Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (3)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
AMERICAN EXPRESS CO
Report date December 31, 2013 · Filed February 13, 2014
Section 16 reporting ended · disclosed 2014-02-13. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 73,822.1807 |
Reported balance
After 2013-11-22 transaction · row 1
1 source rowRow 1 · 2013-11-22 · Gift · Disposed 11,650 · Balance 73,822.1807 F1: The reported disposition represents a bona fide charitable gift made by the reporting person. |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) Plan | 84.57 |
Reported balance
Holding disclosure · report date 2013-12-31 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 84.57 |
Filing footnotes · ownership attribution and instrument terms
F1: The reported disposition represents a bona fide charitable gift made by the reporting person.
Fidelity National Information Services, Inc.
Report date June 05, 2024 · Filed June 07, 2024
Section 16 reporting ended · disclosed 2024-06-07. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 15,873 |
Ending reported balance
After 2024-06-05 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2024-06-05 · Exercise / conversion · Acquired 1,554 · Balance 9,880 Row 2 · 2024-06-05 · Exercise / conversion · Acquired 2,139 · Balance 12,019 Row 3 · 2024-06-05 · Exercise / conversion · Acquired 3,854 · Balance 15,873 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2024-06-05 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2024-06-05 · Exercise / conversion · Disposed 1,554 · Balance 0 F1: Each restricted stock unit represents a contingent right to receive one share of FIS common stock. F2: These restricted stock units vested in full on May 28, 2021. The reporting person elected to defer distribution of the vested common stock until the end of service as a director. On June 5, 2024, the reporting person ended their service as a director and the restricted stock units distributed in full. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2024-06-05 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2024-06-05 · Exercise / conversion · Disposed 2,139 · Balance 0 F1: Each restricted stock unit represents a contingent right to receive one share of FIS common stock. F3: These restricted stock units vested in full on May 25, 2023. The reporting person elected to defer distribution of the vested common stock until the end of service as a director. On June 5, 2024, the reporting person ended their service as a director and the restricted stock units distributed in full. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2024-06-05 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2024-06-05 · Exercise / conversion · Disposed 3,854 · Balance 0 F1: Each restricted stock unit represents a contingent right to receive one share of FIS common stock. F4: These restricted stock units vested in full on May 24, 2024. The reporting person elected to defer distribution of the vested common stock until the end of service as a director. On June 5, 2024, the reporting person ended their service as a director and the restricted stock units distributed in full. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of FIS common stock.
F2: These restricted stock units vested in full on May 28, 2021. The reporting person elected to defer distribution of the vested common stock until the end of service as a director. On June 5, 2024, the reporting person ended their service as a director and the restricted stock units distributed in full.
F3: These restricted stock units vested in full on May 25, 2023. The reporting person elected to defer distribution of the vested common stock until the end of service as a director. On June 5, 2024, the reporting person ended their service as a director and the restricted stock units distributed in full.
F4: These restricted stock units vested in full on May 24, 2024. The reporting person elected to defer distribution of the vested common stock until the end of service as a director. On June 5, 2024, the reporting person ended their service as a director and the restricted stock units distributed in full.
Zoetis Inc.
Report date May 20, 2026 · Filed May 21, 2026
Section 16 reporting ended · disclosed 2026-05-21. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 28,394 |
Ending reported balance
After 2026-05-20 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-05-20 · Exercise / conversion · Acquired 1,944 · Balance 18,208 F1: Acquisition of common stock upon vesting and settlement of restricted stock units (RSUs) in connection with Ms. Parent's retirement from the Zoetis Board of Directors. Row 2 · 2026-05-20 · Exercise / conversion · Acquired 10,186 · Balance 28,394 F2: Acquisition of common stock upon vesting and settlement of deferred stock units (DSUs) in connection with Ms. Parent's retirement from the Zoetis Board of Directors. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-05-20 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-05-20 · Exercise / conversion · Disposed 1,944.3611 · Balance 0 F3: Represents restricted stock units granted pursuant to the Zoetis Inc. Amended and Restated 2013 Equity and Incentive Plan, and dividend equivalent units automatically issued thereon (each an "RSU" and collectively, "RSUs"). F4: Each restricted stock unit represents a contingent right to receive one share of Zoetis Inc. common stock. F5: Each RSU vests and is settled in shares of Zoetis Inc. common stock on the first anniversary of the date of grant, February 18, 2026, subject to the reporting person's continued service through such vesting date and subject to earlier vesting and settlement upon certain specific events, including retirement from the Board of Directors. F6: Not applicable. |
| Deferred Stock UnitSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-05-20 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2026-05-20 · Exercise / conversion · Disposed 10,186.6735 · Balance 0 F7: Represents deferred stock units granted pursuant to the Zoetis Inc. 2013 Equity and Incentive Plan, and dividend equivalent units automatically issued thereon (each a "DSU" and collectively, "DSUs"). The DSUs were fully vested on the date of the grant and settled in shares of Zoetis Inc. common stock upon the reporting person's separation from service as a director at Zoetis. F8: Each DSU represents the right to receive one share of Zoetis Inc. common stock. F9: Each DSU is settled in shares of Zoetis Inc. common stock upon the reporting person's separation from service as a director of Zoetis Inc. F6: Not applicable. |
Filing footnotes · ownership attribution and instrument terms
F1: Acquisition of common stock upon vesting and settlement of restricted stock units (RSUs) in connection with Ms. Parent's retirement from the Zoetis Board of Directors.
F2: Acquisition of common stock upon vesting and settlement of deferred stock units (DSUs) in connection with Ms. Parent's retirement from the Zoetis Board of Directors.
F3: Represents restricted stock units granted pursuant to the Zoetis Inc. Amended and Restated 2013 Equity and Incentive Plan, and dividend equivalent units automatically issued thereon (each an "RSU" and collectively, "RSUs").
F4: Each restricted stock unit represents a contingent right to receive one share of Zoetis Inc. common stock.
F5: Each RSU vests and is settled in shares of Zoetis Inc. common stock on the first anniversary of the date of grant, February 18, 2026, subject to the reporting person's continued service through such vesting date and subject to earlier vesting and settlement upon certain specific events, including retirement from the Board of Directors.
F6: Not applicable.
F7: Represents deferred stock units granted pursuant to the Zoetis Inc. 2013 Equity and Incentive Plan, and dividend equivalent units automatically issued thereon (each a "DSU" and collectively, "DSUs"). The DSUs were fully vested on the date of the grant and settled in shares of Zoetis Inc. common stock upon the reporting person's separation from service as a director at Zoetis.
F8: Each DSU represents the right to receive one share of Zoetis Inc. common stock.
F9: Each DSU is settled in shares of Zoetis Inc. common stock upon the reporting person's separation from service as a director of Zoetis Inc.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 11, 2005 Filed Aug 15, 2005 20:24 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Shares | 600 | $56.77 | $34,062.00 |
DisclosureSEC source: 0000004962-05-000190 · doc4.xml · nonDerivative · entry 4 PARENT LOUISE M · CIK 0001209456 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 443,949 Read SEC document |
| August 11, 2005 Filed Aug 15, 2005 20:24 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Shares | 9,400 | $56.75 | $533,450.00 |
DisclosureSEC source: 0000004962-05-000190 · doc4.xml · nonDerivative · entry 3 PARENT LOUISE M · CIK 0001209456 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 444,549 Read SEC document |
| August 11, 2005 Filed Aug 15, 2005 20:24 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Shares | 40,000 | $56.90 | $2,276,000.00 |
DisclosureSEC source: 0000004962-05-000190 · doc4.xml · nonDerivative · entry 2 PARENT LOUISE M · CIK 0001209456 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 453,949 Read SEC document |
| August 11, 2005 Filed Aug 15, 2005 20:24 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Shares | 165,000 | $29.30 | $4,834,830.00 |
DisclosureSEC source: 0000004962-05-000190 · doc4.xml · nonDerivative · entry 1 PARENT LOUISE M · CIK 0001209456 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 493,949 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 03, 2005 Filed May 5, 2005 21:43 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | OtherCommon Shares | 4,261 | $53.00 | $225,833.00 |
DisclosureSEC source: 0000004962-05-000134 · doc4.xml · nonDerivative · entry 2 PARENT LOUISE M · CIK 0001209456 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Indirect · By ISP Trust Disclosed balance after: 0 F1 · ownership.nature: Shares held in reporting person's account under the Company's Incentive Savings Plan as of May 3, 2005. This plan uses unit accounting, and the number of shares that a participant is deemed to hold varies with the unit price of the Company pooled stock fund. Read SEC document |
| February 24, 2005 Filed Feb 28, 2005 15:37 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (right to buy) - 6/1/00 · Derivative | 95,943 | $0.00 Strike: $53.94 | $0.00 |
DisclosureSEC source: 0000004962-05-000075 · doc4.xml · derivative · entry 5 PARENT LOUISE M · CIK 0001209456 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 95,943 shares Expires 2005-02-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 24, 2005 Filed Feb 28, 2005 15:37 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GiftCommon Shares | 183 | $0.00 | $0.00 |
DisclosureSEC source: 0000004962-05-000075 · doc4.xml · nonDerivative · entry 3 PARENT LOUISE M · CIK 0001209456 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 327,324 Read SEC document |
| February 24, 2005 Filed Feb 28, 2005 15:37 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Shares | 95,672 | $54.19 | $5,184,465.68 |
DisclosureSEC source: 0000004962-05-000075 · doc4.xml · nonDerivative · entry 2 PARENT LOUISE M · CIK 0001209456 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 327,507 F1 · kind: The reported disposition represents the surrender of shares to cover the cost of exercise and tax obligations arising from the ex ercise of employee stock options. Read SEC document |
| February 24, 2005 Filed Feb 28, 2005 15:37 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Shares | 95,943 | $53.94 | $5,174,973.53 |
DisclosureSEC source: 0000004962-05-000075 · doc4.xml · nonDerivative · entry 1 PARENT LOUISE M · CIK 0001209456 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 423,179 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 21, 2005 Filed Feb 23, 2005 20:30 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Shares | 2,959 | $54.02 | $159,851.10 |
DisclosureSEC source: 0000004962-05-000068 · doc4.xml · nonDerivative · entry 1 PARENT LOUISE M · CIK 0001209456 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 327,236 F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of restricted sto ck. Read SEC document |
| January 27, 2005 Filed Jan 28, 2005 15:15 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Shares | 356 | $52.90 | $18,832.40 |
DisclosureSEC source: 0000004962-05-000038 · doc4.xml · nonDerivative · entry 2 PARENT LOUISE M · CIK 0001209456 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 329,952 F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of restricted sto ck. Read SEC document |
| January 27, 2005 Filed Feb 14, 2006 21:14 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | OtherPhantom Stock Units · Derivative | 53 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-06-000295 · form5.xml · derivative · entry 1 PARENT LOUISE M · CIK 0001209456 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 580 Underlying: Common Stock · 53 shares Expires not disclosed F1 · derivative.exercise_price: The phantom stock converts into common stock on a one-for-one basis. F3 · date: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on 1/27/2005, 4/22/2005, 7/28/2005, and 10/11/2005, at prices ranging from $49.18 to $55.47 per share. F3 · kind: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on 1/27/2005, 4/22/2005, 7/28/2005, and 10/11/2005, at prices ranging from $49.18 to $55.47 per share. F3 · price: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on 1/27/2005, 4/22/2005, 7/28/2005, and 10/11/2005, at prices ranging from $49.18 to $55.47 per share. F2 · derivative.exercise_date: The units are to be settled following the reporting person's retirement or other termination of service. F2 · derivative.expiration_date: The units are to be settled following the reporting person's retirement or other termination of service. Read SEC document |
| January 26, 2005 Filed Jan 28, 2005 15:15 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Shares | 526 | $53.08 | $27,920.08 |
DisclosureSEC source: 0000004962-05-000038 · doc4.xml · nonDerivative · entry 1 PARENT LOUISE M · CIK 0001209456 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 330,308 F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of restricted sto ck. Read SEC document |
| January 24, 2005 Filed Jan 26, 2005 22:58 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantEmployee stock options (right to buy) · Derivative | 125,000 | $0.00 Strike: $52.29 | $0.00 |
DisclosureSEC source: 0000004962-05-000025 · doc4.xml · derivative · entry 1 PARENT LOUISE M · CIK 0001209456 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,000 Underlying: Common Shares · 125,000 shares Expires 2015-01-24 F1 · derivative.exercise_date: These options will vest in four equal annual installments beginning on the date shown as "Date Exercisable" subject to continuous employment. Read SEC document |
| December 30, 2004 Filed Jan 26, 2005 22:58 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantPhantom Stock Units · Derivative | 41 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000004962-05-000025 · doc4.xml · derivative · entry 2 PARENT LOUISE M · CIK 0001209456 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 527 Underlying: Common Shares · 41 shares Expires not disclosed F2 · derivative.exercise_price: The phantom stock converts into common stock on a one-for-one basis. F3 · date: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on various dates during 2004 at p rices ranging from $47.87 to $56.35 per share. F3 · price: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on various dates during 2004 at p rices ranging from $47.87 to $56.35 per share. F4 · derivative.exercise_date: The units are to be settled following the reporting person's retirement or other termination of service. F4 · derivative.expiration_date: The units are to be settled following the reporting person's retirement or other termination of service. F4 · derivative.underlying: The units are to be settled following the reporting person's retirement or other termination of service. Read SEC document |
| December 23, 2004 Filed Dec 28, 2004 18:06 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GiftCommon Shares | 18 | $0.00 | $0.00 |
DisclosureSEC source: 0000004962-04-000250 · doc4.xml · nonDerivative · entry 2 PARENT LOUISE M · CIK 0001209456 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 330,834 Read SEC document |
| December 21, 2004 Filed Dec 28, 2004 18:06 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GiftCommon Shares | 904 | $0.00 | $0.00 |
DisclosureSEC source: 0000004962-04-000250 · doc4.xml · nonDerivative · entry 1 PARENT LOUISE M · CIK 0001209456 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 330,852 Read SEC document |
| November 08, 2004 Filed Nov 10, 2004 14:59 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantEmployee stock option (right to buy) · Derivative | 115,050 | $0.00 Strike: $54.81 | $0.00 |
DisclosureSEC source: 0000004962-04-000207 · doc4.xml · derivative · entry 8 PARENT LOUISE M · CIK 0001209456 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,050 Underlying: Common Shares · 115,050 shares Expires 2007-02-23 F4 · kind: Employee stock options granted pursuant to a reload feature of the 1998 Incentive Compensation Plan. Read SEC document |
| November 08, 2004 Filed Nov 10, 2004 14:59 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 180,000 | $0.00 Strike: $22.15 | $0.00 |
DisclosureSEC source: 0000004962-04-000207 · doc4.xml · derivative · entry 7 PARENT LOUISE M · CIK 0001209456 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 180,000 shares Expires 2007-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: These options vested in three equal annual installments beginning on the date shown as "Date Exercisable." Read SEC document |
| November 08, 2004 Filed Nov 10, 2004 14:59 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Shares | 4,000 | $54.74 | $218,960.00 |
DisclosureSEC source: 0000004962-04-000207 · doc4.xml · nonDerivative · entry 5 PARENT LOUISE M · CIK 0001209456 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 331,512 Read SEC document |
| November 08, 2004 Filed Nov 10, 2004 14:59 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Shares | 11,200 | $54.72 | $612,864.00 |
DisclosureSEC source: 0000004962-04-000207 · doc4.xml · nonDerivative · entry 4 PARENT LOUISE M · CIK 0001209456 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 335,512 Read SEC document |
| November 08, 2004 Filed Nov 10, 2004 14:59 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Shares | 17,200 | $54.71 | $941,012.00 |
DisclosureSEC source: 0000004962-04-000207 · doc4.xml · nonDerivative · entry 3 PARENT LOUISE M · CIK 0001209456 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 346,712 Read SEC document |
| November 08, 2004 Filed Nov 10, 2004 14:59 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Shares | 115,050 | $54.81 | $6,305,315.25 |
DisclosureSEC source: 0000004962-04-000207 · doc4.xml · nonDerivative · entry 2 PARENT LOUISE M · CIK 0001209456 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 363,912 F1 · kind: The reported disposition represents the surrender of shares to cover the cost of exercise and tax obligations arising from the ex ercise of employee stock options. Read SEC document |
| November 08, 2004 Filed Nov 10, 2004 14:59 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Shares | 180,000 | $22.15 | $3,986,280.00 |
DisclosureSEC source: 0000004962-04-000207 · doc4.xml · nonDerivative · entry 1 PARENT LOUISE M · CIK 0001209456 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 478,962 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 21, 2004 Filed Feb 24, 2004 19:36 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Shares | 2,959 | $52.99 | $156,797.41 |
DisclosureSEC source: 0000004962-04-000081 · doc4.xml · nonDerivative · entry 1 PARENT LOUISE M · CIK 0001209456 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 296,376.999 F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of a restricted s tock award. Read SEC document |
| January 30, 2004 Filed Feb 2, 2004 23:04 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 180,000 | $0.00 Strike: $15.42 | $0.00 |
DisclosureSEC source: 0000004962-04-000046 · doc4.xml · derivative · entry 9 PARENT LOUISE M · CIK 0001209456 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 180,000 shares Expires 2006-02-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: These options vested in three equal annual installments beginning on the date shown as "Date Exercisable." Read SEC document |
| January 30, 2004 Filed Feb 2, 2004 23:04 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Shares | 300 | $51.02 | $15,306.00 |
DisclosureSEC source: 0000004962-04-000046 · doc4.xml · nonDerivative · entry 7 PARENT LOUISE M · CIK 0001209456 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 299,335.999 Read SEC document |
| January 30, 2004 Filed Feb 2, 2004 23:04 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Shares | 24,700 | $51.00 | $1,259,700.00 |
DisclosureSEC source: 0000004962-04-000046 · doc4.xml · nonDerivative · entry 6 PARENT LOUISE M · CIK 0001209456 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 299,635.999 Read SEC document |
| January 30, 2004 Filed Feb 2, 2004 23:04 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Shares | 25,000 | $51.05 | $1,276,250.00 |
DisclosureSEC source: 0000004962-04-000046 · doc4.xml · nonDerivative · entry 5 PARENT LOUISE M · CIK 0001209456 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 324,335.999 Read SEC document |
| January 30, 2004 Filed Feb 2, 2004 23:04 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Shares | 25,000 | $51.13 | $1,278,250.00 |
DisclosureSEC source: 0000004962-04-000046 · doc4.xml · nonDerivative · entry 4 PARENT LOUISE M · CIK 0001209456 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 349,335.999 Read SEC document |
| January 30, 2004 Filed Feb 2, 2004 23:04 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Shares | 25,000 | $51.11 | $1,277,750.00 |
DisclosureSEC source: 0000004962-04-000046 · doc4.xml · nonDerivative · entry 3 PARENT LOUISE M · CIK 0001209456 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 374,335.999 Read SEC document |
| January 30, 2004 Filed Feb 2, 2004 23:04 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Shares | 42,000 | $51.20 | $2,150,400.00 |
DisclosureSEC source: 0000004962-04-000046 · doc4.xml · nonDerivative · entry 2 PARENT LOUISE M · CIK 0001209456 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 399,335.999 Read SEC document |
| January 30, 2004 Filed Feb 2, 2004 23:04 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Shares | 180,000 | $15.42 | $2,775,060.00 |
DisclosureSEC source: 0000004962-04-000046 · doc4.xml · nonDerivative · entry 1 PARENT LOUISE M · CIK 0001209456 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 441,335.999 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 27, 2004 Filed Jan 29, 2004 01:23 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Shares | 411 | $50.69 | $20,833.59 |
DisclosureSEC source: 0000004962-04-000040 · doc4.xml · nonDerivative · entry 1 PARENT LOUISE M · CIK 0001209456 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 261,335.999 F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of a restricted s tock award. Read SEC document |
| January 26, 2004 Filed Jan 28, 2004 17:02 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantEmployee stock option (right to buy) · Derivative | 149,000 | $0.00 Strike: $50.24 | $0.00 |
DisclosureSEC source: 0000004962-04-000036 · doc4.xml · derivative · entry 3 PARENT LOUISE M · CIK 0001209456 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,000 Underlying: Common Shares · 149,000 shares Expires 2014-01-26 F3 · derivative.exercise_date: These options will vest in four equal annual installments beginning on the date shown as "Date Exercisable." Read SEC document |
| January 26, 2004 Filed Jan 28, 2004 17:02 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantCommon Shares | 3,483 | $0.00 | $0.00 |
DisclosureSEC source: 0000004962-04-000036 · doc4.xml · nonDerivative · entry 1 PARENT LOUISE M · CIK 0001209456 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 261,746.999 F1 · ownership.direct: Restricted stock award will vest in 3 equal annual installments (1/3 on Jan. 26th of 2005, 2006 and 2007, respectively) subject t o continuous employment. Read SEC document |
| December 30, 2003 Filed Jan 28, 2004 17:02 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantPhantom Stock Units · Derivative | 52 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0000004962-04-000036 · doc4.xml · derivative · entry 4 PARENT LOUISE M · CIK 0001209456 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 486 Underlying: Common Shares · 52 shares Expires not disclosed F4 · derivative.exercise_price: The phantom stock converts into common stock on a one-for-one basis. F5 · date: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on various dates during 2003 at p rices ranging from $31.59 to $48.40 per share. F5 · price: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on various dates during 2003 at p rices ranging from $31.59 to $48.40 per share. F6 · derivative.exercise_date: The units are to be settled following the reporting person's retirement or other termination of service. F6 · derivative.expiration_date: The units are to be settled following the reporting person's retirement or other termination of service. F6 · derivative.underlying: The units are to be settled following the reporting person's retirement or other termination of service. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.