10% owner LEONE DOUGLAS M · CIK 0001195580 · 10% owner BOTHA ROELOF · CIK 0001222287 · 10% owner GOETZ JAMES J · CIK 0001219231 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 Underlying: Class B Common Stock · 8,837,568 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each share of Preferred Stock, other than any share of Series C Preferred Stock, automatically converted on a one-for-one basis into Class B Common Stock upon the closing of the Issuers initial public offering. The Series C Preferred Stock automatically converted on a one-for-one basis, subject to adjustment pursuant to the anti-dilution provisions relating to the Series C Preferred Stock, into Class B Common Stock upon the closing of the Issuer's initial public offering. F2 · derivative.exercise_date: Each share of Preferred Stock, other than any share of Series C Preferred Stock, automatically converted on a one-for-one basis into Class B Common Stock upon the closing of the Issuers initial public offering. The Series C Preferred Stock automatically converted on a one-for-one basis, subject to adjustment pursuant to the anti-dilution provisions relating to the Series C Preferred Stock, into Class B Common Stock upon the closing of the Issuer's initial public offering. F2 · derivative.expiration_date: Each share of Preferred Stock, other than any share of Series C Preferred Stock, automatically converted on a one-for-one basis into Class B Common Stock upon the closing of the Issuers initial public offering. The Series C Preferred Stock automatically converted on a one-for-one basis, subject to adjustment pursuant to the anti-dilution provisions relating to the Series C Preferred Stock, into Class B Common Stock upon the closing of the Issuer's initial public offering. F3 · ownership.nature: SC XII Management, LLC (SC XII LLC) is the general partner of each of Sequoia Capital XII, L.P. (SC XII) and Sequoia Technology Partners XII, L.P. (STP XII), and the managing member of Sequoia Capital XII Principals Fund, LLC (SC XII PF). As a result, SC XII LLC may be deemed to share voting and dispositive power with respect to the shares held by SC XII, SC XII PF, and STP XII. SC US (TTGP), Ltd. is: (i) the general partner of SCGF V Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund V, L.P. and Sequoia Capital USGF Principals Fund V, L.P. (collectively, the US GF V Funds), which together own 100% of the outstanding ordinary shares of SC US GF V Holdings, Ltd. (US GF V Holdco); F4 · ownership.nature: (cont'd) (ii) the general partner of SC U.S. Growth VII Management, L.P., which is the general partner of each of US GF VII and US GF VII PF (collectively, the SC US GF VII Funds); (iii) the general partner of SCGGF Management, L.P., which is the general partner of each of Sequoia Capital Global Growth Fund, L.P. (GGF) and Sequoia Capital Global Growth Principals Fund, L.P. (GGF PF) (collectively, the SC GGF Funds); and (iv) the general partner of SC Global Growth II Management, L.P., which is the general partner of each of GGF II and GGF II PF (collectively, the SC GGF II Funds). F5 · ownership.nature: (cont'd) As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by US GF V Holdco, the SC US GF VII Funds, the SC GGF Funds and the SC GGF II Funds. In addition, the directors and stockholders of SC US (TTGP), Ltd. who exercise voting and investment discretion with respect to the SC GGF Funds are Douglas M. Leone and James J. Goetz, and the directors and stockholders of SC US (TTGP), Ltd. who exercise voting and investment discretion with respect to the SC GGF II Funds are Douglas M. Leone and Roelof F. Botha. As a result, and by virtue of the relationships described in this paragraph, each such person may be deemed to share voting and dispositive power with respect to the shares held by the SC GGF Funds or SC GGF II Funds, as applicable. F6 · ownership.nature: (cont'd) Each of SC US (TTGP), Ltd., SCGF V Management, L.P., SC U.S. Growth VII Management, L.P., SCGGF Management, L.P., SC Global Growth II Management, L.P., Mr. Leone, Mr. Botha and Mr. Goetz disclaims beneficial ownership of the shares held by US GF V Holdco, the GFVII Funds, the GGF Funds, and GGF II Funds, except to the extent of its or his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. SC XII Management, LLC disclaims beneficial ownership of the shares held by the XII Funds, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. F7 · ownership.nature: Following the transactions reported herein, includes 60,716,820 shares of Class B Common Stock held by SC XII, 6,489,252 shares of Class B Common Stock held by SC XII PF, 2,271,924 shares of Class B Common Stock held by STP XII, 6,098,400 shares of Class B Common Stock held by US GF V Holdco, 4,285,190 shares of Class B Common Stock held by GGF, 124,348 shares of Class B Common Stock held by GGF PF, 1,073,834 shares of Class B Common Stock held by GGF II, 13,262 shares of Class B Common Stock held by GGF II PF, 192,006 shares of Class B Common Stock held by US GF VII and 12,496 shares of Class B Common Stock held by US GF VII PF. Read SEC document |
| December 14, 2020 Filed Dec 17, 2020 01:18 UTC | Airbnb, Inc. ABNB · Entity 2189 | ConversionSeries Seed Preferred Stock · Derivative | 60,549,864 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-20-006408 · form4.xml · derivative · entry 2 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC US GF V Holdings, Ltd. · CIK 0001552461 · 10% owner SC XII MANAGEMENT LLC · CIK 0001374246 · 10% owner SEQUOIA CAPITAL XII A DELAWARE L P · CIK 0001367770 · 10% owner SEQUOIA TECHNOLOGY PARTNERS XII A DELAWARE L P · CIK 0001380096 · 10% owner SEQUOIA CAPITAL XII PRINCIPALS FUND LLC · CIK 0001447932 · 10% owner LEONE DOUGLAS M · CIK 0001195580 · 10% owner BOTHA ROELOF · CIK 0001222287 · 10% owner GOETZ JAMES J · CIK 0001219231 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 Underlying: Class B Common Stock · 60,549,864 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each share of Preferred Stock, other than any share of Series C Preferred Stock, automatically converted on a one-for-one basis into Class B Common Stock upon the closing of the Issuers initial public offering. The Series C Preferred Stock automatically converted on a one-for-one basis, subject to adjustment pursuant to the anti-dilution provisions relating to the Series C Preferred Stock, into Class B Common Stock upon the closing of the Issuer's initial public offering. F2 · derivative.exercise_date: Each share of Preferred Stock, other than any share of Series C Preferred Stock, automatically converted on a one-for-one basis into Class B Common Stock upon the closing of the Issuers initial public offering. The Series C Preferred Stock automatically converted on a one-for-one basis, subject to adjustment pursuant to the anti-dilution provisions relating to the Series C Preferred Stock, into Class B Common Stock upon the closing of the Issuer's initial public offering. F2 · derivative.expiration_date: Each share of Preferred Stock, other than any share of Series C Preferred Stock, automatically converted on a one-for-one basis into Class B Common Stock upon the closing of the Issuers initial public offering. The Series C Preferred Stock automatically converted on a one-for-one basis, subject to adjustment pursuant to the anti-dilution provisions relating to the Series C Preferred Stock, into Class B Common Stock upon the closing of the Issuer's initial public offering. F3 · ownership.nature: SC XII Management, LLC (SC XII LLC) is the general partner of each of Sequoia Capital XII, L.P. (SC XII) and Sequoia Technology Partners XII, L.P. (STP XII), and the managing member of Sequoia Capital XII Principals Fund, LLC (SC XII PF). As a result, SC XII LLC may be deemed to share voting and dispositive power with respect to the shares held by SC XII, SC XII PF, and STP XII. SC US (TTGP), Ltd. is: (i) the general partner of SCGF V Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund V, L.P. and Sequoia Capital USGF Principals Fund V, L.P. (collectively, the US GF V Funds), which together own 100% of the outstanding ordinary shares of SC US GF V Holdings, Ltd. (US GF V Holdco); F4 · ownership.nature: (cont'd) (ii) the general partner of SC U.S. Growth VII Management, L.P., which is the general partner of each of US GF VII and US GF VII PF (collectively, the SC US GF VII Funds); (iii) the general partner of SCGGF Management, L.P., which is the general partner of each of Sequoia Capital Global Growth Fund, L.P. (GGF) and Sequoia Capital Global Growth Principals Fund, L.P. (GGF PF) (collectively, the SC GGF Funds); and (iv) the general partner of SC Global Growth II Management, L.P., which is the general partner of each of GGF II and GGF II PF (collectively, the SC GGF II Funds). F5 · ownership.nature: (cont'd) As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by US GF V Holdco, the SC US GF VII Funds, the SC GGF Funds and the SC GGF II Funds. In addition, the directors and stockholders of SC US (TTGP), Ltd. who exercise voting and investment discretion with respect to the SC GGF Funds are Douglas M. Leone and James J. Goetz, and the directors and stockholders of SC US (TTGP), Ltd. who exercise voting and investment discretion with respect to the SC GGF II Funds are Douglas M. Leone and Roelof F. Botha. As a result, and by virtue of the relationships described in this paragraph, each such person may be deemed to share voting and dispositive power with respect to the shares held by the SC GGF Funds or SC GGF II Funds, as applicable. F6 · ownership.nature: (cont'd) Each of SC US (TTGP), Ltd., SCGF V Management, L.P., SC U.S. Growth VII Management, L.P., SCGGF Management, L.P., SC Global Growth II Management, L.P., Mr. Leone, Mr. Botha and Mr. Goetz disclaims beneficial ownership of the shares held by US GF V Holdco, the GFVII Funds, the GGF Funds, and GGF II Funds, except to the extent of its or his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. SC XII Management, LLC disclaims beneficial ownership of the shares held by the XII Funds, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. F7 · ownership.nature: Following the transactions reported herein, includes 60,716,820 shares of Class B Common Stock held by SC XII, 6,489,252 shares of Class B Common Stock held by SC XII PF, 2,271,924 shares of Class B Common Stock held by STP XII, 6,098,400 shares of Class B Common Stock held by US GF V Holdco, 4,285,190 shares of Class B Common Stock held by GGF, 124,348 shares of Class B Common Stock held by GGF PF, 1,073,834 shares of Class B Common Stock held by GGF II, 13,262 shares of Class B Common Stock held by GGF II PF, 192,006 shares of Class B Common Stock held by US GF VII and 12,496 shares of Class B Common Stock held by US GF VII PF. Read SEC document |
| December 14, 2020 Filed Dec 17, 2020 01:18 UTC | Airbnb, Inc. ABNB · Entity 2189 | ConversionClass B Common Stock · Derivative | 81,164,598 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-20-006408 · form4.xml · derivative · entry 1 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC US GF V Holdings, Ltd. · CIK 0001552461 · 10% owner SC XII MANAGEMENT LLC · CIK 0001374246 · 10% owner SEQUOIA CAPITAL XII A DELAWARE L P · CIK 0001367770 · 10% owner SEQUOIA TECHNOLOGY PARTNERS XII A DELAWARE L P · CIK 0001380096 · 10% owner SEQUOIA CAPITAL XII PRINCIPALS FUND LLC · CIK 0001447932 · 10% owner LEONE DOUGLAS M · CIK 0001195580 · 10% owner BOTHA ROELOF · CIK 0001222287 · 10% owner GOETZ JAMES J · CIK 0001219231 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 81,277,532 Underlying: Class A Common Stock · 81,164,598 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Class B Common Stock is convertible at any time at the option of the holder into the Issuer's Class A Common Stock on a one-to-one basis. The Class B Common Stock will automatically convert into shares of the Issuer's Class A Common Stock on a one-to-one basis upon the earlier of (a) any transfer of the Class B Common Stock by the holder, whether or not for value, subject to certain exceptions, (b) the date and time, or the occurrence of an event, specified by vote or written consent of the holders of at least 80% of the outstanding shares of Class B common stock at the time of such vote or consent, voting as a separate series or (c) the 20-year anniversary of the closing of the Issuer's initial public offering. F2 · derivative.exercise_price: Each share of Preferred Stock, other than any share of Series C Preferred Stock, automatically converted on a one-for-one basis into Class B Common Stock upon the closing of the Issuers initial public offering. The Series C Preferred Stock automatically converted on a one-for-one basis, subject to adjustment pursuant to the anti-dilution provisions relating to the Series C Preferred Stock, into Class B Common Stock upon the closing of the Issuer's initial public offering. F1 · derivative.exercise_date: The Class B Common Stock is convertible at any time at the option of the holder into the Issuer's Class A Common Stock on a one-to-one basis. The Class B Common Stock will automatically convert into shares of the Issuer's Class A Common Stock on a one-to-one basis upon the earlier of (a) any transfer of the Class B Common Stock by the holder, whether or not for value, subject to certain exceptions, (b) the date and time, or the occurrence of an event, specified by vote or written consent of the holders of at least 80% of the outstanding shares of Class B common stock at the time of such vote or consent, voting as a separate series or (c) the 20-year anniversary of the closing of the Issuer's initial public offering. F2 · derivative.exercise_date: Each share of Preferred Stock, other than any share of Series C Preferred Stock, automatically converted on a one-for-one basis into Class B Common Stock upon the closing of the Issuers initial public offering. The Series C Preferred Stock automatically converted on a one-for-one basis, subject to adjustment pursuant to the anti-dilution provisions relating to the Series C Preferred Stock, into Class B Common Stock upon the closing of the Issuer's initial public offering. F1 · derivative.expiration_date: The Class B Common Stock is convertible at any time at the option of the holder into the Issuer's Class A Common Stock on a one-to-one basis. The Class B Common Stock will automatically convert into shares of the Issuer's Class A Common Stock on a one-to-one basis upon the earlier of (a) any transfer of the Class B Common Stock by the holder, whether or not for value, subject to certain exceptions, (b) the date and time, or the occurrence of an event, specified by vote or written consent of the holders of at least 80% of the outstanding shares of Class B common stock at the time of such vote or consent, voting as a separate series or (c) the 20-year anniversary of the closing of the Issuer's initial public offering. F2 · derivative.expiration_date: Each share of Preferred Stock, other than any share of Series C Preferred Stock, automatically converted on a one-for-one basis into Class B Common Stock upon the closing of the Issuers initial public offering. The Series C Preferred Stock automatically converted on a one-for-one basis, subject to adjustment pursuant to the anti-dilution provisions relating to the Series C Preferred Stock, into Class B Common Stock upon the closing of the Issuer's initial public offering. F3 · ownership.nature: SC XII Management, LLC (SC XII LLC) is the general partner of each of Sequoia Capital XII, L.P. (SC XII) and Sequoia Technology Partners XII, L.P. (STP XII), and the managing member of Sequoia Capital XII Principals Fund, LLC (SC XII PF). As a result, SC XII LLC may be deemed to share voting and dispositive power with respect to the shares held by SC XII, SC XII PF, and STP XII. SC US (TTGP), Ltd. is: (i) the general partner of SCGF V Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund V, L.P. and Sequoia Capital USGF Principals Fund V, L.P. (collectively, the US GF V Funds), which together own 100% of the outstanding ordinary shares of SC US GF V Holdings, Ltd. (US GF V Holdco); F4 · ownership.nature: (cont'd) (ii) the general partner of SC U.S. Growth VII Management, L.P., which is the general partner of each of US GF VII and US GF VII PF (collectively, the SC US GF VII Funds); (iii) the general partner of SCGGF Management, L.P., which is the general partner of each of Sequoia Capital Global Growth Fund, L.P. (GGF) and Sequoia Capital Global Growth Principals Fund, L.P. (GGF PF) (collectively, the SC GGF Funds); and (iv) the general partner of SC Global Growth II Management, L.P., which is the general partner of each of GGF II and GGF II PF (collectively, the SC GGF II Funds). F5 · ownership.nature: (cont'd) As a result, SC US (TTGP), Ltd. may be deemed to share voting and dispositive power with respect to the shares held by US GF V Holdco, the SC US GF VII Funds, the SC GGF Funds and the SC GGF II Funds. In addition, the directors and stockholders of SC US (TTGP), Ltd. who exercise voting and investment discretion with respect to the SC GGF Funds are Douglas M. Leone and James J. Goetz, and the directors and stockholders of SC US (TTGP), Ltd. who exercise voting and investment discretion with respect to the SC GGF II Funds are Douglas M. Leone and Roelof F. Botha. As a result, and by virtue of the relationships described in this paragraph, each such person may be deemed to share voting and dispositive power with respect to the shares held by the SC GGF Funds or SC GGF II Funds, as applicable. F6 · ownership.nature: (cont'd) Each of SC US (TTGP), Ltd., SCGF V Management, L.P., SC U.S. Growth VII Management, L.P., SCGGF Management, L.P., SC Global Growth II Management, L.P., Mr. Leone, Mr. Botha and Mr. Goetz disclaims beneficial ownership of the shares held by US GF V Holdco, the GFVII Funds, the GGF Funds, and GGF II Funds, except to the extent of its or his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. SC XII Management, LLC disclaims beneficial ownership of the shares held by the XII Funds, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. F7 · ownership.nature: Following the transactions reported herein, includes 60,716,820 shares of Class B Common Stock held by SC XII, 6,489,252 shares of Class B Common Stock held by SC XII PF, 2,271,924 shares of Class B Common Stock held by STP XII, 6,098,400 shares of Class B Common Stock held by US GF V Holdco, 4,285,190 shares of Class B Common Stock held by GGF, 124,348 shares of Class B Common Stock held by GGF PF, 1,073,834 shares of Class B Common Stock held by GGF II, 13,262 shares of Class B Common Stock held by GGF II PF, 192,006 shares of Class B Common Stock held by US GF VII and 12,496 shares of Class B Common Stock held by US GF VII PF. Read SEC document |
| February 28, 2020 Filed Feb 29, 2020 02:14 UTC | Health Catalyst, Inc. HCAT · Entity 1565 | OtherCommon Stock | 156,323 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-006392 · doc4.xml · nonDerivative · entry 6 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SCGF V Management, L.P. · CIK 0001552459 · 10% owner SCGF IV MANAGEMENT LP · CIK 0001447940 · 10% owner SEQUOIA CAPITAL U.S. GROWTH FUND V, L.P. · CIK 0001528109 · 10% owner SEQUOIA CAPITAL USGF PRINCIPALS FUND V, L.P. · CIK 0001528063 · 10% owner SC US GF V Holdings, Ltd. · CIK 0001552461 · 10% owner SEQUOIA CAPITAL US GROWTH FUND IV LP · CIK 0001444121 · 10% owner SEQUOIA CAPITAL USGF PRINCIPALS FUND IV LP · CIK 0001460980 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · SC US GF V Holdings, Ltd. Disclosed balance after: 848,776 F1 · kind: Represents a pro rata distribution of Common Stock of the Issuer to partners or members for no consideration and includes subsequent distributions by general partners or managing members to their respective partners or members. F3 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SCGF V Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund V, LP ("SC USGF V") and Sequoia Capital USGF Principals Fund V, L.P. (together, the "SC USGF V Funds"), which together own 100% of the outstanding shares of SC US GF V Holdings, Ltd ("SC USGF V Holdco"). As a result, SC US (TTGP), Ltd. and SCGF V Management, L.P. may be deemed to share voting and dispositive power with respect to the shares held by the SC USGF V Funds and SC USGF V Holdco. Each of SC US (TTGP), Ltd. and SCGF V Management, L.P. disclaims beneficial ownership of the shares held by the SC USGF V Funds and SC USGF V Holdco, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| February 28, 2020 Filed Feb 29, 2020 02:14 UTC | Health Catalyst, Inc. HCAT · Entity 1565 | OtherCommon Stock | 443,151 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-006392 · doc4.xml · nonDerivative · entry 4 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SCGF V Management, L.P. · CIK 0001552459 · 10% owner SCGF IV MANAGEMENT LP · CIK 0001447940 · 10% owner SEQUOIA CAPITAL U.S. GROWTH FUND V, L.P. · CIK 0001528109 · 10% owner SEQUOIA CAPITAL USGF PRINCIPALS FUND V, L.P. · CIK 0001528063 · 10% owner SC US GF V Holdings, Ltd. · CIK 0001552461 · 10% owner SEQUOIA CAPITAL US GROWTH FUND IV LP · CIK 0001444121 · 10% owner SEQUOIA CAPITAL USGF PRINCIPALS FUND IV LP · CIK 0001460980 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Sequoia Capital U.S. Growth Fund IV, L.P. Disclosed balance after: 2,658,909 F1 · kind: Represents a pro rata distribution of Common Stock of the Issuer to partners or members for no consideration and includes subsequent distributions by general partners or managing members to their respective partners or members. F2 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SCGF IV Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund IV, LP and Sequoia Capital USGF Principals Fund IV, LP (collectively, the "SC USGF IV Funds"). As a result, SC US (TTGP), Ltd. and SCGF IV Management, L.P. may be deemed to share voting and dispositive power with respect to the shares held by the SC USGF IV Funds. Each of SC US (TTGP), Ltd. and SCGF IV Management, L.P. disclaims beneficial ownership of the shares held by the SC USGF IV Funds, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| February 28, 2020 Filed Feb 29, 2020 02:14 UTC | Health Catalyst, Inc. HCAT · Entity 1565 | OtherCommon Stock | 18,364 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-006392 · doc4.xml · nonDerivative · entry 2 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SCGF V Management, L.P. · CIK 0001552459 · 10% owner SCGF IV MANAGEMENT LP · CIK 0001447940 · 10% owner SEQUOIA CAPITAL U.S. GROWTH FUND V, L.P. · CIK 0001528109 · 10% owner SEQUOIA CAPITAL USGF PRINCIPALS FUND V, L.P. · CIK 0001528063 · 10% owner SC US GF V Holdings, Ltd. · CIK 0001552461 · 10% owner SEQUOIA CAPITAL US GROWTH FUND IV LP · CIK 0001444121 · 10% owner SEQUOIA CAPITAL USGF PRINCIPALS FUND IV LP · CIK 0001460980 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Sequoia Capital USGF Principals Fund IV, L.P. Disclosed balance after: 110,182 F1 · kind: Represents a pro rata distribution of Common Stock of the Issuer to partners or members for no consideration and includes subsequent distributions by general partners or managing members to their respective partners or members. F2 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SCGF IV Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund IV, LP and Sequoia Capital USGF Principals Fund IV, LP (collectively, the "SC USGF IV Funds"). As a result, SC US (TTGP), Ltd. and SCGF IV Management, L.P. may be deemed to share voting and dispositive power with respect to the shares held by the SC USGF IV Funds. Each of SC US (TTGP), Ltd. and SCGF IV Management, L.P. disclaims beneficial ownership of the shares held by the SC USGF IV Funds, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| February 26, 2020 Filed Feb 29, 2020 02:14 UTC | Health Catalyst, Inc. HCAT · Entity 1565 | OtherCommon Stock | 156,323 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-006392 · doc4.xml · nonDerivative · entry 5 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SCGF V Management, L.P. · CIK 0001552459 · 10% owner SCGF IV MANAGEMENT LP · CIK 0001447940 · 10% owner SEQUOIA CAPITAL U.S. GROWTH FUND V, L.P. · CIK 0001528109 · 10% owner SEQUOIA CAPITAL USGF PRINCIPALS FUND V, L.P. · CIK 0001528063 · 10% owner SC US GF V Holdings, Ltd. · CIK 0001552461 · 10% owner SEQUOIA CAPITAL US GROWTH FUND IV LP · CIK 0001444121 · 10% owner SEQUOIA CAPITAL USGF PRINCIPALS FUND IV LP · CIK 0001460980 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · SC US GF V Holdings, Ltd. Disclosed balance after: 1,005,099 F1 · kind: Represents a pro rata distribution of Common Stock of the Issuer to partners or members for no consideration and includes subsequent distributions by general partners or managing members to their respective partners or members. F3 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SCGF V Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund V, LP ("SC USGF V") and Sequoia Capital USGF Principals Fund V, L.P. (together, the "SC USGF V Funds"), which together own 100% of the outstanding shares of SC US GF V Holdings, Ltd ("SC USGF V Holdco"). As a result, SC US (TTGP), Ltd. and SCGF V Management, L.P. may be deemed to share voting and dispositive power with respect to the shares held by the SC USGF V Funds and SC USGF V Holdco. Each of SC US (TTGP), Ltd. and SCGF V Management, L.P. disclaims beneficial ownership of the shares held by the SC USGF V Funds and SC USGF V Holdco, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| February 26, 2020 Filed Feb 29, 2020 02:14 UTC | Health Catalyst, Inc. HCAT · Entity 1565 | OtherCommon Stock | 443,151 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-006392 · doc4.xml · nonDerivative · entry 3 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SCGF V Management, L.P. · CIK 0001552459 · 10% owner SCGF IV MANAGEMENT LP · CIK 0001447940 · 10% owner SEQUOIA CAPITAL U.S. GROWTH FUND V, L.P. · CIK 0001528109 · 10% owner SEQUOIA CAPITAL USGF PRINCIPALS FUND V, L.P. · CIK 0001528063 · 10% owner SC US GF V Holdings, Ltd. · CIK 0001552461 · 10% owner SEQUOIA CAPITAL US GROWTH FUND IV LP · CIK 0001444121 · 10% owner SEQUOIA CAPITAL USGF PRINCIPALS FUND IV LP · CIK 0001460980 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Sequoia Capital U.S. Growth Fund IV, L.P. Disclosed balance after: 3,102,060 F1 · kind: Represents a pro rata distribution of Common Stock of the Issuer to partners or members for no consideration and includes subsequent distributions by general partners or managing members to their respective partners or members. F2 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SCGF IV Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund IV, LP and Sequoia Capital USGF Principals Fund IV, LP (collectively, the "SC USGF IV Funds"). As a result, SC US (TTGP), Ltd. and SCGF IV Management, L.P. may be deemed to share voting and dispositive power with respect to the shares held by the SC USGF IV Funds. Each of SC US (TTGP), Ltd. and SCGF IV Management, L.P. disclaims beneficial ownership of the shares held by the SC USGF IV Funds, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| February 26, 2020 Filed Feb 29, 2020 02:14 UTC | Health Catalyst, Inc. HCAT · Entity 1565 | OtherCommon Stock | 18,364 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-006392 · doc4.xml · nonDerivative · entry 1 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SCGF V Management, L.P. · CIK 0001552459 · 10% owner SCGF IV MANAGEMENT LP · CIK 0001447940 · 10% owner SEQUOIA CAPITAL U.S. GROWTH FUND V, L.P. · CIK 0001528109 · 10% owner SEQUOIA CAPITAL USGF PRINCIPALS FUND V, L.P. · CIK 0001528063 · 10% owner SC US GF V Holdings, Ltd. · CIK 0001552461 · 10% owner SEQUOIA CAPITAL US GROWTH FUND IV LP · CIK 0001444121 · 10% owner SEQUOIA CAPITAL USGF PRINCIPALS FUND IV LP · CIK 0001460980 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Sequoia Capital USGF Principals Fund IV, L.P. Disclosed balance after: 128,546 F1 · kind: Represents a pro rata distribution of Common Stock of the Issuer to partners or members for no consideration and includes subsequent distributions by general partners or managing members to their respective partners or members. F2 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SCGF IV Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund IV, LP and Sequoia Capital USGF Principals Fund IV, LP (collectively, the "SC USGF IV Funds"). As a result, SC US (TTGP), Ltd. and SCGF IV Management, L.P. may be deemed to share voting and dispositive power with respect to the shares held by the SC USGF IV Funds. Each of SC US (TTGP), Ltd. and SCGF IV Management, L.P. disclaims beneficial ownership of the shares held by the SC USGF IV Funds, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| February 10, 2020 Filed Feb 13, 2020 00:35 UTC | Health Catalyst, Inc. HCAT · Entity 1565 | OtherCommon Stock | 156,323 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-004383 · doc4.xml · nonDerivative · entry 3 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SCGF V Management, L.P. · CIK 0001552459 · 10% owner SCGF IV MANAGEMENT LP · CIK 0001447940 · 10% owner SEQUOIA CAPITAL U.S. GROWTH FUND V, L.P. · CIK 0001528109 · 10% owner SEQUOIA CAPITAL USGF PRINCIPALS FUND V, L.P. · CIK 0001528063 · 10% owner SC US GF V Holdings, Ltd. · CIK 0001552461 · 10% owner SEQUOIA CAPITAL US GROWTH FUND IV LP · CIK 0001444121 · 10% owner SEQUOIA CAPITAL USGF PRINCIPALS FUND IV LP · CIK 0001460980 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · SC US GF V Holdings, Ltd. Disclosed balance after: 1,161,422 F1 · kind: Represents a pro rata distribution of Common Stock of the Issuer to partners or members for no consideration and includes subsequent distributions by general partners or managing members to their respective partners or members. F3 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SCGF V Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund V, LP ("SC USGF V") and Sequoia Capital USGF Principals Fund V, L.P. (together, the "SC USGF V Funds"), which together own 100% of the outstanding shares of SC US GF V Holdings, Ltd ("SC USGF V Holdco"). As a result, SC US (TTGP), Ltd. and SCGF V Management, L.P. may be deemed to share voting and dispositive power with respect to the shares held by the SC USGF V Funds and SC USGF V Holdco. Each of SC US (TTGP), Ltd. and SCGF V Management, L.P. disclaims beneficial ownership of the shares held by the SC USGF V Funds and SC USGF V Holdco, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| February 10, 2020 Filed Feb 13, 2020 00:35 UTC | Health Catalyst, Inc. HCAT · Entity 1565 | OtherCommon Stock | 443,151 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-004383 · doc4.xml · nonDerivative · entry 2 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SCGF V Management, L.P. · CIK 0001552459 · 10% owner SCGF IV MANAGEMENT LP · CIK 0001447940 · 10% owner SEQUOIA CAPITAL U.S. GROWTH FUND V, L.P. · CIK 0001528109 · 10% owner SEQUOIA CAPITAL USGF PRINCIPALS FUND V, L.P. · CIK 0001528063 · 10% owner SC US GF V Holdings, Ltd. · CIK 0001552461 · 10% owner SEQUOIA CAPITAL US GROWTH FUND IV LP · CIK 0001444121 · 10% owner SEQUOIA CAPITAL USGF PRINCIPALS FUND IV LP · CIK 0001460980 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Sequoia Capital U.S. Growth Fund IV, L.P. Disclosed balance after: 3,545,211 F1 · kind: Represents a pro rata distribution of Common Stock of the Issuer to partners or members for no consideration and includes subsequent distributions by general partners or managing members to their respective partners or members. F2 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SCGF IV Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund IV, LP and Sequoia Capital USGF Principals Fund IV, LP (collectively, the "SC USGF IV Funds"). As a result, SC US (TTGP), Ltd. and SCGF IV Management, L.P. may be deemed to share voting and dispositive power with respect to the shares held by the SC USGF IV Funds. Each of SC US (TTGP), Ltd. and SCGF IV Management, L.P. disclaims beneficial ownership of the shares held by the SC USGF IV Funds, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| February 10, 2020 Filed Feb 13, 2020 00:35 UTC | Health Catalyst, Inc. HCAT · Entity 1565 | OtherCommon Stock | 18,364 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-004383 · doc4.xml · nonDerivative · entry 1 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SCGF V Management, L.P. · CIK 0001552459 · 10% owner SCGF IV MANAGEMENT LP · CIK 0001447940 · 10% owner SEQUOIA CAPITAL U.S. GROWTH FUND V, L.P. · CIK 0001528109 · 10% owner SEQUOIA CAPITAL USGF PRINCIPALS FUND V, L.P. · CIK 0001528063 · 10% owner SC US GF V Holdings, Ltd. · CIK 0001552461 · 10% owner SEQUOIA CAPITAL US GROWTH FUND IV LP · CIK 0001444121 · 10% owner SEQUOIA CAPITAL USGF PRINCIPALS FUND IV LP · CIK 0001460980 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Sequoia Capital USGF Principals Fund IV, L.P. Disclosed balance after: 146,910 F1 · kind: Represents a pro rata distribution of Common Stock of the Issuer to partners or members for no consideration and includes subsequent distributions by general partners or managing members to their respective partners or members. F2 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SCGF IV Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund IV, LP and Sequoia Capital USGF Principals Fund IV, LP (collectively, the "SC USGF IV Funds"). As a result, SC US (TTGP), Ltd. and SCGF IV Management, L.P. may be deemed to share voting and dispositive power with respect to the shares held by the SC USGF IV Funds. Each of SC US (TTGP), Ltd. and SCGF IV Management, L.P. disclaims beneficial ownership of the shares held by the SC USGF IV Funds, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| January 27, 2020 Filed Jan 30, 2020 00:56 UTC | Health Catalyst, Inc. HCAT · Entity 1565 | OtherCommon Stock | 156,323 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-002318 · doc4.xml · nonDerivative · entry 3 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SCGF V Management, L.P. · CIK 0001552459 · 10% owner SCGF IV MANAGEMENT LP · CIK 0001447940 · 10% owner SEQUOIA CAPITAL U.S. GROWTH FUND V, L.P. · CIK 0001528109 · 10% owner SEQUOIA CAPITAL USGF PRINCIPALS FUND V, L.P. · CIK 0001528063 · 10% owner SC US GF V Holdings, Ltd. · CIK 0001552461 · 10% owner SEQUOIA CAPITAL US GROWTH FUND IV LP · CIK 0001444121 · 10% owner SEQUOIA CAPITAL USGF PRINCIPALS FUND IV LP · CIK 0001460980 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · SC US GF V Holdings, Ltd. Disclosed balance after: 1,317,745 F1 · kind: Represents a pro rata distribution of Common Stock of the Issuer to partners or members for no consideration and includes subsequent distributions by general partners or managing members to their respective partners or members. F3 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SCGF V Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund V, LP ("SC USGF V") and Sequoia Capital USGF Principals Fund V, L.P. (together, the "SC USGF V Funds"), which together own 100% of the outstanding shares of SC US GF V Holdings, Ltd ("SC USGF V Holdco"). As a result, SC US (TTGP), Ltd. and SCGF V Management, L.P. may be deemed to share voting and dispositive power with respect to the shares held by the SC USGF V Funds and SC USGF V Holdco. Each of SC US (TTGP), Ltd. and SCGF V Management, L.P. disclaims beneficial ownership of the shares held by the SC USGF V Funds and SC USGF V Holdco, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| January 27, 2020 Filed Jan 30, 2020 00:56 UTC | Health Catalyst, Inc. HCAT · Entity 1565 | OtherCommon Stock | 443,151 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-002318 · doc4.xml · nonDerivative · entry 2 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SCGF V Management, L.P. · CIK 0001552459 · 10% owner SCGF IV MANAGEMENT LP · CIK 0001447940 · 10% owner SEQUOIA CAPITAL U.S. GROWTH FUND V, L.P. · CIK 0001528109 · 10% owner SEQUOIA CAPITAL USGF PRINCIPALS FUND V, L.P. · CIK 0001528063 · 10% owner SC US GF V Holdings, Ltd. · CIK 0001552461 · 10% owner SEQUOIA CAPITAL US GROWTH FUND IV LP · CIK 0001444121 · 10% owner SEQUOIA CAPITAL USGF PRINCIPALS FUND IV LP · CIK 0001460980 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Sequoia Capital U.S. Growth Fund IV, L.P. Disclosed balance after: 3,988,362 F1 · kind: Represents a pro rata distribution of Common Stock of the Issuer to partners or members for no consideration and includes subsequent distributions by general partners or managing members to their respective partners or members. F2 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SCGF IV Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund IV, LP and Sequoia Capital USGF Principals Fund IV, LP (collectively, the "SC USGF IV Funds"). As a result, SC US (TTGP), Ltd. and SCGF IV Management, L.P. may be deemed to share voting and dispositive power with respect to the shares held by the SC USGF IV Funds. Each of SC US (TTGP), Ltd. and SCGF IV Management, L.P. disclaims beneficial ownership of the shares held by the SC USGF IV Funds, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| January 27, 2020 Filed Jan 30, 2020 00:56 UTC | Health Catalyst, Inc. HCAT · Entity 1565 | OtherCommon Stock | 18,364 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-002318 · doc4.xml · nonDerivative · entry 1 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SCGF V Management, L.P. · CIK 0001552459 · 10% owner SCGF IV MANAGEMENT LP · CIK 0001447940 · 10% owner SEQUOIA CAPITAL U.S. GROWTH FUND V, L.P. · CIK 0001528109 · 10% owner SEQUOIA CAPITAL USGF PRINCIPALS FUND V, L.P. · CIK 0001528063 · 10% owner SC US GF V Holdings, Ltd. · CIK 0001552461 · 10% owner SEQUOIA CAPITAL US GROWTH FUND IV LP · CIK 0001444121 · 10% owner SEQUOIA CAPITAL USGF PRINCIPALS FUND IV LP · CIK 0001460980 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Sequoia Capital USGF Principals Fund IV, L.P. Disclosed balance after: 165,274 F1 · kind: Represents a pro rata distribution of Common Stock of the Issuer to partners or members for no consideration and includes subsequent distributions by general partners or managing members to their respective partners or members. F2 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SCGF IV Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund IV, LP and Sequoia Capital USGF Principals Fund IV, LP (collectively, the "SC USGF IV Funds"). As a result, SC US (TTGP), Ltd. and SCGF IV Management, L.P. may be deemed to share voting and dispositive power with respect to the shares held by the SC USGF IV Funds. Each of SC US (TTGP), Ltd. and SCGF IV Management, L.P. disclaims beneficial ownership of the shares held by the SC USGF IV Funds, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| July 25, 2019 Filed Jul 30, 2019 01:11 UTC | Health Catalyst, Inc. HCAT · Entity 1565 | ConversionSeries F Preferred Stock · Derivative | 9,088 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-020546 · doc4.xml · derivative · entry 15 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SCGF V Management, L.P. · CIK 0001552459 · 10% owner SCGF IV MANAGEMENT LP · CIK 0001447940 · 10% owner SEQUOIA CAPITAL U.S. GROWTH FUND V, L.P. · CIK 0001528109 · 10% owner SEQUOIA CAPITAL USGF PRINCIPALS FUND V, L.P. · CIK 0001528063 · 10% owner SC US GF V Holdings, Ltd. · CIK 0001552461 · 10% owner SEQUOIA CAPITAL US GROWTH FUND IV LP · CIK 0001444121 · 10% owner SEQUOIA CAPITAL USGF PRINCIPALS FUND IV LP · CIK 0001460980 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Sequoia Capital U.S. Growth Fund V, L.P. Disclosed balance after: 0 Underlying: Common Stock · 9,088 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each share of Series F Preferred Stock automatically converted to common stock immediately prior to the closing of the Issuer's initial public offering on a one-for-one basis, and had no expiration date. F8 · deemedExecutionDate: Each share of Series F Preferred Stock automatically converted to common stock immediately prior to the closing of the Issuer's initial public offering on a one-for-one basis, and had no expiration date. F8 · derivative.exercise_date: Each share of Series F Preferred Stock automatically converted to common stock immediately prior to the closing of the Issuer's initial public offering on a one-for-one basis, and had no expiration date. F8 · derivative.expiration_date: Each share of Series F Preferred Stock automatically converted to common stock immediately prior to the closing of the Issuer's initial public offering on a one-for-one basis, and had no expiration date. F5 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SCGF V Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund V, LP ("SC USGF V") and Sequoia Capital USGF Principals Fund V, L.P. (together, the "SC USGF V Funds"), which together own 100% of the outstanding shares of SC US GF V Holdings, Ltd ("SC USGF V Holdco"). As a result, SC US (TTGP), Ltd. and SCGF V Management, L.P. may be deemed to share voting and dispositive power with respect to the shares held by the SC USGF V Funds and SC USGF V Holdco. Each of SC US (TTGP), Ltd. and SCGF V Management, L.P. disclaims beneficial ownership of the shares held by the SC USGF V Funds and SC USGF V Holdco, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| July 25, 2019 Filed Jul 30, 2019 01:11 UTC | Health Catalyst, Inc. HCAT · Entity 1565 | ConversionSeries F Preferred Stock · Derivative | 26,831 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-020546 · doc4.xml · derivative · entry 14 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SCGF V Management, L.P. · CIK 0001552459 · 10% owner SCGF IV MANAGEMENT LP · CIK 0001447940 · 10% owner SEQUOIA CAPITAL U.S. GROWTH FUND V, L.P. · CIK 0001528109 · 10% owner SEQUOIA CAPITAL USGF PRINCIPALS FUND V, L.P. · CIK 0001528063 · 10% owner SC US GF V Holdings, Ltd. · CIK 0001552461 · 10% owner SEQUOIA CAPITAL US GROWTH FUND IV LP · CIK 0001444121 · 10% owner SEQUOIA CAPITAL USGF PRINCIPALS FUND IV LP · CIK 0001460980 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Sequoia Capital U.S. Growth Fund IV, L.P. Disclosed balance after: 0 Underlying: Common Stock · 26,831 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each share of Series F Preferred Stock automatically converted to common stock immediately prior to the closing of the Issuer's initial public offering on a one-for-one basis, and had no expiration date. F8 · deemedExecutionDate: Each share of Series F Preferred Stock automatically converted to common stock immediately prior to the closing of the Issuer's initial public offering on a one-for-one basis, and had no expiration date. F8 · derivative.exercise_date: Each share of Series F Preferred Stock automatically converted to common stock immediately prior to the closing of the Issuer's initial public offering on a one-for-one basis, and had no expiration date. F8 · derivative.expiration_date: Each share of Series F Preferred Stock automatically converted to common stock immediately prior to the closing of the Issuer's initial public offering on a one-for-one basis, and had no expiration date. F2 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SCGF IV Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund IV, LP and Sequoia Capital USGF Principals Fund IV, LP (collectively, the "SC USGF IV Funds"). As a result, SC US (TTGP), Ltd. and SCGF IV Management, L.P. may be deemed to share voting and dispositive power with respect to the shares held by the SC USGF IV Funds. Each of SC US (TTGP), Ltd. and SCGF IV Management, L.P. disclaims beneficial ownership of the shares held by the SC USGF IV Funds, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| July 25, 2019 Filed Jul 30, 2019 01:11 UTC | Health Catalyst, Inc. HCAT · Entity 1565 | ConversionSeries E Preferred Stock · Derivative | 20,381 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-020546 · doc4.xml · derivative · entry 13 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SCGF V Management, L.P. · CIK 0001552459 · 10% owner SCGF IV MANAGEMENT LP · CIK 0001447940 · 10% owner SEQUOIA CAPITAL U.S. GROWTH FUND V, L.P. · CIK 0001528109 · 10% owner SEQUOIA CAPITAL USGF PRINCIPALS FUND V, L.P. · CIK 0001528063 · 10% owner SC US GF V Holdings, Ltd. · CIK 0001552461 · 10% owner SEQUOIA CAPITAL US GROWTH FUND IV LP · CIK 0001444121 · 10% owner SEQUOIA CAPITAL USGF PRINCIPALS FUND IV LP · CIK 0001460980 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Sequoia Capital U.S. Growth Fund V, L.P. Disclosed balance after: 0 Underlying: Common Stock · 20,381 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each share of Series E Preferred Stock automatically converted to common stock immediately prior to the closing of the Issuer's initial public offering on a one-for-one basis, and had no expiration date. F7 · deemedExecutionDate: Each share of Series E Preferred Stock automatically converted to common stock immediately prior to the closing of the Issuer's initial public offering on a one-for-one basis, and had no expiration date. F7 · derivative.exercise_date: Each share of Series E Preferred Stock automatically converted to common stock immediately prior to the closing of the Issuer's initial public offering on a one-for-one basis, and had no expiration date. F7 · derivative.expiration_date: Each share of Series E Preferred Stock automatically converted to common stock immediately prior to the closing of the Issuer's initial public offering on a one-for-one basis, and had no expiration date. F5 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SCGF V Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund V, LP ("SC USGF V") and Sequoia Capital USGF Principals Fund V, L.P. (together, the "SC USGF V Funds"), which together own 100% of the outstanding shares of SC US GF V Holdings, Ltd ("SC USGF V Holdco"). As a result, SC US (TTGP), Ltd. and SCGF V Management, L.P. may be deemed to share voting and dispositive power with respect to the shares held by the SC USGF V Funds and SC USGF V Holdco. Each of SC US (TTGP), Ltd. and SCGF V Management, L.P. disclaims beneficial ownership of the shares held by the SC USGF V Funds and SC USGF V Holdco, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| July 25, 2019 Filed Jul 30, 2019 01:11 UTC | Health Catalyst, Inc. HCAT · Entity 1565 | ConversionSeries E Preferred Stock · Derivative | 60,463 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-020546 · doc4.xml · derivative · entry 12 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SCGF V Management, L.P. · CIK 0001552459 · 10% owner SCGF IV MANAGEMENT LP · CIK 0001447940 · 10% owner SEQUOIA CAPITAL U.S. GROWTH FUND V, L.P. · CIK 0001528109 · 10% owner SEQUOIA CAPITAL USGF PRINCIPALS FUND V, L.P. · CIK 0001528063 · 10% owner SC US GF V Holdings, Ltd. · CIK 0001552461 · 10% owner SEQUOIA CAPITAL US GROWTH FUND IV LP · CIK 0001444121 · 10% owner SEQUOIA CAPITAL USGF PRINCIPALS FUND IV LP · CIK 0001460980 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Sequoia Capital U.S. Growth Fund IV, L.P. Disclosed balance after: 0 Underlying: Common Stock · 60,463 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each share of Series E Preferred Stock automatically converted to common stock immediately prior to the closing of the Issuer's initial public offering on a one-for-one basis, and had no expiration date. F7 · deemedExecutionDate: Each share of Series E Preferred Stock automatically converted to common stock immediately prior to the closing of the Issuer's initial public offering on a one-for-one basis, and had no expiration date. F7 · derivative.exercise_date: Each share of Series E Preferred Stock automatically converted to common stock immediately prior to the closing of the Issuer's initial public offering on a one-for-one basis, and had no expiration date. F7 · derivative.expiration_date: Each share of Series E Preferred Stock automatically converted to common stock immediately prior to the closing of the Issuer's initial public offering on a one-for-one basis, and had no expiration date. F2 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SCGF IV Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund IV, LP and Sequoia Capital USGF Principals Fund IV, LP (collectively, the "SC USGF IV Funds"). As a result, SC US (TTGP), Ltd. and SCGF IV Management, L.P. may be deemed to share voting and dispositive power with respect to the shares held by the SC USGF IV Funds. Each of SC US (TTGP), Ltd. and SCGF IV Management, L.P. disclaims beneficial ownership of the shares held by the SC USGF IV Funds, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| July 25, 2019 Filed Jul 30, 2019 01:11 UTC | Health Catalyst, Inc. HCAT · Entity 1565 | ConversionSeries D Preferred Stock · Derivative | 59,693 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-020546 · doc4.xml · derivative · entry 11 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SCGF V Management, L.P. · CIK 0001552459 · 10% owner SCGF IV MANAGEMENT LP · CIK 0001447940 · 10% owner SEQUOIA CAPITAL U.S. GROWTH FUND V, L.P. · CIK 0001528109 · 10% owner SEQUOIA CAPITAL USGF PRINCIPALS FUND V, L.P. · CIK 0001528063 · 10% owner SC US GF V Holdings, Ltd. · CIK 0001552461 · 10% owner SEQUOIA CAPITAL US GROWTH FUND IV LP · CIK 0001444121 · 10% owner SEQUOIA CAPITAL USGF PRINCIPALS FUND IV LP · CIK 0001460980 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Sequoia Capital U.S. Growth Fund V, L.P. Disclosed balance after: 0 Underlying: Common Stock · 59,693 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each share of Series D Preferred Stock automatically converted to common stock immediately prior to the closing of the Issuer's initial public offering on a one-for-one basis, and had no expiration date. F6 · deemedExecutionDate: Each share of Series D Preferred Stock automatically converted to common stock immediately prior to the closing of the Issuer's initial public offering on a one-for-one basis, and had no expiration date. F6 · derivative.exercise_date: Each share of Series D Preferred Stock automatically converted to common stock immediately prior to the closing of the Issuer's initial public offering on a one-for-one basis, and had no expiration date. F6 · derivative.expiration_date: Each share of Series D Preferred Stock automatically converted to common stock immediately prior to the closing of the Issuer's initial public offering on a one-for-one basis, and had no expiration date. F5 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SCGF V Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund V, LP ("SC USGF V") and Sequoia Capital USGF Principals Fund V, L.P. (together, the "SC USGF V Funds"), which together own 100% of the outstanding shares of SC US GF V Holdings, Ltd ("SC USGF V Holdco"). As a result, SC US (TTGP), Ltd. and SCGF V Management, L.P. may be deemed to share voting and dispositive power with respect to the shares held by the SC USGF V Funds and SC USGF V Holdco. Each of SC US (TTGP), Ltd. and SCGF V Management, L.P. disclaims beneficial ownership of the shares held by the SC USGF V Funds and SC USGF V Holdco, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| July 25, 2019 Filed Jul 30, 2019 01:11 UTC | Health Catalyst, Inc. HCAT · Entity 1565 | ConversionSeries D Preferred Stock · Derivative | 176,222 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-020546 · doc4.xml · derivative · entry 10 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SCGF V Management, L.P. · CIK 0001552459 · 10% owner SCGF IV MANAGEMENT LP · CIK 0001447940 · 10% owner SEQUOIA CAPITAL U.S. GROWTH FUND V, L.P. · CIK 0001528109 · 10% owner SEQUOIA CAPITAL USGF PRINCIPALS FUND V, L.P. · CIK 0001528063 · 10% owner SC US GF V Holdings, Ltd. · CIK 0001552461 · 10% owner SEQUOIA CAPITAL US GROWTH FUND IV LP · CIK 0001444121 · 10% owner SEQUOIA CAPITAL USGF PRINCIPALS FUND IV LP · CIK 0001460980 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Sequoia Capital U.S. Growth Fund IV, L.P. Disclosed balance after: 0 Underlying: Common Stock · 176,222 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each share of Series D Preferred Stock automatically converted to common stock immediately prior to the closing of the Issuer's initial public offering on a one-for-one basis, and had no expiration date. F6 · deemedExecutionDate: Each share of Series D Preferred Stock automatically converted to common stock immediately prior to the closing of the Issuer's initial public offering on a one-for-one basis, and had no expiration date. F6 · derivative.exercise_date: Each share of Series D Preferred Stock automatically converted to common stock immediately prior to the closing of the Issuer's initial public offering on a one-for-one basis, and had no expiration date. F6 · derivative.expiration_date: Each share of Series D Preferred Stock automatically converted to common stock immediately prior to the closing of the Issuer's initial public offering on a one-for-one basis, and had no expiration date. F2 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SCGF IV Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund IV, LP and Sequoia Capital USGF Principals Fund IV, LP (collectively, the "SC USGF IV Funds"). As a result, SC US (TTGP), Ltd. and SCGF IV Management, L.P. may be deemed to share voting and dispositive power with respect to the shares held by the SC USGF IV Funds. Each of SC US (TTGP), Ltd. and SCGF IV Management, L.P. disclaims beneficial ownership of the shares held by the SC USGF IV Funds, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| July 25, 2019 Filed Jul 30, 2019 01:11 UTC | Health Catalyst, Inc. HCAT · Entity 1565 | ConversionSeries C Preferred Stock · Derivative | 1,474,068 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-020546 · doc4.xml · derivative · entry 9 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SCGF V Management, L.P. · CIK 0001552459 · 10% owner SCGF IV MANAGEMENT LP · CIK 0001447940 · 10% owner SEQUOIA CAPITAL U.S. GROWTH FUND V, L.P. · CIK 0001528109 · 10% owner SEQUOIA CAPITAL USGF PRINCIPALS FUND V, L.P. · CIK 0001528063 · 10% owner SC US GF V Holdings, Ltd. · CIK 0001552461 · 10% owner SEQUOIA CAPITAL US GROWTH FUND IV LP · CIK 0001444121 · 10% owner SEQUOIA CAPITAL USGF PRINCIPALS FUND IV LP · CIK 0001460980 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · SC US GF V Holdings, Ltd. Disclosed balance after: 0 Underlying: Common Stock · 1,474,068 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each share of Series C Preferred Stock automatically converted to common stock immediately prior to the closing of the Issuer's initial public offering on a one-for-one basis, and had no expiration date.. F4 · deemedExecutionDate: Each share of Series C Preferred Stock automatically converted to common stock immediately prior to the closing of the Issuer's initial public offering on a one-for-one basis, and had no expiration date.. F4 · derivative.exercise_date: Each share of Series C Preferred Stock automatically converted to common stock immediately prior to the closing of the Issuer's initial public offering on a one-for-one basis, and had no expiration date.. F4 · derivative.expiration_date: Each share of Series C Preferred Stock automatically converted to common stock immediately prior to the closing of the Issuer's initial public offering on a one-for-one basis, and had no expiration date.. F5 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SCGF V Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund V, LP ("SC USGF V") and Sequoia Capital USGF Principals Fund V, L.P. (together, the "SC USGF V Funds"), which together own 100% of the outstanding shares of SC US GF V Holdings, Ltd ("SC USGF V Holdco"). As a result, SC US (TTGP), Ltd. and SCGF V Management, L.P. may be deemed to share voting and dispositive power with respect to the shares held by the SC USGF V Funds and SC USGF V Holdco. Each of SC US (TTGP), Ltd. and SCGF V Management, L.P. disclaims beneficial ownership of the shares held by the SC USGF V Funds and SC USGF V Holdco, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| July 25, 2019 Filed Jul 30, 2019 01:11 UTC | Health Catalyst, Inc. HCAT · Entity 1565 | ConversionSeries B Preferred Stock · Derivative | 32,246 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-020546 · doc4.xml · derivative · entry 8 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SCGF V Management, L.P. · CIK 0001552459 · 10% owner SCGF IV MANAGEMENT LP · CIK 0001447940 · 10% owner SEQUOIA CAPITAL U.S. GROWTH FUND V, L.P. · CIK 0001528109 · 10% owner SEQUOIA CAPITAL USGF PRINCIPALS FUND V, L.P. · CIK 0001528063 · 10% owner SC US GF V Holdings, Ltd. · CIK 0001552461 · 10% owner SEQUOIA CAPITAL US GROWTH FUND IV LP · CIK 0001444121 · 10% owner SEQUOIA CAPITAL USGF PRINCIPALS FUND IV LP · CIK 0001460980 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Sequoia Capital USGF Principals Fund IV, L.P. Disclosed balance after: 0 Underlying: Common Stock · 32,246 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each share of Series B Preferred Stock automatically converted to common stock immediately prior to the closing of the Issuer's initial public offering on a one-for-one basis, and had no expiration date. F3 · deemedExecutionDate: Each share of Series B Preferred Stock automatically converted to common stock immediately prior to the closing of the Issuer's initial public offering on a one-for-one basis, and had no expiration date. F3 · derivative.exercise_date: Each share of Series B Preferred Stock automatically converted to common stock immediately prior to the closing of the Issuer's initial public offering on a one-for-one basis, and had no expiration date. F3 · derivative.expiration_date: Each share of Series B Preferred Stock automatically converted to common stock immediately prior to the closing of the Issuer's initial public offering on a one-for-one basis, and had no expiration date. F2 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SCGF IV Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund IV, LP and Sequoia Capital USGF Principals Fund IV, LP (collectively, the "SC USGF IV Funds"). As a result, SC US (TTGP), Ltd. and SCGF IV Management, L.P. may be deemed to share voting and dispositive power with respect to the shares held by the SC USGF IV Funds. Each of SC US (TTGP), Ltd. and SCGF IV Management, L.P. disclaims beneficial ownership of the shares held by the SC USGF IV Funds, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| July 25, 2019 Filed Jul 30, 2019 01:11 UTC | Health Catalyst, Inc. HCAT · Entity 1565 | ConversionSeries B Preferred Stock · Derivative | 731,890 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-020546 · doc4.xml · derivative · entry 7 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SCGF V Management, L.P. · CIK 0001552459 · 10% owner SCGF IV MANAGEMENT LP · CIK 0001447940 · 10% owner SEQUOIA CAPITAL U.S. GROWTH FUND V, L.P. · CIK 0001528109 · 10% owner SEQUOIA CAPITAL USGF PRINCIPALS FUND V, L.P. · CIK 0001528063 · 10% owner SC US GF V Holdings, Ltd. · CIK 0001552461 · 10% owner SEQUOIA CAPITAL US GROWTH FUND IV LP · CIK 0001444121 · 10% owner SEQUOIA CAPITAL USGF PRINCIPALS FUND IV LP · CIK 0001460980 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Sequoia Capital U.S. Growth Fund IV, L.P. Disclosed balance after: 0 Underlying: Common Stock · 731,890 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each share of Series B Preferred Stock automatically converted to common stock immediately prior to the closing of the Issuer's initial public offering on a one-for-one basis, and had no expiration date. F3 · deemedExecutionDate: Each share of Series B Preferred Stock automatically converted to common stock immediately prior to the closing of the Issuer's initial public offering on a one-for-one basis, and had no expiration date. F3 · derivative.exercise_date: Each share of Series B Preferred Stock automatically converted to common stock immediately prior to the closing of the Issuer's initial public offering on a one-for-one basis, and had no expiration date. F3 · derivative.expiration_date: Each share of Series B Preferred Stock automatically converted to common stock immediately prior to the closing of the Issuer's initial public offering on a one-for-one basis, and had no expiration date. F2 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SCGF IV Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund IV, LP and Sequoia Capital USGF Principals Fund IV, LP (collectively, the "SC USGF IV Funds"). As a result, SC US (TTGP), Ltd. and SCGF IV Management, L.P. may be deemed to share voting and dispositive power with respect to the shares held by the SC USGF IV Funds. Each of SC US (TTGP), Ltd. and SCGF IV Management, L.P. disclaims beneficial ownership of the shares held by the SC USGF IV Funds, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| July 25, 2019 Filed Jul 30, 2019 01:11 UTC | Health Catalyst, Inc. HCAT · Entity 1565 | ConversionSeries A Preferred Stock · Derivative | 151,392 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-020546 · doc4.xml · derivative · entry 6 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SCGF V Management, L.P. · CIK 0001552459 · 10% owner SCGF IV MANAGEMENT LP · CIK 0001447940 · 10% owner SEQUOIA CAPITAL U.S. GROWTH FUND V, L.P. · CIK 0001528109 · 10% owner SEQUOIA CAPITAL USGF PRINCIPALS FUND V, L.P. · CIK 0001528063 · 10% owner SC US GF V Holdings, Ltd. · CIK 0001552461 · 10% owner SEQUOIA CAPITAL US GROWTH FUND IV LP · CIK 0001444121 · 10% owner SEQUOIA CAPITAL USGF PRINCIPALS FUND IV LP · CIK 0001460980 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Sequoia Capital USGF Principals Fund IV, L.P. Disclosed balance after: 0 Underlying: Common Stock · 151,392 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series A Preferred Stock automatically converted to common stock immediately prior to the closing of the Issuer's initial public offering on a one-for-one basis, and had no expiration date. F1 · deemedExecutionDate: Each share of Series A Preferred Stock automatically converted to common stock immediately prior to the closing of the Issuer's initial public offering on a one-for-one basis, and had no expiration date. F1 · derivative.exercise_date: Each share of Series A Preferred Stock automatically converted to common stock immediately prior to the closing of the Issuer's initial public offering on a one-for-one basis, and had no expiration date. F1 · derivative.expiration_date: Each share of Series A Preferred Stock automatically converted to common stock immediately prior to the closing of the Issuer's initial public offering on a one-for-one basis, and had no expiration date. F2 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SCGF IV Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund IV, LP and Sequoia Capital USGF Principals Fund IV, LP (collectively, the "SC USGF IV Funds"). As a result, SC US (TTGP), Ltd. and SCGF IV Management, L.P. may be deemed to share voting and dispositive power with respect to the shares held by the SC USGF IV Funds. Each of SC US (TTGP), Ltd. and SCGF IV Management, L.P. disclaims beneficial ownership of the shares held by the SC USGF IV Funds, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| July 25, 2019 Filed Jul 30, 2019 01:11 UTC | Health Catalyst, Inc. HCAT · Entity 1565 | ConversionSeries A Preferred Stock · Derivative | 3,436,107 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-020546 · doc4.xml · derivative · entry 5 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SCGF V Management, L.P. · CIK 0001552459 · 10% owner SCGF IV MANAGEMENT LP · CIK 0001447940 · 10% owner SEQUOIA CAPITAL U.S. GROWTH FUND V, L.P. · CIK 0001528109 · 10% owner SEQUOIA CAPITAL USGF PRINCIPALS FUND V, L.P. · CIK 0001528063 · 10% owner SC US GF V Holdings, Ltd. · CIK 0001552461 · 10% owner SEQUOIA CAPITAL US GROWTH FUND IV LP · CIK 0001444121 · 10% owner SEQUOIA CAPITAL USGF PRINCIPALS FUND IV LP · CIK 0001460980 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Sequoia Capital U.S. Growth Fund IV, L.P. Disclosed balance after: 0 Underlying: Common Stock · 3,436,107 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series A Preferred Stock automatically converted to common stock immediately prior to the closing of the Issuer's initial public offering on a one-for-one basis, and had no expiration date. F1 · deemedExecutionDate: Each share of Series A Preferred Stock automatically converted to common stock immediately prior to the closing of the Issuer's initial public offering on a one-for-one basis, and had no expiration date. F1 · derivative.exercise_date: Each share of Series A Preferred Stock automatically converted to common stock immediately prior to the closing of the Issuer's initial public offering on a one-for-one basis, and had no expiration date. F1 · derivative.expiration_date: Each share of Series A Preferred Stock automatically converted to common stock immediately prior to the closing of the Issuer's initial public offering on a one-for-one basis, and had no expiration date. F2 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SCGF IV Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund IV, LP and Sequoia Capital USGF Principals Fund IV, LP (collectively, the "SC USGF IV Funds"). As a result, SC US (TTGP), Ltd. and SCGF IV Management, L.P. may be deemed to share voting and dispositive power with respect to the shares held by the SC USGF IV Funds. Each of SC US (TTGP), Ltd. and SCGF IV Management, L.P. disclaims beneficial ownership of the shares held by the SC USGF IV Funds, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| July 25, 2019 Filed Jul 30, 2019 01:11 UTC | Health Catalyst, Inc. HCAT · Entity 1565 | ConversionCommon Stock | 89,162 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-020546 · doc4.xml · nonDerivative · entry 4 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SCGF V Management, L.P. · CIK 0001552459 · 10% owner SCGF IV MANAGEMENT LP · CIK 0001447940 · 10% owner SEQUOIA CAPITAL U.S. GROWTH FUND V, L.P. · CIK 0001528109 · 10% owner SEQUOIA CAPITAL USGF PRINCIPALS FUND V, L.P. · CIK 0001528063 · 10% owner SC US GF V Holdings, Ltd. · CIK 0001552461 · 10% owner SEQUOIA CAPITAL US GROWTH FUND IV LP · CIK 0001444121 · 10% owner SEQUOIA CAPITAL USGF PRINCIPALS FUND IV LP · CIK 0001460980 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Sequoia Capital U.S. Growth Fund V, L.P. Disclosed balance after: 89,162 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · security: Each share of Series D Preferred Stock automatically converted to common stock immediately prior to the closing of the Issuer's initial public offering on a one-for-one basis, and had no expiration date. F7 · security: Each share of Series E Preferred Stock automatically converted to common stock immediately prior to the closing of the Issuer's initial public offering on a one-for-one basis, and had no expiration date. F8 · security: Each share of Series F Preferred Stock automatically converted to common stock immediately prior to the closing of the Issuer's initial public offering on a one-for-one basis, and had no expiration date. F5 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SCGF V Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund V, LP ("SC USGF V") and Sequoia Capital USGF Principals Fund V, L.P. (together, the "SC USGF V Funds"), which together own 100% of the outstanding shares of SC US GF V Holdings, Ltd ("SC USGF V Holdco"). As a result, SC US (TTGP), Ltd. and SCGF V Management, L.P. may be deemed to share voting and dispositive power with respect to the shares held by the SC USGF V Funds and SC USGF V Holdco. Each of SC US (TTGP), Ltd. and SCGF V Management, L.P. disclaims beneficial ownership of the shares held by the SC USGF V Funds and SC USGF V Holdco, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| July 25, 2019 Filed Jul 30, 2019 01:11 UTC | Health Catalyst, Inc. HCAT · Entity 1565 | ConversionCommon Stock | 1,474,068 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-020546 · doc4.xml · nonDerivative · entry 3 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SCGF V Management, L.P. · CIK 0001552459 · 10% owner SCGF IV MANAGEMENT LP · CIK 0001447940 · 10% owner SEQUOIA CAPITAL U.S. GROWTH FUND V, L.P. · CIK 0001528109 · 10% owner SEQUOIA CAPITAL USGF PRINCIPALS FUND V, L.P. · CIK 0001528063 · 10% owner SC US GF V Holdings, Ltd. · CIK 0001552461 · 10% owner SEQUOIA CAPITAL US GROWTH FUND IV LP · CIK 0001444121 · 10% owner SEQUOIA CAPITAL USGF PRINCIPALS FUND IV LP · CIK 0001460980 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · SC US GF V Holdings, Ltd. Disclosed balance after: 1,474,068 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: Each share of Series C Preferred Stock automatically converted to common stock immediately prior to the closing of the Issuer's initial public offering on a one-for-one basis, and had no expiration date.. F5 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SCGF V Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund V, LP ("SC USGF V") and Sequoia Capital USGF Principals Fund V, L.P. (together, the "SC USGF V Funds"), which together own 100% of the outstanding shares of SC US GF V Holdings, Ltd ("SC USGF V Holdco"). As a result, SC US (TTGP), Ltd. and SCGF V Management, L.P. may be deemed to share voting and dispositive power with respect to the shares held by the SC USGF V Funds and SC USGF V Holdco. Each of SC US (TTGP), Ltd. and SCGF V Management, L.P. disclaims beneficial ownership of the shares held by the SC USGF V Funds and SC USGF V Holdco, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| July 25, 2019 Filed Jul 30, 2019 01:11 UTC | Health Catalyst, Inc. HCAT · Entity 1565 | ConversionCommon Stock | 4,431,513 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-020546 · doc4.xml · nonDerivative · entry 2 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SCGF V Management, L.P. · CIK 0001552459 · 10% owner SCGF IV MANAGEMENT LP · CIK 0001447940 · 10% owner SEQUOIA CAPITAL U.S. GROWTH FUND V, L.P. · CIK 0001528109 · 10% owner SEQUOIA CAPITAL USGF PRINCIPALS FUND V, L.P. · CIK 0001528063 · 10% owner SC US GF V Holdings, Ltd. · CIK 0001552461 · 10% owner SEQUOIA CAPITAL US GROWTH FUND IV LP · CIK 0001444121 · 10% owner SEQUOIA CAPITAL USGF PRINCIPALS FUND IV LP · CIK 0001460980 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Sequoia Capital U.S. Growth Fund IV, L.P. Disclosed balance after: 4,431,513 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each share of Series A Preferred Stock automatically converted to common stock immediately prior to the closing of the Issuer's initial public offering on a one-for-one basis, and had no expiration date. F3 · security: Each share of Series B Preferred Stock automatically converted to common stock immediately prior to the closing of the Issuer's initial public offering on a one-for-one basis, and had no expiration date. F2 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SCGF IV Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund IV, LP and Sequoia Capital USGF Principals Fund IV, LP (collectively, the "SC USGF IV Funds"). As a result, SC US (TTGP), Ltd. and SCGF IV Management, L.P. may be deemed to share voting and dispositive power with respect to the shares held by the SC USGF IV Funds. Each of SC US (TTGP), Ltd. and SCGF IV Management, L.P. disclaims beneficial ownership of the shares held by the SC USGF IV Funds, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| July 25, 2019 Filed Jul 30, 2019 01:11 UTC | Health Catalyst, Inc. HCAT · Entity 1565 | ConversionCommon Stock | 183,638 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-020546 · doc4.xml · nonDerivative · entry 1 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SCGF V Management, L.P. · CIK 0001552459 · 10% owner SCGF IV MANAGEMENT LP · CIK 0001447940 · 10% owner SEQUOIA CAPITAL U.S. GROWTH FUND V, L.P. · CIK 0001528109 · 10% owner SEQUOIA CAPITAL USGF PRINCIPALS FUND V, L.P. · CIK 0001528063 · 10% owner SC US GF V Holdings, Ltd. · CIK 0001552461 · 10% owner SEQUOIA CAPITAL US GROWTH FUND IV LP · CIK 0001444121 · 10% owner SEQUOIA CAPITAL USGF PRINCIPALS FUND IV LP · CIK 0001460980 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Sequoia Capital USGF Principals Fund IV, L.P. Disclosed balance after: 183,638 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each share of Series A Preferred Stock automatically converted to common stock immediately prior to the closing of the Issuer's initial public offering on a one-for-one basis, and had no expiration date. F3 · security: Each share of Series B Preferred Stock automatically converted to common stock immediately prior to the closing of the Issuer's initial public offering on a one-for-one basis, and had no expiration date. F6 · security: Each share of Series D Preferred Stock automatically converted to common stock immediately prior to the closing of the Issuer's initial public offering on a one-for-one basis, and had no expiration date. F7 · security: Each share of Series E Preferred Stock automatically converted to common stock immediately prior to the closing of the Issuer's initial public offering on a one-for-one basis, and had no expiration date. F8 · security: Each share of Series F Preferred Stock automatically converted to common stock immediately prior to the closing of the Issuer's initial public offering on a one-for-one basis, and had no expiration date. F2 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SCGF IV Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund IV, LP and Sequoia Capital USGF Principals Fund IV, LP (collectively, the "SC USGF IV Funds"). As a result, SC US (TTGP), Ltd. and SCGF IV Management, L.P. may be deemed to share voting and dispositive power with respect to the shares held by the SC USGF IV Funds. Each of SC US (TTGP), Ltd. and SCGF IV Management, L.P. disclaims beneficial ownership of the shares held by the SC USGF IV Funds, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| July 23, 2019 Filed Jul 25, 2019 20:49 UTC | Medallia, Inc. MDLA · Entity 133980 | ConversionSeries E Convertible Preferred Stock · Derivative | 253,230 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-020416 · doc4.xml · derivative · entry 26 SC US (TTGP), LTD. · CIK 0001607841 · 10% owner SC U.S. GROWTH VI MANAGEMENT, L.P. · CIK 0001611388 · 10% owner SEQUOIA CAPITAL U.S. GROWTH FUND VI, L.P. · CIK 0001600143 · 10% owner SEQUOIA CAPITAL U.S. GROWTH VI PRINCIPALS FUND, L.P. · CIK 0001603938 · 10% owner SCGF V Management, L.P. · CIK 0001552459 · 10% owner SEQUOIA CAPITAL U.S. GROWTH FUND V, L.P. · CIK 0001528109 · 10% owner SEQUOIA CAPITAL USGF PRINCIPALS FUND V, L.P. · CIK 0001528063 · 10% owner SC US GF V Holdings, Ltd. · CIK 0001552461 · 10% owner GOETZ JAMES J · CIK 0001219231 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Sequoia Capital Global Growth Principals Fund, LP Disclosed balance after: 0 Underlying: Class A Common Stock · 253,230 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Prior to the closing of the Issuer's initial public offering, each series of the Issuer's convertible preferred stock automatically converted into Class A Common Stock on a 1:1 basis. F7 · deemedExecutionDate: Prior to the closing of the Issuer's initial public offering, each series of the Issuer's convertible preferred stock automatically converted into Class A Common Stock on a 1:1 basis. F7 · derivative.exercise_date: Prior to the closing of the Issuer's initial public offering, each series of the Issuer's convertible preferred stock automatically converted into Class A Common Stock on a 1:1 basis. F7 · derivative.expiration_date: Prior to the closing of the Issuer's initial public offering, each series of the Issuer's convertible preferred stock automatically converted into Class A Common Stock on a 1:1 basis. F1 · derivative.underlying: Immediately prior to the completion of the Issuer's initial public offering of Common Stock and following the conversion of each series of the Issuer's Convertible Preferred Stock and the Issuer's Class B Common Stock into Class A Common Stock, each share of Class A Common Stock was reclassified into one share of Common Stock. F4 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SCGGF Management, L.P., which is the general partner of Sequoia Capital Global Growth Fund, LP and Sequoia Capital Global Growth Principals Fund, LP. As a result, SC US (TTGP), Ltd. and SCGGF Management, L.P. may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital Global Growth Fund, LP and Sequoia Capital Global Growth Principals Fund, LP. Voting and disposition decisions at SC US (TTGP), Ltd. with respect to the shares held by the SC GGF Funds are made by an investment committee consisting of Messrs. Douglas Leone and James J. Goetz. Each of SC US (TTGP), Ltd., SCGGF Management, L.P., Mr. Leone and Mr. Goetz disclaims beneficial ownership of the securities held by Sequoia Capital Global Growth Fund, LP and Sequoia Capital Global Growth Principals Fund, LP except to the extent of its pecuniary interest therein, F5 · ownership.nature: (Continued from footnote 5) and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.