Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| 3M COMMM · Entity 1275 | Senior VP - Human Resources | June 01, 2018 | June 05, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
3M CO
Report date June 01, 2018 · Filed June 05, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 26,079.5406 |
Ending reported balance
After 2018-06-01 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2018-06-01 · Exercise / conversion · Acquired 3,523 · Balance 27,686.5406 Row 2 · 2018-06-01 · Tax withholding · Disposed 1,607 · Balance 26,079.5406 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2018-06-01 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2018-06-01 · Exercise / conversion · Disposed 3,523 · Balance 0 F1: Each restricted stock unit represents a contingent right to receive one share of 3M common stock. F2: The restricted stock units will vest in equal installments on 6/3/2016 and 6/3/2018. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of 3M common stock.
F2: The restricted stock units will vest in equal installments on 6/3/2016 and 6/3/2018.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 18, 2017 Filed May 19, 2017 15:17 UTC | 3M CO MMM · Entity 1275 | SaleCommon Stock | 300 | $194.82 | $58,446.00 |
DisclosureSEC source: 0001127602-17-018736 · form4.xml · nonDerivative · entry 11 McGrath Marlene Mary · CIK 0001546559 · Senior VP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,207 Read SEC document |
| May 18, 2017 Filed May 19, 2017 15:17 UTC | 3M CO MMM · Entity 1275 | SaleCommon Stock | 971 | $194.82 | $189,165.85 |
DisclosureSEC source: 0001127602-17-018736 · form4.xml · nonDerivative · entry 10 McGrath Marlene Mary · CIK 0001546559 · Senior VP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,507 Read SEC document |
| May 18, 2017 Filed May 19, 2017 15:17 UTC | 3M CO MMM · Entity 1275 | SaleCommon Stock | 200 | $194.80 | $38,960.00 |
DisclosureSEC source: 0001127602-17-018736 · form4.xml · nonDerivative · entry 9 McGrath Marlene Mary · CIK 0001546559 · Senior VP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,478 Read SEC document |
| May 18, 2017 Filed May 19, 2017 15:17 UTC | 3M CO MMM · Entity 1275 | SaleCommon Stock | 589 | $194.79 | $114,731.31 |
DisclosureSEC source: 0001127602-17-018736 · form4.xml · nonDerivative · entry 8 McGrath Marlene Mary · CIK 0001546559 · Senior VP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,678 Read SEC document |
| May 18, 2017 Filed May 19, 2017 15:17 UTC | 3M CO MMM · Entity 1275 | Exercise / conversionCommon Stock | 5,360 | $87.89 | $471,090.40 |
DisclosureSEC source: 0001127602-17-018736 · form4.xml · nonDerivative · entry 7 McGrath Marlene Mary · CIK 0001546559 · Senior VP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,267 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 18, 2017 Filed May 19, 2017 15:17 UTC | 3M CO MMM · Entity 1275 | SaleCommon Stock | 1,417 | $194.96 | $276,252.09 |
DisclosureSEC source: 0001127602-17-018736 · form4.xml · nonDerivative · entry 6 McGrath Marlene Mary · CIK 0001546559 · Senior VP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,907 Read SEC document |
| May 18, 2017 Filed May 19, 2017 15:17 UTC | 3M CO MMM · Entity 1275 | SaleCommon Stock | 700 | $194.94 | $136,459.40 |
DisclosureSEC source: 0001127602-17-018736 · form4.xml · nonDerivative · entry 5 McGrath Marlene Mary · CIK 0001546559 · Senior VP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,324 Read SEC document |
| May 18, 2017 Filed May 19, 2017 15:17 UTC | 3M CO MMM · Entity 1275 | SaleCommon Stock | 100 | $194.94 | $19,494.00 |
DisclosureSEC source: 0001127602-17-018736 · form4.xml · nonDerivative · entry 4 McGrath Marlene Mary · CIK 0001546559 · Senior VP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,024 Read SEC document |
| May 18, 2017 Filed May 19, 2017 15:17 UTC | 3M CO MMM · Entity 1275 | SaleCommon Stock | 1,300 | $194.93 | $253,410.30 |
DisclosureSEC source: 0001127602-17-018736 · form4.xml · nonDerivative · entry 3 McGrath Marlene Mary · CIK 0001546559 · Senior VP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,124 Read SEC document |
| May 18, 2017 Filed May 19, 2017 15:17 UTC | 3M CO MMM · Entity 1275 | SaleCommon Stock | 56 | $194.93 | $10,916.09 |
DisclosureSEC source: 0001127602-17-018736 · form4.xml · nonDerivative · entry 2 McGrath Marlene Mary · CIK 0001546559 · Senior VP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,424 Read SEC document |
| May 18, 2017 Filed May 19, 2017 15:17 UTC | 3M CO MMM · Entity 1275 | Exercise / conversionCommon Stock | 3,573 | $89.47 | $319,676.31 |
DisclosureSEC source: 0001127602-17-018736 · form4.xml · nonDerivative · entry 1 McGrath Marlene Mary · CIK 0001546559 · Senior VP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,480 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 07, 2017 Filed Feb 10, 2017 00:58 UTC Amendment | 3M CO MMM · Entity 1275 | GrantNon-qualified Stock Option (Right to Buy) · Derivative | 30,623 | $0.00 Strike: $175.76 | $0.00 |
DisclosureSEC source: 0001127602-17-004868 · form4a.xml · derivative · entry 3 McGrath Marlene Mary · CIK 0001546559 · Senior VP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,623 Underlying: Common Stock · 30,623 shares Expires 2027-02-08 Read SEC document |
| February 07, 2017 Filed Feb 10, 2017 00:58 UTC Amendment | 3M CO MMM · Entity 1275 | Tax withholdingCommon Stock | 3,295 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-004868 · form4a.xml · nonDerivative · entry 2 McGrath Marlene Mary · CIK 0001546559 · Senior VP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,772 F1 · balance_after: Due to a computational error caused by a third-party vendor's filing software, the reporting person is refiling a report filed earlier today, solely to correct total holdings reported in Column 5 of Table 1. Read SEC document |
| February 07, 2017 Filed Feb 10, 2017 00:58 UTC Amendment | 3M CO MMM · Entity 1275 | GrantCommon Stock | 6,763.743 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-004868 · form4a.xml · nonDerivative · entry 1 McGrath Marlene Mary · CIK 0001546559 · Senior VP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,067 F1 · balance_after: Due to a computational error caused by a third-party vendor's filing software, the reporting person is refiling a report filed earlier today, solely to correct total holdings reported in Column 5 of Table 1. Read SEC document |
| February 07, 2017 Filed Feb 9, 2017 21:02 UTC | 3M CO MMM · Entity 1275 | GrantNon-qualified Stock Option (Right to Buy) · Derivative | 30,623 | $0.00 Strike: $175.76 | $0.00 |
DisclosureSEC source: 0001127602-17-004765 · form4.xml · derivative · entry 3 McGrath Marlene Mary · CIK 0001546559 · Senior VP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,623 Underlying: Common Stock · 30,623 shares Expires 2027-02-08 F3 · security: This option becomes exercisable in equal installments on each of the first three anniversaries of the grant date (2/7/2017). Read SEC document |
| February 07, 2017 Filed Feb 9, 2017 21:02 UTC | 3M CO MMM · Entity 1275 | Tax withholdingCommon Stock | 3,295 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-004765 · form4.xml · nonDerivative · entry 2 McGrath Marlene Mary · CIK 0001546559 · Senior VP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,303 F1 · shares: Represents shares of 3M common stock that will be delivered imminently pursuant to the terms of a performance share award made to the reporting person on March 3, 2014. The performance-based vesting requirements applicable to such award were satisfied on the date reported in Column 2 above, which represents the date on which the level of performance attained was certified. The number of shares withheld for taxes are estimated and will be revised by amendment, if necessary. F2 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan. Read SEC document |
| February 07, 2017 Filed Feb 9, 2017 21:02 UTC | 3M CO MMM · Entity 1275 | GrantCommon Stock | 6,763.743 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-004765 · form4.xml · nonDerivative · entry 1 McGrath Marlene Mary · CIK 0001546559 · Senior VP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,303 F1 · shares: Represents shares of 3M common stock that will be delivered imminently pursuant to the terms of a performance share award made to the reporting person on March 3, 2014. The performance-based vesting requirements applicable to such award were satisfied on the date reported in Column 2 above, which represents the date on which the level of performance attained was certified. The number of shares withheld for taxes are estimated and will be revised by amendment, if necessary. Read SEC document |
| February 07, 2017 Filed Feb 22, 2017 23:37 UTC Amendment | 3M CO MMM · Entity 1275 | GrantNon-qualified Stock Option (Right to Buy) · Derivative | 30,623 | $0.00 Strike: $175.76 | $0.00 |
DisclosureSEC source: 0001127602-17-007822 · form4a.xml · derivative · entry 3 McGrath Marlene Mary · CIK 0001546559 · Senior VP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,623 Underlying: Common Stock · 30,623 shares Expires 2027-02-08 Read SEC document |
| February 07, 2017 Filed Feb 22, 2017 23:37 UTC Amendment | 3M CO MMM · Entity 1275 | Tax withholdingCommon Stock | 3,281 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-007822 · form4a.xml · nonDerivative · entry 2 McGrath Marlene Mary · CIK 0001546559 · Senior VP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,785.7303 F1 · shares: On February 9, 2017, the reporting person reported the imminent delivery of a number of shares of 3M Common Stock earned as a result of the 2014 performance shares awarded to the reporting person under the 3M Long-Term Incentive Plan. The number of shares to be withheld from this delivery for the payment of withholding taxes was estimated at that time. This amendment is being filed to update the Form 4 with the number of shares actually received after withholding taxes. Read SEC document |
| February 07, 2017 Filed Feb 22, 2017 23:37 UTC Amendment | 3M CO MMM · Entity 1275 | GrantCommon Stock | 6,763.743 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-007822 · form4a.xml · nonDerivative · entry 1 McGrath Marlene Mary · CIK 0001546559 · Senior VP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,066.7303 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.