Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| OSHKOSH CORPOSK · Entity 3573 | Senior VP, Quality & Cont Impr | May 29, 2018 | May 30, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
OSHKOSH CORP
Report date May 29, 2018 · Filed May 30, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 1,437.856 |
Reported balance
After 2018-05-29 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2018-05-29 · Grant · Acquired 4.553 · Balance 1,437.856 F1: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. F2: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/12/2015. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 1,018.023 |
Reported balance
After 2018-05-29 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2018-05-29 · Grant · Acquired 3.224 · Balance 1,018.023 F1: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. F3: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/21/2016. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 1,182.175 |
Reported balance
After 2018-05-29 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2018-05-29 · Grant · Acquired 3.743 · Balance 1,182.175 F1: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. F4: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/20/2017. |
Filing footnotes · ownership attribution and instrument terms
F1: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.
F2: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/12/2015.
F3: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/21/2016.
F4: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/20/2017.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 18, 2016 Filed Nov 21, 2016 14:15 UTC | OSHKOSH CORP OSK · Entity 3573 | SaleCommon Stock | 3,200 | $66.29 | $212,128.00 |
DisclosureSEC source: 0000775158-16-000402 · edgar.xml · nonDerivative · entry 3 Moynihan Colleen R. · CIK 0001540717 · Senior VP, Quality & Cont Impr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,345.046 Read SEC document |
| November 18, 2016 Filed Nov 21, 2016 14:15 UTC | OSHKOSH CORP OSK · Entity 3573 | Exercise / conversionCommon Stock | 3,200 | $41.52 | $132,864.00 |
DisclosureSEC source: 0000775158-16-000402 · edgar.xml · nonDerivative · entry 2 Moynihan Colleen R. · CIK 0001540717 · Senior VP, Quality & Cont Impr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,545.046 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 18, 2016 Filed Nov 21, 2016 14:15 UTC | OSHKOSH CORP OSK · Entity 3573 | SaleCommon Stock | 2,000 | $66.30 | $132,606.00 |
DisclosureSEC source: 0000775158-16-000402 · edgar.xml · nonDerivative · entry 1 Moynihan Colleen R. · CIK 0001540717 · Senior VP, Quality & Cont Impr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,345.046 Read SEC document |
| November 11, 2016 Filed Nov 15, 2016 19:45 UTC | OSHKOSH CORP OSK · Entity 3573 | Exercise / conversionRestricted Stock Units · Derivative | 1,407.174 | $0.00 | $0.00 |
DisclosureSEC source: 0000775158-16-000387 · edgar.xml · derivative · entry 3 Moynihan Colleen R. · CIK 0001540717 · Senior VP, Quality & Cont Impr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,815.368 Underlying: Common Stock · 1,407.174 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. F2 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/12/2016. Read SEC document |
| November 11, 2016 Filed Nov 15, 2016 19:45 UTC | OSHKOSH CORP OSK · Entity 3573 | Tax withholdingCommon Stock | 493 | $65.71 | $32,395.03 |
DisclosureSEC source: 0000775158-16-000387 · edgar.xml · nonDerivative · entry 2 Moynihan Colleen R. · CIK 0001540717 · Senior VP, Quality & Cont Impr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,345.046 Read SEC document |
| November 11, 2016 Filed Nov 15, 2016 19:45 UTC | OSHKOSH CORP OSK · Entity 3573 | Exercise / conversionCommon Stock | 1,407.174 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000775158-16-000387 · edgar.xml · nonDerivative · entry 1 Moynihan Colleen R. · CIK 0001540717 · Senior VP, Quality & Cont Impr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,838.046 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. Read SEC document |
| November 10, 2016 Filed Nov 14, 2016 14:47 UTC | OSHKOSH CORP OSK · Entity 3573 | Exercise / conversionOptions · Derivative | 5,116 | $0.00 Strike: $46.94 | $0.00 |
DisclosureSEC source: 0000775158-16-000373 · edgar.xml · derivative · entry 7 Moynihan Colleen R. · CIK 0001540717 · Senior VP, Quality & Cont Impr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,559 Underlying: Common Stock · 5,116 shares Expires 2021-09-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: Option (right to buy) granted pursuant to the Company's Stock Plan. F6 · derivative.exercise_date: Options vest in one-third (1/3) annual increments commencing on 9/15/2015. Read SEC document |
| November 10, 2016 Filed Nov 14, 2016 14:47 UTC | OSHKOSH CORP OSK · Entity 3573 | Exercise / conversionOptions · Derivative | 4,700 | $0.00 Strike: $47.33 | $0.00 |
DisclosureSEC source: 0000775158-16-000373 · edgar.xml · derivative · entry 6 Moynihan Colleen R. · CIK 0001540717 · Senior VP, Quality & Cont Impr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,700 shares Expires 2020-09-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: Option (right to buy) granted pursuant to the Company's Stock Plan. F5 · derivative.exercise_date: Options vest in one-third (1/3) annual increments commencing on 9/16/2014. Read SEC document |
| November 10, 2016 Filed Nov 14, 2016 14:47 UTC | OSHKOSH CORP OSK · Entity 3573 | SaleCommon Stock | 5,116 | $62.83 | $321,438.28 |
DisclosureSEC source: 0000775158-16-000373 · edgar.xml · nonDerivative · entry 5 Moynihan Colleen R. · CIK 0001540717 · Senior VP, Quality & Cont Impr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,430.872 F3 · price: Represents weighted average price. Individual sales by lot ranged from $62.82 to $62.87. The Company will provide, upon request by the SEC staff, the full information regarding the number of shares purchased or sold at each separate price. Read SEC document |
| November 10, 2016 Filed Nov 14, 2016 14:47 UTC | OSHKOSH CORP OSK · Entity 3573 | Exercise / conversionCommon Stock | 5,116 | $46.94 | $240,145.04 |
DisclosureSEC source: 0000775158-16-000373 · edgar.xml · nonDerivative · entry 4 Moynihan Colleen R. · CIK 0001540717 · Senior VP, Quality & Cont Impr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,546.872 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 10, 2016 Filed Nov 14, 2016 14:47 UTC | OSHKOSH CORP OSK · Entity 3573 | SaleCommon Stock | 4,700 | $62.86 | $295,442.00 |
DisclosureSEC source: 0000775158-16-000373 · edgar.xml · nonDerivative · entry 3 Moynihan Colleen R. · CIK 0001540717 · Senior VP, Quality & Cont Impr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,430.872 F2 · price: Represents weighted average price. Individual sales by lot ranged from $62.83 to $62.93. The Company will provide, upon request by the SEC staff, the full information regarding the number of shares purchased or sold at each separate price. Read SEC document |
| November 10, 2016 Filed Nov 14, 2016 14:47 UTC | OSHKOSH CORP OSK · Entity 3573 | Exercise / conversionCommon Stock | 4,700 | $47.33 | $222,451.00 |
DisclosureSEC source: 0000775158-16-000373 · edgar.xml · nonDerivative · entry 2 Moynihan Colleen R. · CIK 0001540717 · Senior VP, Quality & Cont Impr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,130.872 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 10, 2016 Filed Nov 14, 2016 14:47 UTC | OSHKOSH CORP OSK · Entity 3573 | SaleCommon Stock | 3,500 | $62.66 | $219,310.00 |
DisclosureSEC source: 0000775158-16-000373 · edgar.xml · nonDerivative · entry 1 Moynihan Colleen R. · CIK 0001540717 · Senior VP, Quality & Cont Impr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,430.872 F1 · price: Represents weighted average price. Individual sales by lot ranged from $62.58 to $62.69. The Company will provide, upon request by the SEC staff, the full information regarding the number of shares purchased or sold at each separate price. Read SEC document |
| October 18, 2016 Filed Oct 19, 2016 20:09 UTC | OSHKOSH CORP OSK · Entity 3573 | Disposition to issuerCommon Stock | 698 | $53.30 | $37,203.40 |
DisclosureSEC source: 0000775158-16-000363 · edgar.xml · nonDerivative · entry 2 Moynihan Colleen R. · CIK 0001540717 · Senior VP, Quality & Cont Impr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,930.872 Read SEC document |
| October 18, 2016 Filed Oct 19, 2016 20:09 UTC | OSHKOSH CORP OSK · Entity 3573 | GrantCommon Stock | 1,993 | $53.30 | $106,226.90 |
DisclosureSEC source: 0000775158-16-000363 · edgar.xml · nonDerivative · entry 1 Moynihan Colleen R. · CIK 0001540717 · Senior VP, Quality & Cont Impr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,628.872 F1 · shares: Shares issued pursuant to Performance Shares previously granted under the Company's 2009 Incentive Stock and Awards Plan for the performance period October 1, 2013 through September 30, 2016. Read SEC document |
| September 16, 2016 Filed Sep 19, 2016 18:29 UTC | OSHKOSH CORP OSK · Entity 3573 | Exercise / conversionRestricted Stock Units · Derivative | 1,253.046 | $0.00 | $0.00 |
DisclosureSEC source: 0000775158-16-000345 · edgar.xml · derivative · entry 6 Moynihan Colleen R. · CIK 0001540717 · Senior VP, Quality & Cont Impr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,253.046 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. F3 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 9/16/2014. Read SEC document |
| September 16, 2016 Filed Sep 19, 2016 18:29 UTC | OSHKOSH CORP OSK · Entity 3573 | Tax withholdingCommon Stock | 439 | $55.90 | $24,540.10 |
DisclosureSEC source: 0000775158-16-000345 · edgar.xml · nonDerivative · entry 4 Moynihan Colleen R. · CIK 0001540717 · Senior VP, Quality & Cont Impr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,635.872 Read SEC document |
| September 16, 2016 Filed Sep 19, 2016 18:29 UTC | OSHKOSH CORP OSK · Entity 3573 | Exercise / conversionCommon Stock | 1,253.046 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000775158-16-000345 · edgar.xml · nonDerivative · entry 3 Moynihan Colleen R. · CIK 0001540717 · Senior VP, Quality & Cont Impr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,074.872 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. Read SEC document |
| September 15, 2016 Filed Sep 19, 2016 18:29 UTC | OSHKOSH CORP OSK · Entity 3573 | Exercise / conversionRestricted Stock Units · Derivative | 1,264.626 | $0.00 | $0.00 |
DisclosureSEC source: 0000775158-16-000345 · edgar.xml · derivative · entry 5 Moynihan Colleen R. · CIK 0001540717 · Senior VP, Quality & Cont Impr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,264.624 Underlying: Common Stock · 1,264.626 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. F2 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 9/15/2015. Read SEC document |
| September 15, 2016 Filed Sep 19, 2016 18:29 UTC | OSHKOSH CORP OSK · Entity 3573 | Tax withholdingCommon Stock | 443 | $56.17 | $24,883.31 |
DisclosureSEC source: 0000775158-16-000345 · edgar.xml · nonDerivative · entry 2 Moynihan Colleen R. · CIK 0001540717 · Senior VP, Quality & Cont Impr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,821.826 Read SEC document |
| September 15, 2016 Filed Sep 19, 2016 18:29 UTC | OSHKOSH CORP OSK · Entity 3573 | Exercise / conversionCommon Stock | 1,264.626 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000775158-16-000345 · edgar.xml · nonDerivative · entry 1 Moynihan Colleen R. · CIK 0001540717 · Senior VP, Quality & Cont Impr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,264.826 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.