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WENGER STEFAN

Disclosed activity across 1 company

Tapewire entity
166068
SEC CIK
0001239679

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ROYAL GOLD INCRGLD · Entity 3241CFO and TreasurerJune 01, 2018June 05, 2018

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ROYAL GOLD INC

Report date June 01, 2018 · Filed June 05, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect62,855 Ending reported balance After 2018-06-01 transaction · row 14
14 source rows · reconciled sequence

Row 1 · 2018-06-01 · Exercise / conversion · Acquired 3,534 · Balance 60,311

Row 2 · 2018-06-01 · Tax withholding · Disposed 2,682 · Balance 57,629

F1: Represents the difference between the number of SARs exercised (3,534) and the number of shares issuable as a result of the exercise (852).

Row 3 · 2018-06-01 · Exercise / conversion · Acquired 3,950 · Balance 61,579

Row 4 · 2018-06-01 · Tax withholding · Disposed 3,311 · Balance 58,268

F2: Represents the difference between the number of SARs exercised (3,950) and the number of shares issuable as a result of the exercise (639).

Row 5 · 2018-06-01 · Exercise / conversion · Acquired 11,891 · Balance 70,159

Row 6 · 2018-06-01 · Tax withholding · Disposed 8,222 · Balance 61,937

F3: Represents the difference between the number of SARs exercised (11,891) and the number of shares issuable as a result of the exercise (3,669).

Row 7 · 2018-06-01 · Exercise / conversion · Acquired 11,880 · Balance 73,817

Row 8 · 2018-06-01 · Tax withholding · Disposed 10,010 · Balance 63,807

F4: Represents the difference between the number of SARs exercised (11,880) and the number of shares issuable as a result of the exercise (1,870).

Row 9 · 2018-06-01 · Exercise / conversion · Acquired 9,765 · Balance 73,572

Row 10 · 2018-06-01 · Tax withholding · Disposed 6,144 · Balance 67,428

F5: Represents the difference between the number of SARs exercised (9,765) and the number of shares issuable as a result of the exercise (3,621).

Row 11 · 2018-06-01 · Exercise / conversion · Acquired 2,500 · Balance 69,928

Row 12 · 2018-06-01 · Tax withholding · Disposed 2,317 · Balance 67,611

F6: Represents the difference between the number of SARs exercised (2,500) and the number of shares issuable as a result of the exercise (183).

Row 13 · 2018-06-01 · Sale · Disposed 3,999 · Balance 63,612

Row 14 · 2018-06-01 · Sale · Disposed 757 · Balance 62,855

Common StockSEC Table I · non-derivativeIndirectBy Family Trust61,355 Reported balance After 2018-06-01 transaction · row 15 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 15 · 2018-06-01 · Sale · Disposed 1,500 · Balance 61,355

F7: The reporting person's sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan previously adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.

Stock Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $68.18 · Expires 2021-08-18Direct0 Reported balance After 2018-06-01 transaction · row 16 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 16 · 2018-06-01 · Exercise / conversion · Disposed 3,534 · Balance 0

F8: Vest 1/3 / Anni beginning on 18-Aug-2011

Stock Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $75.32 · Expires 2022-08-13Direct0 Reported balance After 2018-06-01 transaction · row 17 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 17 · 2018-06-01 · Exercise / conversion · Disposed 3,950 · Balance 0

F9: Vest 1/3 / Anni beginning on 13-Aug-2012

Stock Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $62.14 · Expires 2023-08-27Direct0 Reported balance After 2018-06-01 transaction · row 18 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 18 · 2018-06-01 · Exercise / conversion · Disposed 11,891 · Balance 0

F10: Vest 1/3 / Anni beginning on 27-Aug-2013

Stock Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $75.72 · Expires 2024-08-26Direct0 Reported balance After 2018-06-01 transaction · row 19 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 19 · 2018-06-01 · Exercise / conversion · Disposed 11,880 · Balance 0

F11: Vest 1/3 / Anni beginning on 26-Aug-2014

Stock Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $56.54 · Expires 2025-08-20Direct0 Reported balance After 2018-06-01 transaction · row 20 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 20 · 2018-06-01 · Exercise / conversion · Disposed 9,765 · Balance 0

F12: Vest 1/3 / Anni beginning on 20-Aug-2015

Stock Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $83.29 · Expires 2026-08-16Direct0 Reported balance After 2018-06-01 transaction · row 21 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 21 · 2018-06-01 · Exercise / conversion · Disposed 2,500 · Balance 0

F13: Vest 1/3 / Anni beginning on 16-Aug-2016

Filing footnotes · ownership attribution and instrument terms

F1: Represents the difference between the number of SARs exercised (3,534) and the number of shares issuable as a result of the exercise (852).

F2: Represents the difference between the number of SARs exercised (3,950) and the number of shares issuable as a result of the exercise (639).

F3: Represents the difference between the number of SARs exercised (11,891) and the number of shares issuable as a result of the exercise (3,669).

F4: Represents the difference between the number of SARs exercised (11,880) and the number of shares issuable as a result of the exercise (1,870).

F5: Represents the difference between the number of SARs exercised (9,765) and the number of shares issuable as a result of the exercise (3,621).

F6: Represents the difference between the number of SARs exercised (2,500) and the number of shares issuable as a result of the exercise (183).

F7: The reporting person's sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan previously adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.

F8: Vest 1/3 / Anni beginning on 18-Aug-2011

F9: Vest 1/3 / Anni beginning on 13-Aug-2012

F10: Vest 1/3 / Anni beginning on 27-Aug-2013

F11: Vest 1/3 / Anni beginning on 26-Aug-2014

F12: Vest 1/3 / Anni beginning on 20-Aug-2015

F13: Vest 1/3 / Anni beginning on 16-Aug-2016

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 18, 2017 Filed Aug 19, 2017 00:37 UTC ROYAL GOLD INC RGLD · Entity 3241 Exercise / conversionCommon Stock 5,114 $53.00 $271,042.00
Disclosure

SEC source: 0000085535-17-000026 · primary_doc.xml · nonDerivative · entry 4

WENGER STEFAN · CIK 0001239679 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Family Trust

Disclosed balance after: 67,061

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · balance_after: Includes 16,666 shares of restricted stock that have not yet vested.

Read SEC document
August 18, 2017 Filed Aug 19, 2017 00:37 UTC ROYAL GOLD INC RGLD · Entity 3241 Exercise / conversionCommon Stock 1,609 $62.14 $99,983.26
Disclosure

SEC source: 0000085535-17-000026 · primary_doc.xml · nonDerivative · entry 3

WENGER STEFAN · CIK 0001239679 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Family Trust

Disclosed balance after: 61,947

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · balance_after: Includes 16,666 shares of restricted stock that have not yet vested.

Read SEC document
August 18, 2017 Filed Aug 19, 2017 00:37 UTC ROYAL GOLD INC RGLD · Entity 3241 Exercise / conversionCommon Stock 1,466 $68.18 $99,951.88
Disclosure

SEC source: 0000085535-17-000026 · primary_doc.xml · nonDerivative · entry 2

WENGER STEFAN · CIK 0001239679 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Family Trust

Disclosed balance after: 60,338

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · balance_after: Includes 16,666 shares of restricted stock that have not yet vested.

Read SEC document
August 16, 2017 Filed Aug 19, 2017 00:37 UTC ROYAL GOLD INC RGLD · Entity 3241 Tax withholdingCommon Stock 661 $87.36 $57,744.96
Disclosure

SEC source: 0000085535-17-000026 · primary_doc.xml · nonDerivative · entry 1

WENGER STEFAN · CIK 0001239679 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Family Trust

Disclosed balance after: 58,872

F1 · shares: Represents shares withheld to satisfy taxes; no shares were sold.

F2 · balance_after: Includes 16,666 shares of restricted stock that have not yet vested.

Read SEC document
July 25, 2017 Filed Jul 27, 2017 22:31 UTC ROYAL GOLD INC RGLD · Entity 3241 SaleCommon Stock 1,129 $85.00 $95,965.00
Disclosure

SEC source: 0000085535-17-000022 · primary_doc.xml · nonDerivative · entry 1

WENGER STEFAN · CIK 0001239679 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 59,533

F1 · shares: The reporting person's sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan previously adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.

F2 · balance_after: Includes 18,166 shares of restricted stock that have not vested.

Read SEC document
July 12, 2017 Filed Jul 17, 2017 13:01 UTC ROYAL GOLD INC RGLD · Entity 3241 SaleCommon Stock 500 $80.00 $40,000.00
Disclosure

SEC source: 0000085535-17-000021 · primary_doc.xml · nonDerivative · entry 1

WENGER STEFAN · CIK 0001239679 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 60,662

F1 · shares: The reporting person's sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan previously adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.

F2 · balance_after: Includes 18,166 shares of restricted stock that have not vested.

Read SEC document
July 03, 2017 Filed Jul 5, 2017 22:05 UTC ROYAL GOLD INC RGLD · Entity 3241 SaleCommon Stock 1,500 $77.05 $115,575.00
Disclosure

SEC source: 0000085535-17-000020 · primary_doc.xml · nonDerivative · entry 1

WENGER STEFAN · CIK 0001239679 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 60,662

F1 · shares: The reporting person's sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan previously adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.

F2 · balance_after: Includes 18,166 shares of restricted stock that have not vested.

Read SEC document
June 01, 2017 Filed Jun 2, 2017 21:09 UTC ROYAL GOLD INC RGLD · Entity 3241 SaleCommon Stock 2,000 $80.06 $160,120.00
Disclosure

SEC source: 0000085535-17-000018 · primary_doc.xml · nonDerivative · entry 1

WENGER STEFAN · CIK 0001239679 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 62,662

F1 · shares: The reporting person's sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan previously adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.

F2 · balance_after: Includes 18,166 shares of restricted stock that have not vested.

Read SEC document
May 17, 2017 Filed May 19, 2017 22:53 UTC ROYAL GOLD INC RGLD · Entity 3241 SaleCommon Stock 2,500 $80.00 $200,000.00
Disclosure

SEC source: 0000085535-17-000017 · primary_doc.xml · nonDerivative · entry 1

WENGER STEFAN · CIK 0001239679 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Family Trust

Disclosed balance after: 64,662

F1 · shares: The reporting person's sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan previously adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.

F2 · balance_after: Includes 18,166 shares of restricted stock that have not vested.

Read SEC document
May 11, 2017 Filed May 12, 2017 20:44 UTC ROYAL GOLD INC RGLD · Entity 3241 SaleCommon Stock 500 $75.00 $37,500.00
Disclosure

SEC source: 0000085535-17-000014 · primary_doc.xml · nonDerivative · entry 1

WENGER STEFAN · CIK 0001239679 · CFO and Tresurer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Family Trust

Disclosed balance after: 67,162

F1 · shares: The reporting person's sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan previously adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.

F2 · balance_after: Includes 18,166 shares of restricted stock that have not vested.

Read SEC document
May 01, 2017 Filed May 3, 2017 21:06 UTC ROYAL GOLD INC RGLD · Entity 3241 SaleCommon Stock 1,000 $70.40 $70,400.00
Disclosure

SEC source: 0000085535-17-000013 · primary_doc.xml · nonDerivative · entry 1

WENGER STEFAN · CIK 0001239679 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Family Trust

Disclosed balance after: 67,662

F1 · shares: The reporting person's sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan previously adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.

F2 · balance_after: Includes 18,166 shares of restricted stock that have not vested.

Read SEC document
April 13, 2017 Filed Apr 13, 2017 21:25 UTC ROYAL GOLD INC RGLD · Entity 3241 SaleCommon Stock 2,000 $75.00 $150,000.00
Disclosure

SEC source: 0000085535-17-000012 · primary_doc.xml · nonDerivative · entry 1

WENGER STEFAN · CIK 0001239679 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Family Trust

Disclosed balance after: 68,662

F1 · shares: The reporting person's sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan previously adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.

F2 · balance_after: Includes 18,166 shares of restricted stock that have not vested.

Read SEC document
April 03, 2017 Filed Apr 4, 2017 22:01 UTC ROYAL GOLD INC RGLD · Entity 3241 SaleCommon Stock 1,000 $70.20 $70,200.00
Disclosure

SEC source: 0000085535-17-000011 · primary_doc.xml · nonDerivative · entry 2

WENGER STEFAN · CIK 0001239679 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Family Trust

Disclosed balance after: 70,622

F1 · shares: The reporting person's sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan previously adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.

F2 · balance_after: Includes 18,166 shares of restricted stock that have not vested.

Read SEC document
March 31, 2017 Filed Apr 4, 2017 22:01 UTC ROYAL GOLD INC RGLD · Entity 3241 SaleCommon Stock 1,000 $70.00 $70,000.00
Disclosure

SEC source: 0000085535-17-000011 · primary_doc.xml · nonDerivative · entry 1

WENGER STEFAN · CIK 0001239679 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Family Trust

Disclosed balance after: 71,622

F1 · shares: The reporting person's sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan previously adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.

F2 · balance_after: Includes 18,166 shares of restricted stock that have not vested.

Read SEC document
March 02, 2017 Filed Mar 6, 2017 21:20 UTC ROYAL GOLD INC RGLD · Entity 3241 Exercise / conversionPerformance Shares · Derivative 1,350 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000085535-17-000007 · primary_doc.xml · derivative · entry 3

WENGER STEFAN · CIK 0001239679 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,350

Underlying: Common Stock · 1,350 shares

Expires 2019-08-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: A performance award represents a contingent right to receive shares of common stock upon achievement of certain performance goals.

Read SEC document
March 02, 2017 Filed Mar 6, 2017 21:20 UTC ROYAL GOLD INC RGLD · Entity 3241 Tax withholdingCommon Stock 625 $64.58 $40,362.50
Disclosure

SEC source: 0000085535-17-000007 · primary_doc.xml · nonDerivative · entry 2

WENGER STEFAN · CIK 0001239679 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Family Trust

Disclosed balance after: 72,622

F2 · shares: Represents shares withheld to satisfy taxes; no shares were sold.

F1 · balance_after: Includes 18,166 shares of restricted stock that have not vested.

Read SEC document
March 02, 2017 Filed Mar 6, 2017 21:20 UTC ROYAL GOLD INC RGLD · Entity 3241 Exercise / conversionCommon Stock 1,350 $0.00 $0.00
Disclosure

SEC source: 0000085535-17-000007 · primary_doc.xml · nonDerivative · entry 1

WENGER STEFAN · CIK 0001239679 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Family Trust

Disclosed balance after: 73,287

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 18,166 shares of restricted stock that have not vested.

Read SEC document
February 01, 2017 Filed Feb 3, 2017 23:15 UTC ROYAL GOLD INC RGLD · Entity 3241 SaleCommon Stock 1,000 $70.00 $70,000.00
Disclosure

SEC source: 0000085535-17-000003 · primary_doc.xml · nonDerivative · entry 1

WENGER STEFAN · CIK 0001239679 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Family Trust

Disclosed balance after: 71,937

F1 · shares: The reporting person's sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan previously adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.

F2 · balance_after: Includes 18,166 shares of restricted stock that have not vested.

F3 · balance_after: In the reporting person's last Form 4 filed on 1/25/2017, the amount shown in this column was incorrectly stated and should have stated 72,937.

Read SEC document
January 23, 2017 Filed Jan 25, 2017 23:03 UTC ROYAL GOLD INC RGLD · Entity 3241 SaleCommon Stock 1,000 $70.00 $70,000.00
Disclosure

SEC source: 0000085535-17-000002 · primary_doc.xml · nonDerivative · entry 1

WENGER STEFAN · CIK 0001239679 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 54,771

F1 · shares: The reporting person's sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan previously adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.

F2 · balance_after: Includes 18,166 shares of restricted stock that have not vested.

Read SEC document
November 17, 2016 Filed Nov 18, 2016 02:17 UTC ROYAL GOLD INC RGLD · Entity 3241 Tax withholdingCommon Stock 890 $68.16 $60,662.40
Disclosure

SEC source: 0000085535-16-000064 · primary_doc.xml · nonDerivative · entry 4

WENGER STEFAN · CIK 0001239679 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,937

F2 · shares: Represents shares withheld to satisfy taxes; no shares were sold.

F4 · balance_after: Includes 19,276 shares of restricted stock that have not vested.

Read SEC document
November 17, 2016 Filed Nov 18, 2016 02:17 UTC ROYAL GOLD INC RGLD · Entity 3241 SaleCommon Stock 9,917 $68.03 $674,603.93
Disclosure

SEC source: 0000085535-16-000064 · primary_doc.xml · nonDerivative · entry 3

WENGER STEFAN · CIK 0001239679 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,827

F3 · price: The range of the weighted average sale price is $67.59 to $68.48.

F1 · balance_after: Includes 20,166 shares of restricted stock that have not vested.

Read SEC document
November 15, 2016 Filed Nov 18, 2016 02:17 UTC ROYAL GOLD INC RGLD · Entity 3241 Exercise / conversionPerformance Shares · Derivative 1,350 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000085535-16-000064 · primary_doc.xml · derivative · entry 5

WENGER STEFAN · CIK 0001239679 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,700

Underlying: Common Stock · 1,350 shares

Expires 2019-08-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: A performance award represents a contingent right to receive shares of common stock upon achievement of certain performance goals

Read SEC document
November 15, 2016 Filed Nov 18, 2016 02:17 UTC ROYAL GOLD INC RGLD · Entity 3241 Tax withholdingCommon Stock 587 $69.26 $40,655.62
Disclosure

SEC source: 0000085535-16-000064 · primary_doc.xml · nonDerivative · entry 2

WENGER STEFAN · CIK 0001239679 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,744

F2 · shares: Represents shares withheld to satisfy taxes; no shares were sold.

F1 · balance_after: Includes 20,166 shares of restricted stock that have not vested.

Read SEC document
November 15, 2016 Filed Nov 18, 2016 02:17 UTC ROYAL GOLD INC RGLD · Entity 3241 Exercise / conversionCommon Stock 1,350 $0.00 $0.00
Disclosure

SEC source: 0000085535-16-000064 · primary_doc.xml · nonDerivative · entry 1

WENGER STEFAN · CIK 0001239679 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,331

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 20,166 shares of restricted stock that have not vested.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.