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SEQUOIA CAPITAL US GROWTH FUND IV LP

Disclosed activity across 4 companies

Tapewire entity
16627
SEC CIK
0001444121

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Reported relationships

Latest disclosed role at each company.

No relationships currently tracked through insider filings.

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

No balances currently tracked through insider filings.

Past disclosures · reporting ended (4)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Section 16 reporting ended · disclosed 2020-02-29. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectSequoia Capital USGF Principals Fund IV, L.P.110,182 Last balance in matching sequence After 2020-02-28 transaction · row 2 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 1 · 2020-02-26 · Other · Disposed 18,364 · Balance 128,546

F1: Represents a pro rata distribution of Common Stock of the Issuer to partners or members for no consideration and includes subsequent distributions by general partners or managing members to their respective partners or members.

F2: SC US (TTGP), Ltd. is the general partner of SCGF IV Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund IV, LP and Sequoia Capital USGF Principals Fund IV, LP (collectively, the "SC USGF IV Funds"). As a result, SC US (TTGP), Ltd. and SCGF IV Management, L.P. may be deemed to share voting and dispositive power with respect to the shares held by the SC USGF IV Funds. Each of SC US (TTGP), Ltd. and SCGF IV Management, L.P. disclaims beneficial ownership of the shares held by the SC USGF IV Funds, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Row 2 · 2020-02-28 · Other · Disposed 18,364 · Balance 110,182

F1: Represents a pro rata distribution of Common Stock of the Issuer to partners or members for no consideration and includes subsequent distributions by general partners or managing members to their respective partners or members.

F2: SC US (TTGP), Ltd. is the general partner of SCGF IV Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund IV, LP and Sequoia Capital USGF Principals Fund IV, LP (collectively, the "SC USGF IV Funds"). As a result, SC US (TTGP), Ltd. and SCGF IV Management, L.P. may be deemed to share voting and dispositive power with respect to the shares held by the SC USGF IV Funds. Each of SC US (TTGP), Ltd. and SCGF IV Management, L.P. disclaims beneficial ownership of the shares held by the SC USGF IV Funds, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Common StockSEC Table I · non-derivativeIndirectSequoia Capital U.S. Growth Fund IV, L.P.2,658,909 Last balance in matching sequence After 2020-02-28 transaction · row 4 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 3 · 2020-02-26 · Other · Disposed 443,151 · Balance 3,102,060

F1: Represents a pro rata distribution of Common Stock of the Issuer to partners or members for no consideration and includes subsequent distributions by general partners or managing members to their respective partners or members.

F2: SC US (TTGP), Ltd. is the general partner of SCGF IV Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund IV, LP and Sequoia Capital USGF Principals Fund IV, LP (collectively, the "SC USGF IV Funds"). As a result, SC US (TTGP), Ltd. and SCGF IV Management, L.P. may be deemed to share voting and dispositive power with respect to the shares held by the SC USGF IV Funds. Each of SC US (TTGP), Ltd. and SCGF IV Management, L.P. disclaims beneficial ownership of the shares held by the SC USGF IV Funds, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Row 4 · 2020-02-28 · Other · Disposed 443,151 · Balance 2,658,909

F1: Represents a pro rata distribution of Common Stock of the Issuer to partners or members for no consideration and includes subsequent distributions by general partners or managing members to their respective partners or members.

F2: SC US (TTGP), Ltd. is the general partner of SCGF IV Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund IV, LP and Sequoia Capital USGF Principals Fund IV, LP (collectively, the "SC USGF IV Funds"). As a result, SC US (TTGP), Ltd. and SCGF IV Management, L.P. may be deemed to share voting and dispositive power with respect to the shares held by the SC USGF IV Funds. Each of SC US (TTGP), Ltd. and SCGF IV Management, L.P. disclaims beneficial ownership of the shares held by the SC USGF IV Funds, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Common StockSEC Table I · non-derivativeIndirectSC US GF V Holdings, Ltd.848,776 Last balance in matching sequence After 2020-02-28 transaction · row 6 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 5 · 2020-02-26 · Other · Disposed 156,323 · Balance 1,005,099

F1: Represents a pro rata distribution of Common Stock of the Issuer to partners or members for no consideration and includes subsequent distributions by general partners or managing members to their respective partners or members.

F3: SC US (TTGP), Ltd. is the general partner of SCGF V Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund V, LP ("SC USGF V") and Sequoia Capital USGF Principals Fund V, L.P. (together, the "SC USGF V Funds"), which together own 100% of the outstanding shares of SC US GF V Holdings, Ltd ("SC USGF V Holdco"). As a result, SC US (TTGP), Ltd. and SCGF V Management, L.P. may be deemed to share voting and dispositive power with respect to the shares held by the SC USGF V Funds and SC USGF V Holdco. Each of SC US (TTGP), Ltd. and SCGF V Management, L.P. disclaims beneficial ownership of the shares held by the SC USGF V Funds and SC USGF V Holdco, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Row 6 · 2020-02-28 · Other · Disposed 156,323 · Balance 848,776

F1: Represents a pro rata distribution of Common Stock of the Issuer to partners or members for no consideration and includes subsequent distributions by general partners or managing members to their respective partners or members.

F3: SC US (TTGP), Ltd. is the general partner of SCGF V Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund V, LP ("SC USGF V") and Sequoia Capital USGF Principals Fund V, L.P. (together, the "SC USGF V Funds"), which together own 100% of the outstanding shares of SC US GF V Holdings, Ltd ("SC USGF V Holdco"). As a result, SC US (TTGP), Ltd. and SCGF V Management, L.P. may be deemed to share voting and dispositive power with respect to the shares held by the SC USGF V Funds and SC USGF V Holdco. Each of SC US (TTGP), Ltd. and SCGF V Management, L.P. disclaims beneficial ownership of the shares held by the SC USGF V Funds and SC USGF V Holdco, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Common StockSEC Table I · non-derivativeIndirectSequoia Capital U.S. Growth Fund V, L.P.89,162 Reported balance Holding disclosure · report date 2020-02-26 · row 7 Holding and transaction disclosures are not merged.
1 source row

Row 7 · Balance 89,162

F3: SC US (TTGP), Ltd. is the general partner of SCGF V Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund V, LP ("SC USGF V") and Sequoia Capital USGF Principals Fund V, L.P. (together, the "SC USGF V Funds"), which together own 100% of the outstanding shares of SC US GF V Holdings, Ltd ("SC USGF V Holdco"). As a result, SC US (TTGP), Ltd. and SCGF V Management, L.P. may be deemed to share voting and dispositive power with respect to the shares held by the SC USGF V Funds and SC USGF V Holdco. Each of SC US (TTGP), Ltd. and SCGF V Management, L.P. disclaims beneficial ownership of the shares held by the SC USGF V Funds and SC USGF V Holdco, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Filing footnotes · ownership attribution and instrument terms

F1: Represents a pro rata distribution of Common Stock of the Issuer to partners or members for no consideration and includes subsequent distributions by general partners or managing members to their respective partners or members.

F2: SC US (TTGP), Ltd. is the general partner of SCGF IV Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund IV, LP and Sequoia Capital USGF Principals Fund IV, LP (collectively, the "SC USGF IV Funds"). As a result, SC US (TTGP), Ltd. and SCGF IV Management, L.P. may be deemed to share voting and dispositive power with respect to the shares held by the SC USGF IV Funds. Each of SC US (TTGP), Ltd. and SCGF IV Management, L.P. disclaims beneficial ownership of the shares held by the SC USGF IV Funds, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

F3: SC US (TTGP), Ltd. is the general partner of SCGF V Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund V, LP ("SC USGF V") and Sequoia Capital USGF Principals Fund V, L.P. (together, the "SC USGF V Funds"), which together own 100% of the outstanding shares of SC US GF V Holdings, Ltd ("SC USGF V Holdco"). As a result, SC US (TTGP), Ltd. and SCGF V Management, L.P. may be deemed to share voting and dispositive power with respect to the shares held by the SC USGF V Funds and SC USGF V Holdco. Each of SC US (TTGP), Ltd. and SCGF V Management, L.P. disclaims beneficial ownership of the shares held by the SC USGF V Funds and SC USGF V Holdco, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Section 16 reporting ended · disclosed 2017-05-26. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectBy Sequoia Capital XII, L.P.7,175,634 Reported balance After 2017-05-24 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2017-05-24 · Sale · Disposed 404,414 · Balance 7,175,634

F1: SC XII Management, LLC ("SC XII Management") is the general partner of Sequoia Capital XII, L.P. and Sequoia Technology Partners XII, L.P. and is the managing member of Sequoia Capital XII Principals Fund, LLC. As a result, SC XII Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital XII, L.P., Sequoia Technology Partners XII, L.P. and Sequoia Capital XII Principals Fund, LLC. Each of the reporting persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Common StockSEC Table I · non-derivativeIndirectBy Sequoia Capital XII Principals Fund, LLC766,910 Reported balance After 2017-05-24 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 2 · 2017-05-24 · Sale · Disposed 43,222 · Balance 766,910

F1: SC XII Management, LLC ("SC XII Management") is the general partner of Sequoia Capital XII, L.P. and Sequoia Technology Partners XII, L.P. and is the managing member of Sequoia Capital XII Principals Fund, LLC. As a result, SC XII Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital XII, L.P., Sequoia Technology Partners XII, L.P. and Sequoia Capital XII Principals Fund, LLC. Each of the reporting persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Common StockSEC Table I · non-derivativeIndirectBy Sequoia Technology Partners XII, L.P.268,500 Reported balance After 2017-05-24 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 3 · 2017-05-24 · Sale · Disposed 15,133 · Balance 268,500

F1: SC XII Management, LLC ("SC XII Management") is the general partner of Sequoia Capital XII, L.P. and Sequoia Technology Partners XII, L.P. and is the managing member of Sequoia Capital XII Principals Fund, LLC. As a result, SC XII Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital XII, L.P., Sequoia Technology Partners XII, L.P. and Sequoia Capital XII Principals Fund, LLC. Each of the reporting persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Common StockSEC Table I · non-derivativeIndirectBy Sequoia Capital U.S. Growth Fund IV, L.P.632,728 Reported balance After 2017-05-24 transaction · row 4 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 4 · 2017-05-24 · Sale · Disposed 35,660 · Balance 632,728

F2: SC US (TTGP), Ltd. ("SC TTGP") is the general partner of SCGF IV Management, L.P. ("SCGF IV Management"), which is the general partner of Sequoia Capital US Growth Fund IV, L.P. and Sequoia Capital USGF Principals Fund IV, L.P. As a result, SC TTGP and SCGF IV Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital US Growth Fund IV, L.P. and Sequoia Capital USGF Principals Fund IV, L.P. Each of the filing persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Common StockSEC Table I · non-derivativeIndirectBy Sequoia Capital USGF Principals Fund IV, L.P.27,875 Reported balance After 2017-05-24 transaction · row 5 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 5 · 2017-05-24 · Sale · Disposed 1,571 · Balance 27,875

F2: SC US (TTGP), Ltd. ("SC TTGP") is the general partner of SCGF IV Management, L.P. ("SCGF IV Management"), which is the general partner of Sequoia Capital US Growth Fund IV, L.P. and Sequoia Capital USGF Principals Fund IV, L.P. As a result, SC TTGP and SCGF IV Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital US Growth Fund IV, L.P. and Sequoia Capital USGF Principals Fund IV, L.P. Each of the filing persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Filing footnotes · ownership attribution and instrument terms

F1: SC XII Management, LLC ("SC XII Management") is the general partner of Sequoia Capital XII, L.P. and Sequoia Technology Partners XII, L.P. and is the managing member of Sequoia Capital XII Principals Fund, LLC. As a result, SC XII Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital XII, L.P., Sequoia Technology Partners XII, L.P. and Sequoia Capital XII Principals Fund, LLC. Each of the reporting persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

F2: SC US (TTGP), Ltd. ("SC TTGP") is the general partner of SCGF IV Management, L.P. ("SCGF IV Management"), which is the general partner of Sequoia Capital US Growth Fund IV, L.P. and Sequoia Capital USGF Principals Fund IV, L.P. As a result, SC TTGP and SCGF IV Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital US Growth Fund IV, L.P. and Sequoia Capital USGF Principals Fund IV, L.P. Each of the filing persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Section 16 reporting ended · disclosed 2019-06-13. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeIndirectBy Sequoia Capital U.S. Growth Fund IV, L.P.0 Last balance in matching sequence After 2019-06-10 transaction · row 6 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 1 · 2019-06-10 · Conversion · Acquired 846,821 · Balance 846,821

F1: SC US (TTGP), Ltd. is the general partner of SCGF IV Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund IV, L.P. and Sequoia Capital USGF Principals Fund IV, L.P., or collectively, the SC GFIV Funds. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Row 6 · 2019-06-10 · Other · Disposed 846,821 · Balance 0

F3: Represents a distribution of Class A Common Stock of the Issuer to partners or members and includes subsequent distributions by general partners or managing members to their respective partners or members.

F1: SC US (TTGP), Ltd. is the general partner of SCGF IV Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund IV, L.P. and Sequoia Capital USGF Principals Fund IV, L.P., or collectively, the SC GFIV Funds. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Class A Common StockSEC Table I · non-derivativeIndirectBy Sequoia Capital USGF Principals Fund IV, L.P.0 Last balance in matching sequence After 2019-06-10 transaction · row 7 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 2 · 2019-06-10 · Conversion · Acquired 37,310 · Balance 37,310

F1: SC US (TTGP), Ltd. is the general partner of SCGF IV Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund IV, L.P. and Sequoia Capital USGF Principals Fund IV, L.P., or collectively, the SC GFIV Funds. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Row 7 · 2019-06-10 · Other · Disposed 37,310 · Balance 0

F3: Represents a distribution of Class A Common Stock of the Issuer to partners or members and includes subsequent distributions by general partners or managing members to their respective partners or members.

F1: SC US (TTGP), Ltd. is the general partner of SCGF IV Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund IV, L.P. and Sequoia Capital USGF Principals Fund IV, L.P., or collectively, the SC GFIV Funds. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Class A Common StockSEC Table I · non-derivativeIndirectBy Sequoia Capital U.S. Venture 2010 Fund, LP0 Last balance in matching sequence After 2019-06-10 transaction · row 8 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 3 · 2019-06-10 · Conversion · Acquired 744,271 · Balance 744,271

F2: SC US (TTGP), Ltd. is the sole general partner of SC U.S. Venture 2010 Management, L.P., which is the sole general partner of each of Sequoia Capital U.S. Venture 2010 Fund, LP, Sequoia Capital U.S. Venture 2010 Partners Fund, LP and Sequoia Capital U.S. Venture 2010 Partners Fund (Q), LP, or collectively, the Venture 2010 Funds. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Row 8 · 2019-06-10 · Other · Disposed 744,271 · Balance 0

F3: Represents a distribution of Class A Common Stock of the Issuer to partners or members and includes subsequent distributions by general partners or managing members to their respective partners or members.

F2: SC US (TTGP), Ltd. is the sole general partner of SC U.S. Venture 2010 Management, L.P., which is the sole general partner of each of Sequoia Capital U.S. Venture 2010 Fund, LP, Sequoia Capital U.S. Venture 2010 Partners Fund, LP and Sequoia Capital U.S. Venture 2010 Partners Fund (Q), LP, or collectively, the Venture 2010 Funds. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Class A Common StockSEC Table I · non-derivativeIndirectBy Sequoia Capital U.S. Venture 2010 Partners Fund (Q), LP0 Last balance in matching sequence After 2019-06-10 transaction · row 9 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 4 · 2019-06-10 · Conversion · Acquired 81,790 · Balance 81,790

F2: SC US (TTGP), Ltd. is the sole general partner of SC U.S. Venture 2010 Management, L.P., which is the sole general partner of each of Sequoia Capital U.S. Venture 2010 Fund, LP, Sequoia Capital U.S. Venture 2010 Partners Fund, LP and Sequoia Capital U.S. Venture 2010 Partners Fund (Q), LP, or collectively, the Venture 2010 Funds. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Row 9 · 2019-06-10 · Other · Disposed 81,790 · Balance 0

F3: Represents a distribution of Class A Common Stock of the Issuer to partners or members and includes subsequent distributions by general partners or managing members to their respective partners or members.

F2: SC US (TTGP), Ltd. is the sole general partner of SC U.S. Venture 2010 Management, L.P., which is the sole general partner of each of Sequoia Capital U.S. Venture 2010 Fund, LP, Sequoia Capital U.S. Venture 2010 Partners Fund, LP and Sequoia Capital U.S. Venture 2010 Partners Fund (Q), LP, or collectively, the Venture 2010 Funds. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Class A Common StockSEC Table I · non-derivativeIndirectBy Sequoia Capital U.S. Venture 2010 Partners Fund, LP0 Last balance in matching sequence After 2019-06-10 transaction · row 10 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 5 · 2019-06-10 · Conversion · Acquired 16,514 · Balance 16,514

F2: SC US (TTGP), Ltd. is the sole general partner of SC U.S. Venture 2010 Management, L.P., which is the sole general partner of each of Sequoia Capital U.S. Venture 2010 Fund, LP, Sequoia Capital U.S. Venture 2010 Partners Fund, LP and Sequoia Capital U.S. Venture 2010 Partners Fund (Q), LP, or collectively, the Venture 2010 Funds. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Row 10 · 2019-06-10 · Other · Disposed 16,514 · Balance 0

F3: Represents a distribution of Class A Common Stock of the Issuer to partners or members and includes subsequent distributions by general partners or managing members to their respective partners or members.

F2: SC US (TTGP), Ltd. is the sole general partner of SC U.S. Venture 2010 Management, L.P., which is the sole general partner of each of Sequoia Capital U.S. Venture 2010 Fund, LP, Sequoia Capital U.S. Venture 2010 Partners Fund, LP and Sequoia Capital U.S. Venture 2010 Partners Fund (Q), LP, or collectively, the Venture 2010 Funds. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Class B Common StockSEC Table II · derivative / convertible securityIndirectBy Sequoia Capital U.S. Growth Fund IV, L.P.1,693,640 Reported balance After 2019-06-10 transaction · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · 2019-06-10 · Conversion · Disposed 846,821 · Balance 1,693,640

F4: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1: SC US (TTGP), Ltd. is the general partner of SCGF IV Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund IV, L.P. and Sequoia Capital USGF Principals Fund IV, L.P., or collectively, the SC GFIV Funds. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Class B Common StockSEC Table II · derivative / convertible securityIndirectBy Sequoia Capital USGF Principals Fund IV, L.P.74,620 Reported balance After 2019-06-10 transaction · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · 2019-06-10 · Conversion · Disposed 37,310 · Balance 74,620

F4: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1: SC US (TTGP), Ltd. is the general partner of SCGF IV Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund IV, L.P. and Sequoia Capital USGF Principals Fund IV, L.P., or collectively, the SC GFIV Funds. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Class B Common StockSEC Table II · derivative / convertible securityIndirectBy Sequoia Capital U.S. Venture 2010 Fund, LP1,488,543 Reported balance After 2019-06-10 transaction · row 13 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 13 · 2019-06-10 · Conversion · Disposed 744,271 · Balance 1,488,543

F4: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2: SC US (TTGP), Ltd. is the sole general partner of SC U.S. Venture 2010 Management, L.P., which is the sole general partner of each of Sequoia Capital U.S. Venture 2010 Fund, LP, Sequoia Capital U.S. Venture 2010 Partners Fund, LP and Sequoia Capital U.S. Venture 2010 Partners Fund (Q), LP, or collectively, the Venture 2010 Funds. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Class B Common StockSEC Table II · derivative / convertible securityIndirectBy Sequoia Capital U.S. Venture 2010 Partners Fund (Q), LP163,578 Reported balance After 2019-06-10 transaction · row 14 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 14 · 2019-06-10 · Conversion · Disposed 81,790 · Balance 163,578

F4: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2: SC US (TTGP), Ltd. is the sole general partner of SC U.S. Venture 2010 Management, L.P., which is the sole general partner of each of Sequoia Capital U.S. Venture 2010 Fund, LP, Sequoia Capital U.S. Venture 2010 Partners Fund, LP and Sequoia Capital U.S. Venture 2010 Partners Fund (Q), LP, or collectively, the Venture 2010 Funds. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Class B Common StockSEC Table II · derivative / convertible securityIndirectBy Sequoia Capital U.S. Venture 2010 Partners Fund, LP33,029 Reported balance After 2019-06-10 transaction · row 15 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 15 · 2019-06-10 · Conversion · Disposed 16,514 · Balance 33,029

F4: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2: SC US (TTGP), Ltd. is the sole general partner of SC U.S. Venture 2010 Management, L.P., which is the sole general partner of each of Sequoia Capital U.S. Venture 2010 Fund, LP, Sequoia Capital U.S. Venture 2010 Partners Fund, LP and Sequoia Capital U.S. Venture 2010 Partners Fund (Q), LP, or collectively, the Venture 2010 Funds. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Filing footnotes · ownership attribution and instrument terms

F1: SC US (TTGP), Ltd. is the general partner of SCGF IV Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund IV, L.P. and Sequoia Capital USGF Principals Fund IV, L.P., or collectively, the SC GFIV Funds. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

F2: SC US (TTGP), Ltd. is the sole general partner of SC U.S. Venture 2010 Management, L.P., which is the sole general partner of each of Sequoia Capital U.S. Venture 2010 Fund, LP, Sequoia Capital U.S. Venture 2010 Partners Fund, LP and Sequoia Capital U.S. Venture 2010 Partners Fund (Q), LP, or collectively, the Venture 2010 Funds. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

F3: Represents a distribution of Class A Common Stock of the Issuer to partners or members and includes subsequent distributions by general partners or managing members to their respective partners or members.

F4: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Section 16 reporting ended · disclosed 2013-05-30. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectBy Sequoia Capital U.S. Growth Fund IV, LP11,474,126 Reported balance After 2013-05-28 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2013-05-28 · Other · Disposed 5,737,063 · Balance 11,474,126

F1: Represents a pro rata in-kind distribution of Common Stock of the Issuer to partners or members and includes subsequent distributions by general partners or managing members to their respective partners or members.

F2: SCGF GenPar, Ltd. ("SCGF GenPar") is the sole general partner of SCGF IV Management, L.P. ("SCGF IV Management"), which is the sole general partner of Sequoia Capital US Growth Fund IV, L.P. and Sequoia Capital USGF Principals Fund IV, L.P. As a result, SCGF GenPar and SCGF IV Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital US Growth Fund IV, L.P. and Sequoia Capital USGF Principals Fund IV, L.P. Each of the filing persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Common StockSEC Table I · non-derivativeIndirectBy Sequoia Capital USGF Principals Fund IV, LP498,046 Reported balance After 2013-05-28 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 2 · 2013-05-28 · Other · Disposed 249,023 · Balance 498,046

F1: Represents a pro rata in-kind distribution of Common Stock of the Issuer to partners or members and includes subsequent distributions by general partners or managing members to their respective partners or members.

F2: SCGF GenPar, Ltd. ("SCGF GenPar") is the sole general partner of SCGF IV Management, L.P. ("SCGF IV Management"), which is the sole general partner of Sequoia Capital US Growth Fund IV, L.P. and Sequoia Capital USGF Principals Fund IV, L.P. As a result, SCGF GenPar and SCGF IV Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital US Growth Fund IV, L.P. and Sequoia Capital USGF Principals Fund IV, L.P. Each of the filing persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Common StockSEC Table I · non-derivativeIndirectBy SC US GF V Holdings, Ltd.337,500 Reported balance Holding disclosure · report date 2013-05-28 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 337,500

F3: SC GF V TT, Ltd. ("SCGF V") is the sole general partner of SCGF V Management, L.P. ("SCGF V Management"), which is the sole general partner of each of Sequoia Capital US Growth Fund V, L.P. and Sequoia Capital USGF Principals Fund V, L.P. Sequoia Capital US Growth Fund V, L.P. and Sequoia Capital USGF Principals Fund V, L.P. together own 100% of the outstanding ordinary shares of SC US GF V Holdings, Ltd. As a result, Sequoia Capital US Growth Fund V, L.P., Sequoia Capital USGF Principals Fund V, L.P., SCGF V and SCGF V Management may be deemed to share voting and dispositive power with respect to the shares held by SC US GF V Holdings, Ltd. Each of the filing persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Filing footnotes · ownership attribution and instrument terms

F1: Represents a pro rata in-kind distribution of Common Stock of the Issuer to partners or members and includes subsequent distributions by general partners or managing members to their respective partners or members.

F2: SCGF GenPar, Ltd. ("SCGF GenPar") is the sole general partner of SCGF IV Management, L.P. ("SCGF IV Management"), which is the sole general partner of Sequoia Capital US Growth Fund IV, L.P. and Sequoia Capital USGF Principals Fund IV, L.P. As a result, SCGF GenPar and SCGF IV Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital US Growth Fund IV, L.P. and Sequoia Capital USGF Principals Fund IV, L.P. Each of the filing persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

F3: SC GF V TT, Ltd. ("SCGF V") is the sole general partner of SCGF V Management, L.P. ("SCGF V Management"), which is the sole general partner of each of Sequoia Capital US Growth Fund V, L.P. and Sequoia Capital USGF Principals Fund V, L.P. Sequoia Capital US Growth Fund V, L.P. and Sequoia Capital USGF Principals Fund V, L.P. together own 100% of the outstanding ordinary shares of SC US GF V Holdings, Ltd. As a result, Sequoia Capital US Growth Fund V, L.P., Sequoia Capital USGF Principals Fund V, L.P., SCGF V and SCGF V Management may be deemed to share voting and dispositive power with respect to the shares held by SC US GF V Holdings, Ltd. Each of the filing persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
April 01, 2019 Filed Apr 4, 2019 01:46 UTC MongoDB, Inc. MDB · Entity 3107 OtherClass A Common Stock 37,310 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-009933 · doc4.xml · nonDerivative · entry 7

SC US (TTGP), LTD. · CIK 0001607841 · 10% owner

SC U.S. VENTURE 2010 MANAGEMENT, L.P. · CIK 0001611355 · 10% owner

SEQUOIA CAPITAL U.S. VENTURE 2010 FUND, L.P. · CIK 0001488811 · 10% owner

Sequoia Capital U.S. Venture 2010 Partners Fund (Q), L.P. · CIK 0001499293 · 10% owner

Sequoia Capital U.S. Venture 2010 Partners Fund, L.P. · CIK 0001499256 · 10% owner

SCGF IV MANAGEMENT LP · CIK 0001447940 · 10% owner

SEQUOIA CAPITAL US GROWTH FUND IV LP · CIK 0001444121 · 10% owner

SEQUOIA CAPITAL USGF PRINCIPALS FUND IV LP · CIK 0001460980 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sequoia Capital USGF Principals Fund IV, L.P.

Disclosed balance after: 0

F3 · kind: Represents a distribution of Class A Common Stock of the Issuer to partners or members and includes subsequent distributions by general partners or managing members to their respective partners or members.

F1 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SCGF IV Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund IV, L.P. and Sequoia Capital USGF Principals Fund IV, L.P., or collectively, the SC GFIV Funds. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
April 01, 2019 Filed Apr 4, 2019 01:46 UTC MongoDB, Inc. MDB · Entity 3107 OtherClass A Common Stock 846,821 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-009933 · doc4.xml · nonDerivative · entry 6

SC US (TTGP), LTD. · CIK 0001607841 · 10% owner

SC U.S. VENTURE 2010 MANAGEMENT, L.P. · CIK 0001611355 · 10% owner

SEQUOIA CAPITAL U.S. VENTURE 2010 FUND, L.P. · CIK 0001488811 · 10% owner

Sequoia Capital U.S. Venture 2010 Partners Fund (Q), L.P. · CIK 0001499293 · 10% owner

Sequoia Capital U.S. Venture 2010 Partners Fund, L.P. · CIK 0001499256 · 10% owner

SCGF IV MANAGEMENT LP · CIK 0001447940 · 10% owner

SEQUOIA CAPITAL US GROWTH FUND IV LP · CIK 0001444121 · 10% owner

SEQUOIA CAPITAL USGF PRINCIPALS FUND IV LP · CIK 0001460980 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sequoia Capital U.S. Growth Fund IV, L.P.

Disclosed balance after: 0

F3 · kind: Represents a distribution of Class A Common Stock of the Issuer to partners or members and includes subsequent distributions by general partners or managing members to their respective partners or members.

F1 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SCGF IV Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund IV, L.P. and Sequoia Capital USGF Principals Fund IV, L.P., or collectively, the SC GFIV Funds. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
April 01, 2019 Filed Apr 4, 2019 01:46 UTC MongoDB, Inc. MDB · Entity 3107 ConversionClass A Common Stock 16,514 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-009933 · doc4.xml · nonDerivative · entry 5

SC US (TTGP), LTD. · CIK 0001607841 · 10% owner

SC U.S. VENTURE 2010 MANAGEMENT, L.P. · CIK 0001611355 · 10% owner

SEQUOIA CAPITAL U.S. VENTURE 2010 FUND, L.P. · CIK 0001488811 · 10% owner

Sequoia Capital U.S. Venture 2010 Partners Fund (Q), L.P. · CIK 0001499293 · 10% owner

Sequoia Capital U.S. Venture 2010 Partners Fund, L.P. · CIK 0001499256 · 10% owner

SCGF IV MANAGEMENT LP · CIK 0001447940 · 10% owner

SEQUOIA CAPITAL US GROWTH FUND IV LP · CIK 0001444121 · 10% owner

SEQUOIA CAPITAL USGF PRINCIPALS FUND IV LP · CIK 0001460980 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sequoia Capital U.S. Venture 2010 Partners Fund, LP

Disclosed balance after: 16,514

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · ownership.nature: SC US (TTGP), Ltd. is the sole general partner of SC U.S. Venture 2010 Management, L.P., which is the sole general partner of each of Sequoia Capital U.S. Venture 2010 Fund, LP, Sequoia Capital U.S. Venture 2010 Partners Fund, LP and Sequoia Capital U.S. Venture 2010 Partners Fund (Q), LP, or collectively, the Venture 2010 Funds. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
April 01, 2019 Filed Apr 4, 2019 01:46 UTC MongoDB, Inc. MDB · Entity 3107 ConversionClass A Common Stock 81,790 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-009933 · doc4.xml · nonDerivative · entry 4

SC US (TTGP), LTD. · CIK 0001607841 · 10% owner

SC U.S. VENTURE 2010 MANAGEMENT, L.P. · CIK 0001611355 · 10% owner

SEQUOIA CAPITAL U.S. VENTURE 2010 FUND, L.P. · CIK 0001488811 · 10% owner

Sequoia Capital U.S. Venture 2010 Partners Fund (Q), L.P. · CIK 0001499293 · 10% owner

Sequoia Capital U.S. Venture 2010 Partners Fund, L.P. · CIK 0001499256 · 10% owner

SCGF IV MANAGEMENT LP · CIK 0001447940 · 10% owner

SEQUOIA CAPITAL US GROWTH FUND IV LP · CIK 0001444121 · 10% owner

SEQUOIA CAPITAL USGF PRINCIPALS FUND IV LP · CIK 0001460980 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sequoia Capital U.S. Venture 2010 Partners Fund (Q), LP

Disclosed balance after: 81,790

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · ownership.nature: SC US (TTGP), Ltd. is the sole general partner of SC U.S. Venture 2010 Management, L.P., which is the sole general partner of each of Sequoia Capital U.S. Venture 2010 Fund, LP, Sequoia Capital U.S. Venture 2010 Partners Fund, LP and Sequoia Capital U.S. Venture 2010 Partners Fund (Q), LP, or collectively, the Venture 2010 Funds. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
April 01, 2019 Filed Apr 4, 2019 01:46 UTC MongoDB, Inc. MDB · Entity 3107 ConversionClass A Common Stock 744,271 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-009933 · doc4.xml · nonDerivative · entry 3

SC US (TTGP), LTD. · CIK 0001607841 · 10% owner

SC U.S. VENTURE 2010 MANAGEMENT, L.P. · CIK 0001611355 · 10% owner

SEQUOIA CAPITAL U.S. VENTURE 2010 FUND, L.P. · CIK 0001488811 · 10% owner

Sequoia Capital U.S. Venture 2010 Partners Fund (Q), L.P. · CIK 0001499293 · 10% owner

Sequoia Capital U.S. Venture 2010 Partners Fund, L.P. · CIK 0001499256 · 10% owner

SCGF IV MANAGEMENT LP · CIK 0001447940 · 10% owner

SEQUOIA CAPITAL US GROWTH FUND IV LP · CIK 0001444121 · 10% owner

SEQUOIA CAPITAL USGF PRINCIPALS FUND IV LP · CIK 0001460980 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sequoia Capital U.S. Venture 2010 Fund, LP

Disclosed balance after: 744,271

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · ownership.nature: SC US (TTGP), Ltd. is the sole general partner of SC U.S. Venture 2010 Management, L.P., which is the sole general partner of each of Sequoia Capital U.S. Venture 2010 Fund, LP, Sequoia Capital U.S. Venture 2010 Partners Fund, LP and Sequoia Capital U.S. Venture 2010 Partners Fund (Q), LP, or collectively, the Venture 2010 Funds. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
April 01, 2019 Filed Apr 4, 2019 01:46 UTC MongoDB, Inc. MDB · Entity 3107 ConversionClass A Common Stock 37,310 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-009933 · doc4.xml · nonDerivative · entry 2

SC US (TTGP), LTD. · CIK 0001607841 · 10% owner

SC U.S. VENTURE 2010 MANAGEMENT, L.P. · CIK 0001611355 · 10% owner

SEQUOIA CAPITAL U.S. VENTURE 2010 FUND, L.P. · CIK 0001488811 · 10% owner

Sequoia Capital U.S. Venture 2010 Partners Fund (Q), L.P. · CIK 0001499293 · 10% owner

Sequoia Capital U.S. Venture 2010 Partners Fund, L.P. · CIK 0001499256 · 10% owner

SCGF IV MANAGEMENT LP · CIK 0001447940 · 10% owner

SEQUOIA CAPITAL US GROWTH FUND IV LP · CIK 0001444121 · 10% owner

SEQUOIA CAPITAL USGF PRINCIPALS FUND IV LP · CIK 0001460980 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sequoia Capital USGF Principals Fund IV, L.P.

Disclosed balance after: 37,310

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SCGF IV Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund IV, L.P. and Sequoia Capital USGF Principals Fund IV, L.P., or collectively, the SC GFIV Funds. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
April 01, 2019 Filed Apr 4, 2019 01:46 UTC MongoDB, Inc. MDB · Entity 3107 ConversionClass A Common Stock 846,821 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-009933 · doc4.xml · nonDerivative · entry 1

SC US (TTGP), LTD. · CIK 0001607841 · 10% owner

SC U.S. VENTURE 2010 MANAGEMENT, L.P. · CIK 0001611355 · 10% owner

SEQUOIA CAPITAL U.S. VENTURE 2010 FUND, L.P. · CIK 0001488811 · 10% owner

Sequoia Capital U.S. Venture 2010 Partners Fund (Q), L.P. · CIK 0001499293 · 10% owner

Sequoia Capital U.S. Venture 2010 Partners Fund, L.P. · CIK 0001499256 · 10% owner

SCGF IV MANAGEMENT LP · CIK 0001447940 · 10% owner

SEQUOIA CAPITAL US GROWTH FUND IV LP · CIK 0001444121 · 10% owner

SEQUOIA CAPITAL USGF PRINCIPALS FUND IV LP · CIK 0001460980 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sequoia Capital U.S. Growth Fund IV, L.P.

Disclosed balance after: 846,821

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SCGF IV Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund IV, L.P. and Sequoia Capital USGF Principals Fund IV, L.P., or collectively, the SC GFIV Funds. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
October 23, 2017 Filed Oct 25, 2017 14:36 UTC MongoDB, Inc. MDB · Entity 3107 OtherClass B Common Stock · Derivative 149,240 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-024635 · doc4.xml · derivative · entry 17

SC US (TTGP), LTD. · CIK 0001607841 · 10% owner

SC U.S. VENTURE 2010 MANAGEMENT, L.P. · CIK 0001611355 · 10% owner

SEQUOIA CAPITAL U.S. VENTURE 2010 FUND, L.P. · CIK 0001488811 · 10% owner

Sequoia Capital U.S. Venture 2010 Partners Fund (Q), L.P. · CIK 0001499293 · 10% owner

Sequoia Capital U.S. Venture 2010 Partners Fund, L.P. · CIK 0001499256 · 10% owner

SCGF IV MANAGEMENT LP · CIK 0001447940 · 10% owner

SEQUOIA CAPITAL US GROWTH FUND IV LP · CIK 0001444121 · 10% owner

SEQUOIA CAPITAL USGF PRINCIPALS FUND IV LP · CIK 0001460980 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sequoia Capital USGF Principals Fund IV, L.P.

Disclosed balance after: 149,240

Underlying: Class A Common Stock · 149,240 shares

Expires not disclosed

F7 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Upon the closing of the Issuer's sale of its Class A Common Stock in its firm commitment underwritten initial public offering pursuant to a registration statement on Form S-1 (File No. 333-220557) under the Securities Act of 1933, as amended, the Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, or (ii) at such time as the outstanding shares of Class B common stock represent less than 10% of the aggregate voting power of the Issuer's capital stock.

F8 · kind: Immediately prior to the closing of the Issuer's initial public offering, each series of the Issuer's redeemable convertible preferred stock automatically converted into Class B Common Stock.

F7 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Upon the closing of the Issuer's sale of its Class A Common Stock in its firm commitment underwritten initial public offering pursuant to a registration statement on Form S-1 (File No. 333-220557) under the Securities Act of 1933, as amended, the Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, or (ii) at such time as the outstanding shares of Class B common stock represent less than 10% of the aggregate voting power of the Issuer's capital stock.

F7 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Upon the closing of the Issuer's sale of its Class A Common Stock in its firm commitment underwritten initial public offering pursuant to a registration statement on Form S-1 (File No. 333-220557) under the Securities Act of 1933, as amended, the Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, or (ii) at such time as the outstanding shares of Class B common stock represent less than 10% of the aggregate voting power of the Issuer's capital stock.

F4 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SCGF IV Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund IV, L.P. and Sequoia Capital USGF Principals Fund IV, L.P., or collectively, the SC GFIV Funds. As a result, each of SC US (TTGP), Ltd. and SCGF IV Management, L.P. may be deemed to share voting and dispositive power with respect to the shares held by the SC GFIV Funds. Each of SC US (TTGP), Ltd. and SCGF IV Management, L.P. disclaims beneficial ownership of the securities held by the SC GFIV Funds except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
October 23, 2017 Filed Oct 25, 2017 14:36 UTC MongoDB, Inc. MDB · Entity 3107 OtherClass B Common Stock · Derivative 3,387,282 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-024635 · doc4.xml · derivative · entry 16

SC US (TTGP), LTD. · CIK 0001607841 · 10% owner

SC U.S. VENTURE 2010 MANAGEMENT, L.P. · CIK 0001611355 · 10% owner

SEQUOIA CAPITAL U.S. VENTURE 2010 FUND, L.P. · CIK 0001488811 · 10% owner

Sequoia Capital U.S. Venture 2010 Partners Fund (Q), L.P. · CIK 0001499293 · 10% owner

Sequoia Capital U.S. Venture 2010 Partners Fund, L.P. · CIK 0001499256 · 10% owner

SCGF IV MANAGEMENT LP · CIK 0001447940 · 10% owner

SEQUOIA CAPITAL US GROWTH FUND IV LP · CIK 0001444121 · 10% owner

SEQUOIA CAPITAL USGF PRINCIPALS FUND IV LP · CIK 0001460980 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sequoia Capital U.S. Growth Fund IV, LP

Disclosed balance after: 3,387,282

Underlying: Class A Common Stock · 3,387,282 shares

Expires not disclosed

F7 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Upon the closing of the Issuer's sale of its Class A Common Stock in its firm commitment underwritten initial public offering pursuant to a registration statement on Form S-1 (File No. 333-220557) under the Securities Act of 1933, as amended, the Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, or (ii) at such time as the outstanding shares of Class B common stock represent less than 10% of the aggregate voting power of the Issuer's capital stock.

F8 · kind: Immediately prior to the closing of the Issuer's initial public offering, each series of the Issuer's redeemable convertible preferred stock automatically converted into Class B Common Stock.

F7 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Upon the closing of the Issuer's sale of its Class A Common Stock in its firm commitment underwritten initial public offering pursuant to a registration statement on Form S-1 (File No. 333-220557) under the Securities Act of 1933, as amended, the Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, or (ii) at such time as the outstanding shares of Class B common stock represent less than 10% of the aggregate voting power of the Issuer's capital stock.

F7 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Upon the closing of the Issuer's sale of its Class A Common Stock in its firm commitment underwritten initial public offering pursuant to a registration statement on Form S-1 (File No. 333-220557) under the Securities Act of 1933, as amended, the Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, or (ii) at such time as the outstanding shares of Class B common stock represent less than 10% of the aggregate voting power of the Issuer's capital stock.

F4 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SCGF IV Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund IV, L.P. and Sequoia Capital USGF Principals Fund IV, L.P., or collectively, the SC GFIV Funds. As a result, each of SC US (TTGP), Ltd. and SCGF IV Management, L.P. may be deemed to share voting and dispositive power with respect to the shares held by the SC GFIV Funds. Each of SC US (TTGP), Ltd. and SCGF IV Management, L.P. disclaims beneficial ownership of the securities held by the SC GFIV Funds except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
October 23, 2017 Filed Oct 25, 2017 14:36 UTC MongoDB, Inc. MDB · Entity 3107 OtherClass B Common Stock · Derivative 66,057 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-024635 · doc4.xml · derivative · entry 15

SC US (TTGP), LTD. · CIK 0001607841 · 10% owner

SC U.S. VENTURE 2010 MANAGEMENT, L.P. · CIK 0001611355 · 10% owner

SEQUOIA CAPITAL U.S. VENTURE 2010 FUND, L.P. · CIK 0001488811 · 10% owner

Sequoia Capital U.S. Venture 2010 Partners Fund (Q), L.P. · CIK 0001499293 · 10% owner

Sequoia Capital U.S. Venture 2010 Partners Fund, L.P. · CIK 0001499256 · 10% owner

SCGF IV MANAGEMENT LP · CIK 0001447940 · 10% owner

SEQUOIA CAPITAL US GROWTH FUND IV LP · CIK 0001444121 · 10% owner

SEQUOIA CAPITAL USGF PRINCIPALS FUND IV LP · CIK 0001460980 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sequoia Capital U.S. Venture 2010 Partners Fund, LP

Disclosed balance after: 66,057

Underlying: Class A Common Stock · 66,057 shares

Expires not disclosed

F7 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Upon the closing of the Issuer's sale of its Class A Common Stock in its firm commitment underwritten initial public offering pursuant to a registration statement on Form S-1 (File No. 333-220557) under the Securities Act of 1933, as amended, the Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, or (ii) at such time as the outstanding shares of Class B common stock represent less than 10% of the aggregate voting power of the Issuer's capital stock.

F8 · kind: Immediately prior to the closing of the Issuer's initial public offering, each series of the Issuer's redeemable convertible preferred stock automatically converted into Class B Common Stock.

F7 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Upon the closing of the Issuer's sale of its Class A Common Stock in its firm commitment underwritten initial public offering pursuant to a registration statement on Form S-1 (File No. 333-220557) under the Securities Act of 1933, as amended, the Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, or (ii) at such time as the outstanding shares of Class B common stock represent less than 10% of the aggregate voting power of the Issuer's capital stock.

F7 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Upon the closing of the Issuer's sale of its Class A Common Stock in its firm commitment underwritten initial public offering pursuant to a registration statement on Form S-1 (File No. 333-220557) under the Securities Act of 1933, as amended, the Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, or (ii) at such time as the outstanding shares of Class B common stock represent less than 10% of the aggregate voting power of the Issuer's capital stock.

F2 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SC U.S. Venture 2010 Management, L.P., which is the general partner of each of Sequoia Capital U.S. Venture 2010 Fund, LP, Sequoia Capital U.S. Venture 2010 Partners Fund (Q), LP and Sequoia Capital U.S. Venture 2010 Partners Fund, LP, or collectively, the SC 2010 Funds. As a result, each of SC US (TTGP), Ltd. and SC U.S. Venture 2010 Management, L.P. may be deemed to share voting and dispositive power with respect to the shares held by the SC 2010 Funds. Each of SC US (TTGP), Ltd. and SC U.S. Venture 2010 Management, L.P. disclaims beneficial ownership of the securities held by the SC 2010 Funds except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
October 23, 2017 Filed Oct 25, 2017 14:36 UTC MongoDB, Inc. MDB · Entity 3107 OtherClass B Common Stock · Derivative 327,158 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-024635 · doc4.xml · derivative · entry 14

SC US (TTGP), LTD. · CIK 0001607841 · 10% owner

SC U.S. VENTURE 2010 MANAGEMENT, L.P. · CIK 0001611355 · 10% owner

SEQUOIA CAPITAL U.S. VENTURE 2010 FUND, L.P. · CIK 0001488811 · 10% owner

Sequoia Capital U.S. Venture 2010 Partners Fund (Q), L.P. · CIK 0001499293 · 10% owner

Sequoia Capital U.S. Venture 2010 Partners Fund, L.P. · CIK 0001499256 · 10% owner

SCGF IV MANAGEMENT LP · CIK 0001447940 · 10% owner

SEQUOIA CAPITAL US GROWTH FUND IV LP · CIK 0001444121 · 10% owner

SEQUOIA CAPITAL USGF PRINCIPALS FUND IV LP · CIK 0001460980 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sequoia Capital U.S. Venture 2010 Partners Fund (Q), LP

Disclosed balance after: 327,158

Underlying: Class A Common Stock · 327,158 shares

Expires not disclosed

F7 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Upon the closing of the Issuer's sale of its Class A Common Stock in its firm commitment underwritten initial public offering pursuant to a registration statement on Form S-1 (File No. 333-220557) under the Securities Act of 1933, as amended, the Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, or (ii) at such time as the outstanding shares of Class B common stock represent less than 10% of the aggregate voting power of the Issuer's capital stock.

F8 · kind: Immediately prior to the closing of the Issuer's initial public offering, each series of the Issuer's redeemable convertible preferred stock automatically converted into Class B Common Stock.

F7 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Upon the closing of the Issuer's sale of its Class A Common Stock in its firm commitment underwritten initial public offering pursuant to a registration statement on Form S-1 (File No. 333-220557) under the Securities Act of 1933, as amended, the Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, or (ii) at such time as the outstanding shares of Class B common stock represent less than 10% of the aggregate voting power of the Issuer's capital stock.

F7 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Upon the closing of the Issuer's sale of its Class A Common Stock in its firm commitment underwritten initial public offering pursuant to a registration statement on Form S-1 (File No. 333-220557) under the Securities Act of 1933, as amended, the Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, or (ii) at such time as the outstanding shares of Class B common stock represent less than 10% of the aggregate voting power of the Issuer's capital stock.

F2 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SC U.S. Venture 2010 Management, L.P., which is the general partner of each of Sequoia Capital U.S. Venture 2010 Fund, LP, Sequoia Capital U.S. Venture 2010 Partners Fund (Q), LP and Sequoia Capital U.S. Venture 2010 Partners Fund, LP, or collectively, the SC 2010 Funds. As a result, each of SC US (TTGP), Ltd. and SC U.S. Venture 2010 Management, L.P. may be deemed to share voting and dispositive power with respect to the shares held by the SC 2010 Funds. Each of SC US (TTGP), Ltd. and SC U.S. Venture 2010 Management, L.P. disclaims beneficial ownership of the securities held by the SC 2010 Funds except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
October 23, 2017 Filed Oct 25, 2017 14:36 UTC MongoDB, Inc. MDB · Entity 3107 OtherClass B Common Stock · Derivative 2,977,085 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-024635 · doc4.xml · derivative · entry 13

SC US (TTGP), LTD. · CIK 0001607841 · 10% owner

SC U.S. VENTURE 2010 MANAGEMENT, L.P. · CIK 0001611355 · 10% owner

SEQUOIA CAPITAL U.S. VENTURE 2010 FUND, L.P. · CIK 0001488811 · 10% owner

Sequoia Capital U.S. Venture 2010 Partners Fund (Q), L.P. · CIK 0001499293 · 10% owner

Sequoia Capital U.S. Venture 2010 Partners Fund, L.P. · CIK 0001499256 · 10% owner

SCGF IV MANAGEMENT LP · CIK 0001447940 · 10% owner

SEQUOIA CAPITAL US GROWTH FUND IV LP · CIK 0001444121 · 10% owner

SEQUOIA CAPITAL USGF PRINCIPALS FUND IV LP · CIK 0001460980 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sequoia Capital U.S. Venture 2010 Fund, LP

Disclosed balance after: 2,977,085

Underlying: Class A Common Stock · 2,977,085 shares

Expires not disclosed

F7 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Upon the closing of the Issuer's sale of its Class A Common Stock in its firm commitment underwritten initial public offering pursuant to a registration statement on Form S-1 (File No. 333-220557) under the Securities Act of 1933, as amended, the Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, or (ii) at such time as the outstanding shares of Class B common stock represent less than 10% of the aggregate voting power of the Issuer's capital stock.

F8 · kind: Immediately prior to the closing of the Issuer's initial public offering, each series of the Issuer's redeemable convertible preferred stock automatically converted into Class B Common Stock.

F7 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Upon the closing of the Issuer's sale of its Class A Common Stock in its firm commitment underwritten initial public offering pursuant to a registration statement on Form S-1 (File No. 333-220557) under the Securities Act of 1933, as amended, the Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, or (ii) at such time as the outstanding shares of Class B common stock represent less than 10% of the aggregate voting power of the Issuer's capital stock.

F7 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Upon the closing of the Issuer's sale of its Class A Common Stock in its firm commitment underwritten initial public offering pursuant to a registration statement on Form S-1 (File No. 333-220557) under the Securities Act of 1933, as amended, the Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, or (ii) at such time as the outstanding shares of Class B common stock represent less than 10% of the aggregate voting power of the Issuer's capital stock.

F2 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SC U.S. Venture 2010 Management, L.P., which is the general partner of each of Sequoia Capital U.S. Venture 2010 Fund, LP, Sequoia Capital U.S. Venture 2010 Partners Fund (Q), LP and Sequoia Capital U.S. Venture 2010 Partners Fund, LP, or collectively, the SC 2010 Funds. As a result, each of SC US (TTGP), Ltd. and SC U.S. Venture 2010 Management, L.P. may be deemed to share voting and dispositive power with respect to the shares held by the SC 2010 Funds. Each of SC US (TTGP), Ltd. and SC U.S. Venture 2010 Management, L.P. disclaims beneficial ownership of the securities held by the SC 2010 Funds except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
October 23, 2017 Filed Oct 25, 2017 14:36 UTC MongoDB, Inc. MDB · Entity 3107 ConversionSeries F Redeemable Convertible Preferred Stock · Derivative 25,233 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-024635 · doc4.xml · derivative · entry 12

SC US (TTGP), LTD. · CIK 0001607841 · 10% owner

SC U.S. VENTURE 2010 MANAGEMENT, L.P. · CIK 0001611355 · 10% owner

SEQUOIA CAPITAL U.S. VENTURE 2010 FUND, L.P. · CIK 0001488811 · 10% owner

Sequoia Capital U.S. Venture 2010 Partners Fund (Q), L.P. · CIK 0001499293 · 10% owner

Sequoia Capital U.S. Venture 2010 Partners Fund, L.P. · CIK 0001499256 · 10% owner

SCGF IV MANAGEMENT LP · CIK 0001447940 · 10% owner

SEQUOIA CAPITAL US GROWTH FUND IV LP · CIK 0001444121 · 10% owner

SEQUOIA CAPITAL USGF PRINCIPALS FUND IV LP · CIK 0001460980 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sequoia Capital USGF Principals Fund IV, L.P.

Disclosed balance after: 0

Underlying: Class B Common Stock · 12,616 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: The Series F Redeemable Convertible Preferred Stock automatically converted into Class B Common Stock on a 1:0.5 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F6 · derivative.exercise_date: The Series F Redeemable Convertible Preferred Stock automatically converted into Class B Common Stock on a 1:0.5 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F6 · derivative.expiration_date: The Series F Redeemable Convertible Preferred Stock automatically converted into Class B Common Stock on a 1:0.5 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F4 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SCGF IV Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund IV, L.P. and Sequoia Capital USGF Principals Fund IV, L.P., or collectively, the SC GFIV Funds. As a result, each of SC US (TTGP), Ltd. and SCGF IV Management, L.P. may be deemed to share voting and dispositive power with respect to the shares held by the SC GFIV Funds. Each of SC US (TTGP), Ltd. and SCGF IV Management, L.P. disclaims beneficial ownership of the securities held by the SC GFIV Funds except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
October 23, 2017 Filed Oct 25, 2017 14:36 UTC MongoDB, Inc. MDB · Entity 3107 ConversionSeries F Redeemable Convertible Preferred Stock · Derivative 572,704 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-024635 · doc4.xml · derivative · entry 11

SC US (TTGP), LTD. · CIK 0001607841 · 10% owner

SC U.S. VENTURE 2010 MANAGEMENT, L.P. · CIK 0001611355 · 10% owner

SEQUOIA CAPITAL U.S. VENTURE 2010 FUND, L.P. · CIK 0001488811 · 10% owner

Sequoia Capital U.S. Venture 2010 Partners Fund (Q), L.P. · CIK 0001499293 · 10% owner

Sequoia Capital U.S. Venture 2010 Partners Fund, L.P. · CIK 0001499256 · 10% owner

SCGF IV MANAGEMENT LP · CIK 0001447940 · 10% owner

SEQUOIA CAPITAL US GROWTH FUND IV LP · CIK 0001444121 · 10% owner

SEQUOIA CAPITAL USGF PRINCIPALS FUND IV LP · CIK 0001460980 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sequoia Capital U.S. Growth Fund IV, LP

Disclosed balance after: 0

Underlying: Class B Common Stock · 286,352 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: The Series F Redeemable Convertible Preferred Stock automatically converted into Class B Common Stock on a 1:0.5 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F6 · derivative.exercise_date: The Series F Redeemable Convertible Preferred Stock automatically converted into Class B Common Stock on a 1:0.5 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F6 · derivative.expiration_date: The Series F Redeemable Convertible Preferred Stock automatically converted into Class B Common Stock on a 1:0.5 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F4 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SCGF IV Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund IV, L.P. and Sequoia Capital USGF Principals Fund IV, L.P., or collectively, the SC GFIV Funds. As a result, each of SC US (TTGP), Ltd. and SCGF IV Management, L.P. may be deemed to share voting and dispositive power with respect to the shares held by the SC GFIV Funds. Each of SC US (TTGP), Ltd. and SCGF IV Management, L.P. disclaims beneficial ownership of the securities held by the SC GFIV Funds except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
October 23, 2017 Filed Oct 25, 2017 14:36 UTC MongoDB, Inc. MDB · Entity 3107 ConversionSeries E Redeemable Convertible Preferred Stock · Derivative 37,024 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-024635 · doc4.xml · derivative · entry 10

SC US (TTGP), LTD. · CIK 0001607841 · 10% owner

SC U.S. VENTURE 2010 MANAGEMENT, L.P. · CIK 0001611355 · 10% owner

SEQUOIA CAPITAL U.S. VENTURE 2010 FUND, L.P. · CIK 0001488811 · 10% owner

Sequoia Capital U.S. Venture 2010 Partners Fund (Q), L.P. · CIK 0001499293 · 10% owner

Sequoia Capital U.S. Venture 2010 Partners Fund, L.P. · CIK 0001499256 · 10% owner

SCGF IV MANAGEMENT LP · CIK 0001447940 · 10% owner

SEQUOIA CAPITAL US GROWTH FUND IV LP · CIK 0001444121 · 10% owner

SEQUOIA CAPITAL USGF PRINCIPALS FUND IV LP · CIK 0001460980 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sequoia Capital USGF Principals Fund IV, L.P.

Disclosed balance after: 0

Underlying: Class B Common Stock · 27,768 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: The Series E Redeemable Convertible Preferred Stock automatically converted into Class B Common Stock on a 1:0.75 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F5 · derivative.exercise_date: The Series E Redeemable Convertible Preferred Stock automatically converted into Class B Common Stock on a 1:0.75 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F5 · derivative.expiration_date: The Series E Redeemable Convertible Preferred Stock automatically converted into Class B Common Stock on a 1:0.75 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F4 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SCGF IV Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund IV, L.P. and Sequoia Capital USGF Principals Fund IV, L.P., or collectively, the SC GFIV Funds. As a result, each of SC US (TTGP), Ltd. and SCGF IV Management, L.P. may be deemed to share voting and dispositive power with respect to the shares held by the SC GFIV Funds. Each of SC US (TTGP), Ltd. and SCGF IV Management, L.P. disclaims beneficial ownership of the securities held by the SC GFIV Funds except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
October 23, 2017 Filed Oct 25, 2017 14:36 UTC MongoDB, Inc. MDB · Entity 3107 ConversionSeries E Redeemable Convertible Preferred Stock · Derivative 840,325 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-024635 · doc4.xml · derivative · entry 9

SC US (TTGP), LTD. · CIK 0001607841 · 10% owner

SC U.S. VENTURE 2010 MANAGEMENT, L.P. · CIK 0001611355 · 10% owner

SEQUOIA CAPITAL U.S. VENTURE 2010 FUND, L.P. · CIK 0001488811 · 10% owner

Sequoia Capital U.S. Venture 2010 Partners Fund (Q), L.P. · CIK 0001499293 · 10% owner

Sequoia Capital U.S. Venture 2010 Partners Fund, L.P. · CIK 0001499256 · 10% owner

SCGF IV MANAGEMENT LP · CIK 0001447940 · 10% owner

SEQUOIA CAPITAL US GROWTH FUND IV LP · CIK 0001444121 · 10% owner

SEQUOIA CAPITAL USGF PRINCIPALS FUND IV LP · CIK 0001460980 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sequoia Capital U.S. Growth Fund IV, LP

Disclosed balance after: 0

Underlying: Class B Common Stock · 630,243 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: The Series E Redeemable Convertible Preferred Stock automatically converted into Class B Common Stock on a 1:0.75 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F5 · derivative.exercise_date: The Series E Redeemable Convertible Preferred Stock automatically converted into Class B Common Stock on a 1:0.75 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F5 · derivative.expiration_date: The Series E Redeemable Convertible Preferred Stock automatically converted into Class B Common Stock on a 1:0.75 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F4 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SCGF IV Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund IV, L.P. and Sequoia Capital USGF Principals Fund IV, L.P., or collectively, the SC GFIV Funds. As a result, each of SC US (TTGP), Ltd. and SCGF IV Management, L.P. may be deemed to share voting and dispositive power with respect to the shares held by the SC GFIV Funds. Each of SC US (TTGP), Ltd. and SCGF IV Management, L.P. disclaims beneficial ownership of the securities held by the SC GFIV Funds except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
October 23, 2017 Filed Oct 25, 2017 14:36 UTC MongoDB, Inc. MDB · Entity 3107 ConversionSeries D Redeemable Convertible Preferred Stock · Derivative 145,142 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-024635 · doc4.xml · derivative · entry 8

SC US (TTGP), LTD. · CIK 0001607841 · 10% owner

SC U.S. VENTURE 2010 MANAGEMENT, L.P. · CIK 0001611355 · 10% owner

SEQUOIA CAPITAL U.S. VENTURE 2010 FUND, L.P. · CIK 0001488811 · 10% owner

Sequoia Capital U.S. Venture 2010 Partners Fund (Q), L.P. · CIK 0001499293 · 10% owner

Sequoia Capital U.S. Venture 2010 Partners Fund, L.P. · CIK 0001499256 · 10% owner

SCGF IV MANAGEMENT LP · CIK 0001447940 · 10% owner

SEQUOIA CAPITAL US GROWTH FUND IV LP · CIK 0001444121 · 10% owner

SEQUOIA CAPITAL USGF PRINCIPALS FUND IV LP · CIK 0001460980 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sequoia Capital USGF Principals Fund IV, L.P.

Disclosed balance after: 0

Underlying: Class B Common Stock · 108,856 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The Series D Redeemable Convertible Preferred Stock automatically converted into Class B Common Stock on a 1:0.75 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F3 · derivative.exercise_date: The Series D Redeemable Convertible Preferred Stock automatically converted into Class B Common Stock on a 1:0.75 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F3 · derivative.expiration_date: The Series D Redeemable Convertible Preferred Stock automatically converted into Class B Common Stock on a 1:0.75 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F4 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SCGF IV Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund IV, L.P. and Sequoia Capital USGF Principals Fund IV, L.P., or collectively, the SC GFIV Funds. As a result, each of SC US (TTGP), Ltd. and SCGF IV Management, L.P. may be deemed to share voting and dispositive power with respect to the shares held by the SC GFIV Funds. Each of SC US (TTGP), Ltd. and SCGF IV Management, L.P. disclaims beneficial ownership of the securities held by the SC GFIV Funds except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
October 23, 2017 Filed Oct 25, 2017 14:36 UTC MongoDB, Inc. MDB · Entity 3107 ConversionSeries D Redeemable Convertible Preferred Stock · Derivative 3,294,250 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-024635 · doc4.xml · derivative · entry 7

SC US (TTGP), LTD. · CIK 0001607841 · 10% owner

SC U.S. VENTURE 2010 MANAGEMENT, L.P. · CIK 0001611355 · 10% owner

SEQUOIA CAPITAL U.S. VENTURE 2010 FUND, L.P. · CIK 0001488811 · 10% owner

Sequoia Capital U.S. Venture 2010 Partners Fund (Q), L.P. · CIK 0001499293 · 10% owner

Sequoia Capital U.S. Venture 2010 Partners Fund, L.P. · CIK 0001499256 · 10% owner

SCGF IV MANAGEMENT LP · CIK 0001447940 · 10% owner

SEQUOIA CAPITAL US GROWTH FUND IV LP · CIK 0001444121 · 10% owner

SEQUOIA CAPITAL USGF PRINCIPALS FUND IV LP · CIK 0001460980 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sequoia Capital U.S. Growth Fund IV, LP

Disclosed balance after: 0

Underlying: Class B Common Stock · 2,470,687 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The Series D Redeemable Convertible Preferred Stock automatically converted into Class B Common Stock on a 1:0.75 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F3 · derivative.exercise_date: The Series D Redeemable Convertible Preferred Stock automatically converted into Class B Common Stock on a 1:0.75 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F3 · derivative.expiration_date: The Series D Redeemable Convertible Preferred Stock automatically converted into Class B Common Stock on a 1:0.75 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F4 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SCGF IV Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund IV, L.P. and Sequoia Capital USGF Principals Fund IV, L.P., or collectively, the SC GFIV Funds. As a result, each of SC US (TTGP), Ltd. and SCGF IV Management, L.P. may be deemed to share voting and dispositive power with respect to the shares held by the SC GFIV Funds. Each of SC US (TTGP), Ltd. and SCGF IV Management, L.P. disclaims beneficial ownership of the securities held by the SC GFIV Funds except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
October 23, 2017 Filed Oct 25, 2017 14:36 UTC MongoDB, Inc. MDB · Entity 3107 ConversionSeries D Redeemable Convertible Preferred Stock · Derivative 6,378 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-024635 · doc4.xml · derivative · entry 6

SC US (TTGP), LTD. · CIK 0001607841 · 10% owner

SC U.S. VENTURE 2010 MANAGEMENT, L.P. · CIK 0001611355 · 10% owner

SEQUOIA CAPITAL U.S. VENTURE 2010 FUND, L.P. · CIK 0001488811 · 10% owner

Sequoia Capital U.S. Venture 2010 Partners Fund (Q), L.P. · CIK 0001499293 · 10% owner

Sequoia Capital U.S. Venture 2010 Partners Fund, L.P. · CIK 0001499256 · 10% owner

SCGF IV MANAGEMENT LP · CIK 0001447940 · 10% owner

SEQUOIA CAPITAL US GROWTH FUND IV LP · CIK 0001444121 · 10% owner

SEQUOIA CAPITAL USGF PRINCIPALS FUND IV LP · CIK 0001460980 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sequoia Capital U.S. Venture 2010 Partners Fund, LP

Disclosed balance after: 0

Underlying: Class B Common Stock · 4,783 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The Series D Redeemable Convertible Preferred Stock automatically converted into Class B Common Stock on a 1:0.75 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F3 · derivative.exercise_date: The Series D Redeemable Convertible Preferred Stock automatically converted into Class B Common Stock on a 1:0.75 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F3 · derivative.expiration_date: The Series D Redeemable Convertible Preferred Stock automatically converted into Class B Common Stock on a 1:0.75 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F2 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SC U.S. Venture 2010 Management, L.P., which is the general partner of each of Sequoia Capital U.S. Venture 2010 Fund, LP, Sequoia Capital U.S. Venture 2010 Partners Fund (Q), LP and Sequoia Capital U.S. Venture 2010 Partners Fund, LP, or collectively, the SC 2010 Funds. As a result, each of SC US (TTGP), Ltd. and SC U.S. Venture 2010 Management, L.P. may be deemed to share voting and dispositive power with respect to the shares held by the SC 2010 Funds. Each of SC US (TTGP), Ltd. and SC U.S. Venture 2010 Management, L.P. disclaims beneficial ownership of the securities held by the SC 2010 Funds except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
October 23, 2017 Filed Oct 25, 2017 14:36 UTC MongoDB, Inc. MDB · Entity 3107 ConversionSeries D Redeemable Convertible Preferred Stock · Derivative 31,468 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-024635 · doc4.xml · derivative · entry 5

SC US (TTGP), LTD. · CIK 0001607841 · 10% owner

SC U.S. VENTURE 2010 MANAGEMENT, L.P. · CIK 0001611355 · 10% owner

SEQUOIA CAPITAL U.S. VENTURE 2010 FUND, L.P. · CIK 0001488811 · 10% owner

Sequoia Capital U.S. Venture 2010 Partners Fund (Q), L.P. · CIK 0001499293 · 10% owner

Sequoia Capital U.S. Venture 2010 Partners Fund, L.P. · CIK 0001499256 · 10% owner

SCGF IV MANAGEMENT LP · CIK 0001447940 · 10% owner

SEQUOIA CAPITAL US GROWTH FUND IV LP · CIK 0001444121 · 10% owner

SEQUOIA CAPITAL USGF PRINCIPALS FUND IV LP · CIK 0001460980 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sequoia Capital U.S. Venture 2010 Partners Fund (Q), LP

Disclosed balance after: 0

Underlying: Class B Common Stock · 23,601 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The Series D Redeemable Convertible Preferred Stock automatically converted into Class B Common Stock on a 1:0.75 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F3 · derivative.exercise_date: The Series D Redeemable Convertible Preferred Stock automatically converted into Class B Common Stock on a 1:0.75 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F3 · derivative.expiration_date: The Series D Redeemable Convertible Preferred Stock automatically converted into Class B Common Stock on a 1:0.75 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F2 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SC U.S. Venture 2010 Management, L.P., which is the general partner of each of Sequoia Capital U.S. Venture 2010 Fund, LP, Sequoia Capital U.S. Venture 2010 Partners Fund (Q), LP and Sequoia Capital U.S. Venture 2010 Partners Fund, LP, or collectively, the SC 2010 Funds. As a result, each of SC US (TTGP), Ltd. and SC U.S. Venture 2010 Management, L.P. may be deemed to share voting and dispositive power with respect to the shares held by the SC 2010 Funds. Each of SC US (TTGP), Ltd. and SC U.S. Venture 2010 Management, L.P. disclaims beneficial ownership of the securities held by the SC 2010 Funds except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
October 23, 2017 Filed Oct 25, 2017 14:36 UTC MongoDB, Inc. MDB · Entity 3107 ConversionSeries D Redeemable Convertible Preferred Stock · Derivative 287,575 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-024635 · doc4.xml · derivative · entry 4

SC US (TTGP), LTD. · CIK 0001607841 · 10% owner

SC U.S. VENTURE 2010 MANAGEMENT, L.P. · CIK 0001611355 · 10% owner

SEQUOIA CAPITAL U.S. VENTURE 2010 FUND, L.P. · CIK 0001488811 · 10% owner

Sequoia Capital U.S. Venture 2010 Partners Fund (Q), L.P. · CIK 0001499293 · 10% owner

Sequoia Capital U.S. Venture 2010 Partners Fund, L.P. · CIK 0001499256 · 10% owner

SCGF IV MANAGEMENT LP · CIK 0001447940 · 10% owner

SEQUOIA CAPITAL US GROWTH FUND IV LP · CIK 0001444121 · 10% owner

SEQUOIA CAPITAL USGF PRINCIPALS FUND IV LP · CIK 0001460980 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sequoia Capital U.S. Venture 2010 Fund, LP

Disclosed balance after: 0

Underlying: Class B Common Stock · 215,681 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The Series D Redeemable Convertible Preferred Stock automatically converted into Class B Common Stock on a 1:0.75 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F3 · derivative.exercise_date: The Series D Redeemable Convertible Preferred Stock automatically converted into Class B Common Stock on a 1:0.75 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F3 · derivative.expiration_date: The Series D Redeemable Convertible Preferred Stock automatically converted into Class B Common Stock on a 1:0.75 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F2 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SC U.S. Venture 2010 Management, L.P., which is the general partner of each of Sequoia Capital U.S. Venture 2010 Fund, LP, Sequoia Capital U.S. Venture 2010 Partners Fund (Q), LP and Sequoia Capital U.S. Venture 2010 Partners Fund, LP, or collectively, the SC 2010 Funds. As a result, each of SC US (TTGP), Ltd. and SC U.S. Venture 2010 Management, L.P. may be deemed to share voting and dispositive power with respect to the shares held by the SC 2010 Funds. Each of SC US (TTGP), Ltd. and SC U.S. Venture 2010 Management, L.P. disclaims beneficial ownership of the securities held by the SC 2010 Funds except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
October 23, 2017 Filed Oct 25, 2017 14:36 UTC MongoDB, Inc. MDB · Entity 3107 ConversionSeries C Redeemable Convertible Preferred Stock · Derivative 81,699 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-024635 · doc4.xml · derivative · entry 3

SC US (TTGP), LTD. · CIK 0001607841 · 10% owner

SC U.S. VENTURE 2010 MANAGEMENT, L.P. · CIK 0001611355 · 10% owner

SEQUOIA CAPITAL U.S. VENTURE 2010 FUND, L.P. · CIK 0001488811 · 10% owner

Sequoia Capital U.S. Venture 2010 Partners Fund (Q), L.P. · CIK 0001499293 · 10% owner

Sequoia Capital U.S. Venture 2010 Partners Fund, L.P. · CIK 0001499256 · 10% owner

SCGF IV MANAGEMENT LP · CIK 0001447940 · 10% owner

SEQUOIA CAPITAL US GROWTH FUND IV LP · CIK 0001444121 · 10% owner

SEQUOIA CAPITAL USGF PRINCIPALS FUND IV LP · CIK 0001460980 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sequoia Capital U.S. Venture 2010 Partners Fund, LP

Disclosed balance after: 0

Underlying: Class B Common Stock · 61,274 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Series C Redeemable Convertible Preferred Stock automatically converted into Class B Common Stock on a 1:0.75 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F1 · derivative.exercise_date: The Series C Redeemable Convertible Preferred Stock automatically converted into Class B Common Stock on a 1:0.75 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F1 · derivative.expiration_date: The Series C Redeemable Convertible Preferred Stock automatically converted into Class B Common Stock on a 1:0.75 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F2 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SC U.S. Venture 2010 Management, L.P., which is the general partner of each of Sequoia Capital U.S. Venture 2010 Fund, LP, Sequoia Capital U.S. Venture 2010 Partners Fund (Q), LP and Sequoia Capital U.S. Venture 2010 Partners Fund, LP, or collectively, the SC 2010 Funds. As a result, each of SC US (TTGP), Ltd. and SC U.S. Venture 2010 Management, L.P. may be deemed to share voting and dispositive power with respect to the shares held by the SC 2010 Funds. Each of SC US (TTGP), Ltd. and SC U.S. Venture 2010 Management, L.P. disclaims beneficial ownership of the securities held by the SC 2010 Funds except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
October 23, 2017 Filed Oct 25, 2017 14:36 UTC MongoDB, Inc. MDB · Entity 3107 ConversionSeries C Redeemable Convertible Preferred Stock · Derivative 404,743 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-024635 · doc4.xml · derivative · entry 2

SC US (TTGP), LTD. · CIK 0001607841 · 10% owner

SC U.S. VENTURE 2010 MANAGEMENT, L.P. · CIK 0001611355 · 10% owner

SEQUOIA CAPITAL U.S. VENTURE 2010 FUND, L.P. · CIK 0001488811 · 10% owner

Sequoia Capital U.S. Venture 2010 Partners Fund (Q), L.P. · CIK 0001499293 · 10% owner

Sequoia Capital U.S. Venture 2010 Partners Fund, L.P. · CIK 0001499256 · 10% owner

SCGF IV MANAGEMENT LP · CIK 0001447940 · 10% owner

SEQUOIA CAPITAL US GROWTH FUND IV LP · CIK 0001444121 · 10% owner

SEQUOIA CAPITAL USGF PRINCIPALS FUND IV LP · CIK 0001460980 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sequoia Capital U.S. Venture 2010 Partners Fund (Q), LP

Disclosed balance after: 0

Underlying: Class B Common Stock · 303,557 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Series C Redeemable Convertible Preferred Stock automatically converted into Class B Common Stock on a 1:0.75 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F1 · derivative.exercise_date: The Series C Redeemable Convertible Preferred Stock automatically converted into Class B Common Stock on a 1:0.75 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F1 · derivative.expiration_date: The Series C Redeemable Convertible Preferred Stock automatically converted into Class B Common Stock on a 1:0.75 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F2 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SC U.S. Venture 2010 Management, L.P., which is the general partner of each of Sequoia Capital U.S. Venture 2010 Fund, LP, Sequoia Capital U.S. Venture 2010 Partners Fund (Q), LP and Sequoia Capital U.S. Venture 2010 Partners Fund, LP, or collectively, the SC 2010 Funds. As a result, each of SC US (TTGP), Ltd. and SC U.S. Venture 2010 Management, L.P. may be deemed to share voting and dispositive power with respect to the shares held by the SC 2010 Funds. Each of SC US (TTGP), Ltd. and SC U.S. Venture 2010 Management, L.P. disclaims beneficial ownership of the securities held by the SC 2010 Funds except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
October 23, 2017 Filed Oct 25, 2017 14:36 UTC MongoDB, Inc. MDB · Entity 3107 ConversionSeries C Redeemable Convertible Preferred Stock · Derivative 3,681,872 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-024635 · doc4.xml · derivative · entry 1

SC US (TTGP), LTD. · CIK 0001607841 · 10% owner

SC U.S. VENTURE 2010 MANAGEMENT, L.P. · CIK 0001611355 · 10% owner

SEQUOIA CAPITAL U.S. VENTURE 2010 FUND, L.P. · CIK 0001488811 · 10% owner

Sequoia Capital U.S. Venture 2010 Partners Fund (Q), L.P. · CIK 0001499293 · 10% owner

Sequoia Capital U.S. Venture 2010 Partners Fund, L.P. · CIK 0001499256 · 10% owner

SCGF IV MANAGEMENT LP · CIK 0001447940 · 10% owner

SEQUOIA CAPITAL US GROWTH FUND IV LP · CIK 0001444121 · 10% owner

SEQUOIA CAPITAL USGF PRINCIPALS FUND IV LP · CIK 0001460980 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sequoia Capital U.S. Venture 2010 Fund, LP

Disclosed balance after: 0

Underlying: Class B Common Stock · 2,761,404 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Series C Redeemable Convertible Preferred Stock automatically converted into Class B Common Stock on a 1:0.75 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F1 · derivative.exercise_date: The Series C Redeemable Convertible Preferred Stock automatically converted into Class B Common Stock on a 1:0.75 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F1 · derivative.expiration_date: The Series C Redeemable Convertible Preferred Stock automatically converted into Class B Common Stock on a 1:0.75 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F2 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SC U.S. Venture 2010 Management, L.P., which is the general partner of each of Sequoia Capital U.S. Venture 2010 Fund, LP, Sequoia Capital U.S. Venture 2010 Partners Fund (Q), LP and Sequoia Capital U.S. Venture 2010 Partners Fund, LP, or collectively, the SC 2010 Funds. As a result, each of SC US (TTGP), Ltd. and SC U.S. Venture 2010 Management, L.P. may be deemed to share voting and dispositive power with respect to the shares held by the SC 2010 Funds. Each of SC US (TTGP), Ltd. and SC U.S. Venture 2010 Management, L.P. disclaims beneficial ownership of the securities held by the SC 2010 Funds except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
May 24, 2017 Filed May 26, 2017 18:58 UTC MOBILEIRON, INC. MOBL · Entity 144913 SaleCommon Stock 1,571 $5.10 $8,012.10
Disclosure

SEC source: 0000899243-17-014521 · doc4.xml · nonDerivative · entry 5

SC XII MANAGEMENT LLC · CIK 0001374246 · 10% owner

SEQUOIA CAPITAL XII A DELAWARE L P · CIK 0001367770 · 10% owner

SEQUOIA TECHNOLOGY PARTNERS XII A DELAWARE L P · CIK 0001380096 · 10% owner

SEQUOIA CAPITAL XII PRINCIPALS FUND LLC · CIK 0001447932 · 10% owner

SCGF IV MANAGEMENT LP · CIK 0001447940 · 10% owner

SEQUOIA CAPITAL US GROWTH FUND IV LP · CIK 0001444121 · 10% owner

SEQUOIA CAPITAL USGF PRINCIPALS FUND IV LP · CIK 0001460980 · 10% owner

SC US (TTGP), LTD. · CIK 0001607841 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sequoia Capital USGF Principals Fund IV, L.P.

Disclosed balance after: 27,875

F2 · ownership.nature: SC US (TTGP), Ltd. ("SC TTGP") is the general partner of SCGF IV Management, L.P. ("SCGF IV Management"), which is the general partner of Sequoia Capital US Growth Fund IV, L.P. and Sequoia Capital USGF Principals Fund IV, L.P. As a result, SC TTGP and SCGF IV Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital US Growth Fund IV, L.P. and Sequoia Capital USGF Principals Fund IV, L.P. Each of the filing persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
May 24, 2017 Filed May 26, 2017 18:58 UTC MOBILEIRON, INC. MOBL · Entity 144913 SaleCommon Stock 35,660 $5.10 $181,866.00
Disclosure

SEC source: 0000899243-17-014521 · doc4.xml · nonDerivative · entry 4

SC XII MANAGEMENT LLC · CIK 0001374246 · 10% owner

SEQUOIA CAPITAL XII A DELAWARE L P · CIK 0001367770 · 10% owner

SEQUOIA TECHNOLOGY PARTNERS XII A DELAWARE L P · CIK 0001380096 · 10% owner

SEQUOIA CAPITAL XII PRINCIPALS FUND LLC · CIK 0001447932 · 10% owner

SCGF IV MANAGEMENT LP · CIK 0001447940 · 10% owner

SEQUOIA CAPITAL US GROWTH FUND IV LP · CIK 0001444121 · 10% owner

SEQUOIA CAPITAL USGF PRINCIPALS FUND IV LP · CIK 0001460980 · 10% owner

SC US (TTGP), LTD. · CIK 0001607841 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sequoia Capital U.S. Growth Fund IV, L.P.

Disclosed balance after: 632,728

F2 · ownership.nature: SC US (TTGP), Ltd. ("SC TTGP") is the general partner of SCGF IV Management, L.P. ("SCGF IV Management"), which is the general partner of Sequoia Capital US Growth Fund IV, L.P. and Sequoia Capital USGF Principals Fund IV, L.P. As a result, SC TTGP and SCGF IV Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital US Growth Fund IV, L.P. and Sequoia Capital USGF Principals Fund IV, L.P. Each of the filing persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
May 24, 2017 Filed May 26, 2017 18:58 UTC MOBILEIRON, INC. MOBL · Entity 144913 SaleCommon Stock 15,133 $5.10 $77,178.30
Disclosure

SEC source: 0000899243-17-014521 · doc4.xml · nonDerivative · entry 3

SC XII MANAGEMENT LLC · CIK 0001374246 · 10% owner

SEQUOIA CAPITAL XII A DELAWARE L P · CIK 0001367770 · 10% owner

SEQUOIA TECHNOLOGY PARTNERS XII A DELAWARE L P · CIK 0001380096 · 10% owner

SEQUOIA CAPITAL XII PRINCIPALS FUND LLC · CIK 0001447932 · 10% owner

SCGF IV MANAGEMENT LP · CIK 0001447940 · 10% owner

SEQUOIA CAPITAL US GROWTH FUND IV LP · CIK 0001444121 · 10% owner

SEQUOIA CAPITAL USGF PRINCIPALS FUND IV LP · CIK 0001460980 · 10% owner

SC US (TTGP), LTD. · CIK 0001607841 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sequoia Technology Partners XII, L.P.

Disclosed balance after: 268,500

F1 · ownership.nature: SC XII Management, LLC ("SC XII Management") is the general partner of Sequoia Capital XII, L.P. and Sequoia Technology Partners XII, L.P. and is the managing member of Sequoia Capital XII Principals Fund, LLC. As a result, SC XII Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital XII, L.P., Sequoia Technology Partners XII, L.P. and Sequoia Capital XII Principals Fund, LLC. Each of the reporting persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
May 24, 2017 Filed May 26, 2017 18:58 UTC MOBILEIRON, INC. MOBL · Entity 144913 SaleCommon Stock 43,222 $5.10 $220,432.20
Disclosure

SEC source: 0000899243-17-014521 · doc4.xml · nonDerivative · entry 2

SC XII MANAGEMENT LLC · CIK 0001374246 · 10% owner

SEQUOIA CAPITAL XII A DELAWARE L P · CIK 0001367770 · 10% owner

SEQUOIA TECHNOLOGY PARTNERS XII A DELAWARE L P · CIK 0001380096 · 10% owner

SEQUOIA CAPITAL XII PRINCIPALS FUND LLC · CIK 0001447932 · 10% owner

SCGF IV MANAGEMENT LP · CIK 0001447940 · 10% owner

SEQUOIA CAPITAL US GROWTH FUND IV LP · CIK 0001444121 · 10% owner

SEQUOIA CAPITAL USGF PRINCIPALS FUND IV LP · CIK 0001460980 · 10% owner

SC US (TTGP), LTD. · CIK 0001607841 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sequoia Capital XII Principals Fund, LLC

Disclosed balance after: 766,910

F1 · ownership.nature: SC XII Management, LLC ("SC XII Management") is the general partner of Sequoia Capital XII, L.P. and Sequoia Technology Partners XII, L.P. and is the managing member of Sequoia Capital XII Principals Fund, LLC. As a result, SC XII Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital XII, L.P., Sequoia Technology Partners XII, L.P. and Sequoia Capital XII Principals Fund, LLC. Each of the reporting persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
May 24, 2017 Filed May 26, 2017 18:58 UTC MOBILEIRON, INC. MOBL · Entity 144913 SaleCommon Stock 404,414 $5.10 $2,062,511.40
Disclosure

SEC source: 0000899243-17-014521 · doc4.xml · nonDerivative · entry 1

SC XII MANAGEMENT LLC · CIK 0001374246 · 10% owner

SEQUOIA CAPITAL XII A DELAWARE L P · CIK 0001367770 · 10% owner

SEQUOIA TECHNOLOGY PARTNERS XII A DELAWARE L P · CIK 0001380096 · 10% owner

SEQUOIA CAPITAL XII PRINCIPALS FUND LLC · CIK 0001447932 · 10% owner

SCGF IV MANAGEMENT LP · CIK 0001447940 · 10% owner

SEQUOIA CAPITAL US GROWTH FUND IV LP · CIK 0001444121 · 10% owner

SEQUOIA CAPITAL USGF PRINCIPALS FUND IV LP · CIK 0001460980 · 10% owner

SC US (TTGP), LTD. · CIK 0001607841 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sequoia Capital XII, L.P.

Disclosed balance after: 7,175,634

F1 · ownership.nature: SC XII Management, LLC ("SC XII Management") is the general partner of Sequoia Capital XII, L.P. and Sequoia Technology Partners XII, L.P. and is the managing member of Sequoia Capital XII Principals Fund, LLC. As a result, SC XII Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital XII, L.P., Sequoia Technology Partners XII, L.P. and Sequoia Capital XII Principals Fund, LLC. Each of the reporting persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
May 05, 2017 Filed May 9, 2017 22:00 UTC MOBILEIRON, INC. MOBL · Entity 144913 SaleCommon Stock 4,085 $4.25 $17,361.25
Disclosure

SEC source: 0000899243-17-012519 · doc4.xml · nonDerivative · entry 5

SC XII MANAGEMENT LLC · CIK 0001374246 · 10% owner

SEQUOIA CAPITAL XII A DELAWARE L P · CIK 0001367770 · 10% owner

SEQUOIA TECHNOLOGY PARTNERS XII A DELAWARE L P · CIK 0001380096 · 10% owner

SEQUOIA CAPITAL XII PRINCIPALS FUND LLC · CIK 0001447932 · 10% owner

SCGF IV MANAGEMENT LP · CIK 0001447940 · 10% owner

SEQUOIA CAPITAL US GROWTH FUND IV LP · CIK 0001444121 · 10% owner

SEQUOIA CAPITAL USGF PRINCIPALS FUND IV LP · CIK 0001460980 · 10% owner

SC US (TTGP), LTD. · CIK 0001607841 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sequoia Capital USGF Principals Fund IV, L.P.

Disclosed balance after: 29,446

F2 · ownership.nature: SC US (TTGP), Ltd. ("SC TTGP") is the general partner of SCGF IV Management, L.P. ("SCGF IV Management"), which is the general partner of Sequoia Capital US Growth Fund IV, L.P. and Sequoia Capital USGF Principals Fund IV, L.P. As a result, SC TTGP and SCGF IV Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital US Growth Fund IV, L.P. and Sequoia Capital USGF Principals Fund IV, L.P. Each of the filing persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
May 05, 2017 Filed May 9, 2017 22:00 UTC MOBILEIRON, INC. MOBL · Entity 144913 SaleCommon Stock 92,716 $4.25 $394,043.00
Disclosure

SEC source: 0000899243-17-012519 · doc4.xml · nonDerivative · entry 4

SC XII MANAGEMENT LLC · CIK 0001374246 · 10% owner

SEQUOIA CAPITAL XII A DELAWARE L P · CIK 0001367770 · 10% owner

SEQUOIA TECHNOLOGY PARTNERS XII A DELAWARE L P · CIK 0001380096 · 10% owner

SEQUOIA CAPITAL XII PRINCIPALS FUND LLC · CIK 0001447932 · 10% owner

SCGF IV MANAGEMENT LP · CIK 0001447940 · 10% owner

SEQUOIA CAPITAL US GROWTH FUND IV LP · CIK 0001444121 · 10% owner

SEQUOIA CAPITAL USGF PRINCIPALS FUND IV LP · CIK 0001460980 · 10% owner

SC US (TTGP), LTD. · CIK 0001607841 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sequoia Capital U.S. Growth Fund IV, L.P.

Disclosed balance after: 668,388

F2 · ownership.nature: SC US (TTGP), Ltd. ("SC TTGP") is the general partner of SCGF IV Management, L.P. ("SCGF IV Management"), which is the general partner of Sequoia Capital US Growth Fund IV, L.P. and Sequoia Capital USGF Principals Fund IV, L.P. As a result, SC TTGP and SCGF IV Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital US Growth Fund IV, L.P. and Sequoia Capital USGF Principals Fund IV, L.P. Each of the filing persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
May 05, 2017 Filed May 9, 2017 22:00 UTC MOBILEIRON, INC. MOBL · Entity 144913 SaleCommon Stock 39,345 $4.25 $167,216.25
Disclosure

SEC source: 0000899243-17-012519 · doc4.xml · nonDerivative · entry 3

SC XII MANAGEMENT LLC · CIK 0001374246 · 10% owner

SEQUOIA CAPITAL XII A DELAWARE L P · CIK 0001367770 · 10% owner

SEQUOIA TECHNOLOGY PARTNERS XII A DELAWARE L P · CIK 0001380096 · 10% owner

SEQUOIA CAPITAL XII PRINCIPALS FUND LLC · CIK 0001447932 · 10% owner

SCGF IV MANAGEMENT LP · CIK 0001447940 · 10% owner

SEQUOIA CAPITAL US GROWTH FUND IV LP · CIK 0001444121 · 10% owner

SEQUOIA CAPITAL USGF PRINCIPALS FUND IV LP · CIK 0001460980 · 10% owner

SC US (TTGP), LTD. · CIK 0001607841 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sequoia Technology Partners XII, L.P.

Disclosed balance after: 283,633

F1 · ownership.nature: SC XII Management, LLC ("SC XII Management") is the general partner of Sequoia Capital XII, L.P. and Sequoia Technology Partners XII, L.P. and is the managing member of Sequoia Capital XII Principals Fund, LLC. As a result, SC XII Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital XII, L.P., Sequoia Technology Partners XII, L.P. and Sequoia Capital XII Principals Fund, LLC. Each of the reporting persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
May 05, 2017 Filed May 9, 2017 22:00 UTC MOBILEIRON, INC. MOBL · Entity 144913 SaleCommon Stock 112,378 $4.25 $477,606.50
Disclosure

SEC source: 0000899243-17-012519 · doc4.xml · nonDerivative · entry 2

SC XII MANAGEMENT LLC · CIK 0001374246 · 10% owner

SEQUOIA CAPITAL XII A DELAWARE L P · CIK 0001367770 · 10% owner

SEQUOIA TECHNOLOGY PARTNERS XII A DELAWARE L P · CIK 0001380096 · 10% owner

SEQUOIA CAPITAL XII PRINCIPALS FUND LLC · CIK 0001447932 · 10% owner

SCGF IV MANAGEMENT LP · CIK 0001447940 · 10% owner

SEQUOIA CAPITAL US GROWTH FUND IV LP · CIK 0001444121 · 10% owner

SEQUOIA CAPITAL USGF PRINCIPALS FUND IV LP · CIK 0001460980 · 10% owner

SC US (TTGP), LTD. · CIK 0001607841 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sequoia Capital XII Principals Fund, LLC

Disclosed balance after: 810,132

F1 · ownership.nature: SC XII Management, LLC ("SC XII Management") is the general partner of Sequoia Capital XII, L.P. and Sequoia Technology Partners XII, L.P. and is the managing member of Sequoia Capital XII Principals Fund, LLC. As a result, SC XII Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital XII, L.P., Sequoia Technology Partners XII, L.P. and Sequoia Capital XII Principals Fund, LLC. Each of the reporting persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
May 05, 2017 Filed May 9, 2017 22:00 UTC MOBILEIRON, INC. MOBL · Entity 144913 SaleCommon Stock 1,051,476 $4.25 $4,468,773.00
Disclosure

SEC source: 0000899243-17-012519 · doc4.xml · nonDerivative · entry 1

SC XII MANAGEMENT LLC · CIK 0001374246 · 10% owner

SEQUOIA CAPITAL XII A DELAWARE L P · CIK 0001367770 · 10% owner

SEQUOIA TECHNOLOGY PARTNERS XII A DELAWARE L P · CIK 0001380096 · 10% owner

SEQUOIA CAPITAL XII PRINCIPALS FUND LLC · CIK 0001447932 · 10% owner

SCGF IV MANAGEMENT LP · CIK 0001447940 · 10% owner

SEQUOIA CAPITAL US GROWTH FUND IV LP · CIK 0001444121 · 10% owner

SEQUOIA CAPITAL USGF PRINCIPALS FUND IV LP · CIK 0001460980 · 10% owner

SC US (TTGP), LTD. · CIK 0001607841 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sequoia Capital XII, L.P.

Disclosed balance after: 7,580,048

F1 · ownership.nature: SC XII Management, LLC ("SC XII Management") is the general partner of Sequoia Capital XII, L.P. and Sequoia Technology Partners XII, L.P. and is the managing member of Sequoia Capital XII Principals Fund, LLC. As a result, SC XII Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital XII, L.P., Sequoia Technology Partners XII, L.P. and Sequoia Capital XII Principals Fund, LLC. Each of the reporting persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
May 28, 2013 Filed May 30, 2013 16:52 UTC ServiceNow, Inc. NOW · Entity 2869 OtherCommon Stock 249,023 Not disclosed Not disclosed
Disclosure

SEC source: 0000904454-13-000643 · edgar.xml · nonDerivative · entry 2

SCGF GENPAR LTD · CIK 0001471126 · 10% owner

SEQUOIA CAPITAL US GROWTH FUND IV LP · CIK 0001444121 · 10% owner

SEQUOIA CAPITAL USGF PRINCIPALS FUND IV LP · CIK 0001460980 · 10% owner

SEQUOIA CAPITAL USGF PRINCIPALS FUND V, L.P. · CIK 0001528063 · 10% owner

SC US GF V Holdings, Ltd. · CIK 0001552461 · 10% owner

SCGF V Management, L.P. · CIK 0001552459 · 10% owner

SC GF V TT, Ltd. · CIK 0001552460 · 10% owner

SEQUOIA CAPITAL U.S. GROWTH FUND V, L.P. · CIK 0001528109 · 10% owner

SCGF IV MANAGEMENT LP · CIK 0001447940 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sequoia Capital USGF Principals Fund IV, LP

Disclosed balance after: 498,046

F1 · kind: Represents a pro rata in-kind distribution of Common Stock of the Issuer to partners or members and includes subsequent distributions by general partners or managing members to their respective partners or members.

F1 · price: Represents a pro rata in-kind distribution of Common Stock of the Issuer to partners or members and includes subsequent distributions by general partners or managing members to their respective partners or members.

F2 · ownership.nature: SCGF GenPar, Ltd. ("SCGF GenPar") is the sole general partner of SCGF IV Management, L.P. ("SCGF IV Management"), which is the sole general partner of Sequoia Capital US Growth Fund IV, L.P. and Sequoia Capital USGF Principals Fund IV, L.P. As a result, SCGF GenPar and SCGF IV Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital US Growth Fund IV, L.P. and Sequoia Capital USGF Principals Fund IV, L.P. Each of the filing persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
May 28, 2013 Filed May 30, 2013 16:52 UTC ServiceNow, Inc. NOW · Entity 2869 OtherCommon Stock 5,737,063 Not disclosed Not disclosed
Disclosure

SEC source: 0000904454-13-000643 · edgar.xml · nonDerivative · entry 1

SCGF GENPAR LTD · CIK 0001471126 · 10% owner

SEQUOIA CAPITAL US GROWTH FUND IV LP · CIK 0001444121 · 10% owner

SEQUOIA CAPITAL USGF PRINCIPALS FUND IV LP · CIK 0001460980 · 10% owner

SEQUOIA CAPITAL USGF PRINCIPALS FUND V, L.P. · CIK 0001528063 · 10% owner

SC US GF V Holdings, Ltd. · CIK 0001552461 · 10% owner

SCGF V Management, L.P. · CIK 0001552459 · 10% owner

SC GF V TT, Ltd. · CIK 0001552460 · 10% owner

SEQUOIA CAPITAL U.S. GROWTH FUND V, L.P. · CIK 0001528109 · 10% owner

SCGF IV MANAGEMENT LP · CIK 0001447940 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sequoia Capital U.S. Growth Fund IV, LP

Disclosed balance after: 11,474,126

F1 · kind: Represents a pro rata in-kind distribution of Common Stock of the Issuer to partners or members and includes subsequent distributions by general partners or managing members to their respective partners or members.

F1 · price: Represents a pro rata in-kind distribution of Common Stock of the Issuer to partners or members and includes subsequent distributions by general partners or managing members to their respective partners or members.

F2 · ownership.nature: SCGF GenPar, Ltd. ("SCGF GenPar") is the sole general partner of SCGF IV Management, L.P. ("SCGF IV Management"), which is the sole general partner of Sequoia Capital US Growth Fund IV, L.P. and Sequoia Capital USGF Principals Fund IV, L.P. As a result, SCGF GenPar and SCGF IV Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital US Growth Fund IV, L.P. and Sequoia Capital USGF Principals Fund IV, L.P. Each of the filing persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
April 29, 2013 Filed May 1, 2013 14:26 UTC ServiceNow, Inc. NOW · Entity 2869 OtherCommon Stock 249,023 Not disclosed Not disclosed
Disclosure

SEC source: 0000904454-13-000502 · edgar.xml · nonDerivative · entry 2

SCGF GENPAR LTD · CIK 0001471126 · 10% owner

SEQUOIA CAPITAL US GROWTH FUND IV LP · CIK 0001444121 · 10% owner

SEQUOIA CAPITAL USGF PRINCIPALS FUND IV LP · CIK 0001460980 · 10% owner

SEQUOIA CAPITAL USGF PRINCIPALS FUND V, L.P. · CIK 0001528063 · 10% owner

SC US GF V Holdings, Ltd. · CIK 0001552461 · 10% owner

SCGF V Management, L.P. · CIK 0001552459 · 10% owner

SC GF V TT, Ltd. · CIK 0001552460 · 10% owner

SEQUOIA CAPITAL U.S. GROWTH FUND V, L.P. · CIK 0001528109 · 10% owner

SCGF IV MANAGEMENT LP · CIK 0001447940 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sequoia Capital USGF Principals Fund IV, LP

Disclosed balance after: 747,069

F1 · kind: Represents a pro rata in-kind distribution of Common Stock of the Issuer to partners or members and includes subsequent distributions by general partners or managing members to their respective partners or members.

F1 · price: Represents a pro rata in-kind distribution of Common Stock of the Issuer to partners or members and includes subsequent distributions by general partners or managing members to their respective partners or members.

F2 · ownership.nature: SCGF GenPar, Ltd. ("SCGF GenPar") is the sole general partner of SCGF IV Management, L.P. ("SCGF IV Management"), which is the sole general partner of Sequoia Capital US Growth Fund IV, L.P. and Sequoia Capital USGF Principals Fund IV, L.P. As a result, SCGF GenPar and SCGF IV Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital US Growth Fund IV, L.P. and Sequoia Capital USGF Principals Fund IV, L.P. Each of the filing persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
April 29, 2013 Filed May 1, 2013 14:26 UTC ServiceNow, Inc. NOW · Entity 2869 OtherCommon Stock 5,737,063 Not disclosed Not disclosed
Disclosure

SEC source: 0000904454-13-000502 · edgar.xml · nonDerivative · entry 1

SCGF GENPAR LTD · CIK 0001471126 · 10% owner

SEQUOIA CAPITAL US GROWTH FUND IV LP · CIK 0001444121 · 10% owner

SEQUOIA CAPITAL USGF PRINCIPALS FUND IV LP · CIK 0001460980 · 10% owner

SEQUOIA CAPITAL USGF PRINCIPALS FUND V, L.P. · CIK 0001528063 · 10% owner

SC US GF V Holdings, Ltd. · CIK 0001552461 · 10% owner

SCGF V Management, L.P. · CIK 0001552459 · 10% owner

SC GF V TT, Ltd. · CIK 0001552460 · 10% owner

SEQUOIA CAPITAL U.S. GROWTH FUND V, L.P. · CIK 0001528109 · 10% owner

SCGF IV MANAGEMENT LP · CIK 0001447940 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sequoia Capital U.S. Growth Fund IV, LP

Disclosed balance after: 17,211,189

F1 · kind: Represents a pro rata in-kind distribution of Common Stock of the Issuer to partners or members and includes subsequent distributions by general partners or managing members to their respective partners or members.

F1 · price: Represents a pro rata in-kind distribution of Common Stock of the Issuer to partners or members and includes subsequent distributions by general partners or managing members to their respective partners or members.

F2 · ownership.nature: SCGF GenPar, Ltd. ("SCGF GenPar") is the sole general partner of SCGF IV Management, L.P. ("SCGF IV Management"), which is the sole general partner of Sequoia Capital US Growth Fund IV, L.P. and Sequoia Capital USGF Principals Fund IV, L.P. As a result, SCGF GenPar and SCGF IV Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital US Growth Fund IV, L.P. and Sequoia Capital USGF Principals Fund IV, L.P. Each of the filing persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
July 05, 2012 Filed Jul 5, 2012 18:03 UTC ServiceNow, Inc. NOW · Entity 2869 ConversionSeries D Convertible Preferred Stock · Derivative 124,410 Not disclosed Not disclosed
Disclosure

SEC source: 0001181431-12-039859 · rrd349673.xml · derivative · entry 5

SCGF GENPAR LTD · CIK 0001471126 · 10% owner

SCGF IV MANAGEMENT LP · CIK 0001447940 · 10% owner

SEQUOIA CAPITAL US GROWTH FUND IV LP · CIK 0001444121 · 10% owner

SEQUOIA CAPITAL USGF PRINCIPALS FUND IV LP · CIK 0001460980 · 10% owner

SC US GF V Holdings, Ltd. · CIK 0001552461 · 10% owner

SCGF V Management, L.P. · CIK 0001552459 · 10% owner

SC GF V TT, Ltd. · CIK 0001552460 · 10% owner

SEQUOIA CAPITAL U.S. GROWTH FUND V, L.P. · CIK 0001528109 · 10% owner

SEQUOIA CAPITAL USGF PRINCIPALS FUND V, L.P. · CIK 0001528063 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sequoia Capital USGF Principals Fund IV, LP

Disclosed balance after: 0

Underlying: Common Stock · 995,280 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Series D Convertible Preferred Stock converted into eight shares of common stock upon the completion of the Issuer's initial public offering and had no expiration date.

F1 · price: Each share of Series D Convertible Preferred Stock converted into eight shares of common stock upon the completion of the Issuer's initial public offering and had no expiration date.

F1 · derivative.exercise_date: Each share of Series D Convertible Preferred Stock converted into eight shares of common stock upon the completion of the Issuer's initial public offering and had no expiration date.

F1 · derivative.expiration_date: Each share of Series D Convertible Preferred Stock converted into eight shares of common stock upon the completion of the Issuer's initial public offering and had no expiration date.

F2 · ownership.nature: SCGF GenPar, Ltd. ("SCGF GenPar") is the sole general partner of SCGF IV Management, L.P. ("SCGF IV Management"), which is the sole general partner of Sequoia Capital US Growth Fund IV, L.P. and Sequoia Capital USGF Principals Fund IV, L.P. As a result, SCGF GenPar and SCGF IV Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital US Growth Fund IV, L.P. and Sequoia Capital USGF Principals Fund IV, L.P. Each of the filing persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
July 05, 2012 Filed Jul 5, 2012 18:03 UTC ServiceNow, Inc. NOW · Entity 2869 ConversionSeries D Convertible Preferred Stock · Derivative 2,866,225 Not disclosed Not disclosed
Disclosure

SEC source: 0001181431-12-039859 · rrd349673.xml · derivative · entry 4

SCGF GENPAR LTD · CIK 0001471126 · 10% owner

SCGF IV MANAGEMENT LP · CIK 0001447940 · 10% owner

SEQUOIA CAPITAL US GROWTH FUND IV LP · CIK 0001444121 · 10% owner

SEQUOIA CAPITAL USGF PRINCIPALS FUND IV LP · CIK 0001460980 · 10% owner

SC US GF V Holdings, Ltd. · CIK 0001552461 · 10% owner

SCGF V Management, L.P. · CIK 0001552459 · 10% owner

SC GF V TT, Ltd. · CIK 0001552460 · 10% owner

SEQUOIA CAPITAL U.S. GROWTH FUND V, L.P. · CIK 0001528109 · 10% owner

SEQUOIA CAPITAL USGF PRINCIPALS FUND V, L.P. · CIK 0001528063 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sequoia Capital U.S. Growth Fund IV, LP

Disclosed balance after: 0

Underlying: Common Stock · 22,929,800 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Series D Convertible Preferred Stock converted into eight shares of common stock upon the completion of the Issuer's initial public offering and had no expiration date.

F1 · price: Each share of Series D Convertible Preferred Stock converted into eight shares of common stock upon the completion of the Issuer's initial public offering and had no expiration date.

F1 · derivative.exercise_date: Each share of Series D Convertible Preferred Stock converted into eight shares of common stock upon the completion of the Issuer's initial public offering and had no expiration date.

F1 · derivative.expiration_date: Each share of Series D Convertible Preferred Stock converted into eight shares of common stock upon the completion of the Issuer's initial public offering and had no expiration date.

F2 · ownership.nature: SCGF GenPar, Ltd. ("SCGF GenPar") is the sole general partner of SCGF IV Management, L.P. ("SCGF IV Management"), which is the sole general partner of Sequoia Capital US Growth Fund IV, L.P. and Sequoia Capital USGF Principals Fund IV, L.P. As a result, SCGF GenPar and SCGF IV Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital US Growth Fund IV, L.P. and Sequoia Capital USGF Principals Fund IV, L.P. Each of the filing persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
July 05, 2012 Filed Jul 5, 2012 18:03 UTC ServiceNow, Inc. NOW · Entity 2869 ConversionCommon Stock 995,280 Not disclosed Not disclosed
Disclosure

SEC source: 0001181431-12-039859 · rrd349673.xml · nonDerivative · entry 2

SCGF GENPAR LTD · CIK 0001471126 · 10% owner

SCGF IV MANAGEMENT LP · CIK 0001447940 · 10% owner

SEQUOIA CAPITAL US GROWTH FUND IV LP · CIK 0001444121 · 10% owner

SEQUOIA CAPITAL USGF PRINCIPALS FUND IV LP · CIK 0001460980 · 10% owner

SC US GF V Holdings, Ltd. · CIK 0001552461 · 10% owner

SCGF V Management, L.P. · CIK 0001552459 · 10% owner

SC GF V TT, Ltd. · CIK 0001552460 · 10% owner

SEQUOIA CAPITAL U.S. GROWTH FUND V, L.P. · CIK 0001528109 · 10% owner

SEQUOIA CAPITAL USGF PRINCIPALS FUND V, L.P. · CIK 0001528063 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sequoia Capital USGF Principals Fund IV, LP

Disclosed balance after: 996,092

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Series D Convertible Preferred Stock converted into eight shares of common stock upon the completion of the Issuer's initial public offering and had no expiration date.

F2 · ownership.nature: SCGF GenPar, Ltd. ("SCGF GenPar") is the sole general partner of SCGF IV Management, L.P. ("SCGF IV Management"), which is the sole general partner of Sequoia Capital US Growth Fund IV, L.P. and Sequoia Capital USGF Principals Fund IV, L.P. As a result, SCGF GenPar and SCGF IV Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital US Growth Fund IV, L.P. and Sequoia Capital USGF Principals Fund IV, L.P. Each of the filing persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

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July 05, 2012 Filed Jul 5, 2012 18:03 UTC ServiceNow, Inc. NOW · Entity 2869 ConversionCommon Stock 22,929,800 Not disclosed Not disclosed
Disclosure

SEC source: 0001181431-12-039859 · rrd349673.xml · nonDerivative · entry 1

SCGF GENPAR LTD · CIK 0001471126 · 10% owner

SCGF IV MANAGEMENT LP · CIK 0001447940 · 10% owner

SEQUOIA CAPITAL US GROWTH FUND IV LP · CIK 0001444121 · 10% owner

SEQUOIA CAPITAL USGF PRINCIPALS FUND IV LP · CIK 0001460980 · 10% owner

SC US GF V Holdings, Ltd. · CIK 0001552461 · 10% owner

SCGF V Management, L.P. · CIK 0001552459 · 10% owner

SC GF V TT, Ltd. · CIK 0001552460 · 10% owner

SEQUOIA CAPITAL U.S. GROWTH FUND V, L.P. · CIK 0001528109 · 10% owner

SEQUOIA CAPITAL USGF PRINCIPALS FUND V, L.P. · CIK 0001528063 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sequoia Capital U.S. Growth Fund IV, LP

Disclosed balance after: 22,948,252

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Series D Convertible Preferred Stock converted into eight shares of common stock upon the completion of the Issuer's initial public offering and had no expiration date.

F2 · ownership.nature: SCGF GenPar, Ltd. ("SCGF GenPar") is the sole general partner of SCGF IV Management, L.P. ("SCGF IV Management"), which is the sole general partner of Sequoia Capital US Growth Fund IV, L.P. and Sequoia Capital USGF Principals Fund IV, L.P. As a result, SCGF GenPar and SCGF IV Management may be deemed to share voting and dispositive power with respect to the shares held by Sequoia Capital US Growth Fund IV, L.P. and Sequoia Capital USGF Principals Fund IV, L.P. Each of the filing persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.