Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ENTEGRIS INCENTG · Entity 3271 | Director | June 03, 2026 | June 04, 2026 |
| LATTICE SEMICONDUCTOR CORPLSCC · Entity 3335 | Director | June 03, 2026 | June 04, 2026 |
| QUALCOMM INC/DEQCOM · Entity 2852 | Executive Vice President | December 31, 2013 | January 03, 2014 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ENTEGRIS INC
Report date June 03, 2026 · Filed June 04, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 18,277 |
Reported balance
After 2026-06-03 transaction · row 1
1 source rowRow 1 · 2026-06-03 · Sale · Disposed 3,569 · Balance 18,277 |
LATTICE SEMICONDUCTOR CORP
Report date June 03, 2026 · Filed June 04, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 41,201 |
Reported balance
After 2026-06-03 transaction · row 1
1 source rowRow 1 · 2026-06-03 · Sale · Disposed 6,101 · Balance 41,201 F1: This transaction was executed in multiple trades at prices ranging from $99.8004 to $99.8050. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was executed in multiple trades at prices ranging from $99.8004 to $99.8050. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
QUALCOMM INC/DE
Report date December 31, 2013 · Filed January 03, 2014
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $1.00 | Indirectby Grantor Trust | 12,133.209 |
Reported balance
After 2013-12-31 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2013-12-31 · Grant · Acquired 1,160 · Balance 12,133.209 F1: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan. F2: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest 100% after 2 years of continuous service with the Company. F3: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination. |
Filing footnotes · ownership attribution and instrument terms
F1: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.
F2: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest 100% after 2 years of continuous service with the Company.
F3: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 21, 2019 Filed Aug 22, 2019 22:22 UTC | LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 | SaleCommon Stock | 21,919 | $20.07 | $440,008.58 |
DisclosureSEC source: 0000855658-19-000088 · edgardoc.xml · nonDerivative · entry 2 LEDERER JAMES P · CIK 0001434807 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,263 Read SEC document |
| August 21, 2019 Filed Aug 22, 2019 22:22 UTC | LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 | Exercise / conversionCommon Stock | 21,919 | $6.29 | $137,870.51 |
DisclosureSEC source: 0000855658-19-000088 · edgardoc.xml · nonDerivative · entry 1 LEDERER JAMES P · CIK 0001434807 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,182 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 07, 2019 Filed May 8, 2019 21:53 UTC | LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 22,263 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000855658-19-000044 · edgardoc.xml · derivative · entry 3 LEDERER JAMES P · CIK 0001434807 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,795 Underlying: Common Stock · 22,263 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration. F3 · derivative.exercise_date: The restricted stock units vest 100% on the first anniversary of the Grant Date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| May 07, 2019 Filed May 8, 2019 21:53 UTC | LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 | Exercise / conversionCommon Stock | 22,263 | $0.00 | $0.00 |
DisclosureSEC source: 0000855658-19-000044 · edgardoc.xml · nonDerivative · entry 1 LEDERER JAMES P · CIK 0001434807 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,263 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units - no purchase price for this transaction. Read SEC document |
| May 06, 2019 Filed May 8, 2019 21:53 UTC | LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 | GrantRestricted Stock Unit (RSU) · Derivative | 8,795 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000855658-19-000044 · edgardoc.xml · derivative · entry 2 LEDERER JAMES P · CIK 0001434807 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,058 Underlying: Common Stock · 8,795 shares Expires not disclosed F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration. F3 · derivative.exercise_date: The restricted stock units vest 100% on the first anniversary of the Grant Date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| May 01, 2019 Filed May 3, 2019 20:11 UTC | ENTEGRIS INC ENTG · Entity 3271 | GrantCommon Stock | 3,569 | $0.00 | $0.00 |
DisclosureSEC source: 0001434807-19-000002 · wf-form4_155691429167310.xml · nonDerivative · entry 1 LEDERER JAMES P · CIK 0001434807 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,527 F1 · shares: These Restricted Stock Units vest in full on the earlier of (1) the anniversary date of the grant, or (2) the date of the Company's 2020 Annual Meeting of Stockholders. F2 · price: These shares were awarded on May 1, 2019 as Restricted Stock Units, payable solely in Common Stock, pursuant to the Entegris, Inc. 2010 Stock Plan, which provides for the award of Restricted Stock Units to independent directors in consideration for services as such. Read SEC document |
| May 09, 2018 Filed May 10, 2018 20:50 UTC | ENTEGRIS INC ENTG · Entity 3271 | GrantCommon Stock | 4,090 | $0.00 | $0.00 |
DisclosureSEC source: 0001434807-18-000003 · edgar.xml · nonDerivative · entry 1 LEDERER JAMES P · CIK 0001434807 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,958 F1 · shares: These Restricted Stock Units vest in full on the earlier of (1) the anniversary date of the grant, or (2) the date of the Company's 2019 Annual Meeting of Stockholders. F2 · price: These shares were awarded on May 9, 2018 as Restricted Stock Units, payable solely in Common Stock, pursuant to the Entegris, Inc. 2010 Stock Plan, which provides for the award of Restricted Stock Units to independent directors in consideration for services as such. Read SEC document |
| May 07, 2018 Filed May 9, 2018 19:08 UTC | LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 | GrantRestricted Stock Unit (RSU) · Derivative | 22,263 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000855658-18-000065 · edgardoc.xml · derivative · entry 1 LEDERER JAMES P · CIK 0001434807 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,263 Underlying: Common Stock · 22,263 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration. F2 · derivative.exercise_date: The restricted stock units vest 100% on the first anniversary of the Grant Date. F3 · derivative.expiration_date: Not applicable. Read SEC document |
| March 14, 2018 Filed Mar 20, 2018 17:47 UTC | LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 65,756 | $0.00 Strike: $6.29 | $0.00 |
DisclosureSEC source: 0000855658-18-000035 · edgardoc.xml · derivative · entry 1 LEDERER JAMES P · CIK 0001434807 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,756 Underlying: Common Stock · 65,756 shares Expires 2028-03-14 F1 · derivative.exercise_date: This option to purchase shares of common stock vests as follows: one-third of the total number of shares subject to the option shall vest on each of the first three anniversaries of the grant date. Read SEC document |
| March 14, 2018 Filed Mar 20, 2018 17:46 UTC | LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 65,756 | $0.00 Strike: $6.29 | $0.00 |
DisclosureSEC source: 0000855658-18-000033 · edgardoc.xml · derivative · entry 1 LEDERER JAMES P · CIK 0001434807 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,756 Underlying: Common Stock · 65,756 shares Expires 2028-03-14 F1 · derivative.exercise_date: This option to purchase shares of common stock vests as follows: one-third of the total number of shares subject to the option shall vest on each of the first three anniversaries of the grant date. Read SEC document |
| May 24, 2017 Filed May 26, 2017 18:54 UTC | ENTEGRIS INC ENTG · Entity 3271 | GrantCommon Stsock | 5,133 | $0.00 | $0.00 |
DisclosureSEC source: 0001434807-17-000004 · edgar.xml · nonDerivative · entry 1 LEDERER JAMES P · CIK 0001434807 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,868 F1 · shares: These Restricted Stock Units vest in full on the earlier of (1) the anniversary date of the grant, or (2) the date of the Company's 2018 Annual Meeting of Stockholders. F2 · price: These shares were awarded on May 24, 2017 as Restricted Stock Units, payable solely in Common Stock, pursuant to the Entegris, Inc. 2010 Stock Plan which provides for the award of Restricted Stock Units to independent directors in consideration for services as such. Read SEC document |
| May 16, 2017 Filed May 17, 2017 20:07 UTC | ENTEGRIS INC ENTG · Entity 3271 | SaleCommon Stock | 3,391 | $24.78 | $84,012.03 |
DisclosureSEC source: 0001434807-17-000002 · edgar.xml · nonDerivative · entry 1 LEDERER JAMES P · CIK 0001434807 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,735 Read SEC document |
| December 31, 2013 Filed Jan 3, 2014 19:33 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantPhantom Stock Unit · Derivative | 1,160 | $66.60 Strike: $1.00 | $77,255.42 |
DisclosureSEC source: 0001234452-14-000020 · edgardoc.xml · derivative · entry 1 LEDERER JAMES P · CIK 0001434807 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · by Grantor Trust Disclosed balance after: 12,133.209 Underlying: Common Stock · 1,160 shares Expires not disclosed F1 · security: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan. F2 · derivative.exercise_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest 100% after 2 years of continuous service with the Company. F3 · derivative.expiration_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination. F1 · ownership.nature: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan. Read SEC document |
| December 06, 2013 Filed Dec 9, 2013 17:05 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 13,315 | $73.86 | $983,411.28 |
DisclosureSEC source: 0001234452-13-000633 · edgardoc.xml · nonDerivative · entry 1 LEDERER JAMES P · CIK 0001434807 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,917.5374 F1 · price: The sale prices for this transaction ranged from $73.85 to $73.87. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 25, 2013 Filed Nov 26, 2013 21:13 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Tax withholdingCommon Stock | 14,279 | $72.49 | $1,035,084.71 |
DisclosureSEC source: 0001234452-13-000590 · edgardoc.xml · nonDerivative · entry 2 LEDERER JAMES P · CIK 0001434807 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,481.5374 Read SEC document |
| November 25, 2013 Filed Nov 26, 2013 21:13 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantCommon Stock | 27,843 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-13-000590 · edgardoc.xml · nonDerivative · entry 1 LEDERER JAMES P · CIK 0001434807 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,760.5374 Read SEC document |
| November 25, 2013 Filed Dec 5, 2013 23:40 UTC Amendment | QUALCOMM INC/DE QCOM · Entity 2852 | Tax withholdingCommon Stock | 14,528 | $72.49 | $1,053,134.72 |
DisclosureSEC source: 0001234452-13-000631 · edgardoc.xml · nonDerivative · entry 1 LEDERER JAMES P · CIK 0001434807 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,232.5374 F1 · shares: Correction of taxes withheld on the RSU shares released. Read SEC document |
| November 21, 2013 Filed Nov 22, 2013 17:25 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 2,992 | $71.58 | $214,176.64 |
DisclosureSEC source: 0001234452-13-000569 · edgardoc.xml · nonDerivative · entry 1 LEDERER JAMES P · CIK 0001434807 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,917.5374 Read SEC document |
| November 20, 2013 Filed Nov 21, 2013 23:51 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionRestricted Stock Unit · Derivative | 6,258 | $0.00 Strike: $1.00 | $0.00 |
DisclosureSEC source: 0001234452-13-000562 · edgardoc.xml · derivative · entry 4 LEDERER JAMES P · CIK 0001434807 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,517 Underlying: Common Stock · 6,258 shares Expires 2023-09-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: These shares are represented by restricted stock units and unvested dividend equivalents. The units vest in equal one-third amounts on November 20, 2013, 2014 and 2015. Upon vesting, the restricted stock units will be paid out in whole shares of common stock. Read SEC document |
| November 20, 2013 Filed Nov 21, 2013 23:51 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Tax withholdingCommon Stock | 3,266 | $71.03 | $231,983.98 |
DisclosureSEC source: 0001234452-13-000562 · edgardoc.xml · nonDerivative · entry 2 LEDERER JAMES P · CIK 0001434807 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,909.5374 Read SEC document |
| November 20, 2013 Filed Nov 21, 2013 23:51 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 6,258 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-13-000562 · edgardoc.xml · nonDerivative · entry 1 LEDERER JAMES P · CIK 0001434807 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,175.5374 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 11, 2013 Filed Nov 13, 2013 18:44 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 7,338 | $0.00 Strike: $44.75 | $0.00 |
DisclosureSEC source: 0001234452-13-000508 · edgardoc.xml · derivative · entry 8 LEDERER JAMES P · CIK 0001434807 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,338 shares Expires 2019-11-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: Employee stock options granted under the Company's 2006 Long-Term Incentive Plan. The options vest on each six month date after the date of grant as to 1/8th of the total shares granted until fully vested four years from the date of grant. Read SEC document |
| November 11, 2013 Filed Nov 13, 2013 18:44 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $35.66 | $0.00 |
DisclosureSEC source: 0001234452-13-000508 · edgardoc.xml · derivative · entry 7 LEDERER JAMES P · CIK 0001434807 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2018-11-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| November 11, 2013 Filed Nov 13, 2013 18:44 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 7,809 | $67.29 | $525,433.25 |
DisclosureSEC source: 0001234452-13-000508 · edgardoc.xml · nonDerivative · entry 5 LEDERER JAMES P · CIK 0001434807 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,917.5374 F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F4 · price: The sale prices for this transaction ranged from $67.22 to $67.35. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 11, 2013 Filed Nov 13, 2013 18:44 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 5,000 | $67.28 | $336,396.00 |
DisclosureSEC source: 0001234452-13-000508 · edgardoc.xml · nonDerivative · entry 4 LEDERER JAMES P · CIK 0001434807 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,726.5374 F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F3 · price: The sale prices for this transaction ranged from $67.22 to $67.33. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 11, 2013 Filed Nov 13, 2013 18:44 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 5,000 | $35.66 | $178,300.00 |
DisclosureSEC source: 0001234452-13-000508 · edgardoc.xml · nonDerivative · entry 3 LEDERER JAMES P · CIK 0001434807 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,726.5374 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 11, 2013 Filed Nov 13, 2013 18:44 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 7,338 | $67.28 | $493,701.37 |
DisclosureSEC source: 0001234452-13-000508 · edgardoc.xml · nonDerivative · entry 2 LEDERER JAMES P · CIK 0001434807 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,726.5374 F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F2 · price: The sale prices for this transaction ranged from $67.22 to $67.34. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 11, 2013 Filed Nov 13, 2013 18:44 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 7,338 | $44.75 | $328,375.50 |
DisclosureSEC source: 0001234452-13-000508 · edgardoc.xml · nonDerivative · entry 1 LEDERER JAMES P · CIK 0001434807 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,064.5374 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 09, 2013 Filed Nov 12, 2013 23:54 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Tax withholdingCommon Stock | 4,482 | $67.45 | $302,310.90 |
DisclosureSEC source: 0001234452-13-000502 · edgardoc.xml · nonDerivative · entry 4 LEDERER JAMES P · CIK 0001434807 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,726.5374 Read SEC document |
| November 09, 2013 Filed Nov 12, 2013 23:54 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantCommon Stock | 8,590.6347 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-13-000502 · edgardoc.xml · nonDerivative · entry 3 LEDERER JAMES P · CIK 0001434807 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,209.1721 Read SEC document |
| November 08, 2013 Filed Nov 12, 2013 23:54 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionRestricted Stock Unit · Derivative | 609.4786 | $0.00 Strike: $1.00 | $0.00 |
DisclosureSEC source: 0001234452-13-000502 · edgardoc.xml · derivative · entry 7 LEDERER JAMES P · CIK 0001434807 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 609.4786 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: These dividend equivalents vest the same as the underlying restricted stock units. F3 · derivative.expiration_date: These dividend equivalents vest the same as the underlying restricted stock units. Read SEC document |
| November 08, 2013 Filed Nov 12, 2013 23:54 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionRestricted Stock Unit · Derivative | 7,130.4634 | $0.00 Strike: $1.00 | $0.00 |
DisclosureSEC source: 0001234452-13-000502 · edgardoc.xml · derivative · entry 6 LEDERER JAMES P · CIK 0001434807 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,130.4634 shares Expires 2020-11-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: These shares are represented by restricted stock units. The units vest annually over three years. Upon vesting, the restricted stock units will be paid out in whole shares of common stock. Read SEC document |
| November 08, 2013 Filed Nov 12, 2013 23:54 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Tax withholdingCommon Stock | 4,038 | $67.45 | $272,363.10 |
DisclosureSEC source: 0001234452-13-000502 · edgardoc.xml · nonDerivative · entry 2 LEDERER JAMES P · CIK 0001434807 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,618.5374 Read SEC document |
| November 08, 2013 Filed Nov 12, 2013 23:54 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 7,739.942 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-13-000502 · edgardoc.xml · nonDerivative · entry 1 LEDERER JAMES P · CIK 0001434807 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,657.4794 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 29, 2013 Filed Oct 1, 2013 21:22 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantRestricted Stock Unit · Derivative | 18,775 | $0.00 Strike: $1.00 | $0.00 |
DisclosureSEC source: 0001234452-13-000406 · edgardoc.xml · derivative · entry 1 LEDERER JAMES P · CIK 0001434807 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,775 Underlying: Common Stock · 18,775 shares Expires 2023-09-28 F1 · derivative.exercise_date: These shares are represented by restricted stock units and unvested dividend equivalents. The units vest in equal one-third amounts on November 20, 2013, 2014 and 2015. Upon vesting, the restricted stock units will be paid out in whole shares of common stock. Read SEC document |
| September 20, 2013 Filed Sep 23, 2013 16:17 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 1,667 | $0.00 Strike: $52.87 | $0.00 |
DisclosureSEC source: 0001234452-13-000377 · edgardoc.xml · derivative · entry 8 LEDERER JAMES P · CIK 0001434807 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,667 shares Expires 2018-08-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| September 20, 2013 Filed Sep 23, 2013 16:17 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $35.66 | $0.00 |
DisclosureSEC source: 0001234452-13-000377 · edgardoc.xml · derivative · entry 7 LEDERER JAMES P · CIK 0001434807 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2018-11-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| September 20, 2013 Filed Sep 23, 2013 16:17 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 1,667 | $69.52 | $115,889.84 |
DisclosureSEC source: 0001234452-13-000377 · edgardoc.xml · nonDerivative · entry 4 LEDERER JAMES P · CIK 0001434807 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,917.5374 F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. Read SEC document |
| September 20, 2013 Filed Sep 23, 2013 16:17 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 1,667 | $52.87 | $88,134.29 |
DisclosureSEC source: 0001234452-13-000377 · edgardoc.xml · nonDerivative · entry 3 LEDERER JAMES P · CIK 0001434807 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,584.5374 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 20, 2013 Filed Sep 23, 2013 16:17 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 5,000 | $69.52 | $347,600.00 |
DisclosureSEC source: 0001234452-13-000377 · edgardoc.xml · nonDerivative · entry 2 LEDERER JAMES P · CIK 0001434807 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,917.5374 F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. Read SEC document |
| September 20, 2013 Filed Sep 23, 2013 16:17 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 5,000 | $35.66 | $178,300.00 |
DisclosureSEC source: 0001234452-13-000377 · edgardoc.xml · nonDerivative · entry 1 LEDERER JAMES P · CIK 0001434807 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,917.5374 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 10, 2013 Filed Sep 12, 2013 23:43 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 10 | $69.71 | $697.10 |
DisclosureSEC source: 0001234452-13-000373 · edgardoc.xml · nonDerivative · entry 1 LEDERER JAMES P · CIK 0001434807 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · by Joint Account Disclosed balance after: 90 F1 · ownership.nature: Securities owned with adult son of which affiliate disclaims beneficial ownership. Read SEC document |
| September 06, 2013 Filed Sep 9, 2013 19:29 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 1,556 | $68.00 | $105,808.00 |
DisclosureSEC source: 0001234452-13-000359 · edgardoc.xml · nonDerivative · entry 1 LEDERER JAMES P · CIK 0001434807 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,917.5374 F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. Read SEC document |
| August 10, 2013 Filed Aug 12, 2013 22:17 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Tax withholdingCommon Stock | 1,699 | $66.27 | $112,592.73 |
DisclosureSEC source: 0001234452-13-000324 · edgardoc.xml · nonDerivative · entry 1 LEDERER JAMES P · CIK 0001434807 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,473.5374 F1 · balance_after: Includes 187 shares acquired under the Company's Employee Stock Purchase Plan on July 31, 2013. Read SEC document |
| July 26, 2013 Filed Jul 29, 2013 23:01 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 8,333 | $0.00 Strike: $52.87 | $0.00 |
DisclosureSEC source: 0001234452-13-000303 · edgardoc.xml · derivative · entry 17 LEDERER JAMES P · CIK 0001434807 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,667 Underlying: Common Stock · 8,333 shares Expires 2018-08-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| July 26, 2013 Filed Jul 29, 2013 23:01 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 1,000 | $0.00 Strike: $47.35 | $0.00 |
DisclosureSEC source: 0001234452-13-000303 · edgardoc.xml · derivative · entry 16 LEDERER JAMES P · CIK 0001434807 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,000 shares Expires 2018-05-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| July 26, 2013 Filed Jul 29, 2013 23:01 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 7,338 | $0.00 Strike: $44.75 | $0.00 |
DisclosureSEC source: 0001234452-13-000303 · edgardoc.xml · derivative · entry 15 LEDERER JAMES P · CIK 0001434807 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,338 Underlying: Common Stock · 7,338 shares Expires 2019-11-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Employee stock options granted under the Company's 2006 Long-Term Incentive Plan. The options vest on each six month date after the date of grant as to 1/8th of the total shares granted until fully vested four years from the date of grant. Read SEC document |
| July 26, 2013 Filed Jul 29, 2013 23:01 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 2,167 | $0.00 Strike: $43.24 | $0.00 |
DisclosureSEC source: 0001234452-13-000303 · edgardoc.xml · derivative · entry 14 LEDERER JAMES P · CIK 0001434807 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,167 shares Expires 2018-04-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| July 26, 2013 Filed Jul 29, 2013 23:01 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 12,500 | $0.00 Strike: $35.66 | $0.00 |
DisclosureSEC source: 0001234452-13-000303 · edgardoc.xml · derivative · entry 13 LEDERER JAMES P · CIK 0001434807 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 12,500 shares Expires 2018-11-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| July 26, 2013 Filed Jul 29, 2013 23:01 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 2,167 | $64.00 | $138,688.00 |
DisclosureSEC source: 0001234452-13-000303 · edgardoc.xml · nonDerivative · entry 10 LEDERER JAMES P · CIK 0001434807 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,985.5374 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.