Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| INTERNATIONAL BUSINESS MACHINES CORPIBM · Entity 2840 | Sr. VP and CFO | November 06, 2013 | November 07, 2013 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
INTERNATIONAL BUSINESS MACHINES CORP
Report date November 06, 2013 · Filed November 07, 2013
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 8,517 |
Reported balance
After 2013-11-06 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2013-11-06 · Grant · Acquired 45 · Balance 8,517 F1: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.
F2: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.
F3: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
DOW CHEMICAL CO /DE/
Report date August 31, 2017 · Filed September 05, 2017
Section 16 reporting ended · disclosed 2017-09-05. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| CommonSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2017-08-31 transaction · row 1
1 source rowRow 1 · 2017-08-31 · Disposition to issuer · Disposed 10,464.4071 · Balance 0 F1: Reflects disposition in connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated as of December 11, 2015, as amended on March 31, 2017 (the "Merger Agreement"), by and among the Issuer, E. I. du Pont de Nemours and Company, DowDuPont Inc. (f/k/a Diamond-Orion HoldCo, Inc., "DowDuPont"), Diamond Merger Sub, Inc. and Orion Merger Sub, Inc, pursuant to which Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving as a wholly-owned subsidiary of DowDuPont. In the Merger, each share of Issuer Common Stock, par value $2.50 per share, was exchanged for one share of common stock, par value $0.01 per share, of DowDuPont ("DowDuPont Common Stock"). The closing price of a share of Common Stock on August 31, 2017 (the last trading day prior to the effectiveness of the Merger) was $66.65, and the closing price of a share of DowDuPont common stock on September 1, 2017 (the effective date of the Merger) was $67.18. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects disposition in connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated as of December 11, 2015, as amended on March 31, 2017 (the "Merger Agreement"), by and among the Issuer, E. I. du Pont de Nemours and Company, DowDuPont Inc. (f/k/a Diamond-Orion HoldCo, Inc., "DowDuPont"), Diamond Merger Sub, Inc. and Orion Merger Sub, Inc, pursuant to which Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving as a wholly-owned subsidiary of DowDuPont. In the Merger, each share of Issuer Common Stock, par value $2.50 per share, was exchanged for one share of common stock, par value $0.01 per share, of DowDuPont ("DowDuPont Common Stock"). The closing price of a share of Common Stock on August 31, 2017 (the last trading day prior to the effectiveness of the Merger) was $66.65, and the closing price of a share of DowDuPont common stock on September 1, 2017 (the effective date of the Merger) was $67.18.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 05, 2010 Filed Feb 8, 2010 19:00 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 1,200 | $123.39 | $148,068.00 |
DisclosureSEC source: 0001181431-10-007245 · rrd265282.xml · nonDerivative · entry 4 LOUGHRIDGE MARK · CIK 0001180457 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,706.508 Read SEC document |
| February 05, 2010 Filed Feb 8, 2010 19:00 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 3,000 | $123.38 | $370,140.00 |
DisclosureSEC source: 0001181431-10-007245 · rrd265282.xml · nonDerivative · entry 3 LOUGHRIDGE MARK · CIK 0001180457 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,906.508 Read SEC document |
| February 05, 2010 Filed Feb 8, 2010 19:00 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 2,500 | $123.37 | $308,425.00 |
DisclosureSEC source: 0001181431-10-007245 · rrd265282.xml · nonDerivative · entry 2 LOUGHRIDGE MARK · CIK 0001180457 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,906.508 Read SEC document |
| February 05, 2010 Filed Feb 8, 2010 19:00 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 3,300 | $123.36 | $407,088.00 |
DisclosureSEC source: 0001181431-10-007245 · rrd265282.xml · nonDerivative · entry 1 LOUGHRIDGE MARK · CIK 0001180457 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,406.508 Read SEC document |
| February 01, 2010 Filed Feb 2, 2010 22:18 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 16,006 | $123.88 | $1,982,743.25 |
DisclosureSEC source: 0001181431-10-006022 · rrd264627.xml · nonDerivative · entry 2 LOUGHRIDGE MARK · CIK 0001180457 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,350.508 Read SEC document |
| February 01, 2010 Filed Feb 2, 2010 22:18 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantCommon Stock | 36,327 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-006022 · rrd264627.xml · nonDerivative · entry 1 LOUGHRIDGE MARK · CIK 0001180457 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,356.508 F1 · kind: These shares result from performance share units which vested at the end of the performance period (2007-2009) and were payable in cash or the company's common stock on the transaction date shown. Read SEC document |
| November 06, 2009 Filed Nov 9, 2009 16:12 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 36 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-050461 · rrd256621.xml · derivative · entry 1 LOUGHRIDGE MARK · CIK 0001180457 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,953 Underlying: Common Stock · 36 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| October 28, 2009 Filed Oct 29, 2009 17:48 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 200 | $120.87 | $24,174.00 |
DisclosureSEC source: 0001181431-09-048970 · rrd255820.xml · nonDerivative · entry 16 LOUGHRIDGE MARK · CIK 0001180457 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,005.784 Read SEC document |
| October 28, 2009 Filed Oct 29, 2009 17:48 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 100 | $120.86 | $12,086.00 |
DisclosureSEC source: 0001181431-09-048970 · rrd255820.xml · nonDerivative · entry 15 LOUGHRIDGE MARK · CIK 0001180457 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,205.784 Read SEC document |
| October 28, 2009 Filed Oct 29, 2009 17:48 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 100 | $120.85 | $12,085.00 |
DisclosureSEC source: 0001181431-09-048970 · rrd255820.xml · nonDerivative · entry 14 LOUGHRIDGE MARK · CIK 0001180457 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,305.784 Read SEC document |
| October 28, 2009 Filed Oct 29, 2009 17:48 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 100 | $120.84 | $12,084.00 |
DisclosureSEC source: 0001181431-09-048970 · rrd255820.xml · nonDerivative · entry 13 LOUGHRIDGE MARK · CIK 0001180457 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,405.784 Read SEC document |
| October 28, 2009 Filed Oct 29, 2009 17:48 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 332 | $120.83 | $40,115.56 |
DisclosureSEC source: 0001181431-09-048970 · rrd255820.xml · nonDerivative · entry 12 LOUGHRIDGE MARK · CIK 0001180457 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,505.784 Read SEC document |
| October 28, 2009 Filed Oct 29, 2009 17:48 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 100 | $120.83 | $12,082.70 |
DisclosureSEC source: 0001181431-09-048970 · rrd255820.xml · nonDerivative · entry 11 LOUGHRIDGE MARK · CIK 0001180457 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,837.784 Read SEC document |
| October 28, 2009 Filed Oct 29, 2009 17:48 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 300 | $120.83 | $36,247.50 |
DisclosureSEC source: 0001181431-09-048970 · rrd255820.xml · nonDerivative · entry 10 LOUGHRIDGE MARK · CIK 0001180457 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,937.784 Read SEC document |
| October 28, 2009 Filed Oct 29, 2009 17:48 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 1,968 | $120.82 | $237,773.76 |
DisclosureSEC source: 0001181431-09-048970 · rrd255820.xml · nonDerivative · entry 9 LOUGHRIDGE MARK · CIK 0001180457 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,237.784 Read SEC document |
| October 28, 2009 Filed Oct 29, 2009 17:48 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 292 | $120.81 | $35,276.52 |
DisclosureSEC source: 0001181431-09-048970 · rrd255820.xml · nonDerivative · entry 8 LOUGHRIDGE MARK · CIK 0001180457 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,205.784 Read SEC document |
| October 28, 2009 Filed Oct 29, 2009 17:48 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 190 | $120.81 | $22,952.95 |
DisclosureSEC source: 0001181431-09-048970 · rrd255820.xml · nonDerivative · entry 7 LOUGHRIDGE MARK · CIK 0001180457 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,497.784 Read SEC document |
| October 28, 2009 Filed Oct 29, 2009 17:48 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 500 | $120.80 | $60,400.00 |
DisclosureSEC source: 0001181431-09-048970 · rrd255820.xml · nonDerivative · entry 6 LOUGHRIDGE MARK · CIK 0001180457 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,687.784 Read SEC document |
| October 28, 2009 Filed Oct 29, 2009 17:48 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 1,600 | $120.79 | $193,264.00 |
DisclosureSEC source: 0001181431-09-048970 · rrd255820.xml · nonDerivative · entry 5 LOUGHRIDGE MARK · CIK 0001180457 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,187.784 Read SEC document |
| October 28, 2009 Filed Oct 29, 2009 17:48 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 1,449 | $120.78 | $175,010.22 |
DisclosureSEC source: 0001181431-09-048970 · rrd255820.xml · nonDerivative · entry 4 LOUGHRIDGE MARK · CIK 0001180457 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,787.784 Read SEC document |
| October 28, 2009 Filed Oct 29, 2009 17:48 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 100 | $120.78 | $12,077.50 |
DisclosureSEC source: 0001181431-09-048970 · rrd255820.xml · nonDerivative · entry 3 LOUGHRIDGE MARK · CIK 0001180457 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,236.784 Read SEC document |
| October 28, 2009 Filed Oct 29, 2009 17:48 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 2,300 | $120.77 | $277,771.00 |
DisclosureSEC source: 0001181431-09-048970 · rrd255820.xml · nonDerivative · entry 2 LOUGHRIDGE MARK · CIK 0001180457 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,336.784 Read SEC document |
| October 28, 2009 Filed Oct 29, 2009 17:48 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 100 | $120.77 | $12,076.75 |
DisclosureSEC source: 0001181431-09-048970 · rrd255820.xml · nonDerivative · entry 1 LOUGHRIDGE MARK · CIK 0001180457 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,636.784 Read SEC document |
| October 28, 2009 Filed Oct 29, 2009 17:50 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionEmp. Stock Option (right to buy) · Derivative | 23,545 | $0.00 Strike: $104.71 | $0.00 |
DisclosureSEC source: 0001181431-09-048971 · rrd255819.xml · derivative · entry 24 LOUGHRIDGE MARK · CIK 0001180457 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 23,545 shares Expires 2011-02-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This grant vested in four equal annual installments; the last installment vested on the date shown above. Read SEC document |
| October 28, 2009 Filed Oct 29, 2009 17:50 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionEmp. Stock Option (right to buy) · Derivative | 955 | $0.00 Strike: $104.71 | $0.00 |
DisclosureSEC source: 0001181431-09-048971 · rrd255819.xml · derivative · entry 23 LOUGHRIDGE MARK · CIK 0001180457 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 955 shares Expires 2011-02-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This grant vested in four equal annual installments; the last installment vested on the date shown above. Read SEC document |
| October 28, 2009 Filed Oct 29, 2009 17:50 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionEmp. Stock Option (right to buy) · Derivative | 21,532 | $0.00 Strike: $103.25 | $0.00 |
DisclosureSEC source: 0001181431-09-048971 · rrd255819.xml · derivative · entry 22 LOUGHRIDGE MARK · CIK 0001180457 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 21,532 shares Expires 2010-02-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This grant vested in four equal annual installments; the last installment vested on the date shown above. Read SEC document |
| October 28, 2009 Filed Oct 29, 2009 17:50 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionEmp. Stock Option (right to buy) · Derivative | 968 | $0.00 Strike: $103.25 | $0.00 |
DisclosureSEC source: 0001181431-09-048971 · rrd255819.xml · derivative · entry 21 LOUGHRIDGE MARK · CIK 0001180457 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 968 shares Expires 2010-02-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This grant vested in four equal annual installments; the last installment vested on the date shown above. Read SEC document |
| October 28, 2009 Filed Oct 29, 2009 17:50 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 100 | $120.77 | $12,076.50 |
DisclosureSEC source: 0001181431-09-048971 · rrd255819.xml · nonDerivative · entry 20 LOUGHRIDGE MARK · CIK 0001180457 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,736.784 Read SEC document |
| October 28, 2009 Filed Oct 29, 2009 17:50 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 2,642 | $120.76 | $319,047.92 |
DisclosureSEC source: 0001181431-09-048971 · rrd255819.xml · nonDerivative · entry 19 LOUGHRIDGE MARK · CIK 0001180457 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,836.784 Read SEC document |
| October 28, 2009 Filed Oct 29, 2009 17:50 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 1,188 | $120.76 | $143,456.94 |
DisclosureSEC source: 0001181431-09-048971 · rrd255819.xml · nonDerivative · entry 18 LOUGHRIDGE MARK · CIK 0001180457 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,478.784 Read SEC document |
| October 28, 2009 Filed Oct 29, 2009 17:50 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 436 | $120.75 | $52,644.82 |
DisclosureSEC source: 0001181431-09-048971 · rrd255819.xml · nonDerivative · entry 17 LOUGHRIDGE MARK · CIK 0001180457 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,666.784 Read SEC document |
| October 28, 2009 Filed Oct 29, 2009 17:50 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 2,511 | $120.74 | $303,178.14 |
DisclosureSEC source: 0001181431-09-048971 · rrd255819.xml · nonDerivative · entry 16 LOUGHRIDGE MARK · CIK 0001180457 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,102.784 Read SEC document |
| October 28, 2009 Filed Oct 29, 2009 17:50 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 200 | $120.74 | $24,147.50 |
DisclosureSEC source: 0001181431-09-048971 · rrd255819.xml · nonDerivative · entry 15 LOUGHRIDGE MARK · CIK 0001180457 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,613.784 Read SEC document |
| October 28, 2009 Filed Oct 29, 2009 17:50 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 1,000 | $120.74 | $120,735.00 |
DisclosureSEC source: 0001181431-09-048971 · rrd255819.xml · nonDerivative · entry 14 LOUGHRIDGE MARK · CIK 0001180457 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,813.784 Read SEC document |
| October 28, 2009 Filed Oct 29, 2009 17:50 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 3,236 | $120.73 | $390,682.28 |
DisclosureSEC source: 0001181431-09-048971 · rrd255819.xml · nonDerivative · entry 13 LOUGHRIDGE MARK · CIK 0001180457 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,813.784 Read SEC document |
| October 28, 2009 Filed Oct 29, 2009 17:50 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 834 | $120.73 | $100,684.65 |
DisclosureSEC source: 0001181431-09-048971 · rrd255819.xml · nonDerivative · entry 12 LOUGHRIDGE MARK · CIK 0001180457 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,049.784 Read SEC document |
| October 28, 2009 Filed Oct 29, 2009 17:50 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 1,231 | $120.72 | $148,606.32 |
DisclosureSEC source: 0001181431-09-048971 · rrd255819.xml · nonDerivative · entry 11 LOUGHRIDGE MARK · CIK 0001180457 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,883.784 Read SEC document |
| October 28, 2009 Filed Oct 29, 2009 17:50 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 1,000 | $120.72 | $120,715.00 |
DisclosureSEC source: 0001181431-09-048971 · rrd255819.xml · nonDerivative · entry 10 LOUGHRIDGE MARK · CIK 0001180457 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,114.784 Read SEC document |
| October 28, 2009 Filed Oct 29, 2009 17:50 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 6,136 | $120.71 | $740,676.56 |
DisclosureSEC source: 0001181431-09-048971 · rrd255819.xml · nonDerivative · entry 9 LOUGHRIDGE MARK · CIK 0001180457 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,114.784 Read SEC document |
| October 28, 2009 Filed Oct 29, 2009 17:50 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 600 | $120.71 | $72,423.00 |
DisclosureSEC source: 0001181431-09-048971 · rrd255819.xml · nonDerivative · entry 8 LOUGHRIDGE MARK · CIK 0001180457 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,250.784 Read SEC document |
| October 28, 2009 Filed Oct 29, 2009 17:50 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 15,180 | $120.70 | $1,832,226.00 |
DisclosureSEC source: 0001181431-09-048971 · rrd255819.xml · nonDerivative · entry 7 LOUGHRIDGE MARK · CIK 0001180457 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,850.784 Read SEC document |
| October 28, 2009 Filed Oct 29, 2009 17:50 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 640 | $120.69 | $77,241.60 |
DisclosureSEC source: 0001181431-09-048971 · rrd255819.xml · nonDerivative · entry 6 LOUGHRIDGE MARK · CIK 0001180457 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,030.784 Read SEC document |
| October 28, 2009 Filed Oct 29, 2009 17:50 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 335 | $120.68 | $40,427.80 |
DisclosureSEC source: 0001181431-09-048971 · rrd255819.xml · nonDerivative · entry 5 LOUGHRIDGE MARK · CIK 0001180457 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,670.784 Read SEC document |
| October 28, 2009 Filed Oct 29, 2009 17:50 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 23,545 | $104.71 | $2,465,396.95 |
DisclosureSEC source: 0001181431-09-048971 · rrd255819.xml · nonDerivative · entry 4 LOUGHRIDGE MARK · CIK 0001180457 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,005.784 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 28, 2009 Filed Oct 29, 2009 17:50 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 955 | $104.71 | $99,998.05 |
DisclosureSEC source: 0001181431-09-048971 · rrd255819.xml · nonDerivative · entry 3 LOUGHRIDGE MARK · CIK 0001180457 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,460.784 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 28, 2009 Filed Oct 29, 2009 17:50 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 21,532 | $103.25 | $2,223,179.00 |
DisclosureSEC source: 0001181431-09-048971 · rrd255819.xml · nonDerivative · entry 2 LOUGHRIDGE MARK · CIK 0001180457 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,505.784 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 28, 2009 Filed Oct 29, 2009 17:50 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 968 | $103.25 | $99,946.00 |
DisclosureSEC source: 0001181431-09-048971 · rrd255819.xml · nonDerivative · entry 1 LOUGHRIDGE MARK · CIK 0001180457 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,973.784 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 06, 2009 Filed Aug 7, 2009 17:32 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 37 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-038431 · rrd250165.xml · derivative · entry 1 LOUGHRIDGE MARK · CIK 0001180457 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,920 Underlying: Common Stock · 37 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| May 08, 2009 Filed May 11, 2009 23:31 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionRst. Stock Unit · Derivative | 3,271 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-024231 · rrd242207.xml · derivative · entry 9 LOUGHRIDGE MARK · CIK 0001180457 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,543 Underlying: Common Stock · 3,271 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F2 · kind: Release of restricted stock units. F1 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F1 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. Read SEC document |
| May 08, 2009 Filed May 11, 2009 23:31 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionRst. Stock Unit · Derivative | 3,579 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-024231 · rrd242207.xml · derivative · entry 8 LOUGHRIDGE MARK · CIK 0001180457 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,579 Underlying: Common Stock · 3,579 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F2 · kind: Release of restricted stock units. F1 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F1 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.